PHY LC S010
[ADPENDIX 10
THONG BAO GIAO DICH CO PHIELICHENG CHI QUY CUA NGUELNOI BO VA
'NOUOICO TIEN QUAN CUA NGUGINGI BO
[NOTICE OF TRANSACTION ISHARES’ FUND CERTIBICATES OF INTERNAL. P
AND RELATED PERSONS OF INTERNAL PERSON
(an anh kem theo Th 38 133/2015/TT-BTC nay 06 ting 10nd 2015 ca 86 Tet
hin ang alin eg hg i rent rg chi Ro)
(Promulgated wth the Clear No 1382018/TT-BTC on October 06 2015 of the Ministry of
‘Finance guitng the Information disclosure on seewrtes markets)
ERSON
CONG HOA XA HOI CHO NGHIA VIET NAM
he Kip Ty do - Hanh phic
THE SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness
TP.HICM, ngiy 30 thing 10 am 2019
HCMC, day 50 month October year 2019,
‘THONG BAO GIAO DICH CO PHIEUICHONG CH QUY Cia NGUO NOL BO CUA
CONG TY DAT CHUNG, NGUGL NOT BO CUA QUY DAL CHUNG VA NGUOI CO
LIEN QUAN CUA NGUOI NOL BO
[NOTICE OF TRANSACTION IN SHARES/ FUND CERTIFICATES OF INTERNAL
PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND
RELATED PERSONS OF INTERNAL PERSON,
Kink gi Uy ban Ching khodn Nh nude
= $6 Gino dich chime Khoin
= CBng ty e6 phn Gemaulept
To: ~The Stae Securities Commission
“the Stock Exchange
= Gemadept Corporation
1 Thong tn v8 int te the hin gl deh! nformavon om navi ganization that
conducts the tener:
Hig. va ten i ita/Tén (8 chic! Name of Indiviualorgontaton: VI (VIETNAM
INVESTMENTS) FUNDII, 1
Qube teh! Navomaliy: Cayman Islands
CMD, chu, Th lin ede 6 ve nn) hoge Sb Gy ching nn dng ky doaah
ughigp. Gy pp hat dng hoe gy php 1 tem dong (i vi 18 che), ny ep, noiclip 1D card’Passport No, jn ease of iiviual) or Certificate of business regisration No. (in
tate of organization), date of ase, place of sue: Gidy Phép Think Lép x6 MC-45666 do Co
‘quan ding ky doanh nghigp Cayman Island clp nghy 04012011 ¢ Cerificate of
‘Incorporation No, MC-4S66 issued by Registrar of Companies Cayman Islands on 04/01/2011
- Dia chi lin hg/ia chi tras chink Address: Upland House, South Church Street, Grand
Cayman Islands
ign thoi Telephone: Pa Eni Website:
= Chite wy higa nay ti cong dai ching, cng ty qu ty quy (nda o6) hoje mdi quan vi cong
ty dai ching, eng ty qui W quy /Curren positon in rhe publle company, the fara! management
Company (if any) oF relationship withthe public company. the and management company: C
‘ing ea Cong ty C8 phhn Gemadept! Gemadept Corporation's shareholder
2, Thing tn vé ngud ni td cn cOng ty dei ching/quy dat ching fi mgd clin quan ct ef
‘inthe the hign gine dich (4S vb tng, hop nga thye hig giao deh i ngudi e& ign
{quan ea nai ng bd etn sng ty i ehng/quy dpi ching) Jnformatin about internal person
OF the publie company/publc and is reloted person of trading individual/rganzation (in ease
‘rader i related person of eral person ofthe public companypublic fad)
Hig vi ten ng n9i b6/ Nome of internal person: David Do
= Qube teh! Notionaiy: Ce Ansan
- S6.CMND, 1 chi, Thd cin eu! 1D eard-Passport No,
ja chi thudng tel Permanent adress:
Diga tho lin he! Adres: Pax: Bri:
Cae vy hign nay tei edng ty dai ching, eOng ty quan IY up Currently positon in the public
“compan, te find management company: Thal Vien Hi Ding Quan Trj / Member af the
Board of Management
Mai quan é gita cd nbanvté chic thye hign giao dich véi ngudi noi bi! Relationship of
Indivitual/organization executing transaction with internal person: ug David Do li Giim de
did hanh ean VI (VIETNAM INVESTMENTS) FUND II, LP. / Ms David Do is Managing
Director of VI VIETNAM INVESTMENTS) FUND Il, LP.
Sb lugng, i718 eb phidlehing chi guy and ng ni b9 dang nim git (nb 66 Neder,
‘ownership proportion of shares held bythe internal (fany): 0 6 pig | O shares
aN
Hg vi ten nuts nib! Name of ermal person: I
= Qube te’ Noiomaly. Ue Australia
- S6 CMND, H6 chi, The cin cue! 1D card Passport No.
ja ci thing ti Permanent adress:
= Big tog en ey Address Fox il:
Second Internal person
1u Thanh Lge / Phan Loe Thanh- Chie vy hign nay tg cdg ty dst ehine, e6ng ty quan I guy (Currently positon i the publi
‘company, the fad managervent company: Pb6 Chi Yeh HOi Ding Quan Tri! Vice Chairman
(ofthe Board of Management
Méi quan bg gita of lind ehie dhye hign giao dich vi ngudi noi BOY Relationship of
inividalorganicaion exeeuting transaction with internal person: Ong, Phan Than Le lt
Gi de digu hinh ein VI (VIETNAM INVESTMENTS) FUND Tl, LP. Mr. Phan Loc
‘Thanh is Managing Direct of VI (VIETNAM INVESTMENTS) FUND Il, LP.
é lng, i716 eb phiguhing chi qu? mi ngudi ndi BO dang nm git (abu c6y Number:
“ownership proportion of shares held byte internal (fan): 0 eb phi /O shares
53, Mi ching Khodn giao del Seewities codes GMD
4, Cie ti hon giao deh ob phigwebig chi guy ntu gl mye 3/7rading aceon number with
sharesfund cerifiates mestioned above: ‘ai cng ty eng Khodn/ fn securities
company:
5,88 hugmg, ty 16 ob phidlhing chi qu ado git te Kh thy ign gino diel Nonber,
cumership proportion of sharesfnd certfctes held before transection: $2:868.794 cb phiéu
(44 96) 142,865,700 shares (4406)
6.88 hogng cb phiwlhing chi qu dang 47 munPbinicholduve choinguge enghhin
Kchuyen nhupnghin chy nhagubodn Ai! Number of sharesfnd eerie registered
to purchase! sale give be given donate! be donated nher/ ansfer/tranfered/ovap
‘aes. 784 cb ph (146 9%) [42,865,784 shares (14.44%)
7.86 hung, 6 phasing chi guy dy kién nim gi sa Ki thee hi gino de Nome
tromershippropartion of shares fund cerifctes expected o had afer the ranaction: 0c phigw
(0 %)10 shares (05)
{% Myc dich hue hign ge dit Purposes of transaction: Nh di tw nue ngodi thes vn
Investment ext by foreign investor
9, Phuong thie pio dich! Mode of ansaction: DAL If tren sin ching Khon giao dich tha
thn hoge phuvmg te drge Uy ban Ching kota Nhi nude Vigt Nam ship thugn bao
tm ei giao dich nga btn 09 / Placing orders onthe took exchange, put through or other
Inco approved by SSC of Vimar including off band trading
10, Th gland Kibo thge ign giao del! Transaction perio tr
ngiy/ 10 02122019
{from 0511112019 dnA NHANITO CHC RAO Chor
NGUOT UGC UY QUYEN CONG BO THONG TIN
NAME OF REPORTING ORGANIZATION/NDIVIDUALPERSONS
‘AUTHORIZED TO DISCLOSE INFORMATION
(Ki, gh 78 ho te, dng dn - nu
(Signanre, fll one and sea =n case of orgenztion)
S43
DAVID DO