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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 1 of 5

PANEL DECISION ISSUED FEBRUARY 28, 2020

No. 19-5331
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

COMMITTEE ON THE JUDICIARY OF THE UNITED STATES


HOUSE OF REPRESENTATIVES,
Plaintiff-Appellee,
v.

DONALD F. MCGAHN, II,


Defendant-Appellant.

On Appeal from the U.S. District Court for the District of Columbia (No.
19-cv-2379) (Hon. Ketanji Brown Jackson, District Judge)

MOTION FOR INVITATION TO FILE BRIEF OF AMICI CURIAE BY


FORMER MEMBERS OF CONGRESS AND FORMER EXECUTIVE
BRANCH OFFICIALS IN SUPPORT OF REHEARING

Justin Florence Irvin B. Nathan


Jamila G. Benkato* John A. Freedman
Cameron O. Kistler Andrew T. Tutt
Justin Vail** Kaitlin Konkel
PROTECT DEMOCRACY PROJECT Samuel F. Callahan
2020 Pennsylvania Avenue, N.W. ARNOLD & PORTER
Suite 163 KAYE SCHOLER LLP
Washington, DC 20006 601 Massachusetts Ave., NW
(202) 579-4582 Washington, DC 20001
justin.florence@protectdemocracy.org (202) 942-5000
*Admitted to practice in California, not D.C.; john.freedman@arnoldporter.com
practice consistent with D.C. App. R. 49(c)(3).
** Admitted to practice in Missouri, not D.C.;
practice consistent with D.C. App. R. 49(c)(3).
Ben Berwick
Steven A. Hirsch PROTECT DEMOCRACY PROJECT
PROTECT DEMOCRACY PROJECT 15 Main St., Suite 312
2120 University Avenue Watertown, MA 02472
Berkeley, California 94704 (202) 579-4582
stephen.hirsch@protectdemocracy.org ben.berwick@protectdemocracy.org

(Page 1 of Total)
USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 2 of 5

Proposed amici curiae—former Members of Congress and former

executive officials—respectfully request an invitation from this Court,

pursuant to Federal Rule of Appellate Procedure 29(b)(2) and Circuit

Rules 29(b) and 35(f), to file the attached brief as amici in support of the

petition for panel rehearing and/or rehearing en banc. See Ex. 1 (pro-

posed brief). The Appellee Committee consents to the motion; the Appel-

lant takes no position on the motion.

Amici hope that the Court will benefit from their unique perspec-

tive and extensive expertise. Many are former Senators and Represent-

atives from both sides of the aisle. During their time in office, they par-

ticipated in the accommodations process and gained an intimate under-

standing of why it is so crucial for Congress to be able to obtain infor-

mation from the Executive Branch. Other amici served as high-ranking

Executive Branch officials. So they have experience receiving congres-

sional demands for information and have seen the accommodations pro-

cess from the other side. Accordingly, amici suggest that, given their

vast collective experience with the congressional accommodations pro-

cess, they can help inform the Court’s understanding of the accommoda-

tions process as well as the constitutional stakes at issue here.

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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 3 of 5

In particular, amici share a deep concern that the panel’s decision

will cripple Congress’s ability to obtain the information it needs in order

to hold the executive accountable for overreach and lawbreaking. They

further fear that the panel decision will destabilize the constitutional

checks and balances our Founders fought so hard to establish—with po-

tentially devastating consequences for the long-term stability of our

democracy. Amici therefore request an invitation to submit the attached

brief urging the Court to rehear this case en banc and to hold that the

subpoena at issue is valid and enforceable in court.

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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 4 of 5

Dated: March 12, 2020 Respectfully submitted,

/s/ John A. Freedman____


Justin Florence Irvin B. Nathan
Jamila G. Benkato* John A. Freedman
Cameron O. Kistler Andrew T. Tutt
Justin Vail** Kaitlin Konkel
PROTECT DEMOCRACY PROJECT Samuel F. Callahan
2020 Pennsylvania Avenue, N.W. ARNOLD & PORTER
Suite 163 KAYE SCHOLER LLP
Washington, DC 20006 601 Massachusetts Ave., NW
(202) 579-4582 Washington, DC 20001
justin.florence@protectdemocracy.org (202) 942-5000
*Admitted to practice in California, not D.C.; john.freedman@arnoldporter.com
practice consistent with D.C. App. R. 49(c)(3).
** Admitted to practice in Missouri, not D.C.;
practice consistent with D.C. App. R. 49(c)(3).
Ben Berwick
Steven A. Hirsch PROTECT DEMOCRACY PROJECT
PROTECT DEMOCRACY PROJECT 15 Main St., Suite 312
2120 University Avenue Watertown, MA 02472
Berkeley, California 94704 (202) 579-4582
stephen.hirsch@protectdemocracy.org ben.berwick@protectdemocracy.org

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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 5 of 5

CERTIFICATE OF SERVICE

I hereby certify, pursuant to Fed. R. App. P. 25(d) and Cir. R. 25,

that on March 12, 2019, the foregoing motion was electronically filed

with the Clerk of the Court using the CM/ECF system, which will send

a notification to the attorneys of record in this matter who are regis-

tered with the Court’s CM/ECF system.

/s/ John A. Freedman


John A. Freedman

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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 1 of 31
PANEL DECISION ISSUED FEBRUARY 28, 2020

No. 19-5331
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

COMMITTEE ON THE JUDICIARY OF THE UNITED STATES


HOUSE OF REPRESENTATIVES,
Plaintiff-Appellee,
v.

DONALD F. MCGAHN, II,


Defendant-Appellant.

On Appeal From the U.S. District Court for the District of Columbia
(No. 19-cv-2379) (Hon. Ketanji Brown Jackson, District Judge)

BRIEF OF FORMER MEMBERS OF CONGRESS AND FORMER


EXECUTIVE BRANCH OFFICIALS AS AMICI CURIAE IN
SUPPORT OF REHEARING EN BANC

Justin Florence Irvin B. Nathan


Jamila G. Benkato* John A. Freedman
Cameron O. Kistler Andrew T. Tutt
Justin Vail** Kaitlin Konkel
PROTECT DEMOCRACY PROJECT Samuel F. Callahan
2020 Pennsylvania Avenue, N.W. ARNOLD & PORTER
Suite 163 KAYE SCHOLER LLP
Washington, DC 20006 601 Massachusetts Ave., NW
(202) 579-4582 Washington, DC 20001
justin.florence@protectdemocracy.org (202) 942-5000
*Admitted to practice in California, not D.C.; john.freedman@arnoldporter.com
practice consistent with D.C. App. R. 49(c)(3).
** Admitted to practice in Missouri, not D.C.;
practice consistent with D.C. App. R. 49(c)(3).
Ben Berwick
Steven A. Hirsch PROTECT DEMOCRACY PROJECT
PROTECT DEMOCRACY PROJECT 15 Main St., Suite 312
2120 University Avenue Watertown, MA 02472
Berkeley, California 94704 (202) 579-4582
stephen.hirsch@protectdemocracy.org ben.berwick@protectdemocracy.org

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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 2 of 31

CERTIFICATE OF PARTIES, RULINGS, AND RELATED


CASES PURSUANT TO CIRCUIT RULE 28(a)(1)

A. Parties and Amici. All parties who appeared before the dis-

trict court appear in Plaintiff-Appellee’s brief. The parties appearing in

this Court include those listed in Plaintiff-Appellee’s brief.

A full list of amici curiae is included as an appendix to this brief.

Amici curiae are not corporate entities for which a corporate dis-

closure statement is required pursuant to Federal Rule of Appellate

Procedure 26.1 and Circuit Rules 27(a)(4) and 28(a)(1)(A).

B. Rulings Under Review. An accurate reference to the ruling

at issue appears in Plaintiff-Appellee’s brief.

C. Related Cases. Amici are not aware of any related cases with-

in the meaning of Circuit Rule 28(a)(1)(C).

/s/ John A. Freedman


John A. Freedman

i
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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 3 of 31

STATEMENT REGARDING CONSENT TO FILE AND


SEPARATE BRIEFING

The Appellee Committee consents to the accompanying motion re-

questing an invitation from this Court to file this brief in support of the

petition for panel rehearing and/or rehearing en banc; the Appellant

takes no position on the motion.

Pursuant to Circuit Rule 29(d), amici certify that a separate brief

is necessary to provide the unique perspective of a large, bipartisan

group of former legislators and Executive Branch officials having vast

collective experience with the congressional subpoena process.

/s/ John A. Freedman


John A. Freedman

STATEMENT OF AUTHORSHIP AND


FINANCIAL CONTRIBUTIONS

No party’s counsel authored this brief in whole or in part. Nor did

any party or party’s counsel, or any other person other than amici

curiae, contribute money that was intended to fund preparing or

submitting this brief.

/s/ John A. Freedman


John A. Freedman

ii
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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 4 of 31

TABLE OF CONTENTS
Page

CERTIFICATE OF PARTIES, RULINGS, AND RELATED CASES


PURSUANT TO CIRCUIT RULE 28(A)(1) ..................................... I

STATEMENT REGARDING CONSENT TO FILE AND SEPARATE


BRIEFING ....................................................................................... II

STATEMENT OF AUTHORSHIP AND FINANCIAL


CONTRIBUTIONS.......................................................................... II

TABLE OF AUTHORITIES .................................................................... IV

INTEREST OF AMICI CURIAE............................................................... 1

STATUTES AND REGULATIONS .......................................................... 2

ARGUMENT ............................................................................................. 2

I. The availability of judicial enforcement is necessary to ensure


Congress’s ability to check the Executive Branch while protecting
important executive concerns. ......................................................... 5

II. Congress lacks other effective mechanisms to force the Executive


Branch to comply with a subpoena. ................................................. 9

CONCLUSION ........................................................................................ 14

CERTIFICATE OF COMPLIANCE ........................................................ 15

CERTIFICATE OF SERVICE................................................................. 16

APPENDIX—FULL LIST OF AMICI CURIAE ..................................... 17

iii
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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 5 of 31

TABLE OF AUTHORITIES

Page(s)

Cases

Cohens v. Virginia,
19 U.S. 264 (1821) ................................................................................. 9

Comm. on Judiciary v. Miers,


558 F. Supp. 2d 53 (D.D.C. 2008) ................................................... 6, 13

Comm. on Oversight and Gov’t Reform v. Holder,


979 F. Supp. 2d 1 (D.D.C. 2013) ........................................................... 6

Eastland v. U.S. Servicemen’s Fund,


421 U.S. 491 (1975) ............................................................................... 8

Marbury v. Madison,
5 U.S. 137 (1803) ................................................................................... 4

McGrain v. Daugherty,
273 U.S. 135 (1927) ............................................................................... 8

Quinn v. United States,


349 U.S. 155 (1955) ............................................................................... 8

Sen. Select Comm. on Presidential Campaign Activities v. Nixon,


498 F.2d 725 (D.C. Cir. 1974) ............................................................... 6

Sprint Commc’ns, Inc. v. Jacobs,


571 U.S. 69 (2013) ................................................................................. 9

United States v. AT&T Co.,


551 F.2d 384 (D.C. Cir. 1976) ............................................................... 6

United States v. Burr,


25 F. Cas. 30 (C.C.D. Va. 1807) (Marshall, C.J.) ................................. 8

Watkins v. United States,


354 U.S. 178 (1957) ............................................................................. 12

iv
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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 6 of 31

Legislative and Executive Materials

116 Cong. Rec. S287 (Jan. 21, 2020) ....................................................... 10

Cong. Globe, 27th Cong., 2d Sess. 580 (1842)......................................... 10

Prosecution for Contempt of Congress of an Executive Branch


Official Who Has Asserted a Claim of Executive Privilege,
8 Op. O.L.C. 101 (1984) ........................................................................ 6

Response to Congressional Requests for Information Regarding


Decisions Made Under the Independent Counsel Act,
10 Op. O.L.C. 68 (1986) .................................................................... 5, 6

Other Authorities

The Federalist No. 51 (Madison) (C. Rossiter ed. 1961) ........................... 7

John E. Bies, Constitutional Hardball and Congress’s Oversight


Authority, Lawfare (April 27, 2019), https://www.lawfareblog.com/
constitutional-hardball-and-congresss-oversight-authority ................ 3

Jeremy Diamond & Allie Malloy, Trump at War With


Democrats: “We’re fighting all the subpoenas,” CNN
(Apr. 24, 2019), https://www.cnn.com/2019/04/24/politics/donald-
trump-fight-subpoenas-don-mcgahn-ridiculous/index.html ................ 6

Louis Fisher, Cong. Res. Servs., Congressional Investigations:


Subpoenas and the Contempt Power 1 (2003) .................................. 2, 3

Brian Naylor, An Acting Government for the Trump


Administration, NPR (April 9, 2019), https://n.pr/39JnMcb ............. 13

Charlie Savage, Trump Vows Stonewall of “All” House


Subpoenas, Setting Up Fight Over Powers, N.Y. Times
(April 24, 2019), https://www.nytimes.com/2019/04/24/
us/politics/donald-trump-subpoenas.html. ........................................... 4

Stephen W. Stathis, Executive Cooperation: Presidential


Recognition of the Investigative Authority of Congress and
the Courts, 3 J. L. & Pol. 183 (1986)..................................................... 3

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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 7 of 31

INTEREST OF AMICI CURIAE

Amici curiae, including a large bipartisan group of former Sena-

tors and Representatives, are deeply concerned that the panel decision

claiming a constitutional inability to hear the House’s subpoena en-

forcement action threatens to eliminate congressional oversight of the

Executive Branch and upset the careful system of checks and balances

on which our Constitution depends. If courts are unavailable as a last

resort to resolve a question of law, then the Executive will have no rea-

son to engage in the accommodations process which has long governed

congressional requests for information from the Executive to carry out

Congress’s oversight and legislative functions. Joining this brief is a bi-

partisan group of individuals—Bill Cohen, Leon Panetta, and Dan

Glickman—who have served both in Congress and in top Cabinet posi-

tions, as well as a bipartisan group of high-ranking Executive Branch

amici who have seen the accommodations process from the other side.

All amici agree that the panel decision invites a seismic shift in

the relationship between the Legislative and Executive Branches. The

decision will effectively end the process of accommodations between the

political branches by removing the Executive’s willingness to compro-

1
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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 8 of 31

mise with Congress. All amici further agree that, once that happens,

Congress inevitably will be starved of the information it needs to effec-

tively check the Executive Branch, including the very checks to which

the panel opinion would require Congress to resort in order to enforce

subpoenas. Accordingly, amici urge the full Court to rehear this case

and to preserve Congress’s ability to effectively check executive over-

reach and lawbreaking by holding that the subpoena here is valid and

enforceable.

STATUTES AND REGULATIONS

All pertinent materials are contained in Plaintiff-Appellee’s

addendum.

ARGUMENT

For decades, through presidencies and Congresses of both parties,

the accommodations process—though often messy and imperfect—has

fundamentally worked. Congress has been able to request and negotiate

with the Executive Branch for documents and testimony, backed by the

availability of subpoenas, contempt, and litigation if the executive

branch failed to reasonably negotiate. See Louis Fisher, Cong. Res.

Servs., Congressional Investigations: Subpoenas and the Contempt Pow-

2
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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 9 of 31

er 1 (2003). Since the early nineteenth century, the Executive Branch

has recognized the constitutional legitimacy of congressional requests

for information and has generally cooperated with such requests in good

faith, while still preserving its prerogative to assert executive privilege

on an item-by-item basis. See Stephen W. Stathis, Executive Coopera-

tion: Presidential Recognition of the Investigative Authority of Congress

and the Courts, 3 J. L. & Pol. 183, 188 (1986) (citing “hundreds of in-

stances since 1789 when a chief executive has willingly responded to re-

quests for records in the custody of the Executive Branch”). The result

has generally been “an accommodation that meets the needs of both

branches” and provides members of Congress “with the information re-

quired for legislative needs.” Fisher, supra, at 1.

Unfortunately, the current administration has repudiated this

historical practice and has stopped participating in the accommodations

process. See, e.g., John E. Bies, Constitutional Hardball and Congress’s

Oversight Authority, Lawfare (April 27, 2019).1 Instead, it has routinely

stonewalled congressional oversight requests, declaring itself absolutely

immune from congressional requests for information without even in-

1https://www.lawfareblog.com/constitutional-hardball-and-congresss-
oversight-authority.

3
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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 10 of 31

voking executive privilege. See, e.g., Charlie Savage, Trump Vows

Stonewall of “All” House Subpoenas, Setting Up Fight Over Powers,

N.Y. Times (April 24, 2019).2 The panel’s decision acquiesces in this

power grab and “effectively dismantles the accommodations process” by

diminishing any incentive that the “Executive Branch might have to

reach an accommodation.” Slip. Op. 24-25 (Rogers, J., dissenting).

Amici urge the full Court to consider this case of extraordinary

national importance. They submit this brief to make two simple points

based on their experience with the accommodations process. First, that

process has worked for decades in large part because both political

branches have understood that Congress can turn to the courts as a last

resort to decide questions of law, consistent with the duty of the judici-

ary “to say what the law is.” Marbury v. Madison, 5 U.S. 137, 177

(1803). If the judiciary abdicates from this duty, the Executive Branch

will have succeeded in effectively neutralizing the accommodations and

congressional-oversight processes, severely undermining Congress’s

ability to check the Executive and weakening our system of checks and

balances. Second, the other congressional powers that the panel sug-

2https://www.nytimes.com/2019/04/24/us/politics/donald-trump-
subpoenas.html.

4
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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 11 of 31

gests that Congress could use instead—such as impeachment, the pow-

er of the purse, lawmaking, or appointments—are impractical, un-

wieldy, and unlikely to work effectively as a check on executive power.

In short, the panel opinion accedes too readily in this Administra-

tion’s attempt to dismantle a key constitutional check on the Executive

branch—one that historically has served to ensure that the President

and other Executive Branch officials, high and low, are not above the

law. Amici urge the full Court to rehear this matter and to reverse the

panel so as to prevent the collapse of the accommodations process and

ensure continued vitality of the separation of powers.

I. The availability of judicial enforcement is necessary to


ensure Congress’s ability to check the Executive Branch
while protecting important executive concerns.

Amici have seen from both sides the compromise and negotiation

inherent in congressional investigations. Based on their experience,

amici know that this accommodations process works in large part be-

cause Congress and the Executive have understood that the courts will

provide a backstop if the Executive unreasonably fails to comply with

legitimate demands for information. See Response to Congressional Re-

quests for Information Regarding Decisions Made Under the Independ-

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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 12 of 31

ent Counsel Act, 10 Op. O.L.C. 68, 83 (1986); Prosecution for Contempt

of Congress of an Executive Branch Official Who Has Asserted a Claim

of Executive Privilege, 8 Op. O.L.C. 101, 137 (1984). This assumption

has been confirmed by the instances in which Congress has gone to

court to enforce subpoenas. See, e.g., Comm. on Oversight and Gov’t Re-

form v. Holder, 979 F. Supp. 2d 1 (D.D.C. 2013); Comm. on Judiciary v.

Miers, 558 F. Supp. 2d 53 (D.D.C. 2008); see also United States v. AT&T

Co., 551 F.2d 384 (D.C. Cir. 1976); Sen. Select Comm. on Presidential

Campaign Activities v. Nixon, 498 F.2d 725 (D.C. Cir. 1974).

If allowed to stand, the panel’s decision will destroy the accommo-

dations process and encourage yet more executive stonewalling—

stonewalling that already threatens to become the norm. See, e.g., Jer-

emy Diamond & Allie Malloy, Trump at War With Democrats: “We’re

fighting all the subpoenas,” CNN (Apr. 24, 2019).3 The current admin-

istration will interpret the panel’s decision as a carte blanche invitation

to refuse to share any information with Congress. Congress’s ability to

conduct core legislative functions—including oversight and lawmak-

ing—will be severely hamstrung.

3https://www.cnn.com/2019/04/24/politics/donald-trump-fight-
subpoenas-don-mcgahn-ridiculous/index.html.

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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 13 of 31

Perhaps future administrations will recognize Congress’s legiti-

mate constitutional interests and return to the bargaining table. But

amici fear that the panel decision opened a Pandora’s box not so easily

closed. When faced with a decision to share information with Congress

that is potentially embarrassing—or worse—or to continue this admin-

istration’s court-blessed obstinance, future administrations may well

choose the latter. Indeed, the Framers anticipated that each branch

would jealously guard the powers it held. Ambition counteracting ambi-

tion is core to our constitutional design, but it is possible only when

each branch has the “necessary constitutional means and personal mo-

tives to resist encroachments of the others.” The Federalist No. 51, at

319 (Madison) (C. Rossiter ed. 1961).

When the federal courts close their doors to Congress and decline

to resolve disputed issues of law in the face of executive intransigence,

it spells the end of Congress’s powers of inquiry. “Experience has taught

that mere requests for such information often are unavailing, and also

that information which is volunteered is not always accurate or com-

plete; so some means of compulsion are essential to obtain what is

needed.” Eastland v. U.S. Servicemen’s Fund, 421 U.S. 491, 505 (1975).

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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 14 of 31

It is hard to overstate the consequences of congressional inability

to obtain information from the Executive Branch. Congress’s ability to

exercise most of its constitutional powers depends on its powers of in-

quiry. “Without the power to investigate—including…the authority to

compel testimony, either through its own processes or through judicial

trial—Congress could be seriously handicapped in its efforts to exercise

its constitutional function wisely and effectively.” Quinn v. United

States, 349 U.S. 155, 160-61 (1955); see also McGrain v. Daugherty, 273

U.S. 135, 174 (1927) (“[T]he power of inquiry” along with the “process to

enforce it” is an “essential” element of Congress’s execution of its consti-

tutional powers.). The panel decision will weaken Congress’s ability to

counterbalance executive power and hasten the continued transfor-

mation of our government from the representative democracy that the

founders sought into something more like the monarchy they fought a

war to escape. Cf. United States v. Burr, 25 F. Cas. 30, 34 (C.C.D. Va.

1807) (Marshall, C.J.) (under the English Constitution, the King could

“do no wrong,” “no blame [could] be imputed to him,” and therefore he

could not be served with process).

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In this case, the legal issue that divides the parties is whether

former high-level White House officials are “absolutely immune” from

congressional subpoenas. That is an issue for a court to resolve, as the

district court here did. Courts have “no more right to decline the exer-

cise of jurisdiction which is given, than to usurp that which is not giv-

en.” Sprint Commc’ns, Inc. v. Jacobs, 571 U.S. 69, 77 (2013) (quoting

Cohens v. Virginia, 19 U.S. 264, 404 (1821)). Courts routinely resolve

subpoena disputes. This subpoena should be no different.

II. Congress lacks other effective mechanisms to force the


Executive Branch to comply with a subpoena.

The panel decision seeks to minimize its impact by suggesting

that Congress has other mechanisms for enforcing a subpoena. But as

Judge Rogers’s dissent explains, these other mechanisms are “impracti-

cable.” Slip Op. 17. The Executive Branch itself has recognized that

court enforcement is Congress’s only realistic method for ensuring com-

pliance with subpoenas. Id. at 17-18 (discussing OLC opinions). In fact,

many of the panel’s proffered enforcement mechanisms depend on the

very congressional investigative powers that the panel decision under-

mines. So even if some of those alternative mechanisms were realistic

prior to the panel’s decision—which amici (and OLC) doubt—they are

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much less so now that the panel has stripped Congress of the leverage it

once wielded in negotiations with the Executive.

Take, for example, the power to impeach. As John Quincy Adams

explained, it would make a “mockery” of the House’s impeachment pow-

er for the House to have the power to impeach but not “the power to ob-

tain the evidence and proofs on which their impeachment was based.”

Cong. Globe, 27th Cong., 2d Sess. 580 (1842). Thus, it “was of very great

importance to the future history of this country” that the House “neces-

sarily” have “the power to call for persons and papers.” Id.4

Like the impeachment power, the power of the purse depends in

part on Congress’s power of inquiry. What good are legal restrictions

Congress places on the President’s ability to spend money if Congress

4 Indeed, this administration has, at times, taken the position that the
method by which Congress should seek to enforce subpoenas is not
through impeachment, but through court enforcement. As the Court
knows, the House impeached President Trump in part for obstruction of
Congress. President Trump’s defense to that article of impeachment
was to argue that the House should have gone to court to seek to force
compliance with its subpoenas after the President directed all who re-
ceived them to disobey them. See 116 Cong. Rec. S287, S384 (Jan. 21,
2020) (Jay Sekulow, counsel to President Trump) (“So take Article III of
the United States Constitution and remove it. We’re acting as if the
Courts are an improper venue to determine constitutional issues of this
magnitude? That is why we have courts. That is why we have a federal
judiciary.”).

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has no power to investigate whether the President is in fact observing

those restrictions? What incentive does the President have to follow

spending restrictions if the House cannot investigate noncompliance to

prosecute an impeachment case?

As a practical matter, the only effective way to use the power of

the purse to elicit information guarded by the Executive would be for

Congress to categorically refuse appropriations until the Executive

turned over the requested information. But amici’s government service

convinces them that the threat of withholding such across-the-board

funds will be far too blunt, and too detrimental to our nation, to justify

wielding in service of an oversight dispute.

In the first place, Congress can only exercise that tool every so of-

ten in conjunction with the annual appropriations process. And in at

least some instances in which Congress could theoretically use its power

to shut down the government to exert leverage, political realities such

as wars, pandemics, and financial meltdowns—times, incidentally, at

which there is usually the greatest need for effective congressional over-

sight—will make Congress’s power to shut down the government practi-

cally impossible to exercise. More important, Congress shouldn’t have to

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use the United States’ credit rating, retirees’ social-security checks, and

food-stamp recipients’ dinners to obtain information that it has had the

authority to access since the founding and that has been universally

acknowledged to be essential to “effective and honest” government.

Watkins v. United States, 354 U.S. 178, 194-95 (1957).

Congress’s legislative and confirmation levers are no better substi-

tutes. For Congress to use legislation as leverage in an investigative

dispute, (1) it must be considering legislation that the President sees as

an urgent priority, and (2) Members of Congress with the power to im-

pact progress on that legislation must agree that the national interest—

and their own political interest—is better served by getting information

from the Executive than by moving the legislation forward. The circum-

stances in which these two conditions are both present will not be near-

ly as frequent as those in which congressional committees request in-

formation that the President does not want to turn over.

The confirmation power is even less useful in extracting infor-

mation from a resistant Executive. It is of course of no use to the House.

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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 19 of 31

And it is of minimal use to the Senate when the President routinely

staffs his administration with acting appointees.5

So where does the panel opinion leave Congress? Perhaps it could

try to use its bully pulpit against the Executive, see Slip Op. 32, or

maybe even try to invoke its inherent contempt powers to arrest delin-

quent officers. Neither is a promising prospect—particularly inherent

contempt. Congress’s contempt powers have fallen into disuse, and “im-

prisoning current (and even former) senior presidential advisors and

prosecuting them before the House” risks a potential “stand-off between

the Sergeant–at–Arms and executive branch law enforcement officials,”

potential violent confrontations, and “a grave risk of precipitating a

constitutional crisis.” Miers, 558 F. Supp. 2d at 92.

That, in turn, should ring constitutional alarm bells. Congress

shouldn’t be required to hold the people’s business hostage in order to

get President Trump to do what other presidents for centuries have rec-

ognized as essential for our democracy. Our Constitution does not and

should not place Congress between the Scylla of placing the President

5 See, e.g., Brian Naylor, An Acting Government for the Trump Admin-
istration, NPR (April 9, 2019), https://n.pr/39JnMcb (noting President
Trump’s remark that “I like ‘acting’ . . . . It gives me more flexibility.”).

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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 20 of 31

above the law by turning a blind eye to executive lawbreaking and the

Charybdis of making agencies go unfunded and headless.

CONCLUSION

The Court should grant rehearing en banc, reverse the panel de-

cision, and hold the subpoena here valid and enforceable.

Dated: March 12, 2020 Respectfully submitted,


/s/ John A. Freedman____
Justin Florence Irvin B. Nathan
Jamila G. Benkato* John A. Freedman
Cameron O. Kistler Andrew T. Tutt
Justin Vail** Kaitlin Konkel
PROTECT DEMOCRACY PROJECT Samuel F. Callahan
2020 Pennsylvania Avenue, N.W. ARNOLD & PORTER
Suite 163 KAYE SCHOLER LLP
Washington, DC 20006 601 Massachusetts Ave., NW
(202) 579-4582 Washington, DC 20001
justin.florence@protectdemocracy.org (202) 942-5000
*Admitted to practice in California, not D.C.; john.freedman@arnoldporter.com
practice consistent with D.C. App. R. 49(c)(3).
** Admitted to practice in Missouri, not D.C.;
practice consistent with D.C. App. R. 49(c)(3).
Ben Berwick
Steven A. Hirsch PROTECT DEMOCRACY PROJECT
PROTECT DEMOCRACY PROJECT 15 Main St., Suite 312
2120 University Avenue Watertown, MA 02472
Berkeley, California 94704 (202) 579-4582
stephen.hirsch@protectdemocracy.org ben.berwick@protectdemocracy.org

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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 21 of 31

CERTIFICATE OF COMPLIANCE

Pursuant to Fed. R. App. P. 32(g), I hereby certify that this brief

complies with the type-volume limitation of Fed. R. App. P. 29(a)(5) and

32(a)(7)(B) because it contains 2,583 words, excluding the parts

exempted by Fed. R. App. P. 32(f) and Cir. R. 32(e)(1). I further certify

that this brief complies with the typeface requirements of Fed. R. App.

P. 32(a)(5) and the type style requirements of Fed. R. App. P. 32(a)(6)

because the brief was prepared in 14-point Century Schoolbook font

using Microsoft Word.

/s/ John A. Freedman


John A. Freedman

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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 22 of 31

CERTIFICATE OF SERVICE

I hereby certify, pursuant to Fed. R. App. P. 25(d) and Cir. R. 25,

that on March 12, 2019, the foregoing corrected brief was electronically

filed with the Clerk of the Court using the CM/ECF system, which will

send a notification to the attorneys of record in this matter who are reg-

istered with the Court’s CM/ECF system.

/s/ John A. Freedman


John A. Freedman

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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 23 of 31

APPENDIX—FULL LIST OF AMICI CURIAE

Thomas Andrews
U.S. House of Representatives (D-Maine), 1991–1995

William Baer
U.S. Acting Associate Attorney General, 2016–2017
U.S. Assistant Attorney General for the Antitrust Division, 2013–2016

Brian Baird
U.S. House of Representatives (D-Washington), 1999–2011

Michael Barnes
U.S. House of Representatives (D-Maryland), 1979–1987

Steve Bartlett
U.S. House of Representatives (R-Texas), 1983–1991

Douglas Bereuter
U.S. House of Representatives (R-Nebraska), 1979–2004

Howard Berman
U.S. House of Representatives (D-California), 1983–2013

Rick Boucher
U.S. House of Representatives (D-Virginia), 1983–2011

Barbara Boxer
U.S. Senate (D-California), 1993–2017
U.S. House of Representatives (D-California), 1983–1993

Bruce Braley
U.S. House of Representatives (D-Iowa), 2007–2015

Amb. Carol Moseley Braun


U.S. Senate (D-Illinois), 1993–1999

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Roland Burris
U.S. Senate (D-Illinois), 2009–2010

Lois Capps
U.S. House of Representatives (D-California), 1997–2017

Jean Carnahan
U.S. Senate (D-Missouri), 2001–2002

Robert Carr
U.S. House of Representatives (D-Michigan), 1975–1981, 1983–1995

Rod Chandler
U.S. House of Representatives (R-Washington), 1983–1993

Linda Chavez
White House Director of Public Liaison, 1985
Chairman, National Commission on Migrant Education, 1988–1992

Bill Cohen
U.S. Secretary of Defense, 1997–2001
U.S. Senate (R-Maine), 1979–1997
U.S. House of Representatives (R-Maine), 1973–1979

James Cole
U.S. Deputy Attorney General, 2010–2015

Tom Coleman
U.S. House of Representatives (R-Missouri), 1976–1993

Jerry Costello
U.S. House of Representatives (D-Illinois), 1987–2013

Mark S. Critz
U.S. House of Representatives (D-Pennsylvania), 2010–2013

Joe Crowley
U.S. House of Representatives (D-New York), 1999–2019

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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 25 of 31

Tom Daschle
U.S. Senate (D-South Dakota), 1987–2005
U.S. House of Representatives (D-South Dakota), 1979–1987

Lincoln Davis
U.S. House of Representatives (D-Tennessee), 2003–2011

Mark Dayton
U.S. Senate (D-Minnesota), 2001–2007

John W. Dean
White House Counsel, 1970–1973
Associate Deputy Attorney General, 1969–1970

Dennis DeConcini
U.S. Senate (D-Arizona), 1977–1995

Chris Dodd
U.S. Senate (D-Connecticut), 1981–2001
U.S. House of Representatives (D-Connecticut),1975–1981

Byron Dorgan
U.S. Senate (D-North Dakota), 1992–2011
U.S. House of Representatives (D-North Dakota), 1981–1992

Steve Driehaus
U.S. House of Representatives (D-Ohio), 2009–2011

David Durenberger
U.S. Senate (R-Minnesota), 1978–1995

Donna Edwards
U.S. House of Representatives (D-Maryland), 2008–2017

Mickey Edwards
U.S. House of Representatives (R-Oklahoma), 1977–1993

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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 26 of 31

Sam Farr
U.S. House of Representatives (D-California), 1993–2013

Vic Fazio
U.S. House of Representatives (D-California), 1979–1999

Emil Frankel
Assistant Secretary for Transportation Policy,
U.S. Department of Transportation, 2002–2005

Martin Frost
U.S. House of Representatives (D-Texas), 1979–2005

Richard Gephardt
U.S. House of Representatives (D-Missouri), 1977–2005

Stuart M. Gerson
Acting Attorney General of the United States, 1993
Assistant Attorney General, Civil Division, 1989– 1993

Wayne Gilchrest
U.S. House of Representatives (R-Maryland), 1991–2009

Dan Glickman
U.S. House of Representatives (D-Kansas), 1977–1995

Michael Greenberger
U.S. Principal Deputy Associate Attorney General, 1999–2001
Counselor to the U.S. Attorney General, 1999

Jimmy Gurulé
Assistant Attorney General, Department of Justice, 1990–1992
Assistant U.S. Attorney, 1985–1989
Under Secretary for Enforcement,
Department of the Treasury, 2001–2003

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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 27 of 31

Tom Harkin
U.S. Senate (D-Iowa), 1985–2015
U.S. House of Representatives (D-Iowa), 1975–1985

Paul Hodes
U.S. House of Representatives (D-New Hampshire), 2007–2011

Elizabeth Holtzman
U.S. House of Representatives (D-New York), 1973–1981

Gordon J. Humphrey
U.S. Senate (R-New Hampshire), 1979–1990

Bob Inglis
U.S. House of Representatives (R-South Carolina),
1993–1999, 2005–2011

Steve Israel
U.S. House of Representatives (D-New York), 2001–2017

J. Bennett Johnston
U.S. Senate (D-Louisiana), 1972–1997

David Jolly
U.S. House of Representatives (R-Florida), 2014–2017

Steve Kagen
U.S. House of Representatives (D-Wisconsin), 2007–2011

Leon Kellner
U.S. Attorney for the Southern District of Florida, 1985–1988

Bob Kerrey
U.S. Senate (D-Nebraska), 1989–2001

Mary Jo Kilroy
U.S. House of Representatives (D-Ohio), 2009–2011

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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 28 of 31

Paul G. Kirk, Jr.


U.S. Senate (D-Massachusetts), 2009–2010

Ron Klein
U.S. House of Representatives (D-Florida), 2007–2011

James Kolbe
U.S. House of Representatives (R-Arizona), 1985– 2007

Mike Kopetski
U.S. House of Representatives (D-Oregon), 1991–1995

Bob Krueger
U.S. Senate (D-Texas), 1993
U.S. House of Representatives (D-Texas), 1975–1979

Steven T. Kuykendall
U.S. House of Representatives (R-California), 1999– 2001

Larry LaRocco
U.S. House of Representatives (D-Idaho), 1991–1995

James Leach
U.S. House of Representatives (R-Iowa), 1977–2007

John LeBoutillier
U.S. House of Representatives (R-New York), 1981–1983

Mel Levine
U.S. House of Representatives (D-California), 1983–1993

Matthew McHugh
U.S. House of Representatives (D-New York), 1975–1993

John McKay
U.S. Attorney for the Western District of Washington, 2001–2007

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Tom McMillen
U.S. House of Representatives (D-Maryland), 1987–1993

Brad Miller
U.S. House of Representatives (D-North Carolina), 2003–2013

Walt Minnick
U.S. House of Representatives (D-Idaho), 2009–2011

Connie Morella
U.S. House of Representatives (R-Maryland), 1987–2003

Leon Panetta
U.S. Secretary of Defense, 2011–2013
Director, Central Intelligence Agency, 2009–2011
White House Chief of Staff, 1994–1997
Director, Office of Management and Budget, 1993–1994
U.S. House of Representatives (D-California), 1977–1993

Earl Pomeroy
U.S. House of Representatives (D-North Dakota), 1993–2011

Trevor Potter
Chair, Federal Election Commission, 1994
Commissioner, Federal Election Commission, 1991–1995

Silvestre Reyes
U.S. House of Representatives (D-Texas), 1997–2013

Max Sandlin
U.S. House of Representatives (D-Texas), 1997–2005

James Sasser
U.S. Senate (D-Tennessee), 1977–1995

Claudine Schneider
U.S. House of Representatives (R-Rhode Island), 1981–1991

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Pat Schroeder
U.S. House of Representatives (D-Colorado), 1973–1997

Allyson Schwartz
U.S. House of Representatives (D-Pennsylvania), 2005–2015

Christopher Shays
U.S. House of Representatives (R-Connecticut), 1987–2009

David Skaggs
U.S. House of Representatives (D-Colorado), 1987–1999

Peter Smith
U.S. House of Representatives (R-Vermont), 1989–1991

Alan Steelman
U.S. House of Representatives (R-Texas), 1973–1977

Charlie Stenholm
U.S. House of Representatives (D-Texas), 1979–2005

Bart Stupak
U.S. House of Representatives (D-Michigan), 1993–2011

John Tierney
U.S. House of Representatives (D-Massachusetts), 1997–2015

Jim Turner
U.S. House of Representatives (D-Texas), 1997–2005

Henry Waxman
U.S. House of Representatives (D-California), 1975–2015

Kimberly L. Wehle
Assistant U.S. Attorney, Civil Division, 1997–1999
Associate Independent Counsel, Whitewater Investigation, 1996–1997

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USCA Case #19-5331 Document #1833132 Filed: 03/12/2020 Page 31 of 31

Robert Weiner
Senior Counsel in White House, 1997–1998

Christie Todd Whitman


Administrator, Environmental Protection Agency, 2001–2003

Lawrence Wilkerson
Chief of Staff to U.S. Secretary of State, 2002–2005

Dick Zimmer
U.S. House of Representatives (R-New Jersey), 1991–1997

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