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Party Politics
1–11
The integrity of the 2016 US Presidential ª The Author(s) 2019
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Election: Exploring the possible impact sagepub.com/journals-permissions
DOI: 10.1177/1354068818809524
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of ideology on experts’ judgments

Luigi Curini
Università degli Studi di Milano, Italy

Abstract
Using new comparative expert data about the 2016 US Presidential Election, this article explores the effects of experts’
ideological preferences on their evaluations of electoral integrity. Without contesting the claim that the 2016 election
faced challenges of integrity, our analyses reveal a substantial association between negative evaluation of election integrity
and experts’ ideological orientation. Our results also suggest that this ideological effect is stronger in States that “swinged”
from Democratic to Republican in the 2016 election.

Keywords
expert surveys, electoral integrity, ideological heterogeneity, US 2016 Presidential Election

Introduction appears that while many states have performed quite well
overall, severe problems seem to exist in other cases (Nor-
Elections in the Unites States are rarely a smooth ride.
ris et al., 2017); experts, for instance, were, critical about
Among many other issues, decentralized voting adminis-
gerrymandering in North Carolina and Wisconsin, pointed
trations, obsolete rules for electoral registration, opaque
to serious problems with the way media covered the cam-
campaign finance regulations, extreme polarization driving
paign in Nevada, Arkansas, and Oregon and questioned
partisan redistricting procedures, and the sheer huge num-
regulations of campaign finance in Wisconsin and South
ber of voters to account for all participate to create a situ-
Dakota (Norris et al., 2017). Overall, these trends suggest
ation where the final quality of the election can—at the
that some systemic problems exist in the way US elections
very least—be normatively questioned. The 2016 Presiden-
are administered (Norris, 2017) and that 2016 was no
tial Election was not an exception in this sense, facing
exception.
resolute challenges from both sides of the ideological
Confronting winners to the quality of elections that put
divide. As early as during the first primaries, Trump
them in power is essential to ensure democratic govern-
claimed that the election was marred by voting fraud; in
ance. In electoral democracies, popular support directly
the aftermath of election day, requests for recounts in three
equates with political legitimacy, and empirical initiatives
states were filed based on (partially misunderstood) foren-
that independently assess the quality of electoral pro-
sic evidence1 suggesting some form of tampering of voting
cesses—such as postelection forensics (Myagkov et al.,
machines; almost a year after the events, Hillary Clinton
2009), surveys of poll workers (Clark and James, 2017),
suggested she might after all consider challenging the
election auditing (Alvarez et al., 2012; Goggin et al., 2012),
legitimacy of the election2; and, of course, the possibility
or expert evaluations—have much to contribute to this
of foreign influence aiming at swinging the results remains
an open question. The integrity of the election was also
questioned in the academic debate. In the weeks following Paper submitted 2 October 2017; accepted for publication 7 October
the election, a new data set was released that contains mea- 2018
sures of integrity of the contest at the state level (PEI_US3);
Corresponding author:
more than 700 experts were asked to evaluate the integrity Luigi Curini, Department of Social and Political Sciences, Università degli
of the election in their state through batteries of questions Studi di Milano, Via Conservatorio, 7 - 20122 Milano, Italy.
covering the whole election cycle. Through the data, it Email: luigi.curini@unimi.it
2 Party Politics XX(X)

cause. The importance of the issue calls however for cau- personal stance about the election results. Third, the data
tion. When it comes to expert judgments, several questions set asks the experts to evaluate the integrity of the election
have been advanced with respect to their “measurement in their state (i.e. the state where they are currently work-
validity,” that is, the degree to which the measurements ing); as a result, heterogeneity at the state level allows us to
estimated via an expert survey actually capture the phe- test for systematic differences among experts also across
nomenon of interest (Adcock and Collier, 2001). For exam- and within different contexts. Beyond the data itself, we
ple, how can one elicit valid responses from experts about test here for the structuring effects of experts’ ideological
the object of the survey (such as party policy positions, or, positions on a different aspect than the one usually studied
as in our case, election integrity)? What is the basis of the (party positioning, e.g. Castles and Mair, 1984; Hooghe
judgments that experts offer? Do experts use the same cri- et al., 2010).
teria when judging? Do experts rely on their expertise or The remaining of this article is structured as follows.
also provide their personal views? (see Budge, 2000; Mair, The next section provides a brief overview about recent
2001; Steenbergen and Marks, 2007). The latter two ques- studies addressing the issue of electoral integrity in the
tions, in particular, raise the problem of expert heterogene- United States and suggests that independent evidence
ity and the possible impact of that on measurement validity. pointing to the presence of severe flaws is now ubiquitous.
If the considerations that come into play were to vary this The third section focuses on the PEI data set and introduces
much, it would not be at all clear what expert judgments our main argument. The fourth and fifth sections present
actually measured (Martı́nez i Coma and van Ham, 2015). the main empirical results, and the last section concludes.
In this article, we focus on the impact of a particular type of A conclusion follows.
expert heterogeneity, that is, ideological heterogeneity.
With that we mean the potential influence of experts’
ideological preferences on their judgments. Experts’ ideo- Election integrity in the United States
logical preferences (e.g. as measured on a standard left to
In an important article, Dennis Thompson (2004) discusses
right scale), as well as their ‘closeness’ or ‘sympathy’ to
three temporal issues that create normative challenges for
parties (see Benoit and Laver, 2006; Laver and Hunt,
elections in the United States and with very concrete impli-
1992), have been shown in the past to systematically affect
cations for electoral integrity. Elections in the United States
in some given instances their opinions and evaluations
take place at regular intervals (“periodicity”), the over-
(Curini, 2010). The aim of an expert survey is not of course
whelming majority of voters cast their ballot on the same
to make any inferences about the attributes of the whole
day (“simultaneity”), and the outcome of the electoral pro-
population of experts from the sample of respondents
cedure is irrevocable until the next election (“finality”). On
selected but rather to establish an accurate estimation of
the onset, these seem legitimate objectives: periodicity
some properties using the said experts’ knowledge. In this
rhymes with regularity and stability, which is undoubtedly
sense, it is perfectly reasonable to have a highly unrepre-
a virtue of modern democracies; simultaneity ensures that
sentative sample from the ideological point of view
all voters are treated as equal, very much in the same way
(because experts can be more liberal, or conservative, than
as their different voices are equally valid and deserving
the whole population) that does not show any evidence of
representation; finality, then, guarantees the legitimacy of
an impact of experts’ ideology on their reported judgments
the results and invests the winners with a clear mandate.
or vice versa to have an ideologically representative sample
And, yet, these three issues are not without concrete
that presents such evidence. The former would produce
challenges:
useful estimates of the phenomenon under investigation
(because experts’ opinions are not colored by their ideolo- periodicity requires that the control of redistricting procedures
gical orientations), whereas the latter would not. be independent of legislatures. Simultaneity opposes publish-
The aim of this article is to explore how ideological ing the results of exit polls, expanding the use of early voting,
preferences of experts possibly contribute to shape their and granting legislatures the authority to select presidential
opinions. We do so by looking at the Perceptions of Elec- electors on their own schedule. Finality justifies more stringent
toral Integrity (PEI) data set about the 2016 Presidential regulations of campaign practices, such as electioneering ads.
Election in the United States, which is ideal for this goal. (Thompson, 2004: 51)
First, the data set replicates the protocol of previous studies
assessing the quality of elections worldwide through expert These are just but a few of the important challenges that
surveys (e.g. Martı́nez i Coma and van Ham, 2015; Norris elections in the United States face, and in the recent
et al., 2013), thus relying on a consistent scholarship and decades, a nourished literature developed to question and
agreed upon empirical definition of electoral integrity. Sec- assess the integrity of US elections (Alvarez et al., 2012;
ond, the data were gathered just a few weeks after the Alvarez and Grofman, 2014; Burden and Stewart, 2014;
election, which represents a perfect setting to test the Cain et al., 2008; Donovan and Bowler, 2004; Fife, 2010;
assumption that experts’ opinions are affected by their Norris, 2017).
Curini 3

It is not our goal to provide here a complete overview of any real competition) and has published since a bi-annual
this literature nor to discuss the normative claims and pos- report and data set illustrating the results and global trends;
sible solutions which are advanced in those studies. Rather, the latest version of the data set,6 released in early 2018,
we wish to make a simple point: Assessing the quality of covers cumulatively 285 national elections that happened
elections in the United States is not a trivial endeavor, nor a in 164 countries worldwide between July 2012 and Decem-
“niche” one. Whether focussed on the electoral conse- ber 2017, based on answers provided by more than 3000
quences of partisan gerrymandering (Friedman and Hol- experts (Norris et al., 2018).
den, 2009; McCarty et al., 2009), opaque campaign A key element within the released data monitoring the
finance regulations that drive polarization and conflict quality of elections is the PEI score. For each election, the
(Brooks and Murov, 2012; Norris and Van Es, 2016), race PEI score is obtained by combining the experts’ answers to
inequalities in electoral registration and access to voting a series of 49 items, organized in 11 macrosections with
booths (Leighley and Nagler, 2013; Piven et al., 2009), or equal weight and covering all stages of the election cycle:
covering all aspects of the election process (Norris, 2017), electoral laws, electoral procedures, boundaries for voting
much evidence exists that elections in the United States are districts, voter registration, party and candidate registra-
lacklustre at best, with potential dire consequences for tion, media coverage, campaign finance, voting process,
democratic legitimacy and public confidence (Birch, vote count, result index, and electoral authorities. The
2008; Norris, 2014). answers provided by experts to the 49 items are added into
a 0–100 scale, which is then aggregated to the desired
geographical unit (country, state) to measure the overall
The perceptions of electoral integrity and
integrity of the election. This measure of electoral integrity
experts’ ideological positions has been shown to perform well in terms of reliability and
Among the multitude of concepts used to assess the quality validity (Martı́nez i Coma and van Ham, 2015; Norris et al.,
of electoral contests—electoral fraud, manipulations, vote 2013).7
rigging, and the whole idea of “free and fair” elections— We do, however, believe that one element deserves
the notion of “electoral integrity” (Norris, 2014), developed additional attention, that is, the potential effect of experts’
within the framework of studies assessing the quality of ideology on their judgments as a possible source of error in
elections in a holistic and systematic way (e.g. Elklit and data collection. In this respect, we advance three main
Reynolds, 2005), is undoubtedly the one that has received hypotheses.
the highest attention and has quickly imposed itself as the First, it has been shown that a left-wing ideology is
standard in the comparative empirical literature. Electoral associated with lower trust in political institutions due to
integrity is seen as a more encompassing approach to elec- the fact that progressivism fosters independent thought,
tion quality, one that tackles issues during the election itself critical thinking, and openness to change—whereas conser-
but also before election day and in its aftermath. Thus, vatism promotes preservation and stability (Devos et al.,
issues at the onset of the election cycle—such as the com- 2002); furthermore, people on the left-hand side of the
position of election management bodies (Garnett and spectrum have been shown to be more sensitive to inequal-
Zavadskaya, 2017) or the definition of electoral boundaries ity and injustices (Anderson and Singer, 2008), and thus
(McCarty et al., 2009)—or during the campaign such as the potentially more tuned toward pinpointing malpractices—
quality of political journalism covering the election (Nai, whereas conservatives are more likely to score high on
2017) or campaign finance (Norris and Van Es, 2016), are system justification (Jost et al., 2008). From both perspec-
an integral part of the definition. Within this framework, tives, we deduct that a left-wing ideology is likely to foster
empirical measures of integrity have to incorporate the idea a more critical and pessimistic view of electoral integrity,
of elections as multistage processes and their multiple ceteris paribus. The addition of the ceteris paribus clause is
dimensions and components. This is the idea behind the of course important here, given the amount of factors that
“Perceptions of Electoral Integrity” score (henceforth, PEI could affect the PEI score, as we will discuss below.
score; Norris et al., 2013) developed by the Electoral Integ-
rity Project (EIP).4 Launched in 2012, the EIP is an inde- H1: The left-right ideological positions of experts is
pendent and nonprofit research project hosted at the positively related to the PEI score.
Department of Government and International Relations
(University of Sydney) and Harvard’s JFK School of Gov- The possible impact of ideology could, however, be
ernment. The EIP aims at providing independent and non- nonlinear. Several scholars noted as long as half a century
partisan systematic evidence about the quality of elections ago that right- and left-wing extremists share a number of
across the world and does so via a multi-awarded large- commonalities (Eysenck, 1954; Rokeach, 1960). Possibly
scale comparative expert survey.5 Since 2012, the project relevant for the present study, McClosky and Chong (1985:
has monitored all elections that happened worldwide 343) pointed out that extremists on both ideological ends
(excluding very small states and “façade” elections without are characterized by resentment and pessimism toward
4 Party Politics XX(X)

Table 1. Explaining the left-right self-placement impact on PEI Index.

(1) (2) (3) (4) CEM (5)

Left-right self-placement 1.174** (0.348) 3.051** (1.048) 1.211** (0.397) 2.221** (0.198) 0.942* (0.382)
Left-right self-placement squared 0.218þ (0.115)
Role in the election (0–1)a 1.155 (2.760)
Domestic (0–1)b 0.946 (2.291)
Years lived in this state 1.088þ (0.607)
How familiar with these elections? (1–10) 1.176** (0.309)
Loser–winner dummyc (1 ¼ loser; 0.598 (2.493)
0 ¼ winner)
Age group (by decade) 0.711* (0.331)
Flipped states 9.815** (2.549)
Left-Right Self-Placement  Swung States 1.315* (0.517)
Constant 58.559** (1.763) 55.232** (2.373) 50.047** (5.062) 55.841** (0.838) 60.361** (1.852)
Observations 715 715 587 302 715
BIC 5450.523 5453.255 4507.388 1003.622 5432.143
Note: CEM: coarsened exact matching; BIC: Bayesian information criterion. The covariates included in the matching procedure in model 4 are all the
control variables used in model 3. Cluster standard errors on states are given in parentheses.
a
The variable takes the value 1 if the expert had an active role in the election (as a representative, candidate, activist, election monitor, NGO monitor, or
election official), and the value 0 in all other cases.
b
The variable takes the value 1 if the respondent has an expertise in domestic or comparative politics (including elections, American politics, state
politics, public administration, public policy, and so forth), and 0 for an expertise in international politics only.
c
The variable takes the value 1 if the respondent declared to have voter for a “losing” candidate at the Presidential Election; 0 otherwise.
*p < 0.05; **p < 0.01.

institutions, as well as toward mainstream politicians and critical assessments (Vanhamme and Snelderts, 2001). This
policies (on the relationship between ideology and trust applies in particular when a specific form of surprise is at
toward political institutions: (Newton and Norris 2000; play: disappointment. This specific affective experience
Gershtenson et al., 2006)). Once again, this pessimism can exists when a surprising situation acquires a negative
play a role with respect to the assigned PEI score. valence if matched with individual predispositions and
expectations. And much evidence exists that disappoint-
H2: The left-right ideological positions of experts is ment has specific behavioral components (Zeelenberg and
nonlinearly related to the PEI score. Pieters, 2004), including incentives for complaining (in our
case, against the quality of the election) that are higher
Note that the impact of ideological heterogeneity on compared to what would have been under different
the ability of an expert survey to recover a valid measure circumstances.
of electoral integrity has been discussed also in Martı́nez i
Coma and van Ham (2015). In this latter article, however, H3: The effect of experts’ ideology on their evaluations
the authors control via a cross-national analysis if there is is stronger in surprising contexts.
any systematic impact of a set of variables (including
experts’ ideological position) on the variance of experts’
answers (i.e. the deviation of the expert placement from
Empirical results
the mean placement by all experts in each election) rather To control for our hypotheses, we have followed a variety
than on their level, as we do here. Moving from variance of statistical approaches. Table 1 reports the result of the
to level allows us to identify, as we will see, also the models we have fitted. In each model, we estimated a linear
direction, and not only the existence, of the impact of model with standard errors clustered at the state level,
ideological heterogeneity on the PEI score retrieved by where the experts’ PEI score is regressed on their self-
the expert survey. reported left-right placement.8
Finally, it could also be argued that the effect of ideol- Model 1 brings a strong empirical corroboration for
ogy on experts’ evaluations is magnified in specific con- hypothesis 1. Figure 1 (left panel) gives a visual representa-
textual situations, in particular in those instances wherein tion of such result (in this and in the following figures we
the electoral result appears to be surprising (compared to also superimpose the distribution for the experts’ ideological
the expectations). Research in consumer psychology shows position on the right-hand side of the graph). Instead of being
that surprise is likely to alter judgments about perceived two independent phenomena, moving from left to right on
satisfaction regarding the object of the evaluation by shar- the self-reported ideological scale significantly increases the
pening the focus of the attention and thus providing more PEI score: For each increase of one left-right unit, the overall
Curini 5

75
75

.3
.3

70
Expected value of PEI
Expected value of PEI
70

kdensity leftrightscale
kdensity leftrightscale

.2
.2

65
65

.1
.1

60
60

55
55

0
0
0 2 4 6 8 10 0 2 4 6 8 10
Left-Right Ideological Dimension Left-Right Ideological Dimension

Figure 1. Expected PEI value as left-right experts’ placement changes (left panel: linear model; right panel: nonlinear model). Source:
model 1 and Table 1 (left panel); model 2 and Table 1 (right panel). PEI: Perceptions of Electoral Integrity.

evaluation of electoral integrity (PEI score) increases by involved in the electoral process more or less directly—for
approximately 1.2 points. example, as an election monitor or activist. To measure
Given that the ideological distribution of the experts in this, we added a dummy that takes the value of 1 if the
the data set is skewed to the left in a remarkable way (see expert had an active role in the election (as a representative,
Figure 1), the overall PEI score for the 2016 US Presiden- candidate, activist, election monitor, Non-Governmental
tial Elections is thus possibly underestimated. In other Organization (NGO) monitor, or election official) and 0
terms, it might be possible that when aggregating the otherwise. Similarly, we added a dummy that takes the
experts’ answers at the state level, a more pessimistic pic- value of 1 if the respondent has an expertise in domestic
ture emerges. This claim does not hold if we assume that or comparative politics (including elections, American pol-
“leftist” (vs “centrist” or “rightist”) experts have better itics, state politics, public administration, public policy,
knowledge about the functioning of the electoral institu- and so forth) and 0 for an expertise in international politics
tions. In this eventuality, resulting aggregation of experts’ only. The idea here is that domestic experts may come to
opinions would not be skewed but rather increase in its different conclusions about election integrity (e.g. being
predictive quality: If left-leaning experts are more knowl- more demanding) than international experts. Third, it could
edgeable, having a lot of them should improve the data. The be also important to understand if one has first-hand and
problem here is that we do not really know the “true” PEI on-the-ground experience of an American state’ elections.
value, that is, we do now have an objective benchmark of To understand this, we control for the number of years an
the integrity of the US election, so we cannot estimate the expert lived in a given state, assuming that the longer the
existence of a systematic deviation from such true value time spent in a given state, the better her experience about
according to experts’ ideological position. What we can, its electoral procedures. Finally, to account for the possible
however, say is that, using a jargon derived from psycho- impact of the heterogeneity in expertise and knowledge
metrics (Steenbergen, 2000), the items (i.e. the perceived about the electoral process among experts, we also use a
PEI scores) appear to behave differently across expert’s continuous measure of self-reported expertise (How famil-
groups according to their ideological positions. As a result, iar are you with elections in this country? 1 ¼ little; 10 ¼
care should be taken with aggregating expert scores.9 very much).
Model 2 tests hypothesis 2, with less satisfactory results: Moreover, it could be also argued that, assuming that the
as can be seen, the evidence of a nonlinear relationship ideological position of American experts is closely tied to
between left-right self-placement of experts and the PEI their voting attitude, the left-right variable is just a proxy of
value is a weak one (and statistically significant only at the the electoral winner–loser phenomenon (Anderson and
90%). This is also confirmed by the Bayesian information Guillory, 1997; see also Flesken and Hartl, 2017), and it
criterion of the models estimated so far, which clearly is, in reality, this latter variable that explains the negative
advantages model 1 over model 2.10 relationship found between the ideological position of
Models 3 and 4 control the robustness of what found in experts and the PEI score. This would imply that experts
model 1. In model 3, we added several control variables at on the left side of the political spectrum are significantly
the individual level that allows us to check for the impact of more likely to have a pessimistic opinion about the quality
different aspects of experts’ heterogeneity other than of the election not because a left-wing ideological stance
experts’ ideological position. First, experts may have been decreases trust in political institutions as hypothesis 1
6 Party Politics XX(X)

suggests (Devos et al., 2002), but as the result of a loser that experts on the left-side of the political spectrum are
effect due to the disappointing outcome of the election. Of more likely to have a pessimistic view about integrity of the
course, this would still be potentially problematic in a sit- election.
uation wherein, within the subset of respondents that actu- Finally, note that if we replicate the analysis reported
ally declared which candidate they supported, 98% above by replacing the PEI score with the 11 macrosections
declared supporting the “losing” side (either Hillary Clin- scores constituting the overall index of electoral integrity
ton, in the 93% of the cases, or some other minor candi- for the US 2016 case, the impact of experts’ ideology on
dates—such as Jill Stein or Gary Johnson).11 As a final such scores will remain strong and significant in most cases
control variable, we also include the age of the respondent. (7 of 11; see Table 2).
As can be seen from model 3, the existence of a signif-
icant impact of experts’ ideology on the PEI score is con-
firmed also after adding such a list of covariate variables. The “surprising” states
This is reassuring for our analysis, especially once noting According to several observers, the US 2016 Presidential
how the coefficient magnitude of experts’ ideology remains Campaign was one of the most surprising in the history of
pretty stable when we move from model 1 to model 3. American politics (Jacobson, 2017). Almost none of the
Among the control variables, it is interesting to note how analytical models developed during the campaign was
augmenting experts’ familiarity with elections increases effectively able to predict Donald Trump’s victory in the
the value of PEI as well. Note, however, that experts’ famil- Electoral College. Although in general polls were quite
iarity with elections does not appear to mediate the impact accurate in predicting the vote share for the two candidates
of experts’ ideology on the PEI score.12 at the national level, estimations in several states were
In a further attempt to control for the internal validity of understandably less precise and failed to capture Trump’s
our estimation, model 4 reports the result obtained by narrow margins of victory in some key battlegrounds
employing a matching method via the coarsened exact (Campbell et al., 2017; Terhanian, 2017). More specifi-
matching (CEM) algorithm (Iacus et al., 2012). CEM is cally, Trump was effectively able to outpace the polls in
an algorithm to preprocess the data so that the estimation several states that in the last 8 years (or more) voted con-
of the sample average treatment effect on the treated sistently for the Democratic candidate. Regardless of the
(SATT) based on the matched data set is less model depen- performance of preelection polling estimates (which is not
dent, with lower bias and increased efficiency, than the one our main concern here), the fact remains that estimates
based on the original full data set (Ho et al., 2007). More- were off especially in such key States that “swung” from
over, CEM works both with binary and multicategory treat- blue to red after two Presidential terms, that is, Florida,
ment variables. Iowa, Michigan, Ohio, Pennsylvania, and Wisconsin. In
The idea behind CEM is to drop observations from the these six states, the mean average errors of surveys were
original data set so that the empirical distributions of the 4.27, compared to 2.42 in the remaining swing states.15 We
covariates in the “treated” and “control” groups are similar. believe that this specific set of circumstances is likely to
When observations are exactly balanced (i.e. when the dis- reinforce the effect of ideology on experts’ judgments as
tribution of the covariates between the treated and the con- highlighted in hypothesis 3. To control this, we test an
trol groups is identical), the simple difference in means interaction term between expert left-right self-placement
between the outcome in the “treated” and “control” groups and a dummy taking the value of 1 if the expert was judging
provides a fully nonparametric estimator of the SATT.13 In the electoral integrity of one of the six “swung” states.
our case, the key causal (“treatment”) variable is the left- Interestingly, if we take a closer look at the states where
right ideological placement of experts, while the covariates Trump won, we see that they have, on average, a substan-
included in the matching procedure are all the control vari- tially lower PEI score than the states where Clinton won
ables used in model 3. Note, moreover, that given the (respectively, 67 for Clinton states vs. 61 for Trump states).
extremely low number of experts that place themselves The average PEI score is, however, even lower (59) for the
on the right of the ideological spectrum in the PEI data set, “swung” states.
we have collapsed all left-right ideological scores higher The relatively low score for such “swung” states is
than 7 to 6. This is necessary for increasing the number of somehow puzzling. If we look at the previous two elections
matched observations (otherwise we would have some (2012 and 2014) through the lens provided by an alternative
matched ideological cells completely empty). This also data set (the Pew Research Center (PEW) Elections Perfor-
implies that the estimated magnitude of the coefficient of mance Index16), we can observe that the electoral perfor-
the left-right ideological scale in model 4 cannot be directly mance of those states is rather high: Their PEW score is
compared with the one obtained in the previous models.14 higher than any other state won by Trump in 2016, but also
Having said that, also in this further stringent environ- higher than the average of the states won by Clinton, con-
ment, the systematic impact of our “treatment” variable trary to what their PEI score would suggest as noted above.
remains highly significant and substantial, suggesting again As a result, the correlation between the 2016 PEI score and
Table 2. The impact of the expert left-right self-placement on the 11 macrosections constituting the overall PEI score.
(1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (6)

Party and
Electoral Voting district Voter candidate Campaign Electoral
Electoral laws procedures boundaries registration registration Media coverage finance index Voting process Vote count Results authorities
index (0–100) index (0–100) index (0–100) index (0–100) index (0–100) index (0–100) (0–100) index (0–100) index (0–100) index (0–100) index (0–100)

Left-right self- 2.059** (0.689) 0.921 (0.583) 1.496* (0.623) 0.545 (0.410) 1.897** (0.561) 1.049* (0.413) 2.433** (0.524) 0.363 (0.372) 0.427 (0.361) 2.216** (0.293) 1.005þ (0.526)
placement
Constant 37.978** (3.923) 75.508** (2.738) 23.986** (4.963) 57.730** (1.971) 66.750** (2.217) 48.573** (1.867) 42.964** (1.982) 66.928** (1.651) 76.838** (1.557) 54.344** (1.395) 69.966** (2.857)
Observations 715 715 715 715 715 715 715 715 715 715 715
BIC 6648.910 6204.970 6630.117 6023.425 6124.571 6089.997 6127.921 5537.709 5631.915 5547.460 6228.504

Note: PEI: Perceptions of Electoral Integrity; BIC: Bayesian information criterion. Cluster standard errors on states are given in parentheses.
þ
p < 0.10; *p < 0.05; **p < 0.01.

7
8 Party Politics XX(X)

10

.3

3
Marginal Effect of Swung State on PEI

20
Marginal Effect of Left-Right on PEI
5

kdensity leftrightscale

15
.2

2
0

Density
10
-5

1
.1

5
-15 -10

0
0
0 2 4 6 8 10 0 .2 .4 .6 .8 1
Left-Right Ideological Dimension Swung State (0=NO; 1=YES)

Figure 2. Marginal impact of being in a swung state on PEI as left-right experts’ placement changes (left panel); marginal impact of left-
right experts’ placement on PEI as swung state changes. Source: model 5, Table 1 (left and right panels). PEI: Perceptions of Electoral
Integrity.

the 2012 and 2014 PEW score for the “swung” states is a hypothetical expert placed at the extreme left position
negative (0.27 and 0.34, if we focus, respectively, on (i.e. a left-right score equals to 1) is 53 (49.8–55.7); for
the 2012 or 2014 elections), contrary to what happens with an expert that places herself in a centrist position (i.e. a left-
the other states (þ0.32 for the 2012 elections; þ0.24 for the right score equals to 5.5) is 63 (61.1–64.8).
2014 elections).
Of course, it is always delicate to compare different data Conclusion
sets, which in this case also relate to different elections (a
difficulty that is of course magnified in this case where we Expert judgments are an increasingly common source in
have compared different data sets covering differing tem- social science research. They have been used in the past to
poral elections).17 When performing comparisons across study a wide palette of issues, from party positioning
(Hooghe et al., 2010) to the state of democracy worldwide
different instruments, the expectation is not one of perfect
(Knutsen et al., 2016) and the personality reputation of com-
convergence (Steenbergen and Marks, 2007), but substan-
peting candidates (Nai and Maier, 2018). Beyond being rel-
tial divergences should nonetheless be questioned.
atively simple to implement, expert judgments are often a
In this respect, model 5 shows that, coherently with
reliable and accurate alternative to the coding of primary
hypothesis 3, the experts’ ideology could explain at least
data. No need to train research assistants, spend a large
partly this apparent divergence. As can be seen, the inter-
chunk of the research grant to gather and code the primary
action term between left-right self-placement and the
data, and worry about the results of intercoder reliability
dummy for the swung states is significant and positive. This
tests: just ask the experts and aggregate their answers.
can be better appreciated by looking at Figure 2 that plots
Of course, expert judgments come with a few caveats
the marginal impact of, respectively, the swung state (Budge, 2000; Mair, 2001; Steenbergen and Marks, 2007).
dummy (left panel) and the left-right position of experts In particular, as we have shown here, experts’ ideological
(right panel) on the PEI score. heterogeneity might have a far from negligible impact on
The left-hand panel of Figure 2 shows that the negative measurement validity. In the US 2016 case here analyzed,
impact on the integrity score of being an expert in a swung for example, the skewness of the experts toward the left
state is very strong for an expert that places herself to the side of the spectrum is likely to yield a more pessimistic
extreme-left side of the ideological spectrum. Such nega- overall PEI score.
tive effect, however, rapidly decreases as experts move to Moreover, the effect of ideological considerations on
the right, becoming then insignificant. The right-hand panel experts’ judgments can be magnified in particular contexts,
of Figures 2 illustrates the complementary story of what we wherein a surprising and, possibly (according to one’s ideo-
just saw: The marginal impact of increasing by one unit on logical self-placement), unwelcome outcome risks of being
the ideological left-right scale is stronger in a swung state rationalized ex post by blaming the same electoral institu-
than in a non-swung one. As before, this trend is robust to tions that yielded such outcome.
alternative specification of the statistical model estimated The 2016 US election is a very specific election context,
and to control variables. Moreover, this trend remains that is, one of high ideological polarization (Jacobson,
rather substantial. For example, according to the estimates 2017), which may exacerbate the ideological effects we
of model 5, the expected value of PEI for a swung state for found in our data. In the already quoted Martı́nez i Coma
Curini 9

and van Ham (2015), the authors found that the impact of a variety of electoral integrity dimensions within itself. This
experts’ positions on the left-right spectrum on the variance approach, however, assumes that all dimensions have an
of their evaluations related to electoral integrity (i.e. their effect of the same magnitude (and direction), an assumption
disagreement about election integrity) is stronger in highly that in some cases could fail to be sustained (see Frank and
polarized contexts, such as the 2015 elections in Vene- Martı́nez I Coma, 2017, on this point). As a robustness check,
zuela. A similar story could be advanced also for the and following Frank and Martı́nez i Coma (2017), we have
2016 American case. In this respect, to what extent our used the expert’s rating of a state election’s overall integrity
findings related to the impact of experts’ ideological het- on a 10-point scale from 1 (very low electoral integrity) to 10
erogeneity on measurement validity can be generalizable to (very high electoral integrity) as an alternative dependent
other less exceptional and, possibly, more ideologically variable for our statistical analysis. This latter variable is also
convergent, contexts is an empirical question that warrants contained in the Electoral Integrity Project data set for the
more attention. 2016 US Elections. The results reported below hold equally
The validity of experts’ answers, that is, their ability to well also under this further scenario. Data available upon
reflect a valid empirical reality, should never however be request.
simply assumed. This also points at the need of always 8. One potential criticism to our empirical strategy is that
including some relevant questions related to the ideological cluster-robust standard errors are asymptotic in the number
positions of the respondents in any expert survey, as well as of clusters. In our sample, we have 51 clusters and precisely
the importance of controlling for it and eventually devel- for that we feel reasonably safe (see Arcenaux and Nickerson,
oping models to correct for the presence of potentially 2009). Note also that all our results hold when running alter-
skewed judgments. native models (fixed-effects model with dummies for each
state; multilevel model; fractional logit given that the Percep-
Declaration of Conflicting Interests tions of Electoral Integrity score ranges between 0 and 1).
The author(s) declared no potential conflicts of interest with 9. The number of experts with a left-right placement larger than
respect to the research, authorship, and/or publication of this 7 is rather low (less than 0.5%). The skewedness of the data
article. does not appear, however, to be problematic in our case. To
control that, we followed two different strategies. First, we
Funding have collapsed all left-right ideological scores higher to 7 to
The author(s) disclosed receipt of the following financial support 6. Second, we have left out the experts above point 7 on the
for the research, authorship, and/or publication of this article: scale. In both scenarios, the relationship between ideology
Author’s work was supported by the Italian Ministry for Research and the Perceptions of Electoral Integrity score reported in
and Higher Education, Prin 2015 -prot. 2015P7RCL5_001. Table 1 remains unaffected. This is also true for all the other
models discussed in this article.
ORCID iD 10. This happens always with all the different models estimated
Luigi Curini https://orcid.org/0000-0003-1974-9815 in Table 1.
11. Considering as “losers” just the experts that declared to have
Notes voted for Hillary Clinton (while dropping from the analysis
1. “Experts Urge Clinton Campaign to Challenge Election the “independents”) does not change any of the reported
Results in 3 Swing States,” by G. Sherman, New York Mag- results.
azine, November 22, 2016. 12. To further control this point, we have also explored the pos-
2. “Clinton opens door to questioning legitimacy of 2016 sibility to introduce an explicit interaction between experts’
election,” by D. Merica, CNN, September 19, 2017. http:// ideology and experts’ familiarity with elections in model 3.
edition.cnn.com/2017/09/18/politics/hillary-clinton-russia- The interaction term, however, turns to be insignificant.
2016-election/index.html 13. The strategy followed by a matching method can be seen as a
3. Data available for download at https://dataverse.harvard.edu/ large N application of Mill’s method of difference (Sekhon,
dataverse/PEI 2010).
4. www.electoralintegrityproject.com. 14. After running coarsened exact matching, the £1 statistic,
5. According to Electoral Integrity Project, an “expert” is which is a comprehensive measure of global imbalance in
defined as a political scientist (or social scientist in a related the data ranging from 0 (perfect global balance) to 1 (com-
discipline) who has published or who has otherwise demon- plete global imbalance) (see Iacus et al., 2012), decreases to
strated knowledge of the electoral process in a particular less than 0.1, producing basically a case of exactly balanced
country (see Martı́nez i Coma and Frank, 2014). data.
6. Available at https://www.electoralintegrityproject.com/the- 15. See the latest data published on Real Clear Politics before the
year-in-elections-2017/ 2016 Elections (https://www.realclearpolitics.com/epolls/
7. The advantage of employing an aggregate score as the Per- 2016/president/2016_elections_electoral_college_map.
ceptions of Electoral Integrity one is that it allows to consider html). Note that also the Maine’s second congressional
10 Party Politics XX(X)

district could be strictly speaking considered as a “swung” Cain BE, Donovan T and Tolbert CJ (2008) Democracy in the
state given that in the last 28 years voted consistently for the States: Experimentation in Election Reform. Washington, DC:
Democratic candidate. Including also the Main as a swung Brookings.
state does not alter any of the results reported below. The Campbell JE, Norpoth H, Abramowitz AI, et al. (2017) A recap of
same happens if we consider as “surprising states” only the the 2016 election forecasts. PS: Political Science & Politics
Rust Belt states (i.e. Ohio, Michigan, Wisconsin, and 50(2): 331–338.
Pennsylvania). Castles FG and Mair P (1984) Left–right political scales: some
16. See http://www.pewtrusts.org/en/multimedia/data-visualiza ‘expert’ judgments. European Journal of Political Research
tions/2014/elections-performance-index. The PEW Elections 12(1): 73–88.
Performance Index is an objective measure, based on 17 indi- Clark A and James TS (2017) “Poll Workers”. In: Pippa Norris
cators, created to comprehensively assess how election and Alessandro Nai (eds.), Election Watchdogs. Transparency,
administration functions in each American state. See http:// Accountability and Integrity. New York, NY: Oxford Univer-
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17. Comparing similar measures for a specific set of observations ideological bias: an unfolding analysis based on a Benoit-
is fundamental to assess the external “convergent” validity of Laver expert survey. Party Politics 16(3): 299–321.
the data, and the PEI national scores usually perform quite Devos T, Spini D and Schwartz SH (2002) Conflicts among
well in this regard, for example, when compared with other human values and trust in institutions. British Journal of Social
measures such as the electoral integrity measure in the Psychology 41(4): 481–494.
NELDA data set. See Norris (2014: 101). Donovan T and Bowler S (2004) Reforming the Republic: Dem-
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Newton K and Norris P (2000) Confidence in public institutions:
faith, culture or performance? In: Pharr S and Putnam R (eds.), Luigi Curini is a full professor in political science at the Univer-
sity of Milan, Italy, and visiting professor at Waseda University,
Disaffected Democracies: What’s Troubling the Trilateral
Tokyo. His recent publications include “Politics and Big Data:
Countries? Princeton, NJ: Princeton University Press, pp.
Nowcasting and Forecasting Elections with Social Media” (Rou-
54–73. tledge, 2017) and “Corruption, Ideology, and Populism. The Rise
Norris P (2014) Why Electoral Integrity Matters. New York: of Valence Political Campaigning” (Palgrave/MacMillan, 2018).
Cambridge University Press. His main research interests focus on spatial theory of voting,
Norris P (2017) Why American Elections Are Flawed (And How to electoral competition, legislative behavior, quantitative methods,
Fix Them). Ithaca: Cornell University Press. and social media analysis.

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