Rishi Doshi

About me
I am a Manager with the Forensic team of KPMG India. I have more than six years of post-qualification experience that includes
being a part of KPMG India for over five years. My key competencies are in conducting regulatory investigations, AML compliance
reviews, commercial insurance damage, dispute claim assessments and assisting clients to improve processes to proactively
manage compliance and fraud risks. I enjoy working in teams and strongly believe in setting a lively environment to enhance team
productivity.

Qualifications

 CFA Charter-holder, Chartered Financial Analyst Institute (USA), August 2017

 Member of Institute of Chartered Accountants of India, January 2012

 Bachelor of Commerce, Sydenham College, Mumbai University, India, 2009

Employment history

2007 2011 2013

Internship – Audit and Tax Management and Risk Consulting Forensic services – Risk Consulting
Paresh & Co. / Chokshi Group India Chokshi Group India KPMG India

Overview of work experience

Solutions Industries Overview of significant engagements

0B

Investigations Regulators  Led investigations driven by government agencies, regulators into

- Fire loss assessments matters of misappropriation of funds in India and Ghana. The
Financial services
investigations identified rampant malpractices and involvement at the
- Insurance claims
Consumer goods highest level.
- Anti-bribery and
Pharmaceutical
corruption  Investigations into various insurance claims submitted to insurance
- Employee and third Industrial goods companies relating to loss of stock, business interruption, increased cost
party frauds of operations and others. These reviews have saved millions for various
Automobiles
insurance companies.
- Leakage of price
IT
sensitive information
 Investigations into allegations of anti-bribery violations for leading
- Cyber phishing Hospitality
global: modular furniture makers, chain of hotels, industrial goods and
- Internal Investigations AMC pharmaceutical companies. One of the investigation led to the sacking of
the Managing Director of the Company.

 Investigations into whistleblower complaints towards employee frauds

for various NBFCs, consumer goods manufacturers and diamond traders.
One of these investigations led to identification of funds received by
various students of a college.

 Investigations into a loss due to phishing attack for a leading asset

management company.

 Investigation into matter concerning leakage of price sensitive

information of the largest information technology company in India.

AML – KYC, Sanction Financial services  Assisted a leading private sector Bank in India, which was under
screening remediation regulatory scrutiny for large scale money laundering by its customers
Regulators
and regulatory response during demonetisation of high value notes in India. Our analysis assisted
the bank in supporting and responding to the regulator. It also helped
them plan for the next target areas/customer to be scrutinized by the
regulator.

 Worked with regulatory investigation agencies, Ministry of Finance -

India, international funds and banks for investigations into layering of
funds by entities across banks and countries. Our report helped the
Ministry recover approx. INR 100 crores immediately.

rishipdoshi@gmail.com [1] +91 98330 14569

 Solutions Industries Overview of significant engagements
0B

 Assisted one of the largest MNC bank for activities related to action
points mandated by regulators – Remediation, Affiliate Risk remediation,
CDD/KYC remediation, updates to their SOPs/Process notes and
customer data quality checks.
Risk assessments and Oil and gas  Pre-acquisition AML assessment of a leading social impact investing firm
due-diligence and microfinance institution.
Financial services
- AML and ABC
assessments Private equity  Multiple pre-acquisition ABC assessments including one with the leading
credit information bureau of the country.
- Forensic review of Funds
financial statements
Pharmaceutical  Various pre and post deal forensic due-diligence including one of a
- Fraud risk assessment leading cement manufacturer. Our findings on the engagement led to
Industrial goods
cancellation of the deal.
Hospitality
 Fraud risk assessment of one of the largest oil refinery company in India
which included processes of crude procurement, chartering, export sales,
domestic sales and retail outlet operations. This engagement led to
identification of several gaps which led to two follow-up engagements
with the same company.

Dispute advisory Construction  Conducted various independent claim quantifications against

services developers/ contractors against non-fulfillment of contractual
Airport
obligations. One of the review led to reduction of about 65% of the claim
value.

Valuations and business Real Estate  Validation of financial business model of a premier laundry service
advisory company.
Newspaper
(prior to forensic)
Laundry service  Entry and exit business valuations for various companies in the business
of: real estate, newspaper publishing and hospitals.
Hospitals
 Sensitivity analysis for projected internal rate of return (IRR) to assist
investment decision making.

 Assisted MNCs in setting up companies in India, conducting transfer

pricing studies, representations to authorities and regulators including
Enforcement Directorate for allegations of tax evasions.

 Consulted various organizations with regard to central excise, customs

(SVB), service tax and foreign exchange management act (FEMA).

Other credentials and rewards

 Consistently rated among the top performers at KPMG India and at Chokshi Group India.

 Multiple KPMG India Encore awards: ‘Above and Beyond’, ‘Kudos’, and ‘Super team’ member.
 Letter of appreciation from Dr. Mitil Chokshi (Managing partner – Chokshi Group India).

 Acknowledged by KPMG India CEO’s innovation desk and KPMG Innovate Hub – Risk consulting for multiple new ideas.
 Won a silver medal at KPMG’s New Manager Milestone Event 2017.

 Regular trainer on investigation techniques to analyze laundered/misappropriated funds to the Forensic team at KPMG India.

 Attended workshop on Business analytics using ‘R’ conducted by Dr. Rajesh Devasia.
 Regular member at KPMG India CSR activities.

 Conceived the idea to develop GIPS practice in India and Video Proposals for business development activities.

Key soft skills Languages Known Working exposure to different cultures

Team values English Belgium UK
Solution oriented Hindi Ghana UAE
Self-belief Gujarati Russia Singapore
Innovate Marathi USA Lithuania

*******************

rishipdoshi@gmail.com [2] +91 98330 14569