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Doctoral Dissertation
Doctoral Dissertation
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Peter Elsner
Universitätsklinikum Jena
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Correspondence Clinical Letter
candidate “especially based on the commitment to the NSDAP remberg Code”, which formed the basis of the “Declaration
and the SS in Austria during the fighting years” [4]. of Helsinki” (subsequently issued) as a fundamental ethical
The thesis was rated as “very good” by the reviewers document with respect to research on humans. Consequently,
(first reviewer: Prof. Timm, second reviewer: Prof. Hämel). voluntary consent of trial subjects (informed consent) is a key
In his assessment, Prof. Hämel states: “The dissertation is ba- prerequisite for any scientific research on human beings; the
sed on extensive studies. The findings provide an interesting individual concerned must thus be able to provide legal con-
insight into origin and race of tattooed individuals as well as sent: “…that the individual must be able to make use of his or
method and correlation with criminality. The present thesis her judgment, unaffected by violence, deception, guile, pres-
undoubtedly enriches our current knowledge […].” [4]. sure, pretense, or any other form of persuasion or force…”
It is uncertain whether the reviewers knew about the [7]. Provisions of the Reich Ministry of the Interior to protect
circumstances under which the thesis had come about. This the participants of medical trials had already existed in the
relates to both ethical and legal as well as scientific aspects. Weimar Republic, a fact that was also pointed out in the legal
Reports on the human rights violations associated with proceedings before the American Military Court [8].
the preparation of the thesis have come from detainees li- The fact that the dissertation presented herein violated
berated from the Buchenwald concentration camp. The Bu- these principles seems obvious, given that ‘informed consent’
chenwald prisoner Gustav Wegerer, chemical engineer from cannot be assumed under the circumstances of detention in
Vienna, reported after his release: “The SS physician Dr. a concentration camp. The reviewers (university professors)
Wagner worked on a dissertation on tattoos; remarkably, all were complicit in human rights violations committed in the
prisoners he had ordered to come to him for examination context of this thesis insofar as they did not recognize the
died, and their tattoos were removed. It is safe to assume that aforementioned violation or did not want to recognize it. Er-
they were liquidated by him in the hospital building.” [5]. ich Wagner – the author of the dissertation and SS physician
According to the statement by the German-Jewish political – was charged with murder by the Offenburg District Court
prisoner Ludwig Scheinbrum, prisoner identification number in 1959. He escaped the verdict by committing suicide on
2765, the SS Untersturmführer Dr. Wagner, camp physician March 22, 1959 [9].
in 1939, “often sent Jewish prisoners from Revierbaracke 2 From the history of medical studies on humans, the
who required too much time to heal to the main quarters following lessons are to be learned:
where they were hosed down.” [5].
However, the scientific authorship of the thesis is also 1. Ethical and legal standards for studies on humans must
questionable. Based on a statement by the Buchenwald priso- be rigorously adhered to, which – for a long time – was
ner and medical writer Paul Grünwald in 1957 [6 ], the disser- not the case, even after the adoption of the Nuremberg
tation was not written by Erich Wagner himself but by Paul guidelines.
Grünwald: “The questionnaire, as printed in the thesis, was 2. A university faculty member supervising a doctoral dis-
designed by me, and I conducted the survey among the 800 sertation should be so deeply involved that he/she is able
prisoners. I also carried out the compilation of data. The re- to assess the circumstances of the dissertation’s develop-
ferences listed in the index were perused by me. In between, ment and to largely rule out plagiarism or third-party
Wagner naturally took an interest in the progress of the the- authorship.
sis, had also looked through the completed questionnaires, 3. Scientific standards as regards methodology and analysis
and – among other things – made sure that particularly be- have to be adhered to.
autiful tattoos were photographed in the photo department.” 4. The above-mentioned standards are only adhered to if
“Following these conversations, the thesis was also written they are part of everyday life and if all those involved
by me, with W. informing himself from time to time and sho- in clinical research are continually made aware thereof.
wing interest. Shortly prior to my release, the manuscript had
been finished. I have now seen and read the printed thesis for As laid down in the German laws for civil servants, uni-
the first time. For sure, the dissertation – in the form of the versity professors have the obligation to not only ensure the
manuscript I left behind at the time – was redacted and, in scientific quality of dissertations carried out under their su-
some parts, marginally altered after my release.” [6 ]. pervision but to also actively commit to the constitution, and
The legal implications of the atrocities of the “Third thus to the protection of human and fundamental rights in
Reich” were addressed by the Allies in the Nuremberg trials. medical research. This is a consequence of the conclusions
Following the “Trial of the Major War Criminals”, the next the fathers of the constitution and the legislature drew from
trial – the “Trial of the Physicians” against 23 defendants – the human rights violations – also committed by physicians
took place from December 9, 1946 to August 20, 1947. In – during the reign of national socialism in order to prevent
its verdict, the American Military Court published the “Nu- them from ever happening again.
© 2017 Deutsche Dermatologische Gesellschaft (DDG). Published by John Wiley & Sons Ltd. | JDDG | 1610-0379/2017/1511 1153
Correspondence Clinical Letter
1154 © 2017 Deutsche Dermatologische Gesellschaft (DDG). Published by John Wiley & Sons Ltd. | JDDG | 1610-0379/2017/1511