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Pain Physician 2007; 10:329-356 • ISSN 1533-3159

Invited Review

Evidence-Based Interventional Pain


Management: Principles, Problems,
Potential and Applications
Laxmaiah Manchikanti1, MD, Mark V. Boswell2, MD, PhD,
and James Giordano3, PhD

Background: The past decade has been marked by unprecedented interest in evidence-
based medicine (EBM) and a focus upon the use of innovative methods and protocols to
provide valid and reliable information for and about healthcare. Thus (it is at least purport-
ed that), healthcare decisions are increasingly being based upon research-derived evidence,
From: 1Pain Management Center of rather than on expert opinion or clinical experience alone. But this quest for evidence to sup-
Paducah, Paducah, KY,
2
Texas Tech University Health
port clinical practice also compels the question of whether the methods employed to acquire
Science Center, Lubbock, Texas, and information, the ranking of information that is acquired, and the prudent use of this infor-
3
Georgetown University Medical mation are sound enough to actually sustain the validity of an evidence-based paradigm in
Center, Washington, D.C. practice. Moreover, it is becoming apparent that the scope, depth, and applicability of avail-
Dr. Manchikanti1 is Medical Director able evidence to effectively and ethically guide the myriad of situational decisions in clinical
of the Pain Management Center of practice is not uniform across all medical fields or disciplines. In particular, comprehensive
Paducah, KY, and Associate Clinical
Professor of Anesthesiology and
evidence synthesis or complete guidelines for clinical decision-making in interventional pain
Perioperative Medicine, University of management remain relatively scarce.
Louisville, Louisville, KY. Dr. Boswell2 EBM is defined as the conscientious, explicit, and judicious use of the current best evidence
is Chairman of the Department of
in making decisions about the care of individual patients. Thus, the practice of EBM requires
Anesthesiology and Director of the
Messer Racz Pain Center, Texas Tech the integration of individual clinical expertise with the best available external evidence from
University Health Sciences Center, systematic research. To arrive at evidence-based medical decisions all valid and relevant evi-
Lubbock, TX. Dr. Giordano3 is Scholar dence should be considered alongside randomized controlled trials, patient preferences, and
in Residence, Center for Clinical resources.
Bioethics; Associate Professor,
Division of Palliative Medicine,
Objective: To describe principles of EBM, and the methods and relative utility of evidence
Georgetown University Medical
Center, Washington, D.C. synthesis in interventional pain management.
Address Correspondence:
Laxmaiah Manchikanti, MD Description: This review provides 1) an understanding of evidence-based medicine, 2) an
2831 Lone Oak Road overview of issues related to evaluating the quality of individual studies, analyses, narrative,
Paducah, Kentucky 42003 and systematic reviews, 3) discussion of factors affecting the strength and value(s) of evi-
E-mail: Drm@apex.net dence, 4) analysis of specific reviews of interventional techniques, and finally, 5) the utility and
Disclaimer: Dr Giordano’s work is
supported, in part, by a Hunt-Travis
purpose of guidelines in interventional pain management.
Foundation Grant, and by Funding
from the Samueli Institute. Conclusion: Interpreting and understanding evidence synthesis, systematic reviews and
Conflict Of Interest: None other analytic literature is a difficult task. It is crucial for pain physicians to understand the
goals, principles, and process(es) of EBM so as to meaningfully improve its application(s). This
knowledge affords better insight into not only the analytic reviews in interventional pain man-
Free Full Manuscript:
www.painphysicianjournal.com
agement provided herein, but ultimately allows future information to be selected, evaluated,
and used with prudence in technically competent, ethically sound medical practice.

Key words: Interventional pain management, interventional techniques, evidence-based


medicine, evidence synthesis, pragmatic or practical clinical trials, randomized trials, observa-
tional studies, non-randomized trials, systematic reviews, quality of evidence

Pain Physician 2007; 10:329-356

www.painphysicianjournal.com
Pain Physician: March 2007:10:329-356

T he trend to develop and implement research


in support of evidence-based practice has been
somewhat the convention of medicine for the
past decade. This emphasis has been fostered, at least
partly, by a perceived (if not defined and called for)
training and common sense for clinicians to interpret
the results of clinical research effectively. Finally, EBM
places a lower value on authority than does the tradi-
tional medical paradigm.
Yet, EBM is understood differently by academi-
need to improve patient care through applied clinical cians, practitioners, managed care executives, re-
decision-making in diagnosis and treatment. Evidence- searchers, attorneys, policy makers and patients (14).
based practice or medicine (EBM) evolves through EBM also has drawn widespread attention in many cir-
a methodical, rational accumulation, analysis, and cles, including the Institute of Medicine (IOM), which
understanding of the evidentiary knowledge that can called attention to a “chasm that exists between the
be applied in the clinical setting(s) (1). However, one care we get and the care we should be getting (15).”
must remember that the actual value of any evidence In “crossing the quality chasm,” IOM called attention
is relative to the applications in which it will be used, to the health system’s ineffectiveness in applying new
and the circumstances in, and agents for whom such scientific discovery to the day-to-day practice of medi-
evidence may (or may not) have relevance. cine. The Institute of Medicine also suggested that the
The underlying concept of EBM is that a system- time-lag between acquisition of knowledge and ap-
atic review of the literature or synthesis of evidence plications in practice might be as much as 20 years.
will allow practitioners to apply the most effective Healthcare decision makers consider justice as the
treatments. Practicing medicine essentially means ap- fairest way of distributing services among a popula-
plication of humanism, compassion, knowledge and tion of individuals, and temper the utilitarian frame-
skills, in addition to application of science and art in a works of decision analysis and cost effectiveness with
logical manner (2-5). concern for equity, that is, the fairness of how op-
Medicine is currently defined as: the art and sci- portunities to benefit from healthcare are distributed
ence of diagnosis, treatment, and prevention of dis- among members of a group or society.
ease and the maintenance of good health (6). Osler For practical purposes, dichotomy exists among
wrote, “medicine is the art of probability.” Thus, most clinicians. It is claimed that most clinicians’ practices
clinical decisions are based upon the knowledge that do not reflect the principles of EBM but rather are
health is a stochastic process, that outcomes are prob- based upon tradition, their most recent experience,
abilistic, and that it is difficult to predict where a pa- what was learned (years ago) in medical school, or an-
tient will fall in a bell-shaped curve (7). Consequently, ecdotal information acquired from colleagues (7).
medicine and healthcare are dependent on probabili- Shaneyfelt et al (16) described the frequent failure
ties and decisions that are based on population-based of clinicians to implement clinical interventions that
information. have been shown to be efficacious (17,18). This trend
Evidence can be defined as any ground or rea- has been more widely recognized, and in response,
son for knowledge or certitude in knowledge; proof, professional organizations have called for increased
whether immediate or derived by inference; a fact or training in evidence-based practice for all healthcare
body of facts on which a proof, belief, or judgment is professions and at all levels of education (19-25).
based (8). But it is the nature of belief and the foun- Practicing EBM is not simple. A single clinician
dation upon which it rests that provides the utility of cannot easily acquire and assimilate the amount of
evidence (9,10). For medical purposes, evidence can literature available, judge its quality, and translate
be any data or information, whether solid or weak, these often divergent results into practice. The av-
obtained through experience, observational or ex- erage physician devotes approximately 2 hours per
perimental research (11). Thus, EBM is about solving week to reading professional clinical journals, and the
clinical problems (12). In contrast to the traditional volume of material available for review is often over-
paradigm of medical practice, EBM acknowledges that whelming (7). Consequently, EBM actually relies less
intuition, unsystematic clinical experience, and patho- on the integrative intellectual capability of the indi-
physiologic rationale are insufficient grounds for clini- vidual clinician, and more on systematically organized
cal decision-making, and stresses the examination of analysis and synthesis provided by the review and pro-
evidence from clinical research (13). EBM suggests vision process itself. What remains critical is that ev-
that a formal set of rules must complement medical ery clinician must recognize and accept that evidence

330 www.painphysicianjournal.com
Evidenced-Based Interventional Pain Management

is 1) multi-level, and 2) its meaning is relative to the cy was charged with enhancing the quality, appropri-
circumstance(s) of application. Thus, while data may, ateness, and effectiveness of healthcare services and
and need be objective, these meanings have intrinsi- access to such services in the United States. The AHCPR
cally subjective value dependent upon the audience. identified those clinical areas with large resource costs
The meaning of any body of evidence may (and likely and wide practice pattern variations. Consequently,
does) differ for physicians, administrators, payers, at- the agency targeted the areas that were responsible
torneys, and patients. Being able to interpret both the for disproportionate government expenditures and to
validity of evidence and its relative value is essential to solve this issue developed 19 clinical practice guide-
resolving equipoise. Thus, the paradigm shift is from lines at an agency budget of $750 million (35). The
opinion-based medicine to EBM. This review provides AHCPR also developed clinical practice guidelines for
an understanding of the nature, process and values managing acute low back pain in adults (36) which
of EBM, as directly relevant to interventional pain led to considerable controversy among many medical
management. specialties, and resulted in congressional testimony
and final dissolution of the Agency and its intramu-
Historical Aspects ral transformation into the Agency for Healthcare Re-
While EBM is historically traceable to the 1700s, search and Quality (AHRQ). The Agency for Healthcare
it was not explicitly defined and advocated until the Research and Quality was formed in December 1999
late 1970s and early 1980s when a group of clinical (35), under the rubric of “quality research for quality
epidemiologists at McMaster University — David Sack- healthcare,” as a mission statement. Thus, AHRQ at-
ett, Brian Haynes, Peter Tugwell, and Victor Neufeld tempts to bridge evidence gaps in research so as to in-
— planned and wrote a series of articles that provided crease ways that appropriate evidence can be utilized
clinically relevant advice on addressing and weighing to enhance the quality of healthcare.
the value of information appearing in the Canadian Such evidence-based data may be published in a
Medical Association Journal (26). Initially, the group variety of sources, including original journal articles, re-
proposed the term “critical appraisal” to describe the views and synopses of primary studies, practice guide-
application of the basic rules of evidence as presented lines, and medical textbooks. From this core concept of
in that work. EBM, other, more tactical uses of data (and terms that
The term “evidence-based medicine” first ap- reflect these applications) have been developed to fit
peared in the autumn of 1990 as part of an informa- the various needs and values of the healthcare profes-
tional document for physicians entering or consider- sion (e.g., evidence-based healthcare, evidence-based
ing applications to the residency program at McMaster practice of specific disciplines or fields viz. evidence
University. The term subsequently appeared in print based pain management, evidence-based palliative
in the ACP journal club in 1991 (12). Subsequently, medicine, and evidence-driven medical law, etc.). Evi-
a group of evidence-based medical educators at Mc- dence-based publications in the field of interventional
Master University, together with a group of academic pain management are few (25,26,37-82).
physicians primarily from the United States, formed
the first International EBM Working Group, publish-
Definitions
ing a 25-part series, “The Users Guide to the Medical An operational definition of EBM is the conscien-
Literature,” in JAMA between 1993 and 2000, which tious, explicit, and judicious use of current best evi-
ultimately resulted in a textbook (27-33). dence in making decisions about the care of individual
During the 1990s, numerous organizations devot- patients (26). Thus, EBM is essentially focused upon
ed to advancing EBM were developed in various coun- the use of the right (types and extent of) knowledge
tries around the world. The Cochrane Collaboration, to guide the right and good intentions and actions of
which started in 1993 (25), publishes systematic reviews medical practice. This process is fundamental to pru-
on a quarterly basis. By 2006, the Cochrane reviews dential clinical decision-making (2,5,83). Hence, the
contained approximately 2,700 complete reviews and practice of EBM requires the prudent, specific contex-
1,700 protocols for reviews in production (34). tual application of knowledge gained by integration
The Agency for Healthcare Policy Research of individual clinical expertise and experience, in con-
(AHCPR) was established in December 1989 under the cert with the best available external evidence gained
Omnibus Budget Reconciliation Act of 1989; The agen- from systematic research (2,3,5,83,84). Practical and

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Pain Physician: March 2007:10:329-356

ethical decisions that affect patient care should be patient, to decide upon the option(s) that suit the
made with due weight given to all valid, relevant in- patient (and his/her circumstances), and which ulti-
formation (10,85). This should include evidence de- mately will best resolve equipoise to effect good care
rived not only from randomized, controlled trials, but and positive outcomes. This definition brings into con-
from all types of evidence, in conjunction with both sideration both patient compliance and physician ad-
patient preference (to accept or refuse a particular herence. In this way, the clinician’s role is not simply
treatment), and access to available, affordable re- making diagnostic and prognostic decisions, but also
sources. No single form of evidence should necessarily involves educating patients about treatment options
be the determining factor in decision-making. This ex- and engaging them in care management decisions.
plicitly indicates that there should be an active search This supports 1) a respect for the mutual autonomy
for all information that is valid and relevant, and that of both physician and patient; 2) the patients’ role in
ongoing assessment should be made to ascertain both making informed decisions, and 3) a deliberative ap-
the accuracy of information and the applicability of proach in which patients are reciprocally participatory
evidence to the decision in question. in their own care (2,3,5,9,83,84).
In this light, evidence-based practice may (also) be While this definition appeals to both pragmatic
seen as an integration of the best research evidence and ethical considerations, another definition of EBM
with patients’ circumstances and values in making introduced by Bogduk et al (89-92) opines EBM to
clinical decisions (29,86). As a distinctive approach to be “…the medical practice that uses techniques with
patient care, EBM involves 2 fundamental principles. proven reliability, validity, and efficacy, while shunning
First, scientific evidence alone is never sufficient to those that patently lack reliability, validity, or efficacy.”
make a clinical decision. Decision makers must always These authors maintain that this approach does not in-
consider the patients’ values when evaluating the clude the formalities of listing, grading, and discussing
benefits, risks, and burdens associated with any/all individual publications, and does not dwell on method-
treatment strategies (12). Second, while EBM posits ology of systematic reviews. Further, in defining EBM,
a hierarchy of informational value(s) to guide clinical they were less conciliatory than some other definitions
decision-making (12,13), this hierarchy is not absolute, such as that provided by Sackett et al (26).
and must reflect how different types and levels of evi- Thus, while EBM is clearly not “cookbook medi-
dence can be relative to, and inform the calculus of, cine,” or “cost-saving medicine,” it can be seen that
circumstance(s), agents, and the consequences of deci- EBM remains a somewhat less-than-concrete term
sions and actions (10,84-87). that has been variably based not only on a particu-
This relevance to the nature and impact of lar view of what types of research are necessary, but
circumstance(s) is upheld by the 4 basic contingencies also on considerable speculation and conjecture about
that define evidence-based practice (88): the philosophic basis of knowledge, realities of values,
♦ First, it is crucial to recognize the patient’s prob- and pragmatic influences that all of these variables ex-
lem and construct a structured clinical question. ert upon clinical decision-making. This has led to ques-
♦ Second, the medical literature must be thorough- tions of whether EBM is truly 1) based on evidence,
ly searched to retrieve the best available evidence and 2) what are the values that invite and sustain the
to answer the clinical question. use of that evidence.
♦ Third, the available evidence must be critically Despite these practical and semantic differences,
appraised. all definitions of EBM involve 3 critical, overarching
♦ Fourth, this final body of evidence must be inte- processes (93,94):
grated with all aspects and contexts of the clinical ♦ First, evidence-based practice involves the ongoing,
circumstance (including imposing psycho-social systematic review of the “science” to support the
factors) in order to facilitate the decisional pro- clinical decisional process of diagnosis and treat-
cess that determines the best clinical care of each ment planning that is relevant to clinicians, and
patient. that is necessary for resolving clinical and personal
It can be seen that a broad(er) definition of evi- equipoise, and informing patient consent (93).
dence-based clinical practice involves an approach to ♦ Second, evidence-based practice involves the in-
decision-making in which the clinician uses the best tegration of such scientific knowledge with the
scientific evidence available, in consultation with the clinician’s training and practical experience.

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Evidenced-Based Interventional Pain Management

♦ Third, evidence-based practice should involve the als, 2) single randomized trials, 3) systematic review
active participation of patients in making deci- of observational studies addressing patient important
sions about their care (3,83,95-98). outcomes, 4) single observational studies addressing
patient-important outcomes, 5) physiologic studies,
On the Necessity of Evidence-Based followed by 6) unsystematic clinical observations (30).
Medicine
However, it’s important to reiterate that this hierar-
The need for careful scientific evaluation of clini- chy is not viewed as absolute. If treatment effects are
cal practice became an increasingly prominent focus of sufficiently large and consistent, observational studies
both the medical and sociological communities during may provide more compelling evidence than random-
the second half of the twentieth century (98). Tunis et ized, controlled trials (30). In fact, observational stud-
al (95) described that the demonstration of pervasive ies have allowed extremely strong inferences about
and persistent unexplained variations in clinical prac- the efficacy of diagnosis, treatment, and the nature
tice, coupled to high rates of inappropriate care and of the clinical relationship(s) between physicians, pa-
increased healthcare expenditures fueled a steadily in- tients, the public, and colleagues. However, unsystem-
creasing demand for evidence of clinical effectiveness atic clinical observations are often limited by small
(96,99-103). The past 2 decades have been marked sample size, and more importantly, by deficiencies in
by an unprecedented interest in EBM and practice the process(es) of inference (30).
guidelines that can provide valid and reliable infor-
mation to inform and sustain technically appropriate Clinical Decision-Making
and ethically sound medical treatment (37-82). Such Scientific evidence alone is never sufficient to
evidence can be derived from a variety of approaches make a clinical decision (30). In current healthcare
and sources. practice, judgments often reflect clinical or societal val-
Systematic reviews and meta-analyses represent rig- ues concerning whether potential benefits are worth
orous methods of compiling scientific evidence to answer the burdens incurred (13). Guyatt and Drummond (30)
questions about diagnosis, treatment, and/or prevention pointed to values and preferences as the underlying
(104). Similarly, another commonly used technique of ev- processes brought to bear in weighing what patients
idence evaluation is health technology assessment (105). and society will gain — or lose — when a clinical man-
Practice guidelines may also provide valid and reliable agement decision is made. Health economies have
information to support evidence-based intervention, played a major role in developing a science of measur-
provided that such guidelines are systematically devel- ing patient preferences (106-109).
oped from appropriate resources of existing informa-
tion. Of course, evidence-based practice must be fluid,
Practical Clinical Trials
and as consistent with the self-critical and self-revisionist Tunis et al (95) reported that the prevalence and
imperatives of scientific philosophy, should be adapted, significance of knowledge gaps about clinical effec-
modified, or rejected based on changing information tiveness can be readily appreciated by examining the
and specific needs or constraints. results of most systematic literature reviews, technolo-
gy assessments, and clinical practice guidelines. A con-
Principles of Evidence-Based Medicine sistent finding of most reviews appears to be that the
quality of evidence available to answer critical ques-
Hierarchy of Evidence tions relevant to the study is frequently suboptimal.
Evidence-based medicine is informed by hierar- For example, most systematic reviews performed in
chical evidence, and this hierarchy characteristically interventional pain management include studies that
informs clinical decision-making. Within this hierar- provide data that are not applicable to patient care in
chy, any empirical observation about the apparent typical practice settings. Consequently, organizations
relationship between events constitutes potential that develop evidence-based clinical practice guide-
evidence (30), but the strength and lexical ordering lines may not be able to develop clear, specific recom-
of such evidence is dependent upon how it has been mendations from such reports. The limited quantity
acquired and the depth of information provided. This and quality of available scientific information impedes
hierarchy posits a descending order of evidentiary 1) the development of guidelines, and 2) the efforts of
weight for 1) systematic reviews of randomized tri- public and private health insurers in developing evi-

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Pain Physician: March 2007:10:329-356

dence-based coverage policies for many new and/or comparing effects of different treatment outcomes
existing technologies (110,111), and these can lead to (113,114,117,119,125,128-139) but should also directly
both 3) inappropriate spending being allocated for or indirectly assess viability and mechanisms of placebo
new technologies for which the long-term benefits effects (55-57,63-65,79,80,82,84,86,140-165).
and risks have not been determined, and 4) unintend- Practical clinical trials best address questions
ed effects of reducing the use of more effective, older about the benefits, burdens and risks of an interven-
technologies and techniques. tion as they might occur in routine clinical practice
Clinical trials are either explanatory or pragmatic (166). Thus, the most distinctive features of practical
(112). Explanatory trials generally measure efficacy — clinical trials are that they 1) select clinically relevant
the benefit a treatment produces under ideal condi- interventions to compare, 2) include a diverse popula-
tions. Consequently, explanatory trials often use care- tion of study participants, 3) recruit participants from
fully-defined subjects in a well-controlled research a variety of practice settings, 4) collect data on a broad
setting. Patient selection in an explanatory approach range of health outcomes, and 5) simulate actual clini-
is based on the principles of homogenous population, cal practice(s). To do this effectively, a variety of ap-
primarily aiming to further scientific knowledge. proaches may be necessary. Moreover, the standard
In contrast, pragmatic trials, (i.e., practical clinical protocols of the clinical trial may not capture subtle,
trials) measure effectiveness — the benefit the treat- more qualitative variables of patient response(s), or
ment produces in routine clinical practice. In this ap- less than obvious quantitative features. In light of this,
proach, the design reflects variations between patients a more extensive, heterodox palette of possible re-
that occur in “real life” clinical settings, and aims to search approaches has been suggested, although the
inform choices between treatments. Consequently, to use of these techniques should be none the less rigor-
ensure generalizability, pragmatic trials should repre- ous (87). Findings from these approaches may better
sent the patients to whom a given treatment is best accommodate the value desiderata of various groups
applicable (112). The biases resulting from practical that hold stake in research outcomes, and thereby
clinical trials are accepted as part of physicians’ and make a more meaningful contribution to the overall
patients’ responses to treatment, and are considered corpus of research (85,86).
in the overall evidence assessment. In practical trial ap- The viability of such heterodox approaches may
proaches the treatment response is represented as the be of particular value given that practical clinical trials
total difference between 2 treatments (i.e., the target often are designed and used to compare alternative
treatment and other referent treatment(s), as well as clinical strategies. Some of the practical clinical trials
accounting for any associated placebo-type effects), as in pain management are well appreciated. For exam-
this tends to reflect the most likely pattern of clinical ple, a practical clinical trial of acute low back pain ran-
responses observed in practice (113-125). domized 323 patients to 1 of 3 widely used treatments
Placebo-controlled trials take a different approach which included physical therapy, chiropractic treat-
in which an actual treatment is evaluated against a ment, and self-care using an educational booklet. This
sham intervention that attempts to duplicate many study showed that physical therapy and chiropractic
of the supposedly (inactive) characteristics of the ac- care increased patient satisfaction, and marginally re-
tive treatment (e.g., setting, size, shape, and/or color duced symptoms as compared with the self-care prin-
of sham medication, similar but non-specific physical ciples outlined in the booklet (167). A practical clinical
interventions etc.). While these are usually referred to trial of therapeutic massage compared with acupunc-
as “placebo controls,” this is increasingly being viewed ture also demonstrated that therapeutic massage was
as a misnomer in light of the fact that numerous fac- more effective and less costly than acupuncture in
tors inherent to the application and/or administration treating low back pain (168), although other studies
of (even a sham) treatment may elicit psychological and have demonstrated the effectiveness of acupuncture
physiological responses that are in some way salutogenic; against other, specific types of pain, and particular
these are known as placebo effects and/or responses, pain syndromes.
and have become the focus of a considerable body of In interventional pain management, multiple
research, particularly in pain management (87,126,127). practical clinical trials have been performed to evalu-
Ideal studies should not only be randomized and place- ate the effectiveness of less expensive and/or safer
bo controlled- incorporating usual patient setting and modalities as compared to more invasive treatments

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Evidenced-Based Interventional Pain Management

(113-125,136-138). However, these studies have gener- dom assignment reduces the likelihood that bias can
ally failed to be recognized by the insurance and/or occur, it does not confer absolute protection against
academic communities, who persist in favoring the re- bias or selection error. In randomized trials, investi-
sults of randomized controlled trials, despite a grow- gators characteristically rely on random allocation to
ing body of evidence to suggest the equiviability of distribute (any) differences equally across the control
other, non-randomized, controlled approaches. and experimental groups. As a result, randomized tri-
als often balance external validity against internal va-
Randomized Trials – Not Always the
lidity (183).
Best Evidence
While the RCT is designed to ensure that a dif-
Originally an agricultural protocol, randomized ference in outcome between a treatment and control
controlled trials (RCTs) were first introduced into clini- group is due to experimental effects, other factors
cal medicine over half a century ago to evaluate strep- such as chance, confounding, biases due to differenc-
tomycin for the treatment of tuberculosis (169). Since es between the groups, and/or differences in handling
the 1940s, RCTs have become the most widely accept- the groups, could in fact be the source of observed
ed tool for assessing the effectiveness of therapeutic effects. Confounding and bias are usually avoided
agents (170-172). While considered to be the acme of by randomization, and the use of single- or double-
clinical research, the RCT is often difficult to conduct blinding within the design. However, it should also be
in interventional pain management settings and may noted that individuals who volunteer to participate
“miss” particular geno- and/or phenotypic individual as research subjects may possess particular qualities
characteristics that may affect attribute-treatment in- and expectations (this latter point having particu-
teractions (unless particular individual characteristics lar weight when considering the ethical implications
are pre-selected prior to group randomization). But of non-treatment in the sham-controlled group). In
the basis and nature of any patient selection must be many respects, volunteers will be quite different from
equally cautious, as any frank bias in patient selection patients (in “real world practice”) who would serve as
for RCTs may affect the outcome of controlled trials the subjects in an observational study (184).
(173). While the RCT (174,175) shows significant merit There are numerous problems with several RCTs
in evaluating experimental interventions, many stum- that have evaluated interventional pain management
bling blocks — including the issues of ethics, feasibility, techniques. For example, in a large, well-conducted
cost, and reliability, and insurmountable challenges to controlled trial by Carette et al (131) evaluating epi-
randomized, double-blind trials in interventional pain dural corticosteroid injections for sciatica due to her-
management — continue to be factors that may limit niated nucleus pulposus, the authors failed to perform
its use and effectiveness (176-180). the procedures under fluoroscopic visualization. A
What makes the RCT an ideal method for measur- study of the effectiveness of corticosteroid injections
ing treatment effects is the ability to assign subjects into facet joints for chronic low back pain (132) failed
randomly. Participants in clinical trials are randomly as- to provide the appropriate diagnosis prior to enrolling
signed to a treatment or control group, thus reducing the patients in the therapeutic phase and consequent-
biases by making treatment and control groups equal ly did not rule out false positives.
with respect to all “features,” except the treatment Three randomized trials evaluating the effective-
assignment (181). Consequently, differences in efficacy ness of radiofrequency neurotomy (133-135) were
found by statistical comparisons can most likely be at- excluded in an evidence synthesis in light of techni-
tributed to the difference between the treatment and cal flaws. The first was a randomized, controlled trial
control, provided randomization was appropriately of cervical radiofrequency for cervicogenic headache
performed (182). Still, the RCT does not necessarily (133), in which patients received radiofrequency cervi-
provide an absolute definition of treatment effective- cal facet joint denervation followed by lesion to the
ness, as there are inherent limitations to both the ap- cervical dorsal root ganglion, while another group re-
plicability and generalizability of RCTs. ceived local steroid/anesthetic injections to the great-
RCTs are often restricted to the study of (groups er occipital nerve, followed by transcutaneous electri-
of) patients with specific disease, comorbidity, and/or cal nerve stimulation, as necessary. Such methods are
use of medications. Thus, RCTs generally demonstrate problematic, not only on the basis of possibly errant
efficacy rather than effectiveness. Further, while ran- diagnosis, but also in the application of technique(s).

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Pain Physician: March 2007:10:329-356

In the second, a randomized, double-blind, sham information from 1) an existing database, 2) a cross-
lesion-controlled trial study, radiofrequency dener- sectional study, 3) a case series, 4) a case-controlled de-
vation of lumbar facet joints was performed for the sign, 5) a design with historical controls, or 6) cohort
treatment of chronic low back pain (134). However, design (187). Observational designs lack the experi-
it is critical to note that only a single block producing mental element of random allocation to treatment or
50% pain relief was utilized in the diagnostic inclu- control groups, and rely on assessment of (observed)
sion criteria. The study was problematic on multiple changes or differences in 1 characteristic (e.g., an ex-
grounds including the use of a single block, and there posure or intervention) and changes or differences in
were several technical flaws noted in the performance an outcome of interest. Norris and Atkins (189) used
of the procedure(s). The third study, a double-blind, the term non-randomized study to refer to any pro-
placebo-controlled trial, while seemingly well per- tocol other than the RCT, including those studies in
formed, was excluded from the evidence synthesis due which the investigator assigns treatment groups on
to similar methodological deficiencies (135). the basis of non-random strategy (non-randomized
In a special report evaluating the measurement of trial), observational studies in which the investigator
pain outcomes in randomized, controlled trials (185), 4 does not assign treatments (such as case-control and
aspects of study results were addressed as being par- cohort studies), and single-group studies (such as pre-
ticularly relevant to providing clinically interpretable versus post-treatment analysis in case series) that do
results, and/or concluding whether a treatment effect is not employ a comparison group.
both meaningful and real. First, the time course of pain Observational designs have long been used to
relief accompanying a particular intervention should be evaluate educational programs (192), and in toxico-
consistent with understanding of pain pathology and logic studies that have examined exposures that might
treatment. Second, the report of percent of change is cause harmful effect(s) (193). In general, studies of risk
consistent with both the recommended analytical ap- factors cannot be randomized because they relate to
proach and issues relating to patient variability in base- inherent human characteristics or practices, and ma-
line magnitude estimation (185). Third, reporting the nipulation of these characteristics is not possible and/
proportion of patients responding to intervention(s) or exposing subjects to harmful risk factors is unethi-
according to defined criteria can confirm results with cal (194). Observational data may also be needed to
greater clinical meaning (e.g.- the proportion of pa- assess the effectiveness of an intervention in a natural
tients demonstrating a 50% or greater level of clinical setting rather than in the contrived environment of a
improvement). Fourth, expanding response criteria con- controlled trial. Several publications have detailed the
veys the extent of variability (heterogeneity) in treat- advantages and limitations of utilizing non-RCTs and
ment response. Describing heterogeneity may allow for observational data (84,86,188-190,195,196).
understanding response(s) at the individual level (186), It is important to note that study designs other
the importance of which is becoming increasingly rec- than RCTs can be critical to evaluate diagnostic (197)
ognized, as previously discussed. and prognostic strategies, as well as to assess the
In light of this, it is recommended that critical harms of particular interventions (198). Even so, de-
reporting elements for results and conclusions of evi- bate continues on whether non-randomized stud-
dence relevant to pain management must include: ies can and should be used to formulate recommen-
♦ Time course of pain relief and function consistent dations about treatment (199,200). The historical
with the disease evidence of studies of vitamin supplementation and
♦ Percentage change in pain intensity hormone replacement therapy, in which large clini-
♦ Responder proportions cal trials failed to confirm benefits reported by mul-
♦ Proportions of patients experiencing varying de- tiple observational studies (201,202), has prompted
grees of responses. renewed attention on the pitfalls of drawing conclu-
sions from non-randomized studies. Yet, in some areas
The Value of Non-randomized Studies of healthcare — among them surgery, interventional
There is equivocal discussion regarding the role pain management, public health, and healthcare de-
of observational studies in the evaluation of medical livery — the bulk of evidence of clinical intervention
treatment (23-26,187-192). An observational study is and/or or policy effectiveness has been derived from
defined as an etiologic or effectiveness study using non-randomized designs.

336 www.painphysicianjournal.com
Evidenced-Based Interventional Pain Management

Like any investigational approach, observational data analysis, and must consider the most important
studies can have flaws in design or analysis, including patient characteristics to be measured before treat-
problems of heterogeneity and publication bias. How- ment assignment.
ever, all observational studies lack experimental power. The data collected from RCTs are strong only if it
Still, multiple reviews that have compared the evidence can be shown that in fact, a truly random sample of eli-
of treatment effects in randomized and non-randomized gible patients participate and complete the protocol as
studies have suggested that (for selected medical topics), designed. Consequently, when patients volunteer to be
randomized and non-randomized studies may yield very included in observational studies, rigorous and appro-
similar results (200,203,204). priate methods for dealing with selection bias and con-
Clearly, observational, non-randomized studies founding issues must be part of the analytic plan (93).
have a role in those situations for which RCTs are not Many non-randomized, observational trials in
available, and (even when RCTs are available), when interventional pain management provide excellent
there is the need to quantify effectiveness of “real information (113-125,136-138). The importance of
world” experience, environments, and circumstance(s) non-randomized trials has also been demonstrated
(84,86,87,181). A contemporary example of this was for surgical interventions (notably the Spine Patient
provided in the evaluation of drug-eluting stents: Outcomes Research Trial [SPORT] studies) (208-211).
while RCTs have demonstrated short-term efficacy for
relatively healthy patients, observational studies have
Evaluation Of The Evidence
begun to reveal long-term effectiveness and safety Throughout the 1990s and into the 21st centu-
problems (such as the use of clopidogrel in differing ry, the Agency for Health Care Research and Quality
groups of patients) (205). (AHRQ) has been the foremost federal agency provid-
A number of approaches to making statistical in- ing research support and policy guidance in health ser-
ferences from observational data have been described. vices research in the United States. Its ongoing work
Some focus on study design, while others assess the includes systems’ rating of the quality of individual
actual statistical techniques used (206). Despite these articles, as well as systems’ grading the strength of a
attempts, observational studies (even those with the body of evidence (212).
most appropriate designs) do not automatically con- The National Health and Medical Research Council
trol for selection biases as do RCTs. To overcome this of Australia considers scientific data to be at the core of
obstacle, it has been proposed that statistical methods evidence-based approaches to clinical or public health
involving matching, stratification, and/or covariance issues (213), emphasizing that evidence needs to be
adjustment are essential (207). The goal of such sta- carefully gathered and collated from a systematic lit-
tistical techniques is to create an analysis that resem- erature review of each particular issue in question.
bles what would occur had the treatment been ran- The National Coordinating Center for Health
domly assigned. Statistical methods in observational Technology Assessment (NCCHTA) of the United King-
studies need to be evaluated for their capabilities to dom also publishes systematic reviews of clinical trials
achieve balance on background characteristics that and other studies (214). The NCCHTA described how
affect treated and control groups; the impact of out- reviews, meta-analyses, literature reviews, and iden-
come data should not play a role in the assessment of tification of primary studies were conducted when
whether certain statistical methods are of merit (206). evaluating any investigation’s quality, applications in
Two statistical approaches that are often used other contexts, and when making recommendations
to adjust for pretreatment balances include analysis for further research.
of covariance, and propensity-score methods. These The Cochrane Collaboration (25) has also ad-
approaches are complementary (207). Other authors vanced many principles of evidence synthesis. The ma-
maintain that the instrumental variable method is jority of Cochrane reviews are based on randomized
better than the propensity score method because it trials. However, in recent years, both randomized and
eliminates bias due to unobserved variables, and the non-randomized controlled trials have been utilized
results better approximate those of RCTs (207). Due in some studies. Non-randomized trials were used as
to inherent variations and differences in the final in- part of the systematic review evaluating disc surgery
ferences based on the methods chosen, investigators (41,42), rehabilitation after lumbar disc surgery (44)
should be cautious when conducting observational ,and superficial heat or cold for low back pain (43).

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Pain Physician: March 2007:10:329-356

Types of Reviews not only be scientifically accurate, but must also be


A number of different types of reviews may be optimally timed so as to affect the sensitivity of the
utilized to provide a broad overview of a focal topic political decision makers. Differences between system-
and the relative strength of these may be evaluated. atic reviews and HTAs are illustrated in Table 2.
Characteristically, 3 types of approaches are utilized- Yet, since the “foundation” of EBM practice is
the systematic review, narrative review, and health in the use of information gained from systematic re-
technology assessments (104, 105). A systematic re- views (or more correctly, in the synthesis of evidence
view is a methodic investigation of the literature on from systematic reviews), it is vital to consider that
a given topic in which the “subjects” are the scientific the strength of this foundation reflects the quality of
papers being evaluated (104). In contrast, a narrative the systematic reviews, and it is therefore necessary to
review, while similar to a systematic review, does not evaluate the evidence summaries and syntheses them-
employ the methodologic safeguards to control bias selves before evidence-based decisional processes can
(Table 1). Thus, the major difference between these be built upon them.
2 approaches is that a systematic review attempts to
minimize bias by the comprehensiveness and repro- Assessment of Strength of the Evidence
ducibility of the search and selection of articles for Credible evidence is crucial to both clinicians and
review, and provides assessment of the methodologic patients making informed choices about healthcare.
quality of the studies (215-221). Credible evidence reflects “empirical observations
A third type of review is the Health Technology of real events [that is], systematic observations using
Assessment (HTA), a multidisciplinary approach that rigorous experimental designs or non-systematic ob-
studies the medical, social, ethical, and economic im- servations (e.g., experience) not revelations, dreams,
plications of the development, use, and diffusion of or ancient texts” (222,223). Evidence may be sought
health technologies. HTAs have been described as, from, and ultimately is applicable to different settings
“the bridge between the world of research and the including clinical care, policy-making, dispute resolu-
world of decision making” (105) and are being used tion, and law (224,225). However, any and all evidence
with increasing frequency to influence both practice must be both reliable and relevant. Further, while evi-
and policy. To effectively influence policy, HTAs must dence must be scientific, its use and utility are often

Table 1. Differences between narrative and systematic reviews


Core Feature Narrative Review Systematic Review

Study Question Often broad in scope. Often a focused clinical question.

Comprehensive search of many databases as well as


Specifications of database searched and search
Data sources and search strategy the so-called gray literature. Explicit search strategy
strategy are not typically provided.
provided.

Not usually specified. If specified, potentially


Selection of articles for study Criterion-based selection, uniformly applied.
biased.

Variable, depending on who is conducting the Rigorous critical appraisal, typically using a data
Article review or appraisal
review. extraction form.

Usually not assessed. If assessed, may not use Some assessment of quality is almost always included
Study quality
formal quality assessment. as part of the data extraction process.

Synthesis Often a qualitative summary. Quantitative or qualitative summary.

Inferences Occasionally evidence-based. Usually evidence-based.

Adapted from Ref. 104

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Evidenced-Based Interventional Pain Management

Table 2. Differences between systematic reviews and health technology assessments (HTAs)
Systematic Reviews HTAs
Only include studies with the best methodological Include studies of topics of interest to policy-makers,
Methodological standards
evidence even if evidence is suboptimal

No need to repeat if previous studies were high The need to defend the report’s conclusions often
Repeating previous studies
quality, and no new high-quality evidence necessitates repetition

Include topics most relevant to policy-makers; exclude


Only include topics for which there is good
Breadth versus depth those not of relevance even if there is good quality
evidence; topics driven by scientists’ interests
evidence

Inclusion of content experts Content experts, but not policy-makers usually Can be concerns that content experts and policy-makers
and policy-makers included are biased

Economic evaluations are an important component of


Performance of economic
Usually not done HTAs, but lack of good evidence about effectiveness/
evaluations
diagnostic accuracy limit their impact
Making policy
Almost never done Sometimes done, but with caution
recommendations

Active dissemination Rarely done Sometimes done

Adapted from Ref. 105

tempered by the realities of circumstance and effect. ♦ Abstracting data from these studies into evidence
When addressing the quality of evidence that can and tables
should be employed so as to facilitate decision-mak- ♦ Determining the quality of studies and the overall
ing, resolve equipoise, and increase the likelihood of strength of evidence
desired health outcomes, the prudent use of current ♦ Synthesizing and combining data from evidence
professional knowledge is indispensable to upholding tables, and deciding whether quantitative analy-
the science and art of medical practice (86,226). Ap- ses (i.e. meta-analysis) are warranted; and
propriate assessment of the evidence obtains the use ♦ Subjecting the findings to peer review, revising,
of pertinent, valid, and relevant information through and producing the final overview of evidence.
systematically acquiring, analyzing, and transferring
research findings into clinical execution (as well as Grading Quality and Rating the Strength of
through management, and policy arenas) (228). Thor- Evidence
ough assessment of evidence involves: Grading the quality of individual studies and
♦ Developing specific question(s) in ways that can rating the strength of a body of evidence are both
be answered by a systematic review: specifying crucial elements in supporting the evidence-based
the populations, settings, problems, interven- foundations of practice knowledge. Quality refers to
tions, and outcomes of interest the extent to which all aspects of a study design and
♦ Stating criteria for eligibility (inclusion and exclu- conduct can be shown to protect against systematic
sion) of literature to be considered before con- bias, non-systematic bias, and inferential error (215).
ducting literature searches, so as to avoid bias An expanded definition holds that quality extends to
introduced by arbitrarily including or excluding a study’s design, conduct, and analysis, and reflects
certain studies minimal biases in selecting subjects, measuring out-
♦ Searching the literature to capture all the evi- comes and evaluating differences in the study groups
dence about the question of interest (212). Specific sets of guidelines that have been for-
♦ Reviewing abstracts of publications to determine mulated from synthesized sets of evidence reviews
initial eligibility of studies provide clear instructions on how systematic reviews
♦ Reviewing retained studies to determine final (e.g., QUOROM), randomized controlled trials (e.g.,
eligibility CONSORT), observational studies (e.g., MOOSE), and

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studies of diagnostic test accuracy (e.g., STARD) should — requiring substantial resources — whereas others
be reported (187,188,190, 227-231). In addition, AHRQ are incomplete and/or non-comprehensive. Multiple
(212), Cochrane reviews (232), and other reports eval- systems have been utilized in the preparation of spe-
uating evidence-based studies have been published cific clinical guidelines. Table 6 shows the designation
(233-235). Specific criteria for evaluating systematic of evidence levels (i.e., levels I through V) used in in-
reviews, randomized, controlled trials, observational terventional pain management guideline preparation
studies, and diagnostic test studies were developed (37,38,212).
by AHRQ (212). The AHRQ reviewed 20 systems of
systematic reviews or meta-analyses. To arrive at a set Randomized Clinical Trials
of high-performing scales or checklists pertaining to For the evaluation of randomized trials, 2 types
systematic reviews, the AHRQ took into account 7 key of guidelines are available. These are the guidelines
domains as illustrated in Table 3 (212). described by AHRQ (212) and those used in evaluation
Strength of evidence also has a range of defini- of interventions as described by the Cochrane Review
tions, all taking into account the size, credibility, and Group (232).
robustness of the combined studies of a given topic. The authors of AHRQ designated a set of high-
However, systems for grading the strength of a body performing scales or checklists pertaining to random-
of evidence are less uniform and consistent than those ized clinical trials, by assessing coverage of the 7 do-
rating study quality (212). Selecting the evidence to be mains described in Table 3. Criteria described by the
used in grading systems depends on 1) the reason for Cochrane Review Group (for musculoskeletal disorders)
measuring evidence strength, 2) the type of studies include methodology of patient selection to evaluate
that are being summarized, and the 3) structure of the treatment allocation and group similarity; intervention
review panel. Domains for rating the overall strength (blinding, control of co-interventions, the compliance
of a body of evidence are listed in Table 4. The Na- rate); outcome measurements with blinding, measure-
tional Health and Medical Research Council (NHMRC) ment of at least 1 primary outcome, and description
(213) described 5 key points for considering levels of of withdrawal/dropout rate, which is unlikely to cause
evidence as listed in Table 5. Not all systems are vi- bias; statistics, and intention-to-treat analysis.
able or facile; some are extremely cumbersome to use

Table 3. Domains in the Agency for Healthcare Research and Quality (AHRQ) criteria for evaluating 4 types of systems to grade
the quality of individual studies
Systematic reviews Randomized controlled trials Observational studies Diagnostic test studies
Study question Study question Study question Study population
Search strategy Study population Study population Adequate description of test
Inclusion and exclusion criteria Randomization Comparability of subjects Appropriate reference standard
Blinded comparison of test and
Interventions Blinding Exposure or intervention
standard
Outcomes Interventions Outcome measures Avoidance of verification bias

Data extraction Outcomes Statistical analysis

Study quality and validity Statistical analysis Results

Data synthesis and analysis Results Discussion

Results Discussion Funding or sponsorship

Discussion Funding or sponsorship


Funding or sponsorship

Italics indicate elements of critical importance in evaluating grading systems according to empirical validation research or standard
epidemiological methods.

Source: West et al (212)

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Evidenced-Based Interventional Pain Management

Table 4. Criteria for rating the overall strength of a body of evidence

Domain Definition

• The quality of all relevant studies for a given topic, where “quality” is defined as the extent to which a study’s design,
Quality
conduct and analysis has minimized selection, measurement, and confounding biases

• The magnitude of treatment effect

Quantity • The number of studies that have evaluated the given topic

• The overall sample size across all included studies

• For any given topic, the extent to which similar findings are reported from work using similar and different study
Consistency
designs.

Adapted from Ref. 212

Table 5. The National Health and Medical Research Council (NHMRC) keypoints in consideration of level of evidence

♦ Resolution of differences in the conclusions reached about effectiveness from studies at differing levels of
evidence or within a given level of evidence.

♦ Resolution of the discrepancies is an important task in the compilation of an evidence summary.

♦ Inclusion of biostatistical and epidemiological advice on how to search for possible explanation for the dis-
agreements before data are rejected as being an unsuitable basis on which to make recommendations.

♦ Recognition of the fact that it may not be feasible to undertake randomized controlled trials in all situations.
Guidelines should be used on the best available evidence.

♦ Recognition of the fact that it may be necessary to use evidence from different study designs for different
aspects of the treatment effect.

Adapted from Ref. 213

Table 6. Levels of evidence


Level I Conclusive: Research-based evidence with multiple relevant and high-quality scientific studies or consistent reviews of
meta-analyses

Level II Strong: Research-based evidence from at least 1 properly designed randomized, controlled trial; or research-based evidence
from multiple properly designed studies of smaller size; or multiple low quality trials.

Level III Moderate: a) Evidence obtained from well-designed pseudo-randomized controlled trials (alternate allocation or some
other method); b) evidence obtained from comparative studies with concurrent controls and allocation not randomized
(cohort studies, case-controlled studies, or interrupted time series with a control group); c) evidence obtained from
comparative studies with historical control, 2 or more single-arm studies, or interrupted time series without a parallel
control group.

Level IV Limited: Evidence from well-designed non-experimental studies from more than 1 center or research group; or conflicting
evidence with inconsistent findings in multiple trials

Level V Indeterminate: Opinions of respected authorities, based on clinical evidence, descriptive studies, or reports of expert
committees.

Adapted and modified from Refs. 37, 38, 212

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Pain Physician: March 2007:10:329-356

Observational Studies standard of diagnosis?


Both AHRQ and, more recently, the Cochrane Col- ♦ Did patients receive the same reference standard
laboration have recognized the importance of obser- regardless of the index test result?
vational studies. The AHRQ considered several key do- ♦ Was the reference standard independent of the
mains and arrived at a set of 5 high-performing scales index test (i.e. the index test did not form part of
or checklists pertaining to observational studies (Table the reference standard)?
3). Several other publications have described the pro- ♦ Was the execution of the index test described in
cess of analysis of observational studies and developed sufficient detail to permit replication of the test?
checklists for rating evidence available (187-190). ♦ Was the execution of the reference stan-
The inclusion of observational studies improves dard described in sufficient detail to permit its
systematic reviews by avoiding a number of problems replication?
associated with sole use of RCTs; the most obvious be- ♦ Were the index test results interpreted with-
ing that certain important health care problems have out knowledge of the results of the reference
not been studied, or are very difficult, if not imossible standard?
to study with randomized trials. Randomized trials may ♦ Were the reference standard results interpreted
also be inappropriate in that there may be insufficient without knowledge of the results of the index test?
information on the types of participants or outcomes ♦ Were the same clinical data available when test
which are of relevance to the review (e.g., rare side ef- results were interpreted as would be available
fects), or the data may only reflect short-term follow- when the test is used in practice?
up when important findings depend on longer-term ♦ Were un-interpretable/intermediate test results
evaluation. Inclusion of evidence from non-randomized reported?
studies may resolve some of these problems. ♦ Were withdrawals from the study explained?
However, inclusion of non-randomized studies in Several studies have described checklists for evalu-
systematic reviews may also pose problems, as unex- ating studies of the diagnostic accuracy of medical tests.
pected biases may occur and threaten the validity of The key elements included 1) study design, 2) patient-
the study and the overall conclusions. care setting, 3) criteria for inclusion and exclusion of
subjects, 4) planned sample size, 5) subgroup analysis,
Studies of Diagnostic Tests 6) methods to avoid spectrum bias (e.g., consecutive se-
The AHRQ Assessment identified 6 checklists to ries, statistically selected random sample, stratified ran-
evaluate the quality of diagnostic studies, identifying dom sample), 7) methods to define the spectrum of dis-
5 key domains for judging the quality of diagnostic ease, 8) methods and references for evaluated tests and
test reports (Table 3). criterion standard tests, 9) blinding of those perform-
Due to difficulties in assessing the quality of diag- ing evaluated tests and criterion standard tests to avoid
nostic studies, a new tool, Quality Assessment of Di- reviewer bias, 10) methods to avoid verification bias,
agnostic Accuracy Studies (QUADAS), was developed 11) methods for statistical analysis, 12) cutoffs used for
(233). This instrument fills a gap in systemic evaluation quantitative tests and how they were determined, and
of diagnostic accuracy studies. The questions utilized 13) design features aimed at insuring compatibility with
by QUADAS for assessment of quality of individual ar- other studies (235-237). For studies of prognostic tests,
ticles or diagnostic tools include: it should be determined whether the criterion standard
♦ Was the spectrum of patients representative of or the evaluated test influenced the treatment(s) (an
those who will receive the test in practice? effect known as treatment paradox).
♦ Were selection criteria clearly described? Bossuyt et al (234) published standards for report-
♦ Is the reference standard likely to correctly classify ing of diagnostic accuracy. The STARD checklist for the
the target condition? reporting of diagnostic accuracy of studies includes
♦ Is the time period between reference standard methods (participants, test methods and statistical
and index test short enough to be reasonably as- methods), results (participants, test results, and esti-
sured that the target condition did not change mates) and discussion.
between the 2 tests? Numerous other checklists have been developed to
♦ Did the whole sample (or a random selection of evaluate the quality of studies (198,232-239), each focusing
the sample) receive verification using a reference upon several of the aforementioned factors and criteria.

342 www.painphysicianjournal.com
Evidenced-Based Interventional Pain Management

process have been discussed by Giordano (84,240).


Analytical Preparation
Evidence linkages or synthesis are performed by
Role of EBM in Interventional Pain
Management
systematic reviews and meta-analysis. In both types of
assessment, methodological criteria and controls are The ultimate goal of EBM is “the conscientious,
crucial (Fig. 1). Research findings from the literature explicit and judicious use of the current best evidence
provide the cornerstone for guideline recommenda- in making decisions about the care of individual pa-
tions. However, published studies alone may not pro- tients” (27). Given that the bedrock of EBM is inte-
vide all necessary or complete information regarding grating individual clinical expertise with the best
details of clinical practice, particularly for interven- available external evidence from systematic research,
tional techniques. Consequently, additional sources it becomes clear that without systematic reviews, EBM
of information and evidence, such as consensus, are (as currently contemplated) is not possible. The most
sought. Consensus data are generally obtained from powerful of these reviews involve a synthesis of the
the guideline committees through members of the evidence (221). Therefore, the evidence upon which
committee, or the consensus findings may be re- EBM rests is determined by the quality of systematic
viewed by other experts in the field or by open forum reviews and their synthesis of the evidence. Howev-
presentations. er, we agree with Jonas (10, 85) that the meaning of
Guideline recommendations generally are based “evidence” in EBM is often (if not always) dependent
directly on the evidence linkages developed during upon “who is using the evidence.”
the review process. Characteristically, while all sources To be sure, all information is leveled and has dis-
of evidence, including systematic reviews and consen- tinctly different value(s). The standard hierarchy of
sus are utilized, these are separately considered and evidence based has characteristically been depicted
differentially weighted prior to formulation of the fi- as a lexical order from well-designed, randomized,
nal (guideline or policy) recommendations (240). controlled trials at 1 extreme, to opinions of experts
The value of such information may need to be re- or respected authorities at the other. Systematic re-
considered, both in guideline and policy development. views, for their part, may vary from qualitative re-
The factors and relationships that may influence this views (where there is no attempt at a synthesis of the
findings i.e., narrative reviews), to a highly systematic
synthesis of the evidence (221). Systematic reviews
differ from meta-analyses, in which the results of
independent RCTs are pooled for a total effect size.
Synthesis becomes necessary because discrepancies oc-
cur between individual RCTs and between RCTs and
meta-analyses (221,241). As Coulter (221) has noted,
the results of a single, double-blinded trial can be
misleading, particularly if the number of subjects is
insufficient to power the study and give it statistical
legitimacy. Meta-analysis overcomes that problem by
combining studies that are homogenous, so that the
subject pool is larger. Thus, in actuality, what may be a
“gold standard” is not the single random-based trial,
but, is either the systematic review of RCTs or the re-
Fig. 1. Continuum from study quality through strength of sults of a meta-analysis. Still, the inclusion of non-ran-
evidence to guideline development domized trials in systematic literature reviews is be-
coming important and, as this paper has attempted to
The dashed line is the theoretical dividing line between summarizing the illustrate, at times crucial.
scientific literature and developing a clinical practice guideline. Below
Coulter has proposed the following structured in-
the dashed line, guideline developers would decide whether the evidence
represents all the relevant subsets of the populations (or settings, or types quiry to assess the quality of systematic reviews (221):
of clinicians) for whom the guideline is being developed. 1) Who did the review? Reviews are performed by a
variety of researchers and institutions. These vary
Adapted from Ref. 212
considerably in both expertise, and in the resourc-

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Pain Physician: March 2007:10:329-356

es available to conduct the review. The effect of used in the decision-making process, emphasis must
funding on results has been noted in the litera- be upon the accumulated knowledge and experience,
ture, and strongly consistent evidence shows that and the use of professional prudence in adhering and
industry-sponsored research tends to draw pro-in- utilizing accepted standards (3,5,83,247). While opin-
dustrial conclusions (242). Other well-funded or- ion and personal judgment certainly play a role in
ganizations include evidence-based practice cen- prudence, it is important to assert that mere opinion
ters established in the United States and Canada has been shown to be the least reliable approach, and
and funded through the Agency for Healthcare ignoring or disregarding the differential value of dis-
Research and Quality (AHRQ) (243). The most im- tinct levels of evidence is both imprudent and inept.
portant issue is whether or not there were suf-
ficient resources available to ensure that the re-
Specific Reviews of Interventional Pain
Management
view was comprehensive with adequate literature
search analysis and expertise, and that the use of Nelemans et al (71) reviewed multiple methods
these resources did not incur bias. of treatment, reaching the singular conclusion that
2) What was the objective of the review? Most “convincing evidence is lacking regarding the effects
objectives involve effectiveness and/or compli- of injection therapy on low back pain.” In vaguely de-
cations of a medical technique. In general, ran- scribing interventional techniques as “local injection
domized trials tend not to report complications therapy” they grouped specific therapeutics under an
and safety in detail, and these tend to be better inaccurate classification, and failed to discuss the ef-
reported in observational studies. As well, most fectiveness or limitations of any 1 interventional pro-
interventional pain medicine techniques have tocol. Thus, while Manchikanti et al (248) have shown
not been studied using well-performed random- that the effectiveness of facet joint injections has been
ized, controlled trials. Much of the available strongly documented by properly designed studies
literature reflects interventions performed as (61-66), Nelemans et al (71) described only 1 study of
much as 10 to 15 years earlier, with inadequate facet joint injections (which has been criticized exten-
or dated methodology. sively) and also erroneously combined epidural injec-
3) How was the review done? Namely, how was the tions with other interventional techniques including
database searched; were appropriate search terms trigger point, facet joint, and intradiscal injections.
used; if inclusion and exclusion criteria were uti- The use of intradiscal injections, other than for
lized, who did the reviews, how was the evidence provocative discography, is not a common practice
evaluated, what synthesis was possible, and how (57,79). In addition, the combination of all types of
was safety evaluated? Many systematic reviews in epidural injections into a single category also poses
interventional pain management have had prob- major evaluative difficulty. Epidural injections are ad-
lems with the aforementioned issues. ministered by multiple routes, including caudal, inter-
Holmes et al (244) asserted that the evidence- laminar, and transforaminal approaches (37-40,77,80,
based movement in health sciences constitutes a good 81,249). Further analysis of the review by Nelemans et
example of economic and political hegemony at play al (71) showed that 4 of the 5 studies involving caudal
in the contemporary scientific arena. While this state- epidural steroid injections produced positive results,
ment may seem extreme, misleading meta-analyses whereas 5 of 7 studies on interlaminar lumbar epidu-
and systematic reviews are not uncommon, particular- ral steroid injections produced negative results (248).
ly in the interventional pain management literature Boswell et al (61,62) evaluated several types
(23,24,36-40,50-54,245). However, there have been a of therapeutic facet joint interventions, including
significant number of appropriately performed sys- intraarticular injections, medial branch blocks, and
tematic reviews which are often overlooked (77-82, radiofrequency thermoneurolysis, and concluded that
55-58,246). Overall, there is a surprising lack of data the evidence for therapeutic lumbar intraarticular fac-
to show improved clinical outcomes based on EBM. In et joint injections supported use for short-term and
fact, it has been estimated that the improvement in long-term improvement, whereas, only limited sup-
therapeutic outcomes that are based on any evidence port could be provided for cervical facet joint injec-
may be as low as 15% (247). tions. Further, there was only moderate evidence to
Irrespective of what level or type of evidence is support the effectiveness of lumbar and cervical me-

344 www.painphysicianjournal.com
Evidenced-Based Interventional Pain Management

dial branch blocks and for medial branch neurotomy. Manchikanti et al (66) utilized inclusion/exclusion
In a review of randomized clinical trials of radio- criteria in their search strategies and assessed key do-
frequency procedures for the treatment of spinal pain, mains in rating the quality of systematic reviews ac-
Geurts et al (50), reached inaccurate conclusions that cording to methods as described by AHRQ (212). Based
were supported in a subsequent editorial by Carr and on these criteria, after identifying 7 randomized trials
Goudas (250). Geurts and coworkers (50) reviewed 6 of radiofrequency neurotomy for spinal pain, only 4
studies, only 2 of which involved dorsal root ganglion were related to medial branch neurotomy. The authors
radiofrequency procedures. Intra-articular radiofre- included only 2 randomized trials for evidence synthe-
quency, which is not an acceptable technique and has sis, and excluded 2 trials due to various deficiencies;
no physiologic or scientific basis because denervation as well, multiple observational studies, 4 prospective
should be performed on the medial branch nerves evaluations and 3 retrospective evaluations were con-
rather than the joint itself, was also inappropriately sidered in the evidence synthesis. Based on this, the
included in that review. Radiofrequency neurotomy authors concluded that the combined evidence for
of dorsal root ganglion is not a common procedure radiofrequency neurotomy of medial branches was
and has not been proven to be an effective modality strong for short-term relief and moderate for long-
for facet joint pain, however it is used for segmentally term relief of chronic spinal pain of facet joint origin
radiating pain. (66).
Apart from the confusion regarding the identi- In addition, numerous guidelines (37-39) and sys-
fication of best evidence, 3 of the 3 studies demon- tematic reviews (61,62) concluded that the evidence for
strated positive results for management of facet joint medial branch neurotomy was moderate. The analyses
pain with radiofrequency neurolysis. This should have included observational studies, and separately evalu-
yielded moderate to strong evidence, rather than the ated the evidence for cervical, thoracic, and lumbar
conclusion of “insufficient evidence supporting the facet joint radiofrequency, and also noted strong evi-
effectiveness of most radiofrequency treatments for dence for those techniques recommended by Bogduk
spinal pain.” (50, 256). Responding to this review, Bog- (252) and Lord et al (128). In a well known book by
duk (251) defended radiofrequency neurotomy, iden- Natchemson and Jonsson (67), multiple reviews inac-
tified numerous deficiencies in the review, and elabo- curately reached negative conclusions about diagnos-
rated on the practical difficulties of randomized trials. tic and therapeutic interventional techniques, primar-
In addition, Bogduk described the tenor of the review ily due to a lack of proper evaluation of method(s) and
as highly negativistic, and warned against the review outcomes of interventional techniques.
and editorial being misused by organizations intent There have also been several systematic reviews
upon discrediting radiofrequency neurotomy. of the effectiveness of epidural steroid injections. The
Niemisto et al (51), within the framework of the first, by Kepes and Duncalf in 1985 (68) concluded that
Cochrane Collaboration Back Review Group, con- the rationale for steroid administration was not prov-
cluded that there was limited evidence that radio- en. However, utilizing the same studies a year later,
frequency denervation had a positive short-term ef- Benzon (69) concluded that mechanical causes of low
fect on chronic cervical zygapophysial joint pain and back pain, especially those accompanied by signs of
a conflicting short-term effect on chronic low back nerve root irritation, may respond to epidural steroid
pain. They identified 7 randomized controlled trials as injections (69). The differences between the conclu-
meeting the criteria and were included in the analysis, sions of Kepes and Duncalf (68) and Benzon (69) may
including 2 trials involving radiofrequency lesioning of have been due to the fact that the former included
the dorsal root ganglion for cervicobrachial pain and 1 studies on systemic steroids, whereas the latter was
trial involving intradiscal radiofrequency lesioning for limited to epidural steroid injections alone.
discogenic pain. In spite of a multitude of problems, The Australian National Health and Medical Re-
they included 2 studies which were not eligible for search Council Advisory Committee on epidural ste-
evidence synthesis because of faulty diagnostic meth- roid injections extensively studied caudal, interlami-
odology and technical issues. The conclusions of this nar, and transforaminal epidural injections, utilizing
review, though described as being within the frame- all the literature that was available at the time (249).
work of the Cochrane Collaboration Back Review They concluded that the balance of the published
Group guidelines, may have been unwarranted (61). evidence supported the therapeutic use of caudal

www.painphysicianjournal.com 345
Pain Physician: March 2007:10:329-356

epidurals. However, they also concluded that studies tions. Bernstein (253) reviewed the effectiveness of in-
of lumbar interlaminar epidural steroids did not sup- jections in surgical therapy in chronic spinal pain and
port utility against acute sciatica (70). In updated rec- concluded that there was limited evidence to support
ommendations, Bogduk (70) argued against epidural the effectiveness of interlaminar or caudal epidural
steroids by the lumbar route, because many interven- steroid injections for sciatica with low back pain. In
tions were necessary for treatment, but supported a review of data provided by available systematic re-
the potential usefulness of transforaminal steroids views and controlled studies of the treatment of re-
for disc prolapse. gional musculoskeletal problems, Curatolo and Bog-
Koes et al (53) reviewed 12 trials of lumbar and duk (74) concluded that epidural steroids may offer
caudal epidural steroid injections, and reported posi- limited, short-term benefit for sciatica. Vroomen et al
tive results from only 6 studies. This analysis noted (75) reviewed conservative treatment of sciatica, as-
that there were 5 studies of caudal epidural steroid sessing 19 randomized controlled trials that included
injections and 7 studies of lumbar epidural steroid in- epidural steroid injections, and concluded that epidu-
jections, all of which were randomized. Four of the 5 ral steroids may be beneficial for patients with nerve
studies of caudal epidural steroid injections showed root compression. In a systematic review of 13 trials
positive results, whereas 5 of 7 studies reported neg- of epidural steroid therapy, Rozenberg et al (76) con-
ative results for lumbar epidural steroid injections. cluded that 5 trials demonstrated greater pain relief
Earlier, these authors concluded that the efficacy of within the first month in the steroid group as com-
epidural steroid injections had not yet been estab- pared to the control group, whereas, 8 trials found no
lished and the benefits of epidural steroid injections, measurable benefits.
if any, seemed to be only of short duration (53). In Nelemans et al (71), in a review of injection ther-
the review of epidural steroid injections for low back apy for subacute and chronic benign low back pain,
pain and sciatica (71), (which included 3 more stud- included 21 randomized trials. Of these, 9 were of
ies, for a total of 15 trials that met inclusion criteria), epidural steroids. They failed to separate caudal from
they again concluded that of the 15 trials, 8 reported interlaminar epidural injections, but concluded that
positive results for epidural steroid injections and convincing evidence was lacking regarding the effects
their basic conclusions remained the same. However, of injection therapy on low back pain.
a potentially misleading flaw in both studies is that The evidence from well-designed systematic re-
when caudal epidural steroid injections are sepa- views is contradictory (77, 80, 81). Well-conducted evi-
rated from interlaminar epidural steroid injections, dence synthesis for caudal epidural steroid injections
there is significant proof of effectiveness for epidural was strong for short-term relief and moderate for
steroids. long-term relief in the management chronic low back
Watts and Silagy (72) performed a meta-analysis and radicular pain. The evidence for interlaminar epi-
of available data and defined efficacy in terms of pain dural steroid was strong for short-term and limited for
relief (at least 75% improvement) for short-term (60 long-term relief in managing lumbar radiculopathy,
days) and long-term (1 year) benefit. They concluded whereas, for cervical radiculopathy, the evidence was
that epidural steroid injections increased the odds ra- moderate. The evidence for transforaminal epidural
tio of pain relief to 2.61 in the short-term, and to 1.87 steroid injections was strong for short-term and mod-
in the long-term, suggesting that epidural steroids erate for long-term improvement in managing lumbar
were effective. nerve root pain, whereas, it was moderate for cervical
In a review of the literature, McQuay and Moore nerve root pain and limited in managing pain second-
(73) concluded that epidural corticosteroid injections ary to lumbar post laminectomy syndrome and spinal
were effective for both back pain and sciatica, and stenosis. This suggests that further research is required
emphasized that even though epidural steroid injec- based upon 1) better understanding of the pathologic
tions can optimize conservative therapy and provide mechanisms of different types of pain, 2) more spe-
substantial pain relief for up to 12 weeks in patients cific application(s) of interventional technique(s), and
with acute or subacute sciatica, a few patients with 3) more stringent analyses of the methods of both the
chronic pain report complete relief. Consequently, studies themselves and the reviews, before any mean-
most patients must return for repeat epidural injec- ingful conclusions may be drawn.

346 www.painphysicianjournal.com
Evidenced-Based Interventional Pain Management

ASIPP Systematic Reviews and


Guidelines cutaneous disc decompression showed that evi-
dence was moderate for short-term, and limited
Toward these ends, the American Society of In- for long-term relief for automated percutaneous
terventional Pain Physicians (ASIPP) has attempted to lumbar discectomy, percutaneous laser discec-
provide systematic reviews and guidelines (37-40, 61- tomy, nucleoplasty, and for the effective use of
66, 77-82) based upon a critical appraisal of existing DeKompressor® technology.
data using focused criteria. These provide somewhat ♦ For vertebral augmentation procedures, the evi-
more convincing evidence for diagnostic and thera- dence was moderate for both vertebroplasty and
peutic interventions as summarized below: kyphoplasty.
♦ For the diagnostic interventions, there was strong ♦ The evidence for spinal cord stimulation in failed
evidence to support the accuracy of facet joint back surgery syndrome and complex regional
nerve blocks in the diagnosis of lumbar and cervi- pain syndrome was strong for short-term relief
cal facet joint pain, whereas, evidence was moder- and moderate for long-term relief. The evidence
ate for this technique in the diagnosis of thoracic for implantable intrathecal infusion systems was
facet joint pain. moderate to strong.
♦ The evidence was strong for lumbar discography,
whereas, the evidence was only limited for cervi-
The European Guidelines
cal and thoracic discography. Medicine is becoming increasingly globalized, and
♦ Transforaminal epidural injections or selective we have come to recognize that what appear to be
nerve root blocks in the preoperative evaluation cultural differences in pain expression, and response
of patients with negative or inconclusive imaging to treatment may in fact reflect the interactions of
studies was shown to be supported by moderate geographically distributed genomic dispositions that
evidence; as was the evidence for sacroiliac joint are variably expressed through environmental con-
injections in the diagnosis of sacroiliac joint pain straints and factors (i.e., society and culture). Thus, any
with diagnostic blocks. attempt to understand the human condition of pain-
♦ The evidence for therapeutic lumbar intraarticular and develop a comprehensive, integrative pain medi-
facet injections was moderate for short-term and cine, must both acknowledge the plurality of these
long-term improvement, whereas, it was limited genomic-phenotypic-environmental interactions, and
for cervical facet joint injections. accommodate a pluralistic approach to incorporating
♦ There was moderate evidence in support of lum- multi-societal and cultural data, so as to build what
bar and cervical medial branch blocks, as well as may be considered a truly “world literature” to sup-
medial branch neurotomy. port a global pain medicine. In this light, international
♦ The evidence strongly supported the effectiveness guidelines become evermore relevant.
of percutaneous epidural adhesiolysis. For spinal One of the primary objectives of the European evi-
endoscopic adhesiolysis, the evidence was strong dence-based guidelines was to provide a set of recom-
for short-term relief, while there was only mod- mendations that could support the utility of existing
erate evidence to support the ability of this ap- and future nationalLY and internationally developed
proach to provide long-term relief. and disseminated protocols. In preparing the European
♦ For sacroiliac intraarticular injections, the evidence guidelines, Airaksinen et al (52) synthesized the extant
was moderate for short-term relief, and limited evidence for interventional pain management tech-
for long-term relief. Similarly, the evidence sup- niques. Toward this goal, the authors analyzed (and
porting the effectiveness of radiofrequency neu- recommended) various invasive procedures, including
rotomy against sacroiliac joint pain was limited. epidural steroids and spinal nerve root blocks with ste-
♦ There was strong evidence for the effectiveness of roids, facet injections, intradiscal injections, sacroiliac
intradiscal electrothermal therapy for short-term joint injections, radiofrequency facet denervation, in-
relief of chronic discogenic low back pain, and tradiscal electrothermal therapy, and spinal cord stimu-
moderate evidence to support long-term relief lation. None of the treatments were recommended in
against this pathology. Evidence was limited for managing chronic, non-specific low back pain. How-
the effectiveness of annuloplasty. ever, The authors had favorable recommendations for
♦ Analysis of the various techniques utilized for per- targeted delivery of epidural steroid injections. Flaws in

www.painphysicianjournal.com 347
Pain Physician: March 2007:10:329-356

this review included evaluation of chronic non-specific common is the unique differences of individuals nested
low back pain as a homogeneous clinical entity and use within (and perhaps caused by) specific socio-cultural
of a multitude of techniques for these problems. and geographic environments. Interventional pain
Although the guidelines were published in 2006, management must acknowledge and respond to these
the Working Group for Chronic Back Pain formulated variables to be effective and sound as a therapeutic,
the guidelines at its first meeting in May 2001. After 7 humanitarian, enterprise.
meetings, an outline draft of the guidelines was pre- The access, analyses and incorporation of interna-
pared in July 2004 and published in 2006. Thus, it took tional data are fundamental to establishing a global
5 years to publish the guidelines from start to finish. perspective, stimulating discourse, and ultimately de-
Generally, guidelines are only viable for 2 or 3 years. veloping applicable protocols, guidelines and policies
In addition, while the literature search was extensive, through true dialectic.
it only included RCTs up to November 2002.
Conclusion
Cochrane Reviews Evidence provides insight to facts, and we need to
Gatchel and McGeary highlighted some of the is- recognize that insight(s) reflect meanings that are dif-
sues related to the Cochrane reviews in spine care (254- ferentially relevant to distinct groups of moral agents
264). The most problematic feature noted was that the (e.g.- patients, physicians, etc.). Evidence is a tool,
primary authors of most of the reviews of intervention- and different types of evidence (like different types
al pain management techniques were either non-physi- of tools) serve particular purposes for those who use
cians or physicians without expertise in interventional them. But any tool must be well constructed and du-
techniques, and thus the reviews may not necessarily rable- yet must remain revisable to accommodate the
reflect clinical applicability (although this point is most purpose of the task at hand and the knowledge that
certainly defeasible). But as Mowatt et al (256) found, defines both the tasks and the utility of the tool(s).
a considerable proportion of Cochrane reviews had If the task at hand is the ongoing improvement
strong evidence of either honorary or ghost author- of patient-centered pain medicine, and if we are to
ship with somewhat vague disclosure policies, poten- succeed at this task, then we must be empowered to
tially masking possible conflicts of interest. Gatchel 1) advance well-conducted research, 2) expand edu-
and McGeary (254) described these studies as “…simply cation, and 3) enthuse good practice by recognizing
nihilistic”; their critique focused upon arbitrary rating what is effective and what is not, and developing new
criteria in systematic reviews, meta-analyses, and RCTs. techniques and approaches to therapeutics.
Yet, while these concerns are important, they reflect Evidence synthesis is complex and difficult, but
particular opinions in defense, or against various re- so is the practice of interventional pain management.
habilitation models and surgical techniques (260-262). Difficult tasks require diligence, commitment, and
Furlan et al (257) noted that the quality of individual knowledge (i.e., the “right” knowledge to inform and
reviews of the Cochrane Collaboration reviews varied compel right and good decisions and actions). Such
considerably. knowledge is powerful. It is hoped that by working
Cochrane reviews often include a number of together, as a community of clinicians, patients, re-
low-quality trials that are combined with studies of searchers, administrators, and policy-makers, we can
better quality, consequently resulting in inconclusive become empowered to maintain a global effort to en-
judgment(s). Such methodologic issues can lead to in- hance the standards and practices of pain care.
valid (and perhaps biased) conclusions that manifest
potentially serious implications for the quality of pa-
Acknowledgments
tient care. But perhaps a larger issue is the need for The authors are grateful to Sherry Loveless for
more multi-national and multi-cultural studies to both graphic artistry and assistance with preparation of this
be conducted, and melded into the database from manuscript and thank Tonie Hatton and Diane Nei-
which reviews and meta-analyses are derived. This may hoff, transcriptionists, for their assistance with prepa-
yield some provocative findings. It may well be that ration of this manuscript.
our knowledge of pain (together with our cumulative
understanding of genomics and the brain) might re-
veal that while we are very similar as a species, what is

348 www.painphysicianjournal.com
Evidenced-Based interventional Pain Management

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