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Hum. - Reprod. 2007 Frank Herrmann 1310 9
Hum. - Reprod. 2007 Frank Herrmann 1310 9
Hum. - Reprod. 2007 Frank Herrmann 1310 9
1093/humrep/dem003
Advance Access publication February 20, 2007
BACKGROUND: The efficacy of fertility awareness based (FAB) methods of family planning is critically reviewed.
The objective was to investigate the efficacy and the acceptability of the symptothermal method (STM), an FAB
method that uses two indicators of fertility, temperature and cervical secretions observation. This paper will rec-
ommend a more suitable approach to measure the efficacy. METHODS: Since 1985, an ongoing prospective observa-
tional longitudinal cohort study has been conducted in Germany. Women are asked to submit their menstrual cycle
charts that record daily basal body temperature, cervical secretion observations and sexual behaviour. A cohort of 900
women contributed 17 638 cycles that met the inclusion criteria for the effectiveness study. The overall rates of unin-
tended pregnancies and dropout rates have been estimated with survival curves according to the Kaplan–Meier
method. In order to estimate the true method effectiveness, the pregnancy rates have been calculated in relation to
sexual behaviour using the ‘perfect/imperfect-use’ model of Trussell and Grummer-Strawn. RESULTS: After
13 cycles, 1.8 per 100 women of the cohort experienced an unintended pregnancy; 9.2 per 100 women dropped out
because of dissatisfaction with the method; the pregnancy rate was 0.6 per 100 women and per 13 cycles when
there was no unprotected intercourse in the fertile time. CONCLUSIONS: The STM is a highly effective family
planning method, provided the appropriate guidelines are consistently adhered to.
1310 # The Author 2007. Published by Oxford University Press on behalf of the European Society of Human Reproduction and Embryology.
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Effectiveness of a fertility awareness-based method
occur during the fertile time. The efficacy of FAB methods to This problem is further confounded by the different ways an
avoid pregnancy has been critically reviewed by several unintended pregnancy is classified. Some prospective studies
authors (Fehring et al., 1994; Frank-Herrmann et al., 1991; ensure the couple’s intention to avoid a pregnancy is recorded
De Leizaola-Cordonnier, 1995; Barbato and Bertolotti, 1988; at the beginning of each menstrual cycle. Other studies are ret-
Hilgers and Stanford, 1998; Howard and Stanford, 1999; rospective and only question the couple’s intention after sexual
Kambic, 1999; The European Natural Family Planning Study intercourse has been recorded during the fertile time.
Groups, 1999; Grimes et al., 2004). Several issues have been The fourth issue is that some new FAB methods are simpli-
identified when attempting to compare the different FAB fied methods that are often used in developing countries and
methods. very relevant for settings where cost of teaching is an issue and
The first is that most FAB methods have evolved concur- where continuation has a higher priority than efficacy (Thapa
rently over the last 40 years in different countries; each has et al., 1990; Jennings and Sinai, 2001; Arevalo et al., 2004).
been lead by pioneers who have developed guidelines for To be able to make an informed choice when selecting a
their respective groups. This has resulted in many cases in a family planning method, couples need to know the efficacy
lack of evidence-based guidelines being developed and of a method when used consistently and imperfectly. Trussell
subsequently modified to conform to best scientific evidence. and Grummer-Strawn are critical about how efficacy has
The second issue is that efficacy rates may vary because they been calculated in previous studies. They argue that previously
are derived from studies done with volunteers and researchers published rates of method and user failure for all contraceptive
from different cultural backgrounds where motivation to avoid methods suffer from methodological errors and are biased
pregnancy and rigour of research methods may vary (World downwards. Trussell and Grummer-Strawn (1990, 1991) rec-
Figure 1. Determination of the fertile time according to the guidelines of the symptothermal (STM) method.
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P.Frank-Herrmann et al.
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Effectiveness of a fertility awareness-based method
fertility (Frank-Herrmann et al., 1991). Women who had either All the pregnancy charts were reviewed and confirmed by the scienti-
delivered a child or breastfed or used oral contraceptives were only fic committee of the NFP study centre.
included after 3 months of an established luteal phase, diagnosed by
an elevated temperature phase for at least 10 days. All the women Definition of the unintended pregnancy
were asked to agree to participate for at least 12 cycles. Pregnancies were classified as intended or unintended on the basis of
the statements made by the women before conception. At the end of
Teaching the STM each menstrual cycle, the woman was asked to state if she was plan-
All the women who participated in the study were taught the STM by ning to become pregnant the following cycle. This was documented
accredited teachers from the ‘Arbeitsgruppe NFP’ which was founded in the completed cycle chart. If she forgot to answer this question,
in 1981 with the aim of promoting NFP in Germany. In collaboration and if a pregnancy occurred in the next cycle, it was always classified
with the German NFP study centre, the training and the teaching meth- as an unintended pregnancy. If charts did not reach the study centre in
odology was standardized and adhered to strict guidelines. There were time, the last indicated family planning intention held at the study
comprehensive teaching materials that accompanied the personal centre was used to classify a pregnancy as intended or unintended.
small group teaching sessions (Arbeitsgruppe NFP, 2006).
Data analyses
Statistical analyses were carried out using the SASw package, version
Recruitment of study participants
8. We used the non-parametric model of Kaplan–Meier, the survival
The participants were volunteers who had self-selected to join the
curve or actuarial curve, to estimate the rates of unintended pregnancy,
study following given standardized information about the study by
the drop out due to dissatisfaction and the women lost to follow-up
their STM teachers; all women gave their informed consent. Standar-
(Kaplan and Meier, 1958; Matthews and Farewell, 1996). We
dized admission questionnaires were used to collect relevant data con-
defined the ‘survival’ of a woman as the duration in the study until
509 women used the STM with occasional use of bar- a univariate point of view, we calculated slightly different
riers in the fertile time (‘STM mix’-group). The ‘STM rates of 1.62 (1/2 0.89) for the STM only-group versus
mix’-group used a barrier method in 53% of their 2.02 (1/2 0.72) for the ‘STM mix’ group at 13 cycles –
cycles. Life table pregnancy rates have been analysed which corresponds approximately to 1 year. At 24 cycles the
separately for these two groups. Sixty-nine women differences were inversed. These differences were not found
did not document their sexual behaviour and were to be statistically significant at any time (Logrank test:
therefore excluded from that analysis. x2 , 0.31, hence P . 0.60).
To analyse the pregnancies according to the modified ‘perfect/ Figure 2 illustrates the overlapping standard errors.
imperfect-use’ model, we formed different categories as
described earlier. Pregnancy rates in relation to sexual behaviour
in the fertile time
Client profile In order to accurately estimate the true method effectiveness
The socio-demographic characteristics of the study population according to the ‘perfect/imperfect-use’ approach, every type
are shown in Table IV More than 60% of the women were of sexual behaviour had to be documented. Charting of
between 19 and 29 years old. Nearly two-thirds of the sexual behaviour occurred in 85% of the cycles; analyses of
women had a medium educational level (German baccalaureate these cycles showed that in more than a third the STM was
or equivalent without a university degree), 52% were nulligra- used with abstinence during the fertile time, which reflects
vidas; about 20% had reached their desired family size and the ‘perfect-use’ scenario and true method effectiveness. For
nearly 60% of the women wanted a further child in the future perfect use, the unintended pregnancy rate was 0.43 per 100
Table V. Overall unintended pregnancy rates per 100 women according to the Kaplan– Meier approach for the whole cohort (n ¼ 900) cut at 24 cycles
1 900 900 0 0
3 846 2624 0 0
6 740 4945 4 0.52 (0.26)
9 618 6933 10 1.4 (0.44)
12 509 8571 11 1.57 (0.47)
13 434 9005 12 1.79 (0.42)
18 318 10 815 15 2.61 (0.7)
24 229 12 386 15 2.61 (0.7)
SE, standard error (Annotation: after 24 cycles we cut the analysis; i.e. seven unintended pregnancies after this time).
features that has ensured its quality, these include: a large certain method or do not wish to be randomized. In addition
database; relatively low lost to follow-up rate; inclusion of with most family planning methods, it is impossible to blind
the teaching phase; documentation of all sexual behaviour the couples from the allocated method unless comparing
and classification of the pregnancies as intended or unintended certain different hormonal contraceptives or intrauterine
according to the intention before conception. To ensure the devices.
Table VI. Overall unintended pregnancy rates per 100 women according to the Kaplan– Meier approach within subcohorts ‘STM only’ (1, bold) and ‘STM
mix’ (2, italic) cut at 24 cycles
Ordinal cycle number Women exposed Cumulative number Rate of unintended pregnancies (SE)
of unplanned
pregnancies
1 2 1 2 1 2
1 322 509 0 0 0 0
3 295 489 0 0 0 0
6 248 448 2 2 0.75(0.53) 0.43(0.31)
9 202 381 4 6 1.62(0.89) 1.4(0.57)
12 165 324 4 7 1.62(0.89) 1.67(0.63)
13 136 280 4 8 1.62(0.89) 2.02(0.72)
18 102 205 6 9 3.33(1.44) 2.45(0.83)
24 66 154 6 9 3.33(1.44) 2.45(0.83)
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P.Frank-Herrmann et al.
methods, mainly condoms, during the fertile time as compared the selection of the study population. The fact that variations
to couples who were abstinent. However, there were very few in study population make it more difficult to interpret the
pregnancies in the two samples. We therefore barely had overall effectiveness of the FAB methods has been discussed
enough statistical power to evaluate the multivariate and in depth (Kambic, 1999).
adjusted effect of barrier methods for avoiding pregnancy. For a contraceptive method to be rated highly efficient as the
The use-effectiveness rates (¼ total unintended pregnancy hormonal pill, it requires a method failure rate of less than one
rates) compare very well with the results of the European pregnancy per 100 women per year. Our method-effectiveness
study and with the interim results of the German database, and of 0.4% can be interpreted as one pregnancy occurring per
with the symptothermal subgroup of the Italian study 3250 cycles (assuming a 13 cycle year). We therefore maintain
(Frank-Herrmann et al., 1991; Barbato and Bertolotti, 1988; that the method effectiveness of the STM investigated in this
The European Natural Family Planning Study Groups, 1999). study is comparable to the method effectiveness of modern
However, the two latter studies were still using the Pearl contraceptive methods like oral contraceptives.
formula as statistical method. The previous International Rice The authors were surprised by the high efficacy during
Fairfield study, that used a NFP-method that preceded the additional barrier method use. We did not find any differences
STM, showed reasonable results for developed countries (Rice in pregnancy rates between STM only users and STM mix
et al., 1981). The markedly high use-effectiveness rates of our users. Obviously, couples with fertility awareness knowledge
data may partly be explained by the motivation of those are more likely to use condoms more consistently in the
couples and their teachers who agreed to participate in the study. fertile time. Most cited NFP studies do not report the quantity
When comparing different methods of family planning, of additional barrier method use, yet we have learnt from the
method effectiveness rates are more frequently quoted than European study that it exists to a certain extent within all com-
the use-effectiveness rates which are strongly dependent on munities that use NFP methods.
Table VII. Rates of unintended pregnancies per 100 women and year according to sexual behaviour during the fertile time
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Effectiveness of a fertility awareness-based method
For the risk taking couples who had unprotected intercourse have been carried out in developing countries (Thapa et al.,
during the fertile time, the pregnancy rate increases up to 7.5% 1990, Xu et al., 1994; Arevalo et al., 2004). We believe that
per year. We acknowledge that this is surprisingly low. the social setting and infrastructure to deliver the FAB
However, one has to realize that the median fertile time deter- methods in these countries is very different from that of the
mined by the STM is 13 days a cycle (less days after the first European countries and it is difficult to compare our results
year). The potential fertile time is in fact longer than the directly with these groups. We have therefore only considered
actual physiological fertile time. Therefore, we recognize that studies carried out within the last 25 years within the developed
some of the couples were practising conscious intelligent risk world to compare our results with. There is only a small
taking, i.e. no unprotected intercourse during the few highly number of European effectiveness studies based on cervical
fertile days and intercourse only occurred on days at the secretion as a single indicator method, due to the fact that
margins of the beginning and end of the fertile time that these single indicator methods are not used very frequently in
would be considered to be a relatively low fertile time. The Europe. It is interesting to note that in the WHO five-country
pregnancy rates during the different days of the identified study, the pregnancy rates of the ‘Billings method’ (cervical
fertile time varied a lot according to their interval between secretion ¼ single indicator) was much higher in the two
the day of sexual intercourse and their distance to the estimated industrial countries compared to the developing countries: in
day of ovulation (Gnoth et al., 2003). To summarize, one Ireland with 5.1 pregnancies per 100 women years and 9.4 in
cannot compare the pregnancy rate on possibly fertile days— New Zealand (World Health Organization 1981a,b).
derived from couples who explicitly wanted to avoid a preg- Pregnancy rates can also be biased if the studies include
nancy and therefore practised ‘intelligent risk taking’—with participants who are likely to have very low fertility, for
pregnancy rates derived from intention to get pregnant. example, if they include participants who are fully breast-
In addition, we acknowledge that the pregnancy rates during feeding, or they can be biased downward if they include
the teaching phase which included the first three cycles were
shown to be as low as in the subsequent cycles. We suggest
this may be attributed to the high quality training and supervi-
sion of the local STM teachers as well as the standardized Table VIII. Dropout rates with their SE according to the Kaplan– Meier
analysis, cut at 24 cycles (n ¼ 900 women)
teaching materials (Arbeitsgruppe NFP, 2004).
Our findings suggest that compared to other FAB methods, Ordinal cycle Rate of dropout for Rate of lost to
e.g. the Billings method, the Creighton model or other cervical number dissatisfaction follow-up
secretion methods, a method such as the German STM that uses 1 0.22(0.16) 0.22(0.31)
two indicators of fertility – cervical secretions plus a calculation 3 1.02(0.34) 0.80(0.59)
to identify the onset of the fertile time and basal body tempera- 6 2.4(0.53) 2.47(1.07)
9 4.39(0.74) 3.95(1.39)
ture and cervical secretions observation to determine the end of 12 8.78(1.11) 6.30(1.86)
the fertile time – is an effective and acceptable method of 13 9.20(1.15) 6.73(1.94)
family planning (World Health Organization, 1981a,b and 18 12.18(1.4) 8.57(2.33)
24 16.12(1.74) 10.87(2.92)
1983). In the last two decades, several effectiveness studies
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P.Frank-Herrmann et al.
those cycles from women who are trying to achieve a preg- Acknowledgements
nancy, while excluding all the planned pregnancies from the The authors cordially thank Silvia Heil-Schlehuber, NFP study centre,
unintended pregnancy data. (Hilgers and Stanford, 1998; for her assistance in the follow-up procedures and her valuable
Howard and Stanford, 1999). The Italian STM study had two comments.
groups of participants; one group used two parameters to deter-
mine the onset of the fertile time and the other group only
observation of cervical secretions. The study found that all of References
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