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Clinicoanatomic Studies in Dysarthria: Review, Critique, and Directions for


Research

Article  in  Journal of Speech Language and Hearing Research · July 2001


DOI: 10.1044/1092-4388(2001/042) · Source: PubMed

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Clinicoanatomic Studies in
Dysarthria: Review, Critique,
and Directions for Research

Ray D. Kent
University of Wisconsin– More than 30 years ago, Darley, Aronson, and Brown (1969) proposed clinico-
Madison anatomic correlations for seven perceptual types of dysarthria. These correlations
have not been systematically re-examined even though imaging technologies
Joseph R. Duffy developed in recent years provide the means to do so. This review considers data
Mayo Clinic from published imaging studies as well as data from selected medical interven-
Rochester, MN tions to evaluate the current state of knowledge that relates lesion site to the
nature of a speech disturbance. Although the extant data are not sufficient to
Angela Slama allow a complete evaluation of the seven types of dysarthria described by Darley
Jane F. Kent et al., relevant information has been reported on lesions of the pyramidal
University of Wisconsin– pathway, extrapyramidal pathway, and cerebellum. In general, the results are
Madison best explained by an equivalence mode of brain-behavior relationship in which a
type of dysarthria is associated with a lesion in one of two or more brain
Amy Clift structures. Criteria also are proposed for future studies of clinicoanatomic
Southwest Missouri relationships in neurogenic communication disorders.
State University
KEY WORDS: dysarthria, neuroimaging, neurologic disorders, clinicoanatomic
Springfield
studies, speech disorder

A
broad goal of research on neurogenic disorders is to establish
the relationship between lesion and functional disturbance. In
two classic articles, Darley, Aronson, and Brown (1969a, 1969b)
proposed a systematic classification of adult dysarthrias including hy-
potheses that relate site of lesion and type of speech disturbance. Darley
et al. described the dysarthrias associated with seven discrete neuro-
logical groups and concluded that, “Speech indeed follows neuroanatomy
and neurophysiology” (1969, p. 246). Location of the lesion responsible
for the dysarthria was explicit in the design of their studies, because the
clinical groups were constituted as follows (with site of lesion given in
parentheses): bulbar palsy (lower motor neuron lesion), pseudobulbar
palsy (upper motor neuron lesion), amyotrophic lateral sclerosis (lesions
to both upper and lower motor neurons), cerebellar disorders (lesions to
the cerebellum), parkinsonism (extrapyramidal lesion), dystonia (ex-
trapyramidal lesion), and chorea (extrapyramidal lesion). The localiza-
tion hypotheses were based primarily on clinical observations, especially
the perceptual attributes of speech samples considered against classical
formulations of neuropathology. Imaging data were rarely available.
These clinicoanatomic bases of dysarthria have stood essentially intact
for three decades (Duffy, 1995; Kent, Kent, Duffy, & Weismer, 1998).
Since the publication of the classic papers by Darley et al. (1969a,
1969b), many articles have been published on the dysarthrias, and a

Journal of Speech, Language, and Hearing Research • Vol. 44 • 535–551 • June 2001 • ©American Speech-Language-Hearing
Kent et al.: Clinicoanatomic StudiesAssociation
in Dysarthria 535
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number of these include information on site of lesion de- in dysarthria have been obtained from structural imag-
termined by neuroimaging, medical interventions, ex- ing methods such as CT and MRI. An additional prob-
perimental stimulation methods, or other procedures. lem is that many of the neurologic disorders linked with
The goal of this review is to examine clinicoanatomic stud- dysarthria do not have lesions that are routinely or
ies and to synthesize the results into a progress state- readily determined by brain imaging methods. For ex-
ment on the neuropathologic bases of the dysarthrias. ample, imaging is rarely performed on individuals with
Parkinson’s disease or those with various neurodegen-
erative disorders.
Information Considered in 3. Neuroimaging methods have been applied much
This Review less frequently to the dysarthrias than to such disor-
ders as aphasia or dementia. The sparseness of the
This review covers especially those reports in which clinicoanatomic literature on dysarthria is immediately
some form of neuroimaging was used to detect lesions evident in a review of the literature. But sufficient
in individuals with dysarthria. The neuroimaging meth- progress has been made to warrant a summary of cur-
ods of potential interest are computed tomography (CT), rent knowledge of clinicoanatomic relationships and to
magnetic resonance imaging (MRI), functional magnetic formulate hypotheses for future study.
resonance imaging (fMRI), positron emission tomogra-
Information on lesion sites and neuropathology also
phy (PET), single photon emission tomography (SPECT),
can be derived from methods other than neuroimaging.
magnetoencephalograpy (MEG), and electroencephalo-
One source of information is surgery or other invasive
graphy (EEG).
intervention that either resolves dysarthria or results
The following caveats should be noted: in dysarthria as a complication. Some examples are ste-
1. Studies of neural lesions related to dysarthria reotactic thalamotomy, pallidotomy, and deep brain
often are much more informative concerning the size stimulation in the treatment of intractable essential
and location of the lesion than on the characteristics of tremor or Parkinson’s disease (Kondziolka et al., 1999;
dysarthria. Frequently, the dysarthria is neither classi- Taha, Janszen, & Favre, 1999; Zirh, Reich, Dougherty,
fied nor described in a way that adequately portrays & Lenz, 1999). Neuroimaging results are complemented
the speech disturbance (O’Shanick, 1997). Furthermore, by a small number of stimulation studies, especially
in some studies it is not even clear if the general term those using transcranial magnetic stimulation (TMS)
dysarthria (let alone its type or features) is accurate or rapid-rate transcranial magnetic stimulation (rTMS),
because the speech disruptions may have taken other in which an intense magnetic field induces an electric
forms, such as apraxia of speech or aprosodia. This short- field that can either interfere with or facilitate behav-
coming of the literature has several explanations, one ioral responses such as speech (Epstein, 1998; Epstein
of which is simply that individuals with the expertise et al., 1999; Kuchta, Reuter, Kurthen, Kohler, & Linke,
needed to make speech assessments were not involved 1997; Michelucci et al., 1994; Pascual-Leone, Gates, &
in the studies. Dhuna, 1991; Topper, Mottaghy, Brugmann, Noth, &
2. Neuroimaging has certain limitations in the study Huber, 1998). Results from these procedures are inte-
of speech and its disorders. Because fMRI is affected by grated with imaging data in this review.
movement artifacts related to speech articulation, this
method is of limited use for speech studies (Kent, 1998).
Although improvements are underway that should per- Structure of the Review
mit the use of fMRI to study brain activation during Clinicoanatomic studies are by no means uniform
speech, these new technologies are only emergent at this across the different types of dysarthria; therefore, the
time (Birn, Bandettini, Cox, & Shaker, 1999; Lotze, extant data do not permit a comprehensive view of the
Seggewies, Erb, Grodd, & Birbaumer, 2000) and appar- relationship between lesion site and characteristics of
ently have not been used in studies of dysarthria. In the speech disorder. In particular, the published data
addition, imaging methods vary in their sensitivity to do not permit a full consideration of the clinicoanatomic
lesions in different parts of the nervous system. For ex- relationships proposed by Darley et al. (1969a). As men-
ample, CT is fairly sensitive to lesions in the corona ra- tioned earlier, the published studies often do not pro-
diata and capsule but has limited sensitivity to brain- vide a detailed description of abnormal speech charac-
stem lesions. Therefore, when the results from a single teristics or report classification of any sort, so that the
imaging technique are considered, it is possible that the clinical presentation is typically an unspecified dysar-
data are biased by considerations of sensitivity. Ulti- thria. This is particularly unfortunate given that the
mately, it is valuable to have confirmatory evidence from dysarthria types can differ in several respects that may
different techniques. Most of the imaging data on lesions be informative regarding site of lesion. Given the nature

536 Journal of Speech, Language, and Hearing Research • Vol. 44 • 535–551 • June 2001

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of the source material, this review of the clinicoanatomic corticobulbar fibers that innervate the nonrespiratory
literature is organized as follows: speech musculature originate especially in the inferior
1. Lesions of the pyramidal motor system (upper precentral gyrus and descend through the corona ra-
motor neuron pathways): These lesions are associated diata. The fibers continue in a twisting, screwlike pat-
especially with spastic or unilateral upper motor neu- tern through the centrum ovale until they converge into
ron (UUMN) dysarthria. These perceptual types of dys- the internal capsule. Fibers destined to the cranial nerve
arthria are linked with bilateral and unilateral dam- nuclei are found near the genu, with cortico-lingual and
age, respectively, to the motor pathway. Also included cortico-facial tracts being closely situated. In pure mo-
in this category are progressive dysarthria (anarthria), tor stroke, lesions generally occur in one or more of the
isolated dysarthria, and dysarthria/clumsy hand syn- following: corona radiata, posterior limb of the internal
drome. The justification for these inclusions is as fol- capsule, putamen, globus pallidus, thalamus, pons, and
lows. Progressive dysarthria is poorly described but of- medulla (Schonewille, Tuhrim, Singer, & Atlas, 1999).
ten may involve an apraxia of speech with or without Lesions to the pyramidal tract structures are associated
dysarthria. It is likely that some cases do warrant the with upper motor neuron syndrome, whereas damage
label of dysarthria but that others fall into the classifi- to the basal ganglia (extrapyramidal system) is associ-
cation of apraxia of speech. Because of the frequently ated especially with hypokinetic or hyperkinetic syn-
mentioned speech disorder, it is included in this category, dromes. Recent work with diffusion-weighted magnetic
but in many of the relevant papers it is not possible to resonance imaging (Inoue, Shimizu, & Yoshimoto, 1999)
exclude with confidence the possibility of apraxia of demonstrates that the entire pyramidal tract can be vi-
speech as at least a co-occurring condition. Isolated dys- sualized on a single fiber mapping image in which nerve
arthria is included in this category because the most fiber integrity was confirmed for neurologically normal
frequently reported site of lesion is within the pathway subjects but shown to be disrupted in patients with tu-
in question. Dysarthria/clumsy hand syndrome is in- mors. This approach holds promise for the description
cluded here (but cross-listed with paragraph 3 below) of lesions in stroke-related dysarthria but apparently
because it involves a combination of pyramidal and cer- has not been used for this purpose to date. Complemen-
ebellar signs. tary advances permit the study of corticobulbar inner-
vation of tongue and orofacial muscles (Terao et al., 2000;
2. Lesions of the cerebellar system (the cerebellum
Urban, Vogt, & Hopf, 1998).
and its inflow/outflow pathways): Cerebellar lesions are
usually associated with ataxic dysarthria, but it should Most reports on pyramidal pathway damage per-
be noted that this form of dysarthria can occur in a vari- tain to a dysarthria associated with supratentorial is-
ety of neurologic conditions (Duffy, 1995). chemic stroke. Presumably, the type of dysarthria is ei-
ther spastic or unilateral upper motor neuron, but actual
3. Lesions of the extrapyramidal system/basal gan-
classification or clear descriptions of deviant speech char-
glia: These lesions are associated with hypokinetic and
acteristics has not been commonly reported in lesion
hyperkinetic dysarthrias. The former is typically ob-
studies. It is presumed that the dysarthrias are of ei-
served in Parkinson’s disease but may accompany other
ther the spastic or unilateral upper motor neuron vari-
disorders, such as progressive supranuclear palsy. Hy-
ety, but it is possible that mixed dysarthrias also are
perkinetic dysarthria is usually classified as either dys-
involved. As shown in Table 1, the dysarthria is associ-
tonic or choreiform, but may include speech abnormali-
ated with a variety of lesions distributed along a path-
ties associated with a number of different involuntary
way that extends from motor cortex through the corona
movement disorders (e.g., athetosis, myoclonus, action
radiata to the internal capsule. It has been asserted
myoclonus, tremor, tics).
that a single type of dysarthria (unclassified) is com-
mon to this lesion pathway (Urban, Hopf, Fleischer,
Zorowka, & Mullerforell, 1997). From a combined study
Lesions of the Pyramidal System/ of MRI and rTMS, Urban, Hopf, Zorowka, Fleischer, and
Upper Motor Neuron Pathway Andreas (1996) concluded that “interruption of the cor-
ticolingual pathways to the tongue is crucial in the patho-
The pyramidal system (or what Duffy, 1995, called
genesis of dysarthria following extracerebellar lacunar
the direct activation pathway) is generally taken as the
stroke” (p. 1135).
primary system of voluntary motor control (although it
never operates independently from the extrapyra- The presence of dysarthria assumes a general prog-
midal system). The upper motor neuron of the pyrami- nostic value in that speech disorder and disability emerged
dal motor pathway originates primarily in motor cor- as independent predictors of one-year mortality in a study
tex, but some neurons—perhaps as many as 40%—are of 89 patients with lacunar stroke (Ryglewicz, Baranska-
located in the postcentral gyrus (Davidoff, 1990). The Gieruszczak, Mendel, Poniatowska, & Kozlowski, 1997).
Further, it has been suggested that the presence of dys-

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Table 1. Supratentorial stroke lesions associated with dysarthria (typically unclassified as to perceptual type
and generally lacking in a description of the speech disturbances).

Lesion Source

Lower motor cortex Urban et al. (1997)


Parietal cortex Murdoch et al. (1994)
Corona radiata Ichikawa & Kageyama (1991), Tonkonagy & Goodglass (1981),
Schonewille et al. (1999), Urban et al. (1997)
Periventicular white matter Murdoch et al. (1994)
Internal capsule (not further specified) Murdoch et al. (1994)
Genu of internal capsule Bogousslavsky & Regli (1991), Ichikawa & Kageyama (1991), Ozaki
et al. (1986), Urban et al. (1997)
Posterior limb of internal capsule Combarros et al. (1992), Decroix et al. (1986), Schonewille et al.
(1999), Urban et al. (1997)
Anterior limb of internal capsule Ichikawa & Kageyama (1991), Ozaki et al. (1986)
Thalamus (bilateral) Karacostas et al. (1994)

arthria, along with headache and abrupt onset of symp- Unilateral upper motor neuron dysarthria differs from
toms, can distinguish hemorrhagic lacunar stroke from the perceptual dysarthria types identified by Darley et
other causes of lacunar stroke (Arboix, Garcia-Eroles, al. (1969a, 1969b) in that it is an anatomic label and
Massons, Oliveres, & Targa, 2000). may include speech characteristics that represent weak-
ness, spasticity, and even ataxia. In at least 50% of cases
Unilateral Upper Motor Neuron with dysarthria, a unilateral upper motor neuron lesion
is associated with a lingual weakness that contributes
Dysarthria to the dysarthria (Duffy & Folger, 1996). It is not clear
One of the few studies to provide information on why lingual paralysis occurs in some individuals with
both dysarthria characteristics and site of lesion is Duffy monohemispheric stroke but not others. Based on the
and Folger (1996), who examined patients with dysar- results of a TMS study, Muelbacher, Artner, and Mamoli
thria associated with unilateral upper motor neuron le- (1998) suggested that the reason is the variable avail-
sions. These usually manifest as a mild to moderate ability of uncrossed motor projections among different
speech involvement characterized by imprecise conso- individuals.
nant articulation, slow and irregular speech AMRs, slow
speech rate, and phonatory abnormalities (especially
harshness). The responsible lesion is summarized in
Progressive Dysarthria (or Apraxia
Table 2, which bears a strong similarity to Table 1. of Speech)
Damage to Broca’s area and surrounding cortical
Table 2. Lesions associated with unilateral upper motor neuron regions is associated with a progressive loss of speech
dysarthria (Duffy & Folger, 1996). that has been termed primary progressive aphasia (Didic,
Felician, Ceccaldi, & Poncet, 1999; Kertesz & Orange,
Cases 2000; Zakzanis, 1999), progressive anarthria (Didic et al.,
Lesion observed (%) 1999; Infante, Sanchez Guerra, Polo, Berciano, &
Oterino, 2000), or progressive dysarthria (Santens et al.,
Lobar 43
1999). The choice of terminology partly reflects the ini-
Cortical 7
Subcortical 7
tial or predominant symptomatology. The disorder of
Cortical and subcortical 29 particular interest here is typically characterized by
Internal capsule 34 impaired articulation (or apraxia of speech), telegraphic
Internal capsule or pons 4 style, and a difficulty in performing complex orofacial
Pericapsular 11 and hand movements (Didic, Ceccaldi, & Poncet, 1998).
Pericapsular/subcortical and lobar 5 It is possible that it is labeled more accurately as apraxia
Thalamus 2 of speech or apraxia of speech with dysarthria. The clini-
Brainstem 2 cal features are most consistent with apraxia of speech,
but this term is not used consistently in neurology.

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In one of the larger studies, eight patients were ex- and involvement of the posterior inferior frontal lobe—
amined, with long-term follow-up (6 to 10 years) for four especially the operculum. It bears repeating that it is
cases (Broussolle et al., 1996). CT and MRI findings uncertain if the disorder in question is most accurately
showed an asymmetric (left more than right) progres- labeled a dysarthria as opposed to apraxia of speech or
sive cortical atrophy of the frontal lobes “predominat- a combination of the two.
ing in the posterior inferior frontal region, notably the
operculum” (Broussole et al., 1996, p. 44). The patients
studied in follow-up progressed to muteness and bilat- Isolated Dysarthria
eral suprabulbar paresis. In five patients studied by Infrequently, dysarthria is the sole or predominant
Didic et al. (1998), the neural damage associated with sign of stroke—in which case, it is typically termed iso-
the early stage of the disease was thought to be in the lated or pure dysarthria (Arboix, Massons, Oliveres, &
ventral compartment of the premotor cortex, but pre- Titus, 1991; Fisher, 1982; Ichikawa & Kageyama, 1991;
cise localization was difficult with CT or MRI. Progres- Kim, 1994; Orefice, Fragassi, Lanzillo, Castellano, &
sion of the disorder apparently was associated with more Grossi, 1999; Ozaki, Baba, Narita, Matsunaga, &
extensive frontal lobe damage, perhaps including dor- Takebe, 1986; Tohgi, Takahashi, Takahashi, Tamura, &
solateral premotor cortex. In a group of three patients Yonezawa, 1996). This condition is of particular inter-
who had a slowly progressive loss of speech and dysar- est in isolating the neural pathways that control speech.
thria associated with orofacial dyspraxia, PET revealed It is likely that in many of the reported cases, the dysar-
bifrontal hypometabolism, which was especially marked thria was accompanied by mild concomitant deficits,
in the inferior and lateral portions of both frontal lobes particularly orofacial paresis. The literature is not eas-
(Tyrrell, Kartsounis, Frackowiak, Findley, & Rossor, ily summarized because (a) the lesions are widely dis-
1995). In two patients with progressive dysarthria that tributed (cortical and subcortical, unilateral and bilateral),
was the sole initial sign of a neurodegenerative condi- (b) it is difficult to eliminate the possibility of remote
tion, neuroimaging revealed bilateral involvement of effects such as diaschisis or compensations (Okuda,
the posterior inferior frontal lobe structures (Santens Kawabata, Tachibana, & Sugita, 1999), and (c) the dys-
et al., 1999). For one patient with progressive dysar- arthria is rarely described in sufficient detail to permit
thria, Selnes, Holcomb, and Gordon (1997) reported that a classification into perceptual types or to provide a clear
MRI revealed a localized left-sided perisylvian lesion and idea of the speech disturbance. Table 3 shows that the
that PET showed a left and possibly right perisylvian responsible lesions are found primarily in the corona ra-
hypometabolism localized to the area of tissue loss. Didic diata, internal capsule, basal ganglia, and pons (lesion
et al. (1999) concluded from a review of the literature locations already noted in the preceding discussion of
that both primary progressive aphasia and progressive nonisolated dysarthrias). Takahashi, Satoh, Takahashi,
dysarthria typically are associated with nonspecific le- Chiba, and Tohgi (1995) reported that isolated dysar-
sions and Pick-type pathology (i.e., inclusion bodies and thria tends to occur with relatively anterior lesions of
swollen neurons). They also noted that “progressive dis- the corona radiata or junctional zone to the internal cap-
orders of only one domain of cognition may well be due sule. They also noted that dysarthria occurs more often
to preferential involvement of anatomically and func- with left than right lesions and that such lesions may
tionally defined neural systems and could therefore be simultaneously interrupt the corticobulbar pathway and
considered as ‘system atrophies’ ” (p. S73). callosal fibers to the right hemisphere that carry speech
Progressive dysarthria also has been observed in in- information. It has been reported that an isolated, re-
dividuals with primary lateral sclerosis (de Koning, van versible dysarthria can result from a basilar artery bal-
Doorn, & van Dongen, 1997; Fisher, 1977). The article by loon occlusion (Hartmann et al., 1999).
de Koning et al. is noteworthy for its relatively detailed
account of speech changes over a 5-year period, begin-
ning with initial signs of imprecise consonants (which
Dysarthria–Clumsy Hand Syndrome
appears to justify the classification of dysarthria at least In some neurologic disorders, dysarthria is charac-
in the early stages of the disorder) and culminating in teristically accompanied by a specific nonspeech motor
complete anarthria. Although an early MRI was unre- dysfunction. Dysarthria–clumsy hand syndrome, first
markable, a subsequent MRI obtained 3 years after the described by Fisher (1967), is characterized by a combi-
initial complaint revealed a lacunar infarct in the right nation of ataxic and pyramidal signs affecting speech
cerebral peduncle. SPECT showed a bilaterally reduced and hand movements. Fisher (1978) described a similar
activity especially in the basal motor cortex. condition, ataxic hemiparesis, that may be confused with
A common feature to these patients was the initial dysarthria–clumsy hand syndrome (Glass, Levey, &
impairment of speech (often the earliest sign of disor- Rothstein, 1990). In a study of six patients, Glass et al.
der), progressive deterioration usually leading to mutism, (1990) reported that all patients had pontine infarctions

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Table 3. Lesions resulting in pure or isolated dysarthria.

Lesion location Source

Cerebral cortex Ichikawa & Kageyama (1991), Kim (1994), Lampl et al. (1997),
Okuda et al. (1999)
Centrum ovale Arboix et al. (1991)
Corona radiata (bilateral) Takahashi et al. (1995)
Corona radiata (unilateral) Kim (1994), Takahashi et al. (1995), Urban et al. (1999)
Internal capsule (unilateral) Urban et al. (1999)
Internal capsule (laterality not specified) Arboix et al. (1991)
Corona radiata and/or internal capsule Okuda et al. (1999), Takahashi et al. (1995)
(bilateral)
Corona radiata & internal capsule Ichikawa & Kageyama (1991), Okuda et al. (1999), Ozaki et al.
(unilateral) (1986), Takahashi et al. (1995), Tohgi et al. (1996)
Basal ganglia Kim (1994)
Pons Arboix et al. (1991), Kim (1994), Orefice et al. (1999), Tohgi et al.
(1996)
Cerebellum (paravermal zone of right Gironell et al. (1996)
hemisphere)

contralateral to the affected limb. Further, in their re- determined that the midline structures of vermis and
view and re-evaluation of the literature, they concluded fastigial nucleus were the primary focus for the coordi-
that pontine lesions were identified in 12 of 15 patients nation of motor speech. However, in a review of dysar-
with dysarthria–clumsy hand syndrome. The remain- thria in cerebellar disease, Ackermann and Ziegler
ing patients without pontine damage had lesions in the (1992) concluded that a speech disorder is particularly
capsule, corona radiata, or both. Schonewille et al. associated with damage to the paramedian regions of
(1999) reported on two cases of this syndrome. For one the superior cerebellar hemispheres. In another review,
patient, the lesions were in the posterior limb of the in- Timmann, Kolb, and Diener (1999) identified rostral
ternal capsule and the putamen. For the other, the le- paravermal lesions as responsible for dysarthria. Barth,
sion was in the caudate nucleus. But it also has been Bogousslavsky, and Regli (1993) concluded from a MRI
reported that dysarthria–clumsy hand syndrome may study that infarcts in the territory of the superior cer-
result from infarction of the cerebral peduncle (Urban, ebellar artery are associated with a syndrome of dysar-
Hopf, Visbeck, Fleischer, & Andreas, 1996). It may be thria, vertigo or unsteadiness, limb or trunk ataxia, and
concluded that although a pontine lesion is typical of nystagmus.
this syndrome, lesions in the capsule, basal ganglia, or
cerebral peduncle also may be responsible. As noted ear-
lier, this syndrome can be cross-listed with the category Lesions Associated With Ataxic
of cerebellar lesions, which is discussed next. Dysarthria
Table 4 summarizes the lesions that have been re-
ported in several studies of ataxic dysarthria. For the
Lesions of the Cerebellar System most part, the lesions are limited to the cerebellum but
Ataxic dysarthria is associated with a large num- can affect cerebellar inflow and outflow tracts, includ-
ber of neuropathologies and a variety of focal or diffuse ing crossed cortico-cerebellar pathways, such as (a) the
lesions (Duffy, 1995). It is helpful to review some of the frontopontocerebellar tract originating in Brodmann
major hypotheses concerning cerebellar dysfunction in Area 10, and (b) the tract connecting the orofacial area
speech before considering the imaging data. One of the of motor cortex with the paravermal segment of the con-
earliest clinicoanatomic hypotheses held that the ver- tralateral cerebellar hemisphere. The identification of
mis is particularly important for speech (Holmes, 1917; responsible lesion is complicated by the possibility of
Mills & Weisenburg, 1914). Recent support for this idea diaschisis, in which a lesion to one brain structure
was reported by Chiu, Chen, and Tseng (1996), who com- causes a functional disturbance in a remote structure
pared speech and other motor dysfunctions in 15 pa- that is itself not damaged. SPECT evidence of cerebello-
tients with cerebellar disease and dysarthria. They cerebral diaschisis has been reported in patients with

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Table 4. Lesions associated with ataxic dysarthria.

Midline regions
Vermis Holmes (1917), Mills & Weisenburg (1914)
Vermis and fastigial nucleus Chiu, Chen, & Tseng (1996)

Paramedian and lateral regions


Lateral hemispheres (especially interpositus Lalonde & Botez (1990)
and dentate nuclei)
Superior cerebellar vermis, both cerebellar Ackermann et al. (1992), Amarenco, Chevrie-Muller, et al.
hemispheres, paravermal and lateral (1991), Amarenco, Roullet, et al. (1991), Gilman &
aspects of the hemispheres, and left Kluin (1992), Gironell et al. (1996), Lechtenberg &
paravermal area Gilman (1978)
Regions supplied by rostral basilar artery Chaves et al. (1994); Erdemoglu & Duman (1998); Stangel
(includes superior cerebellar artery) et al. (1999)
Rostral paravermal area Timmann, Kolb, & Diener (1999)
Paramedian regions of the superior cerebellar Ackermann & Ziegler (1992)
hemispheres

Noncerebellar regions
Frontal cerebral cortex Marie et al. (1998), Terry & Rosenberg (1995)

unilateral cerebellar infarctions (Botez, Leveille, Lam- Kluin et al. (1988) reported a significant inverse corre-
bert, & Botez, 1991). lation between the severity of ataxia in speech and the
When focal lesions have been determined, their dis- local metabolic rates for glucose in the cerebellar ver-
tribution includes the vermal, paravermal, and lateral mis, cerebellar hemispheres, and brainstem.
portions (hemispheres) of the cerebellum. Although le- A full understanding must account for the remote
sions associated with dysarthria often are on the left effects of the lesion as well as for its local effects. TMS
side, this is not necessarily the case (Ackermann, Vogel, results from patients with autosomal-dominant or idio-
Peterson, & Poremba, 1992). The composite picture is pathic cerebellar ataxia indicated that one consequence
one of widely scattered lesions in the midline or in ei- of cerebellar disease is a diminished facilitatory influ-
ther hemisphere. One interpretation of these lesion data ence of the cerebellum on motor cortex (Liepert et al.,
is that different speech functions are represented in 1998). Finally, as an example of a promising line of
different regions of the cerebellum, either because of study, Ikuta (1998) used proton magnetic resonance
individual variations in regional cerebellar function spectroscopy and SPECT in a study of patients with
(population heterogeneity) or because speech is multi- olivopontocerebellar atrophy (OPCA). Compared to con-
ply represented in the cerebellum (distributed repre- trols, patients with OPCA had decreased ratios of N-
sentation). Possibly, different parts of the cerebellum acetylaspartate to creatine (NAA/Cre). Moreover, pa-
are involved in the motor control of different motor sys- tients with a more severe ataxic gait and dysarthria had
tems within speech production or they are involved with a slightly lowered NAA/Cre relative to other OPCA pa-
different functions of motor control. For example, tients. Ikuta’s study is one of the very few to apply mag-
Ackermann et al. (1992) observed that a bilateral inf- netic resonance spectroscopy to individuals with dysar-
arction appears to be associated with the most severe thria, but it points the way to future investigations.
articulatory deficits and that a lesion of the dentate
nucleus is linked with phonatory disturbances. Another Cerebellar Mutism
factor to consider is the possibility of accompanying le-
sions in noncerebellar regions. Cisneros and Braun Although the focus of this review is on dysarthrias
(1995) hypothesized that differences in the severity of in the adult, it is pertinent here to note the syndrome of
ataxic dysarthria could be related to lesions in struc- cerebellar mutism and subsequent (typically ataxic)
tures other than the cerebellum. Specifically, they pro- dysarthria that may occur as a complication of poste-
posed that more severe involvement (both respiratory rior fossa surgery in children or as a consequence of
insufficiency and articulatory/phonatory difficulties) re- hemorrhages or trauma (Turgut, 1998). The location of
flected additional damage to pontine and medullary struc- the lesion responsible for cerebellar mutism and dysar-
tures. Imaging data are needed to evaluate this hypoth- thria is somewhat unclear. Some studies point to a le-
esis. In a PET study of olivopontocerebellar atrophy, sion in the cerebellar hemispheres (Janssen et al., 1998).

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Others conclude that a midline (especially vermal) le- disease and progressive supranuclear palsy is that both
sion is most likely. In a study of 42 children with cer- the globus pallidus internal (GPi) and globus pallidus
ebellar tumor, mutism and dysarthria were noted in 12 external (GPe) are damaged in progressive supra-
(29%), with the primary independent risk factors being nuclear palsy, but only the internal segment is affected
type of tumor, midline localization, and vermal incision in Parkinson’s disease (Hardman & Halliday, 1999a,
(Cattsman-Berrevoets et al., 1999). Splitting of the in- 1999b). Although very few imaging studies have been
ferior vermis has been proposed as a primary etiologic reported on speech functions in these disorders, the more
factor (Coplin, Kim, Kliot, & Bird, 1997). Vermal dam- general literature points to some important hypotheses
age also is implicated in the speech disorder (“speech pertaining to speech vis-a-vis nonspeech motor control.
apraxia”) that often accompanies congenital ocular mo-
tor apraxia (Jan, Kearney, Groenveld, Sargent, & Imaging Studies
Poskitt, 1998). In summary, evidence for a vermal le-
sion is strong if not conclusive. But it also has been sug- Imaging studies of the dopamine system reveal clini-
gested that mutism can result from interruption of the coanatomic relationships that should lead to an improved
pathway that connects the cerebellar dentate nucleus, understanding of the various effects of Parkinson’s dis-
ventrolateral nucleus of the contralateral thalamus, and ease and related disorders. Volkow et al. (1996), in a
the supplementary motor area (Germano et al., 1998). recent review of PET studies, discussed how this tech-
If the cerebellum superintends the motor control of nology can answer fundamental questions in pathophysi-
speech, then it is not surprising if lesions in different ology and effective treatment. PET has potential for the
parts of the cerebellum result in impairments of speech differential diagnosis of various forms of parkinsonism
production, although disruptions may be associated with and for the detection of subclinical dopaminergic defi-
certain regions more than others. cits (Shinotoh & Calne, 1995). In vivo studies with
Fluorodopa 18 can determine dopamine metabolism in
Cerebellar damage is not unique in its relation to
parts of the striatum and relate localized metabolic de-
mutism, which also has been reported to occur with le-
ficiency to either motor or cognitive dysfunctions. Mo-
sions of the periaqueductal gray (Esposito, Demeurisse,
tor impairment has been associated with abnormali-
Alberti, & Fabbro, 1999); globus pallidus and prefronto-
ties in the putamen, whereas memory impairment has
striatal circuits (Ure et al., 1998), thalamo-mesencepha-
been related to abnormalities in the caudate (Holthoff-
lic region (Nagaratnam, McNeil, & Gilhotra, 1999),
Detto et al., 1997). Studies using PET and MRI have
supplementary motor area (Freund, 1999), and right-
shown that lesions of the GPi are associated with hy-
hemisphere parietal cortex (Chaudhuri et al., 1999).
perkinetic signs, whereas lesions of the GPe or globus
pallidus central (GPc) are associated with hypokinetic
Lesions of the Extrapyramidal or akinetic/rigid signs (Bucher et al., 1996; Hirato,
Ishihara, Horikoshi, Shibazaki, & Ohye, 1995).
System/Basal Ganglia PET studies are informative regarding over- or un-
The extrapyramidal system, or what Duffy (1995) deractivity in other regions, including supplementary
termed the indirect activation pathways, includes the motor area, dorsal prefrontal cortex, lateral premotor
basal ganglia (caudate, putamen, globus pallidus, subtha- cortex, parietal cortex, and cerebellum (Brooks, 1999).
lamic nucleus, substantial nigra), thalamus, and related Motor disturbances in Parkinson’s disease may be ex-
structures. Although this system clearly participates in plained by these patterns of hyperactivity and hypo-
the neural control of speech, there is disagreement on the activity. Brooks (1999) concluded that rest tremor re-
role of individual structures. Lesions to this system are sults from a combination of overactivity of cerebellar
associated with two primary types of dysarthria: hypo- connections and loss of dopaminergic function. Ventral
kinetic dysarthria (particularly common in Parkinson’s thalamotomy or thalamic stimulation reduces tremor
disease) and hyperkinetic dysarthria (dystonic and chor- and cerebellar activation but also reduces activation of
eic forms were studied by Darley et al., 1969a, 1969b); primary motor cortex.
but hyperkinetic dysarthria can also be secondary to A dysarthria also has been noted to occur in asso-
other involuntary movement disorders such as tremor, ciation with anterior thalamic infarction. Ghika-Schmid
athetosis, myoclonus, action myoclonus, and tics. and Bogousslavsky (2000) reported on 12 patients with
Although hypokinetic dysarthria has been described an isolated infarct of the anterior thalamus. In addition
especially in connection with Parkinson’s disease or par- to a common severe perseverative disorder and antero-
kinsonian syndromes, it also has been observed in pro- grade memory impairment, the patients had a variety
gressive supranuclear palsy (Metter & Hanson, 1991) of other disorders. Dysarthria (unspecified as to salient
and multiple system atrophy (Kluin et al., 1996). A pos- characteristics or perceptual type) occurred in 8, and
sible difference in pathophysiology between Parkinson’s hypophonia was observed in 5. Given the relatively high

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rate of dysarthria in the sample, it would be valuable to midline speech structures. Movements in the right and
know more about the speech disorder (e.g., perceptual left limbs emerged as two separate factors (right and
type of the dysarthria or a description of its speech-voice left bradykinesia). Gurd, Bessell, Watson, and Coleman
characteristics). (1998) concluded that speech diadochokinesis and fin-
Although very few imaging studies directly address ger tapping are doubly dissociated in Parkinson disease,
speech production in individuals with Parkinson’s dis- which supports the idea that different neural systems
ease, preliminary data indicate that behavioral therapy are responsible for articulation versus digit control.
(intensive speech and voice treatment) produces changes
in regional cerebral blood flow (rCBF) that resemble the Evidence of Competition Between
effect of pallidotomy (Liotti et al., 1999). Specifically, Speech and Nonspeech Motor Control
post-treatment rCBF in the globus pallidus was reduced With respect to the question of competition between
in the resting state, presumably reflecting a reduction speech and other voluntary motor behaviors, it appears
of overactivity in the globus pallidus. However, rCBF that vulnerability to falls may be related to a choice be-
increased for vocalization relative to rest. However, this tween walking and talking (Lundin-Olsson, Nyberg, &
is not to say that pallidotomy consistently results in Gustafson, 1997; Nisipeanu & Inzelberg, 1997). An in-
improved speech. As considered in the next section, in- teraction between locomotion and speech also can be
terventions do not necessarily have the same outcomes seen in the effects of a simultaneous verbal fluency task
for speech and nonspeech functions. on walking in individuals with Parkinson’s disease
(Camicioli, Oken, Sexton, Kaye, & Nutt, 1998). Gait-
Effects of Parkinson’s Disease on speech interaction certainly is important as a factor of
patient safety, but it also offers intriguing possibilities
Speech and Nonspeech Motor Systems to understand the motor control systems that support
It cannot be assumed that speech and nonspeech these two tasks.
motor functions are affected in exactly the same way
by Parkinson’s disease. Some particularly important Speech and Nonspeech Effects of
questions to be considered in relating speech and other Ablative Lesions, Deep Brain
movements in Parkinson’s disease are (a) the degree to Stimulation, and Dopamine
which speech and nonspeech motor systems exhibit the
Transplants
same motor abnormalities, (b) the competition between
speech and other motor behaviors, and (c) the differen- Several studies of individuals with Parkinson’s dis-
tial effects of clinical interventions for speech and non- ease or essential tremor point to differential effects of
speech movements. Each of these is considered in the interventions on speech and nonspeech motor functions.
following. These reports show that various interventions that im-
prove nonspeech motor control (especially in the limbs)
Similarity and Dissimilarity of often have neutral or even negative outcomes for speech.
As summarized in Table 5, this pattern of results has
Disruptions in Speech and
been reported for levodopa therapy, unilateral or bilat-
Nonspeech Motor Systems eral posteroventral pallidotomy, fetal dopamine trans-
Concerning the question of similar motor abnormali- plants, and pallidal or thalamic stimulation. To be sure,
ties, Hunker and Abbs (1990) concluded from a spectral other studies have shown some benefit for speech from
analysis that tremor frequency is uniform in the lips, these interventions (Jiang, Lin, Wang, & Hanson, 1999;
tongue, jaw, and index finger. This conclusion supports Leanderson, Meyerson, & Persson, 1972; Robertson &
the simplifying hypothesis of a single tremor generator. Hammerstad, 1996), but the essential point is that these
However, a coherency analysis of EEG records was in- positive outcomes for speech have not been consistently
terpreted to mean that multiple oscillators are involved, demonstrated. Some negative effects on speech may be
especially in interlimb comparisons (Raethjen et al., 2000). attributable to lesions from surgery. Hariz and De Salles
Differences between speech and other motor systems (1997) reported that the side effect of dysarthria in
also have emerged on diadochokinetic tasks. Stebbins posteroventral pallidotomy resulted from lesions that
and Goetz (1998) reported a factor analysis of the Uni- encroached on the internal capsule. Schulz and Grant
fied Parkinson’s Disease Rating Scale (UPDRS) in which (2000) concluded from a review of the literature on vari-
speech and facial expression loaded on the same factor ous treatments of voice and speech disorders in Parkin-
as balance and gait. This factor was interpreted to re- son’s disease that speech therapy, along with appropri-
flect axial function, balance, and gait. Speech diadoch- ate medications, is the most efficacious intervention.
okinesis was considered by Stebbins and Goetz to be an Possibly, the dissimilar outcomes for speech and
axial task, accomplished by the bilaterally innervated nonspeech functions following pharmacologic, surgical,

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Table 5. Outcomes for nonspeech and speech functions of various treatments for Parkinson’s disease (PD) and essential tremor (ET). UPDRS =
Unified Parkinson’s Disease Rating Scale (Fahn et al., 1989); ADL = activities of daily living; DDK = diadochokinesis.

Author Method Nonspeech outcome Speech outcome

Bakker et al. (1997) Fetal dopamine transplants for PD Not described No systematic effect
Cahill et al. (1998) Levodopa for PD Improved labial function Improved labial function
Durif et al. (1999) Speaking aloud and other cognitive Worsened dyskinesia Not described
and motor tasks in PD
Gamboa et al. (1997) Dopaminergic drugs for PD Not described Persisting voice problems
Gentil et al. (1998) Levodopa therapy for PD Positive for finger movements Neutral or negative for orofacial
movements
Gentil, Garcia-Ruiz, et al. Bilateral stimulation of subthalamic Not described Positive for speech intelligibility and oral
(1999) nucleus for PD motor function
Gentil, Tournier, et al. Levodopa therapy for PD Positive for motor score of UPDRS Neutral for speech (Item 18 of UPDRS)
(1999)
Ghika et al. (1999) Bilateral posteroventral pallidotomy Positive for UPDRS Negative for 1 of 4 patients
for PD
Gross et al. (1997) GPi stimulation for PD Positive for akinesia, rigidity, and gait Positive
Hariz & De Salles (1997) Posteroventral pallidotomy for PD Generally positive for tremor Dysarthria as side effect in 3 of 138
patients
Jiang et al. (1999) L-dopa therapy for PD Not described Positive for voice (acoustic analysis)
Kompoliti et al. (2000) Apomorphine therapy in double- Improvement in motor score of Neutral for voice and speech
blind, randomized, placebo- UPDRS
controlled cross-over design
Leanderson et al. (1972) Levodopa therapy for PD Not described Positive for lip muscle activity
Martinez-Martin et al. Pallidotomy for PD Positive for mobility, activities of daily Neutral for communication
(2000) life, emotional well being, and bodily
discomfort
Obwegeser et al. (2000) Thalamic stimulation for ET Reduction of tremor (reduction of Dysarthria as one of the most frequent
head, voice, tongue, and face reversible side effects
tremor in a subgroup analysis)
Pahwa et al. (1999) Bilateral thalamic stimulation for ET Positive for tremor score and ADL Worsening of dysarthria in some patients
Poluha et al. (1998) Levodopa treatment for PD Positive for handwriting Neutral
Robertson & Hammerstad Levodopa treatment for PD Not described Positive for jaw movements
(1996)
Schrag et al. (1999) Unilateral pallidotomy for PD Positive for UPDRS Negative
Schulz et al. (1999) Unilateral pallidotomy for PD Positive for limb motor function Positive for some patients but 3 did not
show consistent positive changes
Scott et al. (1998) Unilateral or bilateral posteroventral Positive for UPDRS Negative, esp. for DDK, but not judged to
pallidotomy for PD be functionally significant
Shima et al. (1996) Unilateral or bilateral posteroventral Positive for rigidity, tremor, and Worsened dysarthria in 3 patients
pallidotomy for PD movement
Solomon et al. (2000) Unilateral or bilateral pallidal Positive for general motor function Variable across 3 patients
stimulation for PD
Taha et al. (1999) Thalamic deep brain stimulation Positive for head, voice and Dysarthria as side effect
for ET bilateral limb
Tasker (1998) Deep brain stimulation for ET Positive for tremor Dysarthria as side effect
Thalamotomy for ET Positive for tremor Dysarthria as side effect
Theodoros et al. (2000) Unilateral or bilateral pallidotomy No information Reduced intelligibility in 10 of 12 subjects
Uitti et al. (2000) Unilateral pallidotomy for PD Improved motor function Mild decline of intelligibility in one-third
of 57 patients
Wang et al. (1999) Dopaminergic therapy for PD Improved on motor section of UPDRS No changes in acoustically measured
vocal parameters
Wang et al. (2000) Dopaminergic therapy for PD Improved on motor section of UPDRS No changes in phonation

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or stimulation methods can provide information on the in several functions, as may be the case with the cer-
neural regulation of speech as distinct from that for the ebellum); and neglect of the severity of dysarthria (varia-
limbs or for midline structures of the trunk. Although tions of severity even with the same dysarthria classifi-
an increasing number of studies have been reported on cation can complicate correlations with anatomic or
the effects of ablative lesions or deep brain stimulation metabolic abnormality). It appears that the potential
on Parkinson’s disease, Lang (2000) concluded that “the for clinicoanatomic studies of dysarthria is considerable,
evidence for benefit from surgical therapies…is rela- and it is therefore appropriate to consider the directions
tively weak by today’s scientific standards” (p. 1124). that future studies might take.
The implications of the data reviewed in this sec- It is beyond the purpose of this review to examine
tion seem to be, at the minimum, that speech and non- either the overall clinical utility or the broad theoreti-
speech motor behavior are controlled by neural systems cal foundations of the dysarthria classification system
that are partially overlapping but also distinctive in introduced by Darley et al. (1969a, 1969b). Commen-
important ways. The evidence for competition between taries on these general issues have been published else-
speech and nonspeech motor control indicates that these where (Duffy & Kent, in press; Kent, 1996; Kent et al.,
functions either share neural resources (e.g., a largely 1998). But it is highly likely that the original system
overlapping neural regulation) or otherwise place a con- should be modified in some respects, such as inclusion
flict on the simultaneous deployment of speech and non- of additional types of dysarthria (unilateral upper mo-
speech motor control. The evidence for asymmetric out- tor neuron dysarthria being one example considered in
comes of intervention points to some basic dissimilarities this review), the specification of acoustic and physiologic
in the structures or strategies of neural regulation. correlates for each perceptual type, and (possibly) the
delineation of subtypes to reflect the heterogeneity
within major types.
General Discussion
Within the limitations of the information reviewed Directions for Future Research
here, it is possible to delineate a pathway, but not nec-
There may be serious limitations to the classic ap-
essarily a single structure, that is associated with each
proach followed in most clinicoanatomic studies: the
dysarthria considered in this paper. In general, then,
group comparison design. With this method, “imaging
the clinicoanatomic correlation is between a type of dys-
findings are used for grouping patients according to the
arthria and a number of structures that are parts of a
lesion location…and the interpretation obeys a subtrac-
pathway or network. Examples are given in Tables 1, 2,
tive logic, i.e., the poor performance of one group im-
3, and 5. Admittedly, some of the pathways are exten-
plies that the damaged region defining the group is re-
sive. The same kind of analysis may be applicable to
quired for task completion” (Godefroy et al., 1998, p.
other types of dysarthria once the requisite data are
1546). As Godefroy et al. pointed out, a problem with
available. The conclusions drawn from clinical studies
this strategy is that lesion distribution is determined
potentially can be confirmed with data from neuro-
by the nature of the pathological process and is not nec-
imaging studies of neurologically normal speakers. Ul-
essarily congruent with the functional organization of
timately, the synthesis of results from both clinical and
the brain. In considering alternatives to the classic ap-
control subjects should define the primary pathways of
proach, these authors proposed four basic modes of brain-
speech motor control. Some suggestions on this matter
behavior relationship: Unicity is the condition in which
have been discussed elsewhere (Kent, Kent, Weismer,
a deficit corresponds to a lesion in a single structure—
& Duffy, in press).
“one deficit, one lesion” (p. 1546). Equivalence is the mode
in which a deficit depends on a single lesion in one or
Limitations and Potentials the other of two or more possible structures. Godefroy
remarked that this may be the most frequent pattern in
As noted earlier, there are several limitations in brain-behavior relationships. Association obtains when
the clinicoanatomic studies available for review. Accord- a deficit requires the combined lesion of two different
ingly, the interpretation of the compiled information structures. Summation occurs when a single lesion in
confronts a number of issues that are not satisfactorily one of two possible structures results in a minor deficit
resolved. These include the typical absence of clear de- and the combined lesion of both structures produces a
scriptions of deviant speech characteristics or classifi- major deficit. A kind of bilateral summation occurs in
cation of dysarthria; the possibility of diaschisis (the dysarthria associated with upper motor neuron lesion.
remote effects of a lesion); the influence of sensorimo- Whereas a unilateral lesion typically results in a mild
tor-cognitive-linguistic aspects of assessment tasks (par- to moderate dysarthria, bilateral lesions tend to produce
ticularly complicating if a given structure participates a severe dysarthria.

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Other modes may be included as well, either as ad- domains, and (b) interpretation of neuroimaging data
ditional categories or as modifications to the categories in terms of carefully specified modes of brain-behavior
defined above. Diaschisis is a mode of brain-behavior relationship. Darley et al. (1969a, 1969b) laid the foun-
relationship in which a lesion in one brain structure dation for this work; advances in neuroimaging tech-
results in a functional change in another, remote brain nology, speech acoustics, and speech physiology should
structure, which itself does not experience direct dam- be major factors in future accomplishments.
age. This mode may occur with some frequency, but it
has seldom been explicitly investigated. Some evidence
Acknowledgments
of diaschisis was considered in this review. Another pos-
sible mode is disconnection, in which damage to white This work was supported in part by research grant No.
matter may disconnect structures that participate in a 5 R01 DC 00319 from the National Institute on Deafness
control objective. For example, Daniels, Brailey, and and Other Communicative Disorders (NIDCD-NIH). The
participation of Amy Clift was supported by a Research
Foundas (1999) observed that the most common lesion
Mentorship from the American Speech-Language-Hearing
associated with lingual discoordination during swallow- Association. The authors are grateful for the constructive
ing in patients with stroke was in the periventricular suggestions made by the guest editor, Ronald Netsell, and
white matter. two reviewers, Thomas J. Hixon and James Till.
Many of the clinicoanatomic relationships summa-
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tract involvement in amyotrophic lateral sclerosis: A 435, University of Wisconsin–Madison, 1500 Highland
transcranial magnetic stimulation study. Brain, 121, Avenue, Madison, WI 53705-2280.
1099–108. Email: kentray@waisman.wisc.edu

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