Simple Removable Appliances To Correct Anteriorand Posterior Crossbite in Mixed Dentition Ca

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The Saudi Dental Journal (2012) 24, 105–113

King Saud University

The Saudi Dental Journal


www.ksu.edu.sa
www.sciencedirect.com

CASE REPORT

Simple removable appliances to correct anterior


and posterior crossbite in mixed dentition: Case report
Naif A. Bindayel *

Department of Pediatric Dentistry and Orthodontics, College of Dentistry, King Saud University, P.O. Box 60169,
Riyadh 11545, Saudi Arabia

Received 20 October 2011; revised 5 December 2011; accepted 20 December 2011


Available online 30 January 2012

KEYWORDS Abstract Different techniques have been used to correct anterior and posterior crossbites in mixed
Anterior; dentition. This case report illustrates the treatment of anterior and unilateral posterior crossbites
Posterior; during the mixed dentition. The patient was a 9-year-old boy with a crossbite of the maxillary right
Crossbite; permanent central incisor and a unilateral right posterior crossbite, both expressed by a functional
Functional shift; shift in the sagittal and transverse dimensions. Two upper acrylic removable appliances, each with
Treatment an expansion jackscrew, were used to correct the crossbites. The total active treatment time was
4 months; the treatment outcomes were successfully maintained for the subsequent 4 months. Gen-
eral and pediatric dentists, as well as orthodontists, may find this technique useful in managing
crossbite cases of the mixed dentition and utilizing the discussion and illustrations for further clin-
ical guidance.
ª 2012 King Saud University. Production and hosting by Elsevier B.V. All rights reserved.

1. Introduction antagonists (or when one or more maxillary incisors are lin-
gual to their antagonists) (Daskalogiannakis, 2000). Crossbite
Anterior crossbite can be a major esthetic and functional con- has a reported incidence of 4–5% and usually becomes evident
cern during the early stages of dental development. Anterior during the early mixed dentition period (Hannuksela and
crossbite is defined as a situation in which one or more primary Vaananen, 1987; Heikinheimo et al., 1987; Major and Glover,
or permanent mandibular incisors occlude labially to their 1992). It results from a variety of factors such as palatal erup-
tion of the maxillary incisors, trauma to the primary incisors,
* Tel.: +966 1 4673591; fax: +966 1 4679017. supernumerary anterior teeth, overretained primary teeth,
E-mail address: nbindayel@ksu.edu.sa odontomas, crowding in the incisor region, and inadequate
arch length (Valentine and Howitt, 1970; McEvoy, 1983;
1013-9052 ª 2012 King Saud University. Production and hosting by Bayrak and Tunc, 2008).
Elsevier B.V. All rights reserved. Posterior (lateral) crossbite is another concern of the early
mixed dentition; several studies have reported its incidence to
Peer review under responsibility of King Saud University. range between 8% and 22% (Kutin and Hawes, 1969; Thilander
doi:10.1016/j.sdentj.2011.12.005
and Myrberg, 1973; Egermark-Eriksson et al., 1990). Patients
with normal occlusion in the primary dentition were shown to
Production and hosting by Elsevier develop a lateral crossbite in 3.1% by the time the permanent
dentition was reached (Legovic and Mady, 1999). In most cases,
106 N.A. Bindayel

the crossbite is accompanied by a mandibular shift that causes treatment progress and appliance design are included for fur-
midline deviation (Thilander and Myrberg, 1973; Kurol and ther clinical guidance.
Berglund, 1992). The etiology of posterior crossbite can include
any combination of dental, skeletal, and neuromuscular func- 2. Case report
tional components. However, it is usually associated with
reduction in maxillary arch width. This reduction can be in- A 9-year-old boy was referred by his pediatric dentist for an
duced by digit sucking, certain swallowing habits (Melsen orthodontic consultation regarding his anterior bite. Extrao-
et al., 1979), or mouth breathing––usually the result of upper rally, he had a balanced face with a pleasant profile, with the
airway obstruction due to hypertrophied adenoid tissue (Breso- maxillary dental midline coincident with the facial midline
lin et al., 1983; Oulis et al., 1994). The chin was deviated to the right side by 3 mm from the facial
Anterior and posterior crossbites in the early mixed denti- midline, and the entire maxillary right posterior segment was
tion are believed to be transferred from the primary to the per- tipped palatally (especially the right primary canine) (Figs.
manent dentition and can have long-term effects on the growth 1–9). He presented in the mixed dentition stage with Class I left
and development of the teeth and jaws (McNamara, 2002). and half-cusp Class II right molar relationships (Figs. 10–14).
Anterior crossbite may lead to abnormal enamel abrasion or The overbite was deep (100% on the left maxillary central inci-
proclination of the mandibular incisors, which, in turn, leads sor), and an anterior crossbite of the maxillary right perma-
to thinning of the labial alveolar plate and/or gingival reces- nent central incisor and unilateral (right) posterior crossbite
sion (Valentine and Howitt, 1970). Mandibular shift caused were evident. Both crossbites were being expressed as a result
by abnormal mandibular movements may place strain on the of functional shifts in the sagittal (i.e., forward) and transverse
orofacial structures, causing adverse effects on the temporo- dimensions (to the right side). The mandibular dental midline
mandibular joints and masticatory system (Troelstrup and deviated from the maxillary dental midline (designated as the
Moller, 1970; Ingervall and Thilander, 1975). Spontaneous mesial of the maxillary right central incisor) by 4 mm to the
correction of such malocclusion has been reported to be too right in centric occlusion. The panoramic radiograph showed
low to justify nonintervention (Kutin and Hawes, 1969; symmetric condylar shapes and positions bilaterally and
Schroder and Schroder, 1984; Lindner et al., 1986), and the normally developing permanent successor tooth germs.
rate of self-correction was shown to range from 0% to 9%
(Kutin and Hawes, 1969; Thilander et al., 1984). Therefore,
interceptive treatment is often advised to normalize the occlu- 2.1. Treatment plan
sion and create conditions for normal occlusal development.
Bonding brackets to the four maxillary incisors in combina- Based on the above findings, the patient was scheduled for
tion with banding the two maxillary permanent first molars limited early interceptive treatment to restore normal occlu-
(2 · 4 fixed appliance) is one of the methods used for the cor- sion and alleviate the underlying functional shift. To reach
rection of anterior crossbite with fixed appliances. It has been these objectives, two treatment approaches were considered.
reported to effectively manage anterior crossbite in the mixed Quad-helix expansion combined with bite opening and brack-
dentition (Dowsing and Sandler, 2004) as well as in the adult et-bonding only the four maxillary incisors would permit
dentition (Brooks and Polk, 1999). This method has the advan- simultaneous correction of both anterior and posterior cross-
tages of requiring little or no patient compliance or alteration bites. However, expansion with the quad-helix would not
of speech. Other reported treatment modalities for correction control the palatal tipping of the right posterior segment me-
of anterior crossbite include rare earth magnetic appliances sial to the first molar (especially the primary maxillary right
(Xie, 1991), fixed acrylic inclined planes (Croll, 1984), bonded canine). Therefore, a removable appliance was chosen to bet-
resin-composite slopes (Bayrak and Tunc, 2008), and multiple ter control the canine and the adjacent palatal tipping.
sets of Essix-based appliances (Giancotti et al., 2011). Various The removable appliance option included the use of two
modes of treatment have been suggested for posterior crossbite upper removable appliances. The first incorporated a jack-
correction such as rapid maxillary expansion (Sandikcioglu screw set to act in an anteroposterior direction to tip the max-
and Hazar, 1997; Erdinc et al., 1999) and slow expansion with illary right permanent central incisor labially and bilateral
a quad-helix or a removable expansion plate (Bjerklin, 2000). posterior bite planes (about 4 mm thick) to disengage the bite
Removable appliances have the advantages of easier mainte- and facilitate tooth movement (Fig. 15). That was followed by
nance and oral hygiene care for young patients, utilization of another removable appliance with a midpalatal jackscrew and
palatal anchorage, and the ability to move a selected block of bilateral posterior bite planes (of minimal thickness) to further
teeth (Littlewood et al., 2001). The literature includes manage- expand the right maxilla (differential expansion). Two Adams
ment techniques for unilateral crossbite using removable appli- clasps and two ball clasps were incorporated in both appli-
ances with midsagittal expansion screws. However, these ances to aid retention.
articles consist of only brief illustrations with general discussion A set of two appliances, rather than one, was utilized
(Littlewood et al., 2001) and lack a display of extraoral images because of the proximity of the posterior aspect of the anterior
and additional removable appliance components such as bite jackscrew site to the splitting line emerging anteriorly and
planes (Ngan and Wei, 1990; Cunha et al., 1999). Other case re- laterally from the midpalatal jackscrew. A Z-spring could have
ports reported appliances require special supplies (Piancino been used anteriorly instead to overcome that lack of the
et al., 2007) or attempted to correct combined sagittal and pos- space; however, the jackscrew was more advantageous in terms
terior vertical problems (Al-Sehaibany and White, 1998). of appliance stability. The patient’s parents were asked to acti-
This case report aims to provide general and pediatric vate the jackscrew a quarter turn every second day. The patient
dentists with a simple technique to manage anterior and was instructed to wear the appliance full-time (day and night)
posterior crossbites in the mixed dentition. Illustrations of except for eating and teeth cleaning. After each meal and
Simple removable appliances to correct anterior and posterior crossbite in mixed dentition: Case report 107

Figure 1–9 Pre-treatment extraoral, intraoral photographs and panoramic radiograph.

before sleeping, the patient was asked to brush his teeth and Upon treatment completion, an upper Hawley retainer was
the appliance before reinserting it. The roll technique was dem- planned to replace the second appliance to ensure stability of
onstrated for teeth brushing, and the parents were asked to the corrected malocclusion. Retention using a new appliance
monitor the brushing frequency and duration (minimum of 2 was preferred over grinding the bite planes of the second one
minutes). The patient was also instructed to handle the appli- to improve adaptation and patient comfort. The parents
ance gently and avoid holding its wire extensions or edges consented to the treatment plan and were informed that a
while cleaning. second stage of comprehensive treatment for final leveling
108 N.A. Bindayel

Figure 10–14 Pre-treatment orthodontic study models.

Figure 15 Insertion of first removable appliance to correct the anterior crossbite; maxillary occlusal (A), frontal (B), right lateral (C),
and left lateral intraoral views (D).

might be indicated upon clinical reevaluation during the early mostly the mandibular posterior segments. At this point, a
permanent dentition stage. decrease in severity of the mandibular midline deviation
became evident (Figs. 16–18). Use of the second appliance
2.2. Treatment progress was followed for 8½ weeks (Fig. 19). Expansion was contin-
ued until the desired transverse correction of the maxillary
The first appliance was used for 7 weeks to achieve a positive right posterior segment was achieved. The total active
overjet of the maxillary right central incisor. After anterior treatment period was about 4 months. For both appliances,
crossbite correction, a bilateral, posterior open bite resulted the patient was seen during the first week after appliance inser-
from use of the posterior bite planes that caused intrusion of tion to ensure comfort and monitor cooperation. Thereafter,
Simple removable appliances to correct anterior and posterior crossbite in mixed dentition: Case report 109

Figure 16–18 Intraoral photographs after anterior crossbite correction.

Figure 19 Activated second removable appliance to correct the unilateral right posterior crossbite; frontal view (A), right lateral view
(B), maxillary occlusal view (C) and laboratory drawing of the appliance design (D).

follow-up appointments were scheduled every 3–4 weeks. hygiene during the retention period. Despite the demonstra-
Upon completion of treatment, the anterior and posterior tion of proper oral hygiene measures to the patient, the
crossbites had been corrected, the right molar relationship patient’s hygiene worsened during the treatment period, possi-
was restored to Class I, the left molar relationship had a ten- bly because of such factors as lack of patient cooperation, lack
dency to Class III, and chin asymmetry was reduced (Figs. of motivation and follow-up by the dentist, lack of parental
20–27). Some occlusal adjustments were made to the maxillary support, and the hygienic demand of an intraoral appliance.
and mandibular right primary canines (inclined planes) to en- A study has shown that only 26.1% of a group of Saudi chil-
sure a stable and functional relationship. The upper Hawley dren aged 6–9 were caries free (Alamoudi et al., 1996). A more
was then used full-time (day and night) for 6 months. Use of recent investigation indicated that the prevalence of caries
the Hawley retainer promotes retention and resolution of among a sample of Saudi primary school children was
any residual lateral posterior open bite. The patient was then 94.4% (Wyne et al., 2002). Therefore, more emphasis should
asked to wear the retainer only at night for another 4 months. be focused on maintaining good oral hygiene before, during,
The case was followed up out of retention for an additional and after any dental treatment.
4 months (Figs. 28–32). Stable anterior and posterior relation- The case presented with a functional shift, a discrepancy
ships were evident, and continued spontaneous alignment of that is indicated for early management. The mixed dentition
the mandibular incisors was noticed. Furthermore, there was period offers a great opportunity for occlusal guidance and
a spontaneous decrease in the maxillary diastema. interception of malocclusion (Kocadereli, 1998). If treatment
is deferred to a later developmental stage, treatment may
3. Discussion become more complicated (Tse, 1997).
On extraoral evaluation, the patient displayed chin devia-
The pretreatment photographs demonstrated fair oral hygiene. tion to the right side in centric occlusion. Facial asymmetry
However, by the end of treatment, maxillary and mandibular with chin deviation to the crossbite side is a known concurrent
generalized marginal gingivitis were evident (Figs. 20–27). finding in cases affected by mandibular functional shift (Pirt-
The inflammation was followed by an improvement in oral tiniemi et al., 1990). Therefore, the treatment was provided
110 N.A. Bindayel

Figure 20–27 Post-treatment extraoral and intraoral photographs.

Figure 28–32 Four months post-retention intraoral photographs.

to help avoid growth imbalance of both skeletal and dentoal- In cases of unilateral crossbite, determining the correct
veolar structures (Vadiakas and Viazis, 1992). treatment approach for each individual case is the key to
Simple removable appliances to correct anterior and posterior crossbite in mixed dentition: Case report 111

treatment success and stability. The clinician must first distin- managing similar cases without use of the posterior bite plane
guish crossbites of dental origin from those of skeletal origin. did not produce the desired outcome, wherein expansion might
Dental crossbite involves localized tipping of a tooth or teeth be only expressed on the noncrossbite side (i.e., the freed side).
and does not involve the basal bone (Bayrak and Tunc, Generally, the recommended activation frequency of simi-
2008). Pseudo Class III malocclusion is another example of lar appliances is every second or third day (Kennedy and
dental anterior crossbite that needs to be differentiated from Osepchook, 2005). In this case, we followed an every-other-
sagittal skeletal discrepancies. It involves retroclination of day activation protocol, which was found to be efficient and
maxillary incisors that cause the mandible to shift forward effective in the management of this case. Activation every third
(Rabie and Gu, 2000). That is why treatment of these cases day is recommended during the first week of therapy for
should aim to correct maxillary incisor inclination (Hagg improved patient comfort and acceptance. Other authors
et al., 2004). Moyers has distinguished pseudo Class III maloc- advocate activation twice a week (Al-Sehaibany and White,
clusion from cases with simple linguoversion. The latter in- 1998) and once a week (Cunha et al., 1999).
volves palatal positioning of one or more maxillary anterior By the end of the treatment, and because of increased
teeth and does not produce a positional relationship brought palatal tipping of the maxillary right primary canine, the in-
about by early interference (Moyers, 1988). clined planes had been adjusted on both the maxillary and
The maxillary arch displayed an asymmetric shape due to mandibular right primary canines. Selective grinding has been
palatal tipping of the right posterior segment. The asymmetry shown to aid in correcting and retaining cases having unilat-
might have developed as a consequence of the premature ante- eral posterior crossbite with a shift (Lindner, 1989; Tsarapat-
rior bite forcing the mandible to shift to the right side. The me- sani et al., 1999).
sial and distal line angles of the respective maxillary and The duration of treatment with removable appliances is re-
mandibular left central incisors acted as a guide plane during ported to range from 6 to 12 weeks (Kennedy and Osepchook,
development of the shift, resulting in an axial tipping of these 2005). With a slower expansion rate, treatment can take up to
teeth. Therefore, treatment was geared to alleviate the anterior 6 (Al-Sehaibany and White, 1998) and 12 months (Cunha
crossbite first and then control the remaining transverse et al., 1999). The first and second appliance therapies lasted
discrepancy. It should be noted that cases with symmetrical for 7 and 8½ weeks, respectively, which is in agreement with
arches could benefit from symmetric expansion even in the the above-mentioned range.
presence of unilateral crossbite and mandibular shift. In such Treatment objectives were met by the end of the presented
cases, the amount of intermaxillary transverse discrepancy is therapy. It has been shown that correction of crossbite with
usually reduced to less than a full bilateral crossbite. Although functional shift in the mixed dentition can be successful in
the second appliance was designed to express more expansion 84% to 100% of cases (Bell and LeCompte, 1981; Hermanson
on the right side, minor expansion of the opposite side et al., 1985; Ranta, 1988; Egermark-Eriksson et al., 1990;
unavoidably occurred. Thus, the expansion of both sides must Bjerklin, 2000; Thilander and Lennartsson, 2002). The type
be carefully monitored in such cases. Overcorrection is usually of appliance, follow-up period, and criteria used for the defini-
recommended for posterior crossbite cases; however, we tion of success also affect the reported success rate (Kennedy
limited correction of the right side to avoid any undesired and Osepchook, 2005).
overexpansion of the left (unaffected) side. The Hawley retainer was used for 6 months. The recom-
Before treatment, the molar relationship was Class I on the mended retention period for similarly treated cases is 4–
left side and a half-cusp Class II on the right. In crossbite cases 6 months (or for a period at least equal to that required for
with a mandibular shift, studies have indicated that molars on crossbite correction) (Kennedy and Osepchook, 2005). After
the crossbite side showed a partial Class II relationship (Hesse being out of retention for 4 months, the case demonstrated
et al., 1997). Furthermore, tomogram studies have supported good stability. An extended retention period would add to
that finding by showing asymmetric condylar positioning in the stability of the posterior crossbite correction; therefore,
those cases. The condyle on the noncrossbite side was found other cases must be evaluated and judged individually. It has
to be positioned downward and forward, while on the cross- been shown that early treatment with slow expansion for a uni-
bite side it was centered in the articular fossa (Hesse et al., lateral crossbite with a shift was found to be stable (Bartzela
1997). In the present case, the right molar relationship had and Jonas, 2007).
been corrected to a Class I relation by the end of treatment. The mandibular incisors underwent continued spontaneous
Another study showed that, out of 65 Class II subdivision pa- alignment throughout the treatment period. This can be attrib-
tients having a unilateral crossbite with a shift, 50% of the sub- uted to the overjet correction that allowed the maxillary inci-
division relationships that accompanied the crossbite were sors to fully overlap the mandibular ones and enabled the
resolved after its correction (Ben-Bassat et al., 1993). latter to tip back to their original places. Such spontaneous
In regard to the bite plane, clear instructions should be in- alignment is an example of how early treatment can produce
cluded to specify the thickness of the acrylic and the amount of additional favorable effects on the developing dentition.
tooth separation. For the first appliance, an acrylic thickness Increased treatment time and cost have been associated
of 4 mm was specified (i.e., barely enough to disengage the with the use of removable appliances versus fixed (eg, quad-
anterior crossbite tooth). For the second appliance, a minimal helix) for crossbite correction (Hermanson et al., 1985; Ranta,
acrylic thickness was requested. The clinician must always 1988). Nevertheless, treatment of the present case was confined
communicate effectively with the laboratory technician to pro- to the expected treatment time and matched the reported treat-
duce the required amount of bite opening. Increased and ment duration using similar removable appliances. This high-
unnecessary amounts of bite opening may lead alteration of lights the importance of case selection and the necessity of
the vertical relationship and the patient’s decreased compli- enlisting patient and parental compliance before the start of
ance. From clinical observation, the author has noticed that treatment.
112 N.A. Bindayel

4. Conclusions Dowsing, P., Sandler, P.J., 2004. How to effectively use a 2 · 4


appliance. J. Orthod. 31 (3), 248–258.
A simple removable appliance for the correction of anterior Egermark-Eriksson, I., Carlsson, G.E., Magnusson, T., Thilander, B.,
1990. A longitudinal study on malocclusion in relation to signs and
and posterior unilateral crossbite with functional shift was
symptoms of cranio-mandibular disorders in children and adoles-
presented. Thorough clinical assessment and accurate diagno-
cents. Eur. J. Orthod. 12 (4), 399–407.
sis must be performed in order to plan proper treatment strat- Erdinc, A.E., Ugur, T., Erbay, E., 1999. A comparison of different
egies and appliance design. General practitioners and pediatric treatment techniques for posterior crossbite in the mixed dentition.
dentists can utilize this technique to manage cases with similar Am. J. Orthod. Dentofacial Orthop. 116 (3), 287–300.
malocclusions. Giancotti, A., Mozzicato, P., Mampieri, G., 2011. An alternative
technique in the treatment of anterior cross bite in a case of Nickel
Ethical Statement allergy: a case report. Eur. J. Paediatr. Dent. 12 (1), 60–62.
Hagg, U., Tse, A., Bendeus, M., Rabie, A.B., 2004. A follow-up study
of early treatment of pseudo Class III malocclusion. Angle Orthod.
The consent of the parents of the patient were sought prior to
74 (4), 465–472.
and approved the inclusion of his case and his photograph in Hannuksela, A., Vaananen, A., 1987. Predisposing factors for maloc-
this study. clusion in 7-year-old children with special reference to atopic
diseases. Am. J. Orthod. Dentofacial Orthop. 92 (4), 299–303.
Conflict of interest Heikinheimo, K., Salmi, K., Myllarniemi, S., 1987. Long term
evaluation of orthodontic diagnoses made at the ages of 7 and
No conflict of interest declared. 10 years. Eur. J. Orthod. 9 (2), 151–159.
Hermanson, H., Kurol, J., Ronnerman, A., 1985. Treatment of
unilateral posterior crossbite with quad-helix and removable plates.
A retrospective study. Eur. J. Orthod. 7 (2), 97–102.
Acknowledgment Hesse, K.L., Artun, J., Joondeph, D.R., Kennedy, D.B., 1997.
Changes in condylar postition and occlusion associated with
The author would like to address Dr. Moataz B. Alruwaithi’s maxillary expansion for correction of functional unilateral
valued contributions during the process of the development of posterior crossbite. Am. J. Orthod. Dentofacial Orthop. 111 (4),
this manuscript. 410–418.
Ingervall, B., Thilander, B., 1975. Activity of temporal and masseter
muscles in children with a lateral forced bite. Angle Orthod. 45 (4),
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