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Introduction The Surfaces ofFilm-Philosophy
Introduction The Surfaces ofFilm-Philosophy
Abstract:
Ludwig Wittgenstein’s notion of aspect-seeing, and Stanley Cavell’s notion of
aspect-blindness, allow us to situate Abbas Kiarostami’s quasi-documentary
Close-Up (1990) as a radical revision of the genre that fundamentally challenges
our assumptions about truth and representation in documentary film. Considering
the film through the lens of Wittgenstein’s and Cavell’s philosophies of seeing
puts pressure on the ethical dimension of the process of seeing as it is both
enacted by and represented in the film. Kiarostami brings to the foreground the
intransigent aspects of documented reality and unsettles certain aspects of the
documentary process. In doing so, he reveals our blind spots about what we think
documentary film does, or ought to do. Close-Up blends layers of the real:
part documented present and part re-enacted past, the film recreates the story of a
real group of people who become actors playing themselves, re-enacting the story
for Kiarostami’s camera, repeating all of their “ lines ” exactly (or perhaps not so
exactly) as they recall them. Is this film a documentary? Is it fiction? Where is the
“ real, ” and what is the truth? Is “ truth ” ever representable? For Kiarostami, as for
Cavell, these questions of representation become ethical questions. With each
unraveling of a layer of reality, Kiarostami reveals a new aspect and a new
opportunity for his “ characters ” – and his audience – to see (or to fail to see) it.
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A Wittgensteinian Look at Kiarostami’s Close-up
perhaps, the mirror of our own human limits – our outsideness to one
another, or (and) to ourselves. If one aspect of what Kiarostami is doing
with his storytelling techniques is to hold that mirror up for us, another
aspect is to remind us what we are doing when we are looking at a film in
the first place – what we are doing when we look.
Close-Up follows the trial of an unemployed film buff in Tehran who
impersonated celebrated Iranian filmmaker Mohsen Makhmalbaf and was
befriended by a well-to-do family while pretending to write a film
featuring them. Kiarostami persuaded all the major people involved in the
real-life events to portray themselves in the film’s reenactment of those
events, eventually bringing the real Makhmalbaf together with his
impersonator in the film’s final scene showing the protagonist’s release
from prison. All that said, I have just told you nothing about the “real”
story of the film, that is, what seems to have prompted Kiarostami to make
the film in the first place; what seems to have prompted him, we might
say, to see Sabzian as a subject for (of) a film.
As a pathway to the “real” story, I want to return to the opening scene.
We begin with what ought by almost any formula to be the climax of the
story: the arrest of Hossein Sabzian for the impersonation of Makhmalbaf
and the alleged defrauding of the family. In a deliberately anti-climactic
approach, Kiarostami puts us inside a cramped taxi with Mr. Farazmand,
a reporter who hopes this story will boost his paper’s ratings and make
his name as a journalist. As Farazmand explains the story to the
driver, the driver gets lost, stops repeatedly to ask for directions, and
shows no interest in the reporter’s tale. The visual style of this scene,
a reenactment starring the real Mr. Farazmand, sets up a consistent style
for all of the reenactments of the film: it is presented almost entirely in
shot-reverse shot, with virtually no two-shots. Thus we are almost always
seeing only one person’s point of view at any given time, while the other
point of view is withheld from us. When the cab driver stops to ask for
directions, we see either only the driver asking, or only the person being
asked; we see either inside or outside of the car, never both at once. Inside
the car, the camera cuts from one person to the other, so we never have
a real sense of the space of the car or of the shared perspective of
the characters. In this way, we are always (literally) cut out of one side of
the story.
All of the reenactments depicting the action leading up to the trial are
shot in a similar style, always withholding one point of view. Our
awareness is tantalized by the impression that the other perspective exists
just outside of the frame; we know it is there – we are simply denied
access. When we arrive at the Ahankhahs’ home, this tension between
what we are shown and what we are denied intensifies. While the reporter,
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Farazmand, followed by the police, goes inside the house, we stay outside
the gates with the camera and the cab driver.
One of Close-Up’s most striking stylistic features is the complete absence
of cross-cutting and parallel action. Cross-cutting creates the illusion of
connection between characters and spaces and thus creates a dense
narrative web. The narrative and spatial coherence of this narrative web
permits us to immerse ourselves seamlessly – and passively – into the
story. This is the magic (the lie, we could say) of film; nearly every
narrative and even many documentary films since the early 1900s uses this
basic vocabulary of storytelling. In his refusal to use this familiar
technique to construct his cinematic space, Kiarostami signals a departure
from the cinematic story spaces we may be most comfortable in. He is not
“exhibiting the world” to us in a way that allows us to imagine this
cinematic space as continuous with our own, to fantasize that with our
godlike eye we can sweep walls aside, see through closed doors, overhear
private conversations; in Kiarostami’s cinematic universe we are mere
mortals, obliged to wait outside the gates with the hired help.
As the primary narrative action of this opening scene no doubt ensues
inside the gates, beyond our view, we are forced to loiter with the camera
as the cab driver picks flowers out of a pile of trash and, in a playful
moment, kicks an empty aerosol can down the street. In what is perhaps
the most compelling shot in the film, we are treated to a long take of this
can rolling slowly down the hill, the camera patiently staying on the can
until it comes to rest against the curb. We do not learn until later that this
is a reenactment, not “real life,” so to speak, being observed as it unfurled
organically before the camera. And yet even then we do not know if
this shot is a reenactment of what the driver actually did at the time, if
we are seeing a real action repeated as a fiction, or if this is Kiarostami’s
interpretation of what he might have done as he waited, bored and restless
in the sunlight. As Stiegler has pointed out about the reenactment
sequences in this film, Kiarostami persists in reminding us that “human
life is always already a cinema” (2014, p. 43).
And yet this long take of the rolling can nonetheless breaches the
boundary between documentary and narrative seeing; staged or unstaged,
reenactment or cinema vérité, what we cannot deny is that the camera is
documenting, in real time, the fact of a blue can gleaming in the sunlight,
clattering sedately down a sunlit road. Any narrative space that has been
constructed is punctured; the can rolls right through it like a boulder
crashing through a piece of paper scenery in a stage play.
This power comes from the way the can almost returns our gaze from
the screen. It has questions for us: is it inside or outside the world of the
story? Where do we, the audience, stand in relation to the can? If we are
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A Wittgensteinian Look at Kiarostami’s Close-up
outside of the film, are we somehow in the world of the can? The can is
undeniably on film, but it is not clear that it is inside the film. The can
turns the film, we might say, inside out. Rather than exhibiting the world
(real or fictional) to us, Kiarostami takes pleasure in attending to the
world’s flotsam, and does so at the expense of character development
and narrative construction. In a move designed to rupture any shred of
insideness we might still be nurturing after our unsettling introduction to
Close-Up’s narrative space, the long take of the rolling can sets us politely
but firmly outside both conventional documentary and conventional
fiction with a “No Admittance” sign posted on the door.1
Meanwhile, as the can rolls downhill, we know something else is going
on – presumably the major action – and yet we are not allowed to see it.
Like standing before Bruegel’s Landscape with the Fall of Icarus, we do not
know where we are supposed to look. Kiarostami refuses to give us the
drama we expect because the drama gives us the illusion of being inside,
immersed into the story; but the truth is that cinema always puts us
outside. This is a relentlessly deceptive film, but it obligingly undermines
its own fabrications, one after the other.2 And as we peel the layers of
its deceptions, we uncover the kernel of its truthfulness: Close-Up tells
the truth about cinema itself, the truth that flickers in the light of the
projector – that its reality, and our presence within it, is a kind of spell.
And yet this dream, this spell, is, also, real. Its reality, as Rex Butler has it,
“does not so much expose the truth behind appearances as impossibly
trope or allegorize the fiction that reality stands in for, something that
cannot be shown, or if it is shown cannot be it, but only stands in for it”
(2012, p.72). In this way Kiarostami holds film accountable, as Cavell puts
it, “to the condition of its candor” (1979, p.146).
Later in the film, we witness a second reenactment of the same action,
but from the other point of view – Sabzian’s, inside the house. But even as
it may seem we are catching up, just as before, the camera withholds
everything from us. We know more now about what is happening on the
level of plot, so Kiarostami withholds from us the pleasure of seeing
everything put tidily together. Instead, we see yet another incomplete
picture. This time we know the car is arriving somewhere off camera, but
1. This is not to suggest that Kiarostami is inventing this idea; the question of blurred
boundaries between truth and fiction has been raised by documentary scholars and
filmmakers at least since the decline of Direct Cinema in the 1990s. Bill Nichols (1994)
writes, “ What counts as knowledge is not what it used to be ” (p. 96).
2. Jonathan Rosenbaum (2003) has pointed out that Kiarostami “ foreground[s] some of
the implicit contradictions of his own deceptiveness in the pursuit of documentary
truth ” (p. 14).
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A Wittgensteinian Look at Kiarostami’s Close-up
Seeing Sabzian
In his discussion of aspect-seeing in the Philosophical Investigations,
Wittgenstein uses the example of Jastrow’s duck-rabbit to demonstrate
that some people can only see one aspect – either duck or rabbit – and
cannot experience the “dawning” of an aspect as it shifts from one
figure to the other (Wittgenstein, 1958, p. 194). The dawning of an
aspect is “not a property of the object, but an internal relation between
it and other objects ” (Wittgenstein, 1958, p. 212). Seeing an aspect is a
very special kind of seeing; it is an experience in which something
changes, but that change, to paraphrase Shakespeare, is not in the world,
but in ourselves4. The object does not change, but the person looking at
the object is able to recognize another dimension or “aspect ” of it.
Here “seeing ” is meant not metaphorically, but quite literally.
Seeing connections between things is almost always a matter of seeing
an aspect of a thing or a person that was always there but which we had
not (yet) noticed. Wittgenstein asserts, “The aspects of things that are
3. Although there is no doubt that Kiarostami is transgressing boundaries here, within the
field of documentary studies, the issue of authenticity has been at stake at least since the
1960s, especially since the rise of new camera and sound technologies in the late 1950s
that allowed for greater mobility and smaller crews. Further, the relation between film
and audience and audience reception have been cited as crucial in determining
authenticity. See, for example, Brian Winston (2005); Michael Renov (ed) (1993); Bill
Nichols (1991).
4. “ The fault, dear Brutus, is not in our stars/But in ourselves, that we are underlings. ”
Julius Caesar I. ii. 141–142. Shakespeare, William. The Complete Works. The Pelican
Text Revised 1969. Ed. Alfred Harbage. New York: Viking Press, 1977.
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A Wittgensteinian Look at Kiarostami’s Close-up
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what cinema shows is itself.5 The candor of film, then, is not merely
revelatory, but self-revelatory.
If the style of the prison scene is unexpected, that of the trial scene
is even more so. It is unclear what or how much is happening in real
time; although the trial is presented as though it is straight documentary
footage, Kiarostami admitted that some of the trial was restaged
(Benbrahim, 2010; Cheshire, 2010). The cinematography and editing
reflect this. The scene opens with a shot of the slate, a gimmick usually
reserved for experimental fiction films; the slate reminds us that we are
seeing not a trial, but a film about a trial. Further, the slate’s suggestion
of multiple takes invokes fiction rather than documentary filmmaking.
Immediately this unsettles the documentary authority of the film and
filmmaker. What are we watching? The entire film, from the rolling can to
the slate in the courtroom, seems a perpetual alternation between a
documentary-aspect and a fiction-aspect. Are these aspects reconcilable?6
In a radical departure from the uncomfortable version of shot-reverse-
shot editing he uses in the reenactments, here Kiarostami uses traditional
Hollywood continuity editing to seamlessly move between “characters. ”
Thus, the trial is edited like a conventional fiction film, designed to make
camera and editing invisible and narrative immersive.
But – and of course there is a but – Kiarostami undermines this invisible
power of the continuity editing style before it has even begun to exert its
power; at the beginning of the trial scene, he explains that he is using two
cameras, and discusses exactly what he will be using them for. Addressing
Sabzian, he shows him the lenses and explains that he will use a zoom lens
to capture moments of the trial and testimony, but a special close-up lens
on Sabzian for the duration.
With this on-camera explanation of his filming strategy, Kiarostami
destroys the very cinematic illusion that he then proceeds to create, as
though posting a warning label on a dangerous substance he has every
intention of distributing. The director – and by extension the viewer – is
implicated at every moment in this film, and none more than during this
trial. Whatever is at stake here in this courtroom is now at stake for us as
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A Wittgensteinian Look at Kiarostami’s Close-up
For the trial scene, I planned on having three cameras inside the
courtroom…. Almost immediately, one of the cameras broke and another
was so noisy I had to turn it off. We ended up having to move our single
workable camera from one spot to the next, which meant missing a
continuous shot of Sabzian…. We ended up recreating most of the trial
in the judge’s absence. The occasional shots of [the judge] that I inserted
into Close-Up, to make it seems as if he had been present the whole time,
constitute one of the biggest lies in any of my films. (Cronin, 2015, p.8)
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Kiarostami explains how he will capture all of these aspects and obligingly
shows us his cinematic legerdemain, he reveals that this smooth, seamless
“whole” has been manufactured by the apparatus of filmmaking. So on
the one hand Kiarostami uses invisible cutting to create the illusion
of immersive presence for us in a documentary sequence where our
expectations lead us to think that we are outside of an objectively
observed reality. On the other hand, he subverts that immersive illusion
by reminding us of “film’s outsideness to itself, and [our] absence from it”
when he discusses what equipment he will be using and why, thus
returning us to the realm of documentary “reality” – but it is, we are now
all too aware, a deeply destabilized “reality.” We are in a no-man’s-land,
neither fiction nor documentary but some sort of hybrid creature of
Kiarostami’s own invention.
Kiarostami appears to invent this hybrid form of cinema in
collaboration with Sabzian, who agrees to the alleged arrangements,
saying to the director, “You are my audience. ” Throughout the trial, it
seems that Kiarostami is the only person who genuinely sees Sabzian.
Those attending the trial can only see themselves projected onto Sabzian;
their solipsism precludes any chance for them to see Sabzian as anything
other than a fraud. They see only what they have lost: the reporter
sees his own chance for a story; the judge sees a young man with a
family to support; the Ahankhahs, eventually, see a fellow unemployed
Iranian who would “lead an honest life if he found a proper job”; only
Kiarostami listens to what Sabzian actually has to say for himself under
the watchful eye of his close-up lens. The fact of this lens – if not its “true”
intention – is borne out by the footage.
The family, the reporter, and the judge never recognize the dawning
of the aspect of Sabzian-as-filmmaker. Perhaps the family, for example,
are too much in the grip of resentment at the loss of the promise of a new
identity as actors in a film. In what are almost the final words of the film,
Makhmalbaf, having brought Sabzian to the Ahankhahs’ home for a
reconciliation, says to Mr. Ahankhah, “Mr. Sabzian has changed. Please
see him in a new light.” He might as well be speaking for the film
itself, and, as if in agreement, the film freezes on a frame of Sabzian in
profile. Holding the pot of purple flowers he has brought the family, he
emerges again as that sacerdotal visionary we saw in the prison scene, his
face rendered blissfully into the grain of the freeze frame with the credits
rolling over him like water.
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A Wittgensteinian Look at Kiarostami’s Close-up
In the wake of Cavell’s account: what did the Ahankhahs “know” (and
when did they know it)? They “knew” that it was Makhmalbaf they met,
and yet they did not know it, because it was not he (empirically, they were
wrong). Then they “knew” it was not Makhmalbaf, it was Sabzian, a fraud
(empirically, they were right). This is what they knew. But they were blind
to the dawning of the aspect of the real Sabzian, who was always truthfully
a man full of passion for cinema. They were not attuned to the music of
his passion, though they themselves were caught up in their own desire
to be part of the world of film. They failed spectacularly to acknowledge
his account of himself, his claim that while legally he is guilty, morally,
he is not. Perhaps they are not capable of acknowledging his claim;
perhaps such acknowledgment is too much to ask of them, exhausted
by the humiliations of unemployment and disenchantment with their
post-revolution government (Akrami, 2002).
Cavell’s argument suggests that in order to become his fantasy self
(Makhmalbaf), Sabzian must renounce himself as Sabzian. According
to Cavell,
To satisfy the wish to act without performing, to let our actions go out of
our hands, we must be willing to allow the self to exhibit itself without the
self’s intervention. The wish for total intelligibility is a terrible one. It means
that we are willing to reveal ourselves through the self’s betrayal of itself
(1979, p. 159).
In his desire to become Makhmalbaf, his real desire is to become his true
self; he sees his true or best self as Makhmalbaf. But in following his
desire, in performing his true self, he betrays himself both literally and
figuratively.
First, Sabzian is caught, because his deception betrays him; he betrays
himself as Sabzian, as a false Makhmalbaf. Second, he reveals Sabzian, the
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A Wittgensteinian Look at Kiarostami’s Close-up
8. Prior to the emergence of Direct Cinema in the 1960s with its insistence on non-actors,
no narration, and no interaction between filmmaker and participants, documentary
films had used many of the conventions of fiction films: repeating or reconstructing
actions to get multiple takes, cross-cutting action, using narration and music to increase
emotional impact, and even using actors. But the Direct Cinema filmmakers, insisting,
with Richard Leacock (1963), “ We don’t cheat, ” rejected this (Richard Leacock in
Labarthe & Marcorelles, p. 26). They couldn’t, however, do away with editing: films
were “ aspects of what happened in the presence of the camera ” (Richard Leacock cited
in Leven, 1971, p. 163) or “ a fair reflection of the experience of making them ”
(Fredrick Wiseman in Leven, 1971, p. 322). Kiarostami’s reconstructions and
disingenuous accounts of his camera or sound choices, then, are not necessarily a
departure from, but rather a continuation of, a complex and contested relationship
between the constructed and the observed that has characterized documentary film
from its inception.
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that was beyond reality. You told them you’re a filmmaker. That wasn’t
a lie. You said one day you’d bring your film crew to film here. Well, we’re
your crew…and you’re the director” (Benbrahim, 2010).
Sabzian told a truth that was beyond reality: and it is a truth that we, the
audience, activate with our acknowledgement of it. We are part of this
truth: the film is before our eyes, looming on the screen, and we cannot
refuse it. If Sabzian has committed a crime, we are his accomplices; if he is
a filmmaker, we are his audience.
The basis of film’s drama, or the latent anxiety in viewing its drama, lies in
its persistent demonstration that we do not know what our conviction
in reality turns upon…The moral of film’s image of skepticism is not
that reality is a dream and not that reality confines our dreams. In screening
reality, film screens its givenness from us; it holds reality before us,
i.e., withholds reality before us. We are tantalized at once by our subjection
to it and by its subjection to our views of it. (1979, pp. 188–189)
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A Wittgensteinian Look at Kiarostami’s Close-up
whole film, something he had never done before with any of his other
films. He says,
I didn’t pay attention to when the audience left the theater. I was not aware
of who came in, who laughed, who didn’t. I had turned into a viewer myself.
I had lost sight of the importance of the audience at that very moment,
which is something I care about and I get upset anytime someone walks out
of one of my films. I tend to think the film is no good. But I watched this
film as a mere viewer without caring about other people’s opinions.
(Akrami, 2002)
Why did this film have the effect of turning the director so completely
into a rapt viewer? Perhaps because Close-Up so resolutely resists
categorization, because it incites slippage between genres and invites
border crossings of all kinds, the director was liberated by the realization
that the sum of what he had made was greater than the part he had
played in it; and that his part had been as audience as much as director,
both inside and outside of the film. Kiarostami is Sabzian’s director; but
Sabzian is also Kiarostami’s director. In telling a truth that was beyond
reality, Sabzian freed Kiarostami to see his own film as a member of the
audience, to lift his eye from the camera to the screen, to subject himself
to it and to subject it to his view.
And what does Kiarostami-as-filmmaker-slash-viewer free us to see?
What does Close-Up, in its intransigent resistance to genre categorization,
to cinematic conventions, and even to the boundary between makers,
actors, and viewers, finally do for us, and demand of us? Kiarostami turns
the medium of film back on itself, putting cinema itself, as Bernard Stiegler
suggests, on trial. In his refusal to meet our expectations about what
a documentary should look like, Kiarostami effects the destruction of
the very illusion that the apparatus of film is designed to create: the
illusion of continuous space, time, and motion; and with it all, the illusion
of an eternal here and now.
By subverting his use of continuity editing through colliding
documentary and fictional techniques in the trial scene, and by
frustrating our expectations in the reenactments through his withholding
tactics, Kiarostami makes transparent the masquerades of film, pulling
back the curtain on each of his own illusions to remind us that we are
never inside because there is no inside. Film’s outsideness to itself – and
to us – is the very condition of its presence to us, and ours to it. Our
communion with the world of film is a communion of solitary voyagers
in the dark; our togetherness itself is a function of our outsideness to one
another. In its subversive insistence on seeing-as instead of simply seeing,
Close-Up seeks not to subsume us into itself but rather to render our
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isolation – from the film, from one another, and from ourselves –
intelligible. That is, the film unites us through not merely representing,
but by manifesting, our intrinsic loneliness. In every frame, this film lays
bare the reckoning we must make when we enter the theater: like it or
not, we do not lose ourselves in cinema – we find ourselves in it.9
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9. Thanks to David LaRocca for his valuable assistance with this essay.
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