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The design problem addressed by our group is a design of a production plant engaged in the bio
synthesis Penicillin V. The design presented covers the whole production process beginning
from the sterilization to drying of the final product. The location of the site selected from a multi
criteria decision making analysis is Hamabanthota.
The final product is in the form of potassium penicillin V powder, which is the active ingredient
in oral penicillin. The plant is expected to have an effective capacity of 3500kg of potassium
penicillin V powder per year, which is equal to the annual Sri Lankan demand, according to the
market survey.
Since the fermentation process takes approximately 7 days, it is not practical to carry out the
process in a continuous manner. Therefore, the total process is divided into two stages where
fermentation is carried out in a batch process in 40 batches annually and the fermented broth is
stored. Downstream processing is carried out 300 days per annum in a continuous basis from
the stored fermented broth.
The included pages contain preliminary literature survey, market research, site selection and
the mass balance for each unit operation in the selected unit operation. Energy calculations are
carried out for sterilization, cooling, fermentation and drying units since their temperatures
have to be maintained above or below ambient conditions. The recycling of material is not
considered in the mass balance.
1
Table of Contents
Executive Summary........................................................................................................................................................ 1
CHAPTER 1- PRELIMINARY STUDY
2
CHAPTER I
PRELIMINARY
STUDY
3
1. Introduction to the Project
The general structure of penicillin is as follows and the ‘R’ group characterizes the type of
penicillin.
Out of the two major types of penicillin, this study is based on the synthesis and the industrial
production of Penicillin V from microbial species. In this context, a demand prediction along
with a literature review on the applications, process identification, environmental concerns and
site selection is discussed in this document.
4
2. Literature Survey
Strep throat
Tonsillitis
Scarlet fever
Red lesions of skin (caused by group A streptococcus)
Trench mouth
Infection of the middle ear (caused by streptococcus and pneumococcus)
Throat irritation
Acute infection of the nose
Throat or sinus
Upper respiratory infection (caused by pneumococcus and Streptococcus)
Inflammation of the gums and mouth
For infection prevention from tooth extraction and rheumatic fever prevention
(Laulence and Bennet 1980).
The antibiotic nature of penicillin arises because it interferes with the synthesis of the
peptidoglycan layer of the cell wall which normally protects the bacterium from the
environment. Since the cell wall thus formed is weak, the osmic pressure difference between the
outer environment and the cell interior cause the cell to swell and then explode. Penicillin is
only effective against multiplying organisms since resting organisms do not form a new cell wall
(Laulence and Bennet 1980).
The dose of penicillin V is 250-500mg per every 4 hrs (Laulence and Bennet 1980). Allergies for
penicillin V occurs in all forms up to 10% of patients, principally itching rashes, eczematous or
urticarial. Anaphylactic shock though rare can be fatal.
5
2.2. Demand Prediction
For the demand prediction, penicillin consumption in Sri Lanka for eight consecutive years was
considered. The data was obtained from the Medical Supplies Division, Ministry of Health Sri
Lanka. The population data were taken from the Department of Census and Statistics.
400
350
Per capita consumption (kg)
300
f(x) = − 10.95 x + 22260.33
250 R² = 0.26
200
150
100
50
0
2005 2006 2007 2008 2009 2010 2011 2012 2013 2014
Year
Figure
2.1: Variation of Penicillin consumption in Sri Lanka
After 2007, the consumption of penicillin demonstrates a decreasing pattern. Though the
population of the country has increased, the decrease in demand may have occurred due to the
use of alternative antibiotics. This substitution is mainly due to penicillin resistance; penicillin
allergies and the frequent necessity of administer penicillin (one dosage per every 4 hrs.)
6
Disease Substitute
Amoxicillin
Clarithromycin
Pharyngitis and
Azithromycin
Tonsillitis
Cetin (Cefuroxime Acetyl)
For the prediction of the penicillin demand on 2020, the linear decreasing pattern of the
penicillin demand observed from 2006 to 2013 was considered.
300
f(x) = − 10.95 x + 22260
250
Per capita consumption (kg)
200
150
100
50
0
2004 2006 2008 2010 2012 2014 2016 2018 2020 2022
Year
It has been predicted that the population of Sri Lanka in year 2020 would be 26.73million.
Therefore, according to the above prediction, the penicillin demand in 2020 would be 3500
kg/year.
7
Initially, Penicillium notatum was used for penicillin synthesis but later Penicillium baculatum,
Penicilluim cyaneo fulvum and Penicillium chrysogenum. Due to the high yield, Penicillium
chrysogenum is used in the industrial scale today and strains to which mutations are done with
UV-radiations, X-rays, and mechlorethamine are also available . This study is based on the
Penicillium chrysogenum strain.
Though every process contains these basic ingredients, the form in which they are added varies
from process to process.
8
2.4. Production Process
2.4.1. Process 1
As mentioned in the book of ‘Pharmaceutical Biotechnology’ by K. Sambamurthy and Ashutosh
Kar the followings are the raw materials needed for production of Penicillin.
Block diagram
Steam Enzymes
Oxygen
Condensate Microorganisms
Methyl isobutyl ketone
Hot air
NaOH
Figure 2.3: Block diagram of penicillin production (Sambamurthy and Kar 2006)
9
The above process flow can be further described as follows. First the nutrients consisting of
corn steep liquor, glucose and lactose are sterilized using steam. While sterilization the pH value
should be between 5.5 and 6.0. It is then sent to the fermenter together with Penicillium
microorganisms. Fermentation process is done for about 80 hours until the pH come up to a
value of 8. Fermentation is done with higher lactose content of 4 to 5% with vigorously
increased aeration and agitation environments. Penicillin would not be the only product of
fermentation whereas some weak organic acids, organic liquids and solids may be formed.
Penicillin production is sensitive to pH fluctuations during fermentation and therefore it is
necessary to maintain pH of 7 by adding calculated amount of either diluted sulfuric or sodium
hydroxide. Finally the Penicillinase enzyme is added to the fermenter broth (Sambamurthy and
Kar 2006).
What comes next is the most important recovery process. Microbes and solution containing
penicillin is filtered in a rotary vacuum filter. The filtered biomass can be used as an animal feed
while the filtrate is acidified using sulfuric acid to decrease the pH value to 2 - 2.5. Acidification
is done to get the anionic form of penicillin and it easily dissolves in lower pH than in higher pH
solutions. Importantly, recovery should be able to extract penicillin at a high yield as much as
possible. Therefore this process consists of four stages of extraction. First stage of extraction is
done with an organic solvent such as butyl acetate or amyl acetate. Then it is back extracted to
an aqueous solution of KOH or NaOH, simultaneously to get the penicillin salt. For high
purification, it is re-extracted to the organic solvent, methyl isobutyl ketone. A back extraction
to an aqueous solution is done again to extract penicillin. Organic solvents can be recovered by
distillation. Finally it is crystallized by cooling and washed and dried to get the final product
(Sambamurthy and Kar 2006).
2.4.2. Process 2
As adapted from Heinzel et al 2006 followings are the raw materials needed for production of
Penicillin V.
10
In the fermenter, biomass and penicillin V are produced, consuming the carbon sources, the
precursor, and the mineral salts. After the fermentation, the bioreactor content is transferred to
the harvest tank for storage.
Biomass is removed initially in the rotary vacuum filter. In the centrifugal extractor penicillin is
extracted into butyl acetate. Prior to extraction, the cell-free broth is acidified to a pH of around
3 using sulfuric acid and cooled to minimize degradation during acid extraction. After the
extraction, the remaining aqueous solution is neutralized with sodium hydroxide and
discharged.
11
Penicillium
Cooling water Chrysogenum Oxygen Filter aid
Steam
Glucose, Ammonia,
Sulfuric acid, water, Heat Fermentation (Fed Storage Bio mass removal
oxygen, Phenoxy Sterilization Cooling Batch, 156 h) 24 24 0C Rotary vacuum filter Solids
acetic acid (120 0 C for 25 24 0C 0
C pH 5.5 - 6 pH 5.5 - 6
min)
Exhaust air
Steam condensate
Sulfuric/ Phosphoric acid
Water Butyl acetate
Butyl
Acetate Centrifugal Acidification Cooling Liquid
Re extraction extraction pH 3 00 C
phase ammonia
Aqueous phase
Figure 2.4: Block diagram of penicillin production process (Heinzel et al., 2006)
12
2.5. Comparison of the methods
PROMETHEE is a Multi Criteria Decision Making (MCDM) analysis method designed to evaluate several
possible actions or options according to multiple and conflicting criteria and rank them from the best to
the worst. The ranking is done by calculating a preference flow (Phi value) by pair wise comparison of
every decision based on each criterion.
A weight is allocated to represent the relative importance of each criterion. A preference function has to
be defined for each criterion. It translates the differences of pairwise comparison into degrees of
preferences. A Usual preference function can be allocated for criteria with no threshold limit. It is
generally applied for qualitative criteria where the highest or lowest value is preferred. Linear and V
shape preference flows are appropriate for quantitative criteria which varies linearly and a threshold
limit is existing. The indifference threshold of a V shape may be zero while it may differ in Linear
configuration. A Level preference function is best suited for qualitative measurements with more than
five levels while the Gaussian configuration is an alternative to Linear preference function but with a
smoother variation.
The positive preference flow (Phi+) measures how much an action is preferred over the other
ones. It is a measure of the strengths of an action. The larger the Phi+, the better is the action.
The negative preference flow (Phi-) measures how much the other actions are preferred to the
action considered. The smaller the Phi-, the better is the action. The net preference flow (Phi) is
the balance between the positive and negative preference flows. It thus takes into account the
aggregate of both the strengths and the weaknesses of the action. Hence, Phi can be either
positive or negative and the option with the highest Phi value is concluded as the best (Carmody
et al 2006)
13
not available in Sri Lanka at a lower cost, it is worthier to use an industrially manufactured
fermentation medium with lesser contamination. In process 2, prior to extraction, the mixture is cooled
to avoid the destruction of penicillin since it is very sensitive to heat while process 1 does not contain
such a step.
Some considerable differences could be observed in the downstream processing in the two methods. In
process 1, there are four liquid - liquid extraction stages which may require a higher amount of solvents
but create a higher purity, while process 2 has only 2 liquid – liquid extraction stages. Further, process
1 does not specify the crystallization method of penicillin while process 2 indicates clearly that it is
through precipitation.
According to US patent 2719149, a penicillin recovery efficiency of 92% has been achieved through the
downstream processing procedure in process 2 while the extraction method in process 2 has given a
penicillin recovery efficiency of 91% according to US patent 2 488 559. But when the fermentation time
is considered, process 1 completes the fermentation in a shorter period of time which is a positive
attribute because increased fermentation affects in the increased overhead cost of a production facility
and also the energy consumption.
Process 1 Process 2
Relevancy Low High
Contamination High Low
Recovery efficiency 91% 92%
Cooling Not available Available
Data availability Low High
Fermentation time 80h 156 h
A multi criteria decision making analysis was done for above two methods through Visual Promethean
Academic.
14
Table 2. 4: The Promethee Analysis
Relevancy is measured qualitatively with a 5 point scale. Since the most relevant process is preferred,
the ‘max’ is given under preference. The preference function is selected as ‘Level’ according to the
Promethee guidelines since it is a qualitative measurement.
Recovery is measured quantitatively. Since the highest recovery is preferred, the ‘max’ is given under
preference. The preference function is selected as ‘Linear’ according to the Promethee guidelines since
it is a quantitative measurement.
Similar to relevancy, contamination and data availability are measured qualitatively, while
fermentation time is analyzed quantitatively with the preference being the minimum fermentation
time. Since data availability is more important than other parameters in the design task, a weight 0f ‘2’
is allocated while all other parameters are given a weight of ‘1’ each.
From the Promethee analysis, the following Promethee table was obtained with the rankings and the
relevant phi values
15
From the above analysis, it is seen that Process 2 has the highest net Phi value. Therefore, it was
selected for the plant design.
16
3. Environmental Concerns and Safety Hazards
Most of the wastewater produced is discharged in the downstream processing stages; after
broth filtration, extraction and separation after crystallization. The waste water contains
impurities such as butyl acetate, other nutrients and traces of penicillin. These waste water
streams should be treated properly at a biological waste water treatment plant. A high amount
of organic matter in the waste streams may lead to high microbial growth if released directly to
surface water streams and may cause depletion in dissolved oxygen in water. In addition,
excessive amounts of penicillin in waste water may destroy favorable microorganisms in the
biological water treatment plant leading to its malfunctioning.
Apart from that, the organic liquids such as butyl acetate that do not dissolve in water may form
a layer on the surface water if added to natural resources, that will reduce the dissolved oxygen
levels in water leading to adverse effects such as anaerobic digestion of organic and inorganic
constituents leading to odors. In addition, the acetic acid formed during precipitation, may
increase the acidity in water therefore it is necessary to neutralize the effluent water stream.
Likewise, many different aspects have to be considered, when the effluent water from the plant
is treated. Hence effluent water is the most prominent environmental hazard in the Penicillin V
production plant
Out of the gas phase effluents, carbon dioxide dominates. The direct release of carbon dioxide to
the atmosphere during fermentation may contribute to green house effect. In addition to the
raw material inputs, energy consumption also contributes to the environmental impact.
Sterilization of raw materials is done by steam which has to be produced through a boiler
operation, which leads to the consumption of petroleum fuels. Further, the flue gas from the
boiler if not treated properly may result in the release of gases such as carbon dioxide and
sulfur dioxide contributing towards acid rains. But since the batch of penicillin produced is
small, the impact is relatively small when compared with mass scale industries.
Apart from boiler operation and steam handling, the safety considerations in the plant are less
since unit operations are conducted near ambient conditions.
17
4. Plant Location and Site Selection
Plant location and site selection is the predominant action when designing a plant and there are
many criteria that should be considered because of initiation cost, operating cost and
environment regulation as well as other legal regulations should be satisfied. The key identified
criteria for this design are as follows,
At the beginning, according to population density, five locations were selected to analyze best
site location based on above criteria.
This consideration is important fact for the cost transportation of finished products to the
consumers. Penicillin V is a pharmaceutical industry which has low volume production
therefore this consideration will be less important because it depends on the volume of
production[ CITATION Cou00 \l 1033 ].
18
In our case, there is no specific market area and we have to distribute products all over the
country therefore, total distance from the plant to the each capital of the provinces were
calculated and those values are used for Visual Promethee.
Anuradhapura
Total distance
Trincomalle
Rathnapura
Kurunegala
Colombo
Badulla
Kandy
Jaffna
Galle
A 150 157 244 85 178 90 200 266 283 1653
B 90 53 159 111 162 - 117 302 200 1194
The availability and price of raw materials are major facts that determine the site location and
which are more important to deal with bulk raw materials. But, we are dealing with low volume
raw materials in this production[ CITATION Cou00 \l 1033 ]. But, this consideration will be taken
into the account by given the appropriate consideration relatively other facts. Because, required
raw materials should be imported therefore plant location will be close to the harbor.
Glucose/Sucrose is a major raw material and we decided to get it from sugar industry in sri
lanka due to cost of importing material. The distances are calculated between site location and
nearest sugar factory. Other materials are imported the distance are calculated with nearest
harbor.
19
Plant location Distance from Distance from Distance to nearest
Colombo harbor to Hambanthota harbor harbor
the plant/ km to the plant/ km
A 139 331 139
B 102 243 102
C 263 355 263
D 200 362 200
E 248 1 1
Table 4.3: Distance analysis to harbors
Waste generation and waste disposal in a plant is an adverse effect on environment. Waste
disposal difficulties and full filling the environmental legal requirement should be considered in
this fact when selecting a site.
CO2 emission and biomass sludge emission are major environmental aspects associated with
production of Penicillin V plant. Biomass sludge can be used as animal feed and also as a
fertilizer by using sludge treatment plant and effluent water can be discharge to a nearest water
body. Proximity is calculated and qualitatively assessed relative to each site location.
20
E 4.8 1 Very good
Table 4.5: Availability of water
4.1.4. Utilities
Production of Penicillin v is involved with chemical processes so water as a utility will be more
important for cooling and other process purposes. Therefore plant should be located near the
resource of water with reliable quantity.
Electricity will be needed for plant operation but consumption of electricity in this case is
comparatively less than electrochemical processes involved plant. Electricity is taken from
national electricity grid and it does not depend on location[ CITATION Cou00 \l 1033 ].
Water is important utility for production of penicillin but the required amount is considerably
high therefore the location of a nearby water resource is a must. The proximity to a water
resource is considered environmental impact. But here we only consider the quality of water
and treatment cost to meet our process specification. Finally we use qualitative method for this
consideration.
The land which should be flat, well drained, suitable load bearing characteristics and sufficient
land area should be satisfied for the proposed plant and further expansion when selecting a
suitable land[ CITATION Cou00 \l 1033 ].
21
C Good
D Good
E Good
4.1.6. Climate
Climate is an important fact when locating a plant because some adverse climatic conditions
such as abnormal low and high temperature, winds, earthquakes, will lead to additional cost of
operation. Therefore, these considerations will be taken into account in this plant design.
Considering above considerations, plant site was selected according to multi criteria decision
making software.
The Promethee analysis criteria matrix (Table 4.9) is constructed with data from Tables 4.3 –
Table 4.8.
22
Figure
4.1: The Promethee Rainbow
The Promethee Rainbow (Figure 4.1) shows that Hambanthota has the highest net Phi value
(Denoted in X axis) and raw material 1 and 2, Environmental impact, land availability, and
population density has affected towards the positive Phi value, while climate, utility and the
marketing area has affected towards a negative Phi value. From the above multi criteria
decision making analysis, Hambanthota is the suitable plant location
23
CHAPTER II
MASS AND
ENERGY
BALANCE
24
Notations
Symbo
Description Unit
l
CP Heat capacity kJ/kg.K
hfg Latent heat of steam kJ/kg
HG Enthalpy of gas streams kJ/kg
HS Enthalpy of solid streams kJ/kg
∆Hrxn Standard heat of reaction kJ
m Mass flow rate kg/day
M Molar mass kg/kmol
n Molar flow rate mol/day
QW Heat loss from wall kJ
0
T Temperature C
V Volume L
x Mass fraction -
X Moisture content kg/kg
y Yield -
Y Absolute humidity kg/kg
ρ Density kg/L
Λ Latent heat of vaporization kJ/kg
Abbreviations
25
CD - Carbon dioxide P - Penicillin
5. Process Description
Based on the Multi Criteria Decision Making (MCDM) study conducted during the initial stages
of the assignment, the production process (Figure 5.1) adapted from Heinzel et al (2006) is
used in the process design.
26
The raw materials used in the process are as follows.
Penicillin strain
Penicillum Crysogenum
Extraction Solvents
Water Butyl Acetate
pH adjusters
Sulfuric Acid Sodium Hydroxide
Precipitation agent
Potassium Acetate
27
CO2
Penicillium
Cooling water Chrysogenu Filter aid
Steam Oxygen
m
Glucose, Ammonia,
Sulfuric acid, water, Heat Fermentation (Fed Storage Bio mass removal
oxygen, Phenoxy Sterilization Cooling Batch, 156 h) 24 24 0C Rotary vacuum filter Solids
acetic acid (120 0 C for 25 24 0C 0
C pH 5.5 - 6 pH 5.5 - 6
min)
Cooling water
Steam condensate
Water Butyl acetate Sulfuric/ Phosphoric acid
Butyl
Acetate Centrifugal Acidification Cooling Liquid
Re extraction extraction pH 3 00 C
phase ammonia
Aqueous phase
28
6. Batch Size and Flow Rate Calculation
Table 6.1: The composition of the input raw materials to the batch section as calculated in the
fermentation unit operation
29
Annual Demand : 3500 kg
Number of operating days : 300 days
Peniciliin V produced per day : 3500/300 kg/day
: 11.67 kg/day
The total input flow rate of raw materials : 133 kg/ day
By multiplying the above flow rate (133 kg/ day) by the mass fractions of each constituent
calculated in the storage unit (page 43), the obtained compositions of the inlet mass flow to the
continuous section are as follows.
Mass Mass
Component
fraction (kg/day)
Penicillin 0.10 13.84
Water 0.82 108.98
Bio mass 0.04 4.90
Glucose 0.02 3.01
Sulfuric acid 0.01 0.68
Ammonia Trace 0.36
Phenoxy acetic acid 0.01 1.22
Total 1.00 133.00
7.1. Sterilization
7.1.1. Introduction
Sterilization is a heat transfer operation from superheated steam to fermentation media prior to
send to the fermenter. Even though sterilization can be done by filtration, irradiation, sonic
vibration or chemical cleansing, heating is the most widely used sterilization method
30
(Gopalakrishnan & Detchanamurthy, 2011). Superheated steam is used as heating medium and in
this study it is assumed that steam will only dissipates its latent heat. Superheated steam at 3 bar
and 133.50C is employed.
Desired output is to sterilize the media up to 120 0C by heat sterilization. Outlet mass is same as
inlet.
Latent heat of steam at 3 bar and 133.50C = 2164 kJ/kg (Steam tables)
mG,1 mSA,1
mG,1 mSA,1
mA,1 mPAA,1
UNIT 1 mA,1 mPAA,1
mO,1
Sterilization mO,1
31
Figure 7.1: Block diagram of sterilization
7.2. Cooling
7.2.1. Introduction
Similar to sterilization, cooling is also a heat transfer operation from sterilized media to cooled
water. Sterilized media need to be cooled prior send to the fermenter if not Penicillin production
will not occur. Cooled water at 40C will be using to cool the media up to 240C.
32
(kg/batch) (°C) (kJ/kg.K)
Glucose 127.02 120 211.3 Boerio-Goates 1991
0
Desired output is to cool the
Sulfuric media
28.81 up to 24
120C by cooling water.
1.34 Outlet mass is same as inlet.
Engineering Tool Box
Ammonia 15.30 120 4.52 Haar and Gallagher 1978
Phenoxy A. acid 51.40 120 4.18 Assumed similar to water
Oxygen 23.33 120 0.92 Air Liquide 2014
Water 635.50 120 4.18
mG,2 mSA,2
mG,2 mSA,2
mA,2 mPAA,2
UNIT 2 mA,2 mPAA,2
mO,2
Cooling mO,2
mCW,2
Cooling water
33
7.3. Fermentation
7.3.1. Introduction
Fermentation is the most important part of the biosynthesis of Penicillin V. Fermentation is
conducted in a fed batch reactor process with Penicillin Chrysogenum strain at pH 5.5 and 24 0C.
The pressure is at ambient conditions.
34
a C 6 H 12 O 6 + b H 2 S O 4 +cN H 3 +d C 8 H 8 O 3+ eO2 → C16 H 18 O 5 N 2 S+ fC O 2+ g H 2 O+ hC 4 H 7 O 3 N
Considering
Glucose + Sulfuricyield Ammonia + Phenoxy acetic acid + Oygen → Penicillin + Carbon dioxide + Water
acid +factors
Y
+BiomassP/ G = mp
mG
= np× M P
nG × M G
0.81 = 1× 350
a ×180
a = 2.4
Similarly
Y P/ PAA = mp
mPAA
2 = 1 ×350
d × 152
d = 1.15
Y B/ O = mB
mO
1.56 = 117 ×h
Eqn1
32× e
Applying molar balance to nitrogen
C = 2 +h Eqn 2
Applying molar balance to Sulphur
B = 1
Applying molar balance to Carbon
6a +8d = 16 + f + 4h Eqn3
Applying molar balance to Hydrogen
12a + 2b + 3c + 8d = 18 + 2g + 7h Eqn 4
Applying molar balance to Oxygen
6a + 4b + 3d + 2e = 5 + 2f + g +3h Eqn5
By solving equations 1, 2, 3, 4 and 5
C = 3.06
E = 2.48
F = 3.36
G = 11.89
H = 1.06
35
= 432 g
= 367.2 g
Mass of glucose reacted at 85% efficiency
Mass of glucose remaining = 432 - 367.2
= 64.80 g
Mass of Penicillin formed = 1 ×350 × 85 %
= 297.5 g
Mass of glucose required per a unit mass of = 432
penicillin 297.5
= 1.45 g/g
Annual penicillin demand = 3500 kg
Penicillin produced per batch if 40 = 3500/40
batches are operated
= 87.5 kg
Glucose required per a batch = 1.45 × 87.5
= 127.02 kg
Similar to the above calculation the masses of the reactants required, products formed and the reactants
remaining per batch can be calculated
36
Total 245.86 245.86
mO,3,O
mCD,3,O
mP,3,o mW,3,o
mW,3i mA,3,o mPAA,3,o
mA,7,i mPAA,7,i mSA,3,o mG,3,o mB,3,o
mSA,C,7,i mG,7,i Vw
UNIT 3
Fermentation
37
The energy balance is based on 1st law of thermodynamics assuming isothermal operation and no
net work done.
δQ=−∆ H rxn
¿ { 87.50 ×142+36.96 ×0.86 +689.00 ×4.18+ 31.01× 95.15+19.06 ×211.30+ 4.32× 1.34+2.30 × 4.52+7.71× 4.18
}
= ( 536794.08−716003.45 ) kJ
=1.79 ×105 kJ
Taking temperature of cooling water at outlet as 23°C, the requirement would be,
Q=mC p ∆T
1.79 ×105
m=
4.18 ×(23−20)
Component kg/batch
Component kg/batch Penicillin 87.50
Glucose 127.02 Bio mass 31.01
Sulfuric 28.81 Glucose 19.06
Ammonia 15.30 Sulfuric 4.32
PA acid 51.40 Ammonia 2.30
Oxygen 23.33 PA acid 7.71
Water 635.50 Oxygen 3.50
Total 881.36 Water 689.00
Total 844.40
38
Figure 7.4: Summary of mass flow rates of the fermenter
7.4. Storage
7.4.1. Introduction
Since the produced carbon dioxide and remaining oxygen in the fermenter are directly emitted to
the atmosphere, the remaining solid and liquid ingredients are stored in order to be used in the
continuous process.
7.4.2. Data
Table 7.6: Input masses into storage from fermenter
39
8. The Unit Operations – Continuous section
8.1.1. Introduction
Rotary vacuum filters use vacuum to drive the liquid (filtrate) through the deposited cake of solids
and it is a continuous process but they have periodically stop to change the filter cloths. Drum filter
is made by large hollow drum around with the filter medium is fitted. This drum is partially
submerged in a tank of slurry and filtrate sucked through the filter cake by inside the drum while
wash water is spraying to the drum surface. There are several methods used for removing
deposited cake from drum. They are knives, strings, air jet and wires (Svarovsky, 1977).
The input mass flow rates to the continuous section as given in table 6.2.
Mass flow
Component Phase
rate (kg/day)
Biomass Solid 4.90
Penicillin Liquid 13.84
40
Water Liquid 108.98
Glucose Liquid 3.01
Sulfuric Liquid 0.68
Ammonia Liquid 0.36
Phenoxy acetic acid Liquid 1.22
Total - 133
41
Component kg/day
Penicillin 13.84 Component kg/day
Water 108.98 Filter aid 0.15
Bio mass 4.90 Total 0.15
Glucose 3.01
Sulfuric 0.68
Ammonia 0.36
PA acid 1.22 Component kg/day
Total 133.00 Penicillin 13.42
Water 105.85
Glucose 2.92
Sulfuric 0.66
Component kg/day Ammonia 0.35
Bio mass 4.90 PA acid 1.18
Penicillin 0.42 Total 124.40
Water 3.27
Filter aid 0.00
Glucose 0.09
Ammonia 0.01
PA acid 0.04
Sulfuric 0.02
Total 8.75
42
8.2. Cooling Unit
8.2.1. Introduction
Cooling is done to enhance the efficiency of Penicillin purification in the latter stages of the
downstream extraction processes. The inlet to the cooling unit is liquid phase outlet from the
vacuum filter. By applying energy balance the mass flow rate of ammonia is found.
Component kg/day
Ammonia 65.01
Total 65.01
Component kg/day Component kg/day
Penicillin 13.42 Penicillin 13.42
Water 105.85 Water 105.85
Glucose 2.92 Glucose 2.92
Sulfuric 0.66 Sulfuric 0.66
Ammonia 0.35 Ammonia 0.35
PA acid 1.18 PA acid 1.18
Total 124.40 Total 124.40
44
8.3. Acidification
8.3.1. Introduction
In the final product it is necessary to separate penicillin enzyme completely from the impurities.
This is done by extracting penicillin enzyme into an organic phase such as butyl acetate (C 6H12O2) at
low pH values, since penicillin is more soluble in butyl acetate at such pH values than in water. In
order to reduce the pH, acidification is done by adding an acid such as sulfuric acid (H 2SO4).
Table 8.3: The input mass flow rates to the acidifier and densities as adapted from Najafpour 2007
45
Volume calculation
Vi = V P ,i +V W , i+V A ,i +V PAA ,i +V SA ,C ,i +V G , i
m P ,7 ,i m W ,7 ,i m A , 7 ,i m PAA , 7 ,i
+ + +
= ρP ρW ρA ρPAA
+ mSA ,C ,7 ,i mG , 7 ,i
+
ρ SA PG
= 13.42 105.83 2.92 1.18 0.35 1.18
+ + + + +
3.42 1 1.54 1.84 0.597 1.22
Since pH = −log ¿ ¿
Considering the inlet
5.5 = ¿−log ¿ ¿
Inlet ¿ = 10−5.5 mol/L
Similarly outlet ¿ should be = 10−3 mol/L
¿ in sulfuric acid added = 2× Purity × Density
M SA
= 2× 1000× 0.98 ×1.84
mol
98
= 36.80 mol/L
+¿¿
Applying molar balance to H
(Inlet ¿ = Outlet ¿
¿
Therefore
(Inlet ¿ = Outlet ¿
¿
46
m SA , 7 ,i = V s × ρSA
= 3.1 ×10−3 × 1.84
= 5.7 g/day
Applying mass balance to sulfuric acid
m SAC ,, 7 ,i +m SA , 7 ,i = m SA , 7 ,o
m SA , 7 ,o = 0.66 + 5.7 ×10−3
= 0.67 kg/day
Component kg/day
Sulfuric acid 0.01
Total 0.01
8.4.1. Introduction
A centrifugal extractor, also known as an Annular Centrifugal Extractor (ACE) is used to mix
two immiscible liquids and extract the solute from one liquid phase to another. The separation of
phases occurs under gravity by rotating the mixture by means of a rotor. Heavier phase will move
47
towards the wall of the rotor while lighter phase remains close to the axis and thereby the
separation be done.
48
Figure 8.7: Block diagram for centrifugal extraction
Therefore,
49
Component kg/day Component kg/day
Butyl acetate 28.35 Penicillin 13.42
Total 28.35 Water 105.85
Component kg/day Glucose 2.92
Penicillin 12.08 Ammonia 0.35
Butyl acetate 28.35 PA acid 1.18
Total 40.44 Sulfuric acid 0.67
Total 124.40
Component kg/day
Penicillin 1.34
Water 105.85
Glucose 2.92
Figure 8.8: Summary of mass flow rates of the extractor
Ammonia 0.35
PA acid 1.18
8.5. Re Extraction Sulfuric acid 0.67
Total 112.32
8.5.1. Introduction
Penicillin enzyme in the organic phase has to be re extracted into an aqueous phase in order to
form the Penicillin V potassium salt which can then be precipitated. Re extraction is done at neutral
pH where penicillin is more soluble in water than in that of organic fluids (Najafpour 2007). The
extraction is single stage where a mixer and settler mechanism will be employed assuming that
butyl acetate and water are immiscible.
Temperature of solvent = 5 0C
50
water at pH7 = 0.1 (Chemical Eng. II, 2007)
Raffinate Extract
(Organic Phase) (Aqueous phase)
mBA,9,o mP,OP,9,o mW,9,o mP,AP,9,o
UNIT 9
Feed Re extraction
(Organic Phase) Solvent
mBA,9,i mP, OP,9,i mW,9,i
51
m P ,OP ,9 , i = m P ,OP ,9 , o +m P , AP ,9 , i
Considering extraction efficiency
m P , AP ,9 , o = mP ,OP ,9 , i × 90 %
= 12.08 × 90 %
= 10.87 kg/day
Therefore mP ,OP ,9 , o = 12.08 - 10.87
= 1.21 kg/day
Since water and butyl acetate are immiscible
m BA ,9 ,i = m BA ,9 , o
m BA ,9 , o = 28.35 kg/day
Since the extract and the raffinate are in equilibrium
( x¿¿ p)OP = Distribution Coefficient
¿
(x ¿¿ p) AP ¿
mP ,OP , 9 ,o = 0.1
m P ,OP , 9 ,o +mBA ,9 , o
mP , AP , 9 ,o
mP , AP ,9 , o +mW ,9 , o
1.21 = 0.1
1.21+28.35
10.87
10.87+ mW ,9 , o
m W , 9 ,o = 15.73kg/day
Since water and butyl acetate are immiscible
m W , 9 ,i = m W , 9 ,o
m W , 9 ,i = 15.73kg/day
Component kg/day
Penicillin 12.08
Butyl acetate 28.35
Total 40.44
Component kg/day
Water 15.73
Total 15.73 Component kg/day
Penicillin 10.87
Water 15.73
Total 26.61
Component kg/day
Penicillin 1.21
Butyl acetate 28.35
Total 29.56 52
Figure 8.10: Summary of mass flow rates of the re extractor
8.6. Precipitation
8.6.1. Introduction
In precipitation, the penicillin enzyme is reacted with potassium acetate in a mixer settler
equipment, where the following reaction takes place.
Pen-COOK + CH3COOH
Pen-COOH + CH3COOK
Penicillin Acetic Acid
Penicillin Potassium acetate Potassium salt
(Peterfi et al 1999)
Due to the high concentration of Pen-COOK formed, it precipitates until the dissolved concentration
of Pen-COOK is equal to the critical concentration of precipitation at the relavent temperature.
The dissolved Penicillin potassium salt is present in water in the following form.
Pen-COOK Pen-COO- + K+
53
Operation temperature = 5 0C (Heinzel et al 2006)
Critical solubility of Penicillin potassium salt at 50C = 0.0502mol/L (Peterfi et al 1999)
Purity of potassium acetate = 98% (Potassium Acetate 2008)
Density of potassium acetate = 1.57 kg/L (Potassium Acetate 2008)
nPA,10,i
VPA
nPI,10,o n,W,10,o
nP,10,i nA,10,o nK,10,o
nW,10,i nPP,10,o nAA,10,o
UNIT 10
Vi Precipitation Vo
Volume calculation
Vi = V P ,i +V W , i
= m P ,10 , i m W ,10 ,i
+
ρP ρW
= 10.87 15.73
+
3.42 1.00
= 18.91 L/ day
= mP ,10 , i
n P ,10 , i
MP
54
= 10.87× 1000
350
= 31.07 mol/day
From stoichiometry
n P ,10 , i :n PA ,10 ,i = 1:1
Therefore n PA ,10 ,i = 31.07 mol/day
Potassium penicillin formed n PP = 31.07 mol/day
Acitic acid formed n AA = 31.07 mol/day
The total acetic acid formed leaves the precipitator dissolved in water
Therefore n AA ,10,0 = 31.07 mol/day
m AA, 10,0 = n AA ,10,0 × M AA
= 31.07× 60
1000
= 1.86 kg/day
= nPA ,10 ,i × M PA
m PA ,10 ,i
1000× Purity
= 31.07 × 98
1000× 0.98
= 3.11 kg/Day
= m PA,10 , i
VPA
ρ PA
= 3.11
1.57
= 1.98 L/day
Total input volume = VPA + V i
VT = 1.98 + 18.91
= 20.89 L/day
Concentration of penicillin salt = nPP
formed VT
= nPP
VT
= 31.07
20.89
= 1.48 mol/L
The above calculated value exceeds the critical concentration at precipitation. Therefore,
precipitation takes place
Concentration of dissolved penicillin =
0.0502 mol/L (Critical concentration)
salt leaving the precipitator
The above concentration is equal to the concentratios of potassium and penicillin ions
dissolved
Therefore n PI ,10,0 = 0.0502 × V W
55
For the above calculation, the volume of the exit stream is assumed to be equal to the
volume of the water input, since a majority of penicillin precipitates reducing the liquid
volume in the precipitator
n PI ,10,0 = 0.0502 × 15.73
= 0.79 mol/Day
Therefore n K , 10,0 = 0.79 mol/Day
m K ,10,0 = n K , 10,0 × M K
= 39
0.79 ×
1000
= 0.03 kg/day
[ Moles ofinputpenicillin ] =
[ Moles of penicillin + Moles of penicillin
salt precipitated ] [ dissolved ]
n P ,10 , i = n PP ,10 , o+¿n ¿
PI ,10,0
m PP , 10 ,o = n PP ,10 , o × M PP
= 30.28× 388
1000
= 11.75 kg/day
Water content =
¿ potassium mPA ,10 ,i × ( 1−Purity )
acetate
= 3.11× (1-0.98)
= 0.06
56
8.6.4 Energy Balance
Prediction of Formation Enthalpy
According to Perry RH 1934, the heat of formation at the standard conditions is given by the
following equation.
∆ H f 298 = n
68.29 ∑ ¿ ∆ Hi Equation 1
i=1
Where
∆ H f 298 = Enthalpy of formation at 298 K in kJ/mol
n = Number of different atomic groups contained in the
molecule
Ni = Number of atomic group i contained in the molecule
∆ Hi = Numerical value of atomic group i obtained from the
Table 8.8
With reference to Perry RH 1934 and considering the molecular structure of penicillin V as per
Figure 1.1 the following table gives the data regarding heat of formation.
2 29.89
2 82.23
1 -426.72
1 41.87
2 123.34
1 -138.16
2 -133.22
From equation 1
57
∆ H f 298 of PenicillinV = 68.29+ ( 2 ×−76.45 ) + (−20.64 )+ ( 2× 29.89 )
From Hurst and Harrison Method as per Perry RH 1934, the specific heat of a constituent can be
predicted from the following equation.
n
Cp =
∑ ¿ ∆ Ei Equation 2
i
Where
Cp = Molar heat capacity of the component at 298 K in J/mol.K
n = Number of different atomic groups contained in the
molecule
Ni = Number of atomic group i contained in the molecule
∆ Ei = Numerical value of atomic group i obtained from the
Table 8.9
With reference to Perry RH 1934 and considering the molecular structure of penicillin V as per
Figure 1.1 the following table gives the data regarding molar heat capacity.
From equation 2
Cp of Penicillin V at 298 K = ( 16 ×10.89 ) + ( 187.56 )+¿ 13.42) + (2×18.74 ¿+(12.36)
= 427.26 J/mol.K
58
Simillarly
Cp of Potassium acetate at 298 K = 109.38 J/mol. K
Cp of Penicillin salt at 298 K = 448.48 J/mol.K
Cp of Acetic acid at 298 K = 123.1 J/mol.K
Pen-COOK + CH3COOH
Pen-COOH + CH3COOK
Penicillin Acetic Acid
Penicillin Heat Potassium ∆ Hr =
of reactionacetate ∆ H f Products −∆ H f reactants
Potassium salt
(Sinnot RK 2005)
= 75.6 kJ/mol
Since the solubility of Penicillin salt produced is very less, it could be assumed that the entire salt is
in solid form. In addition, the specific heat capacities of solids and liquids remain constant near the
critical temperature of 273 K( Sinnot RK 2005). Therefore it could be assumed that the Cp values
remain constant.
278
From the above calculation, it could be seen that the precipitation of the Penicillin V salt is an
endothermic reaction which absorbs heat. Since precipitation should be carried out at 5 0C or below
59
that temperature, cooling water has to be provided in order to maintain the temperature. The heat
absorbed by the reaction will result in reducing the temperature of cooling water further.
Assuming that
Component kg/batch
Cooling water 139.17
Component kg/day Total 139.17
PP 3.11
Total 3.11
Component kg/day
Potassium ions 0.03
Component kg/day
Penicillin ions 0.28
Penicillin 10.87
Water 15.79
Water 15.73
Acetic acid 1.86
SubTotal 26.61
Pen-COOK preci. 11.75
Total 29.71
60
8.7 Basket centrifugation
8.7.2 Introduction
Basically basket centrifugation is an equipment use centrifugal force to separate solid particles
from liquid. Centrifugation is a process, which solid particles are sediment and separated from a
liquid using centrifugal force as a driving force. Depending on the rotational speed and distance
from the axis of rotation, the centrifugal force can be many times greater than the force of gravity,
allowing even very small particles or particles slightly denser than the fluid to settle. Operations
such as cake filtration, centrifugation, and bed drying are commonly employed for this purpose
(Bloch & Soares 1998).
61
Penicillin ions 0.28
Acetic acid 1.86
Potassium ions 0.03
Water 15.79
Total 29.71
m11,i m11,o
xP,11,i UNIT 11 xP,11,o
xW,11,i Basket Centrifugation xW,11,o
m11,e
xP,11,e
Therefore
m¿ = m out
[mass of penicillin crystals] + [mass of = [mass of penicillin crystals] + [mass of water in
62
penicillin ions] + [mass of acetic acid] + jlkj crystals] + [mass of effluent]
[mass of potassium ions] + [mass of water]
[Mass of inlet water with crystals] = [Mass of outlet water with crystals]+[Mass of
fdnfddf effluent water]
349 349
11.75 x + 0.28 = 11.63 x + 17.04 x Xp,11e
388 388
Xp,11e = 0.02
63
Figure 8.9: Summary of mass flow rates of the centrifuge
8.8.1 Introduction
Drying of pharmaceutical is one of the most sophisticated and expensive process in drying
technology, because pharmaceuticals are often heat sensitive materials, oxidation of the product
can take place in presence of normal atmosphere, and the contamination of the product must be
severely avoid. Fluid bed dryers are more commonly used for drying of penicillin crystals in
pharmaceutical industry.
The penicillin crystals are fluidized by using hot air and heat transfer and mass transfer occur
simultaneously inside the fluidized bed column. Dried product is taken out from the bottom of the
dryer after it comes to desired condition.
Wet solid at 50C is fed to the fluid bed dryer which contains 9% moisture on dry basis and it should
be reduced to 0.5% moisture on dry basis. 11.63 kg of penicillin crystals is the throughput per
batch. It is essentially to obtain a temperature for dried penicillin crystals which is below the
Amount of dust penicillin in outlet gas stream is negligible. Therefore, amount of inlet feed
penicillin crystals is equal to amount of outlet dried penicillin crystals. There is no water loss.
It is essentially assumed that the final solid temperature only rises up to dry bulb temperature
of outlet gas stream.
Heat loss from the wall is taken as 5% of the enthalpy of inlet air (Mujudar, 2004).
64
Average Specific heat capacity of water = 4.2 kJ/kg.K
UNIT 12
Fluid Bed
, Dryer
Notation:
Gg – Mass of dry air
Fs – Mass of dry Penicillin
Amount of water removed form the solids = Total additional moisture in outlet gas stream
11.63 ( 0.09−0.005 )
Gg =
( Y out −0.005 )
65
(0.9885+Gg 0.005)
Y out =
Gg
[ ][ ][ ][ ][
¿ the + ¿ the
input air input solid
stream stream
= ¿ the
output air
stream
+ ¿ the
output
solid stream
Energy
+ loss ¿ the wall ¿
¿ ]
F s H s ,∈¿+G g H g,∈¿=F H + Gg Hg ,out +Q w ¿ ¿
s s ,out
Enthalpy for solid inlet and outlet can be obtained from following equations respectively
H s ,∈¿=¿ ( C ps + X¿ C l ) T s ,∈¿ ¿ ¿
¿
Enthalpy for gas inlet and outlet can be obtained from following equations respectively
H g ,∈ ¿=¿ ( C pg +Y ¿ C l ) T g,∈¿¿ ¿
¿ + λY¿
H s ,∈¿=¿6.14 KJ / kg¿ ¿
H s , out =¿ 24.39 kJ / kg ¿
H g ,∈ ¿=¿ ( C pg +Y ¿ C l ) T g,∈¿¿ ¿
¿ +λY¿
H g ,∈ ¿=¿80.26 kJ / kg¿ ¿
Gg =76.01 kg
67
Absolute humidity at inlet
(0.9885+76.01× 0.005)
Y out =
76.01
= 11.63 ( 0.09−0.005 )
= 0.9885 kg
= 1.0467 kg
= 0.0582 kg
= 76.01× 80.26
= 6100.36 kg
= 76.01× 72.79
= 5532.82 kJ
= 11.63 ×6.14
68
= 71.40 kJ
= 11.63 ×24.39
= 283.63 kJ
This calculation is done as a trial and error method by changing the inlet and out temperature of air
stream to satisfy with required energy to remove water from the penicillin crystals. Then, finally it
Component kg/day
Hot air 76.01
Total 76.01
Component kg/day
Hot air 76.01
Water 0.99
Total 77
69
9. Summary
The summery of the overall mass balance for the entire process is tabulated in the following pages.
Since the plant operates separately on batch and continuous processes in upstream and
downstream processing stages, the mass flow rates are calculated separately for both the processes
70
71
Batch Process
72
Table 9.1: Mass flow rates of the batch process
Component
Carbon Dioxide
Sulfuric Acid
Ammonia
Penicillin
Bio mass
Glucose
Oxygen
Water
Total
1 127.02 28.81 15.30 51.40 23.33 - - 635.50 - 881.36
Line number
73
Continuous Process
Component
Phenoxy Acetic
Potassium
Penicillin crystals
Potassium ions
Penicillin ions
Butyl Acetate
Sulfuric acid
Aetic Acid
Ammonia
Filter Aid
Penicillin
Biomass
Glucose
Water
Total
Acetate
Acid
6 13.84 108.98 4.90 3.01 0.68 0.36 1.22 - - - - - - - 133.00
7 - - - - - - - - - - - 0.15 - - 0.15
8 0.42 3.27 4.90 0.09 0.02 0.01 0.04 - - - - Trace - - 8.75
9 13.42 105.85 - 2.92 0.66 0.35 1.18 - - - - - - - 124.40
10 13.42 105.85 - 2.92 0.66 0.35 1.18 - - - - - - - 124.40
11 - - - - 0.01 - - - - - - - - - 0.01
12 13.42 105.85 - 2.92 0.67 0.35 1.18 - - - - - - - 124.41
13 - - - - - - - 28.35 - - - - - - 28.35
Line number
75
10. List of References
Bloch, H. and Soare, C. 1998, Process Plant Machinery , Second Edition, pp. 631-651.
Haar, L & Gallagher, JS 1978, ‘ Thermodynamic Properties of Ammonia’ ‘J. Phys. Chem’, vol. 7, no. 3,
pp. 635-792.
Heinzle, E, Biwer, AP & Cooney, CL 2006, Development of Sustainable Bio Processes, Kohn Wiley and
Sons Ltd, Chichester.
Laurence, DR & Bennet PN 1980, Clinical Pharmacology, 5th edn, English Language Book Society,
Churchil Lavingstone.
76
Perry, RL 1934, Perry’s Chemical Engineers’ Handbook, 7th edn, McGraw Hill, New York.
Peterfi, SH, Ratakai, G & Peterdi, V 1999, ‘Formation of micro particles of pharmaceuticals by
homogeneous nucleation’, Proceedings of the 14 th International Conference on Industrial
Crystallization, University of Cambridge, pp. 1996-2007. Available from:
<https://books.google.com/books?isbn=0852954247> [21 April 2015].
Potassium Acetate 2008, Pubchem Open Chemistry Data Base. Available from:
< http://pubchem.ncbi.nlm.nih.gov/compound/Potassium_acetate#section=Top> [21 April 2015].
Salivar, CJ, Malverne, Brown, EV & Head, G 1952, Preparation of crystalline potassium penicillin, US
Patent 2 719 149.
Sambamurthi, K & Kar, A 2006, Pharmacutical Biotechnology, New Age International Pvt Ltd
Publishers, New Delhi.
Souders, M, Piedmont & Kalif 1948, Penicillin extraction process, US Patent 2 488 559.
Svarovsky, L 1977, ‘Solid-liquid separation’, Chemical Engineering World, vol. 31, no. 10, pp. 75–79.
Tornqvist, EGM & Peterson, WH 1956, Appl Microbiol. 1956, ‘Penicillin Production by High-yielding
Strains of Penicillium chrysogenum’, Applied Microbiology, vol. 4, no. 5, pp 277-283.
77
Contribution by Team Members
E/09/151 Fermentation
78