An Integrated GIS-based Analysis System For Land-Use Management of Lake Areas in Urban Fringe PDF

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Landscape and Urban Planning 82 (2007) 233–246

An integrated GIS-based analysis system for land-use


management of lake areas in urban fringe
Yong Liu a , Xiaojian Lv a , Xiaosheng Qin b , Huaicheng Guo a,∗ ,
Yajuan Yu a , Jinfeng Wang a , Guozhu Mao a
a College of Environmental Sciences, Peking University, Beijing 100871, China
b Faculty of Engineering, University of Regina, Regina, Sask., Canada S4S 0A2
Received 4 September 2006; received in revised form 11 January 2007; accepted 26 February 2007
Available online 3 April 2007

Abstract
Lake areas in Chinese urban fringes are under increasing pressure of urbanization. Consequently, the conflict between rapid urban sprawl and
the maintenance of water bodies in such areas urgently needs to be addressed. An integrated GIS-based analysis system (IGAS) for supporting
land-use management of lake areas in urban fringes was developed in this paper. The IGAS consists of modules of land-use suitability assessment
and change/demand analysis, and land evaluation and allocation. Multicriteria analysis and system dynamics techniques are used to assess land-use
suitability and forecast potential land-use variation, respectively. Cost approximation and hypothetical development methods are used to evaluate
land resource and market values, respectively. A case study implementing the system was performed on the Hanyang Lake area in the urban fringe
of Wuhan City, central China, which is under significant urbanization pressure. Five categories of suitability were investigated by analyzing 11
criteria and related GIS data. Two scenarios for potential land-use changes from 2006 to 2020 were predicted, based on a systematic analysis and
system dynamics modeling, and a hierarchical land-use structure was designed for the conservation of aquatic ecosystems. The IGAS may help
local authorities better understand and address the complex land-use system, and develop improved land-use management strategies that better
balance urban expansion and ecological conservation.
© 2007 Elsevier B.V. All rights reserved.

Keywords: Land-use suitability assessment; Land-use allocation; GIS; Multicriteria analysis; Lake area

1. Introduction cation of land-use types, over-consumption of land and/or water


resources, and incomplete civil and environmental infrastruc-
Chinese cities have experienced rapid population growth and tures. In coming years, rapid urbanization in China is expected to
continuous expansion in recent years, resulting in considerable place an increased burden on urban land use, especially on fringe
and sustained demand for land resources. The urban lake areas areas. Therefore, comprehensive studies should be advanced to
of China, often located in urban fringes, are ideal locations for support land-use management of the lake areas in urban fringes.
recreational activities and the maintenance of ecological diver- Over the past years, studies of land-use management were
sity. Lake area is often defined as the area with several lakes and mainly conducted within watershed and regional contexts (Ren,
the water systems among the lakes. However, rapid urbanization 1997; Wang et al., 2004), focusing on urban area (Rossi-
has imposed significant pressure on the land-use structure, and Hansberg, 2004; Svoray et al., 2005), agricultural area (Lopez
terrestrial and aquatic ecosystems, of these areas. Meanwhile, et al., 1994; Carsjens and van der Knaap, 2002; Klocking et al.,
there is still a lack of integrated land-use planning for such areas, 2003), forest land (Ells et al., 1997; Sharawi, 2006) and land-use
leading to many serious socio-economic and eco-environmental allocation of farming and forestry land (Riveiro et al., 2005).
consequences, such as disorganized urban development and allo- A number of innovative approaches were applied in land-use
management, covering land-use suitability assessment, land-use
change forecasting, land evaluation and land-use allocation. In
∗ Corresponding author. Tel.: +86 10 62751921; fax: +86 10 62751921. the field of land-use suitability assessment, GIS techniques are
E-mail address: hcguo@pku.edu.cn (H. Guo). acknowledged to be a powerful tool as implied by recent stud-

0169-2046/$ – see front matter © 2007 Elsevier B.V. All rights reserved.
doi:10.1016/j.landurbplan.2007.02.012
234 Y. Liu et al. / Landscape and Urban Planning 82 (2007) 233–246

ies (Pereira and Duckstein, 1993; Bojorquez-Tapia et al., 2001; and Nassef, 1996). Any single method will not be effective for
Collins et al., 2001; Joerin et al., 2001; Phua and Minowa, 2005). land-use management of lake areas. A comprehensive method
Collins et al. (2001) reviewed the application of GIS-based meth- and analysis system is essential for tackling the problems of
ods in land-use suitability analysis in the United States, and land-use management.
grouped them into computer-assisted overlay mapping, multicri- In this respect, an integrated GIS-based analysis system
teria analysis method (MCA) and artificial intelligence method. (IGAS) will be developed in this study for supporting land-use
Alshuwaikhat and Nassef (1996) introduced a spatial decision management of lake areas in urban fringes. The IGAS covers
support system for urban land-use management of City Beish land-use suitability assessment, land-use change and demand
in Saudi Arabia; the system included a potentiality model for analysis, and land evaluation and allocation. GIS and multicri-
urban development as well as a land-use suitability model and teria analysis (MCA) were integrated for suitability assessment,
an assignment model for land-use allocation; the study verified and system dynamics models are used for forecasting possible
the successful application of GIS techniques and indicated that land-use changes. A cost approximation method (CAM) and
a comprehensive approach was necessary for land-use manage- hypothetical development method (HDM) are used to evaluate
ment. land resource value and territorial market value, respectively. A
In the field of land-use change/demand forecasting, a number three-step procedure is proposed for land-use allocation, which
of methods were used, including system-dynamics modeling, includes excluding restricted areas, allocating the remaining
scenario analysis, input–output design, land-transformation sim- land and testing the allocation results. The Hanyang Lake area
ulation and neural networks prediction (Fischer and Sun, 2001; of Wuhan City in central China was selected for a case study.
Pijanowski et al., 2002; Yu et al., 2003; He et al., 2005; Tang
et al., 2005). Pijanowski et al. (2002) proposed a land trans- 2. Methodology
formation model for forecasting land use changes in Michigan’s
Grand Traverse Bay Watershed, coupling with GIS and artificial Land-use management of lake areas is a multi-component
neural networks; the results indicated that a variety of social, and multidisciplinary process that requires more than a single
political and environmental factors was necessary for forecast- method for successful results. Thus, an integrated GIS-based
ing land-use change. He et al. (2005) developed an integrating analysis system (IGAS) was developed in this study for a more
system dynamic (SD) and cellular automata model for forecast- efficient and scientific management of such areas from a holistic
ing land-use scenario changes of northern China in the next 20 point of view. IGAS consists of land-use suitability assess-
years, and suggested that the SD model was suitable for analyz- ments, system analysis of potential land-use change and demand,
ing the complex behavior of land-use systems at different scales. and land evaluation and corresponding allocation for lake areas
In the field of land evaluation, more and more researchers have under urbanization (Joerin et al., 2001; Carsjens and van der
viewed integrated land evaluation as an aid to land-use manage- Knaap, 2002; Phua and Minowa, 2005; Svoray et al., 2005).
ment, where economic value as well as direct and indirect land The detailed framework is shown in Fig. 1. The proposed IGAS
values was addressed (Sui, 1992; Johnson et al., 1994; Rossiter, may better reflect the complex, dynamic and integrated char-
1996; Lopez et al., 1994; Ells et al., 1997; Mcdonald, 2001). acteristics of land-use management systems, and thus make
In the field of land-use allocation, Klocking et al. (2003) devel- management more practical.
oped a GIS-based model for spatial allocation of crop schemes
in the Thuringian Basin of Germany. Wang et al. (2004) pro- 2.1. MCA and the GIS-based land-use suitability
posed a GIS-based inexact-fuzzy multi-objective programming assessment
for land allocation in Lake Erhai Basin, China and confirmed
the efficiency of applying GIS in land-use management. Many The suitability assessment is a fundamental step in regional
other approaches were also employed in previous studies for land-use management (Mcdonald and Brown, 1984). It can be
dealing with the allocation problems in land-use management, defined as the identification of the most appropriate spatial pat-
such as fuzzy allocation of forest land in British Columbia (Ells tern for future land use according to specified requirements,
et al., 1997), cost-benefit investigation on decision making for preferences or predictions of certain activities (Stoms et al.,
local land-use allocations (Mcdonald, 2001) and integer linear 2002; Malczewski, 2004). Land-use suitability assessment has
programming for multi-site land-use allocations (Aerts et al., developed from hand-drawn and sieve mapping to expert knowl-
2003). edge replication under a variety of situations (Collins et al.,
In spite of above achievements, there is still a lack of studies 2001). In land-use suitability assessment, human use informa-
on integrated land-use management systems of lake areas under tion and physical data are essential basic sources (Roberts et
rapid urbanization. The special features of lake areas at urban al., 1979). Many data sources were employed, including spatial
fringes, such as the discord between rapid urban expansion and satellite images, land-use maps, administrative zoning infor-
maintenance of natural water bodies and ecological services, mation, vegetation distribution and socio-economic statistical
make the management of these areas unique. In addition, suc- information. The Arc/info system was applied for spatial data
cessful land-use management strategies aim to examine complex management.
land-use systems and provide decision makers with important In addition, because the suitability of any assessment unit
information on land-use suitability assessment, potential change depends on the demands on the specific type of land use, the
forecasting and corresponding allocation results (Alshuwaikhat goals for the land-use suitability assessment can be obtained
Y. Liu et al. / Landscape and Urban Planning 82 (2007) 233–246 235

Fig. 1. General framework of the IGAS.

through stakeholder interviews and policy analysis. Thus, land- ment system (Saaty, 1980; Zeleny, 1982). MAC can combine
use suitability assessment is a multicriteria decision-making both geographical data and stakeholders’ preferences into unidi-
problem, and we used an MCA method for classifying and mensional values for alternative decisions (Malczewski, 2004).
weighing criteria. The MCA method is particularly useful when Local experts on land resources, water resources, environmental
there are large numbers of criteria (Carsjens and van der Knaap,
2002). Since the 1990s, the combination of MCA and GIS has
been promoted for use in solving spatial problems in urban
planning, forest conservation and site determination (Phua and
Minowa, 2005). In land-use suitability assessment, alternative
options and preferences for land use can be determined using
MCA, through the identification of desirable objectives, related
attributes and criteria, such as social, economic, environmen-
tal and ecological factors. Quantitative analysis is necessary
for MCA, including scoring, ranking and weighting. A sin-
gle conclusion is produced after the quantitative analysis. The
main steps in MCA for land-use suitability assessments include
defining the objectives and the corresponding judgment crite-
ria, analyzing the criteria, assessing the standards, quantitatively
analyzing the criteria for the assessment units and aggregating
the judgments (Malczewski, 2004, 2006).
There are several steps in a land-use suitability assessment
(Fig. 2) (Svoray et al., 2005). In this study, spatial satellite
images, land-use maps and administrative zoning information
were first digitally input into the GIS, then overlaid with each
other. The minimum assessment unit was confirmed based on the
above information, and saved in the GIS spatial database. The
grids near lakes were 100 m × 100 m and, in other areas, were
200 m × 200 m. The MCA was then introduced. The assess-
ment criteria and the corresponding transforming standards were
listed following the literature reviews and discussions with
researchers and local experts. An MCA technique, analytical
hierarchy process (AHP), was applied to formulate the assess- Fig. 2. Procedures of GIS-based land-use suitability assessment.
236 Y. Liu et al. / Landscape and Urban Planning 82 (2007) 233–246

protection, aquatic ecology, commerce, urban planning, geology Urban population:


and social development were invited to fulfill the pair-wise com-
parisons for developing the weighting matrix. The weight (Wi ) UP(t) = UP(t − dt) + (UP NGRUP + AMPfAMP
of each criterion was calculated by the AHP model. Finally, the +RP URPR )dt (3)
total score of land-use suitability for one assessment unit (Sf )
was calculated using the following equation: Urbanization level:
n
 UP
UL = , TPA = RP + UP (4)
Sf = W i Pi (1) TPA
i=1
where t means time (year), RP(t) represents the rural popula-
where Pi represents the transformed value of each criterion based tion at time t (person), UP(t) represents the urban population
on the corresponding standards, and n represents the number of at time t (person), TPA represents the total population in
criteria. The values of P for each unit were input into the GIS the area (person), UL represents the urbanization level (%),
attribute database and could be displayed or output from the AGRRP represents the average net increasing rate of rural
database. population (‰), fAMP the policy factor affecting population
immigration, URPR represents the rate of rural population
2.2. System analysis of potential land-use changes into urban population (%), NGRUP represents the average
net increasing rate of urban population (‰), AMP repre-
Land-use management in lake areas must consider a wide
sents the annual average immigrating population (person),
variety of factors, such as population increases, economic devel-
fAGP,RP represents the policy factor affecting rural popula-
opment and demand for land resources, as well as geological
tion. For the lake areas under rapid urbanization, AMP is
characteristics, surface landforms and water levels. All of these
the main driving for population increasing.
factors are dynamic, and thus land-use management models must
(2) Economic subsystem
not only consider these factors simultaneously, but forecast any
GDP:
potential changes in these factors.
The lake area was divided into four logical subsystems for GDP = GDPI + GDPA + GDPSI (5)
analysis in this study: the population, economic, current land use
and environmental subsystems. The relationships among these Agricultural GDP:
subsystems are complex. The increasing population and urban-
GDPA (t) = GDPA (t − dt) + GDPA GRA dt (6)
ization will undoubtedly result in more demand for residential
areas, living space, leisure and landscape. The expansion of Industrial GDP:
industry and the adjustment of economic structure will also lead m
to increases in demand for industrial and commercial land, civil 
GDPI (t) = GDPIi (t)
engineering, financial services and sports. Agricultural land will
i=1
be reduced to make way for urban sprawl. All of these changes
m

will lead to more pollution being discharged into aquatic sys-
= (GDPIi (t − dt) + GDPIi GRIi dt) (7)
tems. The demand for ecological conservation of aquatic and
i=1
terrestrial ecosystems is the main reason that grasslands are
increasing. Service industrial GDP:
The following steps were used to predict the potential n

land-use changes in the lake area: system analysis; subsys- GDPSI (t) = GDPSIj (t)
tem partitioning; identifying potential land-use changes, such j=1
as population increases, governmental policies affecting urban- m

ization and urban planning, and changes in economic structure = (GDPSIj (t − dt) + GDPSIj GRSIj dt) (8)
and magnitude and the corresponding demands for various land i=1
types; model construction based on the previous step; model
verification, validation and sensitivity analysis; and drafting and where GDPA (t) represents the agricultural GDP at time t
investigating scenarios (Guo et al., 2001). A system dynamics (million US$), GDPI (t) the industrial GDP at time t (million
(SD) model for land-use management of lake areas was con- US$), GDPSI (t) the service industrial GDP at time t (million
structed based on the above system analysis. The fourth-order US$), GDPIi (t) represents the ith industrial GDP at time t
Runge–Kutta method was applied to this model for the purpose (million US$), including food, textile, chemical, refinery,
of integration. medical and other industry types according to the statisti-
cal classifies in China, GDPSIj (t) represents the jth service
(1) Social subsystem industrial GDP at time t (million US$), including commerce,
Rural population: communication, educational service, finical service, archi-
tectural service, tourism and transportation service, GRA
RP(t) = RP(t − dt) + (RP AGRRP fAGP,RP − RP URPR )dt
the annual net increasing rate of GDPA (%), is a function of
(2) intrinsic increasing rate and the decreasing rate of farmland
Y. Liu et al. / Landscape and Urban Planning 82 (2007) 233–246 237

area, GRIi the annual net increasing rate of GDPIi (%) and Domestic wastewater:
GRSIj is the annual net increasing rate of GDPSIj (%).
(3) Land-use subsystem DS = UP ADUP 365 × 10−6 + VP ADVP × 10−6 (14)
Total land-use demands:
Non-point sources:
k
 l

TLD(t) = LAl (t) (9)
l=1
NPS = LAk CLAk (15)
k=1
Industrial land area:
Atmospheric deposit:
m
 m

LAI (t) = LAIi (t) = (LAIi (t − dt) + GDPIi fLAIi ) PAD = PPS + PSS = RCr AW × 10−5 + SCS AW × 10−9
i=1 i=1
(10) (16)

Residential land area: Industrial discharge:

LAR (t) = LAR (t − dt) + UP fLAR − LARR (11) ID = GDPI fID (17)
Grassland area: where DS means the domestic pollutants discharging into
the water systems in the lake area (tonnes year−1 ) and the
LAG (t) = LAG (t − dt) + LAG fG (12) pollutants often refer to chemical oxygen demand (COD),
Service industrial land area: total phosphorus (TP) and total nitrogen (TN); DS means
the industrial pollutants discharging into the water systems
LASI (t) = LAW (t)+LAC (t) + LAT (t) + LAU (t) + LAD (t) in the lake area (tonnes year−1 ); ADUP is the average pollu-
n
 tants discharge for one urban population 1 day (g day−1 ); VP
= LASIi (t) is the visiting population (person); ADVP is the average pol-
j=1 lutants discharge for one urban population 1 day (g day−1 );
n
NPS is the pollutants from the different land-use types in
 the lake area (tonnes year−1 ); LAk is the area of kth land-use
= (LASIi (t − dt) + GDPSIi fLASIj ) (13)
j=1
type in Eqs. (8)–(12); CLAk is the pollutants losing amounts
of kth land-use type (tonnes year−1 ha−1 ); PAD is the pol-
where TLD(t) is the total land-use demands for urban expan- lutants from atmospheric deposition (tonnes year−1 ); PPS
sion at time t (ha), LAl (t) means the area of the lth land-use is the pollutants in the precipitation (tonnes year−1 ); PSS is
types at time t (ha), including LAI , LAR , LAC , LAW , LAT , the pollutants in the dust sinking (tonnes year−1 ); R is the
LAU and LAD , LAI (t) the industrial land-use area at time t rainfall in the area (mm a−1 ); Cr is the average pollutant con-
(ha), LAIi (t) the ith industrial land-use area at time t (ha), centration in the rain (g m−3 ); AW is the water area (ha); S is
GDPIi the increasing amount of ith industrial GDP from the atmospheric dust sinking directly from the lake surface
time t − dt to t (million US$), fLAIi the factor between ith (kg ha−1 year−1 ); Cs is the average pollutant concentration
industrial GDP and land-use demand (ha 10−6 $), LAR (t) in the atmospheric sinking (mg kg−1 ); FID is the pollutants
the area of residential land at time t (ha), UP the increas- discharging for one unit GDPI (tonnes 10−6 $).
ing amount of urban population (person), fLAR the average
residential land demand for one person (ha), LARR the res- 2.3. Land evaluation procedure
idential area turned into other land-use types, which often
refers to the removing for transportation in Chinese cities, Land values will affect land-use management, especially for
LAG (t) the area of grassland at time t (ha), fR the increas- areas under urbanization. Land values provide a reasonable way
ing rate (%) which is decided by the objective grassland to compare the various use potentials of land and land uses. Some
ratio in the total urban area, LAC , LAW , LAT , LAU and methods that can be used for land evaluation (FAO, 1976; Sui,
LAD represent the area of public facilities land, storage 1992; Johnson et al., 1994; Lopez et al., 1994; Rossiter, 1996;
land, transportation land, municipal utilities and specific- Ells et al., 1997; AQSIQ, 2001b; Mcdonald, 2001; Wu, 2003)
purpose land (ha), LASI (t) the service industrial land-use include capitalization of earnings, the market data approach,
area at time t (ha), LASIj (t) the jth service industrial land- the hypothetical development method, the cost approximation
use area at time t (ha), GDPSIi the increasing amount of method and the base land price valuing method. The land eval-
ith service industrial GDP from time t − dt to t (million uation process for a lake area can be divided into several steps,
US$), fLASIj the factor between jth service industrial GDP including identifying the stakeholders and objectives, defin-
and land-use demand (ha 10−6 $). LAC , LAW , LAT , LAU ing the evaluation units; collecting and integrating the basic
and LAD are also affected by industrial development and data, build evaluation methods and models for land evaluation,
population increasing. and computing the evaluation and calibrating the results (FAO,
(4) Environmental subsystem 1976).
238 Y. Liu et al. / Landscape and Urban Planning 82 (2007) 233–246

Before land-use allocation analysis, land evaluation was con- can be useful for local decision making on future lands arrange-
ducted, the cost approximation method (CAM) and hypothetical ments, optimal management and ecological protection of the
development method (HDM) were used to evaluate land resource lake riparian area. The procedures of conducting a GIS-based
value and land market value, respectively (AQSIQ, 2001b). The land-use allocation based on land-use sustainability assessment
land resource value often includes the cost of land acquisition, and land evaluation are described as follows: (a) excluding the
transfer/construction of civil facilities and profit (Wu, 2003), and restricted areas in the GIS system, such as those protected by
may be formulated as follows: legal requirements, natural conservation zones, important habi-
tats and riparian areas (Carsjens and van der Knaap, 2002).
VLR = CLR + CTC + CTI + P (18) The restricted areas will be protected strictly and should not
where VLR is land resource value, CLR the cost of land acquisi- be allocated for any other land-use types other than grassland,
tion, CTC + CTI is the cost of transfer and construction of civil forests or ecological land. (b) Allocating the remaining land
facilities and P is the profit. according to the results of sustainability assessment, potential
Market values can be calculated using the following equation: land-use changes and evaluation. Then a balance of land-use
demand and supply will be calculated. The land-use demands
VLM = VT − CT − P (19) are from the SD model mentioned above. The potential amounts
of the land area for supply result from the land-use sustain-
where VLM is market value, VT the total value and CT is the total ability assessment. The stakeholders and the administrative
development cost (AQSIQ, 2001b). VT for undeveloped areas offices on land-use management will then be invited for the
was ascertained based on analogies with the value of developed primary land-use allocation after the discussion on the above
areas with the same land-use suitability as the undeveloped areas. results. A quantitative allocation will be decided on spatial
layout in the GIS system. (c) Testing and validating the allo-
2.4. GIS-based land-use allocation cation results. A quantitative comparison among the land-use
demand and supply will be conducted for checking sustain-
Land-use allocation is an important part for land-use man- ability. The results will be used for validation. A feedback
agement. The allocation results in spatial and temporal scales mechanism will be established for the land-use allocation based

Fig. 3. The Hanyang lake area.


Y. Liu et al. / Landscape and Urban Planning 82 (2007) 233–246 239

Table 1 tion precautions. Pollution levels have reached an estimated


The areas of different developed urban land-use types in Hanyang lake area in 292,000 tonnes day−1 , from mainly domestic, industrial and
2005
agricultural non-point sources. The current average Secchi disk
Land-use type Area (ha) Percentage (%) reading is 0.25 m. The average total nitrogen (TN) concentra-
Residential land (R) 1080.33 19.28 tions of the six lakes (from H1 to H6) in 2005 are 4.16, 3.71,
Public facilities land (C) 618.14 11.03 12.58, 17.90, 8.13 and 56.42 mg/L. The governmental require-
Public grass (G) 270.67 4.83 ment of the TN concentration in the six lakes is 1.5 mg/L.
Industrial land (M) 2550.07 45.50 Therefore, a comprehensive land-use management study is
Storage land (W) 196.56 3.51
Transportation land (T) 18.1 0.32
desired for the period 2006–2020. The aim of the study was
Municipal utilities (U) 71.58 1.28 to assess future land-use suitability, analyze and forecast poten-
Ecological land (E) 772.22 13.78 tial land-use demands, and evaluate land-use values. The results,
Specific-purpose land (D) 26.53 0.47 including some suggestions on land allocation and management
Total 5604.2 100.00 in the upcoming years, may help the local government better
understand and manage land-use.

on the above analysis. Any inappropriate allocations will be 3.2. GIS-based land-use suitability assessment
adjusted.
Several factors may affect land-use suitability in Hanyang.
3. Case study The dense distribution of water systems in the area has resulted
in a high subsurface water table and high possibility of flood-
3.1. Description of the study area ing. The groundsill is also affected. Urban water systems play
important roles in providing ecological habitats and support-
The city of Wuhan, and its sub-district Hanyang, located in ing recreational activities, thus it is critical for the ecological
the central part of China, have sufficient water resources. The and landscape effects be accounted for in the process of land-
Hanyang lake area is located between 113◦ 40 E and 114◦ 16 E use suitability assessment. Also, location is important for urban
and 29◦ 58 N and 30◦ 33 N, with a total area of 122.6 km2 (Fig. 3), land assessment. After literature reviews and discussions with
and comprises six lakes and several rivers. The population den- researchers and local experts in 2004, the criteria for land-use
sity, urbanization level and economic growth in the area are much suitability assessment in the Hanyang lake area were selected
lower than those in other parts of Wuhan City. Urban land occu- from a long list that included natural and ecological attributes,
pies 45.74% of the total area of Hanyang (Tables 1 and 2), and socio-economic conditions and location factors (Wu, 2003).
there is plenty of room to accommodate for more urban sprawl. The AHP method was used to calculate the weights of criteria,
The areas of the six lakes (from H1 to H6) are 0.0755, 0.66, including pair-wise comparisons and weighting matrix estab-
1.53, 3.16, 2.77 and 5.09 km2 , respectively. The corresponding lishment (Fig. 4). The 11 criteria (L1–L11) used are shown
volumes are 0.076 × 106 , 0.792 × 106 , 2.14 × 106 , 4.74 × 106 , in Fig. 4 as below: L1 as bearing capacity of foundation soil
3.60 × 106 and 7.64 × 106 m3 . The average depths of the six (kg cm−2 ), L2 as geographical disaster, L3 as groundwater
lakes are 1.0, 1.2, 1.4, 1.5, 1.3 and 1.5 m. depth (m), L4 as flood-submerged conditions (difference of
According to the Wuhan Urban Planning (1996–2020), surface-water and flood level), L5 as ecological sensitivity, L6
authorized by the China central government in 1997, Hanyang as distance from water (m), L7 as population density (per-
will become a new focus for urbanization over the next several son km−2 ), L8 as land-use degree, L9 as environmental quality,
years. Currently, the lake area is suffering from disorganized L10 as business services impact degree and L11 as transporta-
land-use, reduced water quality and water area, and degraded tion accessibility. The relative importance of the criteria through
aquatic ecosystems. In recent years, the land-use structure pair-wise comparisons was obtained by consulting and survey-
in this area has changed rapidly, with most of the riparian ing the opinions of experts (Ramanathan, 2001). Twenty local
areas being exploited without taking appropriate conserva- experts were invited to fill in the pair-wise comparisons to gen-

Table 2
The different land-use types of the regions near the six lakes in 2005
Land-use Lake Yue Lake Lianhua Lake Moshui Lake Longyang Lake Sanjiao South Lake Taizi

Residential land (R) 15.74 3.94 36.82 99.46 35.99


Public facilities land (C) 17.94 0.59 26.37 18.61 132.05 17.98
Public grass (G) 7.96 4.28 37.62 29.17 2.95 113.05
Specific-purpose land (D) 18.14 – 2.81
Industrial land (M) 4.06 0.09 15.74 31.08
Storage land (W) 2.15 0.63 22.82
Transportation land (T) 12.38 1.76 13.47 20.25 13.6 29.1
Municipal utilities (U) 4.73 0.45 2.73 0.67 31.28
Ecological land (E) 7.79 0.00 487.80 488.45 100.04 437.80
240 Y. Liu et al. / Landscape and Urban Planning 82 (2007) 233–246

Fig. 4. Criteria for land-use sustainability assessment.

erate the weighting matrix in October 2004, which is shown in ing in high suitability for land-use development for commercial
Table 3. purposes. The northeast and northwest areas near Lake Moshui
The measured values of criteria were transformed into values have good location and landscape, increasing their suitability for
(Pi ) ranging from 0 to 100. The standards for transformation of urban expansion. The conditions amenable to transportation in
criteria L1–L9 are shown in Table 4 (SEPA and AQSIQ, 1995; the north and southeast near Lake Moshui make these areas suit-
AQSIQ, 2001a; Wu, 2003), and those for L10 and L11 were able for residential housing and related commerce. The south
decided from two sources, namely, The commercial develop- part of Lake Moshui is unsuitable for urban expansion in the
ment planning 1999–2020 and The planning for commercial short term due to poor conditions of local transportation, civil
distribution in Wuhan, issued by Wuhan municipal government facilities and water quality. Of the total land area near Lake
in 1998. Longyang, 10.74% can be used for immediate urban expansion,
The total score of the land-use suitability assessment for each due to good location and transportation conditions (Table 5).
assessment unit were obtained via Eq. (1). The results were However, the land to the west and south of Lake Longyang are
inputted into the GIS, and five categories of land-use suitability not suitable for urban development, due to their high subsurface
in the Hanyang lake area were obtained (Fig. 5). As shown in water table and the weak bearing capacity of foundation soil.
Fig. 5, category I is suitable for residential land, financial ser- Currently, agriculture is the main land-use type in Lake San-
vices and some service industries with high value added (S ≥ 74). jiao and South Lake Taizi, as these areas are comparatively far
Category II is suitable for other service industries and residen- from downtown, and have poor transportation, a high subsurface
tial land with Sf ∈ [53,74). Category III is suitable for residential water table, and weak ground capacity. This indicates that they
or storage land with Sf ∈ [45,53). Category IV is suitable for are not suitable for urban development in the next few years.
industrial land with Sf ∈ [30,45) and category V is suitable for
grassland or ecological land with S < 30 (Wu, 2003). 3.3. Scenarios for potential land-use changes
Land near water areas is often a priority for urban expansion,
as it has a realtively high utility value added in addition to its A SD model was constructed for the study area, containing
desirability of an enhanced visual landscape. As shown in Fig. 5, 185 parameters and formulations. Two scenarios were predicted
among the six lakes in the study area, Lake Lianhua and Lake for the period 2006–2020 based on the system dynamics model,
Yue are located near the downtown area of Wuhan City, result- described above. Scenario I predicts land-use changes under

Table 3
The weighting matrix for land-use sustainability assessment
Criteria (layer 2) Weight (layer 2 to goal) Criteria (layer 3) Weight (layer 3) Criteria (layer 4) Weight (Wi ) (layer 4)

Geology and topography 0.1465 L1 0.1013


L2 0.0452
Hydrology 0.0530 L3 0.0160
Natural and ecological 0.3547
L4 0.0370
Ecological condition 0.0845 L5 0.0845
Landscape 0.0707 L6 0.0707
Population 0.0172 L7 0.0172
Social-economic 0.2656 Economic development 0.1566 L8 0.1566
Environmental effects 0.0918 L9 0.0918
Economic location 0.2079 L10 0.2079
Location 0.3797
Transportation location 0.1718 L11 0.1718
Y. Liu et al. / Landscape and Urban Planning 82 (2007) 233–246 241

Table 4
The transforming standards for the criteria
Criteria Standards for transforming values

0–20 20–40 40–60 60–80 80–100

L1 0–0.9 0.9–1.3 1.3–1.7 1.7–2.2 2.2–3 (100 if I1 > 3)


L2 Deep sullage Loose sullage Moderate slip Slightly slip None
L3 0–0.5 0.5–1.0 1.0–2.0 2.0–3.0 3.0–4.0 (100 if I3 > 4.0)
L4 <−6 m −6 to −3 m −3 to 0 m 0–3 m 3–6 m (100 if I4 > 6)
L5 Highly susceptive High susceptive Susceptive Not susceptive None
L6 800–1000 600–800 400–600 200–400 50–200
L7 0–1000 1000–5000 5000–10,000 10,000–15,000 15,000–20,000 (100 if I7 > 20,000)
L8 Hard to use Fishing pond Forest and grassland Garden, farming land Urban land; industrial, transportation
or residential land
L9 Seriously polluted Heavily polluted Polluted Slightly polluted No pollution

Fig. 5. Result of land-use suitability assessment for Hanyang lake area.

the present developmental mode, while scenario II considers expansion of the urban area in scenario I will result in a rapid
impacts of local policies on urbanization, and modification of increase in land used for industry, grassland residents and public
economic structure. facilities (Table 6; Fig. 6). By 2020, the total area of urban expan-
Under scenario I, the population increases at its current rate sion will increase to 100.31 km2 , of which industrial land will
of 0.72%. Tourism, trade and commerce, and vehicle manufac- be 54.05% of the total, followed by residential land (20.33%).
ture become the main economically important industries. The The percentage of land used for public facilities will be only

Table 5
The areas of different land-use suitability near the six lakes
I (ha) II (ha) III (ha) IV (ha) V (ha) Water area (ha)

Lake Lianhua 11.11 – – – – 9.97


Lake Yue – 80.90 – – – 64.70
Lake Moshui – 125.38 380.31 115.46 306.19
Lake Sanjiao – – – 247.03 101.08 248.57
Lake Longyang – 76.63 296.32 218.15 – 122.56
South Lake Taizi – – 131.54 434.68 121.90 495.45

Note: ‘–’ means there is no such land-use suitability near the targeted lake.
242 Y. Liu et al. / Landscape and Urban Planning 82 (2007) 233–246

Table 6
The model outputs for the Hanyang lake area (2005–2020)
Variable 2005 2010 2015 2020

Scenario I Scenario II Scenario I Scenario II Scenario I Scenario II

GDP (104 $) 302,601 789,775 864,649 1,263,058 1,500,250 1,638,103 2,001,100


GDPA (104 $) 2,345 2,823 3,169 3,279 4,053 3,466 4,890
GDPI (104 $) 254,845 713,038 739,089 1,140,413 1,223,091 1,462,023 1,555,475
GDPSI (104 $) 45,412 73,915 122,391 119,429 273,105 172,615 440,738
TPA 893,804 923,879 939,397 957,621 987,316 993,013 1,041,007
COD (tonnes year−1 ) 24759.6 39711.05 18300.3 42562.47 13026.9 35375.18 4670.88
TP (tonnes year−1 ) 138.91 224.03 93.09 239.17 61.72 255.20 24.11

11.68%. The high percentage of industrial land will lead to low nario I. More residential land is necessary for accommodating
economic efficiency. The dense distribution of industry in the the increased population.
Hanyang Lake area will also pose significant pressures on local A comprehensive assessment of the two scenarios was con-
transportation, public facility construction and housing. In sce- ducted based on the criteria of GDP, population, land-use
nario I, there will be 9.71 km2 of grassland, which is 9.78% of structure, ecological effects and the stakeholders’ opinions. The
the total urban area, and which does not meet the target goal of results showed that scenario II was much better than scenario
15% set by the Ministry of Construction, China. I (Table 6). All the land values and the GDP in this study are
Table 6 shows that the urbanization level in scenario II is all valued in US$ for better understanding. They were convered
higher than that in scenario I. The population increases at a rate of from the Chinese monentary unit according to the exchange rate
1.0%. High value-added agriculture, tourism, trading and com- of 1–7.90. The GDP in Table 6 are all present values. The conclu-
merce, and high-tech industry will be encouraged in the area. sion is consistent with that of researchers and local governmental
The corresponding land-use changes and urban expansion are officials. Because it is the better alternative, the land-use alloca-
different from those in scenario I (Table 6; Fig. 6). By 2020, the tion analysis discussed in the next section is based on scenario
total area of urban expansion will have increased to 110.16 km2 , II only.
of which industrial land will be 30.77% of the total. The per- The above results demonstrated that there will be sustained
centage of residential land will be 26.38%. The percentage of population increases in both scenarios, as a direct result of urban-
grassland will be 20.84%, meeting the target goal. In scenario ization of the local area. The urbanization of the Hanyang Lake
II, the increased area of grassland could contribute to the impor- area over the next 15 years will impose significant pressures on
tant principles of ecological restoration. The aquatic system is land use. The GDP in scenario II is US$ 362,997 × 104 more
the core natural ecosystem in the study area. Buffer belts and the than that in scenario I (Table 6). The discrepancy comes from
riparian ecosystems that feed lakes and rivers are essential for the the adjustment of economic structures, which will also lead to
ecological improvement and maintenance of ecosystem services various land-use demands in both scenarios. Less industrial land
in the Hanyang Lake area. Under scenario II, the annual increase and more grassland were predicted in scenario II, but the indus-
in industrial land will be restricted to an area of 100 ha, which trial GDP in scenario II was also higher than that in scenario I.
is lower than in scenario I. In scenario II, the increase in indus- The results imply that, for Chinese cities with a great population
trial land will also be lower than that of the industrial production burden, the main task for local decision makers is to adjust eco-
value. Economic efficiency is higher than that achieved in sce- nomic structures for minimum land-use consumption to gain

Fig. 6. The potential land-use changes in the two scenarios.


Y. Liu et al. / Landscape and Urban Planning 82 (2007) 233–246 243

higher economic benefits. The results also demonstrated that residential land, industrial land and grassland in the study area.
both the pursuit of economic development and the suitable allo- The allocation results for the three land-use types are shown in
cation of land resources are critical to the land-use management Table 7. Based on a comparison of Table 7 with scenario II,
of the Hanyang Lake area. the allocation of grassland, industrial and residential land use
can meet land-use demands, regardless of its spatial distribution
3.4. Land evaluation and numeric magnitude. From Table 7, industrial land will be
mainly allocated in zones A, M and O during 2006–2010 and
The method of CAM and HDM were applied to evaluate zones L, P and Q during 2011–2020 (Fig. 7b). With the popu-
land resource value and land market value of the study area. lation increasing, the increased demand for residential land will
According to Eq. (18) and the investigation of the study area, be fulfilled by zones J and M during 2006–2010 and zones J,
the average land resource value is between US$ 65,600 and P and Q during 2011–2020. The ecological objectives of the
97,500 ha−1 . According to Eq. (19), the land market values for Hanyang Lake area will be guaranteed by the increase in grass-
the five land-use suitability categories, in the order of I–V, were land, mainly in zones J, A, M and O during 2006–2010 and zones
2.15, 1.64, 1.17, 0.76 and US$ 0.43 million ha−1 , respectively. J, L, P and Q during 2011–2020. The expansion of grassland will
also be helpful in the maintenance of water systems. The above
3.5. Land-use allocation results allocation results provide local decision makers with references
for land-use management, both in numerical assignments and in
In the Hanyang Lake area, the lakes and rivers were first spatial and temporal scales during 2006–2020. The above results
excluded, then a hierarchical land-use structure was designed demonstrated that the IGAS application can help determine bal-
for the remainder of the area. The water area was at the core, anced development schemes for ensuring both urban expansion
and there was a riparian conservation belt with a width of and ecological conservation.
approximately 50–100 m (Osborne and Kovacic, 1993). The
total riparian area was 434.5 ha. Restoration of natural wetlands 3.6. Discussion
is the main technique for maintaining riparian areas, especially
in the estuaries. A buffer belt 30 m wide is constructed around In most previous studies, only land-use suitability assessment
the riparian area, with synchronous landscape designed for res- or land-use allocation were tackled in the land-use management
idential leisure. The area outside the buffer can be used for process, which cannot reflect long-term changes in land-use
residential housing, with a minimum requirement of 30% of types or the effects of land evaluation on land-use manage-
the area remaining as grassland. ment. The developed IGAS model addresses this problem by
The land in the study area is allocated on both spatial and tem- integrating land-use suitability assessment, the forecasting of
poral scales. According to the suitability assessment, the spatial potential land-use change, land evaluation and land-use alloca-
layout for the land near the six lakes is established based on group tion into a general framework. Integrated, systematic complex,
discussions between experts and officials (Fig. 7a). Lake Yue and and dynamic characteristics are involved in the proposed IGAS
Lake Lanhua have good locations and are suitable for commerce, model. In addition, previous studies of land-use management
financial services and tourism based on the ecological conser- focused mainly on urban areas at a watershed scale, and there are
vation of water systems. Industrial development is not allowed no such studies on lake areas at urban fringes. The dual goals of
in this area. The land to the south and north of Lake Moshui can urban expansion and ecological conservation need to be satisfied
be used for residential development, while the northeast part in the land-use management process for lake areas, especially
can be used for hypo-commercial development. The east part of for Chinese cities experiencing rapid urbanization. The IGAS
the land near Lake Longyang is planned for hypo-commercial model, which focuses on lake areas at urban fringes, involves
and low-pollution industrial development. Urban development both the intrinsic processes and the external driving forces of
is prohibited in the hills near Lake Longyang. The land south- land-use management systems, by considering the special char-
west of Lake Longyang will be protected as grassland for its acteristics of lake areas as well as external economic, social and
fragile aquatic ecosystem and serious pollution. The lands near ecological factors.
Lake Sanjiao are suitable for residential development and for a Criteria selection is essential for land-use suitability assess-
university campus. The south part of the land near South Lake ment. Compared with the criteria used for urban land-use
Tazi is suitable for industrial construction, in consideration of management, including topography, ground conditions, ground-
the industrial development planned by the local government. The water and geological hazards (Dai et al., 2001), those of lake
north part of the land near South Lake Tazi is used for leisure areas at urban fringes are clearly different. The 11 criteria
services and physical training. in this study are associated with the special goals of land-
There will also be a numeric allocation of land-use types use management for socio-economic and eco-environmental
based on the forecasting of potential land-use changes, suit- requirements.
ability assessment and spatial layout. Sixteen sub-regions are The systematic and complex characteristics of land-use sys-
allocated based on the above analyses, to better understand the tems make system analysis an essential tool for supporting
above assessment of land-use suitability (Fig. 7b). From the land-use management. According to the two scenarios outlined
above analysis and Fig. 6, it can be seen that there will be consid- by the IGAS model in this study, there will be rapid development
erable changes to the structure, spatial layout and area covered by in the study area. Land-use structure and utilization efficiency
244 Y. Liu et al. / Landscape and Urban Planning 82 (2007) 233–246

Fig. 7. Land-use allocation for Hanyang lake area from 2006 to 2020.

can be used as important indicators for scenario comparison. try to harmonize the conflicts between economic development
The magnitude of industrial land-use is effectively controlled and resource utilization. Thus, it is essential to seek more effec-
under scenario II, with a reduction of 2000 ha in 2020 compared tive methods of land-use management. The total magnitude of
to scenario I, while at the same time, scenario II has a higher land-use for urban sprawl must be limited to a maximum size
GDPI . In China, under great pressure from population growth based on system analysis, forecasting, evaluation and optimal
and rapid urbanization, it is inevitable for decision makers to allocation.
Y. Liu et al. / Landscape and Urban Planning 82 (2007) 233–246 245

Table 7
The newly added areas for three land-use types from 2006 to 2020
Period Newly added area (ha year−1 ) Land-use type Spatial layout

2006–2010 120 Industrial land Zones A, M, O in Fig. 7(b)


2011–2020 39 Industrial land Zones L, P, Q in Fig. 7(b)
2006–2010 150 Residential land Zones J, M in Fig. 7 (b)
2011–2020 90 Residential land Zone J, P, Q in Fig. 7(b)
2006–2010 130 Grassland land Zones J, A, M, O in Fig. 7(b)
2011–2020 120 Grassland land Zones J, L, P, Q in Fig. 7(b)

As indicated above, the ecological restoration and protection suitability assessment, and this method was successfully applied
of water systems in the coming years is an important part of in the case study.
land-use management in the Hanyang Lake area. Thus, a hier- Land-use management of lake areas at urban fringes is a
archical land-use structure is proposed in this study for better dynamic, rather than a static, process. Land-use is affected by
maintenance of aquatic and riparian ecosystems. The restricted many factors, such as population, economic structure, policy
area should be protected, and land with high suitability should and ecological conservation goals. Therefore, system analysis
be prioritized for development. Suitable land-use development and dynamic modeling of land-use change is essential for future
under the premise of conservation could be a win-win strategy land-use allocation. Four subsystems were considered in this
for lake areas, and is a strategy, which has been partly approved study, and potential land-use changes were modeled from 2006
by the land evaluation in the study area. to 2020. According to the results, the total urban area will expand
In addition, market mechanisms can be applied to land-use to 110.16 km2 , and the percentages of industrial and residen-
management based on land evaluation and suitability assess- tial areas and grasslands will be 30.77%, 26.38% and 20.84%,
ment (Rossiter, 1996). For Chinese cities experiencing rapid respectively. Local ecological conditions can be improved by
urbanization, more effective polices are necessary, which may increasing the amount of grassland. Land-use economic effi-
lead to sustainable land use and optimal allocation on both ciency will also be improved. In the Hanyang Lake area, a total
spatial and temporal scales. The results of the study were pre- riparian area of 434.5 ha will be protected before 2020. A hierar-
sented to the local stakeholders in late 2005 and received many chical land-use structure was also designed for the conservation
responses. Scenario II was identified to be the ideal scenario of aquatic ecosystems. The remaining land is allocated on spa-
based on interviews with local government and stakeholders. tial and temporal scales. The allocation results will be useful
An optimal allocation of the lands in temporal and spatial for policy decision making on local urban sprawl and ecological
scales is now under consideration according to the stakeholders’ conservation.
suggestions.
Acknowledgments
4. Concluding remarks
This paper was supported by the “National Basic Research
This study offers a scientific basis for land-use management (973) Program” Project (No. 2005CB724205) of the Ministry
in the Hanyang Lake area in China. The proposed IGAS consists of Science and Technology of China.
of GIS-based land-use suitability assessment, system analysis
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