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Hemiparetic Gait: Lynne R. Sheffler,, John Chae
Hemiparetic Gait: Lynne R. Sheffler,, John Chae
a,b,c, a,b,c,d
Lynne R. Sheffler, MD *, John Chae, MD
KEYWORDS
Stroke rehabilitation Gait Hemiparesis
KEY POINTS
The most common pattern of walking impairment poststroke is hemiparetic gait.
Hemiparetic gait is characterized by asymmetry associated with an extensor synergy
pattern of hip extension and adduction, knee extension, and ankle plantar flexion and
inversion.
There are characteristic changes in the spatiotemporal, kinematic and kinetic parameters,
and dynamic electromyography (EMG) patterns in hemiparesis, which may be assessed
most accurately in a motion studies laboratory.
Increased energy cost of walking is due to the muscle work necessary to lift the body’s
center of mass (CM) against gravity during the paretic limb swing phase.
An understanding of normal human gait is necessary to assess the complex interplay of
motor, sensory, and proprioceptive loss; spasticity; and/or ataxia on hemiparetic gait.
INTRODUCTION
Seventy-five percent of patients who sustain a stroke have limitations in walking,1 and
the most common pattern of walking impairment poststroke is hemiparetic gait. This
review provides a comprehensive overview of the characteristic features and analysis
of poststroke hemiparetic gait. An understanding of normal human gait, including
basic concepts of the neural control of gait and gait cycle terminology, is a prerequisite
for analyzing and treating poststroke patients with hemiparetic gait dysfunction. This
article also defines spatiotemporal and kinematic parameters of normal gait as well as
key changes in these same parameters in hemiparesis. Although patients with
This work was supported in part by grant K23HD060689 from the National Institute of Child
Health and Human Development.
The authors report no relevant commercial or financial conflicts of interest.
a
Department of Physical Medicine and Rehabilitation, Case Western Reserve University, 2109
Adelbert Road, Cleveland, OH 44106, USA; b MetroHealth Rehabilitation Institute of Ohio,
MetroHealth System, 4229 Pearl Road, Cleveland, OH 44109, USA; c Cleveland Functional Elec-
trical Stimulation Center, 10701 East Boulevard, Cleveland, OH 44106, USA; d Department of
Biomedical Engineering, Case Western Reserve University, 2109 Adelbert Road, Cleveland,
OH 44106, USA
* Corresponding author. Department of Physical Medicine and Rehabilitation, MetroHealth
Medical Center, 4229 Pearl Road, Cleveland, OH 44109.
E-mail address: lrsheffler@gmail.com
The neural control of human gait is dependent on both spinal and supraspinal mech-
anisms; thus, neurologically based gait impairment results from an interruption at
either level. The concept of a locomotor center located at the level of the spinal
cord was originally proposed in 1911 by T.G. Brown.3,4 In his research, Brown noted
that cats with transected spinal cords and cut dorsal roots were still capable of pro-
ducing rhythmic alternating contractions in the ankle flexors and extensors. One cen-
tury later, the term, central pattern generator (CPG), is now commonly used to
describe a spinal locomotor center. CPGs, a term first coined and described in inver-
tebrates and fish, are innate neural networks that are capable of generating self-
sustained, rhythmic patterned output, independent of sensory input.5 Although only
indirect evidence exists for human pattern generation, it is generally believed that
CPGs, existing within the low thoracic and lumbar regions of the human spinal cord,
generate rhythmic patterned outputs largely responsible for control of human locomo-
tion. CPGs are capable of responding to multiple afferent inputs, which modulate hu-
man gait patterns, and include a complex interplay of supraspinal afferents originating
from the brainstem reticular formation, basal ganglia, premotor and motor cortex, and
cerebellum as well as sensory afferents from vestibular, visual, and proprioceptive
systems. Information regarding limb positioning and kinesthesia is relayed from pro-
prioceptors within tendons, muscles, ligaments, and joints via the medial leminiscus
within the dorsal column of the spinal cord. The convergence of spinal reflex pathways
and descending pathways on common spinal interneurons are known to be integra-
tive.6 In human and other primate gait patterns, however, it is believed that supraspinal
input may play a greater role in the regulation of gait than in other species, due to the
importance and prominence of the corticospinal tract.7,8 Supraspinal afferents specif-
ically play a prominent role in the volitional control of gait, such as occurs with change
in walking speed, walking direction, or obstacle avoidance. In humans, damage within
the central nervous system, secondary to a cerebrovascular accident, ultimately re-
sults in an alteration of the normal neural control of gait.
equation, which includes step length, swing time, and stance time as parameters in
the equation. Gait stability may be defined as the body’s ability to remain safely in
an upright posture with minimal susceptibility to perturbations during walking. Stability
during walking is determined by a functional balance between the alignment of the
body and the muscle activity at each lower limb joint. Gait stability may be influenced
by 3 important factors: (1) the generally disproportionate amount of total body weight
that relies on the bilateral lower limbs for support, (2) the multisegmented nature of the
2 supporting lower limbs, and (3) the unique mechanical characteristics of each of the
lower limb joints. Poststroke gait stability is particularly important due to an increased
risk of falls after stroke.2 Lastly, the efficiency of walking is defined as the ratio of the
work accomplished to the energy expended. At a basic level, the cyclic movement of
the limbs that characterizes walking requires energy for muscle contraction and thus
any disruption to the normal gait cycle, due to alterations in the intensity or pattern of
muscle activation, can result in an increase in the energy expenditure of walking.
periods: (1) initial swing (immediately after toe off), (2) midswing, and (3) terminal swing
(immediately prior to heel strike). Ankle plantar flexion at preswing, hip flexion, and for-
ward inertia of the tibia are the primary determinants of swing onset. The specific dura-
tion of each gait cycle phase has an inverse relationship to walking speed. Thus, when
walking speed increases, the durations of both the stance and swing periods of the
normal gait cycle decrease. Fig. 1 demonstrates the normal human gait cycle.
ankle is the gradual dorsiflexion that occurs from midstance to just prior to heel rise.
This period of increasing dorsiflexion, during the single-support interval of stance, is a
primary determinant of ipsilateral tibial progression. The gastroc-soleus complex sta-
bilizes the ankle at heel rise. During swing, the ankle dorsiflexion muscles contract to
realign the ankle to neutral for toe clearance.
Muscles function to provide stability at the pelvis, hip, knee, and ankle, through coor-
dinated patterns of muscle activation, which are phasic and well described in normal
gait. The pattern of contraction of any given muscle may be concentric (muscle short-
ening), isometric (muscle contraction without change in length), or eccentric (muscle
lengthening), depending on the demands of the gait cycle phase. Alterations in the
normal activation and termination patterns of muscle fiber activity, including early acti-
vation, prolonged duration, delayed activity, curtailed activity, absent activity, and
cocontraction of agonist and antagonist muscles groups, are common after a neuro-
logic injury, such as stroke.11 Dynamic EMG recorded while walking may identify ab-
normalities in neurologic control and muscle weakness as well as compensatory
muscle substitutions.
During stance, hip motion transitions from flexion at heel strike and progresses to
extension by heel rise. The hip extensor muscles are responsible for limb deceleration
at terminal swing (eccentric contraction) and for restraint of forward momentum as the
limb is loaded at heel strike. The primary hip extensors are the gluteus maximus mus-
cle and the 3 hamstring muscles (semimembranosis, biceps femoris, and semitendi-
nosis). The role of the hip abductors (gluteus medius and minimus, tensor fasciae
latae) is to counter the contralateral pelvic drop during the cyclic intervals of non–
weight bearing throughout ipsilateral stance. The primary hip flexors are the iliopsoas
and rectus femoris muscles, both of which contract concentrically at early swing.
Although there are 14 specific muscles providing stability at the knee during the gait
cycle, the quadriceps complex (vastus medialis longus and oblique, vastus interme-
dius, and vastus lateralis) is the dominant muscle group for knee extension. Stance
stability is also largely reliant on the soleus muscle to control the forward motion of
the tibia, iliotibial band tension, and the actions of the rectus femoris, upper portion
of the gluteus maximus, and hamstring muscles. Limb deceleration during terminal
swing is largely influenced by the balance between the eccentric contraction of the
hamstring muscles and the concentric contraction of the quadriceps muscles. The
tibialis anterior muscle is the primary ankle dorsiflexor, contracting eccentrically during
stance phase (heel strike to foot flat) and concentrically during swing phase. Lastly, the
gastroc-soleus complex is the primary ankle plantar flexor, concentrically contracting
during terminal stance. Fig. 2 presents the pattern of lower muscle activation during
the normal human gait cycle.
oscillations during each cycle so that the sagittal trajectory has 2 peaks and troughs.
The COG also oscillates laterally during normal ambulation, tracing a sinusoidal trajec-
tory with amplitude of approximately 2.5 inches. Thus, 1 full lateral sinusoidal oscilla-
tion of the COG occurs during each gait cycle. Saunders and colleagues,12 in 1953,
first defined the 6 “determinants of gait” (pelvic rotation, pelvic tilt, knee flexion in mid-
stance, foot and ankle motion, knee motion, and lateral pelvic motion), which,
together, minimize vertical and lateral displacement of the COG to maximize energy
efficiency in normal walking.
The upper portion of the body (head, trunk, and arms) does not directly contribute to
the act of walking yet may contribute up to 70% of total body weight. Alignment of
body weight is a critical factor for ambulation and balance of the weight of the upper
body is largely dependent on the base of support dictated by lower limb joint align-
ment and dynamic muscle activity. Muscle action within the trunk and upper spine
serves to maintain vertebral alignment. During stance, the effect of body weight on
the floor is quantifiable by the resultant ground reaction force (GFR). The GFR is a force
generated by the weight-bearing surface, which is of equal magnitude but opposite
the direction of force imposed by the body mass on the ground. The body vector is
a line that represents the location of the GRF at any moment during the stance portion
of the gait cycle. By relating the anterior or posterior location of the body vector line (for
example, within a sagittal plane), to the individual joint centers (ankle, knee, and hip) at
a given moment during stance, the direction of instability at each joint can be known. If
the GRF is known, then the muscle and ligamentous forces, which are required to
maintain stability at that joint, can also be known. For example, in normal upright
standing with both hip and knee extended, if the body vector within the sagittal plane
Hemiparetic Gait 617
falls posterior to the hip or anterior to the knee, passive stability at those joints can be
achieved with only ligamentous tension. Stability at any given joint is thus the result of
a balance between the body vector on one side of the joint and ligamentous restraint
on the opposite side of that specific joint. In normal upright standing, the body vector
falls anterior to the ankle joint, meaning that the human body is inherently unstable in
quiet standing. Because the ankle joint does not provide passive stability similar to the
knee or hip, isometric contraction of the gastroc-soleus muscle is necessary to main-
tain standing posture.
Reciprocal flexion and extension of the bilateral upper limbs occurs during walking
with ipsilateral arm extension occurring at the same time as ipsilateral lower limb for-
ward propulsion. Thus the arms provide a counterforce to minimize the rotatory
displacement of the body associated with lower limb walking mechanics.13 Arm
swing, although involving both passive and active patterns of movement, does not
measurably affect the energy cost of walking.14
Table 1
Effect of hemiparesis on spatiotemporal gait parameters
knee extension at terminal stance combined with decreased hip flexion contributes to
a shortened step length.
Foot drop may be due to insufficient dorsiflexion strength and/or plantar flexion
spasticity and is most noticeable during swing. Dorsiflexion weakness may be the
only manifestation of hemiparetic gait in a more mildly impaired patient. In such pa-
tients, paretic dorsiflexion weakness may be most clinically evident in midswing
with excessive plantar flexion with relatively preserved knee and hip flexion. In more
impaired patients, the paretic dorsiflexion angle at heel trike may be decreased
such that the positioning of the foot at initial contact is either forefoot first or in a flat
foot position. Prolonged gastroc-soleus activation prominently contributes to foot
drop associated with inadequate dorsiflexion during swing. Prolonged activation of
the posterior and anterior tibialis muscles contribute to inversion positioning of the
ankle during swing. Increased ankle inversion results in a shifting of weight bearing
to the lateral border of the foot and further instability at the ankle. The term, equinova-
rus, specifically describes foot drop associated with excessive plantar flexion and
inversion. Equinovarus deformity occurs when spasticity and primitive locomotor pat-
terns are predominant rather than dorsiflexor muscle weakness. As a result, initial con-
tact occurs with the foot in both a plantar-flexed and inverted position. Equinovarus
positioning of the ankle is the most common pathologic limb posture in hemiparesis.
Table 2 presents the typical change in kinematic parameters in hemiparetic gait.
Table 2
Effect of hemiparesis on kinematic gait parameters
Pelvis
Tilt Increased
Hip
Flexion at heel strike Decreased
Flexion at midswing Decreased
Extension at preswing Decreased
Knee
Flexion at heel strike Decreased
Flexion in swing Decreased
Extension in stance Increased
Ankle
Dorsiflexion at heel strike Decreased
Plantar flexion in swing Increased
Inversion in swing Increased
620 Sheffler & Chae
colleagues20 found that higher functioning stroke survivors were able to increase
walking speed by increasing paretic limb preswing hip flexion power and plantar flexor
power at push off. An increase in hip flexion power at preswing alone may compensate
for decreased ankle plantar flexion power and facilitate faster walking speeds in pa-
tients with greater residual proximal strength.21 Forward propulsion of gait may be
better assessed by measurement of the anteriorly directed GRF (anterior-posterior
GRF), a parameter that has been used as a measurement of poststroke recovery
over time.
Dynamic Muscle Activation in Hemiparetic Gait
Dynamic EMG can be used to identify abnormalities in timing and/or intensity of EMG
signals compared with normal dynamic EMG signals. Clinical correlation between the
kinematic gait pattern and dynamic EMG signals is necessary to determine optimal
intervention for gait improvement. A recent study suggests that there is compensatory
muscle activity of the nonparetic limb muscles that is activated to augment forward
propulsion.22
Many stroke survivors have limitations in walking associated with hemiparesis. The
role of the clinician is to improve functional gait, using an individualized approach to
Hemiparetic Gait 621
SUMMARY
The most common pattern of walking impairment poststroke is hemiparetic gait. Hem-
iparetic gait is most commonly characterized by an asymmetric pattern of walking with
contralateral motor weakness. Primitive locomotor patterns may emerge poststroke,
causing an alteration of the normal timing and intensity of muscle contraction of the
paretic limb. In the lower limb, a predominantly extensor synergy pattern marked by
hip extension, knee extension, hip adduction, ankle plantar flexion, and ankle inversion
emerges, which may provide stance stability and facilitate walking. There are
622 Sheffler & Chae
ACKNOWLEDGMENT
The authors thank medical illustrator Erika Woodrum of the Cleveland Functional
Electrical Stimulation Center for her assistance with Figs. 1 and 2.
REFERENCES