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The Future of Socialism
(Translated from the French by Michael Wolfers)
Samir Amin
L’Avenir Du SocialismeSouthern Aftiea Politieal Eeonomy Series (SAPES) Trust
1990
PO, Box MP 111
‘Mount Pleasant
Harare
Zimbabwe
All rights reserved. No parts of this publication may be
reproduced, stored in a retrieval system, or transmitted in
any form, by any means, including mechanical, electronic,
photocopying, recording or otherwise, without prior written
permission of the publisher
First Edition 1990
‘Typeset by SAPES Trust
Cover design by Chaz Maviyane
Printed by Jongwe Printers, Harare, Zimbabwe
ISBN 0 7974 0945 9
FOREWORD
On the oecasion of its international seminar on Democracy,
Socialism and Development, the Southern Africa Political
Economy Series (SAPES) Trust is honoured to publish this
essay by this outstanding scholar, Samir Amin remains one
of the consistent and constant intellectuals in the decades
that have seen others either compromised on the altar of
careorism or destroyed by the combined forees of external
and internal intrigue in the post-colonial situation, It is
Samir Amin who has taught us that the only viable way of
sustaining a progressive intellectual tradition is for Third
World scholars — and Africans in particular — to organise
themselves in such groupings as the Third World Forum
(which Samir Amin leads) and this the Southern Afriea
Political Economy Series (SAPES) Trust, Sueh organisations
should provide not only the framework for progressive
intellectual discourse but also a more congenial home for the
enhancement of collegiating among African scholars.
But above all, organised African scholarship should seek,
through such organisations as SAPES to interact with the
wider society, creating space in the context ofthe struggle for
democracy during this post-colonial era, and projecting the
African identity in a world that has thrived over the
conturies, if also because of Africa's demise and denigration
at the hands of foreigners from the northern hemisphere,
Clearly, a major scholarship remains so dependent upon
external aid; and it is too early to expect that the Afriean
scholarship fraternity could survive entirely on its own
resources, However, the SAPES experiment might yetdemonstrate otherwise, Through such publications as this
tne by Samir Amin, SAPES hopes to develop a financial base
sraddition to its administrative and managerial base, with
vnsteh to support research, documentation and more and
nore publications for both the intitutions of higher earning
‘and the public in general.
Samir Amin's monograph speaks for itself. twill inspire the
ptimists in their search for an “alternative development”
other than the one which has 0 far appeared to "surrender
to global constraints’. For Samir Amin, socialism remains an
‘essential project for sovity:
‘The changes in the word economy and political and ultra
‘Thamtion are not expected to alter te polarising character
seat in capitalism, but can only heighten the
contradictions
‘Toe polices of surrender to work uifeatin through the
tnarkat — described as ‘adjustment™
arareceptabe alternative othe national and popular Fupbore
thot is all necessary and mare than ever 80
eis always difficult for the social analysts to answer those
pessimista who demand to know the process —and the ine
Frame _- through which change and transformation is to be
feffected, But then historical provesses are not a one-day
affair, iis the test of a good analysis that it provides atleast
the main elements in that process, the protagonists and
tentagonists in that struggle for democracy and development
‘And what are these elements and how are they likely to act
in that struggle?
"The national boorgecsiesof the Ted Worl, who had co-opted
‘hovatinalixration movement totheirownadvantage Baws
tend Boe largely turmod into compradors by the elution
‘Of the world systems. hey are therefore incapable of
— are not, therefore,
mediating tho new word. wide phenomenon tothe advantage
of their own country ‘The popular clases... are sill at
‘moment of confusion following he exhaustion of the former
‘ational iteration movement Hance tis dificult to forecast
the precio neat slop in an uninterrupted popular revolution
that ail threatens the globalisation of upheavals in the
peripheries ofthe eytom that wil fora time remain as Mash
points.
No doubt and quite characteristic of his earlier essays, Samir
‘Amin still views the centre-periphery contradiction — the
‘contradiction between the developed world and the Third
‘World — as the main fulerum for change and transformation,
But he includes two other “orders of evolution’: the
West-East relations and intra-Western competition,
Therefore, the only viable strategy for progressive forces on
‘a world scale is to build a "poly centric” world based on the
progressive internationalism of thee peoples of the West,
East and South, But"polycentrism” means that the countries
of the Bast and the South should pursue development
policies that will delink them from the North; and the
countries of the Bast must move away from any attempt at
the "restoration of capitalism’; those of the South should
refuse to become eompradors; and those of the progressive
West should encourage the proliferation of "non-market
social spaces" through reforms based on "socialisation of
‘economic management.
For the Third World in particular, Samir Amin recommends
‘a development strategy that
puts atthe top ofthe agenda the objectives of an agricultural
evolution marked by ..equality in sucha way asto slow the
ncontelld drift to the towns and take into account the
narzow limits of international emigration, transformation of
3he exploited and dependent informal sector into « popular
calla for an effective combination of
transitions economy. I
lumning and market forces, ax the foundation for &
aonrveratiation concerned to bring the people srial benefit
in the end, SAmir Amin is concerned about the globo as &
whole, he is concerned about genuine international
Sooperation; the need for a "democratic world government”
fs opposed to "seven-power economic summit’; the arms
ace; and, finally, the "democratic institutionslisation of
‘world management through a revival of the UN". But here
je an analysis that shows successfully the necessary
relationship between Democracy, Socialism and
Development.
Tobe Mandaza
General Bitor
SAPES
‘THE FUTURE OF SOCIALISM.
It is surely time to raise the issue of the future of socialism
‘once again. Since the beginning of the 1980s the ideological
offensive of the ultra-liberal right has been such that the
predominant social-democratie forees of the Western left
have found it necessary to fall broadly into line. In the Third
World, the burgeoning of the relatively autonomous
development has been systematically undermined in favour
of total surrender to the demands of world-wide capitalist
expansion. Last but not leas, the sudden collapse of Eastorn
European regimes paves the way for a possible restoration
of capitalisin through social and economic integration of
these countries into the same capitalist world system,
‘Triumphant liberal ideology proclaims the definitive failure
of socialism,
For those who believe, as wedo, that socialism offersa system.
of values never "achieved", and in no way & "constructed
model" on show in any particular place,the issue is infinitely
more complex. I would say quite frankly that today’s real
danger is that the illusions affecting the peoples of the West,
Bast and South can only mean that the inevitable failure of
triumphant liberalism could be traumatic for the popular
classes once they are ideologically and politically disarmed,
‘More than ever, I would urge that the choice lies between
"socialism or barbarism".
Tt might be helpful to begin this analysis with a eritique of
the three fundamental bases of the fashionable liberal thesis,First liberal axiom: the "market" represents an economic
rationality per se outside any specific social context,This
‘erroneous postulate is no more than an expression of the
economistic alienation essential for ideological legitimation
of capitalism. The "market" doos not in fact determine social
relations: on the contrary, the framework of social relations
determines how the market will operate, From an alienated
economist stand-point, economic laws are analogous to laws
of nature and exert external forees on every human action,
and the economy is the product of determinate social
behaviour! There is no economic rationality per se, but
merely the expression of the demands of a social system at
the level of economic management, No such social system is
rational from a humanist point of view if it fails to meet the
need of the human beings subject to it: unemployment,
polarisation in world development, ecological waste are
manifestations of the irrationality of this system — really
existing capitalism, These negative phenomena are purely
‘and simply necessary products of the "market": the
rationality of the market reproduces the irrationalities of the
social system,
Second liberal axiom: an interchangeable formula of
apitalism-democracy and equation of democracy
‘capitalist. This is mere trickery.
Contemporary trends of opinion, broadly typified by
Anglo-American evolutionism and pragmatism, impoverish
the debate by treating democracy as a gamut of narrowly
defined rights and practices, independent of the desired
social outlook. This democracy’ can then stabilise the society,
by leaving “evolution” to “objective forces’. The latter are, in
6
the last resort, deemed to be governed by science and
technology? operating regardless of human will; hence the
functional role ofthe revolutionary process in history ean be
played down,
Socialist thought lies poles apart from this line of argument,
‘The analysis of economistie alienation provided by Marx,
central to any seientifie and realist understanding of the
mechanism of capitalist reproduction, leads to @
rehabilitation ofthe crucial function of revolutions, moments
of qualitative transformation and crystallisation of
potentials inconceivable without thom. In each of the three
rest revolutions of the modern world (the French, the
Russian and the Chinese), the play of ideas and social forces
‘at moments of radicalisation has sueceeded in moving far
beyond the requirements of "historically objectively
necessary" social transformation. Henee Jacobin democracy
did more than merely establish "bourgeois power". Although
the demoeraey operated in a framework of private
ownership, its anxiety to establish power genuinely at the
service of the “people” clashed with the merely bourgeois
needs, At this stage of social development, the bourgeoisie
looked for little more than qualified democracy such as
‘occurred elsewhere in the 19th century. The hourgeoisie were
furthermore willing to compromise with the monarchy and
the aristocracy. The aspirations of the" people” — namely the
crowd of peasants and artisans — went further. The people
Wanted something more than "free trade’. To such an extent
that during the Convention, they launched the astonishingly
‘modern slogan "Liberalism (Je. economic) is the enemy of
domocraey"! This looking forward was a forestate of asocialist consciousness yet to come (Babeufism is an
indication). In the same way, the USSR in the 1920s and
‘Maoist China expressed a communist vision well beyond the
requirements of the "national and popular" reform on the
‘agenda. Certainly these moments of radicalisation are
fragile; in the end narrower concepts more consonant. with
"objective" needs win the day. But it would be quite wrong to
underestimate their significance as an indication of the way
the movement is bound to continue.
Bourgeois democracy is the product of the revolution that
has dethroned "tributary metaphysics". Itestablished "equal
rights" and personal liberties, but not "equality" (except
under the law). As late as the latter half of the 19th century,
the Jabour movement could impose unqualified political
democracy and seize social rights, but in the framework of a
compromise based on acceptance of capitalist management
of the economy, a compromise itself made possible by world
polarisation to the benefit of the industrial centres. Western
democracy is thereby restricted to the politieal domain, while
economic management continues to be based on
non-demoeratie principles of private ownership and
competition, In other words, the capitalist mode of
production does not of itself require democracy but rather
its characteristic oppression is hidden in economist
alienation affecting the entire society. By contrast, the
socialist project of a classless society freed of economistic
alienation implies a democratic structure. Once capitalist
reliance on competition is broken, social relations based on
cooperation among workers, and no longer on their
subjection, are inconceivable without a full flowering of
democracy.
if what are known as the Third World countries have almost
never seen their political systems in a genuinely democratic
form, this isnot a hangover from their "traditional culture’
‘What I call "really existing capitalism’, that is capitalism as
‘a world aystem and not as a mode of production taken at its
hhighest level of abstraction, has to date always generated
polarisation on a world scale (the "eentres/peripheries"
tontradiction). Unfortunately, this dimension has always
been underestimated in socialist thought of all forms,
including Marxism. International polarisation inherent in
this expansion brings in turn a manifold internal social
polarisation: growing inequality in income distribution,
‘widespread unemployment, marginalisation, ete, Making the
world system the key unit of analysis responds to a social
factor of erucial importance for an understanding of what is.
‘at stake in the struggles, namely that the essential reserve
tarmy of capital isto be found in the peripheries ofthe system.
Honce instability is the rule in the political life of the
peripheries. The background of vieious dictatorship (military
‘or not as may be) broadly amenable to the demands of the
world expansion of eapital is occasionally shaken by
‘explosions that challenge the dietatorships. Such explosions
rarely lead to any semblance of politieal democracy. The
commonest model is @ “populist” response, This means
regimes that genuinely address at least some aspects of the
social problem and contemplate a development strategy
capable of reducing the tragic consequences of
peripherisation,‘There is a middle ground between dictatorships of the right
and/or populist moments on to which "petty democracy" can
sometimes sneak. We mean regimes that recognise the
principle of multi-party elections, and grant ameasure of free
speech, but fall short of addressing fundamental problems
andor challenging relations of dependence and subjection to
the world system. These "democracies" are little more than
an expression of the erisis of the usual despotie system of
capitalism. Latin Ameriea, Korea, the Philippines provide
examples of contradictions unresolved by the regimes.
Democratic systems imposed in such circumstances face a
striking dilemma, An either-or Either the democratic
political system accepts surrender to the demands of world
'adjustment’: it could not then consider any substantial
social reform and the democracy would not be slow to reach
crisis (as is already the ease in Argentina). Or the popular
forces take hold of the democracy and impose the reforms:
the system would then come into conflict with dominant
‘world capitalism and must shift from the national bourgeois
project to a national and popular projet.
‘The areas of the periphery most affected by capitalist
expansion are in a more desperate plight. The history of
capitalist expansion should cover not only the “development”
it has engendered. Capitalism has a destructive side too often
omitted from flattering portrayals of the system. Here the
“usual” pattern of power is the Tontons Macoutes in Haiti,
Somoza in Nicaragua and a disturbing number of
dictatorships of the samo stamp in contemporary Africa,
‘Third liberal axiom: a wide open door to the world system
is an "unavoidable" constraint, the sine qua non of any
10
“development”. Tho underlying theoretical hypothesis is that
“development” depends essentially on internal circumstances,
peculiar to each society, with its integration into the world
economy @ potentially positive factor (if one knows how to
use the opportunities it provides). ‘This thesis is not only
contradicted by the history of five centuries of capitalist
expansion — incessant polarisation reproduced and
intensified to date and for the foreseeable future — but is
also scientifically unsound, The "world market” in question
is truncated and restricted to goods and capital, whereas
despite international migrations — there has never been any
suggestion of a "world labour market" (and no prospect of
‘one). Liberal economics demonstrates that mobility of a
single factor of production (capital) while two other factors
(abour and natural resources) are imprisoned by natural and
politieal geography can not lead to homogeneous
produetivity levels and social conditions.
In such circumstances, the world-wide law of value can only
produce and reproduce polarisation (the centres/peripheries
contradiction). In this sense the external factor" (integration
in the world system) is of its nature disfavourable and
inereasingly so. I have argued this thesis on intuitive
evidence: @ few decades were enough to allow the 19th
century Germany to ‘catch up" with England; how long
‘would Brazil need to "catch up" with the United States?
Undoubtedly, the forms and content of the polarisation have
evolved over time. From the industrial revolution to the
Second World War, it was a distinction between
industrialised and non-industrialised countries. Accelerated
industrialisation of some areas of the Third World does not,
0in my viow, raise a question mark over polarisation as such
but merely over its forms. The mechanisms of the new
polarisation are founded on various forms of domination;
financial (new forms of world-wide finance capital);
technological (in relation to the new sciontific and
technological revolution); cultural (with the growing
influence of the media); and military. In this context, the
“newly industrialised countries" are not "semi-peripheries”
on the way to crystalising into new centres, but the true
peripheries of tomorrow.
By contrast the countries ofthe so-called "Fourth World” are
not true peripheries but similar to the areas destroyed by
capitalist expansion in its earlier forms, The parlous
condition of the "Fourth World’ is not the outcome of a
refusal to integrate within the international division of
labour and a "failed” attempt to delink. In fact the "Fourth
World” that is talked of as something new is a consistent
feature of capitalist expansion. A clear but lamentable
‘example of this former Fourth World is provided by the areas
of slave labour in the Americas in the period of mercantilis
North-East Brazil, the West Indies (including Haiti). These
areas wore regarded as "prosperous" in their day; and they
were the heart of the periphery corresponding to the system
of the time, Later the new structures of capitalist,
development marginalised these areas, and they are today
among the most grievously wretched parts of the Third
World. Is Afriea not now on the road to exclusion from the
world division of labour by a system that has consigned the
continent to specialisation in agriculture and mining
through extensive exploitation of the soils until they are
2
exhausted, and the technological revolution that provides
substitutes for some raw materials? Fourth World societies
subject to a passive delinking through rejection cannot, by
definition, solve their problems through open door policies,
Recolonisation, swoetened by charity, is surely trying to
conceal the explicit failure of the neo-liberal solution?
From the stand-point of the various peoples of the earth,
unification of the world system in the unilateral concern of
the market is undesirable. It is not even the most likely
outcome ofthe evolution under way, so bitter are the conflicts
inexonerably provoked by submission to the unilateral
criterion of the "market" operating in a world of "Darwinism.
‘The ideological discourse of the West, which has optod for
this strategy aims to conceal the bitterness of these conflicts.
‘The values of socialism have their scientific (and not merely
moral) justification in a rejection of the three blunders in
bourgeois thought described above, All currents of socialist
thought are keen to go beyond the philosophy of the
Enlightment seeking to establish a "rational" society to
endure for all time, Socialism comes from an analysis of the
historical limits of the “rationality” in question, namely
capitalism. Socialism therefore offers a project of @
qualitatively more advanced society, aiming at a more
complete mastery of human beings over their social destiny.
Here again the Marxist theory of alienation roturns to the
centre of the stage: the project of the society in question
implies liberation from the economistie alienation peculiar
to bourgeois ideology. The project cannot be defined more
precisely in advance, Although it would be possible to be
precise as to what must be “abolished” (such as private
Bownership of the means of production obviously), it. would
not be possible — in the absence of any social praxis — to
delineate in advance new methods of social management.
Any attempt to do so would militate against the methodology
Of the socialist project for liberation whereby responsibility
for shaping destiny can lie only with the succeeding
generations who will be making their own history.
We are still faced with the fact that the so-called socialist
societies of the Eastern countries have abolished private
ownership and established selfstyled socialist systems of
economic and political management. These systems are
collapsing? Must we draw the conelusion that the socialist
project itself ia utopian?
If we want to embark on a fruitful debate on these
experiences, we must return to the issue of the character of
tho so-called "socialist" revolutions and the perception of the
historical limits of capitalism whence they have sprung, Two
‘approaches are possible. One can focus on what defines
capitalism at its highest level of abstraction — namely the
contradiction between capital and labour — and define the
historical limits of capitalist society by the boundaries
imposed by is characteristic economy. This view-point
‘inovitably leads to a "stagist" vision of the evolution of
society: the backward (peripheral) capitalist societies must
“catch up" with the advanced societies hefore they are in turn
faced with the challenges of a possible (or pethaps even
necessary) supersession of the limite of those advanced
societies. Or one may place more emphasis in the analysis on
what I suggest calling "really existing eapitalism’, by which 1
‘mean a system that in its actual world-wide expansion has
“4
given rise to a centres/peripheries polarisation impossible to
overcome within the framework of eapitalism itself,
Socialism of all currents has underestimated this dimension
of capitalism, as I have said,
A challenge to the capitalist order on the basis of revolts from
its periphery requires a serious rethinking of the issue of the
‘socialist transition” to the abolition of class. The Marxist
tradition, however subtly interpreted, is handicapped by an
initial theoretical vision of worker revolutions, on the basis,
of advanced forces of production, initiating a fairly speedy
transition, marked by democratic power for the mass of the
people —a power that is theoretically more democratie than
the most democratic of the bourgeois states. By contrast, I
would suggest that the profoundly unequal character
inherent in eapitalist expansion has brought on to history's,
agenda a revolution by peoples of the periphery. This
revolution is anti-capitalist in the sense that it stands against,
really existing capitalist development that has become
unbearable for these peoples. In other words, the eruellest
contradictions entailed in capitalist expansion affect the
Periphery of the system more than its centres, But forall that,
the anti-capitalist revolution is not socialist. It has, by force
of circumstances, a complex character,
‘The post-capitalist societies are faced with the demand for
substantial development of the forces of production, Tt is
illusory to imagine basing an “alternative development’ on
Poverty, even if one rejects the consumer life-style of
‘capitalism in its advanced centres and takes into account its
real waste and inhumanity. A recognition of this does not
‘ean accepting the thesis that an initial passage through aphase of capitalist accumulation is inevitable, The bourgeois
revolution is not fundamentally a consequence of a mass
movement led by political parties with an openly
anti-apitalist ideology and view of the future. Capitalist,
expansion accepted by the local bourgeoisie and implying
development open to the world system is here challenged by
‘the mass ofthe people whom it grinds down.
‘This specific and new contradiction, not envisaged in Marx's
classic concept of the socialist transition, gives the
post-capitalist regimes their real quality, of a national and
popular construct in which there is a conflictual mix of
tions and achievements of a socialist kind and
aspirations of acapitalist kind called for by the need for some
development ofthe forees of production
‘This contradiction, inherent in the long transition imposed
by the unequal development of capitalism, ean obviously be
defined by three fundamental elements: bureaucratic
planning (denying any role to market forces);
anti-democratic class political monopoly (the ruling
party-state); total delinking from the world system almost to
the point of autarky (the latter more an imposition by the
‘Western block than a desire of the regimes ofthe East). It is
certainly significant that this so-called socialist construct has
worked through a non-democratie political system and
through bureaucratic planning. The eomplex explanation
includes socal and cultural historical determinants and the
ideological influence of the socialist movement that has
shaped the country’s revolutionary intelligentsia (Leninistn,
Macismn), Ido beliove, however, that national and popular
hegemony could operate differently and make room for
16
political democracy and "market" forees (which no more than,
in the capitalist economies can exist outside the social base
that defines their boundaries). I would go further and say
that for this national and popular hegemony to progress, it
rust move in that direction.
In these circumstances the scale ofthe crisis of the societies
of the East is not a great surprise to us, even if like everyone
else we have beon astounded by its suddenness. These
societies currently face a triple option that I briefly
summarise under the following three headings:
(Evolution towards a bourgeois democracy or progress
beyond it by the strengthening of the social power of
workers in the management of the economy?
Restoration of an out-and-out "market economy" or
effective progress in carefully controlled resort to
market forces through democratic planning?
‘An unguarded door wide open to the exterior or
guarded relations with the surrounding capitalist,
world, albeit on the basis of increased trade?
The confused theoretical debate and political disputes
causing shudders throughout the Eastern countries come in
part because ideological Inbelling as "socialist" has obscured
‘the genuinely “national and popular" character of historical
revolutions establishing each of the regimes, But more
pertinent is the fact that the conflictual forces of eapitalism
and socialism are meeting within genuine struggles. The
forces anxious to “restore capitalism’ propose unilateral
acceptance of the "market" (as a springboard for the
restoration of private ownership) and of “an open door to the
1exterior’, with or without democracy (in the Western sense
of the word) according to the tactical requirements of their
project. Ifthe socialist forces dither in their resistance to the
project, and if they find it difficult to articulate a coherent
alternative (on the lines sketched above), it is because the
lack of democratic debate and the ideological fallacy
indicated earlier are major impediments to action, I would
‘add that the Western ideological offensive, orchestrated by
powerful media, is flocking entirely to the pro-capitalist,
alboit anti-democratic, forees.
‘A response to the three questions posed above would lead to
intensive internal class struggle, already (silently) under
‘way. A significant minority (20%?) in the Eastern countries
might benefit from the restoration of capitalism. But, in the
light of the inadequate levels of development and
international competitiveness achieved by the socialist
countries, this minority would never attain the Western,
standard of living that fuels their aspirations, except by
grinding down the mass of the people,
In this struggle, the peoples of the various countries of the
East start with unequal weapons. Intuitively one can grasp
why peoples who made a so-called socialist national and
popular revolution (USSR, China, Yugoslavia, ete...) have
fan ideological weapon that may enable them to put a
progressive complexion on their struggles. By contrast, those
of Eastern Europe who have no comparable historical
achievement run the risk of becoming stupefied by the
attraction of their annexation to Western Burope.
In the current erisis, democratic assertions, such as recourse
to the "market" and an open door to the exterior, remain
16
ambivalent because they unite those who see them as a
launching-pad to move towards capitalism and those who
seek a progressive social approach to the political and
economic management of their society, and thus a genuine
socialist advance. It is interesting to note that social surveys
in the USSR show that the privileged classes prefer the
(Western-style) pluralist democracy and market open to the
exterior" formula whereas the popular classes remain
attached to the achievements of “socialism” (full
employment, social services, national independence and
public ownership). The latter favour "planning" along with
democratisation of the political system. Gorbachev's power
apparently juggles with these two antinomian currents,
allied only in their opposition to the "conservatives" (who
have always hoped for a "standstill, One notes similar
cleavages in Yugoslavia. In China one knows how Deng
‘Xiaoping has opted for a formula of a door open jointly to
internal and external capitalism without democratisation;
(the model to which this option Ieads logically would be
similar to that of South Korea or Taiwan!), an option (it
should be remembered) supported enthusiastically by the
West, The challenge by the democratic movement is also
ambivalent by virtue of the fact that amidst the confusion,
the movement has recruited minority forees more
representative of the comfortably off classes aspiring openly
to.a restoration of capitalism plus majority forees in popular
opinion (some claiming to be Maoist) who complain of the
disadvantages to them of capitalist developments of the Deng
Xigoping era§ The Western media, by describing repression
of the movement as a return to "Maoism" mixed with
19"Stalinism’, have certainly not contributed to clarifying the
reactionary option of a "restoration of capitalism’, even ifthe
latter must be carried out to the total detriment of
democratisation,
‘The situation is quite different in the Eastern European
countries without a revolutionary past. Hore the "social
achievements" although real, have not been won, but handed
out in a paternalist manner by the communist parties
installed by the Soviet Union. It is quite “obvious” to a World
Bank expert, for example, that the Polish problem is simple:
‘wages must be halved (without any regard to productivity)
‘and an unemployment level of two to three million accepted,
‘Tho situation, remarkably similar to that of Argentina, is
‘obscured by the illusions of the Polish people, to whom
nobody has explained that in the world system they desire
to join, their place is closer to that of the NICs of the Third
World than that of the Western societies where advanced
social democracy operates! One must also be wary of a drift
froma transitional democracy to an authoritarian rogime (of
the Pilsudski kind based on the Catholic Church) as the only
one capable of imposing the discipline of capitalism.
Evolution of this kind is also to be feared in Hungary, for
example, It is difficult at this moment to say more, especially
as regards Western Germany where internal struggles are
mixed up with the desires of the German people for
unification and the initiative Bonn will take in response to
thom (or in advance of them).
Generally speaking, one is struck by the incredible naivete
brought about by the depoliticisation imposed by the
non-democratic regimes of Eastern Europe. The attacks on
2»
the “nomenclature’, far from being the expression of a
socialist rejection of privilege, seem to overlook that the class
aspiring to form a bourgeoisie will inevitably be composed of
this same ‘nomenclature’; that the "privileges" it has enjoyed
are as nothing in comparison with the sovial inequalities in
the capitalist societies; and that it is precisely the
"nomenclature" that, hopes to achieve the even more
comfortable bourgeois status!
thange’ in the Bast is in fact taken
top-down by the ruling clas itself. Ths elas is constituted
on the basis of "statism" that has been the way of dealing
with the capitelism/socialism contradiction within the
national and popule construct. It hopes now tobe rid of the
constraints ofthe popular dimension of the system and opt
four-square for capitalism. The "scuttling" of the system to
which it lends itself to a degree astonishing to Western
commentators is not really surprising at alli is the logieal
terminus ofits evolution, and was perfectly foreseen by Mao.
‘This class, in attacking its own system, adopts all the
‘outworn prajudices of the eritique of socialism by bourgeois
ideology, but refrains from pointing out that the system it is
abandoning has been quite effective in making possible its
vn constitution as a bourgeoisie!
‘We may add that the confusion is certainly accentuated by
the grafting of internal national conflicts (USSR and
Yugoslavia) and external (Germany/Poland,
Hungary/Romania) on to the internal social struggles.”
‘The question of the future of socialism is not subsumed in
Possible advances or retreats in the countries of the East‘We turn to the countries of the Third and Fourth World
true peripheries and societies destroyed by capitalist
expansion — where development capable of meeting the|
material needs of all social strata of the nation appears}
impossible within the framework of capitalism, and it
bocomes necessary to consider the substitute of alternative]
development outside surrender to global constraints. This is
the meaning of the expression delinking. Delinking is not a|
recipe but rather a principled choice: that of delinking the|
De la révolution industrielle & laf
seconde guerre mondiale ce contraste s'est fondé sur}
Vopposition pays industrialisés/pays non industrialisés.
Liindustrialisation accélérée dans certainos régions da tiers
‘monde ne remet pas on question, & mon avis, la polarisation,
46
‘mais seulement ses formes. Les mécanismes de la nouvelle
polarisation sont fondés sur Ia domination financiére (les
formes nouvelles du capital financier mondialisé),
technologique (en rapport avec Ia nouvelle révolution,
scientifique et technologique), culturelle (par
intensification dela puissance des média), et militaire. Dans
cette perspective les "nouveaux pays industrialisés" ne
constituent pas de "semi-périphéries" en voie de
crislallisation en centres nouveaux, mais lee véritables
périphéries de demain.
Par contre les pays dits du “quart monde’ ne constituent plus
dos périphéries véritables mais sont de la nature de ces
régions détruites par l'expansion eapitaliste dans ses formes
‘antérieures. Car l'état lamentable du "quart-monde" n'est
pas le produit d’un refus de e'inaérer dans la division
internationale du travail et d'un "échec" d'une tentative de
déconnexion qui y aurait été tenté. En fait ce “quart-mondo"
dont on parle commo d'une nouveauté, est en réalité un
produit permanent de expansion capitaliste. Un bel et triste
‘exemple de ce quart-monde ancien est fourni par les régions
de exploitation esclavagiste dans I'Amérique de la période
merehantiliste: Nord-Est brésilion, Antilles (Haiti entre
autre). Ces régions furent en ce temps eonsidérées comme
"prospéres", et elles constituaient le cocur de la périphérie
correspondant au systime de lépoque. Par Ia suite les
structures nouvelles de développement capitaliste ont
marginalisé Vimportance relative de ces régions, qui
comptent aujord’hui parmi les plus tragiquement misérables.
du tiers monde. Aujourd’hui le systéme qui a confiné
VAtrique dans 1a spécialisation agro-minidre par
”exploitation extensive de ses sols jusqu’a épuisement,
comme la révolution technologique qui économise certaines}
matiéres premidres, ne sont-ils pas déja en voie d’exclure ca}
continent de la divison mondiale du travail. Subissant|
passivement une dévonnexion qui les rejette, par définition|
_méme les soci6tés du quart monde ne peuvent pas trouver de}
réponse & leurs probldmes par les seules vertus de
Vouverture. La recolonisation, adoucie par la charité, nef
vise-t-lle pas iei a masquer 'échee certain de la solution
néolibérale?
Du point de vue de l'intérét dos différents peuples de la|
plandte 'unifieation du systéme mondial sur la base|
unilatérale du marché n’est done pas soubaitable, Elle n'est
pas d'avantage Tissue la plus probable des évolutions en}
cours, tant sont aigus les conflits qu'entrainera fatalement}
la soumission au eritare unilatéral du "marehé" opérant dan:
lun espace mondial "darwinien". Le discours idéologique de
VOceident, quia fait cette option stratégique, vise a masque
Paccuité de ces eonfte
Les valeurs du socialisme trouvent leur fondementf
scientifique (et non simplement moral) danse refus des trois
bévues de la pensée bourgeoise analysées plus haut, Tous le
courants de la pensée socialiste se sont attachés & dépasser
la Philosophie des lumidres qui se proposait de dévouvrir lf
‘moyen de mettre on place une société "rationnelle” a vocation}
6ternelle. Le socialisme procdde done de l'analyse des li
historiques de la "rationalité” en question, en fait du
capitalisme. Ce faisant le socialisme définit un projet dof
société qualitativement plus avancée, allant dans le sens|
dune meilleure maitrise des étres humains sur leur devenit
“6
social, Tei encore done Ja thése marxiste de I'aliénation
retrouve sa place eentrale: Ie projet do société en question
jmplique la libération de V'aliénation économiste propre a
Pridéologie bourgeoise. Ce projet ne pout pas étre défini &
avanee d'une manire plus préciso. Car si ’on peut préciser
ce qu'il faut “abolir" (comme la propriété privée moyens de
production évidemment), on ne saurait dessiner a I'avance
— en dehors de toute praxis sociale — les linéaments des,
rméthodes nouvelles de la gestion sociale, Tenter de le faire
serait ailleurs aller & contre sens de la méthode méme du
projet socialiste de libération qui implique que la
responsabilité de la construction de l'avenir n'appartient
qu’aux générations suecessives qui feront cette histoire
Il reste éviderment que nous sommes confrontés au fait que
les sociétés dites socialistes des pays de l'Est ont aboli la
propriété privée et mis en place des systémes de gestion
Geonomique et politique autoqualifiés de socialistes. Or cvs
systémes sont en voie de désagregation. Doit-on en conelure
que le projet socialiste lui méme est utopique?
Sil'on veut ouvrir un débat fécond sur ces expériences il nous
faut revenir & la question de la nature des révolutions dites
“socialistes" et des perceptions dos limites historiques du
capitalismé dont elles ont proeéd6. Or ici deux attitudes sont
possibles, Ou bien on concentre Ie rogard sur ce qui définit
le eapitalisme & son niveau d’abstraction le plus élevé —
'est-d-dire la contradiction capital/travail—eton définit les
limites historiques de la société eapitaliste a partir de celles
que Péeonomisme qui la earactérise impose. Cette optique
inspire fatalement une perception "étapiste" de I'évolution
écessaire: les soviétéos capitalistes attardées (périphéries)
0/wa1976.net (Hck
doivent
trapper" le modéle avancé avant d’étre leur tous
confrontées aux défis d’un dépassement possible (ou mém
peut-étre nécessaire) des limites de co dernier. Our bien o
donne plus d’importanee dans l'analyse & ce que nous nous
Proposons d’appeler "le eapitalisme réellement existant’y
entendant par la un systéme qui, dans son expansion|
mondiale réelle, a généré une polarisation
centres/périphéries qui ne peut étre surmontée dans le cadre
du capitalisme lui-méme, Le socialisme dans tous ses
courants a sous estimé cette dimension du eapitalisme,
comme je I’si deja dit,
Or Ia remise en cause do ordre capitaliste & partir des
révoltes de sa périphérie oblige a repenser sérieusement la
question de la "transition socialite" &I'abolition des classes.
Quelque nuance que l'on fasse, la tradition marxiste est.
restée handicapée par la vision théorique de départ de
révolutions ouvriéres ouvrant, sur la base de forces
productives avaneées, une transition elle-méme relativement.
Tapide, earactérisée par un pouvoir démocratique des masses.
populaires qui est théoriquement plus démocratique que le
plus démo-cratique des Etats bourgeois. En contrepoint je
irai que le caractére profondément inégal immanent a.
expansion capitaliste a mis a Vordre du jour de ’histoire la
révolution des peuples de la périphérie. Cette révolution est
nti-capitaliste dans ce sens qu'elle se dresse contre le
développement capitaliste réellement existant, insuportable
Pour ces peuples. Autrement dit les contradictions les plus
violentes que I'accumulation eapitaliste entraine dans son
propre mouvement réel opérent a la périphérie du systome.
plut6t que dans ces centres. Mais cette révolution
oti-eapitaliste n’en est pas pour autant simplement
liste. Elle, a, par la force des choses, une nature
mplexe.
18 soviétés post-capitalistes sont confrontées & I'exigence
«un développement substantiel des forees productives. Ist
cn effet illusoire de penser fonder un "autre développement”
sur le dénuoment, méme si Y’on rejette les modeles de vie et
Je consommation produits par le capitalisme dans ses
centres avancés et qu’on en mesure le gaspillage réol ot
'inhumanité, Reconnaltre cette nécessité n'est pas accepter
la thése selon laquelle le passage préalable par une phase
accumulation eapitaliste serait inévitable. Car la
révolution bourgeoise n’est pas dans sa nature profonde le
produit d'un mouvement des masses populaires organisées
et dirigées par des partis politiques ouvertement
nti-eapitalistes dans leur idéologie et vision de l'avenir.
Aceptée par In bourgeoisie locale expansion capitaliste, qui
implique un développement ouvert sur le systme mondial,
cst ici remige en question par les masses populaires qurelle
Liexpression de cette contradiction spécifique et nouvelle,
ui n'avait pas 6té imaginée dans la perspective classique de
la transition socialiste telle que Marx l'avait congue, donne
ux régimes post-capitalistes leur contenu réel, celui d’une
construction nationale et populaire dans laquelle se
combinent contfictuellement des aspirations ot des acquis de
ature socialiste et des aspirations de nature capitaliste
u'appellent les exigeneos du développement des forees
productives dans certains de leurs aspoets.Cette contradiction, inhérente a la longue transition.
im-posée par le développement inégal du eapitaliame, a été
agéréed’une certaine manidre quel'on peut sans soute définir
ar ses trois composantes fondamentales: la planifieation.
bureaucratique (niant tout role au marché), le monopole
politique antidémoeratique de la classe — parti-Etat
irigeant, une déconnexion totale par rapport au systéme
mondial allant pratiquement jusqu’a l'autareie (celle-ci
ayant 6t6 au demeurant imposée par le blocus occidental
plutét que voulue par les régimes de l'Est). Que cette
construction dite socialiste ait opéré par un systame politique
non démocratique et par une planification bureaueratique,
constitue certes une r6alité importante, dont l'explieation.
complexe doit mettre en oeuvre, outre les déterminations,
historiques sociales et culturoles, les effets de 'idéologie du
mouvement socialiste qui a produit I'intelligentsia
révolutionnaire de ces pays (Ie leninisme, le maoisme)
Néanmoins, non soulement 'hégémonie nationale populaire
pourrait — selon moi — fonctionner d'une autre manigre,
faisant place & la démocratie politique et aux méeanismes du
‘marché (lequel, pas plus que dans les économies capitalistes
n'existe en dehors de la base sociale qui en détermine les
contours), mais encore jaffirme que la progression de cette
|hégémonie nationale populaire exige qu’on aille dans ce sens.
Dans ces conditions I'ampleur dela crise des sociétés de Est
ne nous a guére surpris, méme si nous l'avons été, comme.
tous, per sa soudaineté. Aujourd’hui ces sociétés sont
confrontées & une triple option que je résume briévement.
sous les trois t0tos de chapitre suivants:
1wa1976.net [Ew aa se
Evolution dans le sens d’une démocratie bourgeoise ou
progrés de celle-ci par I'affermissment du pouvoir
social des travailleurs dans la gestion de 'economie?
Rétablissement d’une "économie de marché" pure et
simple ou progrés de formules effieaces permettant
@encadrer un recours maitrisé aux mécanismes du
marché par une planification démoeratique?
‘Ouverture extérieure totale et incontrélée ou maitrise
des relations avec le monde capitaliste ambiant, fut-ce
ssur la base d’une intensification des échanges?
[a confusion tant dans le débat théorique que dans les
affrontements politiques qui secouent les pays de I'Est
provient en partie de ce que la nature veritable "nationale
»pulaire’—de létape historique ouverte par les évolutions
ui ont inauguré histoire des régimes en question, demeure
wecultée par Iheritage idéologique qui les qualifie de
"cocialiste’. Mais elle provient surtout de ce que les forces
contflietuellos du eapitalisme et du socialisme s’affrontent ici
ans la réalité des luttes en question. Les foces qui aspirent
"rétablir le capitalisme” pronent de ce fait I'adoption
onilatérale du (tremplin @ partir duquel la
»ropriété privée serait rétablie) et de "l’ouverture
extérieure', avec ou sans démocratie (entendue alors au sens
‘occidental du termo) solon les exigences tactiques de lam
en oeuvre de ce projet. Siles forees socialistes balbutient dans
vur résistance & ce projet, et s'il leur est difficile d’articuler
un contre projet cohérent (selon les lignes dessinéos
ci-dessus), c'est bien parce que I’absence de débat
émocratique et illusion idéologique signalée plus haut
constituent des handicaps majours leur action. J’ajoute que
‘mareh
53offensive idéologique de VOccident, orchestrée par des
‘medias puissants, est toute entidre au service des forces
rocapitalistes, fussent-olles antidémocratiques.
La réponse aux trois questions posées plus haut résultera
d'une intense lutte de classes internes, déja en cours (meme
sous une forme silencieuse). I existe maintenant dans les
pays de I'Est une minorité forte (20%2) qui pourrait.
bénéficier d'une restauration capitaliste, Mais eclle-ci ne
Pourra aceéder au niveau de vie occidental qui fonde ses
aspirations qu’en écrasant les classes populaires du fait de
Vinsuffisance des niveaux de développement et de
compétitivité internationale ateints par les pays socialistes,
Dans la lutte,les pouples des différents pays de I'Est partent.
\6galement armés, Intuitivement on peut saisir les raisons
pour lesquels les peuples qui ont fait une révolution nationale
Populaire dite socialiste (URSS., Chine, Yougoslavie ote
) disposent d'un équipement idéologique qui leur permettra
‘peut étre d’imposer des issues progressistes a leur luttes. Par
contre ceux I'Burope de Est qui n'ont pas d’acquis
historique comparable risquent de se laisser griser par
attraction de leur annexion & 1 Europe Occidentale,
Dans la crise actuelle la revendieation démocratique comme
celles concernant le recours au "marché" et Pouverture
extérieure restent ambigues car elles regroupent ceux qui
‘veulent les utiliser comme piédestal pour aller plus loin vers
lecapitalisme et ceux qui aspirent a donner un contenu social
rogressiste a la gestion politique et économique de leur
société, réalisant ainsi une avaneée socialiste authentique. Il
6st intéressant de noter a cet effet que les enquétes
sociologiques menées en URSS. montrent que les classes
1waq1976.net [Ew aa se
privilégiées optent davantage pour la formule "democratic
pluraliste (& Occidentale) et marché ouvert sur V'extérieur”
tandis que les classes populaires restent attachées aux acquis
du "socialisme" (emploi garanti, les services sociaux,
V'indépendance nationale et la propriété publique) et partant
a des formules de "planification” tout en optant pour la
democratisation du systéme politique. Le pouvoir de
Gorbatehev jongle apparomment avec ces deux courants
antinomiques, alliés seulement face aux "conservateurs! (qui
n'auraient souhaité "aucun changement”). On note des
clivages analogues en Yougoslavie. En Chine on sait comment
Deng Xiaoping a opté pour une formule de double ouverture
capitaliste interne ot extérieure sans démocratisation (le
modéle auquel conduit logiquement cette option pourrait
rappeler eelui de la Corée du Sud ou de Taiwan!), une option,
(fout-il le rappeler) soutenue avec enthousiasme par
V'Oceident. Sa remise en cause par le mouvement
démocratique reste également ambigue du fait que ee
‘mouvement a rallié dans la confusion des forces minoritaires
mais bien représentées dans les classes aisées aspirant
ouvertement & une restauration du capitalisme et d'autres
wjoritaires dans opinion populaire (dont certaines se
rovendiquent du maoisme) qui s’élavent contre les résultats
sociaux inaeceptables pour elles des développement
‘apitalistes de’ére Deng Xiaoping.° Les média occidentaux,
en qualifiant la répression du mouvement de retour au
‘maoisme", amalgamé avec le "stalinisme", n'ont certes pas
contribué a 6clairer les lanternes, bien qu’elles aient
Perfaitement rempli leur role dans le soutien de l'option
Néactionnaire d'une “restauration du eapitalisme’, méme sicelle-ci doit se faire en définitive au détriment de la
démocratisation,
La situation est passablement différente dans les pays de
P’Bst européen qui n'ont pas de passé révolutionnaite. Ici les
acquis sociaux" bien que réels, n'ont pas ét6 conquis, mais
‘octroyés d'une manire paternaliste par des partis
‘communistes mis en place par I'Union Soviétique. Car il est
bien evident que pour un expert de la Banque Mondiale par
exemple, le probléme polonais est simple: il faut réduire les
salaires (sans commune mesure avec les produetivités) de
50% et tolérer un volume de 23 millions de chémeurs. Cette
situation, qui présente bien des analogies avoe colle de
Argentine, est obscurcie par les illusions du peuple polonais,
{ qui personne n'a expliqué que dans le syst?me mondial
‘auquel il aspire a étre intégré, sa place est plus proche de
celles des NICs du tiers mondo que de celle des sociétés
‘occidentales ob se déploit la socialdémocratie avancéo! Aussi
doit-on craindre ici la dérive d'une démocratie de transition)
vers un régime autoritaire (du type Pilsuski, assis sur 'Eglise
catholique) seul capable d’imposer 1a discipline du
capitalisme. Des évolutions de ce genre sont également: a
eraindre en Hongrie par exemple, I! est difficile & l'heure
actuelle d’en dire plus, surtout en ce qui concerne:
Allemagne orientale dont les luttes intornes s'entrecroisent
vee les aspirations unitaires du peuple allemand et les
initiatives que Bonn prendra on réponse (ou en avance) su
celles-i
Dune maniére générale on est frappé par l'incroyable
naiveté & laquelle a conduit la dépolitisation imposée par le
régimes non démocratiques de l'Europe de l'Est. Les
Reo eek eae ees aa,
attaques contre la "nomenklatura" loin d’étre expression
dun refus socialiste des privildges semblent ignorer que la
classe qui aspire & se constituer en bourgeoisie sera
fatalement constituée par cette "nomenklatura” elle-méme,
que les "privilages” dont elle a bénéficié sont peu de choses
en comparaison des inégalités sociales dans les sociétés
capitalistes et précisément la "nomenklatura aspire
maintenant & aecéder & ce statut bourgeois encore plus
confortable!
initiative du "changement" a l'Est est en effet prise d’en
haut par Ja classe dirigeante elle-méme. Constituée
clle-méme sur la base de I"étatismo" qui a été le moyen de
sérer la contradiction capitalisme/socialisme dans la
construction nationale populaire, cette classe souhaite
maintenant se débarasser des contraintes de la dimension
populaire du systéme et opte earrément pour le eapitalisme.
Le "sabordage” du systdme auquel elle se livre au point de
surprendre les commentateurs occidentaux, n'est pas
tonnant: il constitue le terme logique de son évolution, qui,
avait 686 parfaitement prévu par Mao. Dans son attaque
contre son propre systme, cette classe reprend a son compte
tous les préjugés éeulés de la critique du socialisme par
V'igologie:bourgeoise, mais se garde de dire que le systme
qu'elle abandonne avait ét6 tout a fait efficace puisqu'il a
Drécisément permis sa propre constitution en bourgeoisie!
Ajoutons que la confusion est certainement acentuée par la
greffe des conflits nationaux internes (U.RS.S. et
Yougloslavie) ou externes (Allemagne/Pologne,
Hongrie/Roumanie) eur les luttes sociales internes.”La question de l'avenir du socialisme ne se résume pas dans.
es avaneées ou ses reculs éventuels dans les pays de l'Est,
Pour les pays des tiers ot quart monde — périphéries
véritables et sociétés anihil6es par l'expansion capitaliste—
si un développement susceptible de répondre aux besoins
matériels de ensemble dos couches sociales de la nation
vere impossible dans le cadre du capitalise, lexamen de.
Voption alternative d'un autre développement pensé au
chors de la soumission aux contraintes globales s'impose
C'est la le sens de expression de déconnexion. La