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4G[b.] HEIRS OF SOTTO vs. PALICTE Atty.

Atty. Mahinay explained that the first three cases did not resolve the
G.R. No. 159691. February 17, 2014. issues raised in the fourth case, and imputed the preparation and signing of
the complaint to an associate lawyer, although he assumed the responsibility
FACTS: as to its filing. He added that he had filed a motion for referral or
consolidation of the fourth case with the intestate proceedings of the Estate of
Five suits have reached the Supreme Court dividing the four real
Filemon Y. Sotto, and had acted in good faith in assisting the administrator of
properties that had belonged to the late Don Filemon Y. Sotto’s estate (Estate
the Estate of Filemon Y. Sotto in filing the Motion to Require Matilde Palicte to
of Sotto) among his heirs – Marcelo Sotto, Pascuala Sotto-Pahang, Miguel
Turn Over and/or Account Properties Owned by the Estate in Her Possession.
Barcelona, and herein respondent Matilde S. Palicte.
ISSUE:
 The first case held that Matilde had validly redeemed the 4 properties, and
was entitled to have the title over the said properties transferred to her WON the petitioners' counsel, Atty. Makilito B. Mahinay, committed
name, subject to the right of the 3 other declared heirs to join her in the forum shopping. (YES)
redemption of the 4 properties within a period of 6 months.
 The second was the civil case filed against Matilde by Pascuala to annul the RULING:
latter’s waiver of rights, and to restore her as a co-redemptioner of Matilde
with respect to the 4 properties. There is forum shopping “when a party repetitively avails of several
 The third was the suit brought by the heirs of Carmen Rallos, the deceased judicial remedies in different courts, simultaneously or successively, all
wife of Filemon, against the Estate of Sotto wherein the heirs of Miguel substantially founded on the same transactions and the same essential facts
belatedly filed a motion for reconsideration praying that they be still included and circumstances, and all raising substantially the same issues either
as Matilde's co-redemptioners. This was denied by the trial court as well as pending in or already resolved adversely by some other court.” Forum
by the CA upon appeal. Thence, the heirs of Miguel came to the Court on shopping is an act of malpractice that is prohibited and condemned because it
certiorari, but their petition was dismissed for being filed out of time and for trifles with the courts and abuses their processes. It degrades the
lack of merit. administration of justice and adds to the already congested court dockets.
 The fourth was The Estate of Don Filemon Y. Sotto, represented by its duly
designated Administrator, Sixto Sotto Pahang, Jr. v. Matilde S. Palicte, et al., The test to determine the existence of forum shopping is whether the
where the Court expressly affirmed the ruling denying the administrator's elements of litis pendentia are present, or whether a final judgment in one
motion to require Matilde to turn over the 4 real properties to the Estate of case amounts to res judicata in the other. Thus, there is forum shopping when
Sotto. the following elements are present, namely: (a) identity of parties, or at least
 The fifth is this case wherein the heirs of Marcelo and Miguel pray that the such parties as represent the same interests in both actions; (b) identity of
Court undo the decision promulgated by the CA declaring their action for the
rights asserted and reliefs prayed for, the relief being founded on the same
partition of the 4 properties as already barred by the judgments previously
facts; and (c) the identity of the two preceding particulars, such that any
rendered, and the resolution denying their motion for reconsideration.
judgment rendered in the other action will, regardless of which party is
The Court has then seen a clear demonstration of unmitigated forum successful, amounts to res judicata in the action under consideration.
shopping on the part of petitioners and their counsel, disregarding the
doctrine of res judicata. Hence, the Court demanded from petitioners' counsel, Here, there is no question that the ultimate objective of each of the
Atty. Makilito Mahinay, an explanation of his role in the pernicious attempt to actions was the return of the properties to the Estate in order that such
relitigate the already settled issue regarding Matilde's exclusive right to the 4 properties would be partitioned among the heirs. In the other cases, the
properties. petitioners failed to attain the objective because Matilde's right in the
properties had been declared exclusive. There was a clear identity of the
parties, of subject matter, of evidence, and of the factual and legal issues
raised. The Court saw through the petitioners' "ploy to countermand the
previous decisions' sustaining Matilde's rights over the properties."

Even assuming that Atty. Mahinay did not himself prepare the
complaint it remains that he subsequently personally handled the case. In so
doing, he had sufficient time to still become fully acquainted with the previous
cases and their incidents, and thereby learn in the due course of his
professional service to the petitioners that the complaint was nothing but a
replication of the other cases. Under the circumstances, the Rules of Court and
the canons of professional ethics bound him to have his clients desist from
pursuing the case. Instead, he opted to re-litigate the same issues all the way
up to this Court.

Rather than prove good faith, the filing of the complaint, "simply
guided by the facts as narrated and the documentary evidence submitted by
petitioners," smacked of professional irresponsibility. It is axiomatic that a
lawyer shall not handle any legal matter without adequate preparation as
mandated by Rule 18.02, Canon 18 of the Code of Professional
Responsibility. He is expected to make a thorough study and an independent
assessment of the case he is about to commence. As such, his claim of good
faith was utterly baseless and unfounded.

Atty. Makilito Mahinay was thus found guilty of forum shopping and ordered
to pay a FINE of P2,000.00 within 15 days from notice hereof.

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