What is science? Why IR is a science?
In its broadest sense science is any systematic knowledge that is
capable of resulting in a correct prediction or reliable outcome.
IR science focuses on a certain field of social relationship —
relationship between nations and states
Ascientific method seeks to explain the events of nature ina
reproducible way, and to use these findings to make useful
predictions
Scientific thinking is one of the ways to find answers (besides
practical thinking, professional thinking, religious thinking,
ideological thinking. ..). Scientific thinking involves creation of a
grand concept to explain general patterns of social activities -
atheory.
a
International Relations Science focuses on a certain field of social relationships,
we
iWhat is IR theory?
Inascientific sense theory means a set of propositions allowing us to
generalize - thoughts providing explanation (establishing a causal
relationship between variables), serving as a ,source of explanatory
concepts” or a_,source of ways of evaluating the point or use or
meaning of such concepts”
(Austin Harrington, Modern Social Theory: An Introduction)
IR theory aims to find patterns and explain the highest level of
social interaction: relationships between states
jeory means general set of propositions. |What is the field of international relations?
Some theorists:
+ define IR narrowly as simply relations between units (states) in
the international system
* are more inclusive in terms of both actors & relations, focus on
inter-state, inter-society & state-society relations
+ include inter-region relations, relations between states and
international organizations or economic relations
Mice
IThe two traditions...
There is no any general or jointed IR theory which is
divided into two traditions:
Ancient or classic tradition — assumes that the logic of
international politics is driven by the human nature, what makes
conflict a normal state of international relations. There is no way
to advance the nature of international politics in any
fundamental way, nor to bring “eternal peace”
Aso-called “Christian tradition” - based on a Christian idea of a
‘dynamic history, which develops toa certain catharsis —
Kingdom of Heavens” In IR theory it means “eternal peace” -
ye end of interstate wars
The two traditions are finding}..-and three paradigms
Paradigm — distinct set of concepts or thought patterns,
including theories, research methods, postulates, and standards
for what constitutes legitimate contributions to a field.
The IR theory includes three paradigms:
Realism belongs to the Classical Tradition, and is based on a
concept of eternal and unchangeable nature of international
politics
Liberalism and Marxism belong to the "Christian Tradition” and
assume that development of IR should unavoidably come toa
certain "end of history”Origins of classical tradition
Thucydides (471-400 B.C) - ancient
historian, philosopher and general, author,
of History of Peloponnesian War
Unlike Herodotus and many other
historians of that time Thucydides
aimed to study fundamental laws of
history and politics, rather than just
describe the past. Essential task of his
work - to understand origins of war
oSiaastir dthwaicy
i. “History is Philosophy teaching by examples”
nytt fey eee ad fatten is both very young and very old ise)Peloponnesian War (431-404 B.C.)
The war occurred between two major
powers of the Ancient Greece - Athens
and Sparta, both leading broad
b coalitions of city-states
The international system of
Peloponnesian peninsula before and
during the war represented a model of
bipolar order. Thucydides was the first
to describe the patterns, driven such
international structurePeloponnesian War (431-404 B.C.)
The outcome of the conflict reshaped
the Ancient Greek world. Athens, the
strongest city-state in Greece prior to the
war's beginning lost its power, while
Sparta became the leading power of
Greece. Therefore, a bipolar system was
transformed into a unipolar one
The most grand-scale and devastating
conflict between Greek city-states of that
time emphasized necessity of
understanding the nature of war and
peace
Peloponnesian war was a very very big conflict.Explanation of war: Thucydides’s trap
"The real cause | consider to be the one which was formally
most kept out of sight. The growth of the power of Athens, and
the alarm which this inspired in Lacedaemon, made war
inevitable.”
Thucydides, History of the Peloponnesian War,
Vol, 1,23
According to Thucydides, beginning of the war was driven by
fear associated with a shift in the balance of power. Sparta
was afraid of losing its pre-eminent role in the Hellenic world
thus took counter measures to build up its military strengthExplanation of war: Thucydides’s trap
Thucydides emphasizes the limited room for maneuvre available
to statesmen, When leaders perceive that balance of power is
shifting to their disfavour, they have to counter it. Therefore
5 international politics is driven not by individuals, but by
4 laws of history
Fear makes states suspect others of betrayal and power for
self-defence. That is the driving pattern of international politics,
which also explains emergence of alliance-based bipolar system
before the war
is driven not by individuals but by laws of history,Morals and international politics
Athens invaded Melos in 416 BC and
demanded that the Melians surrender
and pay tribute to Athens, or face
annihilation. The proud Melians
refused, and after a siege the
Athenians captured their city and
slaughtered the population.
The Melian Dialogue - negotiations
between the two sides before the battle
- represents one of the most ancient
accounts of the morals and power in
international itics
yaa
we see that Thucydides has been one who found the reasons for war BMorals and international politics
Athenian perspective of the issue:
“Right as the world goes is only in
question between equals in power,
while the strong do what they can
and the weak suffer what
they must”
“The standard of justice depends on the equality of power”.
a a =
Melian dialogue is a discussion between the delegations of Athens and Melos.Morals and international po!
Athenian perspective of the issue:
“Right as the world goes is only in
question between equals in power,
while the strong do what they can
and the weak suffer what
they must”
eo
-2 y
Te = "The standard of justice depends on the equality of power’.
ts .
exist only between equals and power.|Morals and international politics
Athenian perspective of the issue:
“Right as the world goes is only in
question between equals in power,
while the strong do what they can
and the weak suffer what
they must”
“The standard of justice depends on the equality of power’.
According to rThueydicess Lcd statisti of justice depends on the equality 0 of
et en
oeDecline of classical tradition
Rise of the Roman Empire brought the idea of universal state-
civilization - Pax Romana, leaving no place for the balance of
power concept ~ as there were no any other states to challenge
the Rome
Relationship with Barbarians were never considered by the
Romans as an interaction of equals. It was an eternal war between
"Civilized world” and uncivilized periphery - what made the
Romans view this relationship as “moral conflict” of the two
societies, where one had a more advanced domestic order, while
the second put a threat toward it
the classical tradition experienced its decline.Decline of classical tradition
After the Roman Empire collapsed, a new idea of Christian
universalism emerged and dominated in Europe till the XVI-
XVII centuries
Christianity suggested a new - idealistic - interpretation of
history, which hardly correlated with the classic tradition. While
Thucydides considered international system as a static
system, Christian doctrine viewed history as a permanent
transformation from one condition to another. Final
destination of the mankind is the end of history - “Kingdom of
Heavens”
was the emergence of Christian Universalism.Renaissance and return of classical tradition
Renaissance returned the classic
tradition of IR in the center of
intellectual life. It was partly driven
by by emerging interest in the Ancient
legacy in literature and philosophy
However, more importantly - the
Renaissance became a birth time
for the first centralized states,
which form the first post-feudal
balance of power during the
Italian Wars (1494-1559)
Cesare Borgia
1475-150
Peo tuk eoee er en appeared only in the end of the fiftee:m Italian Wars (1494-1559)Classical tradition during Italian Wars
“The Prince” — an influential political ecce,
written by Niccolo Machiavelli
(1469 - 1527) for Lorenzo de Medici
in 1513 (first published in 1532)
apie eatinnf &
“War should be the only study of a prince”
“The promise given was a necessity of the past:
the word broken is a necessity of the present’,
“Politics have no relation to morals”.
or every compromise is only the preparation of another conflict, of another edMachiavellian understanding of politics
+ “War should be the only study of a prince”
The main responsibility of the rulers is always to defend the
interests of the state and ensure its survival
i + “The promise given was a necessity of the past: the word
>) brokenis a necessity of the present”.
Ifnecessary, a ruler must be ruthless and deceptive while
defending self-interest
* “Politics have no relation to morals”.
Aresponsible ruler should not follow Christian ethics, if states
follow these values, they will disappear in the end
nding of politics was based on the three maior ide:Thomas Hobbes and the concept of Leviathan
Tomas Hobbes (1588-1679) offered a
justification of states by envisaging a
state-less state of nature - in this
state human beings lived in a
condition of ‘war everyone against
everyone”
iF People seek to escape the state of
nature to achieve personal security
(Fens ARE,
Renae [hey eRe el A AoM OU UTM Coa =S- SLL USO OCS SELL
7 fn)
philosopher,Thomas Hobbes and the concept of Leviathan
In order to escape from this situation,
Hobbes suggested placing all power toa
sovereign state or Leviathan (a state
authority or supreme ruler) that would
maintain order and end anarchy.
Without order, no economic
development, art, knowledge
is possible
It leads to establishment of a social
contract. However unlike a liberal
tradition, Hobbes supposes that such Te Gee
hema adhe
contract was conducted not between \
individuals, but between individuals and
(ieecimc) Cea ice URSLO re eaeLeviathan and international politics
Inall times kings, and persons of sovereign authority, because of
their independence, are in continual jealousies, and in the state and
posture of gladiators; having their weapons pointing, and their eyes
fixed on one another; that, their forts, garrisons, and guns upon the
frontiers of their kingdoms; and continual spies upon their
neighbors; which is a posture of war"
Leviathan, chapter 13
|
SESE een anes
international anarchy.Leviathan and international politics
Achievement of personal security and domestic security through
the creation of a state leads to international insecurity that is
rooted in the anarchy of the state system
Leviathans are doomed to fight a “war everyone against everyone”,
cause of feel of insecurity and eager for power, wealth and glory
Itis impossible to establish a “Leviathan over Leviathans” —
states will never give up their sovereignty . Therefore anarchy is a
normal and “eternal” state of the international systemThe Thirty-year War (1618-1648)
The House of Habsburg was one of the most important royal
houses of Europe and is best known for being an origin of all
the formally elected Holly Roman Emperors between 1438
and 1740, as well as rulers of the Austrian and Spanish domains
and several other countries.
The Habsburg family represented the idea of universalism —
unification of the whole world (at that time - Europe) under one
Christian ruler.
But: The Thirty-year war was a war against the Habsburg
hegemony rather than just a conflict caused by religious
~Nneans. The most illustrative example - participation of
Catholic France in the Anti-Habsburg coalitionSides of the conflict:
‘The Habsburgs and their allies: Anti-Habsburg Coalition:
Holly Roman Empire France (since 1635)
Catholic League United Provinces
Spain Sweden (since 1630)
Hungary Spain
Kingdom of Croatia Denmark-Norway (1625-1629)
Denmark-Norway (1643-1645) Saxony
Poland England (1625-1630)
The Palatinate (until 1623)
Prussia (until 1635)
Brunswick-Luneburg
Some other minor states
‘The Habsburgs and their allies were|Universalism vs. Sovereignty:
The Thirty-year War (1618-1648)
especially in Germany,
hich suffered most.Peace of Westphalia as a realist triumph
cd Signed in 1648, Peace of Westphalia formed the first well-
structured international order, based on realist understanding of
politics
“Paradoxically, this general exhaustion and cynicism allowed
the participants to transform the practical means of ending a
particular war into general concepts of world order’.
lone of the most import ‘acteristics o'Peace of Westphalia as a realist triumph
Signed in 1648, Peace of Westphalia formed the first well-
structured international order, based on realist understanding of
politics
“Paradoxically, this general exhaustion and cynicism allowed
the participants to transform the practical means of ending a
particular war into general concepts of world order’.
Henry KissingerPeace of Westphalia as a realist triumph
Signed in 1648, Peace of Westphalia formed the first well-
structured international order, based on realist understanding of
politics
t __ ‘Paradoxically, this general exhaustion and cynicism allowed
he participants to transform the practical means of ending a
particular war into general concepts of world order’.
nowadays, @ >)
®
"World Politic: eal Mol a a Mee aero)Three principles of Westphalian sovereignty
The treaty gave a birth three essential principles, which became
a foundation of Westphalian sovereignty:
+ “Whose realm, his religion” - a sovereign defines religion in a
certain area
+ “Every king is the emperor in his kingdom” -all states are
independent and equal to each other
+ No one can be stronger than others - balance of power as the
key principle of international politics
But let us look at the three principle of Westphalian sovereignty.|Three principles of Westphalian sovereignty
The treaty gave a birth three essential principles, which became
a foundation of Westphalian sovereignty:
+ “Whose realm, his religion” - a sovereign defines religion in a
certain area
+ "Every king is the emperor in his kingdom’ -all states are
independent and equal to each other
+ No one can be stronger than others - balance of power as the
key principle of international politics
uThree principles of Westphalian sovereignty
The treaty gave a birth three essential principles, which became
a foundation of Westphalian sovereignty:
+ “Whose realm, his religion” - a sovereign defines religion in a
certain area
+ “Every king is the emperor in his kingdom” -all states are
independent and equal to each other
+ No one can be stronger than others - balance of power as the
key principle of international politics
ing for values, not interest:Three principles of Westphalian sovereignty
The treaty gave a birth three essential principles, which became
a foundation of Westphalian sovereignty:
+ “Whose realm, his religion” - a sovereign defines religion in a
certain area
+ "Every king is the emperor in his kingdom” -all states are
independent and equal to each other
+ No one can be stronger than others - balance of power as the
key principle of international politicsThree principles of Westphalian sovereignty
The treaty gave a birth three essential principles, which became
a foundation of Westphalian sovereignty:
+ "Whose realm, his religion” - a sovereign defines religion ina
certain area
* “Every king is the emperor in his kingdom’ - all states are
independent and equal to each other
» No one can be stronger than others - balance of power as the
2y principle of international politics
ithe sovereign equality of the states was introduced ||Three principles of Westphalian sovereignty
The treaty gave a birth three essential principles, which became
a foundation of Westphalian sovereignty:
+ "Whose realm, his religion” - a sovereign defines religion ina
certain area
+ "Every king is the emperor in his kingdom’ -all states are
independent and equal to each other
* No one can be stronger than others - balance of power as the
~ey principle of international politics
|The United Nations Charter says that every nation.Three principles of Westphalian sovereignty
The treaty gave a birth three essential principles, which became
a foundation of Westphalian sovereignty:
+ "Whose realm, his religion” - a sovereign defines religion in a
certain area
+ "Every king is the emperor in his kingdom” -all states are
independent and equal to each other
+ No one can be stronger than others - balance of power as the
key principle of international politics
t principles of the European politics for several centuries ccd
SIThe new international order emerges
“The genius of this system, and the reason it spread across the
world, was that its provisions were procedural, not substantive. Ifa
state would accept these basic requirements, it could be recognized
as an international citizen able to maintain its own culture, politics,
religion, and internal policies, shielded by the international system
from outside intervention’:
aa) a L_-
Henry Kissinger
ithe new international way of doing things, }The new international order emerges
“The genius of this system, and the reason it spread across the
world, was that its provisions were procedural, not substantive. Ifa
state would accept these basic requirements, it could be recognized
as an international citizen able to maintain its own culture, politics,
religion, and internal policies, shielded by the international system
from outside intervention’:
aie
Henry
rs =
So, first of all, it points out that the difference between Westphalian system and
SIThe new international order emerges
“The genius of this system, and the reason it spread across the
world, was that its provisions were procedural, not substantive. Ifa
state would accept these basic requirements, it could be recognized
as an international citizen able to maintain its own culture, politics,
religion, and internal policies, shielded by the international system
from outside intervention’:
(ete,
Henry
ReEoneece er enien territory belongs to each state.Readings:
+ Thucydides. Meloss Dialogue (any edition)
+ Machiavelli, Niccolo. The Prince (any edition)
+ Hobbes, Tomas. Leviathan (any edition)
* Walt, Stephen. International relations: One world, many
theories // Foreign Policy, Spring 1998,
* Carl von Clausewitz (2008). On War. Princeton UP.
* Hans Morgenthau and Kenneth Thompson, Politics Among
Nations, 6th edition (New York: McGraw-Hill, 1985), p. 165.
* Carr, E. H. (2001) [1939]. The Twenty Years’ Crisis: 1919-1939.
New York: Perennial.
* International Theory: Positivism and Beyond, co-edited with
Ken Booth and Marysia Zalewski, (Cambridge University
Press, 1996).
we end our section about the classic realist theory.