Professional Documents
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146 355 1 SM PDF
146 355 1 SM PDF
5–6, 2017
© 2017 Icahn School of Medicine at Mount Sinai. ISSN 2214-9996/$36.00
ORIGINAL RESEARCH
Abstract
B A C K G R O U N D Poor parenting that leads to child maltreatment during adolescence presents a major public
health burden. Research from high-income countries indicates that evidence-based parenting program interven-
tions can reduce child maltreatment. Much less is known, however, about how beneficiaries of these programs
experience this process of change. Understanding the process that brings about change in child maltreatment
practices is essential to understanding intervention mechanisms of change. This is particularly important given
the current scale-up of parenting programs across low- and middle-income countries.
O B J E C T I V E S This study aimed to provide insight into how caregivers and adolescents attending a par-
enting program in South Africa perceived changes associated with abuse reduction.
M E T H O D S Semi-structured interviews were conducted with caregivers and adolescents (n = 42) after
the intervention, as well as observations of sessions (n = 9) and focus group discussions (n = 240 people).
Participants were adolescents between the ages of 10-18 and their primary caregiver residing in peri-
urban and rural program clusters in the Eastern Cape Province of South Africa. Data were coded in Atlas.ti,
and thematic content analysis was conducted.
F I N D I N G S Based on participant perceptions, the Sinovuyo Teen parenting program workshops cata-
lyzed change into practice by creating an environment that was conducive to learning alternatives. It did
so through prioritizing a process of mutual respect, openness, and being valued by others, giving legiti-
macy to a respectful reciprocity and new ways of spending time together that enabled caregivers and teenagers
to shift and normalize more positive behaviors. This in turn led to reductions in physical and verbal abuse.
C O N C L U S I O N S This study’s findings may be of use to policymakers and practitioners who need to un-
derstand how parenting programs support parents and teenagers in increasing positive parenting approaches
and changing potentially harmful practices. It additionally highlights the importance of assessing the ex-
periences of both parents and teenagers attending such programs.
K E Y W O R D S adolescence, child maltreatment, parenting programs, qualitative study, South Africa.
This publication was made possible with resources made available from the Adolescent Well-being Research Program, funded primarily by DFID through
UNICEF Office of Research—Innocenti as well as UNICEF South Africa and the South African government, for facilitating the partnerships that
made this research possible.
This study and intervention are additionally supported by the European Research Council (ERC) under the European Union’s Seventh Framework
Program (FP7/2007-2013) with ERC grant agreement 313421, the John Fell Fund (grant number 103/757), the Leverhulme Trust (grant number PLP-
2014-095), and the University of Oxford’s Economic and Social Research Council Impact Acceleration Account.
Conflict of Interest: J.D. and L.C. were involved in the design of the Sinovuyo Teen program. No profit or financial gain will be made from this program.
All authors had access to the data and a role in writing the manuscript.
From the Centre for Evidence-Based Intervention, Department of Social Policy & Intervention, University of Oxford, Oxford, UK ( JD, RB, LC, BK,
YS, JS, SM); UNICEF Office of Research—Innocenti, Florence, Italy (HL-V, JB); Department of Psychiatry and Mental Health, University of Cape
Town, Cape Town, South Africa (LC); Department of Sociology & Anthropology, Fort Hare University, Alice, South Africa (DN); and Institute of
Criminology, University of Cambridge, Cambridge, UK (YS). Address correspondence to J.D. (Jenny.Doubt@spi.ox.ac.uk).
768 Doubt et al. Annals of Global Health, VOL. 83, NO. 5–6, 2017
September–December 2017: 767–776
Understanding Change in a Parenting Programme
a
In accordance with WHO definition of adolescence as the period of growth that occurs between the ages of 10-19, the term adolescents will be used—or
used interchangeably with teenagers—throughout.16
Annals of Global Health, VOL. 83, NO. 5–6, 2017 Doubt et al. 769
September–December 2017: 767–776
Understanding Change in a Parenting Programme
but also introduced nuanced additions. Analysis re- hectic. But after Sinovuyo she is normal and does
sulted in the emergence of 2 main themes and several listen. But before she did not listen.” [Int8]
subthemes, which are discussed next. Mechanisms of Change.
New Ways of Spending Time Together. Focused time
together was identified as a primary contributor to
R E S U LT S positive relationship change across genders and age
groups (17 of 21 caregivers [CG], 14 of 19 T). Both
The Epidemiology of Violence. caregivers and teenagers noted the practice of spend-
Violence and Discipline. At baseline, both caregiv- ing “special time” together in particular as a “new”
ers (10 of 21) and teenagers (4 of 19) described a high practice at home that resulted from attending work-
level of violence in their homes. They gave frequent shops: “The thing I loved is that we attended as
references to verbal abuse (“shouting”) and physical parents and their children. Not children on their own.”
abuse (“beating”). Physical violence was often asso- [Caregiver, Int31]
ciated with discipline (8), sometimes referred to as “I like that role play that was talking about a
“physical punishment” [Interview (Int) 22], and de- mother that ignores her child and concentrates on
scribed as a routine form of household discipline. Whatsapp. I learned from that activity that my child
Abuse & Stress. Controlling forms of verbal abuse comes first.” [Caregiver, FGD7]
and punishments were described as the most common Related to this, the experience of workshops was
means of communication by teenagers and caregiv- characterized as “fun” by 18 of 19 teenagers—a word
ers alike. Caregivers (12) identified that they did not they used more than any other else to define the
know how to communicate effectively with their teen- program. Caregivers made reference to “playing” and
agers without shouting [Int33]. Some retrospective “laughing” and “talking” (Int3, Int4).
comments from caregivers described physical cur- Workshop observations corroborate “having fun”
tailment as the only means available to them: as a key modality of interaction and the social ad-
hesive effect this had on relationships and group
“If you raise your voice to a child or beat her, she will dynamic. In combination with the structured program
completely ignore you. I was like that before.… For routine of discussion, exploration, practice at home
example, do you see that room divider?… She broke [Int20], and reflection, this modality enabled learn-
it when I beat her. I beat her like I was beating an adult. ing that was different from daily experiences of most
I had a nasty temper…” [Int21] families.
Participants described a process of “mutual un-
In other cases, violent discipline was seen as pro- derstanding” [Int29] and “mutual respect” [Int24],
tection for children against other threats within the allowing them to explore different ways of relating.
home. During validation work, female caregivers ex- This was also apparent in home practice discus-
plained that if the child stops misbehaving, then the sions in which participants (12 CG, 12 T) reported
father will not have to punish them and “the mothers mutually practiced praise: “I learned that I should
will not have to fight for them.” compliment my child when he has done well and he
Some respondents retrospectively described that can do the same to me” [Caregiver, Int9]. Some teen-
conflict at home before the program occurred in re- agers also identified using praise outside the home
lation to family stressors such as food insecurity: to improve other relationships [Int2, Int42].
“When we were hungry, she used to say that we dish New Communication Strategies. Spending time to-
for ourselves. When the young one comes hungry and gether was identified as enabling healthier forms of
wants food, she would tell her that she is busy. And communication: “It has changed. We can spend time
the young one would cry.” [Teenager (T), Int2] together chatting…. We used to greet each other in
A few caregivers (3) contextualized their use of passing.” [Caregiver, Int7]
physical violence in relation to difficult marital re- “The thing I loved the most is learning to spend
lationships causing stress to themselves as individuals time with my mom, becoming close and talking about
“… if I have fought with my husband I should not things.… I never used to want to be at home. But
bring out my stress to the child…. I should not make now I find it important to spend time with a parent
her a punching bag whilst she is an innocent by- and be open with her. And tell her my problems.”
stander.” [Int31]. Parental stress was also described [Teenager, Int36]
by teenagers as a barrier to communication and un- Communication practices were often identified (16
derstanding: “Mom was very confused person and CG, 14 T) as the most notable characteristic of
Annals of Global Health, VOL. 83, NO. 5–6, 2017 Doubt et al. 771
September–December 2017: 767–776
Understanding Change in a Parenting Programme
positive change in caregiver-teenager relationships: Several caregivers applied the same logic to changes
“We share our problems. And that makes us close.” in discipline that involved “shout[ing]”:
[Teenager, Int26]
“We sit down and talk and it is really nice. He “I learned that there is not [a need] to shout to a child
tells me about what goes on at school and he has really in order to get your point across. I should be calm, sit
pushed himself. He even plays cricket, they re- him and gather the facts. So that he could be at ease
ceived a trophy and I would praise him.” [Caregiver, to tell me. I should not raise my voice at him and beat
him. However I must show him that I am disap-
Int5]
pointed in what he did.” [Int41]
Alternative communication patterns were prac-
ticed for the first time in the safe space of the
Replacing Violent Discipline (Caregivers) and Aggressive
workshop. As such they describe something that was
Behaviors (Teenagers). Almost all of the interviewed
different to previous unquestioned practices of com-
caregivers attributed workshop attendance with a re-
munication in households:
duction in verbal abuse (20 of 21), and most referred
to similar reductions in physical abuse (15). This was
“As black people we do not speak of other things. We
do not want to speak to our children about crucial repeated to a significant extent amongst teenagers;
matters. They taught us to communicate with our chil- 11 of 19 reported a reduction in verbal abuse and 9
dren, spend time with them and not side-line them on identified a reduction in physical abuse, although there
issues… . They were very difficult to accept first, because were discrepancies in how these were reported by care-
they are certain things one hides from children… .” givers and teenagers.b
[Caregiver, Int11] “Sinovuyo came with a big thing, because it edu-
cated us as people of a village. It gave us knowledge
Caregivers described previous communication as of thing[s] we had no clue about. Things that
guided by controlling behaviors designed to bolster upbuilds, like how to nurture a child we discovered
parental authority and protect children from “prob- them there in Sinovuyo. Children should be treated
lems”: “…as Xhosas we did not share our problems equally. You must not hassle a child by beating him.”
with our children.” [Int25] [Int39]
Although the practice of these skills was new, some After program workshops, both caregivers and
caregivers (5) and teenagers (3) described an aware- teenagers identified an awareness of stress and the
ness of communication alternatives that predated their opportunity to practice ways of managing stress (by,
workshop attendance: “I joined because I wanted to for example, “taking a pause” [Int1]) as a key con-
change my communication with friends. I used to be tributor to changing patterns of violent discipline (3
a bully against them, but now I no longer do that.” CG, 3 T), with others describing a general improve-
[FGD14, Teenager] ment in anger and stress management (7 CG, 6 T).
New communication patterns included caregiv- Some teenagers (6) reported reductions of aggres-
ers sharing “moods” without vulnerability: “Sinovuyo sive behavior with peers and siblings: “I used to be
taught us that when you share…like when a child aggressive on other kids but now I don’t do that
needs something for school he must not be afraid to anymore.” [Int2]
tell you, and he must get to know what sort of person In interview, several participants (21 of 40) used
you are, even your moods. And you have to ask the language of “right” to describe changes in their
him about the daily activities of school.” [Care- behavior, explaining that they had new “empower-
giver, Int39] ment” [Int15] and confidence (“Perhaps I am the one
Participants identified that better communica- who is changing the character of a child” [Care-
tion improved problem solving (3 teenagers) and giver, Int21]) in carrying behaviors they found to be
planning around risk (6 CG, 4 T). Caregivers high- more positive forward.
lighted new communication strategies as an alternative The challenges of having included 1 caregiver and
to violent discipline (8): “These children are disrup- 1 adolescent from each household may have impli-
tive. But now speaking to him is a priority rather than cations in terms of program diffusion in the household
beating him, because now he listens when you in- as well as the sustained effects of the changes re-
struct him.” [Caregiver, Int1] ported here, especially if the dyad is in the minority
b
Verbal abuse was generally more freely discussed; for example, 42 occurrences of codes for verbal and 27 for physical abuse appear within caregiver
interviews.
772 Doubt et al. Annals of Global Health, VOL. 83, NO. 5–6, 2017
September–December 2017: 767–776
Understanding Change in a Parenting Programme
at home. Ascertaining how the practices described common.”28 Violent discipline and high stress levels
here are sustained (or not) therefore warrants follow- were key and interrelated features of family homes.27
up research. In particular, caregivers contextualized violence as a
A minority of participants reported no change (5 result of limited knowledge of alternatives or as un-
CG, 4 T), and others reported ongoing concern (6 intentional acts arising from feeling overwhelmed. For
CG, 3 T) despite program attendance. These ex- some, violent discipline was an attempt to manage
amples are important to note—not as anomalies to factors they had limited control over, such as food
what has been noted earlier, but as evidence of the insecurity, or to protect adolescents from male house-
varied experience of the program. The consequences hold members.
of this type of experience of parenting interven- A range of structural determinants were identi-
tions requires further research to understand the fied as influencing the nature of familyhood in South
possible effects on participants who did not experi- Africa, and these are important to understand in any
ence desired change. Such research may yield assessment of beneficiary experiences of a parent-
suggestions about the components of parenting pro- ing program. The systemic marginalization of black
grams that could be modified—for example, those South Africans—particularly in former “homeland”
affecting length or delivery—or associated areas of rural areas—remains unreconciled into the demo-
concern including the provision of ongoing social cratic age.29 Along with chronic poverty, this has had
support. acute implications on familial structures30,31 as well
as on perpetuation of violence as a result of
DISCUSSION disempowerment.32,33 Intergenerational poverty, high
levels of unemployment, illness linked to HIV/
The mechanism of change suggested through these AIDS, and poor living standards have been associated
findings implies that participants experienced sig- with stress and frustration.27,34,35 In this study, par-
nificant behavioral changes during and in the 6 ticipants report reliance on informal networks of
months after attending the Sinovuyo Teen program. support (evidenced through references to how the
It is important to note that this study has several household is perceived by other family or commu-
limitations. It is not known whether it is possible to nity members [Caregiver, Int3]), and the importance
generalize these results beyond the sites in the Eastern of the social networks (which provides “tea and food
Cape of South Africa, where the data were col- and… talk” [Caregiver, FGD1]) that have been es-
lected. Though the findings of this study may be tablished through the program. This suggests an
transferable to other LMIC contexts in a limited ca- associated need to preserve a good reputation of their
pacity, the impact of parenting culture and the households in the context of poverty and poor
socioeconomic context in which any program is being infrastructural development to maintain access to
implemented are specific and need to be carefully cali- social support in the event of a crisis, and the use of
brated during the program adaptation stage. physical discipline of children in an attempt to ensure
Additionally, there may be other mechanisms for this.36
change built into the delivery of the program in this Our findings suggest that parenting workshops
trial. Further investigation may help to identify these. allowed caregivers and teenagers to explore alterna-
The self-report nature of the data we collected during tives to harmful behaviors that they already thought
this study is at risk for bias, particularly social de- were damaging. Spending dedicated and focused time
sirability bias. Socially desirable responses may, together, first through the novel experience of at-
however, have been minimized by assurances of ano- tending workshops together and then through
nymity to respondents and by having an external bringing workshop ideas and questions home, created
interviewer who was not involved in screening, re- a forum for positive exchange and different commu-
cruitment, or delivery of the program. nication practices. Workshops were both “safe,”
However, the study also has important findings integrating known aspects such as eating together,
for understanding parenting and parenting support and also characterized by the modality of “fun.” This
in South Africa. As a starting point, our findings do created a fertile environment for thinking critically
reflect a high frequency of child abuse in the Eastern about behaviors and brainstorming and sharing ideas
Cape, and 34% of 16 year olds in South Africa report about how to catalyze change.
been beaten by a caregiver.27 As such they align with The emphasis on “fun” should be understood in
Jewkes’s data on childhood in rural South Africa, relation to families perceiving parenting as a con-
where “… physical punishment was particularly tinued effort toward survival. In particular, parenting
Annals of Global Health, VOL. 83, NO. 5–6, 2017 Doubt et al. 773
September–December 2017: 767–776
Understanding Change in a Parenting Programme
was described by participants as a protective func- grams,” these should rather be understood as “parent
tion shielding adolescents from “problems” over which and adolescent programs” so that the mutual par-
parents had little agency.27 Relevant literature iden- ticipation and benefits are marked from the outset.
tifies that “spending time” is largely understood This is consistent with changes in how caregivers and
through a mutuality of care-chores.27 Reversing fa- adolescents relate, as reported by Bray34:
milial power structures by, for example, encouraging
teenagers to lead adults during workshop physical ex- “…this generation of children—especially young
ercises engages a sense of play and experimentation Africans—is taking advantage of a greater latitude in
as an opportunity to test adult and child boundar- the structures and norms governing family dynamics
ies. Literature supporting the act of “play” as an ideal to nurture relationships that contain certain qualities,
conduit for learning in early childhood may reso- for example trust, open communication, reciprocity and
nate here37 and suggests that fun may be a modality mutual respect.”
worth exploring in the delivery of parenting programs.
Alternative forms of communication were the Positive practices were experienced as “new” in
primary vector through which relationship improve- caregiver-teenager relationships but were actually con-
ments were understood by participants. Literature sistent with personal ideals that had been buried by
from South Africa suggests that caregivers may have poverty and stress. Literature suggests that this prior
had preexisting notions that their previous ap- knowledge may have been overlaid with controlling
proaches were ineffective but were unsure about how behaviors toward others to shore up an eroded sense
to shift these in “an era where corporal punishment of agency.46 Reports of both caregivers and teenag-
is no longer legal, and the absence of something ef- ers practicing these skills outside of the workshop
fective to take its place.”36 However, more research (caregivers) and in friendship groups (teenagers) up
would be useful in developing further understand- to 6 months after attending workshops suggest the
ing in this area, especially as we lack research on potential for the ongoing sustainability of these skills
caregiver-teenager communication dynamics in sub- and some suggestion of confidence in carrying them
Saharan Africa 38 beyond sexual risk taking and forward.
HIV.34,39-42 The findings described here thus resonate with lit-
Caregivers and teenagers reflected on improve- erature from the WHO that reports that “many
ments when they “sat down together” and talked. This evidence-based parenting programs are not specifi-
may reflect potential for nurturing mutual empathy, cally geared toward violence or maltreatment
in contradistinction from authoritarian modes of com- prevention; instead, they are designed to encourage
munication that had been reported before attending healthy relationships, improve parental strategies, and
workshops. Facilitator notes reflect that in 1 rural decrease child behavior problems.”47 These findings
family, 1 teenager was better able to keep his curfew also reinforce why it is important to engage both care-
when his caregiver explained to him the reason for givers and teenagers in evaluating parenting
being home before 6 PM was to bring the cows in. interventions, namely because this methodology sup-
Investing in communication can affect adolescent feel- ports an understanding in dynamic shifts as they are
ings of being respected. Adolescents and caregivers experienced by both parents and teenagers. This in-
described the feature of praise as central to their new cludes gaining insight into ongoing risks that are
way of interacting. In isiXhosa “Ukuncoma reported at home, which may be useful in further re-
ngokugqibeleleyo” suggests that this kind of praise fining programs.
is heartfelt and genuine, with no conditions attached. Further studies may also yield insight into other
The mutual benefit of improved communication possible mechanisms for change—such as the “fun”
reported by both caregivers and adolescents extends element espoused by Clowns Without Borders, which
the notion of a type of respectful reciprocity27 and may not be captured by others who are not experts
may be consistent with the increase in social aware- at helping people to laugh.
ness during adolescent development.43-45 Our findings
suggest that the program gave legitimacy to this reci- ACKNOWLEDGMENTS
procity through enabling caregivers and teenagers to
retrieve a sense of being valued and being able to This publication was made possible with resources
confer value on others in the “fun” space of the work- made available from the Adolescent Well-Being Re-
shop without fearing consequences. Although search Program, funded primarily by DFID through
literature commonly refers to “parenting support pro- UNICEF Office of Research—Innocenti as well as
774 Doubt et al. Annals of Global Health, VOL. 83, NO. 5–6, 2017
September–December 2017: 767–776
Understanding Change in a Parenting Programme
UNICEF South Africa and the South African gov- Int16: 16 April 2016, Teen, M, 10-14 years old, Dyad
ernment, for facilitating the partnerships that made 8, rural
this research possible. Int17: 19 February 2016, Caregiver, F, 51-60 years
The study and intervention are additionally sup- old, Dyad 9, rural
ported by the European Research Council (ERC) Int18: 19 February 2016, Teen, M, 10-14 years old,
under the European Union’s Seventh Framework Dyad 9, rural
Program (FP7/2007-2013) with ERC grant agree- Int19: 19 February 2016, Caregiver, F, 41-50 years
ment 313421, the John Fell Fund (grant number 103/ old, Dyad 10, rural
757), the Leverhulme Trust (grant number PLP- Int20: 19 February 2016, Teen, M, 15-18 years old,
2014-095), and the University of Oxford’s Economic Dyad 10, rural
and Social Research Council Impact Acceleration Int21: 6 February 2016, Caregiver, F, 41-50 years old,
Account. Dyad 11, rural
The caregivers and adolescents who contributed Int22: 6 February 2016, Teen, F, 10-14 years old, Dyad
their time and trusted us to honestly represent their 11, rural
experience of participating in the Sinovuyo Teen par- Int23: 6 February 2016, Caregiver, F, 41-50 years old,
enting program contributed invaluable content to this Dyad 12, rural
study. We are additionally grateful to the many re- Int24: 6 February 2016, Teen, M, 15-18 years old,
search assistants in South Africa and Oxford who Dyad 12, rural
contributed to the execution of this study. Int25: 5 March 2016, Caregiver, F, 51-60 years old,
Dyad 13, rural
A P P E N D I X A N O N Y M I Z E D D ATA Int26: 7 May 2016, Teen, F, 10-14 years old, Dyad
13, rural
Interviews: Int27: 25 April 2016, Caregiver, F, 71-80 years old,
Dyad 14, peri-urban
Int1: 30 March 2016, Caregiver, F, 31-40 years old, Int28: 7 May 2016, Teen, F, 15-18 years old, Dyad
Dyad 1, rural 14, peri-urban
Int2: 30 March 2016, Teen, F, 10-14 years old, Dyad Int29: 27 May 2016, Caregiver, F, 61-70 years old,
1, rural Dyad 15, peri-urban
Int3: 3 March 2016, Caregiver, F, 51-60 years old, Int30: 27 May 2016, Teen, M, 15-18 years old, Dyad
Dyad 2, rural 15, peri-urban
Int4: 3 March 2016, Teen, F, 15-18 years old, Dyad Int31: 16 February 2016, Caregiver, F, 41-50 years
2, rural old, Dyad 16, peri-urban
Int5: 9 March 2016, Caregiver, F, 41-50 years old, Int32: 27 February 2016, Teen, F, 10-14 years old,
Dyad 3, rural Dyad 16, peri-urban
Int6: 9 March 2016, Teen, M, 10-14 years old, Dyad Int33: 29 April 2016, Caregiver, F, 61-70 years old,
3, rural Dyad 17, peri-urban
Int7: 30 March 2016, Caregiver, F, 51-60 years old, Int34: 29 April 2016, Teen, F, 10-14 years old, Dyad
Dyad 4, rural 17, peri-urban
Int8: 30 March 2016, Teen, M, 15-18 years old, Dyad Int35: 16 February 2016, Caregiver, F, 51-60 years
4, rural old, Dyad 18, peri-urban
Int9: 21 March 2016, Caregiver, F, 41-50 years old, Int36: 26 April 2016, Teen, F, 10-14 years old, Dyad
Dyad 5, rural 18, peri-urban
Int10: 2 April 2016, Teen, M, 15-18 years old, Dyad Int37: 16 February 2016, Caregiver, F, 61-70 years
5, rural old, Dyad 19, peri-urban
Int11: 1 May 2016, Caregiver, M, 18-30 years old, Int38: Teen, F, 10-14 years old, Dyad 19, peri-urban
Dyad 6, rural Int39: 9 March 2016, Caregiver, F, 31-40 years old,
Int12: 1 May 2016, Teen, M, 10-14 years old, Dyad Dyad 20, rural
6, rural Int40: 16 March 2016, Teen, M, 15-18 years old,
Int13: 13 April 2016, Caregiver, F, 51-60 years old, Dyad 20, rural
Dyad 7, rural Int41: 21 March 2016, Caregiver, F, 41-50 years old,
Int14: Teen, F, 15-18 years old, Dyad 7, rural Dyad 21, rural
Int15: 13 April 2016, Caregiver, F, 51-60 years old, Int42: 24 March 2016, Teen, M, 10-14 years old,
Dyad 8, rural Dyad 21, rural
Annals of Global Health, VOL. 83, NO. 5–6, 2017 Doubt et al. 775
September–December 2017: 767–776
Understanding Change in a Parenting Programme
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