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Tech Transfer Process N Govt Research Org in Sri Lanka
Tech Transfer Process N Govt Research Org in Sri Lanka
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2007
2008
alization lization
Form of the project
Success in Success in
2007,% 2008,%
For the purpose of this research, technology
transfer success of the projects carried out
Research
by this institute was measured using a projects funded
method similar to market impact model but 5 7 60 57
by other
only the application was considered rather organizations
than the commercial success. A transfer is
categorized as successful if the technology Treasury funded
8 9 62 55
projects
has moved from research to an end user and
then has become a product or a part of a Contract
product or an important enhancement of a 10 16 70 62
research projects
production process,
Projects done as
Technology commercialization is the response to a 14 22 50 45
process of transforming innovative market need
technologies into commercially viable
products and services that are in market Projects done
demand. This process includes deciding a due to interests
10 4 20 25
of the
market niche, ensuring supply of raw researchers only
materials, obtaining IP protection,
developing a conversion technology, a Table 1- Nature of projects carried out and
manufacturing facility and a suitable commercialization success
business structure.
Sources such as researcher’s comments,
If the user has been able to convert or move letters with an invitation for a research and
the transferred technology into a profit grant of funds were used in categorizing
making position such projects were projects.
characterized as commercially successful
projects for the purpose of this research. Some research projects were started by the
Table 1 shows different forms of research researches with the sole purpose of
projects carried out by the organization and obtaining an additional qualification or due
its commercialization success. to their interests in that area without a
foreseeable technology opportunity or
There are no clear and standard methods to market request. Such research was
measure technology transfer effectiveness or categorized under the projects done due to
commercial success in this organization. the interests of the researcher only.
Often the terms "commercialization" and
"technology transfer" are treated as if they Table 1 indicates that funded and contract
are inter-changeable by the researchers of projects other than those funded by treasury
have increased at a considerable rate. This is which is not adequate for the broad scope of
mainly to take advantage of the large research carried out. Inadequate number of
resource pool in the institute. The slower chemical and mechanical engineers and
rate of increase in treasury funded projects is inadequate funding and expertise to set up
mainly due to decrease in funds offered by pilot plant facilities are common problems in
the government to R&D sector. Market scaling up technologies. There is a trend to
oriented research projects have increased at start a partnership with the private sector to
the highest rate. This shows an increase in set up pilot plants facilities and share
market responsiveness to the industry resources with the industry.
especially with the introduction of the MBD
3.5 Technology protection
unit in 2003. High commercial success of
contract research projects may have driven Identifying and managing IP rights such as
the organization to accept more requests ownership, disclosure and distribution of
from the industry to initiate research. income properly in research findings are
important.
Research projects carried out due to interests
of the researchers only, is decreasing as only The major issue relevant to technology
few such projects were able to be protection in this government research
commercialized successfully. organization is the absence of a dedicated
department or a section that facilitates and
These findings reveal that contract research
takes responsibility of the protection of the
projects and funded projects have the
developed technology.
greatest probability of commercialization
success. The practice of this institute is that
determination of the patentability and
3.3 Research employees’ perception about
obtaining patent protection are done by
existing technology transfer procedure
R&D section or by the research team. The
Evaluating the commercial potential and technology protection stage is a complicated
locating suitable partners and negotiating process that can take up substantial time.
contract is mainly a responsibility of MBD Without proper guidance and knowledge,
unit. Since the first part of the process is the inventor may not be able to protect the
mostly an individual effort, there is a innovation properly and timely, which might
resistance from the inventor to share the put his innovation at the risk of counterfeit
knowledge with people who were not and misuse. Without such a department,
involved in the developing and patenting obtaining the protection has become an
stages. individual effort, taking up a lot of time of
the inventor that could have otherwise used
Most of the interviewed officers from the
for further development of technology or for
MBD unit (64%) were on a view that
other R&D efforts.
technology development staff does not have
knowledge and skills to promote the As depicted in the Table 2, most of the
technology to external parties. On the other patents obtained are local patents for the
hand, technology staff (72%) believes that period of 2001-2008. (Patents obtained in a
MBD staff is not capable of understanding year may not be the result of technologies
the use of the technology due to their lack of developed in the same year). However it is
science/engineering background and important to obtain an international patent if
because they were not engaged in the project possible, to increase the acceptance and to
from the beginning. reduce the misuse of technology in other
countries.
3.4 Scaling up of technologies
Only 35 technologies were patented out of
Scaling up technologies is another common
261 technologies developed during the time
barrier to transfer technologies of this
period from 2001 to 2008. 30% of the
organization. There is only one pilot plant
researches interviewed have a low
confidence of the local patent system and engineering, marketing and financial
they do not practice patenting because they specialists, use of integrators who act as
have to reveal data to other parties. This is third party transfer coordinators and new
the major reason for not patenting certain venture groups. Procedural approach
developed technologies. 35% have identified involves joint planning, joint funding and
the inability to get an economic benefit so joint appraisal of research projects using
they did not proceed with patenting. research and user groups from
manufacturing and marketing. Procedural
Only 37% of patented technologies
approach can be used to complement other
proceeded to the stage of commercializing.
approaches.
Lack of coordination between the research
sections and MBD unit and inadequate Majority of technologies in this institute
information about the commercial potential were transferred through personal approach.
of a technology, have given rise to high Most of the researches in the institute (62%)
number of sleeping patents. The sleeping considered personal approach to technology
patents are those patented technologies transfer as a failure and procedural approach
which are unable to reach the stage of was rated as the best approach for
commercialization. The disintegration of the transferring technology.
process of technology development and
2002, %
2003, %
2004, %
2005, %
2007, %
2006,%
commercialization has resulted in a waste of Approach
valuable resources of the institute.
2003
2004
2005
2006
2007
2008
Year
Total
2003
2004
2005
2006
2007
2008
Method % of
Papers in Training
5 5 11 9 10 3 26 75 90 88 75 84 96
international/regional Programs
referred journals
Income
Papers in proceedings of
international 1 2 1 2 1 2 5 generated as a 6 3 3.7 7 2.5 2.9
conferences % total income
Abstracts in proceedings
1 2 1 0 0 1 3
Table 7 -Number of training programs and
of international
conferences Income generated
Presentations at
3.8.2 Commercial transfers
international and 3 4 5 8 16 11 28
regional programs Use of R&D contracts was the main
mechanism of commercial transfers. Income
Papers in local journals 2 2 1 0 2 3 6 from technical services has grown at a
significant rate as can be seen from Table 8.
Papers in proceedings of 2 3 3 0 1 2 6
local conferences Direct spin offs are companies involving
institute generated intellectual property and
Abstracts in proceedings
of local conferences
5 9 13 - 8 8 26 former institute staff where as indirect spin
off companies are established by former
Table 6 - Publications of research of the staff drawing on the knowledge acquired
institution during the career. There are no records or
evidence of direct spin offs from this
Publishing abstracts in proceedings of local
institute but there are many companies
conferences was the prominent non
established by the former staff drawing on
commercial transfer method. But presently
the knowledge acquired. During the time
presentations at international and regional
period (2002-08) considered, two employees
programs and papers in
of this institute incepted their own business
international/regional referred journals have
which can be assumed to have started with
also contributed substantially as a non
the technological knowledge gained.
commercial transfer method. The percentage
of publications in international and regional
journals and presentations in international
and regional conferences in relation to the
Table 9 shows that although technology
2003, %
2004, %
2005, %
2007, %
2008, %
2006,%
Source of Income transfer success is at a acceptable level of
86%, the commercialization success is
Income from below the satisfactory level. All sections are
commercial
equally successful in technology transfer but
75 76 80 81 92 86 shows great differences in technology
transfers as a % of
commercialization success.
total income
3.10 Non transferred technologies
Testing services 54 50 68 62 68 70 A non transfer refers to research projects
that were intended for transfer but were
Contract projects 16 23 8 14 19 9 never accepted. There are 60 technologies
which are not transferred in the period
considered. Most of them were initiated
Consultancy 5 3 4 5 5 7
within laboratories expecting future demand.
22 out of 60 non transferred technologies
Table 8 – Income from commercial activities received patents. There were 3 stagnant
3.9 Success of technology transfer and technologies which could not be transferred
technology commercialization (2001- to the industry for reasons not associated
2008) with the technology. Scaling up issues, lack
of pilot plant facilities, lack of motivation
There were 239 technological innovations, from management, favoritism and members
11 new products and 11 new processes of the team leaving the institutes are
during the period. Only 233 of them were common reasons for technology stagnation.
attempted to transfer during 2001-2008.
50% of them were from food section (FTS), There are no special arrangements taken by
33% from herbal and natural products (HTS) the institute to investigate the reasons for
section and 9% from Materials Technology non transfer and transfer the non transferred
Division (MTD). technologies.
4. CONCLUSION
Successful technology
Success in technology
commercialization, %
attempted to transfer
Num of technologies
Num of technologies
Num of technologies
Degree of success in
Degree of success in
commercialization
transfer, %
transferred
transfer