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Study of The Cognitive Regulation of Emotion 2013
Study of The Cognitive Regulation of Emotion 2013
Abstract
& The ability to cognitively regulate emotional responses to experience of negative affect. Neural correlates of reappraisal
aversive events is important for mental and physical health. were increased activation of the lateral and medial prefrontal
Little is known, however, about neural bases of the cognitive regions and decreased activation of the amygdala and medial
control of emotion. The present study employed functional orbito-frontal cortex. These findings support the hypothesis
magnetic resonance imaging to examine the neural systems that prefrontal cortex is involved in constructing reappraisal
used to reappraise highly negative scenes in unemotional strategies that can modulate activity in multiple emotion-
terms. Reappraisal of highly negative scenes reduced subjective processing systems. &
INTRODUCTION
studied forms of cognitive control. In general, cognitive
We humans are extraordinarily adaptable creatures. control is thought to involve interactions between
Drawing upon a vast array of coping skills, we can regions of lateral (LPFC) and medial prefrontal cortex
successfully manage adversity in even the most trying (MPFC) that implement control processes and subcor-
of circumstances. One of the most remarkable of these tical and posterior cortical regions that encode and
skills was described by Shakespeare’s (1998/1623, p. 216) represent specific kinds of information (Miller & Cohen,
Hamlet, who observed, ‘‘there is nothing either good or 2001; Knight, Staines, Swick, & Chao, 1999; Smith &
bad, but thinking makes it so.’’ Although Hamlet himself Jonides, 1999). By increasing or decreasing activation of
failed to capitalize on this insight, his message is clear: particular representations, prefrontal regions enable
We can change the way we feel by changing the way we one to selectively attend to and maintain goal-relevant
think, thereby lessening the emotional consequences of information in mind and resist interference (Miller &
an otherwise distressing experience. Cohen, 2001; Knight et al., 1999; Smith & Jonides, 1999).
The cognitive transformation of emotional experience Based on these cognitive neuroscience models, as well
has been termed ‘‘reappraisal.’’ In both experimental as process models of emotion and emotion regulation
and individual-difference studies, reappraising an aver- (Gross, 2002; Ochsner & Feldman Barrett, 2001), we
sive event in unemotional terms reduces negative affect hypothesized that comparable interactions between cog-
with few of the physiological, cognitive, or social costs nitive control and emotion-processing systems would
associated with other emotion-regulatory strategies, underlie reappraisal.
such as the suppression of emotion-expressive behavior With respect to cognitive-processing systems, we
( Jackson, Malmstadt, Larson, & Davidson, 2000; hypothesized that reappraisal would involve three pro-
Richards & Gross, 2000; Gross, 1998, 2002; Gross & cesses implemented by lateral and medial frontal corti-
John, in press). The mechanisms that mediate such ces. The first is the active generation of a strategy for
reappraisals, however, are not yet understood. The goal cognitively reframing an emotional event in unemo-
of the present study was to use functional magnetic tional terms, and keeping that strategy in mind as long
resonance imaging (fMRI) to elucidate the neural bases as the eliciting conditions endure. In neuropsycholog-
of reappraisal. ical (Barcelo & Knight, 2002; Stuss, Eskes, & Foster,
Although little prior work has directly examined the 1994), functional imaging (Cabeza & Nyberg, 2000;
neural systems involved in the cognitive control of Smith & Jonides, 1999; Barch et al., 1997), and electro-
emotion, we expected that it would involve processing physiological (Barcelo, Suwazono, & Knight, 2000; Niel-
dynamics similar to those in implicated in other well- sen-Bohlman & Knight, 1999) studies, these functions
have been associated with working memory processes
localized in the LPFC. The second process may monitor
1
Stanford University, 2Massachusetts Institute of Technology interference between top – down reappraisals that
D 2002 Massachusetts Institute of Technology Journal of Cognitive Neuroscience 14:8, pp. 1215 – 1229
neutralize affect and bottom –up evaluations that con- Strong
tinue to generate an affective response, signaling the 4
need for reappraisal to continue. In a variety of tasks 3.5
involving response conflict (Barch et al., 2001; van
negative affect
Veen, Cohen, Botvinick, Stenger, & Carter, 2001; 3
Strength of
Phelps, Hyder, Blamire, & Shulman, 1997) or overriding
prepotent response tendencies (Carter et al., 2000; 2.5
Peterson et al., 1999), these functions have been asso-
ciated with the dorsal anterior cingulate cortex (for 2
reviews, see Botvinick, Braver, Barch, Carter, & Cohen,
1.5
2001; Bush, Luu, & Posner, 2000). The third process
involves reevaluating the relationship between internal Weak 1
(experiential or physiological) states and external stim-
uli, which may be used to monitor changes in one’s
emotional state during reappraisal. The dorsal regions
of the MPFC are activated when making attributions
about one’s own (Paradiso et al., 1999; Lane, Fink, Attend Reapp Attend
Chau, & Dolan 1997) or another person’s (Gallagher
et al., 2000; Happe et al., 1996) emotional state as well Negative Neutral
as during viewing of emotional films (Beauregard et al.,
1998; Lane, Reiman, Ahern, Schwartz, & Davidson, 1997; Figure 1. Average negative ratings made during scanning for the
most negative photos (the third of photos that elicited the most
Reiman et al., 1997) or photos (Lane, Reiman, Bradley,
negative affect for a given participant). Negative affect was strong on
et al., 1997). Importantly, activation of the medial Attend trials and decreased significantly on Reappraise (Reapp) trials
frontal cortex when anticipating painful shock (Chua, ( p < .01). When participants attended to their feelings towards neutral
Krams, Toni, Passingham, & Dolan, 1999; Hsieh, Stone- photos, the negative affect elicited was significantly weaker than for all
Elander, & Ingvar, 1999; Ploghaus et al., 1999) may be other trial types ( both p < at least .01).
inversely correlated with the experience of anxiety
(Simpson et al., 2000), suggesting its importance for of a stimulus (Kawasaki et al., 2001; O’Doherty, Kringel-
regulatory control (cf. Morgan & LeDoux, 1995). bach, Rolls, Hornak, & Andrews, 2001; Davidson & Irwin,
With respect to emotion-processing systems, we hy- 1999; Rolls, 1999; Elliott, Frith, & Dolan, 1997) in a
pothesized that reappraisal would modulate the pro- flexible format that is sensitive to momentary changes
cesses involved in evaluating a stimulus as affectively in social and motivational context (Ochsner & Feldman
significant. Many theories of emotion posit that at least Barrett, 2001; Bechara, Damasio, & Damasio, 2000; Rolls,
two types of evaluative processing are involved in emo- 1999). Together, the amygdala and the MOFC differ-
tion generation (Lazarus, 1991; for a review, see Scherer, entially encode and represent the affective properties of
Schorr, & Johnstone, 2001). One type is important for stimuli (Bechara et al., 1999; Rolls, 1999), and we sought
determining whether a stimulus is affectively relevant to determine whether reappraisal modulates activity in
and may be relatively automatic, whereas a second type the MOFC, amygdala, or both.
is important for evaluating contextual meaning and the To test these hypotheses, we adapted an experimen-
appropriateness of possible responses (Scherer et al., tal procedure used to study regulation of the fear-
2001; Lazarus, 1991). Evidence suggests that two highly potentiated startle eyeblink response ( Jackson et al.,
interconnected brain structures (Cavada, Company, 2000). In that study, participants viewed aversive pho-
Tejedor, Cruz-Rizzolo, & Reinoso-Suarez, 2000), the tos and were instructed either to increase, maintain, or
amygdala and medial orbital frontal cortex (MOFC), decrease (postexperimental debriefing suggested that
are associated with these two types of emotion process- participants reappraised) their emotional reactions.
ing (Ochsner & Feldman Barrett, 2001; LeDoux, 2000; Startle eyeblink magnitude (which was used as an
Bechara, Damasio, Damasio, & Lee, 1999). On one hand, indicator of the relative strength of an emotional reac-
the amygdala is important for the preattentive detection tion across trial types) increased, remained constant, or
and recognition of affectively salient stimuli (Anderson & decreased according to the regulatory strategy being
Phelps, 2001; Morris, Ohman, & Dolan, 1999; Whalen employed. This result suggests that participants can
et al., 1998), learning and generating physiological and successfully regulate their emotional responses on a
behavioral responses to them (LeDoux, 2000; Bechara trial-by-trial basis. To isolate the processes related to
et al., 1999), and modulating their consolidation into the cognitive control of emotion, we needed to com-
declarative memory (Hamann, Ely, Grafton, & Kilts, pare reappraisal to another condition that draws on
1999; Cahill, Babinsky, Markowitsch, & McGaugh, processes invoked by reappraisal, but are not related to
1995). On the other hand, the MOFC is important for the regulation of affect per se. Because we hypothe-
representing the pleasant or unpleasant affective value sized that reappraisal involves both attention to and
Figure 2. Group-averaged
brain activations when
reappraising or attending to
Right Left
feelings in response to the LPFC
most negative photos. Two
contrasts are shown: The
Attend > Reappraise (shown
in red) contrast shows regions
important for emotion
processing that are significantly
modulated by reappraisal and
the Reappraise > Attend
(shown in green) contrast
shows regions significantly MOFC
activated when exerting
cognitive control over emotion
activated by reappraisal. Top
Bottom Front
and bottom brain images on LPFC
the right show regions of the
left dorsal and ventral LPFC
associated with cognitive
control that were activated by
reappraisal. Right side and
bottom left brain images show
reappraisal-related modulation
of a region of left MOFC
associated with representing
the affective properties MOFC
of stimuli.
Modulation Activation by
by reappraisal reappraisal
Positive Correlation between Activation and Drop in Negative Affect When Reappraising
Anterior cingulate R24 6 14 32 4.67 88
Supramarginal gyrus R40 54 48 34 4.05 40
Clusters of 5 or more contiguous voxels whose global maxima meet a t threshold of 3.09, p < .001 uncorrected, are reported. Local maxima for
these clusters are denoted with (L). Coordinates are in MNI space.
participants viewed each negative photo a second time suggests that in-scan reappraisals did not bias post-scan
and rated the strength of their initial affective response emotional responses to photos. However, because these
(i.e., when they first viewed it, before they had attended ratings were provided retrospectively, it is important to
or reappraised). These ratings were used to identify the provide independent evidence that post-test ratings
third of the negative photos of each trial type that were can be correlated with a participant’s initial affective
rated most negative by each participant. As has been response to a stimulus (Ochsner & Schacter, in press).
found in prior studies (Canli, Zhao, Brewer, Gabrieli, & A separate pilot behavioral study was conducted to
Cahill, 2000), preliminary analyses indicated that reliable provide such evidence. Eight female participants rated
activation of emotion-processing systems was observed their affective response to photos an average of 3 days
only for these most negative images. Given that the goal before completing a test session that procedurally was
of this study was to examine the modulation of these equivalent to the scanning session used in the present
systems by reappraisal, the analyses reported here fo- study. They then completed post-test retrospective rat-
cused only on these trial types. ings of the affective response they had to each photo
when it was viewed during the test session. Results
indicated that pre- and post-test ratings of negative affect
Subjective Reports of Negative Affect
were highly correlated for all trial types and all levels of
Segregating Most Negative Photos negative photos (i.e, most, moderately, or least negative,
Post-scan ratings of affective response indicated that the all p < .01), which suggests that post-test ratings can
third of photos rated most negative (M = 3.77) elicited provide a reliable index of one’s initial affective response
significantly greater negative affect than the moderately to a photo.
negative (M = 2.99) or least negative (M = 1.93) third of
photos (all differ p < .01). Affect ratings for negative
Success of Reappraisal
photos selected from Attend as compared to Reappraise
trials did not differ significantly at any level of affect (all Ratings made during scanning showed that overall, mod-
p > .16). The fact that retrospective ratings of negative erate, and least negative photos elicited less negative
affect were equivalent on Attend and Reappraise trials affect than the most negative photos (both p < .01),
0
Z-value
2.00
activation when Reappraising
1.50
1.00
.50
.00
-.50
Clusters of 5 or more contiguous voxels whose global maxima meet a t threshold of 3.09, p < .001 uncorrected, are reported. Local maxima for
these clusters are denoted with (L). Coordinates are in MNI space.
*
T = 2.98, p < .005.
session participants also were asked to indicate for each tions were highly significant both for the foci in the
photo whether they had reinterpreted the photo (as anterior cingulate (R2 = .649, r = .805, p = .0001) and
instructed) or had used some other type of reappraisal the supramarginal gyrus (R2 = .570, r = .755, p < .0006).
strategy. Compliance with instructions was very high: On
less than 4% of trials with highly negative photos did
Modulation by Reappraisal
participants report using another type of strategy.
Emotion-sensitive regions modulated by reappraisal
were identified by greater activation in response to the
Brain Imaging Results
most negative photos on Attend than on Reappraise
Activation by Reappraisal trials. Activation was observed in a region of left MOFC
Reappraisal-sensitive regions were identified by greater (Figure 2, Table 2). Additional regions of activation were
activation in response to the most negative photos on found in the left posterior insula, right medial occipital
Reappraise than on Attend trials. Consistent with pre- cortex, and right inferior parietal cortex (Figure 2, Table
dictions, significantly activated regions included the 2). The amygdala, an a priori region-of-interest (ROI),
dorsal and ventral regions of the left LPFC, as well as was not significantly activated at a map-wise statistical
the dorsal MPFC (Figure 2, Table 1). Additional reap- threshold of p < .001. However, significant activation
praisal-related activations were observed in left temporal was observed in the right amygdala at a more liberal
pole, right supramarginal gyrus, and left lateral occipital threshold ( p < .005) (Figure 4). This finding was
cortex (Figure 2, Table 1). Contrary to expectations,
activation of the cingulate cortex was not observed.
Cingulate involvement in reappraisal was revealed,
however, in an SPM99 regression analysis used to iden- 6
tify regions for which level of brain activation across
participants correlated significantly with reappraisal suc- 5
cess. An index of reappraisal success was computed for
each participant by subtracting the mean level of neg-
4
ative affect reported on Reappraise trials from that
reported on Attend trials when highly negative images
3
were shown. Larger difference scores thus corresponded
to a greater decrease in negative affect, which is indica-
tive of a more effective reappraisal. At a threshold of 2
p < .001 (uncorrected), activity in no brain regions was
1
negatively correlated, and in only two regions was
positively correlated, with reappraisal success such that
greater activation predicted greater decreases in negative Z-value
affect. These two regions were located in the right ante-
rior cingulate and right supramarginal gyrus (Figure 3,
Table 1). To more precisely characterize these correla- Figure 4. Coronal image showing the group-averaged cluster of
activation in right amygdala for the Attend > Reappraise contrast for
tions, mean parameter estimates of the response in- trials with the most negative photos ( p < .005). The focus is centered
crease when reappraising as compared to attending on MNI coordinates (16, 12, 20). Activation is shown on group-
were correlated with reappraisal success. These correla- averaged anatomy.
-.10
Attend- Reapp- Attend-
Most-Neg Most-Neg Neutral
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