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Research Methods Notes
Research Methods Notes
Research Methods Notes
In reality, research tends to lie somewhere on a continuum between the two extremes of being
objective and value-free and subjective and value-ridden.
Types of Research
1. Exploratory, descriptive and explanatory research:
a. Exploratory Research: is defined as the initial research into a hypothetical or
theoretical idea. It is designed to generate some initial insights and understanding
that would make the situation clearer and set the research agenda. It is done
where the situation is very new, has been previously inaccessible or the research
problem is too large and complex to address without some initial exploratory
work. The goal of exploratory research is to formulate problems, clarify concepts,
and form hypotheses. Exploratory research lays the initial groundwork for future
research or to determine if what is being observed might be explained by a
currently existing theory. Exploratory research can be a new topic or new angles
of looking at things, either from a theoretical perspective or a new way of
measuring something.
b. Descriptive research: is designed to establish a factual picture of the issue under
investigation. It tries to describe what is happening in more detail, filling in the
missing parts and expanding understanding. It describes people, products, and
situations. Descriptive research usually has one or more guiding research
questions but generally is not driven by structured research hypotheses. Because
this type of research aims to describe characteristics of populations based on data
collected from samples, it requires the use of a probability sampling technique,
such as simple random sampling. Customer satisfaction surveys, presidential
approval polls, and class evaluation surveys are examples of descriptive projects.
c. Explanatory research: is concerned with explaining the why and how of the
situation. Though explanatory research includes elements of descriptive research,
it goes beyond it to differentiate between, and measure, the relative influence of
the factors and explain the cause and effect relationship between them. It does not
aim to provide final and conclusive answers to the research questions but allows
the researcher to explore the research with varying level of depths. Explanatory
research requires probability sampling, because its goal is to generalize the results
to the population from which the sample is drawn. The data are quantitative and
requires statistical tests to establish the validity of the relationships.
Example: The south pole of the moon is of special interest to scientists because of
the occurrence of water ice in the craters. These craters that are unique as sunlight
does not reach their interiors. They cold traps that contain a fossil record of
hydrogen, water ice, and other volatiles dating from the early Solar System. But
how did they know there is hydrogen and water in those craters? Orbiters from
several countries have explored the region around the lunar south pole. Extensive
studies were conducted by the Lunar Orbiters, Clementine, Lunar
Prospector, Lunar Reconnaissance Orbiter and Chandrayaan-1, that discovered
the presence of lunar water. These orbiters did not land on the moon surface but
orbited around the moon and using advanced technology could identify them.
This is exploratory research where now know what exists on the surface of those
craters. These findings were than studied by scientists and geologists who
produced a descriptive research paper of the factual position of what exists in
those craters on the moon. Their paper could only describe what is known until
than. On 3rd January 2019, Chang'e 4, a Chinese spacecraft, was the first to
successfully soft land in the Von Kármán crater. This spacecraft will conduct
experiments and dig deeper into the surface of these craters and tell us what, how,
why, when about the hydrogen and water ice in those craters. This is explanatory
research.
No. Exploratory Descriptive Explanatory
1 Provides first Describe accurately Verifies the predictive
description of the key and systematically a ability of a principle or
facts and the actors situation, phenomenon theory.
involved in a situation or problem
or phenomenon
2 Produce an Develop descriptive Test existing theories
empirically based inferences about and empirical findings
picture of what is relationships, to develop better
happening processes and explanations
mechanisms
3 Collect a large amount Provides a picture of Specify and explain
of relatively what, who, when and why and how the
unstructured where to create a mechanisms of an
information to develop context for further underlying process
a range of ideas to investigation works
help build tentative
positions
4 Investigate the Identify possible Synthesise the
feasibility of associations and/or different topics or
conducting further correlations issues and/or the
research into the issues theoretical
perspectives into a
more unified structure
5 Identify the key focus Record and document Test, develop and
issues and begin to the effects of key refine an existing
develop more refined changes, interventions theory so that it
research questions for etc. becomes a more
further enquiry complete and useful
explanation
6 Explore the Synthesise raw data by Enhance the value of
possibilities for new categorisation and an existing theory by
research directions and classification applying it to develop
techniques a better understanding
of a new context or
problem.
7 Provide the empirical Identify linkages in Generate a stronger
data as a basis for terms of sequences, and more complete
development of chains, steps etc. empirical evidence to
theoretical support or refute an
propositions existing theoretical
explanation.
Taylor and Edgar (1999: 27) succinctly summarise the relationship between ontology,
epistemology and methodology in stating that: ‘the belief about the nature of the world
(ontology) adopted by an enquirer will influence their belief as to the nature of
knowledge in that world (epistemology) which in turn will influence the enquirer’s
belief as to how that knowledge can be uncovered (methodology)’.
Positivists contend that the theories and laws established through research must
be logically consistent and explain empirical reality. Further, this theoretical
empirical consistency should be replicable across a range of different contextual
circumstances. Hence, positivists believe that scientific research is the only way
to discover the truth and it must be conducted in an objective manner,
deterministic in purpose (to determine cause–effect relationships), mechanistic in
process and use well established and validated methods.
Positivists take the view that the most valid, way to learn the truth is to conduct
laboratory experiments. Because it enables the research to be designed and
conducted with the maximum degree of control so that the contaminating or
confounding effects of the other influences on the results are eliminated or, at the
least minimised. Further, because in the real world, phenomena and events are not
caused by one factor acting in isolation, it is difficult to distinguish between the
most and least important influences and be certain of the nature and mechanism
of the cause–effect relationship.
Among the criticism of positivism, is that it is acontextual due to the high levels
of artificiality created by the methods. Critics also point out that researchers
cannot be totally objective and objectivity is a myth as human beings cannot
avoid being influenced by our beliefs, values and prejudices. Further, in the
positivist approach, the researcher exerts much greater influence and control on
the subject which can distort the research process and leads to accurate but not
truthful results. It delivers answers that are more simplistic and partial than the
reality and hence less valid.
2. Phenomenology:
Phenomenological, constructivist or interpretative approaches to research place
less emphasis on objectivity and more on the need for interpretation.
Phenomenologists believe that the phenomena and events that occur in the real
world, are created by the subjective thoughts, actions and interactions of
people who inhabit it.
Positivistic Phenomenologic
Basic The world is external and The world is socially constructed
beliefs objective. The observer is and subjective. The observer is
independent. Science is value part of what is observed. Science
free is driven by human interest.
What Focus on facts. Look for Focus on meaning. Try to
researchers causality and fundamental understand what is happening.
should do laws. Reduce phenomena to Look at the totality of each
their simplest elements. situation. Develop ideas through
Formulate hypotheses and induction from data.
then test them
Preferred Operationalising concepts so Using multiple methods to
Methods that they can be measured. establish different views of
Taking large samples. phenomena. Small samples
investigated in depth or overtime.
Chapter 3
1. Finding and refining a topic:
Questions that need to be answered are:
a. Why do I want to do some research on a particular topic?
b. What is it about the topic that will be interesting and motivating for me?’
This process needs to be done with every topic one considers until something sets
one thinking. The research process is a journey and one that does not always
progress smoothly, so the chosen topic should be one that sustain ones interest
and curiosity until the end.
In the inductive approach, where the empirical data are collected during the early stages
of the study, the conceptual framework is the outcome of the analysis of the empirical
data, establishing any logical links between the interpretation of reality and any existing
literature. In the deductive approach, it is the critical review of the literature that
determines the nature of the conceptual framework to be used for the empirical part of
the research.
2. Variables:
a. Independent and Dependent Variables:
The variables between which nature and direction of the cause–effect mechanism
operates are the independent and dependent variables. The independent variable
can be manipulated or altered and the dependent variable gets altered as a
consequence of the manipulation or alteration in the independent variable.
b. Intervening variable: is one that has a direct consequence of a change in the
independent variable and has an effect on the expected relationship between it
and the dependent variable. This effect might be known before the empirical
research or may be brought to knowledge after the effect of changes in the
independent variable on the dependent variable are known. This effect may be to
enhance or lessen the influence of the independent variable has on the dependent
variable.
c. Moderating Variable: moderates the expected relationship between the
independent and dependent variables. It might be positive or negative in nature
and may or may not be evident before the investigation begins. The moderating
variable may only becomes evident when the expected independent–dependent
variable relationship does not materialise and needs to be explained by
identifying what is moderating or affecting it.
Theories that are valid and applicable across time and space are known as general
theories or universal laws while those having value limited to certain contexts or the
existence of certain conditions are referred to as context- or condition-specific theories
While the role of theory is explanation, the role of models is to represent the logic of
the explanation. Such representation of theories may be descriptive, explanatory or
designed to simulate the processes the theory is about. Models are relatively simple,
revealing the structural relationships between its components, or slightly more
developed, in that the nature of these structural relationships is explained, or more
complex still, with the processes associated with the relationships being simulated.
4. Hypotheses:
A hypothesis expresses is a prediction of what to expect if the theory proves to be
sound. It is a mechanism that tests whether or not the theoretical explanations and
predictions can be supported by evidence from the real world. It is an ‘educated guess’
about a problem’s solution. It suggests or asserts a certain relationship between the
concepts in the conceptual framework but which cannot be confirmed because they
have not yet been tested. Therefore, the hypothesis is a statement that can be tested.
Depending on the extent to which the theory has been developed previously and/or the
researcher’s ability to be more or less specific in wording the hypothesis, may be
tentative or prescriptive in how it is written.
a. Causal and correlational hypotheses
A causal hypothesis is directional as a cause–effect relationship being specified
and tested. It specifies that the independent variable will definitely produce an
specific effect in the dependent variable
The 3 criteria for establishing a causal relationship are:
i. Association: An empirical (or observed) association between the
independent and dependent variables. They must vary together so when one
goes up (or down), the other goes up (or down) at the same time. For
example: When cigarette smoking goes up, so does lung cancer.
ii. Time order: The variation in the independent variable must come before the
variation in the dependent variable. The cause must come before its
presumed effect.
iii. Non-spurious: A relationship between two variables is spurious when it is
actually due to changes in a third variable, so what appears to be a direct
connection is in fact not one. For example: If we measure children’s shoe
sizes and their academic knowledge, we will find a positive association. But
such a relationship is spurious.
A correlational hypothesis suggests or postulates a connection or association of
some kind between at least two variables. For example, in a causal relationship,
the if the hotel room-night charge is higher the quality of the room décor is
superior. If this were to be specified in a correlational form then, one would
simply hypothesise that the hotel room-night charge is connected to the room
decor in some way or in hotels where the room night charge is higher, there
seems to be better décor in such rooms.
b. Null and alternate hypotheses:
Hypotheses can be stated in negative or positive terms.
i. Null (negative) form: would state that the independent variable (cause) does
not have a relationship with, or effect on, the dependent variable (effect).
ii. Alternate (positive) form:
the independent variable does have a relationship with or effect on the
dependent variable. These are the only two possible outcomes for a
hypothesis
c. Interval Scale: has a standard interval between the range of points in the scale and
the interval is usually one. The nature of each point in the scale is defined and this
allows the magnitude of the difference between each point to be measured. It
provides a range of possible response options to a question or statement from
totally negative at one end to totally positive at the other. For Example, the three,
five, seven or nine-point scales that range from, terrible to excellent, from totally
disagree to totally agree or never to always. The agree/disagree type of interval
scale is commonly known as a ‘Likert’ scale and defines the points, in a five-
point scale, as follows – totally disagree, disagree, neither agree or disagree,
agree, totally agree.
d. Ratio scale: is an open-ended scale that has a zero starting point and could extend
to infinity. It does not contain categories, groups, ranks or points so it collects
ungrouped, unclassified or raw data. Ratio data has to be grouped or organised
after they have been collected. The ratio scale is generally used where the
variable is known or expected to vary continuously across a range and where the
full range of variation is not known.
The unstructured, open-ended form of the question allows for a considerable amount of
flexibility, in terms of what is asked, what is pursued further and how the data are
recorded. This flexibility also enables more in-depth responses to be captured, which
are crucial in the collection of qualitative data. It can also help in situations where the
researcher is not sure of the nature and/or breadth of the possible responses that could
be given to a question.
But the nature of the data collected do lead to some problems. For various reasons
people do not always give ‘truthful’ answers. They may over- or understate certain
issues or deliberately give false answers to cover up failures or avoid sensitive issues.
They may give answers that they believe, but do not know, to be correct. They may
express opinion as fact and may give responses that they think the researcher is looking
for.
In addition, the nature of the data precludes statistical analysis. Words have to be
interpreted and people’s interpretations of the same collection of words can vary,
leading to differing conclusions. Further unstructured questions generate a high volume
of non-standard data, which can give rise to problems in terms of not only recording
and/or transcribing the data but also in being able to cope with this volume of material
when trying to analyse it.
If quantitative data is required, the questions are more specific and the options to
answer will be prescribed in the question. It will have a predetermined structure along
with instructions for the respondent on how to record their responses. Because of these
features the data collected is amenable to statistical analysis. These type of questions
are referred to as structured, with close-ended questions.
The structured questions are preferred in situations where relatively large-scale surveys
are being conducted, where the sample is geographically dispersed and can only be
accessed by some form of remote communication, such as by mail, electronically or by
telephone, and where quantitative data are required. That said, this form is also used for
direct interviews such as market research interviews conducted in public spaces, or
situations where the sample is self-selecting such as customer comment/feedback
questionnaires left in hotel bedrooms, on restaurant tables, or at tourist destinations and
attractions and so on.
However, the downside to this is that it often makes the research process more
complex, time-consuming and difficult to design and put into practice.
• The explanatory sequential design. The explanatory sequential design (also referred to as
the explanatory design) occurs in two distinct interactive phases (see Figure 3.1b). This design
starts with the collection and analysis of quantitative data, which has the priority for
addressing the study’s questions. This first phase is followed by the subsequent collection and
analysis of qualitative data. The second, qualitative phase of the study is designed so that it
follows from the results of the first, quantitative phase. The researcher interprets how the
qualitative results help to explain the initial quantitative results. For example, the researcher
collects and analyzes quantitative data to identify significant predictors of adolescent tobacco
use. Finding a surprising association between participation in extracurricular activities and
tobacco use, the researcher conducts qualitative interviews with adolescents who are actively
involved in extracurricular activities to attempt to explain the unexpected result. • The
exploratory sequential design. As shown in Figure 3.1c, the exploratory sequential design (also
referred to as the exploratory design) also uses sequential timing. In contrast to the
explanatory design, the exploratory design begins with and prioritizes the collection and
analysis of qualitative data in the first phase. Building from the exploratory results, the
researcher conducts a second, quantitative phase to test or generalize the initial findings. The
researcher then interprets how the quantitative results build on the initial qualitative results.
For example, the researcher collects qualitative stories about adolescents’ attempts to quit
smoking and analyzes the stories to identify the conditions, contexts, strategies, and
consequences of adolescent quit attempts. Considering the resulting categories as variables,
the researcher develops a quantitative instrument and uses it to assess the overall prevalence
of these variables for a large number of adolescent smokers.
Sampling
Cluster sampling
The sampling frame is comprised of the list of clusters rather than individual cases. From
this, a number of clusters are selected on a random basis and data are collected from every
case contained in the clusters selected. This is known as one or single-stage cluster sampling.
It is possible to go beyond this and employ two-stage cluster sampling. Here data are
collected from selected members of each cluster rather than all the members of each.
Convenience sampling
This is the simplest form of non-probability-based sampling. It is, as the name implies, a way
of selecting a sample that is convenient – that is, one available at the time and place of your
choice. It might constitute stopping people in the street and asking for their cooperation or
approaching visitors at a tourist destination or attraction and asking them if they would
complete a questionnaire or be interviewed.