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WARNING

The President of the panel hearing this appeal directs that the following should

be attached to the file:

2017 ONCA 736 (CanLII)


An order restricting publication in this proceeding under ss. 486.4(1), (2), (3) or

(4) or 486.6(1) or (2) of the Criminal Code shall continue. These sections of the

Criminal Code provide:

486.4(1) Subject to subsection (2), the presiding judge or justice


may make an order directing that any information that could identify
the complainant or a witness shall not be published in any document
or broadcast or transmitted in any way, in proceedings in respect of

(a) any of the following offences;

(i) an offence under section 151, 152, 153, 153.1, 155,


159, 160, 162, 163.1, 170, 171, 172, 172.1, 173, 210, 211,
212, 213, 271, 272, 273, 279.01, 279.02, 279.03, 346 or 347,

(ii) an offence under section 144 (rape), 145 (attempt to


commit rape), 149 (indecent assault on female), 156 (indecent
assault on male) or 245 (common assault) or subsection
246(1) (assault with intent) of the Criminal Code, chapter C-34
of the Revised Statutes of Canada, 1970, as it read
immediately before January 4, 1983, or

(iii) an offence under subsection 146(1) (sexual intercourse


with a female under 14) or (2) (sexual intercourse with a
female between 14 and 16) or section 151 (seduction of a
female between 16 and 18), 153 (sexual intercourse with step-
daughter), 155 (buggery or bestiality), 157 (gross indecency),
166 (parent or guardian procuring defilement) or 167
(householder permitting defilement) of the Criminal Code,
chapter C-34 of the Revised Statutes of Canada, 1970, as it
read immediately before January 1, 1988; or

(b) two or more offences being dealt with in the same


proceeding, at least one of which is an offence referred to in
any of subparagraphs (a)(i) to (iii).
Page: 2

(2) In proceedings in respect of the offences referred to in


paragraph (1)(a) or (b), the presiding judge or justice shall

(a) at the first reasonable opportunity, inform any witness


under the age of eighteen years and the complainant of the

2017 ONCA 736 (CanLII)


right to make an application for the order; and

(b) on application made by the complainant, the prosecutor


or any such witness, make the order.

(3) In proceedings in respect of an offence under section 163.1, a


judge or justice shall make an order directing that any information
that could identify a witness who is under the age of eighteen years,
or any person who is the subject of a representation, written material
or a recording that constitutes child pornography within the meaning
of that section, shall not be published in any document or broadcast
or transmitted in any way.

(4) An order made under this section does not apply in respect of
the disclosure of information in the course of the administration of
justice when it is not the purpose of the disclosure to make the
information known in the community. 2005, c. 32, s. 15; 2005, c. 43,
s. 8(3)(b).

486.6(1) Every person who fails to comply with an order made


under subsection 486.4(1), (2) or (3) or 486.5(1) or (2) is guilty of an
offence punishable on summary conviction.

(2) For greater certainty, an order referred to in subsection (1)


applies to prohibit, in relation to proceedings taken against any
person who fails to comply with the order, the publication in any
document or the broadcasting or transmission in any way of
information that could identify a victim, witness or justice system
participant whose identity is protected by the order. 2005, c. 32, s.
15.
COURT OF APPEAL FOR ONTARIO

CITATION: R. v. M.G.T., 2017 ONCA 736


DATE: 20170922
DOCKET: C60364

2017 ONCA 736 (CanLII)


Watt, Benotto and Roberts JJ.A.

BETWEEN

Her Majesty the Queen

Respondent

and

M.G.T.

Appellant

Michael W. Lacy, for the appellant

Luke Schwalm, for the respondent

Heard: June 29, 2017

On appeal from the conviction entered on September 23, 2013 by Justice Ian B.
Cowan of the Ontario Court of Justice.

Watt J.A.:

[1] In May, 2013, a family home was in turmoil.

[2] M.G.T. thought his wife was unfaithful.


Page: 2

[3] His wife thought he was paranoid. She was making arrangements to

leave him.

2017 ONCA 736 (CanLII)


[4] M.G.T.’s friend K.C. had lived in the family home for several months.

M.G.T. ordered him to leave by the end of the week.

[5] Then things got worse.

[6] K.C. called 911 to report an assault at the family home. He said M.G.T.

was “beating on his wife”, like he had the night before. The police responded.

They charged M.G.T. with assault, sexual assault and unlawful confinement, and

took him into custody.

[7] The wife testified at her husband’s trial. So did K.C. The judge said that

K.C.’s testimony confirmed parts of the wife’s account of what had happened.

[8] The trial judge found M.G.T. guilty of sexual assault and entered stays on

the counts of assault and unlawful confinement.

[9] After conviction but prior to sentence, M.G.T.’s brother, J.T., claimed that

K.C. had confessed to fabricating his testimony at trial. According to J.T., K.C.

told J.G. that he (K.C.) had lied to the police. J.G. relayed this information to J.T.

J.T. then called K.C., who told J.T. that “this whole thing was planned”.

[10] Trial counsel for M.G.T. asked the judge to allow the defence to re-open

its case based on the contents of J.T.’s affidavit. Trial counsel wanted the trial
Page: 3

judge to call K.C. as a witness so that he could be cross-examined about his

comments to J.T. and the truthfulness of his testimony at trial.

2017 ONCA 736 (CanLII)


[11] The trial judge dismissed the application to re-open the defence case,

affirmed the conviction he had previously entered and continued with sentencing

proceedings.

[12] M.G.T. appeals. He says the judge erred in refusing the re-opening

request. He also seeks leave to introduce as fresh evidence another alleged

recantation by K.C. of his trial testimony and the transcript of K.C.’s 911 call,

which had not been disclosed prior to or at trial.

[13] These reasons explain why I would not accede to the claim of error in

refusing re-opening, reject the application to introduce fresh evidence and, in the

result, dismiss the appeal.

THE BACKGROUND FACTS

[14] To begin, it is helpful to canvass briefly the principals, their relationship,

the events underpinning the conviction under appeal, the circumstances giving

rise to the application to re-open the defence case and the trial judge’s reasons

for dismissing that application.


Page: 4

The Principals and their Relationship

[15] M.G.T. and his wife had been married for 17 years. They lived in the

2017 ONCA 736 (CanLII)


family home with their three children and M.G.T.’s father. M.G.T.’s friend K.C.

had been living with the other family members for several months.

[16] M.G.T. and his wife were having problems in their marriage. M.G.T. used

crack cocaine. He suspected his wife of infidelity. His wife thought that he was

paranoid. She was actively planning to leave the marriage. She had contacted a

social worker and was awaiting a vacancy at a shelter near the family home so

that her children did not have to change schools.

The Early Evening of May 26, 2013

[17] When M.G.T.’s wife returned home from work in the early evening of May

26, 2013, she found M.G.T. and K.C. drinking and smoking in their home. M.G.T.

appeared to be under the influence of crack cocaine.

[18] M.G.T. testified that on this evening he told K.C. to leave the family home

by the end of the week. He considered K.C. a bad influence on his children.

The Relevant Events

[19] According to his wife, M.G.T. came into their bedroom and told her that

he wanted her out of the house by the end of the week. He then demanded sex.

She refused his request because he was high on crack. M.G.T. forced sexual
Page: 5

intercourse on her despite her lack of consent, called her names, assaulted her

and prevented her from leaving their bedroom.

2017 ONCA 736 (CanLII)


[20] M.G.T. testified that he entered the bedroom he shared with his wife and

asked her for sex. She agreed. As he began to have sexual intercourse with his

wife, he did not like what he was feeling. He stopped having intercourse and sat

up in bed. They argued about her cheating. His wife pretended that she was

crying.

[21] K.C. acknowledged that he had smoked crack earlier in the evening. He

admitted that M.G.T. had told him to leave the house by the end of the week.

[22] K.C. testified that he called 911 because he heard sounds of “smacking”

coming from the couple’s bedroom. He heard three smacks, but could not say

who was smacking whom. He denied the suggestion that he was looking for a

reason to call the police because M.G.T. had told him to leave by week’s end and

he had no place to go. He similarly rejected counsel’s suggestion that he made

the 911 call by pre-arrangement with M.G.T.’s wife.

The Reasons for Judgment

[23] On September 23, 2013, the trial judge found M.G.T. guilty of assault,

sexual assault and unlawful confinement of his wife. The judge recorded a

conviction for sexual assault and stayed the other findings of guilt on the basis of

Kienapple v. The Queen, [1975] 1 S.C.R. 729.


Page: 6

[24] The trial judge founded his conclusion of guilt on the basis of the

testimony of M.G.T.’s wife about events that took place in the bedroom. The

2017 ONCA 736 (CanLII)


judge unequivocally rejected M.G.T.’s version of events.

[25] In connection with the testimony of K.C., the trial judge accepted K.C.’s

denial of any plan with M.G.T.’s wife to get M.G.T. out of the house. In the

penultimate paragraph of his reasons, the trial judge described the role that

K.C.’s evidence played in his findings of guilt:

I do believe [the wife] when she told the court that she
went to their bedroom fully clothed and that when her
husband said he wanted to have sex with her she said,
“no.” I also believe that she physically resisted by
kicking and pushing him when he tried to get on top of
her and removed her pants and panties and that she
told him, in no uncertain terms, that she did not want to
have sex. I accept her evidence that when she tried to
leave the room he blocked her, albeit briefly. I also find
that the Crown has proven beyond a reasonable doubt
that he slapped her on at least one occasion with an
open hand during this time in the bedroom. This
evidence is corroborated somewhat by the evidence of
[K.C.] who heard what he thought were three slaps but I
find that this assault by slapping was part of the sexual
assault. It was an ongoing event, as was his blocking
her from leaving the room. These two charges of
unlawful confinement and assault simplicitor are stayed
as being subsumed by the sexual assault charge.
[Emphasis added.]

The Application to Re-open

[26] On December 3, 2013, a date on which sentencing proceedings were to

begin, trial counsel for M.G.T. made an application to re-open the defence case.
Page: 7

In the event that the trial judge were to permit re-opening, counsel asked the

judge to subpoena K.C. to testify.

2017 ONCA 736 (CanLII)


[27] In support of the application, trial counsel filed two affidavits: one from

M.G.T. and the second from M.G.T.’s brother, J.T.

[28] In his affidavit, M.G.T. swore that his brother, J.T., told him that he, J.T.,

contacted K.C. on October 29, 2013. According to J.T., as related by M.G.T.,

K.C. told J.T. that his (K.C.’s) evidence at trial was not the truth.

[29] J.T. deposed that he telephoned J.G. who told him (J.T.) about a car ride

with K.C. sometime in July, 2013. According to J.T., J.G. told him that K.C. told

him (J.G.) that he (K.C.) had lied to the police. The same evening, J.T. called

K.C. who told J.T. “that this whole thing was planned”. K.C. then abruptly stopped

talking. He told J.T. that he (K.C.) would say no more unless “the court

subpoenaed him”, then expressed a fear that he would end up in jail for having

lied at trial. K.C. begged off an arranged meeting with J.T. and the men did not

speak again.

The Ruling of the Trial Judge

[30] The trial judge dismissed the application to re-open the defence case,

thus did not reach the request for issuance of a subpoena for K.C.

[31] The trial judge noted that the information J.T. claimed to have received

from J.G. recounted an admission by K.C. that he had lied to the police. The
Page: 8

conversation allegedly had occurred in July, 2013, about two months in advance

of trial. Tendered for its truth through the affidavit of J.T., what K.C. allegedly said

2017 ONCA 736 (CanLII)


to J.G. was inadmissible double hearsay, although the fact of the conversation

explained why J.T. spoke to K.C.

[32] According to the trial judge, the affidavit of J.T. posed hearsay problems,

but more importantly it reported on an alleged conversation that was entirely

devoid of context, thus fell short of what was required to invoke the discretion to

re-open.

THE GROUNDS OF APPEAL

[33] M.G.T. (“the appellant”) advances two grounds of appeal. First, he alleges

an error in the trial judge’s conduct of the trial. Second, he seeks leave to

introduce fresh evidence on two discrete but related issues.

[34] Insofar as trial proceedings are concerned, the appellant says that the

trial judge erred in failing to permit the defence to re-open its case to adduce

evidence from K.C. about his alleged recantation of his trial testimony.

[35] With respect to fresh evidence, the appellant seeks leave to introduce the

evidence of K.C.’s brother, J.C., concerning K.C.’s subsequent recantation of

what he said about the appellant’s assault of his wife on May 27, 2013. He also

seeks leave to introduce the 911 call K.C. made to police reporting the assault,
Page: 9

which the Crown had not disclosed and the defence had not requested before or

during the appellant’s trial.

2017 ONCA 736 (CanLII)


Ground #1: The Application to Re-open the Defence Case

[36] The first ground of appeal challenges the correctness of the trial judge’s

decision to refuse to permit defence counsel to re-open the defence case after

conviction but prior to sentence.

[37] In earlier paragraphs of these reasons, I have described the

circumstances in which the application was advanced and summarized the trial

judge’s reasons for dismissing it. Nothing will be gained by their repetition here.

That said, some aspects of the application are worth emphasis.

[38] First, the remedy sought. In the event of success on the application to re-

open the defence case, defence counsel asked the trial judge to call K.C. as a

witness. Counsel later revised his request to have the judge issue a subpoena to

compel K.C.’s attendance.

[39] Second, the evidentiary basis on which the application was grounded.

Trial counsel relied on two affidavits: one from M.G.T. and a second from his

brother, J.T. Each reported what the affiant alleged K.C. had said to them or to

others. J.T. swore that J.G. claimed that in July, 2013, K.C. had told him (J.G.)

that he (K.C.) “lied to the police.” J.T. said that in October, 2013, K.C. had told
Page: 10

him that “this whole thing was planned”. J.G. did not file an affidavit. J.T. offered

no further details.

2017 ONCA 736 (CanLII)


[40] Trial counsel did not subpoena K.C. He called no viva voce testimony on

the application. Counsel did indicate that K.C. was scheduled to be at the

courthouse the following day, but did not suggest an adjournment to permit an

interview or service of a subpoena on him.

The Arguments on Appeal

[41] The appellant begins with a reminder that the testimony of K.C. was a

crucial component of the trial judge’s analysis leading to findings of guilt. It

furnished confirmation of the complainant’s version of events, in particular, their

non-consensual nature. It follows, the appellant says, that anything that shows or

tends to show that K.C.’s evidence was contrived, part of a plan or pact with the

complainant, would deal a serious, if not fatal blow, not only to K.C.’s credibility

and the reliability of his evidence, but also to the testimony of the complainant.

[42] According to the appellant, the trial judge misapprehended the nature of

the evidence trial counsel offered on the application and also erred in his

application of the test for re-opening. The proposed evidence is material and

admissible as original evidence that K.C. had perjured himself at the appellant’s

trial. The evidence was not barred by the hearsay rule or any other rule of

admissibility. The proposed evidence was credible since the same admission had
Page: 11

been made to two different people. It was relevant in that it tended to impeach

the reliability of testimony that the trial judge considered to corroborate the

2017 ONCA 736 (CanLII)


complainant’s version of events. It could not have been obtained in advance of

trial because K.C.’s alleged recantation only emerged after the appellant’s

conviction.

[43] The respondent sees things differently. The trial judge, the respondent

says, applied the proper test, did not misapprehend any evidence and reached a

reasonable conclusion on the issue. His decision is entitled to deference.

[44] The respondent contends that the standard to be applied when the

defence seeks leave to re-open its case post-verdict is, as it should be, a

rigorous test not easily met. The appellant must meet the requirements for the

admission of fresh evidence on appeal set out in Palmer v. The Queen, [1980] 1

S.C.R 759. And, further, the judge must consider whether the application to re-

open is in reality an attempt to reverse a tactical decision made at trial.

[45] In this case, the respondent continues, the trial judge was limited in his

determination of the application to the affidavits of M.G.T. and J.T. The affidavit

of J.T. lacks any meaningful context for the discussion between K.C. and J.G. It

cannot be admitted for its truth since it fails to satisfy the requirements for the

exceptional admission of hearsay. What is more, the appellant failed to provide


Page: 12

any first-hand information from K.C. himself or offer any explanation for his failure

to do so.

2017 ONCA 736 (CanLII)


The Governing Principles

[46] Despite the comparative infrequency with which applications to re-open

the defence case after conviction occur, the principles that govern these

applications are well-settled. In this case, the parties are ad idem on the

principles, but differ on the result that should follow from their application.

[47] The test for re-opening the defence case after findings of guilt have been

made and convictions recorded is more rigorous than that which governs the

same application made prior to an adjudication of guilt. This is so because a

more exacting standard is required to protect the integrity of the criminal trial

process, including the enhanced interest in finality: R. v. Kowall (1996), 108

C.C.C. (3d) 481, (Ont. C.A.), at para. 31.

[48] The criteria to be met to determine the admissibility of fresh evidence on

appeal provide helpful guidance to judges faced with an application to re-open

the defence case after an adjudication of guilt has been made. The test is

familiar:

(1) The evidence should generally not be admitted


if, by due diligence, it could have been adduced
at trial provided that this general principle will not
be applied as strictly in a criminal case as in civil
cases: see McMartin v. The Queen [[1964]
S.C.R. 484].
Page: 13

(2) The evidence must be relevant in the sense that


it bears upon a decisive or potentially decisive
issue in the trial.

(3) The evidence must be credible in the sense that

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it is reasonably capable of belief, and

(4) It must be such that if believed it could


reasonably, when taken with the other evidence
adduced at trial, be expected to have affected
the result.

See Palmer, at p. 775; Kowall, at para. 31.

[49] The Palmer factors requiring consideration on applications to introduce

fresh evidence on appeal, incorporated by reference on post-verdict applications

to re-open, may be summarized as:

i. admissibility;

ii. cogency; and

iii. due diligence.

See Truscott (Re), 2007 ONCA 575, 225 C.C.C. (3d) 321, at para. 92.

[50] The admissibility and cogency requirements drawn from Palmer ensure

that evidence proposed for reception on a post-conviction application to re-open:

i. relates to a decisive or potentially decisive issue at trial;

ii. is reasonably capable of belief;

iii. is probative of the fact the party seeks to establish by its

introduction; and
Page: 14

iv. is admissible under the prevailing rules of evidence.

[51] The admissibility requirement ensures that the exceptional remedy of re-

2017 ONCA 736 (CanLII)


opening is permitted only where the evidence proposed for reception is itself

compliant with the rules governing admissibility. It would be pointless to allow re-

opening only to exclude the evidence tendered for reception on the basis that it

offended an admissibility rule. Such evidence could exert no influence on the

determination of any decisive or potentially decisive issue at trial: see Truscott

(Re) (2006), 213 C.C.C. (3d) 183 (Ont. C.A.), at para. 21.

[52] The cogency requirement commands a qualitative assessment of the

evidence proffered on the application to re-open. This qualitative assessment

begins with an identification of the purpose or purposes for which the evidence is

proposed for admission. This involves an assessment of the potential (but not the

actual) value of the evidence, considered in the context of the evidence adduced

at trial that underpins the finding the party seeks to impeach: Truscott (2007), at

para. 100. In this way, it can be determined whether the evidence is sufficiently

cogent to warrant its admission. The trial judge should carefully evaluate the

proposed evidence and the credibility of its source: R. v. Snyder, 2011 ONCA

445, 273 C.C.C. (3d) 211, at para. 50. However, no effort should be expended to

determine the ultimate reliability of the evidence or the ultimate credibility of the

witness whose evidence is tendered: Snyder, at paras. 50-51.


Page: 15

[53] Evidence of a trial witness’ (later) recantation may be admissible for more

than one purpose. As an out-of-court statement inconsistent with the witness’ trial

2017 ONCA 736 (CanLII)


testimony on a material issue, it can be put to that witness to challenge his or her

credibility and test the reliability of his or her evidence: Snyder, at para. 52; R. v.

B. (K.G.), [1993] 1 S.C.R. 740, at pp. 755-756. Depending upon its content, the

statement may also be received as substantive evidence that an offence did not

occur or that an accused was not involved in its commission: Snyder, at para. 51.

[54] Where the evidence proposed for admission on an application to re-open

after verdict is a post-verdict recantation of a witness’ trial testimony, both trial

and reviewing courts should undertake a particularly rigorous qualitative

assessment of the evidence of the recantation. This is especially so in cases of

simple, unexplained recantations, because of the ease with which they can be

fabricated. Too ready or uncritical admission of such recantations would put at

risk the finality of verdicts each time a witness had second thoughts: Snyder, at

para. 61; R. v. Babinski (1999), 44 O.R. (3d) 695 (C.A.), at para. 62.

[55] A trial judge’s decision on post-verdict re-opening of the defence case

involves the exercise of judicial discretion. Where that discretion has been

exercised in accordance with the governing legal principles, is unencumbered by

any material misapprehension of evidence and is not unreasonable, it is entitled

to significant deference on appeal: R. v. Kippax, 2011 ONCA 766, [2011] O.J.

No. 5494, at para. 64.


Page: 16

[56] Two further points are worthy of consideration.

[57] The first has to do with the importance of context in assessing the

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relevance, admissibility and cogency of evidence. Without proper context it may

be difficult, sometimes impossible, to tease out the meaning of words allegedly

spoken. See, for example, R. v. Ferris, 1994 ABCA 20, 27 C.R. (4th) 141, at

para. 30, affirmed [1994] 3 S.C.R. 756, at para. 1; R. v. Hunter (2001), 54 O.R.

(3d) 695 (C.A.), at para. 21.

[58] A final point concerns the authority of trial judges to call witnesses. The

discretion of a trial judge to call evidence is undoubtedly a broad discretion. That

said, there is nothing inherently unfair about requiring a party to tender the

evidence on which that party wishes to rely. A trial judge should not exercise his

or her discretionary authority to call witnesses in order to maintain or to provide a

party with a tactical advantage: R. v. Finta (1992), 73 C.C.C. (3d) 65 (Ont. C.A.),

at pp. 205-206, affirmed [1994] 1 S.C.R. 701.

The Principles Applied

[59] For the brief reasons that follow, I would not give effect to this ground of

appeal. The trial judge was cognizant of the test to be applied on a post-verdict

application to re-open the defence case. His reasons disclose no error in

principle or misapprehension of any material evidence. Nor is his decision to

dismiss the application unreasonable.


Page: 17

[60] At the outset, it is helpful to call to mind not only the remedy the appellant

sought on the application, but also the materials upon which he relied.

2017 ONCA 736 (CanLII)


[61] The appellant sought two orders from the trial judge:

i. an order permitting the defence to re-open its case on the

basis of post-verdict recantations by K.C. of his evidence at

trial; and

ii. an order, later varied to issuance of a subpoena, that the trial

judge call K.C. as a witness on the re-opening.

[62] The evidentiary foundation placed before the trial judge on the application

consisted of two affidavits:

i. the affidavit of the appellant describing a conversation he had

with his brother, recounting a conversation his brother had

with K.C., in which his brother claimed K.C. said his evidence

at trial was not the truth; and

ii. the affidavit of the appellant’s brother, J.T., recounting a

conversation J.T. had with J.G. before the trial, in which J.G.

claimed K.C. told him that he (K.C.) lied to police, and a post-

conviction conversation J.T. had with K.C. in which K.C.

explained “this whole thing was planned”, then clammed up.


Page: 18

[63] What the trial judge did not have was any indication from J.G. about how

it was this initial conversation with K.C. came to occur during a drive in July 2013

2017 ONCA 736 (CanLII)


and on the nature of the relationship between J.G. and J.T. Equally sparse is the

evidence about any efforts to locate, interview or serve a subpoena on K.C.,

despite earlier contacts with him and knowledge of his impending court

appearance.

[64] Both affidavits tendered on the re-opening application are fraught with

issues about admissibility.

[65] To the extent that they were tendered as proof of the truth of an assertion

by K.C. that he “lied to the police” or “this whole thing was planned”, they cannot

escape the exclusionary grip of the hearsay rule. Not on the basis of any listed

exception, nor under the principled approach.

[66] To the extent that the affidavits were tendered to prove the mere fact that

K.C. said he lied, they lack context to assign them meaning. In the absence of

meaning, they lack relevance.

[67] Even though the affidavits were tendered on an application for re-opening

for the limited purpose of impeaching the credibility of K.C.’s trial evidence, the

trial judge and this court are obliged to consider the credibility of the evidence. As

in Snyder, the triggering recantation to J.G. – K.C. “lied to the police” – emerged

fully grown out of nowhere. A car ride in July. No context provided. Apart from his
Page: 19

name, we know nothing of J.G. On the credibility meter, J.T.’s report fares no

better. Neither constitutes a basis on which to re-open the defence case after

2017 ONCA 736 (CanLII)


conviction.

Ground #2: The Fresh Evidence Ground

[68] The second ground of appeal is related to, but discrete from the first.

[69] The appellant invokes our authority to receive further evidence on appeal

and seeks leave to introduce two items of evidence that were not available and

thus not tendered for admission at trial. Each has to do with the testimony of K.C.

in one way or another.

[70] Proposed for reception as fresh evidence are:

i. the affidavit and subsequent cross-examination of K.C.’s brother,

J.C., describing an alleged post-verdict recantation by K.C. of the

evidence he gave at the appellant’s trial; and

ii. the recording and transcript of K.C.’s 911 call on May 27, 2013,

reporting the appellant’s assault on his wife.

[71] Some further background will provide the context essential for an

understanding of this ground of appeal.


Page: 20

The Recantation Evidence

[72] J.C. is K.C.’s brother. For nearly three decades he has worked for a

2017 ONCA 736 (CanLII)


company owned by the appellant’s brother, N.T. He has known the appellant for

more than a quarter century. Although the business was recently sold, J.C.

retains ties to the appellant’s family.

The Alleged Recantation

[73] According to J.C., K.C. came to his home on December 28, 2013. K.C.

brought a case of 24 beers along with him. Both men drank some beer. K.C.

appeared to be “lost in thought.” J.C. asked him what was wrong.

[74] As J.C. recounted it, K.C. said he was upset because he had made a big

mistake by doing what he did to M.G.T. M.G.T.’s wife had “made him do a set-

up.” She would get M.G.T. going. When she started to scream, K.C. was to call

the police. K.C. heard them arguing in the bedroom and called the police. He told

the operator – as M.G.T.’s wife had asked him to do – that he heard M.G.T. hit

his wife.

[75] J.C. said that his brother told him that the truth was that, although he had

heard shouting, he did not hear the appellant strike his wife and lied about having

heard three blows struck. K.C. explained that M.G.T.’s wife cashed his work

cheques so that K.C. could continue to collect employment insurance benefits

while working.
Page: 21

[76] In cross-examination, J.C. acknowledged that he saw his brother every

other weekend over the relevant months, but that it was only on the one occasion

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– December 28, 2013 – that K.C. spoke about his evidence at the appellant’s

trial. The conversation occurred after J.C. had told K.C. that he (J.C.) was upset

about K.C.’s involvement in M.G.T.’s case. K.C. did not provide any details about

the shouting he heard. J.C. had about five beers over the six hours K.C. was at

his home. K.C. could have drunk more beer than J.C. was aware and could have

taken some drugs before arriving at J.C.’s home. J.C. did not know that both

M.G.T. and K.C. had taken drugs and were drinking beer together on the night of

the alleged assault.

[77] J.C. conceded that he never spoke to the appellant about K.C.’s

disclosure. He said nothing to the appellant’s brother N.T. for about a year after

K.C.’s visit. J.C. acknowledged that he didn’t have a good memory of his

conversation with K.C. when he was cross-examined 32 months later.

The Death of K.C.

[78] On January 10, 2014, about two weeks after the alleged recantation to

J.C., K.C. died by suicide.

The Disclosure of the Recantation

[79] In his affidavit, J.C. swore that the first time he spoke to anybody

regarding K.C.’s disclosure about his evidence at the appellant’s trial was on
Page: 22

February 9, 2015, when he received a telephone call from a lawyer in the office

of appellate counsel. The lawyer asked whether J.C. had spoken to K.C. about

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the appellant’s conviction and sought the details of their conversation.

[80] In cross-examination, J.C. acknowledged that he had spoken to the

appellant’s older brother, N.T., about his conversation with K.C. J.C. signed his

affidavit on February 24, 2015, about 14 months after he had spoken to K.C.

about his trial evidence. He was cross-examined on his affidavit 32 months after

the conversation, and 18 months after he had sworn it. J.C. admitted that it was

not a priority for him to recall everything that was said in his conversation with his

brother. He did not have a good memory of their discussion. He accepted that

the delay in completing the cross-examination could have been due to him

having second thoughts about it, but he also claimed that work commitments

made it difficult for him to attend.

The 911 Call

[81] In the course of responding to the fresh evidence application, counsel for

the respondent obtained a copy of K.C.’s 911 call. This was disclosed to counsel

for the appellant, who arranged for its transcription.

[82] It is common ground that, although the 911 call was referred to in the

notes of a police officer who responded to the call and testified at trial, a copy of

the recording was not provided to defence counsel as part of the initial Crown
Page: 23

disclosure. Nor was it requested by defence counsel before or during the trial. In

the result, neither trial counsel had a copy of the 911 call at trial.

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[83] Counsel agree that the failure to disclose the 911 call was the result of a

policy in the Crown Attorney’s Office in Peel Region. 911 calls were not included

in initial disclosure. During the case management phase of proceedings, 911

calls would only be provided if either the Crown or defence requested it. To

implement the request, the Crown would contact the Central Disclosure Unit of

the Peel Regional Police, who would provide a copy for the Crown. The Crown

would, in turn, disclose it defence counsel.

[84] During the 911 call, K.C. never disclosed his name to the 911 operator,

although he described his location in the house from which he was calling. He

insisted on remaining anonymous and resisted the operator’s efforts to obtain

more information from him and to keep him on the line. He described the

husband as “liquored up” and explained that the same thing had happened two

days in a row. K.C. told the operator that the husband had “pretty much raped

[the wife]” on the previous night, and that he was “beating on his wife” and

“smacking her around”. The “smacking” had stopped as the 911 call continued,

replaced by quiet.
Page: 24

The Arguments on Appeal

[85] The appellant advocates the reception of the evidence of J.C. and argues

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that it requires that we order a new trial.

[86] The appellant says the evidence of J.C. satisfies the admissibility and

cogency requirements under Palmer. Further, it could not have been obtained by

the exercise of due diligence at trial, since the conversation did not occur until a

couple of weeks after the sentence had been imposed.

[87] According to the appellant, if K.C. were alive, he could be cross-examined

on what he said to his brother. This evidence could be used to impeach his

credibility, since it amounted to a statement inconsistent with his trial testimony

on a material issue. It could also be used as substantive evidence to exculpate

the appellant, since it tended to show that what was alleged to have occurred

simply did not take place.

[88] The appellant says that the hearsay rule erects no bar to admissibility

because, tendered through the recipient, what K.C. said would be admitted for its

truth under both a listed and the principled exception to the hearsay rule. The

necessity requirement is met by the death of the declarant. Reliability is

established by the absence of any motive to lie and confirmation by similar

admissions made to others. And, as hearsay tendered by the defence, the

rigours of the exclusionary rule are tempered by the need to prevent an injustice.
Page: 25

[89] The cogency requirement is also satisfied according to the appellant. The

evidence is reliable and can reasonably be expected, if given together with the

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evidence received at trial, to have affected the verdict.

[90] Turning to the 911 call, the appellant says that the call should have been

disclosed in advance of trial. After all, it is presumptively first party disclosure.

The failure of defence counsel to request it is irrelevant for fresh evidence

purposes. The substance of the call, the appellant contends, is suggestive of the

set-up plan put to K.C. in cross-examination at trial. The request for anonymity.

The account of the husband “beating on his wife” from which K.C. retreated at

trial. Denial of this valuable impeachment tool restricted the scope of

impeachment available to the appellant and warrants a new trial.

[91] The respondent resists both aspects of this ground of appeal.

[92] Turning first to the evidence of J.C., the respondent contends that what is

proposed for admission fails to pass muster on either ground on which the case

for admissibility is advanced.

[93] Impeachment of a witness on the basis of an inconsistent statement

about subject-matter of which the witness has previously testified, or on the

ground of bias, interest or corruption, requires the presence of the witness who is

to be confronted with these allegations. The death of K.C. makes this impossible.

There can be no confrontation for want of the witness to be confronted.


Page: 26

[94] As substantive evidence, the respondent says, the evidence of J.C.

cannot surmount the barrier erected by the hearsay rule. No listed exception can

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be summoned. And the proposed evidence cannot satisfy the reliability

requirement under the principled approach on either a substantive or procedural

basis. The discussion was not recorded. It was not under oath. The context in

which it occurred is unclear. Both the declarant and the proposed witness were

drinking. There are also significant credibility problems with the proposed

witness.

[95] Even if the proposed evidence were to satisfy the admissibility

requirement of Palmer, the respondent says it should be rejected for want of

cogency. K.C.’s testimony was a relatively minor player in the proof of guilt. It

follows, according to the respondent, that any evidence that has an impact on his

credibility cannot reasonably be expected to have affected the verdict. In

addition, J.C.’s evidence is itself unreliable. Internally inconsistent, the product of

faulty recollection and lacking detail.

[96] As for the 911 call, the respondent accepts that its disclosure is governed

by R. v. Stinchcombe, [1991] 3 S.C.R. 326, an obligation that cannot be trumped

by the policy of the local Crown Attorney’s office. However, in the end, the

Crown’s failure to disclose it did not impair the appellant’s right to make full

answer and defence. There is no reasonable possibility that the disclosure failure

affected either the outcome or the fairness of the appellant’s trial.


Page: 27

[97] The respondent points out that, for the most part at least, the 911 call

confirms K.C.’s trial evidence. Nothing that he said to the operator is suggestive

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of any pre-concert with the complainant and some of his comments belie any

such conspiracy. As for trial fairness, what tells most against any claim of harm is

the failure of trial counsel to seek and pursue disclosure of the 911 call. Trial

counsel was aware of the 911 call, not only from the testimony of K.C. at trial, but

also from the disclosed notes and trial testimony of the responding police officer.

[98] It is a reasonable inference, the respondent says, that trial counsel made

a strategic decision not to pursue disclosure of the 911 call, thus it cannot be said

that the failure to disclose it affected the fairness of the trial.

The Governing Principles

[99] The principles that inform our decision in connection with this ground of

appeal relate to two issues. The first has to do with the circumstances in which

we may admit evidence of a post-verdict recantation by a witness who testified at

trial. The second concerns the authority to interfere with a verdict rendered at trial

because of the failure of the Crown to honour its disclosure obligations.

The Admissibility of Fresh Evidence

[100] Section 683(1) of the Criminal Code accords appellate courts a broad

discretion to receive fresh evidence when the court considers it in the interests of

justice to do so. When fresh evidence is proposed for admission on appeal the
Page: 28

court must undertake a context-sensitive inquiry, taking cognizance of all the

circumstances of the case. This encompasses not only the appellant’s interests

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in fully pursuing his appellate remedies, but also the broader, long-term interests

of the administration of justice: R. v. T.S., 2012 ONCA 289, 284 C.C.C. (3d) 394,

at para. 114; Snyder, at para. 44; Truscott (2007), at para. 81.

[101] To engage our discretion to receive further evidence on appeal requires

us to answer three questions:

i. Is the proposed evidence admissible under the


rules of evidence applicable to criminal trials? [the
admissibility requirement]

ii. Is the evidence sufficiently cogent that it could


reasonably be expected to have affected the
verdict rendered at trial? [the cogency
requirement]

iii. What explanation is offered for the failure to


produce the evidence at trial and how should that
explanation affect its admissibility on appeal? [the
due diligence inquiry].

See T.S., at para. 115; Truscott (2007), at para. 92; Snyder, at para. 45. See also

Palmer, at p. 775.

[102] The cogency requirement obliges an appellate court to ask and respond

to three questions:

 Is the evidence relevant in that it bears upon a


decisive or potentially decisive issue at trial?
Page: 29

 Is the evidence credible in that it is reasonably


capable of belief?

 Is the evidence sufficiently probative that, when

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taken with the other evidence adduced at trial, it
could reasonably be expected to have affected
the result?

See T.S., at para. 118; Truscott (2007), at para. 99.

[103] The cogency requirement directs us to weigh, to some extent, the

potential (but not the actual) probative value of the proposed evidence. It

necessarily follows that this weighing be contextual, taking into account the

evidence adduced and the positions advanced at trial: T.S., at para. 117;

Truscott (2007), at para. 100; R. v. Reeve, 2008 ONCA 340, 233 C.C.C. (3d)

104, at para. 72.

[104] What the cogency requirement demands is a qualitative assessment of

the evidence proposed for admission. This qualitative assessment calls for a

careful and critical evaluation of the proffered evidence and the credibility of the

witness who offers it. That evaluation is not made with a view to determining the

ultimate reliability and credibility of the evidence, but rather in the context of

determining whether the proffered evidence is sufficiently cogent to warrant its

admission on appeal. A necessary first step in the qualitative assessment is the

identification of the purpose or purposes for which the evidence is admissible:

Snyder, at paras. 48, 50 and 51; Truscott (2007), at para. 100.


Page: 30

[105] Evidence proposed for admission on appeal targets the reliability of the

verdict rendered at trial.

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[106] Sometimes, the proposed fresh evidence sets its sights on a finding of

fact that was material to the ultimate finding of guilt. In this way, the appellant

calls into question the reliability of the verdict by producing evidence that the

appellant claims would remove or render unreliable one of the factual

underpinnings of the trial verdict: Truscott (2007), at para. 82; T.S., at para.120.

[107] On other occasions, the proposed fresh evidence is not concerned with

re-litigating the findings of fact made at trial. Rather, the proposed evidence

maligns the fairness of the trial process that yielded the unfavourable findings.

The verdict is unreliable because something that happened, or didn’t happen, at

trial materially interfered with the appellant’s right to make full answer and

defence. The verdict is unreliable because it was the result of a fatally flawed trial

process, thus amounts to a miscarriage of justice: T.S., at para. 121; Truscott

(2007), at para. 85.

[108] An appellant may challenge the reliability of a verdict reached at trial by

introducing further evidence on appeal that impeaches the credibility of a crucial

Crown witness or the reliability of his or her testimony, including testimony that is

supportive of another essential Crown witness: T.S., at para. 116; R. v. Hurley,

2010 SCC 18, [2010] 1 S.C.R. 637, at paras. 17-18.


Page: 31

[109] One method of impeaching the credibility of a witness called at trial or the

reliability of the witness’ evidence is by the proffer for reception of evidence that

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the witness has recanted his or her trial testimony or an out-of-court statement

admitted at trial under a listed or principled hearsay exception.

[110] When evidence of a recantation of trial evidence is tendered on appeal,

the appellate court must assess the credibility of the recantation. This is so even

where the recantation is offered for the limited purpose of impeaching the

contrary evidence the witness gave at trial: Snyder, at para. 56; Babinski, at

paras. 51-52. The ease with which mere recantations can be fabricated demands

an especially rigorous qualitative assessment where the evidence proposed for

admission on appeal is a post-trial recantation of a witness’ trial testimony:

Snyder, at paras. 61-62; Babinski, at para. 62.

[111] The searching assessment of the credibility of a post-conviction

recantation is necessary to give substance to the cogency requirement, which

must be satisfied to permit the introduction of fresh evidence. Some factors that

may warrant consideration in an assessment of the credibility of a recantation

might include:

i. the witness’ explanation of why he or she testified


as he or she did at trial;

ii. an explanation of what prompted the witness to


change his or her evidence, for example, duress,
sympathy, inducements or desire to tell the truth;
Page: 32

iii. other relevant circumstances surrounding the


recantation;

iv. whether the witness has recanted under oath or


its equivalent;

2017 ONCA 736 (CanLII)


v. the witness’ reputation for truthfulness; and

vi. any facts, discovered after trial, which might have


motivated the witness to fabricate evidence at
trial.

See R. v. Hache (1999), 136 C.C.C. (3d) 285 (N.S.C.A.), at paras. 51-52.

[112] Other factors may be relevant in an assessment of whether fresh

evidence of a recantation could reasonably be expected to have affected the

result at trial. For example, an appellate court might consider:

i. how directly the evidence relates to the actus


reus of the offence;

ii. whether there is a compelling case against the


appellant apart from evidence of the recanting
witness; and

iii. where the argument is that, even though not


credible, the recantation should be put before the
trier of fact as relevant to the credibility of the
witness, whether the alleged unreliability of the
witness was already before the trial court.

See Hache, at para. 53.

[113] Something should be said about the admissibility requirement in

connection with fresh evidence.


Page: 33

[114] Hearsay is an out-of-court statement tendered for the truth of its contents.

Generally, hearsay is not taken under oath; the trier of fact is deprived of the

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opportunity to observe the declarant’s demeanour at the time the statement is

made; and hearsay cannot be tested through cross-examination: R. v. Bradshaw,

2017 SCC 35, [2017] S.C.J. No. 35, at para. 20. The hearsay statement may be

inaccurately recorded. The trier of fact cannot easily investigate the declarant’s

perception, memory, narration or sincerity: R. v. Khelawon, 2006 SCC 57, [2006]

2 S.C.R. 787, at para. 2; R. v. Baldree, 2013 SCC 35, [2013] 2 S.C.R. 520, at

para. 32.

[115] The presumptive inadmissibility of hearsay may be overcome where its

proponent establishes on a balance of probabilities that what is proposed for

admission falls within a categorical exception, or satisfies the twin criteria of

necessity and threshold reliability under the principled approach: Bradshaw, at

paras. 22-23.

[116] A proponent can overcome hearsay dangers and establish threshold

reliability by showing, on a balance of probabilities, either that there are adequate

substitutes for testing truth and accuracy (procedural reliability), or there are

sufficient circumstantial or evidentiary guarantees that the statement is inherently

trustworthy (substantive reliability): Bradshaw, at para. 27; Khelawon, at paras.

61-63; R. v. Youvarajah, 2013 SCC 41, [2013] 2 S.C.R. 720, at para. 30.
Page: 34

[117] Procedural reliability requires adequate substitutes for personal presence,

the oath or its equivalent and contemporaneous cross-examination. This is so

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that the trier of fact has a satisfactory basis to internally evaluate the truth and

accuracy of the hearsay statement. Proxies for traditional safeguards include

video recording the statement; an oath or its equivalent; a warning about the

consequences of lying; and, usually, some form of cross-examination of the

declarant, such as at the preliminary inquiry, or of a recanting witness, at trial:

Bradshaw, at para. 28.

[118] Substantive reliability is established if the hearsay statement is inherently

trustworthy. To determine whether a statement is inherently trustworthy, we are

to consider the circumstances in which it was made and any evidence that

corroborates or conflicts with it. The standard for substantive reliability is high.

This requires that a judge or court be satisfied that the statement is so reliable

that contemporaneous cross-examination of the declarant would add little, if

anything, to the process: Bradshaw, at para. 40.

The 911 Call

[119] It is common ground that the 911 call, which summoned police to the

family home to respond to a complaint of domestic assault, should have been

disclosed to the defence under Stinchcombe.


Page: 35

[120] Where evidence proposed for admission on appeal has to do with

information that was not disclosed prior to trial, an appellant must first establish

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that the undisclosed information meets the Stinchcombe standard and thus

amounts to a breach of the appellant’s constitutional right to disclosure: R. v.

Dixon, [1998] 1 S.C.R. 244, at para. 22; R. v. Taillefer; R. v. Duguay, 2003 SCC

70, [2003] 3 S.C.R. 307, at para. 61; T.S., at para. 123.

[121] Provided the undisclosed information satisfies the Stinchcombe threshold,

thus the failure to disclose it establishes a breach of the appellant’s constitutional

right to disclosure, the appellant must next establish, on a balance of

probabilities, that the disclosure failure impaired the appellant’s right to make full

answer and defence: Dixon, at para. 33; T.S., at para. 124.

[122] To establish on a balance of probabilities that the failure to disclose

impaired their right to make full answer and defence, an appellant must

demonstrate that there is a reasonable possibility the non-disclosure affected the

outcome at trial or the overall fairness of the trial process: Dixon, at para. 34; R.

v. C.(M.H.), [1991] 1 S.C.R. 763, at p. 776.

[123] To appraise the impact of the disclosure failure on the reliability of the trial

result, we must consider whether there is a reasonable possibility that the

undisclosed evidence, when considered in the context of the trial as a whole,


Page: 36

could have had an impact on the verdict rendered: Taillefer, at para. 82; R. v.

Illes, 2008 SCC 57, [2008] 3 S.C.R. 134, at para. 65; Dixon, at para. 36.

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[124] To evaluate the impact of the disclosure failure on the overall fairness of

the trial process, we must assess, on the basis of a reasonable possibility, the

lines of inquiry with witnesses or the opportunities to garner additional evidence

that could have been available to the defence if timely disclosure had been

made: Dixon, at para. 36; Illes, at para. 65; Taillefer, at paras. 83-84.

[125] An important factor in considering the impact of a disclosure failure on the

overall fairness of the trial process is the diligence of defence counsel in pursuing

disclosure from the Crown. A lack of due diligence in pursuing disclosure is a

significant factor in determining whether the Crown’s non-disclosure affected the

overall fairness of the trial process: Dixon, at para. 37. Indeed, where defence

counsel knew or ought to have known of a disclosure failure or deficiency on the

basis of other disclosures, yet remained passive as a result of a tactical decision

or lack of due diligence, it is difficult to accede to a submission that the disclosure

default affected the overall fairness of the trial: Dixon, at para. 38; R. v.

McAnespie, [1993] 4 S.C.R. 501, at pp. 502-503.

The Principles Applied

[126] As I will explain, I would not admit the recantation evidence proffered

through J.C. as fresh evidence, either for the truth of its contents or for
Page: 37

impeachment purposes. Nor would I set aside the appellant’s conviction on the

basis of the Crown’s failure to disclose K.C.’s 911 call as part of its disclosure

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obligations or admit that call as fresh evidence on the hearing of the appeal.

[127] I will consider first the admissibility of the recantation evidence, thereafter

the 911 call.

The Recantation Evidence

[128] The appellant seeks leave to introduce as fresh evidence the affidavit and

accompanying cross-examination of J.C., who claims to have had a conversation

on December 28, 2013, with his brother, K.C., about the evidence K.C. gave at

the appellant’s trial.

[129] As J.C. recounts it, K.C. told him that he (K.C.):

i. never heard M.G.T. hit his wife;

ii. heard only shouting;

iii. lied when he said he heard three strikes; and

iv. lied because M.G.T.’s wife made him do so as a “set-up”.

[130] The appellant proposes the admission of this evidence for either or both

of two purposes:

i. as evidence of the truth of the statements J.C. attributes to

K.C.; and
Page: 38

ii. as evidence with which to impeach the account of the incident

K.C. provided at the appellant’s trial.

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[131] Turning first to the claim that the evidence should be received as proof of

the truth of what K.C. is alleged to have said to his brother.

[132] Recall that one of the requirements to be met before an appellate court

can receive further evidence on appeal is that the proposed evidence must be

admissible under the rules of evidence applicable to criminal trials.

[133] As an out-of-court statement of a deceased declarant tendered through

its recipient to establish the truth of what is expressly said or impliedly asserted,

J.C.’s proposed evidence of what K.C. told him about the incident and his

testimony at trial is hearsay and presumptively inadmissible.

[134] To overcome the hearsay objection, which remains pertinent even though

the party tendering the proposed evidence is the defence, the appellant must be

able to satisfy the requirements of a listed or the principled exception to defeat

the rule of presumptive inadmissibility.

[135] J.C.’s evidence cannot be admitted under any listed or category

exception to the hearsay rule. Although some aspects of K.C.’s alleged

recantation might attract the penal interest exception, on balance, the claim

would fall foul of the vulnerability requirements.


Page: 39

[136] The specific hearsay danger raised by K.C.’s alleged statement is the

inability of the trier of fact to assess whether K.C. lied at trial about the sounds he

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heard coming from the bedroom. Hearsay can be admitted in evidence, by

exception to the presumptive rule of exclusion, if it is both necessary and

sufficiently reliable. Where necessity is established by the death of the declarant,

the hearsay dangers can be overcome and threshold reliability established by

showing that there are:

i. adequate substitutes for testing truth and accuracy

(procedural reliability); or

ii. sufficient circumstantial or evidentiary guarantees that the

statement is inherently trustworthy (substantive reliability).

[137] As for procedural reliability, a search for adequate substitutes for testing

the evidence in light of the fact that the declarant has not given the evidence in

court, under oath or its equivalent, and under the scrutiny of contemporaneous

cross-examination yields no adequate substitutes. After all, the task of these

substitutes is to provide a satisfactory basis for the trier of fact to rationally

evaluate the truth and accuracy of the hearsay statement as the recipient reports

it.

[138] In this case, none of the usual surrogates are present. The statement was

not recorded in any manner, let alone by video. Indeed, we cannot be satisfied
Page: 40

that we have a full understanding of either the context in which the statement

was made or the full substance of what was said. The declarant was not under

2017 ONCA 736 (CanLII)


oath or its equivalent. Nobody warned K.C. about the consequences of lying. No

form of cross-examination took place. What is lacking here is any satisfactory

basis upon which to evaluate the truth and accuracy of the statement as reported

and to assess the traditional hearsay dangers of perception, memory, sincerity

and narration.

[139] Turning to substantive reliability, a hearsay statement may also be

admissible if the circumstances in which it was made and any evidence that

corroborates or conflicts with it establish that the statement is inherently

trustworthy. The standard for substantive reliability is high, captured in language

like “made under circumstances which substantially negate the possibility that the

declarant was untruthful or mistaken”, or so reliable that it is “unlikely to change

under cross-examination”: R. v. Smith, [1992] 2 S.C.R. 915, at p. 933; Khelawon,

at para. 72.

[140] The circumstances in which the statement proposed for admission here is

said to have been made simply cannot satisfy the requirements of substantive

reliability. The report by the recipient sheds little light on the context in which the

statement was made, apart from the fact that both the declarant and the recipient

were drinking and the declarant may have taken drugs earlier. By his own
Page: 41

admission in cross-examination, the recipient has a poor recollection of what was

said. We cannot be sure we have the complete statement of the declarant.

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[141] The rejection of the proposed evidence because it cannot survive hearsay

scrutiny when tendered as proof of its contents leaves for determination its

admissibility for impeachment purposes.

[142] Among the impeachment techniques available to a cross-examiner in the

circumstances of this case are cross-examination:

i. on a statement relative to the same subject-matter about

which the witness testified at trial, but inconsistent with the

witness’ trial testimony; and

ii. on bias, interest or corruption arising out of an antecedent

agreement to provide false testimony for a specific purpose.

In each case, the witness’ denial of the statement may be contradicted by proof

that the statement was made.

[143] To impeach a witness on the grounds of testimonial inconsistency on the

basis of bias, interest or corruption requires that the witness be present (actually

or virtually) in the courtroom, under oath or its equivalent, in the presence of the

trier of fact. It is in these circumstances that impeachment occurs. But that

cannot happen here. For there is no witness to be impeached. K.C. is dead.


Page: 42

[144] It cannot be in the interests of justice to admit the proposed evidence on

the basis of its impeachment value at a new trial. K.C. will not be a witness, thus

2017 ONCA 736 (CanLII)


cannot be impeached either on the basis of testimonial inconsistency or bias,

interest or corruption. If a new trial were ordered, and his prior testimony

admitted under s. 715 of the Criminal Code or the common law exception for

evidence previously given, impeachment on either basis would be equally

unavailing.

[145] In the result, I would not admit the proposed evidence of J.C. for

substantive or impeachment purposes. The proposed evidence cannot satisfy the

admissibility requirement for fresh evidence. It is unnecessary to consider

whether it would also fail the cogency requirement.

The 911 Call

[146] The appellant advances two arguments in connection with the 911 call

made by K.C. The common remedy sought is a new trial, either on the ground of

constitutional infringement or as a consequence of admitting the 911 call as fresh

evidence.

[147] As I will explain, I would not give effect to either submission.

[148] To take first the claim of constitutional infringement.

[149] The parties agree that the Crown should have disclosed the 911 call to

the defence as part of the Crown’s first party disclosure obligations under
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Stinchcombe. The call was the genesis of the police attendance at the family

home and the arrest of the appellant. It was part of the fruits of the investigation,

2017 ONCA 736 (CanLII)


relevant and not subject to any realistic claim of privilege. Once ascertained, its

originator would be a Crown witness at trial.

[150] It is common ground that the reason the 911 call was not disclosed was

because the local Crown Attorney’s office had a policy not to provide disclosure

of 911 calls as part of initial disclosure. During the case management phase of

proceedings, upon request by either party, the Crown would obtain disclosure of

the 911 call from a unit of the Peel Regional Police and provide it to defence

counsel.

[151] It is unfathomable that over two decades after Stinchcombe, a local

Crown Attorney’s office would promulgate and adhere to a policy of non-

disclosure, at once ill-conceived and constitutionally infirm. Such a policy

amounts to an abrogation of the Crown’s constitutional obligation, the creation of

a Charter-free zone that bars entry by an accused to obtain his or her

constitutional entitlement. If it persists to this day, it has exceeded its best before

date by about 35 years and should cease immediately.

[152] The right to full disclosure is just one component of the right to make full

answer and defence. It does not follow, as the night the day, that solely because

the appellant’s right to full disclosure was breached, his Charter right to make full
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answer and defence was also compromised. To obtain a new trial on the basis of

non-disclosure, the appellant must establish, on a balance of probabilities, that

2017 ONCA 736 (CanLII)


his right to make full answer and defence was impaired by showing that there is a

reasonable possibility the non-disclosure affected the outcome or the overall

fairness of the trial proceedings.

[153] As a statement of the witness K.C. relative to the same subject-matter

about which he testified at trial, the 911 call could have been used to refresh his

memory on subjects about which his recollection failed at trial, or to impeach his

testimony to the extent of any inconsistencies between that testimony and the

911 call.

[154] On the other hand, a fair reading of the 911 call as a whole reveals that it

was largely consistent with K.C.’s trial testimony on material issues. It provides

no basis for a claim of joint fabrication or any tenable claim of bias, interest or

corruption. We have no evidence from trial counsel about any potential use he

may have made of the 911 call had it been disclosed in advance of trial. In

assessing the impact of non-disclosure on the outcome of trial, we must

remember the very limited role K.C.’s evidence occupied in the proof of guilt. He

was an earwitness to events, not an eyewitness. The trial judge accepted the

complainant’s evidence about the events in the bedroom and made but passing

reference to the confirmatory potential of K.C.’s evidence, a version consistent

with the 911 call.


Page: 45

[155] Assessing the potential impact of the non-disclosure on the overall

fairness of the trial proceedings involves a process of weighing and balancing. In

2017 ONCA 736 (CanLII)


this case, there can be no doubt that defence counsel knew of the 911 call. He

also knew the identity of the caller. A police officer who responded to the home

testified that he did so in answer to a 911 call. The officer had included this event

in his notes disclosed to defence counsel in advance of trial. K.C. testified that he

made the 911 call. Yet, despite knowledge of the existence of the call, defence

counsel, who is not said to have provided ineffective assistance, did not seek

disclosure of the call or complain that it had not been disclosed. In these

circumstances, especially in the absence of any explanation from trial counsel, I

simply cannot accede to a submission that the failure to disclose affected the

fairness of the appellant’s trial.

[156] Nor would I admit the 911 call as fresh evidence on appeal. As evidence

of the truth of its contents, the call would not satisfy the reliability requirement on

either a procedural or substantive basis. Even if it were received under the res

gestae exception, it would not affect the verdict rendered at trial since it is largely

inculpatory of the appellant and consistent with K.C.’s testimony at trial. This

evidence was also available at trial, yet no effort was expended to obtain it.

CONCLUSION

[157] In the result, I would dismiss the appeal.


Page: 46

Released: “DW” Sep 22, 2017

“David Watt J.A.”


“I agree. M.L. Benotto J.A.”

2017 ONCA 736 (CanLII)


“I agree. L.B. Roberts J.A.”

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