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Kentetal Clinicoanatomicstudiesofdysarthria
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Ray D. Kent
University of Wisconsin– More than 30 years ago, Darley, Aronson, and Brown (1969) proposed clinico-
Madison anatomic correlations for seven perceptual types of dysarthria. These correlations
have not been systematically re-examined even though imaging technologies
Joseph R. Duffy developed in recent years provide the means to do so. This review considers data
Mayo Clinic from published imaging studies as well as data from selected medical interven-
Rochester, MN tions to evaluate the current state of knowledge that relates lesion site to the
nature of a speech disturbance. Although the extant data are not sufficient to
Angela Slama allow a complete evaluation of the seven types of dysarthria described by Darley
Jane F. Kent et al., relevant information has been reported on lesions of the pyramidal
University of Wisconsin– pathway, extrapyramidal pathway, and cerebellum. In general, the results are
Madison best explained by an equivalence mode of brain-behavior relationship in which a
type of dysarthria is associated with a lesion in one of two or more brain
Amy Clift structures. Criteria also are proposed for future studies of clinicoanatomic
Southwest Missouri relationships in neurogenic communication disorders.
State University
KEY WORDS: dysarthria, neuroimaging, neurologic disorders, clinicoanatomic
Springfield
studies, speech disorder
A
broad goal of research on neurogenic disorders is to establish
the relationship between lesion and functional disturbance. In
two classic articles, Darley, Aronson, and Brown (1969a, 1969b)
proposed a systematic classification of adult dysarthrias including hy-
potheses that relate site of lesion and type of speech disturbance. Darley
et al. described the dysarthrias associated with seven discrete neuro-
logical groups and concluded that, “Speech indeed follows neuroanatomy
and neurophysiology” (1969, p. 246). Location of the lesion responsible
for the dysarthria was explicit in the design of their studies, because the
clinical groups were constituted as follows (with site of lesion given in
parentheses): bulbar palsy (lower motor neuron lesion), pseudobulbar
palsy (upper motor neuron lesion), amyotrophic lateral sclerosis (lesions
to both upper and lower motor neurons), cerebellar disorders (lesions to
the cerebellum), parkinsonism (extrapyramidal lesion), dystonia (ex-
trapyramidal lesion), and chorea (extrapyramidal lesion). The localiza-
tion hypotheses were based primarily on clinical observations, especially
the perceptual attributes of speech samples considered against classical
formulations of neuropathology. Imaging data were rarely available.
These clinicoanatomic bases of dysarthria have stood essentially intact
for three decades (Duffy, 1995; Kent, Kent, Duffy, & Weismer, 1998).
Since the publication of the classic papers by Darley et al. (1969a,
1969b), many articles have been published on the dysarthrias, and a
Journal of Speech, Language, and Hearing Research • Vol. 44 • 535–551 • June 2001 • ©American Speech-Language-Hearing
Kent et al.: Clinicoanatomic StudiesAssociation
in Dysarthria 535
1092-4388/01/4403-0535
536 Journal of Speech, Language, and Hearing Research • Vol. 44 • 535–551 • June 2001
Lesion Source
arthria, along with headache and abrupt onset of symp- Unilateral upper motor neuron dysarthria differs from
toms, can distinguish hemorrhagic lacunar stroke from the perceptual dysarthria types identified by Darley et
other causes of lacunar stroke (Arboix, Garcia-Eroles, al. (1969a, 1969b) in that it is an anatomic label and
Massons, Oliveres, & Targa, 2000). may include speech characteristics that represent weak-
ness, spasticity, and even ataxia. In at least 50% of cases
Unilateral Upper Motor Neuron with dysarthria, a unilateral upper motor neuron lesion
is associated with a lingual weakness that contributes
Dysarthria to the dysarthria (Duffy & Folger, 1996). It is not clear
One of the few studies to provide information on why lingual paralysis occurs in some individuals with
both dysarthria characteristics and site of lesion is Duffy monohemispheric stroke but not others. Based on the
and Folger (1996), who examined patients with dysar- results of a TMS study, Muelbacher, Artner, and Mamoli
thria associated with unilateral upper motor neuron le- (1998) suggested that the reason is the variable avail-
sions. These usually manifest as a mild to moderate ability of uncrossed motor projections among different
speech involvement characterized by imprecise conso- individuals.
nant articulation, slow and irregular speech AMRs, slow
speech rate, and phonatory abnormalities (especially
harshness). The responsible lesion is summarized in
Progressive Dysarthria (or Apraxia
Table 2, which bears a strong similarity to Table 1. of Speech)
Damage to Broca’s area and surrounding cortical
Table 2. Lesions associated with unilateral upper motor neuron regions is associated with a progressive loss of speech
dysarthria (Duffy & Folger, 1996). that has been termed primary progressive aphasia (Didic,
Felician, Ceccaldi, & Poncet, 1999; Kertesz & Orange,
Cases 2000; Zakzanis, 1999), progressive anarthria (Didic et al.,
Lesion observed (%) 1999; Infante, Sanchez Guerra, Polo, Berciano, &
Oterino, 2000), or progressive dysarthria (Santens et al.,
Lobar 43
1999). The choice of terminology partly reflects the ini-
Cortical 7
Subcortical 7
tial or predominant symptomatology. The disorder of
Cortical and subcortical 29 particular interest here is typically characterized by
Internal capsule 34 impaired articulation (or apraxia of speech), telegraphic
Internal capsule or pons 4 style, and a difficulty in performing complex orofacial
Pericapsular 11 and hand movements (Didic, Ceccaldi, & Poncet, 1998).
Pericapsular/subcortical and lobar 5 It is possible that it is labeled more accurately as apraxia
Thalamus 2 of speech or apraxia of speech with dysarthria. The clini-
Brainstem 2 cal features are most consistent with apraxia of speech,
but this term is not used consistently in neurology.
538 Journal of Speech, Language, and Hearing Research • Vol. 44 • 535–551 • June 2001
Cerebral cortex Ichikawa & Kageyama (1991), Kim (1994), Lampl et al. (1997),
Okuda et al. (1999)
Centrum ovale Arboix et al. (1991)
Corona radiata (bilateral) Takahashi et al. (1995)
Corona radiata (unilateral) Kim (1994), Takahashi et al. (1995), Urban et al. (1999)
Internal capsule (unilateral) Urban et al. (1999)
Internal capsule (laterality not specified) Arboix et al. (1991)
Corona radiata and/or internal capsule Okuda et al. (1999), Takahashi et al. (1995)
(bilateral)
Corona radiata & internal capsule Ichikawa & Kageyama (1991), Okuda et al. (1999), Ozaki et al.
(unilateral) (1986), Takahashi et al. (1995), Tohgi et al. (1996)
Basal ganglia Kim (1994)
Pons Arboix et al. (1991), Kim (1994), Orefice et al. (1999), Tohgi et al.
(1996)
Cerebellum (paravermal zone of right Gironell et al. (1996)
hemisphere)
contralateral to the affected limb. Further, in their re- determined that the midline structures of vermis and
view and re-evaluation of the literature, they concluded fastigial nucleus were the primary focus for the coordi-
that pontine lesions were identified in 12 of 15 patients nation of motor speech. However, in a review of dysar-
with dysarthria–clumsy hand syndrome. The remain- thria in cerebellar disease, Ackermann and Ziegler
ing patients without pontine damage had lesions in the (1992) concluded that a speech disorder is particularly
capsule, corona radiata, or both. Schonewille et al. associated with damage to the paramedian regions of
(1999) reported on two cases of this syndrome. For one the superior cerebellar hemispheres. In another review,
patient, the lesions were in the posterior limb of the in- Timmann, Kolb, and Diener (1999) identified rostral
ternal capsule and the putamen. For the other, the le- paravermal lesions as responsible for dysarthria. Barth,
sion was in the caudate nucleus. But it also has been Bogousslavsky, and Regli (1993) concluded from a MRI
reported that dysarthria–clumsy hand syndrome may study that infarcts in the territory of the superior cer-
result from infarction of the cerebral peduncle (Urban, ebellar artery are associated with a syndrome of dysar-
Hopf, Visbeck, Fleischer, & Andreas, 1996). It may be thria, vertigo or unsteadiness, limb or trunk ataxia, and
concluded that although a pontine lesion is typical of nystagmus.
this syndrome, lesions in the capsule, basal ganglia, or
cerebral peduncle also may be responsible. As noted ear-
lier, this syndrome can be cross-listed with the category Lesions Associated With Ataxic
of cerebellar lesions, which is discussed next. Dysarthria
Table 4 summarizes the lesions that have been re-
ported in several studies of ataxic dysarthria. For the
Lesions of the Cerebellar System most part, the lesions are limited to the cerebellum but
Ataxic dysarthria is associated with a large num- can affect cerebellar inflow and outflow tracts, includ-
ber of neuropathologies and a variety of focal or diffuse ing crossed cortico-cerebellar pathways, such as (a) the
lesions (Duffy, 1995). It is helpful to review some of the frontopontocerebellar tract originating in Brodmann
major hypotheses concerning cerebellar dysfunction in Area 10, and (b) the tract connecting the orofacial area
speech before considering the imaging data. One of the of motor cortex with the paravermal segment of the con-
earliest clinicoanatomic hypotheses held that the ver- tralateral cerebellar hemisphere. The identification of
mis is particularly important for speech (Holmes, 1917; responsible lesion is complicated by the possibility of
Mills & Weisenburg, 1914). Recent support for this idea diaschisis, in which a lesion to one brain structure
was reported by Chiu, Chen, and Tseng (1996), who com- causes a functional disturbance in a remote structure
pared speech and other motor dysfunctions in 15 pa- that is itself not damaged. SPECT evidence of cerebello-
tients with cerebellar disease and dysarthria. They cerebral diaschisis has been reported in patients with
540 Journal of Speech, Language, and Hearing Research • Vol. 44 • 535–551 • June 2001
Midline regions
Vermis Holmes (1917), Mills & Weisenburg (1914)
Vermis and fastigial nucleus Chiu, Chen, & Tseng (1996)
Noncerebellar regions
Frontal cerebral cortex Marie et al. (1998), Terry & Rosenberg (1995)
unilateral cerebellar infarctions (Botez, Leveille, Lam- Kluin et al. (1988) reported a significant inverse corre-
bert, & Botez, 1991). lation between the severity of ataxia in speech and the
When focal lesions have been determined, their dis- local metabolic rates for glucose in the cerebellar ver-
tribution includes the vermal, paravermal, and lateral mis, cerebellar hemispheres, and brainstem.
portions (hemispheres) of the cerebellum. Although le- A full understanding must account for the remote
sions associated with dysarthria often are on the left effects of the lesion as well as for its local effects. TMS
side, this is not necessarily the case (Ackermann, Vogel, results from patients with autosomal-dominant or idio-
Peterson, & Poremba, 1992). The composite picture is pathic cerebellar ataxia indicated that one consequence
one of widely scattered lesions in the midline or in ei- of cerebellar disease is a diminished facilitatory influ-
ther hemisphere. One interpretation of these lesion data ence of the cerebellum on motor cortex (Liepert et al.,
is that different speech functions are represented in 1998). Finally, as an example of a promising line of
different regions of the cerebellum, either because of study, Ikuta (1998) used proton magnetic resonance
individual variations in regional cerebellar function spectroscopy and SPECT in a study of patients with
(population heterogeneity) or because speech is multi- olivopontocerebellar atrophy (OPCA). Compared to con-
ply represented in the cerebellum (distributed repre- trols, patients with OPCA had decreased ratios of N-
sentation). Possibly, different parts of the cerebellum acetylaspartate to creatine (NAA/Cre). Moreover, pa-
are involved in the motor control of different motor sys- tients with a more severe ataxic gait and dysarthria had
tems within speech production or they are involved with a slightly lowered NAA/Cre relative to other OPCA pa-
different functions of motor control. For example, tients. Ikuta’s study is one of the very few to apply mag-
Ackermann et al. (1992) observed that a bilateral inf- netic resonance spectroscopy to individuals with dysar-
arction appears to be associated with the most severe thria, but it points the way to future investigations.
articulatory deficits and that a lesion of the dentate
nucleus is linked with phonatory disturbances. Another Cerebellar Mutism
factor to consider is the possibility of accompanying le-
sions in noncerebellar regions. Cisneros and Braun Although the focus of this review is on dysarthrias
(1995) hypothesized that differences in the severity of in the adult, it is pertinent here to note the syndrome of
ataxic dysarthria could be related to lesions in struc- cerebellar mutism and subsequent (typically ataxic)
tures other than the cerebellum. Specifically, they pro- dysarthria that may occur as a complication of poste-
posed that more severe involvement (both respiratory rior fossa surgery in children or as a consequence of
insufficiency and articulatory/phonatory difficulties) re- hemorrhages or trauma (Turgut, 1998). The location of
flected additional damage to pontine and medullary struc- the lesion responsible for cerebellar mutism and dysar-
tures. Imaging data are needed to evaluate this hypoth- thria is somewhat unclear. Some studies point to a le-
esis. In a PET study of olivopontocerebellar atrophy, sion in the cerebellar hemispheres (Janssen et al., 1998).
542 Journal of Speech, Language, and Hearing Research • Vol. 44 • 535–551 • June 2001
Bakker et al. (1997) Fetal dopamine transplants for PD Not described No systematic effect
Cahill et al. (1998) Levodopa for PD Improved labial function Improved labial function
Durif et al. (1999) Speaking aloud and other cognitive Worsened dyskinesia Not described
and motor tasks in PD
Gamboa et al. (1997) Dopaminergic drugs for PD Not described Persisting voice problems
Gentil et al. (1998) Levodopa therapy for PD Positive for finger movements Neutral or negative for orofacial
movements
Gentil, Garcia-Ruiz, et al. Bilateral stimulation of subthalamic Not described Positive for speech intelligibility and oral
(1999) nucleus for PD motor function
Gentil, Tournier, et al. Levodopa therapy for PD Positive for motor score of UPDRS Neutral for speech (Item 18 of UPDRS)
(1999)
Ghika et al. (1999) Bilateral posteroventral pallidotomy Positive for UPDRS Negative for 1 of 4 patients
for PD
Gross et al. (1997) GPi stimulation for PD Positive for akinesia, rigidity, and gait Positive
Hariz & De Salles (1997) Posteroventral pallidotomy for PD Generally positive for tremor Dysarthria as side effect in 3 of 138
patients
Jiang et al. (1999) L-dopa therapy for PD Not described Positive for voice (acoustic analysis)
Kompoliti et al. (2000) Apomorphine therapy in double- Improvement in motor score of Neutral for voice and speech
blind, randomized, placebo- UPDRS
controlled cross-over design
Leanderson et al. (1972) Levodopa therapy for PD Not described Positive for lip muscle activity
Martinez-Martin et al. Pallidotomy for PD Positive for mobility, activities of daily Neutral for communication
(2000) life, emotional well being, and bodily
discomfort
Obwegeser et al. (2000) Thalamic stimulation for ET Reduction of tremor (reduction of Dysarthria as one of the most frequent
head, voice, tongue, and face reversible side effects
tremor in a subgroup analysis)
Pahwa et al. (1999) Bilateral thalamic stimulation for ET Positive for tremor score and ADL Worsening of dysarthria in some patients
Poluha et al. (1998) Levodopa treatment for PD Positive for handwriting Neutral
Robertson & Hammerstad Levodopa treatment for PD Not described Positive for jaw movements
(1996)
Schrag et al. (1999) Unilateral pallidotomy for PD Positive for UPDRS Negative
Schulz et al. (1999) Unilateral pallidotomy for PD Positive for limb motor function Positive for some patients but 3 did not
show consistent positive changes
Scott et al. (1998) Unilateral or bilateral posteroventral Positive for UPDRS Negative, esp. for DDK, but not judged to
pallidotomy for PD be functionally significant
Shima et al. (1996) Unilateral or bilateral posteroventral Positive for rigidity, tremor, and Worsened dysarthria in 3 patients
pallidotomy for PD movement
Solomon et al. (2000) Unilateral or bilateral pallidal Positive for general motor function Variable across 3 patients
stimulation for PD
Taha et al. (1999) Thalamic deep brain stimulation Positive for head, voice and Dysarthria as side effect
for ET bilateral limb
Tasker (1998) Deep brain stimulation for ET Positive for tremor Dysarthria as side effect
Thalamotomy for ET Positive for tremor Dysarthria as side effect
Theodoros et al. (2000) Unilateral or bilateral pallidotomy No information Reduced intelligibility in 10 of 12 subjects
Uitti et al. (2000) Unilateral pallidotomy for PD Improved motor function Mild decline of intelligibility in one-third
of 57 patients
Wang et al. (1999) Dopaminergic therapy for PD Improved on motor section of UPDRS No changes in acoustically measured
vocal parameters
Wang et al. (2000) Dopaminergic therapy for PD Improved on motor section of UPDRS No changes in phonation
544 Journal of Speech, Language, and Hearing Research • Vol. 44 • 535–551 • June 2001
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Urban, P. P., Vogt, T., & Hopf, H. C. (1998). Corticobulbar Contact author: Ray D. Kent, PhD, Waisman Center Room
tract involvement in amyotrophic lateral sclerosis: A 435, University of Wisconsin–Madison, 1500 Highland
transcranial magnetic stimulation study. Brain, 121, Avenue, Madison, WI 53705-2280.
1099–108. Email: kentray@waisman.wisc.edu
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