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Examining Risk of Escalation: A Critical Review of the Exhibitionistic Behavior


Literature

Article  in  Aggression and Violent Behavior · July 2014


DOI: 10.1016/j.avb.2014.07.001

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Running Head: ESCALATION IN EXPOSING BEHAVIOR 1

Examining Risk of Escalation:

A Critical Review of the Exhibitionistic Behavior Literature

Matthew R. McNally, M.S.a

William J. Fremouw, Ph.D., A.B.P.P.b

West Virginia University


a,b

Department of Psychology
PO Box 6040
Morgantown, WV 26505
United States
Phone: + 1 304 293 2001
Fax: + 1 304 293 6606

Corresponding author: Matthew R. McNally


Email: mmcnall2@mix.wvu.edu
Phone: + 1 304 293 2001
Fax: + 1 304 293 6606
ESCALATION RISK IN EXPOSING BEHAVIOR 2

Abstract

While forensic mental health professionals frequently are asked to assess the risk that

exhibitionistic offenders will increase the severity of their sexual offending, disparate

perspectives exist reflecting the perceived dangerousness of those who engage in exhibitionistic

behavior. The present paper critically reviews the literature regarding the reported link between

male exhibitionistic behavior and contact sexual offending in 12 peer-reviewed, English-

language studies published since 1981. A history of exhibitionistic behavior was prevalent in a

minority of perpetrators of various contact sexual offenses. Over an average follow-up period of

greater than five years, an estimated 5-10% of exhibitionistic perpetrators were found to escalate

to contact sexual offending, while approximately 25% recidivated with a subsequent

exhibitionistic offense. The most supported risk factor for escalation was a general clustering of

antisocial behavior, including a history of sexual and nonsexual convictions. Common

methodological limitations of the research and recommendations for improved validity are

provided, along with suggestions for future research directions.

Keywords: exhibitionistic behavior, indecent exposure, recidivism, escalation, sexual

offending
ESCALATION RISK IN EXPOSING BEHAVIOR 3

1. Examining Risk of Escalation:

A Critical Review of the Exhibitionistic Behavior Literature

Sexual offenses are commonly divided into contact (hands-on) and noncontact (hands-

off) types of offending (MacPherson, 2003). Contact sexual offenses include those in which a

perpetrator makes physical contact with a victim, such as during a forcible rape or other forms of

sexual assault. Perpetrators typically do not physically touch their victims during noncontact

sexual offenses. Noncontact offenses include exhibitionistic behavior, voyeuristic behavior,

making obscene phone calls, communicating with a child online or in person for sexual purposes,

and possession and/or distribution of child pornography. Exhibitionistic behavior—broadly

defined as the exposing of the genitals to an unsuspecting stranger—is the most commonly

reported of all sex offenses (Abel, Becker, Cunningham-Rathner, Mittelman, & Rouleau, 1988;

Firestone, Kingston, Wexler, & Bradford, 2006; Gebhard, Gagnon, Pomeroy, & Christenson,

1965). Exhibitionistic behavior is estimated to occur at rates as high as 2-4% in the general

population (American Psychiatric Association, 2013; Långström & Seto, 2006; Murphy & Page,

2008).

Psychologists and psychiatrists often are asked to assess the risk of future sexual offense

in perpetrators of noncontact sexual offenses. As part of such risk assessments mental health

professionals may be asked to assess not only the risk of continued noncontact sexual offending,

but also the risk that an individual will advance to contact sexual offending (Rooth, 1973).

Evaluating a noncontact offender’s risk of future contact offense is not a simple task. While a

portion of individuals who commit noncontact sexual offenses are also found to commit contact

sexual offenses, historical perceptions of risk of future contact sexual offending for those

charged with and convicted of noncontact sexual offenses have been mixed. Regarding a
ESCALATION RISK IN EXPOSING BEHAVIOR 4

progression from noncontact to contact offending, West (1987) reported that noncontact

offenders, perpetrators of exhibitionistic behavior, are “generally harmless” (p. 39).

Alternatively, Lea, Auburn, and Kibblewhite (1999) surveyed professionals working with sex

offenders and found that 87% of them viewed noncontact sex offenders as having the potential to

escalate in their crimes. Psychololegal professionals have also been divided when assessing risk

of escalation to contact sexual offending, specifically among individuals who expose. For

example, the predominant view in the late 19th century and early 20th century was that

individuals who exposed were “not sexually aggressive” (Rooth, 1973; p 705). Conversely,

various publications in the 1960s and 70s from Australia, Europe, and North America began to

associate exhibitionistic behavior with prior, concurrent, or subsequent acts of sexual violence

including attempted rape, forcible rape, pedophilia, and sexual murder (Cabanis, 1966; Gebhard

et al., 1965; Rooth, 1973). Rooth (1973) and Snaith (1983) have suggested that sexual violence

among persistent exhibitionists is rare. Rooth (1973) cited research indicating that

approximately 10% of persistent exhibitionists progressed to more serious sexual offending

(Cabanis, 1966; Grassberger, 1964). Longo and McFadin (1981) stated that exhibitionistic

behavior has often been handled as a “nuisance offense” by the legal system, but that such

behavior may “progress into other sexually deviant, potentially dangerous behaviors” if untreated

(p. 21). West (1987) detailed that “in rare cases [exhibitionistic behavior] can be a prelude to

more serious crime” (p. 39).

Psycholegal professionals have also debated the risk of future contact offending among

exhibitionistic offenders. A Massachusetts appellate court recently considered whether a

persistent exhibitionist and voyeur with no prior contact sexual offenses could legally be civilly

detained as a sexually dangerous person (Commonwealth v. Almeida, 2013). Among the issues
ESCALATION RISK IN EXPOSING BEHAVIOR 5

discussed was whether an individual with only noncontact sexual offenses was likely to commit

future contact sexual offenses, thus warranting civil commitment as a sexually dangerous person.

Ultimately, the court ruled that the perpetrator’s noncontact sexual offense behavior was enough

to warrant civil commitment on the grounds that such behavior “objectively put [a] victim in fear

of bodily harm by reason of ... a contact sex crime" (Commonwealth v. Almeida, 2013). Such

reports demonstrate that concerns that exhibitionistic offenders will escalate to contact sexual

offending has been, and continues to be, a relevant topic of debate in the realms of psychology

and law.

A literature review by Blair and Lanyon (1981) summarized methodological limitations

of studies on the etiology and treatment of exhibitionistic behavior from 1960 to 1980, but did

not address escalation to contact sexual offending. Furby, Weinrott, and Blackshaw (1989)

reviewed the literature on sexual offender recidivism including six studies with exhibitionist

samples (none of which met criteria for inclusion in the present review), finding sexual reoffense

rates ranging from 0-71% for exhibitionists with regard to both contact and noncontact offense

types. Since the Blair and Lanyon (1981) review, a number of studies have emerged that allow

for the examination of the relation between exhibitionistic behavior and contact sex offending.

One such study found greater than a quarter of 561 non-incarcerated males had

committed both contact and noncontact sexual offenses (Abel et al., 1988). While some contact

sexual offenders recidivate with noncontact offenses, the present review is primarily concerned

with contact recidivism following a specific noncontact offense—exhibitionistic behavior. Of

particular interest are the rates at which perpetrators of exhibitonistic behavior recidivate by

escalating to a more serious sexual offense involving contact, and the identification of factors

that may differentiate those exhibitionistic offenders who escalate in their sexual offending.
ESCALATION RISK IN EXPOSING BEHAVIOR 6

With regard to such factors, researchers have hypothesized a multitude of mechanisms by which

perpetrators of exhibitionistic behavior progress to contact sexual offending. After reviewing the

literature regarding exhibitionism and indecent exposure, Rooth (1971) developed a two-pronged

typology of perpetrators of exhibitionistic behavior. The first type is described as inhibited,

displaying a flaccid penis during the exposure. The second type, labeled “sociopathic,” is

frequently characterized by the exposure of an erect penis (Rooth, 1971; p. 213). While

individuals who expose frequently have features of both types, Rooth (1971) states that the more

an individual approximates the sadistic and sociopathic type II exhibitionist, the more likely he is

to have other sexual disorders that may include contact sexual offending.

An alternate explanation for escalation to contact offending is the courtship disorder

hypothesis, which purports that exhibitionism is part of a progression of sexual behaviors that are

socially aberrant, but functionally-equivalent to a typical pattern of dating (Freund, 1990). For

instance, the deviant progression of voyeurism, exhibitionism, frotteurism, and rape is analogous

to characteristic stages of courtship: locating a partner, interacting with a partner prior to

physical touch, establishing physical contact, and sexual intercourse. In courtship disordered

individuals, the preference for rape over consensual sexual intercourse is referred to as a

“preferential rape pattern” (p. 198, Freund, 1990). Courtship disorder has been proposed as an

explanation for both high comorbidity among various paraphilic behaviors and the relation

between the less severe noncontact sexual offenses and more severe contact sexual offending.

Furthermore, Kafka (2003a, b) has suggested hypersexuality as an underlying mechanism that

may explain a link between noncontact and contact sexual offenses (Morin & Levenson, 2008).

Other researchers have attempted to identify variables that differentiate which perpetrators of

exhibitionistic behavior progress to contact sexual offending. Some reported predictors of


ESCALATION RISK IN EXPOSING BEHAVIOR 7

contact sexual offending include: preferential exposure toward children (Mohr, Turner, & Ball,

1962); convictions for previous nonsexual offenses (Rooth, 1971); masturbating while exposing,

communicating with the victim while exposing, or touching a victim while exposing (Petri,

1969; Sugarman, Dumughn, Saad, Hinder, & Bluglass, 1994); and low intelligence, features of

conduct disorder, or personality disorders (Bluglass, 1980). The present review examines the

evidence for the purported mechanisms by which perpetrators of exhibitionistic behavior

progress to contact sexual offending with respect to the methodological rigor of the examined

studies.

1.1 Purpose and Procedure

By synthesizing and evaluating the relevant literature relating to escalation from

exhibitionistic behavior to contact sexual offending among males1 from 1981 to 2013, the

present review fills a gap in the literature. Rates of recidivism and escalation to contact offenses

are examined among exhibitionistic offenders, and methodological strengths and weaknesses are

evaluated with respect to internal, external, statistical conclusion, and construct validities

(Kazdin, 2003). Conclusions, relevant variables, and conceptual issues relating to a progression

from exhibitionistic behavior to contact sexual offending are discussed in light of methodological

strengths and weaknesses. The goals of the present critical review are to inform psycholegal

clinicians and researchers of the present state of the literature regarding contact sexual offending

among exhibitionistic offenders in order to: 1) clarify rates of escalation to contact sexual

offending and associated risk factors to inform clinical risk assessment, and 2) promote and

guide future research into risk of contact sexual offending among exhibitionistic offenders.

1
The study by Bader et al. (2008) includes 5 females (4.7%) in a sample of 106 exhibitionistic
perpetrators. This is the only reviewed sample to include females.
ESCALATION RISK IN EXPOSING BEHAVIOR 8

Pertinent studies were obtained by searching the Google Scholar, EBSCO Host, and

PubMed databases for combinations of the key terms “exhibitionism,” “exhibitionist,” “indecent

exposure,” “recidivism,” “progression,” and “escalation.” Additionally, reference sections of

obtained articles were scoured for relevant studies. A study was included in the critical review if

it: (a) was published in a peer-reviewed journal after 1980, (b) was written in English, (c)

examined individuals charged, adjudicated, or believed to have committed acts of public

exposure2, and (d) provided information regarding at least one type of contact sexual offense

(i.e., not recidivism via further exhibitionistic behavior or other noncontact offending)

perpetrated by individuals believed to have committed acts of public exposure. Twelve studies

satisfied the inclusion criteria and were included in the present critical review 3. Studies were

divided into two subtypes: correlational studies and recidivism studies. Correlational studies

explored all associations among exhibitionistic behavior and contact sexual offending, while

recidivism studies examined exhibitionistic behavior as an index offense occurring prior to

contact sexual offending. The reviewed studies were organized chronologically within the

correlational and recidivism sections respectively. Geographic and demographic information

2
This is an inclusive definition that captures the breadth of psychological and legal studies
relating to exhibitionistic behavior, encompassing samples of individuals clinically diagnosed
with exhibitionism/exhibitionistic disorder as well as individuals who are legally charged with or
convicted of indecent exposure, public exposure, or a similar offense resulting from genital
exposure.
3
Despite meeting inclusion criteria, one study (Romero & Williams, 1985) was excluded after
the sample sizes of genital exhibitionists (n = 48 in the introduction and n = 39 in the results) and
pedophiles (n = 39 in the introduction and n = 48 in the results) were reported in an inconsistent
manner throughout the manuscript. Such inconsistency threatened the validity of conclusions
that could be derived regarding genital exhibitionists (e.g. recidivism rates, variables associated
with reoffense) in the Romero and Williams (1985) article and thereby limited the utility of
including the article in the current review.
ESCALATION RISK IN EXPOSING BEHAVIOR 9

regarding the recidivism and correlational studies, along with summaries of the major findings

can be found in Table 1 and Table 2. Table 3 contains a summary of the methodological

concerns relating to the four types of validity across all studies and provides suggested

methodological corrections to guide future research.

2. Critical Review of Relevant Literature

2.1 Review of Correlational Studies (n = 6)

Longo and Groth (1983) examined juvenile histories of exhibitionism, voyeurism, and

compulsive masturbation in 231 males from United States correctional and treatment centers

who were convicted of sexual assaults. Individuals were either convicted of sexual assault

against adults (n = 103) or against children (n = 128). Interviews regarding juvenile sexual

behaviors and experiences were conducted with each individual, and each individual’s medical

and legal records were reviewed. Overall, 50 (22%) males convicted of sexual assault reported

engaging in repetitive exhibitionistic behavior as juveniles. Of these individuals, 35 were

convicted of sexual assault against children and 15 were convicted of sexual assault against

adults. An additional four males convicted of sexual assault against adults were suspected of

persistent exhibitionistic behavior by researchers.

While the researchers obtained an adequate sample size to perform various statistical

difference tests among groups, only descriptive statistics were reported. The sample was

obtained from two geographically-distinct areas of the United States, but the external validity of

the study is questionable because the researchers did not report the basic demographic

characteristics of their sample. The interview procedure was not adequately described, nor was

the procedure used to determine whether exhibitionistic behavior was present, suspected, or

absent in an offender’s history. The age range during which sex offenses were counted as
ESCALATION RISK IN EXPOSING BEHAVIOR 10

“juvenile” was not defined. Despite these limitations, Longo and Groth (1983) found that

approximately one quarter (n = 54) of their sample of males convicted of sexual assault had a

history of persistent exhibitionistic behavior.

In a subsequent study, Lang, Langevin, Checkley, and Pugh (1987) compared the sexual

histories of 34 repetitive exhibitionists with a control group of 20 offenders without mental

illness who were never convicted of sexual or violent crimes. All individuals completed four

questionnaires: A personal history form regarding demographic information and social and

criminal history; an abbreviated version of the Clarke Sexual History Questionnaire (SHQ;

Freeman, Mann, & Handy, 1977) to examine exhibitionistic frequency and behavior; a

transvestism questionnaire (Blanchard, 1985); and the Feminine Gender Identity Scale (Freund,

Langevin, & Satterberg, 1977). The Shipley Institute of Living Scale (Shipley-Boyle, 1967) was

administered as a measure of intelligence, and MMPI L, K, and F scales (Dahlstrom, Welsh, &

Dahlstrom, 1972) were used to assess socially desirable responding. The groups did not

significantly differ with regard to age, education, marital status, IQ, or socially desirable

responding. The control group had a significantly greater mean number of nonsexual offenses.

Of the exhibitionists, 24 (70.6%) reported engaging in voyeuristic behavior, 13 (38.2%)

in frotteurism, nine (26.5%) in toucherism, 11 (32.4%) in obscene phone calls, and six (17.7%)

admitted to rape. There was a low base rate of similar behaviors reported among the control

group, however significant differences were not always observed as small group sample sizes

often did not provide enough statistical power to detect a mean difference. Seven (20.59%)

exhibitionists had a history of violent criminal charges; five were charged with indecent assault,

three with common assault, and two with attempted rape. The seven violent exhibitionists were

found to be significantly older, to have more lifetime sexual offense convictions, and to be more
ESCALATION RISK IN EXPOSING BEHAVIOR 11

likely to touch victims or use “vulgar” language during exposure than the 27 nonviolent

exhibitionists.

The Lang et al. (1987) study identified a correlation between exhibitionistic behavior and

other self-reported contact and noncontact sexual offenses, and demonstrated that self-reported

sexual offending rarely occurred among a sample of nonviolent, nonsexual offenders. The small

sample size is the greatest limitation of the study. With such small group sample sizes, the study

did not have the statistical power to detect but the most sizeable of significant differences. For

example, six exhibitionists admitted to rape compared to zero controls; yet, a significant

difference was not observed. Because of the small sample size, the results obtained in the violent

versus nonviolent exhibitionist comparisons must also be interpreted with caution and are most

meaningful in the context of corroborating evidence from other studies.

Lifetime comorbidity among various paraphilias, rape, homosexuality, and

transsexualism were determined by Abel et al. (1988) via structured interviews of 561

nonincarcerated males voluntarily seeking treatment and/or evaluation for paraphilias at two

United States treatment centers in Tennessee and New York from 1977 to 1985. All individuals

in the study watched a video-taped presentation emphasizing the present and future

confidentiality of information obtained during the interview procedure before providing their

written consent to participate. A structured interview was then administered to participants to

diagnose them with paraphilias using DSM-II or DSM-III criteria while allowing for co-

occurring paraphilia diagnoses. Abel et al. (1988) found that 146 (26%) of their sample

participated in both assaultive/touching behaviors (such as child molestation, rape, and

frotteurism) and nonassaultive/nontouching behaviors (such as voyeurism, exhibitionism, and

public masturbation). It is important to note that, in this study, public masturbators (n = 17) were
ESCALATION RISK IN EXPOSING BEHAVIOR 12

differentiated from exhibitionists in that exhibitionists achieved maximal arousal from being

witnessed by an unsuspecting individual while no such condition was placed on individuals

masturbating in public. Of 142 individuals diagnosed as exhibitionists in the sample, 93% had

more than one paraphilia. Exhibitionists in the study had a mean of 4.2 lifetime paraphilias. In

potentially overlapping categories, 65 (46%) of these individuals were diagnosed with female

nonincestuous pedophilia, 31 (22%) with male nonincestuous pedophilia, 31 (22%) with female

incestuous pedophilia, and 7 (5%) with male incestuous pedophilia. Thirty-five exhibitionists

(25%) had raped before, and 23 (16%) had incidences of frottage.

The Abel et al. (1988) study had several methodological strengths including a substantial

sample size, using samples from two different geographic locations, and using a structured

interview procedure with stringent criteria—recurrent and repetitive urges and at least one

incidence of a behavior—to diagnose exhibitionism. The authors emphasized the confidentiality

and voluntary nature of the study as attempt to mitigate the participants’ underreporting for

social desirability reasons. Weaknesses of the Abel et al. (1988) study include threats to internal

validity resulting from a failure to report any of the following: the name or psychometric

properties of the structured interview used, procedures used to train interviewers in the structured

interview protocol, and a measure of interrater reliability. An additional weakness was the

reliance on self-reports without external validation. The authors note that the sample of

exhibitionists reported approximately 150 times the number of exhibitionistic behaviors as were

found in their arrest records. The potential for inaccuracy based on uncorroborated self-reports

is a threat to both internal and external validity in the Abel et al. (1988) study. A further threat to

the external validity was the use of a restricted sample. Although individuals from two separate

evaluation and treatment centers were interviewed, data from nonincarcerated individuals who
ESCALATION RISK IN EXPOSING BEHAVIOR 13

voluntarily report for evaluation or treatment may not generalize to all exhibitionists.

Furthermore, an uncommon distinction was made between exhibitionists and public masturbators

that further restricted the exhibitionist sample. The population of perpetrators of exhibitionistic

behavior includes nonincarcerated, treated perpetrators as well as individuals incarcerated for

exhibitionistic behavior (including public masturbation) and individuals who have neither been

incarcerated nor have sought treatment or evaluation. Finally, the Abel et al. (1988) study was

descriptive in nature and did not employ statistical procedures to test for differences among

groups.

The Abel et al. (1988) investigation highlights the co-occurrence of various paraphilias

(e.g., exhibitionism) and related behaviors like rape. This particular study does not provide

relative temporal information regarding the participation in paraphilic behaviors. The way in

which paraphilias were counted reflected paraphilic comorbidity in the sample, but not at the

individual level. While correlations among exhibitionism, rape, pedophilia, and frottage are

observed at the group level, conclusions regarding progression from exhibitionism to contact

sexual offenses among individuals are not able to be drawn from this study.

Later, Stermac and Hall (1989) reviewed the criminal and psychiatric histories of 50 adult

male inpatients at a Toronto psychiatric facility who were charged with or convicted of a sexual

offense against an adult female. Each perpetrator’s current and prior sexual offenses were coded

on a seven-point scale from least serious (e.g., indecent exposure or obscene phone calls) to most

serious (e.g., kidnapping/abduction with sexual assault) by two researchers. A strength of the

study was the report of measures of interrater reliability, which ranged from .67 to .94 across

coded variables. Perpetrators were assigned to one of three escalation categories. Escalators (n =

16) were perpetrators whose most recent offense was rated as more severe than any prior sexual
ESCALATION RISK IN EXPOSING BEHAVIOR 14

offense. Nonescalators (n = 16) were perpetrators whose most recent offense was lower than or

equal to the rated severity of any past sexual offense, and first time offenders (n =18) were those

with no prior sexual offenses. Six escalators (37.5%) had previously been convicted of obscene

telephone calling or exhibitionism, while one (6.2%) escalator had a current charge of

exhibitionism or obscene telephone calls. This difference indicates that that five (31.3%)

escalators currently convicted of contact offenses, ranging from indecent assault and rape to

abduction with sexual assault, had a prior conviction for exhibitionism or obscene telephone

calls. Four (25%) nonescalators had index offenses of obscene telephone calls or exhibitionistic

behavior compared to two (12.5%) nonescalators who were previously convicted of the same

offenses, indicating that two of these individuals were previously convicted of a contact sexual

offense.

While the sample used in the Stermac and Hall (1989) study was small and restricted, the

most notable limitations involve definitional issues that threaten validity of constructs discussed

in the study. A progression from exhibitionistic behavior to contact sexual offending cannot be

accurately evaluated because exhibitionistic behavior was not treated as a separate construct

from obscene telephone calls. Furthermore, the categories used (e.g., escalator, nonescalator)

were dependent on the nature of the most recent offense in comparison to all past offenses.

Classifying escalation in this way may exclude individuals who have previously escalated in

severity of sexual offenses, but did not do so during the current offense. In summary, the

Stermac and Hall (1989) study provides correlational evidence that seven of 11 individuals

convicted of either exhibitionistic behavior or obscene telephone calls had also committed a

contact sexual offense.


ESCALATION RISK IN EXPOSING BEHAVIOR 15

A study of 45 male pedophilic sex offenders in residential treatment programs examined

Axis I and Axis II psychiatric comorbidities (Raymond, Coleman, Ohlerking, Christenson, &

Miner, 1999). Each individual was assessed by one of the study’s authors using the Structured

Clinical Interview for DSM-IV Axis I Disorders: Patient Edition (SCID-P; First, Spitzer,

Gibbon, & Williams, 1995) along with semi-structured interviews developed by the authors to

assess sexual disorders and impulse disorders. Three individuals (6.7%) met criteria for

exhibitionism at the time of the study, while six individuals (13.3%) met lifetime criteria for

exhibitionism. Of exhibitionistic individuals, the mean age of onset for exhibitionism was eight

years (SD = 5.8), the earliest mean age of onset of all paraphilias examined. Raymond et al.

(1999) used pedophilia as the reference diagnosis. In doing so, only correlational information—

that 13.3% of the pedophilic sample had ever met criteria for exhibitionistic behavior—can be

garnered from the study. A significant strength of the study is the use of a structured interview

(SCID-P). Limitations include a small, homogenous sample, the omission of a discussion of

interviewer training techniques or measures of interrater reliability, and the lack of reporting of

intercorrelations among diagnoses. While the sample was identified based on meeting the

criteria for a pedophilia diagnosis, enough information was gathered to describe intercorrelations

among Axis I and Axis II disorders. The excluded reporting of such intercorrelations limits the

applicability of the study to the current review.

A recent study examined police reports of indecent exposure and sexual offenses in 106

individuals in Lincoln, Nebraska from September 1998 to September 2003 (Bader, Schoeneman-

Morris, Scalora, & Cassady, 2008). Indecent exposure incidents were identified by graduate

students who reviewed police reports. To be included in analyses, incidents had to include the

exposing of genitals “to an unsuspecting stranger with implied sexual intent,” excluding
ESCALATION RISK IN EXPOSING BEHAVIOR 16

“consensual sexual activity in a vehicle, public urination, mooning, or violation(s) of decency

statutes in dance clubs” (p. 274). A total of 254 incidents meeting the criteria were identified.

Of the incidents, 152 were committed by unknown individuals and excluded from analyses,

while the remaining 202 incidents were committed by 106 known offenders.

The sample of 106 offenders ranged from 16 to 76 years and included 101 (94.3%)

males. The majority of individuals exposed to one victim during each exposure event (M = 2.5,

SD = 3.9). A minority of the sample (31.1%) had more than one recorded exposure incident. Of

the sample of indecent exposure perpetrators, seven (6.6%) had rape charges and seven (6.6%)

had molestation charges4. The 12 indecent exposure perpetrators charged with contact

offenses—rape and molestation—had a higher mean number of indecent exposure incidents and

physical assault charges than those perpetrators without rape or molestation charges. A review

of criminal histories indicated that the total sample averaged 30 (SD = 44.4) nonsexual charges,

most frequently for traffic violations.

The strengths of the Bader et al. (2008) study include obtaining a sample of 106

perpetrators of indecent exposure, reporting criteria for selecting indecent exposure incidents,

and measuring and reporting interrater reliability for coded demographic and offense

characteristics. The Bader et al. (2008) investigation suffers from several flaws. The use of a

restricted sample limits the generalizability of the results. The sample was restricted in two

ways; it was limited to a single geographic area, and it was limited to perpetrators of indecent

exposure who were identified by law enforcement. The validity of the subsequent offense rates

and types is threatened by variable and occasionally brief follow-up times for each perpetrator.

4
One individual could be counted in both rape and molestation categories.
ESCALATION RISK IN EXPOSING BEHAVIOR 17

For instance, individuals who committed an act of indecent exposure in September of 1998 had a

five-year follow-up period, while individuals who committed the same act in March of 2003

were followed for a mere six months. A measure of interrater reliability was provided for the

coding of perpetrator, victim, and incident demographics, but no such statistic was provided for

the initial identification of cases. The absence of this statistic presents a threat to the reliability

of incident selection, which impacts the internal validity of the study. No measures of effect size

were provided to give context to observed difference scores, threatening statistical conclusion

validity. Although the authors reported that they correctly refrained from attempting

multivariate analyses due to small cell sizes, such a problem could be rectified by increasing the

sample size in the study. And while the authors reported including a unique subsample of five

female perpetrators of indecent exposure, no descriptive or statistical analyses were reported

about the female perpetrators.

In summary, the Bader et al. (2008) found that indecent exposure perpetrators with rape

or molestation charges were significantly more likely to have physical assault charges and had

significantly more indecent exposure charges than indecent exposers without rape or molestation

charges. Nevertheless, the study does not indicate whether the contact offending charges

occurred prior or subsequent to indecent exposing, allowing for conclusions regarding

correlation between contact sexual offending and indecent exposure, but not escalation from

exposure to contact offending.

2.1.1. Summary of methodological strengths and concerns in correlational studies.

The magnitude of obtained samples, as well geographic diversity, were significant

strengths in many of the correlational studies. Additionally, correlational investigations using

interviews did so utilizing structured instruments. The reviewed correlational studies shared
ESCALATION RISK IN EXPOSING BEHAVIOR 18

several common methodological flaws. In many of the studies, a percentage of the total sample

was reported to have a particular diagnosis or legal charge (e.g., pedophilia or indecent assault);

however it was not clear how many of the reported diagnoses or charges overlapped within an

individual and how many were unique. For example, if 6.6% of the sample was charged with

rape and 12.7% was charged with indecent exposure, it was unclear how many of the indecent

exposure perpetrators were also rape perpetrators. This lack of explication of offense or

diagnosis overlap clouds the precision of the reviewed correlational studies. Similarly,

aggregating various types of noncontact offenses (e.g., combining voyeurism, obscene phone

calls, and exhibitionistic behavior) was not uncommon and obstructed an analysis of the unique

relation between exhibitionistic behavior and contact sexual offending. The temporal order of

offenses was not frequently reported, limiting the conclusions that could be drawn with regard to

escalation in sexual offending.

Furthermore, in some studies, terms for charges or diagnoses were not operationally

defined, leaving a reader to speculate about whether an individual described as an exhibitionist

met criteria for formal psychiatric diagnosis, had a criminal charge of exhibitionistic behavior, or

reported exhibitionistic behavior. Other persistent concerns across the reviewed correlational

studies include not clearly reporting study procedures, interrater reliability, or sample

characteristics, and not adequately discussing assessment instruments that were used. The

majority of the reported samples were homogenous, consisting of individuals incarcerated or in

treatment at a single facility in one geographic location, thus limiting the generalization of the

obtained results to more diverse populations. Finally, the studies had inconsistent follow-up

times threatening the validity of reported reoffense rates. Employing either minimum or

equivalent follow-up times would improve the validity of measured rates of reoffending.
ESCALATION RISK IN EXPOSING BEHAVIOR 19

2.1.2. Conclusions from correlational studies.

Despite the stated methodological concerns, the reviewed correlational studies provide

evidence to draw several conclusions relating to escalation from exhibitionistic behavior to

contact sexual offending. First, contact sexual offending does occur among perpetrators of

exhibitionistic behavior. Second, perpetrators of contact sexual offenses and related behaviors

(including rape, sexual assault, frotteurism, and pedophilia) report histories of exhibitionistic

behavior. It is clear that incidences of exhibitionistic behavior occur both prior and subsequent

to incidences of contact sexual offending. Still, the correlational information provided by this set

of studies is not sufficient to determine whether exhibitionistic behavior or contact sexual

offending is more commonly the initial sexual offense type.

With regard to risk factors, one study found those who exposed and committed contact

offenses had a higher mean number of exposure incidents and were more likely to have a

physical assault charge than individuals who exposed but did not have contact offenses (Bader et

al., 2008). Another study cited more historical sex offense convictions as a risk factor for

escalation (Lang et al., 1987). Equivocal evidence was found supporting and refuting

communication with the victim during an exposure incident as a risk factor (Bader et al., 2008;

Lang et al., 1987).


Running Head: ESCALATION IN EXPOSING BEHAVIOR 20

Table 1

Demographic Information and Relevant Findings from Correlational Studies


Authors (Year)Number and Type Location(s) Age (years) and Relevant Findings
of Subjects Race/Ethnicity
Longo & Groth N = 231 males Connecticut NR N = 54 (23%) exposed repeatedly as juveniles
(1983) convicted of and Florida
sexual assault (United States)

Lang et al. N = 54 male Edmonton, Exhibitionist: Self-reported contact offense history (exhibitionists):
(1987) offenders Alberta M = 26.65 n = 6 (17%) rape; n = 9 (26.5%) toucherism; n = 13 (38.2%)
(n = 34 persistent (Canada) SD = 7.50 frotteurism
exhibitionists;
n = 20 nonviolent Control: N = 7 (20.6%) violent exhibitionists (convicted of 5 indecent
controls) M = 25.28 assaults, 2 attempted rapes, 1 assault) were older, had more sex
SD = 7.43 offense convictions, made more obscene phone calls, were
more likely to touch female strangers and use vulgar language
during exposure, and were less likely to expose to pubescent
females than nonviolent exhibitionists

Abel et al. N = 561 males New York and Full sample: N = 132 exhibitionists (93%) had >1 paraphilia (M = 4.2)
(1988) seeking treatment Tennessee M = 30.5
for paraphilias (United States) Range 13-76 Contact offenses: n = 65 (45.8%) nonincestuous pedophilia
(n = 142 with female; n = 31 (21.8%) nonincestuous pedophilia with
exhibitionists) 62.1% White male; n = 31 (21.8%) incestuous pedophilia with female; n = 7
23.8% Black (4.9%) incestuous pedophilia with male; n = 35 (24.6%) rape;
11.2% Hispanic n = 23 (16.2%) frotteurism

Stermac & N = 50 male sex Toronto, M = 27 years n = 5 (10%) escalated from exhibiting/obscene phone calls
Hall (1989) offenders (n = 16 Ontario (range 17 – 42) (category not disaggregated) to contact sex offenses
escalators, n =16 (Canada)
nonescalators, n n = 2 (4%) convicted of exhibiting/obscene phone calls had
previously been convicted of contact sexual offending
ESCALATION RISK IN EXPOSING BEHAVIOR 21

= 18 first time
offenders) n = 4 (8%) convicted of exhibiting/obscene phone calls had
never been convicted of a contact sexual offense

Raymond et al. N = 45 males Minnesota M = 37 n = 6 (13.3%) met lifetime criteria for exhibitionism; N = 3
(1999) diagnosed with (United States) (6.7%) met criteria for exhibitionism at the time of evaluation
pedophilia 89% Caucasian;
7% African
American; 2.2%
Hispanic; 2.2%
Other

Bader et al. N = 106 Lincoln, M = 35.6 n = 12 (11.3%) had rape or molestation charges.
(2008) individuals (n = Nebraska SD = 12.1 12 contact offenders committed more mean indecent exposure
101 males) in (United States) incidents and were more likely to be charged with physical
police reports for 81.1% assault than noncontact offenders
indecent exposure Caucasian; 8.5%
African Contact offenders no more likely than noncontact offenders to
American; communicate with victims, expose to child victims, or
4.7% Asian; masturbate during exposure
2.8% Latino
Note. NR = Characteristics of the sample were not reported; M = Mean; SD = Standard Deviation.
Running Head: ESCALATION IN EXPOSING BEHAVIOR 22

2.2. Review of Recidivism Studies (n = 6)

Like Bader et al. (2008), Berah and Myers (1983) also employed the use of law

enforcement records to examine exhibitionistic behavior. Berah and Myers (1983) reviewed

police records of prior and subsequent offenses perpetrated by 151 males convicted of “willful

and obscene exposure in Melbourne, Australia” (p. 366). Individuals were followed for a mean

period of 7.13 years (SD = 4.39) past the date of their first conviction for indecent exposure. The

number of indecent exposure convictions in the sample ranged from one to 18 (M = 2.94; SD =

3.11). Fifty-seven percent of the sample had two or more indecent exposure convictions.

Approximately one-third (n = 47; 31%) of the sample had convictions for indecent exposure

only. Those convicted of charges other than indecent exposure averaged 9.33 (SD = 14.89)

convictions. Of 78 individuals with other convictions prior to a first indecent exposure

conviction, 19 were convicted of indecent assault, 13 of offensive behavior, 7 of indecent

behavior, 21 of assault, 35 of property crimes, and 35 of driving offenses and parole violations.

Of 665 individuals with other convictions subsequent to a first indecent exposure conviction, 15

were convicted of indecent assault, 16 of offensive behavior, five of indecent behavior, 15 of

assault, 22 of property crimes, and 43 of driving offenses and parole violations. One individual

was convicted of assault with intent to rape prior to a first indecent exposure conviction, while

one individual was convicted of the same charge after the first indecent exposure conviction.

The authors note that the definitions of “indecent behavior,” “indecent assault,” and

“offensive behavior” are broad enough to include offenses that are and are not “of a more serious

nature than indecent exposure” (p.368-9). A major limitation of the Berah and Myers (1983)

5
40 individuals were convicted of crimes both before and after their first incidence of indecent
exposure.
ESCALATION RISK IN EXPOSING BEHAVIOR 23

study is that the lack of specific offense information makes it impossible to ascertain whether an

escalation or progression in sexual offending occurred in the sample. A further limitation is the

inclusion of only those convicted of indecent exposure, as opposed to those charged with the

same offense. Strengths of the Berah and Myers (1983) study include obtaining a sample of 151

individuals, exploring legal history both prior and subsequent to the indecent exposure offense,

and following offenders for a mean of seven years after the index indecent exposure conviction.

Berlin, Hunt, Malin, Dyer, Lehne, and Dean (1991) examined recidivism in a sample of

626 males who admitted to “inappropriate sexual acts,” “desire(d) to receive help,” and attended

at least one outpatient group psychotherapy session (p. 12). The sample of 406 pedophiles, 111

exhibitionists, and 109 sexual aggressives—males who sexually assaulted women—was drawn

from 2,259 individuals treated at the Johns Hopkins Sexual Disorders Clinic in Baltimore,

Maryland between 1978 and 1990. Pedophiles and exhibitionists were diagnosed using DSM-III-

R criteria, while sexual aggressives were diagnosed by the presence of sexual assault behavior.

Of the 111 exhibitionists, 66% had no prior sexual offenses and 79% had no prior nonsexual

charges. All individuals were treated as outpatients with a combination of individual therapy,

family therapy, and group outpatient therapy. Approximately 40% were treated with medication

used to lower testosterone production.

Period at risk (PAR) for recidivism for each individual was defined as the time from the

first day of treatment until follow-up survey data was obtained or death occurred, not including

time spent incarcerated. Recidivism was defined as a charge of a subsequent offense regardless

of conviction. Over a mean PAR of 5.59 years, 26 (23.4%) of 111 exhibitionists sexually

recidivated compared to less than five percent of pedophiles and sexual aggressives over a

similar period. The 26 recidivists accounted for 72 (81.9%) sexual offenses including 59
ESCALATION RISK IN EXPOSING BEHAVIOR 24

incidences of indecent exposure, eight (11.1%) incidences of another noncontact sexual offense

(e.g. voyeurism), one (1.4%) incidence of sexual contact without penetration or force, and six

(5.5%) incidences without a description. Sexual recidivism was examined in the context of

treatment compliance. Since the beginning of treatment, 14 of 43 (32.6%) noncompliant

exhibitionists sexually recidivated and 18 (41.9%) nonsexually recidivated over a mean PAR of

5.94 years. Of 42 compliant exhibitionists, six (12.5%) sexually recidivated and five (10.4%)

nonsexually recidivated over a mean PAR of 5.77 years.

Berlin et al. (1991) examined recidivism in 111 exhibitionists sampled from a single

Maryland clinic over a period of 12 years. The substantial mean follow-up time (5.59 years) did

not include time served for incarcerations during or subsequent to treatment. In this study, the

lack of a randomized control group and the concurrent use of testosterone-lowering medication

for some of the sample limit the inferences that can be drawn regarding the effectiveness of

treatment. The lack of reporting of demographic characteristics specific to exhibitionists or

minimum and maximum follow-up times limit the generalizability of the results to other

samples. The desire to receive help was an inclusion criterion that may differentiate the sampled

exhibitionists from the population of exhibitionists. Furthermore, the definition of recidivism

was based solely on legal records and used legal charges as opposed to convictions as the

threshold for recidivism. In summary, approximately one quarter of sampled exhibitionists

recidivated sexually over a mean follow-up time of 5.59 years, but less than one percent of

exhibitionists escalated to contact offending over the same period at risk.

Mair and Stevens (1994) reviewed records of criminal convictions of 75 Scottish

individuals charged with sex crimes (38 hands-on charges, 37 hands-off charges) in 1981 or

1982. Convictions occurring prior to the index charge, as well as convictions occurring in the 10
ESCALATION RISK IN EXPOSING BEHAVIOR 25

years following the index charge were reviewed. Twenty-five of the 37 hands-off offenders

exposed their genitals during the index offense resulting in 17 charges of indecent exposure and

eight charges of breach of peace or lewd and libidinous practices and behavior. Zero hands-on

offenders exposed their genitals during the index offense.

Prior to the index offense, more hands-off offenders (n = 21; 57%) were convicted of sex

offenses than hands-on offenders (n = 7; 18%), p < .001. A substantial percentage of offenders

committing hands-off index offenses had previously committed hands-on offenses such as lewd

and libidinous practices and behavior ( 8%)6, gross indecency ( 2%), indecent assault (

13%), and unlawful sexual intercourse ( 2%). Similarly, more hands-off offenders (n = 10;

27%) were convicted of sex crimes than hands-on offenders (n = 2; 5%) after the index offense,

p = .008. Subsequent convictions in the hands-off offenders were limited to breach of the peace,

indecent exposure, and lewd and libidinous practices and behavior offenses. The authors state

that behavioral descriptions of convictions occurring before and after the index offenses were not

available, but that the nature of such charges was less severe after the index offenses in the total

sample and in the hands-on and hands-off subsamples.

Mair and Stevens’ (1994) use of either criminal charges or convictions as an indicator of

the index offense was a methodological strength employed to enhance the generalizability of

results to samples other than those criminally convicted. Conversely, recording only convictions

in the subjects’ prior and subsequent criminal histories served to limit the generalizability of

results regarding prior and subsequent offense rates among these offenders. The lack of

specificity in defining the behaviors an offender performed that resulted in the reported legal

6
Percentages are approximate as they were derived from a graph and not reported elsewhere in
the study.
ESCALATION RISK IN EXPOSING BEHAVIOR 26

charges threatens construct validity in the study. Finally, determining index offense by date of

commission is not amenable to the study of escalation from exhibitionistic behavior to contact

sexual offending. In doing so, the authors labeled several men as hands-off offenders based on

their index offense when these individuals had previously committed hands-on crimes. Using the

first identifiable charge or conviction provides the necessary temporal precedence from which to

examine possible escalation in sexual offending and reduces the risk that an individual who has

previously perpetrated a hands-on offense will be mislabeled a hands-off offender.

Meanwhile, Sugarman et al. (1994) examined criminal records of 210 English males

convicted of indecent exposure. Eight to 25 years of follow-up data on subsequent offenses was

available for all individuals in the study, while records of prior offenses were also examined. Of

the 210 individuals, 54 (26%) had at least one conviction for a contact sexual offense (37% prior,

63% subsequent to first exposure)—defined as “convictions other than indecent exposure and

obscene telephone calls” (p. 289). Individuals with contact sexual offenses were compared to the

156 offenders without contact sexual offenses on a variety of domains. Individuals perpetrating

contact offenses were more likely to have a family histories of substance abuse, criminality, or

intellectual impairment, but less likely to have family histories of mental illness. Contact

offenders were more likely to have personality disorder and childhood conduct disorder

diagnoses, and were more likely to have an excessive libido—defined as an average of more than

one orgasm per day. Contact offenders were less likely to report dysphoric mood at the time of

the exposure, more likely to expose at more than one site, speak to victims, corner or pursue

victims, touch victims during exposure, and have a penile erection or masturbate during an

exposure than noncontact offenders. Finally, contact offenders had exposed to younger victims,
ESCALATION RISK IN EXPOSING BEHAVIOR 27

were themselves younger at the age of their first offense of any kind, and were more likely to be

convicted of property crimes or criminal damage offenses than noncontact offenders.

While Sugarman et al. (1994) obtained a substantive sample size, and tracked individuals

for eight to 25 years beyond the first exposure conviction, it is not without limitations. In threats

to construct validity, several individuals were reported to have touched victims during their

offenses, but incurred charges of indecent exposure resulting in a classification as a noncontact

offender. Additionally, the definition of contact sexual offenses as “convictions other than

exposure and obscene phone calls” (p. 289) makes it possible that individuals convicted of other

offenses that are traditionally considered noncontact offenses (e.g., voyeurism, possession of

child pornography) were classified as contact offenders. Variable follow-up times threaten

statistical validity of comparisons of subsequent offending. Finally, the authors did not identify

the test statistic used to make group comparisons.

Rabinowitz-Greenberg, Firestone, Bradford, and Greenberg (2002) reviewed records of

221 males referred to a Canadian sexual disorders clinic after diagnoses, convictions, or self-

referrals of exhibitionistic behavior. None of the individuals had prior charges or convictions of

hands-on sexual offenses. Each individual was assessed with the following instruments:

Michigan Alcoholism Screening Test (MAST; Seltzer, 1971), Buss-Durkee Hostility Inventory

(BDHI; Buss & Durkee, 1957), Derogatis Sexual Functioning Inventory (DSFI; Derogatis &

Melisaratos, 1979), and Psychopathy Checklist Revised (PCL-R; Hare, 1991). Additionally, all

individuals were phallometrically tested to measure arousal to auditory descriptions of various

pedophilic, rape, and assault scenarios. Prior and subsequent criminal, violent, and sexual

offenses were reviewed for each individual. Individuals were followed for a period of one to 15

years (M = 6.8; SD = 4.3) after either the self-referral or the conviction of the index offense. The
ESCALATION RISK IN EXPOSING BEHAVIOR 28

variable follow-up rates reflect that individuals were followed until the first subsequent offense

using survival analysis. Survival analyses are statistical approaches “used to analyze the length

of time until a specified event (in this case recidivism) occurs” (Chung, Schmidt, & Witte, 1991;

p. 59).

Forty-one (18.6%) of the individuals committed a subsequent sexual offense, 14 of which

were considered hands-on sexual offenses. The 14 hands-on recidivists had significantly more

prior sexual, violent, and criminal offenses, and scored significantly higher in psychopathy and

phallometric arousal to rape and pedophilia auditory scenarios than the 27 hands-off recidivists.

An optimal discriminant function including only phallometric arousal to rape correctly classified

78.9% of the recidivists into hands-on or hands-off groups. The strengths of the study include

the variety of measures, the sample size, and appropriate univariate and multivariate statistical

procedures. The authors were able to examine escalation from exhibitionistic behavior to contact

sexual offending by ensuring that all members of the sample had no prior hands-on sexual

offense charges. The greatest limitation of the study was the variable follow-up time. Ceasing

follow-up after the first offense of any kind limits the validity of the obtained recidivism rates.

The single location of data collection, the lack of sample demographic information reported, and

the reliance on criminal records as the sole source of offense information are also limitations.

In order to address the main limitation in the Rabinowitz-Greenberg et al. (2002) study,

Firestone et al. (2006) used the same data and measures to examine all subsequent recidivism in

an extended follow-up time among 208 male perpetrators of exhibitionistic behavior. Data on 13

individuals were lost between the studies. Exhibitionists were followed for a minimum of one

year and a maximum of 19 years (M = 13.24, SD = 3.82). Over the course of the study, 49

(23.6%) exhibitionists recidivated with a sexual offense. Within the group of 49 sexual
ESCALATION RISK IN EXPOSING BEHAVIOR 29

recidivists, 19 escalated to a hands-on sexual offenses (including sexual touching, exploitation,

and assault) while 30 of the exhibitionist sexual reoffenders recidivated with hands-off offenses.

Individuals who escalated to hands-on sexual offenses had significantly more prior violent and

criminal charges and convictions than those who recidivated with hands-off sexual offenses.

Contrary to Rabinowitz-Greenberg et al. (2002), neither phallometric arousal nor psychopathy

(PCL-R score) discriminated hands-on recidivists from hands-off recidivists. Using a

discriminant function analysis, the number of prior violent offenses significantly predicted of

group membership (hands-on v. hands-off) for 67.3% of sexual recidivists.

In many domains, the Firestone et al. (2006) study is a model study of escalation in

sexual offending among exhibitionists. The authors obtained a sample size of 208 exhibitionists,

including incarcerated and nonincarcerated individuals, and followed them for a mean of 13.24

years. Recidivism was not limited to a single type of offense, and included all subsequent

charges whether or not they were of a sexual nature. Additionally, the authors improved upon

the Rabinowitz-Greenberg et al. (2002) study by including more than the first reoffense in their

examination of recidivism. The authors again used appropriate univariate and multivariate

statistics to examine differences and predict group membership between hands-on and hands-off

sexual reoffenders. Like other studies, this study was limited in that it obtained a restricted

sample of individuals who presented to a single clinic in one geographic location. While the

average follow-up period was a strength of this study, follow-up periods were inconsistent

ranging from 1-19 years. These weaknesses, along with an absence of reported demographic

information regarding race and ethnicity, limit the generalizability of the results. Overall, the

methods employed by Firestone et al. (2006) make this study an exemplar upon which to base

future studies of sexual escalation among exhibitionists.


ESCALATION RISK IN EXPOSING BEHAVIOR 30

2.2.1. Summary of methodological strengths and concerns in recidivism studies.

Strengths of the recidivism studies included substantial sample sizes and mean follow-up periods

in each study. Many of the studies reported on the offense histories both prior and subsequent to

the index exhibitionistic act. Finally, Rabinowitz-Greenberg et al. (2002) and Firestone et al.

(2006) established an exhibitionistic act as the first recorded sexual offense and recorded various

types of recidivism—criminal, violent, and sexual. Nevertheless, such studies were not without

methodological concerns. Despite using an exhibitionistic act as an index offense, many of the

recidivism studies failed to establish temporal precedence in an offender’s offense history. In

several studies (Berah & Myers, 1983; Berlin et al., 1991; Mair & Stevens, 1994; Sugarman et

al., 1994) an exhibitionistic offense was not the first recorded sexual offense perpetrated by an

individual. Prior sexual offenses were reported for a number of offenders, but it was not clearly

indicated whether the earliest sexual offenses involved contact. Therefore, such studies do not

accurately characterize the contact sexual recidivism risk among those exhibitionistic offenders

without a prior contact offense history.

An additional methodological concern relates to inconsistencies in follow-up time within

studies. Only one recidivism study (Sugarman et al., 1994) had a defined minimum follow-up

period. The variable follow-up times in the studies limit the validity of the reported recidivism

and escalation rates. For instance, one offender followed for one year without reoffense could be

considered a nonrecidivist, whereas another offender followed for 19 years recidivating in the

penultimate year of follow-up would be considered a recidivist. More accurate recidivism rates

employ consistent criteria to evaluate offender reoffense. A related concern is what constitutes

recidivism. Rabinowtiz-Greenberg et al. (2002) used the first conviction after the index offense

as a measure of recidivism, while Firestone et al. (2006) used all convictions during the follow-
ESCALATION RISK IN EXPOSING BEHAVIOR 31

up time as measures of reoffense. Recidivism can be measured as self-reports, charges, or

convictions of sexual and nonsexual crimes. Contact sexual recidivism is most relevant to the

present review, however measures of noncontact sexual recidivism and nonsexual recidivism

may be of interest to the study of risk and reoffense among exhibitionistic offenders.

In the reviewed studies, offenses were frequently defined by the legal charge rather than

by the behavior resulting in the charge. The behaviors encompassed by a single legal charge are

potentially disparate enough to include both contact and noncontact sexual offenses. In many

cases, accessing and reading police reports are a more valid measure of an offender’s behavior

than a legal charge alone. The generalizability of the recidivism studies was threatened in two

major ways. First, the samples obtained were neither random nor representative of the general

population. Second, authors of the studies failed to report demographic information regarding

their samples. While the first of these threats is much more difficult to remedy, reporting

demographic information regarding samples is among the most basic elements of a scientific

manuscript (American Psychological Association, 2010; p. 29).

2.2.2. Conclusions from recidivism studies.

Sexual offense recidivism rates among perpetrators of exhibitionistic behavior were

reported in five of the six recidivism studies ranging from 18.6% to 56.9%. Rates of escalation

to contact sexual offending among perpetrators of exhibitionistic behavior in the six recidivism

studies ranged from 0.9% to 16.2%. The mean follow-up time for each study exceeded five

years. The studies with the highest escalation and recidivism rates included individuals who had

contact sexual offense convictions prior to the index exhibitionistic behavior offense (Berah &

Myers, 1983; Sugarman et al., 1994). The study with the lowest escalation rate included

individuals receiving treatment, including pharmacological treatment, for sexual offending


ESCALATION RISK IN EXPOSING BEHAVIOR 32

(Berlin et al., 1991). In such studies, sample characteristics likely distorted the obtained

recidivism and escalation rates. Two studies with the strongest methodologies sampled the same

set of individuals who had no prior hands-on sexual offenses and obtained escalation rates of

6.3% over a mean of six years of follow-up and 9.1% over a mean of 13 years of follow-up

(Firestone et al., 2006; Rabinowitz-Greenberg et al., 2002). The results of the recidivism studies

indicate that sexual recidivism of any kind occurs in approximately 25% of exhibitionistic

offenders over five or more years of follow up time. Escalation from exhibitionistic behavior to

subsequent contact offending occurs in approximately 5-10% of individuals over more than five

years of follow-up time. Contact sexual offending occurs both prior and subsequent to

exhibitionistic behavior. Past contact sexual offending is a risk factor for future contact sexual

offending. The studies in which individuals had contact sexual offenses prior to an instance of

exhibitionistic behavior obtained the highest rates of escalation to subsequent contact sexual

offending (Berah & Myers, 1983; Sugarman et al., 1994).

Evidence from multiple studies suggested that those perpetrating contact sexual offenses

subsequent to exhibitionistic acts were more likely to have had prior criminal charges or more

prior criminal charges than noncontact recidivists (Firestone et al. 2006; Rabinowitz-Greenberg

et al., 2002; Sugarman et al., 1994). Mixed evidence was obtained linking psychopathy, prior

violent offending, prior hands-off sexual offending, and phallometric arousal to scenes of rape

and pedophilia to subsequent contact offending (Firestone et al. 2006; Rabinowitz-Greenberg et

al., 2002; Sugarman et al., 1994). In each case, one study found support for the given risk factor

while another study did not. A single study found treatment noncompliance to be a risk factor

for sexual recidivism, though not specifically for sexual escalation (Berlin et al., 1991). A single

study (Sugarman et al., 1994) found a history of personality disorder or conduct disorder
ESCALATION RISK IN EXPOSING BEHAVIOR 33

diagnoses, excessive libido (mean of more than one orgasm per day), exposing at more than one

site, touching, or pursuing victims, and having a penile erection or masturbating during exposure

to be risk factors for future contact sexual offending. Risk factors identified by single studies

should be considered potential risk factors pending independent replication.


Running Head: ESCALATION IN EXPOSING BEHAVIOR 34

Table 2
Demographic Information and Relevant Findings from Recidivism Studies
Authors Number and Type Location(s) Age and Follow-up Relevant Findings
(Year) of Subjects Race/Ethnicity (years)
Berah & N = 151 males Melbourne Age at first M = 7.13 n = 86 (56.9%) recidivated with indecent exposure
Myers convicted of (Australia) exposure SD = 4.39 n = 20 (13.2%) convicted of indecent assault or
(1983) “willful and conviction attempted rape prior to first exposure conviction
obscene exposure” M = 25.78 years n = 16 (10.6%) convicted of indecent assault or rape
(SD = 11.99) after first exposure conviction
Berlin et al. N = 626 male sex Maryland NR M = 5.59 n = 26 (23.4%) exhibitionists recidivated, totaling
(1991) offenders (111 (United 72 incidents
exhibitionists) States) 1 exhibitionist (0.9%) recidivated with escalation
(physical contact without force or penetration)

Treatment-noncompliant exhibitionists recidivated


more sexually (32.6% v. 12.5%) and nonsexually
(41.9% v. 10.4%) than treatment-compliant
exhibitionists.
Mair & N = 75 males Grampian, NR “Approximately Over ≈10 years of follow up, 27% of hands-off
Stevens charged with sex Scotland ten years” for offenders recidivated with a sex offense conviction.
(1994) offenses: 38 (United each offender < 4% escalated (convicted of crime—lewd,
hands-on, 37 Kingdom) (p. 84) indecent, and libidinous practices and behavior—in
hands-off—28 which physical contact was implied).
exposed)
Many of those labeled as hands-off offenders had
prior hands-on offenses.

Sugarman et N = 210 males West NR Range 8-25 n = 54 (26%) had contact sexual offense prior (n =
al. (1994) arrested for Midlands, 20; 9.5%) or subsequent (n = 34; 16.2%) to first
indecent exposure England exposure conviction.
ESCALATION RISK IN EXPOSING BEHAVIOR 35

(54 contact ; 156 (United


noncontact sex Kingdom) Individuals with prior/subsequent contact sexual
offenders) offense more likely than noncontact offenders to:
have personality disorder or conduct disorder
diagnoses or excessive libido; expose at more than
one site; speak to, touch, or pursue victims; have
penile erection/masturbate during exposure; be
convicted of property or criminal damage offenses;
expose to younger victims; be younger when
committing first offense of any kind

Rabinowitz- N = 221 males Ottawa NR M = 6.8; n = 41 (18.6%) sexually recidivate


Greenberg et arrested, (Canada) SD = 4.3 14 (6.3%) escalate to hands-on offenses.
al. (2002)a diagnosed, or self- Range 1-15
referred for Hands-on recidivists have more prior criminal,
exhibiting (no hands-off sexual, and violent charges and score
prior contact sex higher in psychopathy (PCL-R) and phallometric
offending) arousal to rape and pedophilia scenarios than hands-
off recidivists.

Firestone et N = 208 males Ottawa NR M = 13.24, n = 49 (23.6%) sexually recidivate


al. (2006)a arrested, (Canada) SD = 3.82 19 (9.1%) escalate to hands-on offenses.
diagnosed, or self- Range 1-19
referred for Hands-on recidivists had more prior violent and
exhibiting (no criminal convictions.
prior contact sex Phallometric arousal, prior hands-off sexual
offending) charges, and psychopathy score (PCL-R) did not
distinguish hands-on recidivists from hands-off
recidivists.
Note. NR = Characteristics of the sample were not reported; M = Mean; SD = Standard Deviation.
a
Rabinowitz-Greenberg et al. (2002) and Firestone et al. (2006) used the same sample, but the follow-up period was extended in
Firestone et al. (2006).
Running Head: ESCALATION IN EXPOSING BEHAVIOR 36

3. Conclusions and Future Directions

The correlational studies reveal that a portion (frequently in excess of 10%) of contact

sexual offender samples have histories of exhibitionistic behavior. The recidivism studies

indicate that approximately 5-10% of those perpetrating exhibitionistic behavior escalate to

contact sexual offending, while around one quarter of exhibitionistic perpetrators will recidivate

with the same or another hands-off sexual offense. The 5-10% escalation rate supports similar

historical findings (Bluglass, 1980; Cabanis, 1966; Grassberger, 1964; Rooth, 1973; West,

1987), while the approximate 25% noncontact sexual recidivism rate helps to clarify the wide

recidivism range (0-71%) reported by Furby et al. (1989). The investigations with the highest

escalation and recidivism rates in the current review were those that included individuals with

prior contact sexual offenses, indicating that past contact sexual offenses are likely predictive of

subsequent sexual offenses (Berah & Myers, 1983; Sugarman et al., 1994). Identification of

escalation and recidivism rates can assist forensic mental health professionals in making

judgments regarding risk of contact and noncontact sexual reoffense among exhibitionistic

offenders.

It is important to note that while the current review focused on exhibitionistic offenders

who escalated to contact sexual offending, approximately 90% of exhibitionistic offenders did

not progress to such offenses in the reviewed studies. While exhibitionistic behavior does not

cause subsequent contact sexual offending, the two behaviors may be associated through

numerous explanatory or contributory variables. Although such variables may not account for

both exhibitionistic offending and later contact offending in all individuals, it is important to

attempt to identify those variables (risk factors) that contribute to both types of sexual offenses in

the majority of exhibitionistic offenders escalating to contact sexual offenses.


ESCALATION RISK IN EXPOSING BEHAVIOR 37

With regard to risk factors in the reviewed studies, the most pervasive risk category that

differentiated those who escalated to contact sexual offending from those who remained

noncontact sexual offenders was prior criminality. The relative numbers of criminal charges

prior to the first exposure, prior sex offenses, exposure incidents, and physical assaults

differentiated contact sexual recidivists from noncontact sexual recidivists in several studies

(Bader et al., 2008; Firestone et al., 2006; Lang et al., 1987; Rabinowitz-Greenberg et al., 2002).

This category of risk factors is relative, meaning that both noncontact sexual recidivists and

contact sexual recidivists had prior criminal charges, physical assaults, exposure incidents, and

sex offenses. Further study is required to determine whether a meaningful absolute number of

such offenses can indicate elevated escalation risk. Additional research may also help to validate

and clarify the other previously discussed potential risk factors that either were identified in only

a single study or had equivocal evidence.

The previously discussed explanatory mechanisms can be evaluated in light of the present

review. Evidence was found to partially support the two-pronged Rooth (1971) typology of

exhibitionistic offenders who are either compulsive, anxious, flaccid (penis) exposers with little

co-morbid psychopathology or criminal history (Type I) or uninhibited, sociopathic, sadistic, and

erect (penis) exposers with other sexual or psychological disorders (Type II). General antisocial

behavior was found to be associated with those who progressed from exhibitionism to contact

sexual offending. Having a penile erection during exposure was identified as a potential risk

factor for future contact sexual offending by a single study (Sugarman et al., 1994). Mixed

evidence was found linking psychopathy to future contact sexual offense. Additional research

has found the affective and interpersonal component of psychopathy to be predictive of contact

reoffense among non-contact sexual offenders (MacPherson, 2003).


ESCALATION RISK IN EXPOSING BEHAVIOR 38

The frequent co-morbidity among paraphilic behaviors lends some support to both the

courtship disorder and hypersexuality hypotheses. Nevertheless, many individuals in the

reviewed studies were found to expose after committing contact sexual offenses, and the

majority of exhibitionistic offenders did not progress to contact sexual offending. These findings

do not support a progression toward a preferential rape pattern for the vast majority of

perpetrators of exhibitionistic behavior. Pertaining to the hypersexuality hypothesis (Kafka

2003a, b), excessive libido was found to be a risk factor for contact sexual offending in one study

(Sugarman et al., 1994). Nearly 40% of perpetrators of exhibitionistic behavior who recidivated

were found to reoffend with only nonsexual offenses over a lengthy follow-up time, thereby

threatening the likelihood that such deviant behavior can be primarily explained by

hypersexuality (Firestone et al., 2006). The mixed findings for each of the proposed mechanisms

for exhibitionistic behavior indicate that exhibitionistic behavior is multi-faceted. Much of the

currently reviewed research points toward a clustering of deviant behavior that includes both

sexual and nonsexual crimes and rule violations as a substantial risk factor for escalation from

exhibitionistic behavior to contact sexual offending. Future research into such escalation should

compare the relative contributions of these and other potential risk factors by using measures of

effect size.

Despite a dearth of recent studies regarding escalation from exhibitionistic behavior to

contact sexual offending, this area of research has great potential for growth. In addition to

correcting common methodological concerns found in the reviewed research (Table 3), future

directions for research include: investigating predictive factors for escalation to contact sexual

offending among those who expose, examining the incidence of exhibitionistic behavior in

general population and female samples, examining exhibitionistic offender’s time at risk for
ESCALATION RISK IN EXPOSING BEHAVIOR 39

reoffense or escalation, and exploring the evolution of exhibitionistic behavior via emerging

technologies. A primary associated research direction involves determining sets of risk factors

that can reliably distinguish individuals who will escalate from exposing to contact sexual

offending. A related interest involves determining those factors that reliably differentiate those

perpetrators of exhibitionistic behavior who recidivate with further exposure only, those who

recidivate with criminal or violent—but not sexual—offenses, and those who do not recidivate.

Currently, only crude estimates of incidence rates of exhibitionistic behavior in the

general population exist. The individuals examined in the reviewed studies represent those who

have come into contact with the criminal justice or mental health systems. Determining the

incidence of exhibitionistic behavior will aid in the calculation of odds ratios and development of

related risk assessment tools. Surveying general population samples may lead to comparisons

between exhibitionistic samples who have contact with the criminal justice system and those

who do not—sometimes referred to as “Dunkelfeld 7 offenders” (Schaefer et al., 2010). Similarly,

information regarding female perpetrators of exhibitionistic behavior is sparse. It is unknown

how long exhibitionistic offenders should be considered at risk for future offending after an

incidence of exhibitionistic behavior. Using survival analysis, Firestone et al. (2006) found very

little risk of violent or sexual reoffense among exhibitionistic perpetrators after eight offense-free

years. Recent research suggests that even the highest risk sex offenders had a low likelihood of

sexual reoffense (4.2%) after a period of 10 offense-free years (Hanson, Harris, Helmus, &

7
Dunkelfeld is a word of German origin that translates to “dark field.” The term has been
applied to cases of sexual crimes that occur, but are not officially reported or recorded because
the perpetrator is not known to legal authorities. The term has been popularized by the Berlin
Prevention Project Dunkelfeld (PPD), which seeks to reach and treat pedophiles who are not
currently known to the legal system (Beier et al., 2009).
ESCALATION RISK IN EXPOSING BEHAVIOR 40

Thornton, in press). Further examination of time-dependent reoffense factors will provide a

more accurate assessment of risk among perpetrators of exhibitionistic behavior.

Finally, advances in technology (e.g., cell phones, Internet, video and image-sharing services)

have provided increasing avenues for exhibitionistic behavior (Donnelly, 2010; Haines, 2005).

To date, retrievable research has not investigated the role of technology in exhibitionistic

behavior or the individuals who employ such technology for exposure.

In conclusion, a minority of exhibitionistic offenders progress to subsequent contact

sexual offending. Though further research is needed, several potentially useful risk factors for

escalation to contact sexual offending among these offenders have been identified. It is the hope

of the author that the synthesis of current literature, suggested methodological improvements,

and outlined areas of future research will revive interest in and improve the rigor of the study of

exhibitionistic offenders and their risk of contact sexual offending.


Running Head: ESCALATION IN EXPOSING BEHAVIOR 41

Table 3
Summary of methodological concerns affecting validity and suggested methodological remedies.
Primary Validity Methodological Concern—[Affected Studiesa] Suggested Methodological Remedy
Affected
Internal Failure to establish temporal precedence of Use the first sexual offense as the index offense,
exhibitionistic behavior and use individuals with a first offense of
(e.g., having a sexual offense history prior to the exhibitionistic behavior to study escalation from
index offense makes it difficult to determine exhibitionistic behavior
whether subsequent sexual offenses are an
escalation in severity)—[1, 2, 3, 4, 5, 6, 7, 8, 9, 10]

Single index of exhibitionistic behavior (e.g., legal Use multiple reports to corroborate exhibitionistic
charges, medical files, self-report, other-report)— behavior
[3, 5, 6, 8, 9, 11, 12]

Failure to report instrumentation procedures or Report instrumentation procedures including the


psychometric properties—[1, 3, 5, 6] name of the instrument and psychometric
properties. If an interview is used, report training
procedures and measures of agreement among
interviewers.

Ceasing follow-up at first instance of re-offense— Track offenses for the duration of designated
[11] follow-up period (e.g., an offender may recidivate
multiple times in multiple domains over a specified
10-year follow-up period)

Inadequate differentiation of behaviors/offenses Remove ambiguity regarding offense commission


attributable to individuals in the sample (e.g., 13% by identifying how many individuals who have
of sample has raped and 10% has exposed, but offended in one way have also offended in alternate
ways (e.g., Thirteen males (13%) were charged
ESCALATION RISK IN EXPOSING BEHAVIOR 42

ambiguity remains regarding how many individuals with rape, while n = 10 (10%) were charged with
overlap by fitting into both categories)—[3, 5, 9] indecent exposure. Eight of these individuals were
charged with both rape and indecent exposure.)
Use of tables is recommended for concise
presentation of such data.

External Failure to report sample characteristics—[1, 8, 9, Report characteristics of samples (e.g., age, gender,
10, 11, 12] race/ethnicity)

Use of Restricted Samples (from a single treatment Strive to use diverse samples without a systematic
facility or location; only convicted offenders)—[1, sampling bias related to age, race/ethnicity,
2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12] geographic location, contact with a specific facility,
contact with the criminal justice system, etc.

Variable recidivism follow-up times (e.g., 1-15 Implement a standard follow-up time (e.g., 5 years)
years)—[6, 7, 8, 9, 11, 12] or a minimum follow-up time (e.g., at least 5 years)
for tracking recidivism

Statistical Inadequate sample size and low statistical power— Obtain an adequate sample for planned analyses as
Conclusion [2, 4, 5, 6] determined by a priori power analyses

Failure to identify statistical tests conducted—[10] Identify the test statistic

Drawing conclusions without statistical tests—[1, Use appropriate statistical difference tests or other
3, 5, 7, 8] univariate or multivariate analyses to support stated
conclusions

Failure to report effect sizes—[4, 6, 7, 9, 10] Report effect size statistics in order to indicate the
magnitude of the obtained effect

Construct Inadequate explication of Operationally define exhibitionism/exhibitionistic


exhibitionism/exhibitionistic behavior—[2, 4] behavior (e.g., self-report, observer-report, a
charge, a conviction, diagnosis)
ESCALATION RISK IN EXPOSING BEHAVIOR 43

Separate independent exhibitionistic behavior from


incidental exhibitionistic behavior that occurs in the
progress of another sexual act (e.g., exposing
immediately prior to an act of rape) or as part of
another mental illness (e.g., psychosis or dementia)

Separate exhibitionistic behavior from other sexual


and hands-off offense clusters (e.g., obscene phone
calls, voyeurism)

Inadequate explication of legal charges—[6, 7, 9, Operationally define the behaviors that result in
10] specific legal charges. If a single behavior may
result in various legal charges, examine police
reports to report and appropriately classify the
behavior (e.g., exhibitionistic behavior versus
frotteurism)
Note. Types of validity are reported as outlined in Kazdin (2003).
a
Affected studies are numbered in the following order: 1 = Longo & Groth (1983); 2 = Lang et al. (1987); 3 = Abel et al. (1988); 4 =
Stermac & Hall (1989); 5 = Raymond et al. (1999); 6 = Bader et al. (2008); 7 = Berah & Myers (1985); 8 = Berlin et al. (1991); 9 =
Mair & Stevens (1994); 10 = Sugarman et al. (1994); 11 = Rabinowitz-Greenberg et al. (2002); 12 = Firestone et al. (2008).
ESCALATION RISK IN EXPOSING BEHAVIOR 44

Acknowledgements

The authors wish to thank Daniel W. McNeil, Ph.D. for his careful proofreading and thoughtful

feedback on a previous version of this manuscript.


ESCALATION RISK IN EXPOSING BEHAVIOR 45

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