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Lieber 1961 Human Values and Science Art and Mathematics
Lieber 1961 Human Values and Science Art and Mathematics
Lieber 1961 Human Values and Science Art and Mathematics
Lieber
and drawings by Hugh Gray Lieber iHUMAI\
The Bducation of T. C. Mits
(*. *. NoRToN o corvæarvr,
The Einstein Theory of Relativity
wc.)
V,q,LUES
(rror,r, RrNEH^A.Rr c wrNsrow)
Take a Number and
(noNer-o rnnss corvrnaNr)
Galois and the Theory of Groups SC IÈÑ C T,
(car"ors rNsrrrurn rnr,ss)
Non-Euclidean Geometry ART AND
(cerors rNsrrrurr nnuss)
Good-bye Mr. Man, Hello Mr. NE\Mman
MATHEMATICS
(c,rrors rNsTrrurr nnnss) yt
Mits, Wits and Logic ,r"'ffD
(*. *. NoRToN e. corvæeNr, rNc.)
Text by /'
LILLIAN R. LIEBER
Infinity
(nor,t, RTNEHTIRT c wrNsroN)
Drøwings by
Comedie Internationale
HUGH G. LIEBER
(celors rNsrrrurE rnnss)
Lattice Theory: The Atomic Age in Mathematics
(car-ors rNsrrrurE nnnss)
Human Values and Science, Art and MathematiCI
(*. *.NoRToN et covæaxr, nc.) I
t.
I
I
I
lr NEW YORK
W. W. Norton & ComPanY, Inc'
cQA z
,Lz,t I
DEDICATION
This book is
t234567 89
5c.t (,tJ c t:
PROLOGUB AND BPILOGUE
WHY?I
You will see in this little book in which the finite region of the "KNO'WN"
that at the beginning of the rgth century is surrounded by the
man became aware, IN MATHEMATICS, UNBOUNDtrD region of the "UNKNOWN";
how much more CREATIVE he can be! then, as we enlarge the "KNOWN" region,
And this NEW FREEDOM opened up note that the BOUNDARY
between the KNOWN and the UNKNOWN
* See E. T. Bell's wonderful book: û See de['s first chapter, "Freedom and Responsibility'"
The De'teloþment of Mathematìcs. Sooo 8c
I 9
INCREASES, and mathematics can teach us to accept them!
(shown by the dotted line in the diagram), It is for this reason that
as witness the following example: BVERYONE should know something of
There is a new branch of mathematics this approach to this beautiful subiect,
known as I,ATTICE THEORY, and noi regard it as just a useful means of
developed largely by counting your small changel
the grèat, youn$ biilliant American mathematician,
Garrett Birkhoff,
at Harvard University.
He published a book about it in r94o,
which is a magnificent treatise on
this powerful new mathematical tool;
also in it he listed 17 problems in this domain
still unsolved at that time.
[,ater, in 1948, his second edition of this book
had to be almost completely re-written
because of the tremendous advances
which had been made in this domain
during this short interval;
and he now stated that
8 of the r7 problems had already been
essentially solved,
BUT
he now listed rrr NEW UNSOLVED problemd
I
PREFACE
DEDICÀTION
5
PROLOCUE ÂND EPILOGUE
7
PREF.{,CE I3
r FREEDOM ANDRESPONSIBTLTIY 19
u "ETERNIL vERrrIEs"
46
rrr Locrc 72
ilr EguAr" RrcHT ÄND EgUAL succrss 9g
y LIFE, LIBERTY, .A,ND THE puRSuIT OF IIAPPINESS 12O
vr rHE upsuorl r)6
vn IMPORTANT NOTES: r4z
T EINSTEIN'S TELEGRAM TO THE
PEOPLE 142
z METAMATHEMATICS
44
3 THE LORENTZ TRANSFORMATTON 47
HUMAN VALUES
AND
Science, Art and Mathematict
I. FREEDOM AND RESPONSIBILITY
Furthermore,
this amazing phenomenon
was due to a mere
CHANGE OF ATTITUDEI
Perhaps I should not say "mere,'
since the effect was se i¡¡¡¡s¡ss-
which only goes to show that
a CHANGE OF ATTITUDE
can be extremely significant,
* E. T. Bell: Men of Mathematícs, p. r7.
t9
and we might do well in high school?
to examine our ATTITUDES For perhaps you did NOT learn
toward many things, and people,- much,
this might be most rewarding, nor fast,
as it proved to be in nor- discover anything new
mathematics. with its help!
20 2l
for people can even learn to From these
hate Shakespeare and Beethoven!- he derived many complicated theorems
the fault surely lies elsewhere. (the "consequences")
This however is a subject like the well-known
for another essay; Pythagorean Theorem,
perhaps you will want to write this one and many, many others.
yourself.
,{nd, as we all know,
The fact is that to "prove" any theorem
Euclid's system one must show how
has served for many centuries to "derive" it from the postulates-
as a MODEL for clear thinking, that is,
and has been and still is every claim made in a "proof"
of the greatest value to the human race. must be supported by reference to
the postulates or
Now, what is a "SYSTEM"? to theorems which have previously
already been so "proved"
In constructing a system, from the postulates.
one must begin with Of course Theorem fir
a few simple statements must follow from
from which, the postulates ONLY.
by means of logic,
one derives the "consequences." Now what about
We can thus the postulates themselves?
"figure out the consequences" How can THEY be "proved"?
before they hit us. Obviously they
And this we certainly need more oft CANNOT be PROVED at all-
since there is nothing preceding them
Thus Euclid started with such from which to derive them!
simple statements This may seem disappointing to those who
(called "postulates" in mathematics) thought that in
AS: Mathematics
"It shâll be possible to draw EVERYTHING is proved!
a straight line joining But you can see that
any two points," this is IMPOSSIBLE,
and others like it.* even in mathematics,
n (t) T. L. Heath: Thirtøen Books of Euclíd's Eleme,nts. since EVERY SYSTEM must necessarilvr
(") ]. W. Young: Fundamental Conceþts of Algebra and Geometry START with POSTULATES,
2Z 23
ând these are NOT provable,
making progress
since there is nothing preceding them
not by a wanton "radical" approach,
from which to derive them.
but by an inevitable pressure
which makes change IMPERATIVE.
Of course Euclid was This was indeed the case
well aware of this.
One might ask,
in the above-mentioned
"OLT)" viewpoint toward POSTULATES,
"Why, then, did Euclid consider which held them to be it
his system to be reliable
"self-evident truths,"
when he knew that
and you will soon see
it was BASED on UNPROVED postulates?" how mathematicians were
The answer is that
actually FORCED
he considered the postulates to be
..SELF-EVIDENT TRUTHS." to make the change,
after centuries of
FAILURE to solve a certain problem
And so
by other means!
Euclid's system may be
represented diagrammatically thus:
3. The Failure Which Led To Success.
t'Self-evidenf 'Theorems Among Euclid's postulates
was the one now known as
trulhs" Logic ("Conseguences"I
the FAMOUS PARALLEL POSTUI"{,TE.
It may be stated thus:
This then is Through any point C which is
what I have referred to as NOT on a given line AB,
the "OLD" point of view, c
which was basically changed
in the beginning of the rgth century,
leading to
the Great Discovery of 1826.
A B
h
ìig* this parricular postulate "self-evident truths,"
dtd not seem to Euclid to be they should rather be regarded as
a gsminely,,self_evident truth',;
MAN-MADE ASSUMPTIONS.
and therefore
he felt that he should be able
Now why is this so IMPORTANT?
to "prove" it Does such philosophic hair-splitting by
from his other postulates. "eggheads"
And- he proceed-ed to try to prove it.
But he was UNABLE to do såt- -
- really matter?
One might think that,
whatever the NATURE of
Furthermore, the postulates themselves,
many other distinguished mathematicians, one should be able to say
after Euclid, whether or not
also tried to prove a statement
the PARALLEL POSTULATE, (in this case, the parallel postulate)
but also met with does or does not follow
FAILUREI from the postulates.
.tnd this went on for centuries!
But NOI
Ev-en the great Legendre,*
as late as r8oo, For, if the statement is
gave what is now known to be a MAN-MADE ASSUMPTION,
a fallacious "proof.,' (an "IFFY" statement,
as FDR used to say)
there is nothing SACRED about it,
And then, in 1826, it dawned on it is NOT INEVITABLE,
several mathematicians at once
and THEREFORE
(independently of each othJì_ may be CHANGED.
T,obachevsky, ilolyai, and
Gaussa Now what has this to do with
that the difficulty'lay in the above-mentioned issue of
the very ATTITûDE toward whether or not
what postulates are_ the parallel postulate
that follows from the OTHER Euclidean postulates?
instead of regarding them as
* You may be
interested to see Legendre,s argument
You will soon see the connection.
'The Eúcl idean paraltel post;út.TË ;ì"iå"ëiur.r, in a paper on
Princeton University, pubtis[ed or
ú i'hJëalåii;stiture
Mathematics and,{iÌ,'624 a rnií¿ S;J,"biå.i_iy" of The above-mentioned mathematicians
r5, N. y. not only accepted this
z6 27
l
I
they found :
z8 29
namely,
to make it read:
Through any point C which is
NOT on a given line AB,
TWO lines may be drawn which are
BOTH
parallel to the given line-
that is,
which do NOT meet the given line,
no matter how far they are prolonged
either to the right or to the left.
Now, if you try to draw
a diagram like this
i
ll
rl Ç
Ìt
I
ri
ir
rl
ll
ll
A B
I
'l you will of course feel that
ri
NEITHER line through C
ri
can possibly be parallel to AB,
I since either one, if prolonged,
will surely meet AB somewhere
tl
ll (or AB prolonged).
l1
ri But the fault is not
rl with the assumption that
I two such lines are possible,
I BOTH parallel to AB,
I but rather with this misleading diagram-
tlr. futur.-*e hope!
All we know now is that
I
this sort of thing has happened many times.
-i'
Compare the case of the calculus, - :-.- -
developed independently by
both Newton and Leibnitz,
as well as many other casesl
30
3L
They obtained many theorems
Let this be a WARNING that
whióh seemed very bizarrc-
DIAGRAMS CAN BE MISLEADING
for example:
and must therefore be used with
Ir) Two parallel lines are
the greatest CAUTION- ' ' NOT everywhere equallY distant,
indeed, in Euclidean geometrY.
as they are
diagrams are really (z) The angle-sum of a triangle
not necessary in geometry at all, is LESS than r8oo,
for it is the LOGIC (instead of exactlY rSoo as in
which is actually the tool for "proof" Euclidean geometry),
(see page zz).
and is NOT alwaYs the same,
Diagiams are sometimes helpful,
resardless of the
but sometimes actually a hindrance- siie and shape of the triangle
watch out that (as in Euclidean geometry),
they do not involve some
but ranges from
PRETUDICE, oo to r8oo;
as in the above case,
etc., etc.
as you will soon see.
Thus an entirely difierent geometry
For this particular case,
was created.
I shall tell you about a diagram which As Bolyai wrote to his father-
IS helpful here,
he had created a whole new world
and yet which
out of his own head! *
does NOT make
the above assumption look absurd, Perhaps this only makes You
as did the diagram on page 30.
suspicìous of the whole procedure!
Making you believe that
Well,
all this is merely
Lobachevsky, Bolyai, and Gauss
a mental exercise,
used LOGIC of course
serving no real PurPose.
(not diagrams)
You will soon see, however,
in deriving their theorems from
that
their new set of postulates, not only does it correspond to reality,
which consists of but that we actuallY live in a
their NEW parallel postulate NON-Euclidean world!
I
(the one assuming TWO lines
parallel to a given line But first
ii lhrough a given point outside the line) let us see what haPPened next.
together with Euclid's remaining postulates. * H. S. M. Coxeter: Non-Euclidean Geometry, p' ro'
And what happened?
33
72
The realization that
Again this SEEMS to make no sense-
postulates are
and indeed it seemed to make no sense
only man-made assumptions
even to the contemporaries of
led, within a few years,
these great men, who were, in consequence,
in r85o, ignored by them! *
to still another geometry:
this time, Riemann,
So you may wonder
again leaving all the Euclidean postulates
why these queer geometries
unchanged, EXCEPT ONLY
are considered to be
the PARALLEL POSTULATE,
significant and important now!-
which he changed to:
aside from the fact that
l.l, Through any point C which is
I
the very existence of these
not on a given line AB,
self-consistent non-Euclidean geometries
ri NO line can be drawn which is shows that
L parallel to the given line.
rllllr
il,,
the parallel postulate is obviously
INDEPENDENT of
rl'ttt
lll'r And again
the remaining Euclidean postulates,
l,iiii this new postulate set
for, if it followed from them,
lllt' (and it IS a NtrW SET even though
, tÍrl
only a single postulate has been changed!)
it could not be replaced by
ltrli its contradictory-
led to still another
14,
with either TWO or NO parallels through C-
Non-Euclidean geometry,
,lli
as did the above-mentioned mathematicians!
difierent from the previous one
No wonder their predecessors
rlilli as well as from
;ql
'lli were unable to prove it!
our old Euclidean geometry,
again with some
But let us no\ry see other amazing uses
:rdil seemingly bízane theorems
, i,rl of the
'1 r',i
like:
r{il Non-Euclidean Geometries!
(r ) From a given point outside a given line
iii many lines can be drawn which are
all perpendicular to the given line 5. What is the Use of It?
til
ltl
(instead of only one as in
\Mell, in the first place,
lll Euclidean geometry).
shortly after all this happened,
ttl (z) The angle-sum of a triangle namely in r868,
rl'
is GREATER than r8o",
Il a mathematician named Beltrami
l ranging from rSoo to 54o".
t, * See the thrilling stories in
ll
And many, many others.
I
Men of Mathematics by E. T. Bell.
34
35
and many, many others;
of all these, where they meet),
there is a SHORTEST. so that we have here
Now on a "flat" surface, any number of PerPendiculars
the shortest path is from a point to a line
an ordinary straight line, (as statêd in (r) on9age 34),
whereas on a sphere and,
it is an arc of a great circle.* although this is not the case on
Similarly, a flat surface,
other surfaces have it is neverthéless verY sensible
their own characteristic if we consider instead
shortest distance paths, the surface of a sPhere.
called "geodesics'
Similarly, (z) on Page 34
'l
Thus the
IEW ATTITUDE TOWARD POSTULATES
(page 29)
has succeeded in freeing us from
t.i this
ii
,il
PREIUDICE,
lll resulting in making it possible
t_or us to think of othêr surfaccs
and
i:r their own, Non-Euclid.rn, g.tÃ"iri.r,
'iil
rlli
Similarly, ltt
ilil the PARALLEL POSTULATE of
üli
Lobachevsky, Bolyai, and Gauss
r{
was also shown by Beltrami v'' càl/fi¡.r ¡¡ ¡ .-
lrll perfectli good t' tQ."u..
l' sense,
"to.T?\.
but this time on
É'l
a surface called a
40 4L
for this purpose "Tool-kit"
turned out to be instead of just
NON-EUCLIDEAN, one "hammer" with its
and not at all the LIMITED usefulness.
Euclidean geometry which
we all study in high school. But of course,
But of course this is NOT to say that whenever one produces
'
this_ old Euclidean geometry is a new postulate set,
no longer any good- one has the RESPONSIBILITY of
on the contrary, making sure that the postulates
you now know that DO NOT CONTRADICT EACH OTHER
it is as good as ever (for you cannot even play a game in which
(in fact better now than ever, the rules contradict each other,
since some errors in it can you?!).
r,il,
have been corrected)
l''lli provided it is applied appropriately, And, further,
14:l
Itr
ì
as, for example, on a one has the RESPONSIBILITY of
¡'.i
"flat" Euclidean surface. following through to the
îrr i
i' of which the first was since of course these two symbols f(
i
lÍ''
tt'
the Algebra of Classes, refer to DIFFERENT kinds of ADDITION.
known as Boolean Algebra, ì:rl.
I
{lli I shall not give you here the part marked c in the above diagram 1,jl
i, illl
y'f a complete set of the So that,
lll in the situation on pages 48 and 49,
Postulates for Boolean Algebra, ;,r'
lll
/', but will point out only we have r.,f
5o 51
And note of course I instead of
ordinary multiplication, X.
ó:
income tax calculations!
lr BUT you will admit that 'll.t!{U! !i/it
,'tll
i¡r.
there are many situations in 'i
il'
u'l LIFE, := ,' lI
# ,I
{. as in the case of the family on pages 48 and 49, r:--.
,lr'' ¿=-.---
l" where ordinary arithmetic is r¡
[:,,
the many NBW algebras.
Take for instance
I' the tremendous advantage
q:,1
ii.
that has been gained in l,tr
1,.,
the study of Logic itself, ,/,Æ
rllri
in which large volumes of
i;ii
traditional logic B
ul'
have been reduced to A+B
52
FIVE LINES the answer is the same in either case:
by means of Boolean Algebra! * thus,
And you may be interested in
the applications of TXtr-7'
Boolean Algebra to
1rx 7 _77
etc.
some very prâctical Problems of
electrical wiring! t This is known as the
"Commutative Law of Multiplication."
So you see Now I âttt s,tt"
there is no reason whatever to call you are not thrilled bY this-
orclinary arithmetic and algebra it is so "obvious,"
the "eternal verities"- it is just a bore to mention it! 'llI
t: for the other algebras are But now prepare for a
ii IUST AS GOOD, SHOCK!
and indeed BETTER in
r{, .
Ír1 ,!
interesting and useful in themselves, that is,
but are also valuable in the product of two numbers here gives
{t::' making us appreciate and understand better the second one of the two lil
,,t
i',1 ii
the postulates of ORDINARY algebra as the answer!
{'"
',
which otherwise seem Thus here lve have 1Ì
t¡, ,iÌ
unimportant and "boring."
t!
'f!
Let me illustrate: 4 Ø7:7,
[' 5 @ z:2, il
il etc.
ttl One of the Postulates of
lr,i
('
ordinary algebra is: so that you do not have to
aXb-bXa learn any multiplication table here!
I'
t,
Youngsters would go for this in abigway,
|:li which says of course that wouldn't they?
if you multiply two numbers, a and b,
t',.
it does not matter which one you put first, * Published by
ilr The Galois Institute of
* See Chapter III. Mathematics and Art,
I See Chapter III. 6z4A Third Street, BrooklYn r5, N.Y.
54 55
But of course Huntington
and that
did not invent this algebra iust
to please the children,
in order to be able to use
ANY algebra,
though he would not mind
you must of course know
their enjoying itt
what ARE its Postulates,
He had a serious purpose in
and you must therefore
inventing it-
know and
look it up in his little book
STATE EXPLICITLY
Tentioned on page 55. whether, for examPle,
Here I shall only point out
the Commutative l,aw
the following:
In this algebra, as you see, a8b-b8a
we have
holds or not.
a8b:b And so,
BUT
if it holds in ordinary algebra,
which it DOES,
b8a-a one must of course SAY SO'
for it is far from "obvious" that
That is,
it MUST always hold,
when you "multiply" two numbers here
as you saw above.
you get two DIFFERENT answers
Thus,
(b or a, as above)
by coming in contact with
depending on
VARIOUS algebras,
which number you put first!
we learn to apþreciate how important it is
aSbdoesNOTequalbSa,- to state explicitlY
the Set of Postulates for
So that
that is any particular algebra,
whether it be ordinary algebra
the Commutative Law for Multiplication
does NOT hold in this algebra
- or anv other-
(contrast page 55) t
for ií is the Postulate Set which
tells us
The knowledge that it is
POSSIBLE what the game is
to have algebras in which that we are trying to PlaY.
this simple law does NOT hold, And the fact that
emphasizes the fact that
the postulates are
A,LL algebras are MAN-MADE, FEW and SIMPLE,
with MAN-MADE postulates, far from being a bore,
i
is a WELCOME fact,
56 5J
for then we realize that
the game is really a simple one-
and even ordinary algebra
thus loses its bad reputation of
being hard!
fi
on a certain day, ,,å'i l¡
as you look around in the stadium, t'
,
you find that ,
il
i.e. every person has a definite seat,
and each seat is filled by one person-
then the number of individuals in each set it
i
is the SAME- !
does it?
lt
:,
The enormous importance that
the Theory of Transfinites has ,l
in ALL of mathematics
reads like a fairy tale.*
Let me inject
a WORD of CAUTION here-
" See "Infinity" by
Lillian R. Lieber,
with drawings by
Hugh G. Lieber,
published by Holt, Rinehart and 'Winston.
66 67
LEST WE FORGET that
Of course if you make up
FREEDOM in mathematics
MUST be accompanied by a Postulate Set which
you wish to APPLY to the outside world,
RESPONSIBILITY:
as in the physical sciences,
And so,
though we now have o¡ in the social sciences,
this NEW FREEDOM to there is a FURTHER RESTRICTION in that
ilvent any postulates we wish, you cannot select the postulates quite
so arbitrarily,
STILL
for, they must
we have also the RESPONSIBILITy of
seeing to it that
NOT ONLY be NON-SELF-CONTRADICTORY
but MUST ALSO be
ti the postulates for any system
I
lt1
NOT SELF-CONTRADICTORY! It
LIFE FOR THE HUMAN RACE-
In other words,
the basic SIN in mathematics is and then of course
to LIE! the other postulates
For if one postulate MUST NOT CONTRADICT this
contradicts another and lead to WAR!
(in t_he same system, of course) But more of this in a later chapter
they belie each ôther,
do they not? 'See Chapter IV.
68 69
i
SECURITY I
complete inadequacy of
:
any system of thought! for when wé find him (or her) ouÇ
And therefore I submit that and this is sure to follow as
mathematics is full of the night the day,
,
It
r. A Way of Life
Perhaps you are impressed by the fact that
now we have
MANY geometries instead of only one
(the Euclidean Geometry we studied in school),
and MANY algebras (see Chapter II)
instead of only one,
and perhaps you are even willing to admit
that these are USEFUI-
but are you saying
"What is the good of it all when,
with all this mathematics
and logic
and science,
MAN is really
NOT improving his condition,
but is steadily going DOWN hill
toward ever more horrible wars
with ever more dreadful weapons,"
and indeed you may be thinking that
it is that very growth of
mathematics and
logic and
scrence
which is the CAUSE of this
deterioration in Man's condition?!
Is it not the Scientists themselves
who are leading us down this
dreadful path?
And therefore what we
desperately need is
NOT mo¡e mathematics, etc.,
72
yet he is NOT free to do
just ANYTHING-
for instance,
he cannot build his life on
the theory of
the BIG LIE
(as Hitler advocated!) ;
(z) furthermore
a PROPER study of mathematics
shows us the tremendous importance of
our ATTITUDES,
how we can change
not only our environment,
but OURSELVES,
by getting rid of
the most deep-seated
PREIUDICES,
which we used to consider to be
"eternal veritiesr"
but now know are
indeed ONLY PREJUDICES
and CAN be CHANGED and ADIUSTED
as occasion demands this
for our own GOOD;
(3) that a proper study of mathematics
shows us also that
changes are not made
lightly and flippantly,
but only after thorough examination
and deep thought
(NOT BY VTOLENCE!),
thus showing us
how to be a
CONSERVATIVE PROGRESSIVE;
(4) and thus what looked like
FAILURE for a long time
74
eventually turned into a one of SEMANTICS-
wonderful SUCCESS *- what is the meaning of the word
if we give it the necessary "Scientist"?
TIME and THOUGHT and PATIENCE This is rcally a very loose term,
and do not resort to and means anything from
either VIOLENCE a maker of bombs to
or to the other extreme of the great philosophic men
iust STANDING STILL (like Einstèin, Newton, and others)
without making any progress ât alll who abho¡ the very idea of
making bombs,
These are all very valuable and feel that
lessonsfor living, a PROPER study of Science
do you not think so? is basically concerned with
LIFE for the human race
But this is only the beginning: (see Einstein's statement in Note t, p. r4z)
before you have finished reading and is basically
this little book, OPPOSED TO DESTRUCTION:
perhaps you will agree that
mathematics can really be Do you remember Einstein's famous
a way of life. TELEGRAM TO THE PEOPLE
in which he \MARNS of *
z. SAM the overwhelming responsibility
to harness atoms
But you are still troubled by for BENEFIT of MANKIND
the scientists who make and NOT for humanity's destructionl
nuclear bombs (see Note 4p. r4z)
and who are working on
CBR (chemical, biõlogical and radiological) W'e shall come back to this
WARFARE, important question
are you not? in Chapter V.
\Mhat "VALUES" have these scientists In the meantime,
derived from their study of to avoid the confusion arising from
mathematics and the various meanings of the wo¡d
logic and "Scientist,"
science? let us avoid. this word altogether,
I believe that the difficulty here is and make up a new word
* Remember "The Great Discovery," Ch. I.
' See Note r, p. r42.
76 77
which we can define
without the confusion mentioned above:
4
--44t
this word is SAM, :fr
.o'{i.
originally derived from I
Science, Art, Mathematics,
but better thought of as follows
L
of Boolean Algebra is
that it has simpliñed
fV.Y STATE traditional logic
8o 8r
bv startins with
to such an extent that a'set of PÓsrulRrES for
the venerable subiect of logic, Boolean Algebra
first invented waY back, (the Algebrã of Classes)'
centuries ago,
bv Aristotle himself, But first
aid carried on through the ages a few brief exPlanations
by many learned scholars, are in order:
cán oo* be summed uP in
ONLY FIVE LINES! IrI the "elements" in this algebra are
ele':r;
lcl some sets of elements have
b "' "alorure" under a certain operation-
a- thus, for examPle, to saY that
the set of EVEN numbers
here ab: o has closure under addition
since the two classes, a and b, means that
have nothing in common; the SUM of any two EVEN numbers
they do not overlap; is itself an EVEN number;
l¿) the svmbol "t" stands for whereas to say that
' " th" 'íuniverse classr" the set of ODD numbers
does NOT have closure under addition
meaning the class containing
ALL the classes: means that
thus if we start with the SUM of any two ODD numbers
is NOT itself an ODD number-
the set of all positive integers,
thus 3 +7 ro (an EVEN number).
l, 2, 3, -
and represent the entire set
by the rectangle in 4. Postulate Set for Boolean Algebra.
the following figure: læt us now give a list of
I
POSTULATES (basic rules)
for Boolean Algebra:
universe class.
real numbers:
i.e.,
Similarly the two "closure" laws,
iãi ¡PPITION and MULTIPLICATION'
(z) ab: c, another unique class,
the number o which,
says that when ADDED to anY real number
the PRODUCT of two classes leaves that number unchanged,
is itself a class in this universe class
and the ordinary "unity" element,
(even if the PRODUCT happens to be
the number r, which
the "null" class, as on p. 84). *f,"" H4UIT1PLIED by any real number,
leaves that number unchanged;
Further then (<) and (6) are
the uìíál "commutative laws"
(c) afo:a i"i ÀboluoN and MULTIPLICATION,
(i.e., adding the null class to
so familiar to us in
a given class, a,
the algebra of real numbers;
leaves a unchanged)
and of course (7) is
(+) tx r-a usuallv referred to as
(i.e., the part common to the "åistributive law"-
any class, a, and but had better be described
the universe class, r, bv saving that
is the class a itself, thus: nruirlÞIICATIoN is
DISTRIBUTIVE over
I
ADDITION,
as shown i" (Z).
5*(zxÐ+(l+r)(sf¡),
since the left-hand side So that here
is equal to 5 * 6 which equals rr, the STRANGE DISTRIBUTIVE LAW (8)
whereas the right-hand side really does hold.
is equal to 7 X 8 which equals 56,
and rr * 56, Further,
does it?
\/' a*a':r
lo)
(see the definition of
But (8) DOES hold for CL-ASSES,
as shown in the following diagram: 'ìcomplement" on p. 85);
(ro)'since
aa':
a b ' o
there is nothing in common
to any class a and its comPlement a':
as, for example,
the class of EVEN numbers
has nothing in common with
the class of ODD numbers;
ttopen" or "closedr"
Let a, b, c, etc., represent switches;
let r represent we can have only
the condition of a switch being the following possible combinations
"closedr" for a pair of switches:
and o the condition of a switch being
ttopen.t' SUMS
ofo:o
Further, rfo:r
let the SUM of two switches mean ofr:r L
as in Figure r:
i
I
A r Fie. õ
We may now transform this function
as follows:
97
92
f c ab + ab' * a'b') by Postulate bv a iudicious INTERPRETATION of
b+b') *a'b'l --
7
c a by Postulate 7 túe bäsic terms (like o, I, sum, product, etc.),
a I) t by Postulate and of course many, manY other
af a,b'f^h'l - 9
Postulate 4 APPLICATIONS
(afa')(af b,)l -by Postulate 8 are possible-
(') (a + b')l -by
c a+b') - by Postulate
by Postulate
9
4
you may even solve
some difficulty of your own,
- entirely difierent irom the one given above,
which is, of course, by mai<ing a proper, but difierent,
equivalent to the given function INTERPRETATION
and will produce of the basic terms-
the same desired efiect. IT IS UP TO YOUI
If we translate this back
into a diagram, 6. But A¡e There Any HUMAI\ VALUES here?
The answer is
"Yes, of course,
BUT you will soon see .a¡
D,
how even here
there is
considerable freedom for
various observers
to study the universe
from their own viewpoints.
98 99
Or is it the right to be "wrong"?
with
equal right and equal success,
Or is it riehts of the
as Einstein expressed.
ü"r^g"m"an VERSUS the "egghead"?
we have,
A clever man,
bv the well-known
call him Mr. K
Pythagorean Theorem,
(This symbol was used by Einstein
in his ü_*+f
Special Theory of RelativitY,
and therefore
way back in r9o5!),
would suggest that you can d:1Pfi (')
solve the problem Thus,
in the following way, bv mêasuring the distances x and Y,
using Figure z: ,,á., .m theñ CALCULATE
itr" RBOUIRED distance d
bv meañì of formula (r),
*f,' Y ts
I
*ithout measuring it DIRECTLY'
Of course an equaþ clever man,
v I sav, Mr. K',
v "ould
hnu" drawn the line AX
(instead of AX),
ànd AY'perPendicular to AX
Tlrr"r usiåe ä different coordinate system,)
î à"¿ th." ãt"*tt a line parallel to AY',
\ f namelv v'-
x and hé óould EQUALLY well
find the distance d
A x .X by the PYthagorean formula
d- { v'
Ft1. ?, Note that even though
to2 103
K and K'have DIFFERENT
lt
coordinate systems,
that
xt'{
is,
and
Y
y +t',
still they do agree on SOMETHING- B
in this case, the value of d;
and we say that
ê
is an INVARIANT
VæTT
under the
A{ Fi9.5.
rotation of axes shown in Fig. z.
And of course there are
And even if still another many, many other "coordinate systems"
clever man, Mr. K' which can also serve the same purpose,
used a coordinate system all giving the SAME value of d.
AX" and AY",
which are not even perpendicular But what has all this to do with
to each other, DEMOCRACY?!
as shown in Fig. 3, 'Well, you can easily see that
and then drew a line through B whereas K, K, K'and
parallel to AY", all others interested in
there is another formula the problem of finding the
(NOT the Pythagorean Theorem, distance between A and B,
but one known to anyone who can do so with
has studied a little Trigonometry), ..EQUAL RIGHT AND EQUA,L SUCCESS,''
namely, even though they all use
DIFFERENT COORDINATE SYSTEMS,
that is,
even though
where 0 is the angle shown in Fig. 3, each one approaches the problem
by means of which in his own way!
the distance d can be CALCULATED Now, is not this
by different but the ESSENCE of DEMOCRACY?
appropriate measurements
here. And is it not CLEARER THAN
the assortment of
to4
ro5
i1
definitions of DemocracY
given on PP. roo-ror?
z
You will remember that
it was mentioned on P. 1o2 B
that it was Einstein,
way back in r9o5,
B
who first named .t
t}re clever gentleman K
in connection with his Z
Special Theory of RelativitY.
If vou are intérested in knowing D
how this came uP in A ^
Einstein's TheorY of RelativitY,
vou may wish to look it uP in )(
I ,y X
änotheibook in this series, -Jr¿
The Einstein Theory of RelatfuitY
by Lillian R. Lieber
with drawings bY F;"g,*
Hugh G. Lieber,
published bY ð,- væ +TTÃ,
iïolt, Rinehart and Winston. Now, if instead of
revolving the axes
I-et us nolv see whether as we did before,
,/3TT we revolve AB to â new Position AB',
the result is the same
is still an INVARIANT
in In other words,
under a ROTATION of AXES
the INVARIANT here is
THREE dimensions,
as shown in Fig. 4: + +
here the point B has
THREE coordinates,
(: (- Bc) But how about \/?Tfr
nameþ, x (: AD , y DC), and z
where z is to
the PLANE AX and AY, You may regard lÏ'Jf as
and, as you ProbablY knoq
merely the SHADOW of d
hered2:x'-fy'+* on the XY plane,
and therefore
to7
ro6
I
il
I when d is moved to
the new position AB', but rather EVENTS-
and a new perpendicular from B' and of course an event is
is dropped on the XY plane, a FOUR-dimensional element
meeting it at a point C' since it occurs at a certain
instead of C, longitude,
l
tt2 rr3
do NOT correspond
3. To Sum Up to the new observations,
A. If you are dealing with you will have to make
any branch of CHANGES
PURE mathematics, in the mathematical system
you must ask, which you have been using
(r) What are the ELEMENTS? since it does not correspond to the
(z) Wttat are the OPERATIONS? "facts.t'
(3) What are the POSTULATES?
This is exactly what happened
and, of course, when new observations were made
(4) What are the RESTRICTIONS by Michelson and Morley in 1887,
imposed by which did NOT correspond to
thc METAMATHEMATICS? the mathematical system of
Newtonian physics,
B. If you are dealing with in which
POINTS were the ELEMENTS and
any branch of TIME was the SAME for
I
APPLIED mathematics all observers.
t,
(whether applied to physics And it was EINSTEIN, in r9o5,
or whatever) who suggested that if
you must ask, EVENTS were taken as ELEMENTS,
in addition to the four questions and if each observer,
mentioned in A above say K and I(,
also: had his OWN TIME,
(5) Have you made t and t' respectively
CAREFUL OBSERVATIONS Einstein could then develop
in the domain in question? a NEW system
(the Special Theory of Relativity)
(6) Have you derived the which not only
CONSEQUENCES from more adequately
your postulate set, corresponded to the
and CHECKED THEM actual physical universe
against further observations known up to that time,
perhaps discovered later? but,
when he developed it further, in r9r5,
And of course if you find that
into the
General Theory of Relativity,
the "consequences"
115
tt4
he was able to
all these so that they are
PREDICT observations which
ACCEPTABLE tO
had NOT YET been made,
the best mathematicians,
but which,
the best scientists,
when checked,
the best logicians,
proved to be CORRECT! who are
But Einstein knew perfectly well CHECKING each other's work
that his system, too,
in order to prevent
would be valid only until
CONTRADICTIONS,
further observations would be made LIES,
oft
which would necessitate
as Professor A. Fraenkel
further changes in the system.
(of .the Hebrew University)
Or, as he put it,
..ALLES WAS WIR MACHEN IST FALSCH'' pults it:
(Everything we make is false- "WOLVES in SHEEP'S CLOTHING."
that is, in the long run.) And he adds,
But this does not happen every minute, speaking of
so that physicists now know
Cantor's Theory of Transfinites
perfectly well (though it may as well a PPIY
that they, even now, to many other branches of
do not know THE truth, mathematics, etc., as well):
and probably never will, 'We
have succeeded in
and yet,
for the time being, building a brick wall
they have a system
around our flock of sheep,
that works very well: harling first thrown out
they rely on all KNOWN "wolves in sheep's clothing,"
the INVARIANTS under but we can NEVER be sure that
certain specific transformations, there are not still other
without mistaking these for "wolves in sheep's clothing" present,
ETERNAL VERITIES. which we have NOT YET found out,
And, of course, this means that
each one must make his and must therefore
measurements ACCURATELY, ALWAYS be on the watch for them
must make his And so the task is NEVER DONE.
calculations CORRECTLY, In other words,
must think LOGICALLY- Mathematics and Science,
as well as Art and
r16
t17
ANY MATHEMATICS OT SCIENCE.
And therefore, in this sense,
Science is NOT AT ALL AMORAL-
any more than one could have
V. LIFE, LIBERTY AND a fruitful and non-trivial postulate set
THE, PURSUIT OF HAPPINESS in mathematics
which is not subject to
the METAmathematical demand for
r. Behind the Scenes CONSISTENCY!
First of all Now, what are some of these OTHER ideas
mav I recall the Behind the Scenes?
BA,SIC IMPORTANCE Of
*
that principle of METAMATHEMATICS z. Lif.e
which DEMANDS that
a set of postulates for ANY sYstem Let me suggest only a very few-
be CONSISTENT, and if we accept these,
that the postulates it will be interesting to see
DO NOT CONTRADICT each other what follows from them.
which meâns of course that Let us take a basic postulate here:
LYING LIFE.
CANNOT SERVE as an For without LIFE
instrument of thought! there can be
Now is not this statement no living thing-
usually considered to be no flowers,
a MORAL PrinciPle? no animals,
And yet no human race-
without it we cannot have also of course
ANY satisfactory mathematical system, no music, no art,
nor ANY satisfactory system of thought- no science,
indeed we cannot evên PLAY a GAME properly no mathematics.
With CONTRADICTORY TUICS!
I am not suggesting that we consider here
In a similar waY, II/HETHER life is worth living,
I wish to make the Point that whether it would make more "sense"
there are other important MORAL ideas to commit suicide,
BEHIND THE SCtrNES, whether it is all just
without which there cannot be "Sound and fury, signifying nothing."
* Note z, p. r44.
I am proposing that
t2t
lza
LIFE so unsportsmanlike that it is amazing
be taken as a POSTULATE, how this activity could ever be called
t'sport."
and therefore not subject to proof, a
just like any other postulate.* All this is by way of interpreting
But I propose to MODIFY this the meaning to be given to
and take more specifically as
Postulate I:
ACCEPTANCE of LIFE for the HUMAN RACE.
POSTUL.ATE I: Surely everyone will accept the idea that
The preservation of is definitely present,
LIFE FOR THE HUMAN RACE behind the scenes,
is a goal of human efiort. in science or mathematics.
This does not mean that But this is not all.
we are to go about For, I take this postulate to mean also
wantonly killing animals, that we are not to limit it to
but to do this only when only a PART of the human race,
as Hitler did,
it is necessary to support
because this inevitably leads to WAR,
HUMAN life-
for food, and in this day of
for prevention of disease, nuclear weapons
vivisection, etc. and CBR (chemical, biological, radiological)
Indeed a horse or dog or other animals, weâPons,
through their friendliness and sincerity, this would certainly contradict
might actually HELP to sustain Postulate I,
Man's spirit and faith and even his life. would it not?
And I interpret this postulate
also to mean that z. A System of MORALITY
so-called "sports,"
like bull-fighting, And, if we are trying to suggest
or "ganging up" on one little fox- a "SYSTEM" of MORALITY,
a whole gang of men and women as aMETAMATHEMATICAL background,
(and conupting even horses and dogs
it must of course itself be CONSISTENT!
May I say at the very outset that
to helpl)-
is really a cowardly act, the "SYSTEM" suggested here
makes no pretense of finality(t),
I
t remembering how difficult it is,
Please ¡emember that
a POSTULATE is EVEN in MATHEMATICS,
Not a "SELF-EVIDENT TRUTH" to have a postulate set which is
but only an ASSUMPTION (See Ch. I) perfect (see p. r3z, Ch. V)t
or an UNPROVED THEOREM.
722 rzt
ta
I
Nevertheless, one must go on, For, when we say that .
one must TRY, a atomic enerw is CREATED'--^
one must do one's BEST,
as in mathematics and sciences.
Í \n: î:îil[îi has been transrormed
And so, let us continue, in all humility, into trNtrRGY,
to try to make since Einstein ihowed that
what can only at best be regarded as MASS and ENERGY are really the same'
tentative suggestions, in his famous equation
in the hope that the basic idea- "t "*pt.tt.d
that theré is a MORALITY behind the ìcenes E:mcz
in Mathematics and Science-
(where E energf,,P,= mass, and
may prove to be helpful -
ttt. velocitY of lightJ ' .
and may be further
ô
-
Thus even in túe case of atomic energy'
irnproved and strengthened
there is no change in
as time goes on.
the TOTAL amount ot energY'
Now,
but merelY a transformation
let us consider a SECOND postulate. from one kind to another'
But first may I recall
what physicists call B. The SECOND LAW of
the two laws of thermodynamics: THERMODYNAMICS
may be stated:
'Whenever there is
A. The Conservation of Energy, namely,
the total energy in a closed system a transformation or flow of enetg1'
is a CONSTANT- it happens alwavs
''''-rlalural"
in a certain DI RtrCTION
it can neither be created nor destroyed,
but only transformed from from a point of higher
one kind of energy to another kind- to one of lower
thus we can transform and never in reverse-
electrical energy into heat. ;'h*;;;;';lw"ys flows DowN hill'
or heat to mechanical energy, etc., heat always flows from
without either a point oi higher temPerature
adding to or subtracting from to one of lowér temPerature'
the total energy. etc., etc.
This FIRST LAW of THERMODYNAMICS
HAS SURVIVED EVEN And the only way
the great and fundamental changes tfrit ¿ii".tioi.r" be reversed
made in PHYSICS by is by FORCING it
the EINSTEIN Theory of RelativitY! in a direction oPPosite to
t24 12,
1
t
thé "natural" flow- must be accompanied by
thus wate¡ must be FORCED uphi[ etc.- RESPONSIBILITY,
this force being supplied by if it is not to lead to
a LIVING WILL. CONFLICT between
More generally, individuals or groups
the tendency formulated by the which would of course
Second Law- CONTRADICT the other postulates
if not counteracted by other tendencies-
would make the physical world All this is of course very DIFFICULT to do,
t'fun dorvnr" "degenerate" to involving
what is sometirnes called "heat death." accepting LIFE without whimpering,
Now it seems that growing without interfering with
living organisms, the growth of others,
and, in particular, HUMAN organisms, in short
are capable of it involves what Goethe called
introducing directions of change "cheerful resignation"
that OPPOSE ( "heitere Resignation" ) .
rz8
t29
since the bomb DESTROYS LIFE, Thus Man,
therefore the ideal pursued by Science being, on the one hand,
is INCOMPATIBLE with partbf the physical world
the consequences that flow from Ithat is, being partly a "thing")
the use of the BOMB.* is governed by
So it is NOT SCIENCE in Man the Second l,aw (p. rz5)
but the "Devil" in him like any other "thing."
whose objective is DESTRUCTION BUT on the other hand,
that is consistent with the bomb. thc LIFÊ iN MAN
Indeed, does not the "Devil" in Man MUST
use even according to POSTULATE II
RELIGION itself for DESTRUCTION? FIGHT this destructive force
And yet within himself.
you would not say that And this "'W'AR"
RELIGION is AMORAL, demands our greatest efiorts,
would you? so we had better
stop wasting these efforts on
And fighting each other
to those psychologists who tell us in contradiction to
that there is a deep desire Postulates III and IV.
for CONFLICT Thus,
in all of us, the above postulate set
may I say that inadequate as it probablY is in
the above program is its present form,
in complete agreement, is, nevertheless, I submit
BUT behind the scenes in SCIENCE-
it is the "degenerâtion," in METASCIENCE-
the "Devil," and is in agreement with
which LIFE MUST FIGHT (see p. rz6, Ch. V) the basic principles given us bY
and it is NOT our "grandmothers" the great religious leaders
whom we wish to murder, and humanitarians,
as some people wrongly interpret and is definitely
this BASIC urge to FIGHT the "Devil." NOT a POLLYANNISH Program!
+ In Hiroshima and Nagasaki:l
It is a TOUGH FIGHT,
and have you heard that which each one of us,
the bombardier who threw as individuals,
the atomic bombs on is sure to lose!-
those cities
has since gone insane?l for the Second Law will
r30 r7L
Surely get us in the end, may be seen from the following:
by Death- Alfred Tarski, the great Logician,
but which says in his
LIFE itself wins! "Introduction to Logic,"
pp. 46, r37
If we accept this ?'Theie aré'only a few deductive theories known
"gladly," of which it has been possible to show
as Einstein says (p. rz9)
that they are
we have that "happiness" (Postulate V)
CONSISTENT and COMPLETE."
without which we could not And further:
"fiþht the good fight"- "Perhaps the most interesting example of
the most interesting and a consistent and comPlete theory
exhilarating is that supplied bY
of all "games"! elementary geometry."
How can anyone say that And again:
Science, "The iituation changes essentiaþ
\4¡ith its "METAscience"
as soon as one goes over to such sciences as
behind the scenes, arithmetic and advanced geometry.
is AMORAL?!
Probably no one
Is it not rather
working in these sciences
the GADGETS themselves, doubts their consistency;
the BOMBS themselves, and yet as has resulted from
that are AMORAL the latest methodological investigations,
(being only "things"),
A StriCt PROOF Of thciT CONSISTENCY
since they will explode,
meets with great difficulties
indifferently, of a fundamental nature.
to kill millions of people or The situation in regard to
ì
I
to build a new harbor- the problem of COMPLETENESS
i
but they are not to be identified with
i
is even worse:
l
the SPIRIT in man which is it turns out that
I in his SCIENTIFIC URGE! " arithmetic and advanced geometrY
are INCOMPLETE;
3. Can We Do It? for it has been possible
Some appreciation of to set up problems of a
the SUBLETY of the demands uPon purely arithmetical or geometrical character
a Postulate Set, that can be
* The urge to CREATE, -to the Earth, the Seas, and now Space,
to climb Mt. Everest, ""..rn¡rr.
and, of course, Human Nature itsçlf!
r32 r77
NEITHER positively NOR negatively decided Thus we have much to learn from
within these disciplines." the methods used in these domains,
And worse yet: even while admitting that
"It might bè supposed that this fact NOTHING thAt MAN dOCS iS PERFECT!
is merèly an outcome of It would seem that
the imperfection of the axiom systems these formidable subtleties
and methods of proof might frighten Man away
at our disposal up to date, entirely
and that ã suitable modification from the pursuit of
(for instance, science and mathematics!
ân extension of the axiom sYstem) But the great research men
may in the future, yield complete systems. are madã of "sterner stuff,"
Deeper investigations, however, and
have shown this coniecture to be erroneous: whereas they continue to dig
NEVER will it be possible to build up- into these subtle foundations,
a consistent and complete deductive theory they, at the same time,
containing as its theorems tinue to build the
all true sentences of "ot
superstructure-
arithmetic or of advanced geometry." anã with tremendous success!
"These exceedingly important achievements
are due to the contemPorary
Austrian logician
K. Gödel."
z. Morality
VI. THE UPSHOT! As we have seen (Ch. V)
Postulational Thinking
r. Postulational thinking is even helpful in
considering a SYSTEM FOR MORALITY
Thus we have seen that And what is the BASIC Postulate
whereas mathematics and science we suggested here?-
are NOT PERFECT (see pp. 133-175, Ch. V), LIFLfor the HUMAN RACE
and, indeed, (as interpreted on PP' r22-r27, Ch. V).
the greater the AREA of our knowledge, Ìt is suggests other Postulates
the greater also becomes (see Ch. V),
the CIRCUMFERENCB in contact with all of which can be
the surrounding UNKNOWN,* acceptable
STILL to both K and K',
with the use of even though theY have
POSTULATIONAL THINKING DIFFERENT coordinate sYstems.
as described in previous chapters,
Man has been able
3. Some Invariants and Some
to make up Difierences
a large variety of systems lr) LIFE-which demands
which can be applied to \ / Invariants:
(a) Sufficient and ProPer food;
the successful solution of ibi Coo¿ l{ealth;
a tremendous variety of problems,
ici gducation-both mental and physical;
âs you have seen. ial
\ / No vIoLENCE!
This postulational method of thinking does NOT g-o
(a real scientist
has even been successfully applied
to the study of the universe itself
t into his laboratorY with an AXE
with which to DESTROY his apparatus,
(Chapter IV), but rather with a well-developed BRAIN,
allowing different observers, and lots of PATIENCE
K and K',
each to use his own
t with which to CREATE new things
which wiil be BENEFICIAL to the
coordinate system, HUMAN RACE).
his own "viewpoint" This of course imPlies PEACE,
and yet find the and better still
* P. of the "Prologue and Bpilogue."
9 r37
ry6
fe) FRIENDSHIP between K and l?!
if\-/í gumilitv-remembering that
o
o he will ÑnVnn know THE "truth"
(see Ch. V, PP. r73-ry5) etc', etc
(g) Ànd all this of course
a requires a great deal of a
) a HARD WORK.
(r) Differences which will
NOT PREVENT both K and I(
from studvins the universe
wIiÈ nþÜru RIGHT and EQUAL
l,*,,? SUCCESS-
which is certainlY
the clearest concePt of
\ what DEMOCRACY is:
(a ) Difierent coordinate sYstems (ch. Iv)
(b ) Difierences in color of skin!
(c ) Difierent languages-or
other means of communication'
At ¿^--fl*".fr;-
r42 r43
Note z
MET^AMATHEMATICS]
they EITHER
r47
q6
N