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fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TII.2018.2821175, IEEE
Transactions on Industrial Informatics
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works independently; hence, some of the interlinked operation time of relays with a lower deployment level of
coordination constraints are relaxed. This feature contributes to dual-setting DOCRs to reduce the level of power equipment
an improved performance in reducing the relays total operation damage, avert the unintentional feeder disconnections or
time. Although a great research attention is dedicated to the nuisance DG tripping, and further improving of the reliability
conventional DOCRs, there are quite a few researches metrics.
conducted on dual-setting DOCRs. As the first attempt in [25], In brief, the main contributions of this paper are:
application of dual-setting DOCRs was proposed to protect the A techno-economic optimal replacement level of dual-
radial distribution networks. It should be mentioned that despite setting DOCRs is attained;
deploying DOCRs to cope with bi-directional power flow issue An efficient multi-objective protection coordination
in DG-mixed networks, the operation time is still long. By strategy is devised for DOCRs;
increasing DG penetration, the complexity of coordination Non-standard coordination process is employed to provide
problem intensifies which results in higher operation times for higher flexibility;
relays. Accordingly, it is contemplated to deploy dual-setting Remarkable reduction in total operation time of relays is
relays that can lower the protection operation time and prevent achieved.
these difficulties. More recently, application of dual-setting The established model lies within a non-linear programming
DOCRs has been interrogated in protecting multiple source fashion which is tackled based on PSO algorithm.
meshed distribution networks [26]. In [27], dual-setting DOCRs
were deployed for protecting a micro-grid capable of operating II. BASIC PRINCIPLE OF DUAL-SETTING DOCRS
in both grid-connected and islanded modes. In all of the
preceding studies, a sensible reduction has been reported in total A. Inverse-Time Characteristics of Dual-Setting DOCRs
operation time of relays. However, the conventional relays are A dual-setting DOCR provides individual and independent
completely replaced with dual-setting DOCRs with no attention protection for both fw/p and rv/b directions. General
to the economic burden of the new scheme. Not surprisingly, representation of these characteristics is:
deployment of dual-setting DOCRs reduces the operation time A
t TDS ( ) (1)
more significantly at the first stages of the replacement levels. IF B
( ) 1
However, the reduction in operation time saturates as the Ip
penetration of dual-setting DOCRs grows. Such an important
where, t represents operation time of each relay, IF denotes
point is overlooked in the previous studies since all the relays
fault current, and A and B are the coefficients of time-inverse
are supposed to be dual-setting DOCRs. This is while, an characteristics. In these relays, independency of the forward
optimal number of these relays in conjunction with the and reverse characteristics relaxes some of the coordination
conventional ones could offer a fast protection task in a cost-
constraints. This feature is the first contribution of dual-setting
effective manner [28]. Devising efficient models for optimal DOCRs in granting efficient and fast response strategies. Also,
deployment of dual-setting DOCRs is of curial significance in standard coordination strategies, the coefficients A and B in
which has not yet been covered in the existing literature.
(1) are assumed to be constant parameters; however in non-
This paper determines an optimal replacement level of
standard coordination approach, A and B are considered as
conventional DOCRs with dual-setting ones. A multi- variables to be optimized besides TDS and Ip. This
objective optimization model is proposed which aims at
countermeasure assists in achieving further reduction in relays
minimizing total operation time of relays through deployment
total operation time.
of optimal number of dual-setting DOCRs. Here, the number
of deployed relays implicitly represents the cost including B. Dual-Setting DOCRs versus Conventional DOCRs
purchase, installation, communication links, and other The protection coordination process mainly refers to
components. Since some of conventional DOCRs are replaced determination of primary and backup pair relays and provision
with dual-setting DOCRs, an efficient protection coordination of enough time difference between their operation times in
strategy is proposed to handle coordination problem in case of different fault conditions. Deploying diverse combinations of
attending both conventional and dual-setting DOCRs. To take dual-setting and conventional DOCRs end in different pair of
the most advantage of dual-setting DOCRs in reducing the primary and backup relays. For the sake of clarity, consider
overall operation time, non-standard coordination process is two scenarios illustrated in Fig. 1. In Fig. 1(a), where all relays
employed. Here, we add a new level of flexibility to the are considered as the conventional DOCRs, for a typical fault
coordination process by optimizing the time-current at point A, R1 and R6 are the primary set and R3 and R4
characteristic of the relays. To tackle the proposed multi- operate as the backup units. The second scenario, shown in
objective optimization model, augmented ε-constraint Fig. 1(a), deals with mixed deployment of conventional and
approach is deployed and Pareto-optimal solution regarding dual-setting relays. In this case, R2 and R6 are dual-setting
the total operation time of relays and the number of deployed relays and the remaining relays are conventional DOCRs. For
dual-setting DOCRs is attained. Next, a fuzzy decision making a similar fault at point A, R1 and R6 are the primary relays. As
process is utilized to determine the compromised solution in R2 is a dual-setting DOCR, the reverse direction of R2 is the
terms of these conflicting objectives. The main feature of the backup relay for R1 and backup of R6 is R4.
proposed model is achieving remarkable reduction in the total What should be emphasized is that the communication link
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among the relays is deployed to minimize the interrupted both C and D are subsets of I and
section by fulfilling selectivity constraints. For instance, CD I (5)
consider Fig. 1(b) where R1 is the primary relay and the CD 0 (6)
reverse direction of R2 is the backup. As can be seen, R3 In regard of dual-setting DOCRs, individual characteristics are
might also be triggered in the backup path for the fault at point employed for both forward and reverse directions. That is:
A. This is while; R3 is not coordinated with R1 which might
Adfw
lead to over-interruption. To avert so, a blocking signal is sent t dfw, f TDS dfw ( ); d D (8)
IFd ,f Bdfw
by R2 to R3 through a communication link; accordingly, R3 is ( fw ) 1
restrained until operation of R2. Ipd
R6
R1 Line 1 R6 R1
Line 1 Adrv
t drv, f TDS drv ( ); d D (9)
A fault A fault IFd ,f B drv
( ) 1
Ipdrv
R2 R5 R2 R5
R3 R4 R3 R4 Security of the protection coordination obligates existence
:DOCR :Dual-setting DOCR
of enough time difference, referred to as the coordination time
(a) (b) interval (CTI) between operation of the main relay and its
Fig. 1. Different deployment scenarios: a) all relays are conventional backup. This requirement is formulated by (10)-(13) for
DOCRs, b) conventional and dual-setting DOCRs are mixed. different combinations of conventional and dual-setting
It is worth mentioning that deployment of DOCRs is a DOCRs:
common practice to cope with bi-directional power flow issue t kfw ,rv t bdrv , k t dfw, k CTI 0; d D , bd BD (10)
in DG-integrated distribution systems. The main concern with
conventional DOCRs is that their operation time is long which t kfw ,b t bcb , k t dfw, k CTI 0; d D , bc BC (11)
could bring about numerous difficulties. In the proposed t kp ,rv t bdrv ,k t cp,k CTI 0; c C ,bd BD (12)
method, some of the conventional DOCRs are replaced with
dual-setting ones for the sake of reducing total operation time t k
p ,b
t b
bc , k t p
c ,k CTI 0; c C ,bc BC (13)
of the relays. Accordingly, bi-directional power flow issue is
resolved as all of the deployed relays are directional. For k th pairs relay, t k denotes the operation time difference
with reference to CTI. In these constraints, bc and bd count
III. THE PROPOSED DEPLOYMENT AND COORDINATION the number of backup conventional DOCRs and backup dual-
METHODOLOGY setting DOCRs, respectively. As well, BC and BD indicate the
A. Objective Functions and Constraints sets of backup conventional DOCRs and backup dual-setting
DOCRs, respectively. Both BC and BD are the subsets of
The main goal is to compromise two objective functions; overall backup relays set, denoted by BR. Mathematical
the first one deals with reducing the total operation time of representations of these constraints are as follows.
relays and the second one decreases the number of deployed
dual-setting DOCRs. As a general wisdom in protection
BC BD BR (14)
engineering, significance of a fast backup protection is equal BC BD 0 (15)
to (or even more than) the primary one [26], [27]. Hence, BR I (16)
concurrent minimization of the primary and backup relays
operation times is aimed here: As each dual-setting DOCR protects both forward and reverse
directions, number of optimization variables is twice the
F operating time t ifw, f / p t irv, f /b, s (2) conventional types, i.e., each of the optimization variables are
f F
i I s S i assessed in both forward and reverse directions as follows.
where and denote the operation times of fw/p and rv/b units TDS min TDS dfw TDS max ; d D (17)
based on dual-setting/conventional DOCRs, respectively.
Moreover, f, i, and s are the indices for fault point, relay, and TDS min TDS rv
d TDS max ; d D (18)
backup relay, respectively. Also, F, I, and S represent the sets of TDS min TDS c TDS max ; c C (19)
fault points, all relays, and backup relays.
The second objective aims at decreasing the number of dual- Ipmin Ipdfw Ipmax ; d D (20)
setting DOCRs. That is: Ip min Ip rv
Ipmax ; d D (21)
d
0 if relay(i)is conventional Constraints (5)-(22) are the main basis for extracting the
ui (4) required settings of standard coordination strategies. In non-
1 if relay(i)is dual-setting standard coordination strategies, coefficients A and B in (7)-
The relays which are conventional types belong to set C and (9) are also specified in the optimization process. Associated
dual-setting relays are defined with set D. Needless to remind that constraints are elaborated by (23)-(28).
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Amin Adfw Amax ; d D (23) process is used to adopt the final solution [31], [32]. For each
objective function, a linear membership function is assumed.
Amin Adrv Amax ; d D (24) 1 ; Fj , Np Fj ,min
Amin Ac Amax ; c C (25) Fj ,max Fj , Np (33)
j , Np ; Fj ,min Fj , Np Fj ,max
B min B fw
B max ; d D (26) Fj ,max Fj ,min
d
0 ; Fj . Np Fj ,max
B min B drv B max ; d D (27) th
where Fj , Np denotes the value of j objective function pertaining
B min Bc B max ; c C (28) to Npth Pareto-optimal solution. Moreover, j , Np represents the
In a case where some relays coefficients are adjustable and corresponding degree of membership function. Considering total
the other ones are fixed, the adjustable ones are determined q+1 solutions, a normalization process is performed on the
optimally in the optimization process and the remaining ones obtained membership function values.
are predetermined fixed values.
j j , Np
n
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considered as 0.1 and 2.5 sec, respectively [18]. Ultimately, it is method is executed. The possible number of dual-setting
assumed that DGs provide fault-ride-through requirement of DOCRs are 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, and 12; so, their
the deployed current-based relays. A cornerstone requirement corresponding percentage would be equal to 0, 8.33, 16.67, 25,
of current-based relays is that their accurate operation 33.33, 41.67, 50, 58.33, 66.67, 75, 83.33, 91.67, and 100%,
necessitates fault current provision by resources for a given respectively. In this way, 13 sub-problems should be evaluated.
period of time. This is referred to as the fault ride-through The obtained Pareto-optimal front is shown in Fig. 3. Both
requirement. Here, it is assumed that current-based protection objectives are treated with a similar importance. Table II
is realized by resources through enough ingredients. represents the obtained results. In Table II, the maximum
Availability of this requirement is a common assumption for membership degree denotes the best compromise solution. As
protection device deployment and setting [36]. can be seen, the optimal deployment percentage of dual-setting
DOCRs is obtained as 41.67%. The solution vector renders R2,
B. Results
R7, R8, R10, and R11 as dual-setting DOCRs. Referring to
The optimal deployment of dual-setting DOCRs is Table II, the proposed procedure decreases the operation time of
assessed in two different scenarios. The considered scenarios relays from 17.8428 to 13.2021 sec. At higher replacement
investigate deployment of dual-setting DOCRs instead of both levels, there is a slight decrease in total operation time of relays.
kind of relays which can or cannot support non-standard This notice is valid for both the fw/p and the rv/b DOCRs. Thus,
coordination process. In the first scenario, the problem is a saturated behavior is observed in protection time reduction
handled based on the standard characteristics while in the (see Fig. 3). For the best compromised solution with 41.67%
second one, the non-standard characteristics are explored. The replacement level, the optimal settings are reported in Table III.
coordination process could be tackled considering single-point
or multi-point faults. In the former way, a three-phase solid 18
fault is considered at the midpoint of each protected line. In
Sum of operation
time of relays (s)
the latter one, in addition to the midpoints, the faults at near- 16
end and far-end of the protected line are also investigated.
1. Scenario I: Standard Coordination Process based on 14
Single-Point Approach
In the base case, all of the DOCRs are conventional relays. 12
0 8.3 16.7 25 33.3 41.7 50 58.3 66.7 75 83.3 91.7 100
Here, TDS and Ip denote the optimization variables and standard % of penetration of dual setting relays (%)
values are assigned to A and B. The obtained settings are Fig. 3. Pareto-optimal front in Scenario I.
reported in Table I. The total operation time of relays in primary TABLE III
and backup processes is 17.8428 sec. To determine the optimal OPTIMAL SETTINGS OF RELAYS IN SCENARIO I WITH 41.67% DEPLOYMENT LEVEL
deployment of dual-setting DOCRs, the augmented ε-constraint Relay
Parameters
No. TDS fw
Ip fw TDS rv Ip rv
TABLE I
OPTIMAL SETTINGS OF CONVENTIONAL DOCRS IN SCENARIO I 1 0.1000 0.1265 - -
Relay Parameters Relay Parameters 2 0.1000 0.1551 0.1913 0.1596
No. TDS Ip (kA) No. TDS Ip (kA)
3 0.1000 0.2178 - -
1 0.2168 0.14 7 0.212 0.0954
4 0.1217 0.2447 - -
2 0.1126 0.1811 8 0.329 0.065
3 0.1 0.2276 9 0.1862 0.1694 5 0.1344 0.2208 - -
4 0.1312 0.2617 10 0.111 0.1987 6 0.1087 0.2173 - -
5 0.2111 0.2123 11 0.1479 0.1203 7 0.1000 0.0986 0.2702 0.0964
6 0.1046 0.2438 12 0.2776 0.0856 8 0.1000 0.0649 0.1812 0.0653
9 0.1000 0.1694 - -
TABLE II 10 0.1000 0.1661 0.1430 0.1661
PARETO POINTS OF DEPLOYMENT OF DUAL-SETTING DOCRS IN SCENARIO I
11 0.1079 0.1007 0.2284 0.0981
Pareto Total Replacement
points operation time of dual-setting 1,Np 2,Np Np 12 0.1000 0.0825 - -
(Np) of relays (sec) DOCRs (%)
1 12.70 100.0 1.000 0.000 0.083 The operation time of the relays is given in Table IV. Not
2 12.70 91.67 0.998 0.083 0.086 only the coordination constraints are met, the operation times of
3 12.72 83.33 0.996 0.166 0.088 individual relays are decreased compared to those reported in
4 12.72 75.00 0.995 0.250 0.090
5 12.80 66.67 0.980 0.333 0.091
Table II. Moreover, Table V reports total operation time of the
6 12.97 58.33 0.947 0.416 0.091 relays for different values of CTI. As can be seen, the optimal
7 13.09 50.00 0.923 0.500 0.091 solution remains almost unchanged for different CTIs. The
8 13.20 41.67 0.902 0.583 0.091
reason is that time characteristics of the overcurrent relays are
9 13.50 33.33 0.843 0.666 0.089
10 15.34 25.00 0.486 0.750 0.061 parallel inverse curves representing different time dial settings.
11 15.77 16.67 0.403 0.833 0.057 Therefore, difference between the curves remains almost fixed
12 16.33 8.330 0.293 0.916 0.050 for different values of CTI. If the coordination constraints are
13 17.84 0.000 0.000 1.000 0.027
fulfilled for a specific CTI, it can be also assured for other
Best
13.20 41.67% 0.903 0.583 0.092 values.
solution
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TABLE VI
OPTIMAL SETTINGS OF CONVENTIONAL DOCRS IN SCENARIO II setting DOCRs are reported in Table VI.
Parameters Parameters
As can be seen, the total operation time of relays is 95.2521
Relay Relay
sec. Having evaluated the multi-objective approach on all
No. TDS Ip (kA) No. TDS Ip (kA) discretized intervals, Table VII specifies Pareto points and the
1 0.3447 0.1363 7 0.3443 0.0935 best compromised solution which has 50.0% deployments level
2 0.2544 0.1551 8 0.4868 0.0649 of dual-setting DOCRs. The solution vector includes R1, R4,
3 0.1925 0.2178 9 0.2819 0.1748 R5, R9, R10, and R12. Doing so, the operation time of relays is
4 0.2538 0.2357 10 0.2458 0.1661 decreased from 95.25 to 45.86 sec. In comparison to the
5 0.3253 0.2057 11 0.2976 0.0946
obtained results in single-point approach, the three-point
6 0.1978 0.2079 12 0.4624 0.0840
method results in an increased percentage of dual-setting
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TABLE XI
DOCRs from 41.66% to 50% for assuring the anticipated PARETO POINTS OF DEPLOYMENT OF DUAL-SETTING DOCRS IN SCENARIO
performance of the protection system. At 50% deployment III
level of dual-setting DOCRs, the optimal settings are Pareto points
Total operation Replacement of
time of relays dual-setting 1,Np 2,Np Np
reported in Table VIII. The operation time of relays at (Np)
(sec) DOCRs (%)
different fault points are also given in Table IX. At this 1 6.0000 100 1.0000 0 0.0645
penetration level, the total operation time of the relays is 2 6.0308 91.67 0.9933 0.0833 0.0695
attained as 45.8644 sec. 3 6.1407 83.33 0.9695 0.1667 0.0733
3. Scenario III: Non-Standard Coordination Process based 4 6.2314 75 0.9499 0.2500 0.0774
on Single-Point Approach 5 6.5387 66.67 0.8833 0.3333 0.0785
Here, in addition to the typical variables TDS and Ip, 6 6.8666 58.33 0.8122 0.4167 0.0793
coefficients of A and B are also included in the optimization 7 7.0686 50 0.7685 0.5000 0.0819
process. Accordingly, the conventional DOCRs are modeled 8 7.2412 41.67 0.7311 0.5833 0.0848
with four optimization variables whereas the dual-setting 9 7.5080 33.33 0.6733 0.6667 0.0865
DOCRs are expressed with eight variables. At first, the 10 8.0632 25 0.5530 0.7500 0.0841
deployment level of dual-setting DOCRs is assumed to be 11 8.7361 16.67 0.4072 0.8333 0.0801
12 9.4453 8.33 0.2535 0.9167 0.0755
0% for which the optimal settings of relays are given in
13 10.6152 0 0 1.0000 0.0645
Table X. In this case, the total operation time of relays is
Best solution 7.5080 33.33 0.6733 0.6667 0.0865
attained as 10.6153 sec. As obvious, a significant reduction
is attained compared to that of the standard approach, say TABLE XII
17.8428 sec at first scenario (see Table II). Therefore, non- OPTIMAL SETTINGS OF RELAYS IN SCENARIO III WITH 33.33% DEPLOYMENT
LEVEL
standard strategy provides more flexibility in procuring
Parameters
efficiently coordinated and fast protection strategy. Table XI Relay fw
represents the obtained results for each of sub-problems. fw Ip
No. TDS TDS rv Ip rv (kA) A fw A rv B fw B rv
(kA)
Here, the optimal deployment level of dual-setting DOCRs is
1 0.3696 - 0.1498 - 1.8954 - 0.8522 -
attained as 33.33% which means 4 replacements of 11.236
2 0.1004 0.1000 0.1885 0.1730 4.3488 0.9215 0.8641
conventional DOCRs with dual-setting ones. For the best 4
compromised solution, R2, R6, R7, and R11 are determined 3 0.1950 - 0.2661 - 1.4945 - 1.0000 -
4 0.1409 - 0.2502 - 5.6486 - 0.8812 -
as dual-setting DOCRs. The obtained solution results in 5 0.2660 - 0.2312 - 2.3581 - 0.9830 -
reduction of relays operation time from 17.8428 to 7.5080 6 0.4055 0.1769 0.2751 0.2487 1.2548 9.6330 0.8887 0.9873
sec. Comparison of the results with those of Scenario I 7 0.2391 0.4926 0.1200 0.0963 3.6642 4.2575 0.7201 0.6887
8 0.3398 - 0.0802 - 4.4693 - 0.9784 -
reveals that although Scenario III has fewer deployment of 9 0.4272 - 0.1925 - 2.2418 - 0.8443 -
dual-setting DOCRs, it leads to 43.13% extra reduction in 10 0.1402 - 0.1772 - 3.9005 - 0.9987 -
total operation time. This observation is supported by higher 11 0.1493 0.2135 0.1200 0.1066 5.7826 5.4004 0.9980 0.6058
12 0.4945 - 0.0919 - 3.0251 - 0.9475 -
flexibility in adjusting the inverse-time characteristics by
relaxing coefficients of A and B to be optimized. At 33.33% TABLE XIII
deployment of dual-setting DOCRs, optimal settings of OPERATION TIME IN SCENARIO III WITH 33.33% DEPLOYMENT LEVEL
optimization variables are reported in Table XII for both Operation times of relays in sec.
Fault (fw/p= forward/primary, rv/b = reverse/backup)
forward and reverse directions. Besides, the operation time location
fw/p rv/b
of relays are given in Table XIII for both primary and R1: 0.1 R11: 0.4
F1
backup protections. R2: 0.1617 R4: 0.4617
TABLE X R3: 0.1787 R2: 0.4787
F2
OPTIMAL SETTINGS OF CONVENTIONAL DOCRS IN SCENARIO III R4: 0.1435 R6: 0.4435
Parameters R5: 0.1 R3: 0.4
Relay F3
R6: 0.2725 R7: 0.5731
No. TDS Ip (kA) A B R7: 0.2285 R6: 0.5285
F4
1 0.1281 0.158 7.5765 0.6262 R8: 0.1 R10: 0.4
2 0.2508 0.1914 1.9936 0.8032 R9: 0.2507 R7: 0.5507
F5
3 0.2375 0.2453 2.4743 0.9748 R10: 0.1383 R11: 0.4448
R11: 0.1764 R9: 0.4764
4 0.1721 0.2599 6.0726 0.9804 F6
R12: 0.1 R2: 0.4
5 0.1623 0.22 3.2781 0.4182
Total 1.9503 5.5574
6 0.1012 0.2431 7.338 0.9856
operation
7 0.2442 0.1001 5.4102 0.7519 time (sec) 0.1625 0.0612 0.4631 0.0611
8 0.2031 0.0782 7.236 0.5103
9 0.2057 0.1883 3.3061 0.5930
In this scenario, three-point coordination is adopted. The
10 0.1747 0.1895 5.0958 0.9906
obtained results associated with 0% deployment of dual-
11 0.1917 0.1074 7.0895 0.9549
setting DOCRs are reported in Table XIV. As can be seen,
12 0.5783 0.0915 8.0303 0.9927
total operation time of the relays is 67.40 sec. Having
4. Scenario IV: Non-Standard Coordination Process based
evaluated the multi-objective approach on all discretized
on Multi-Point Approach
intervals, Table XV specifies Pareto points and the best
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Transactions on Industrial Informatics
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reduction which is depicted in Fig. 4. Herein, Np is 38 and the [2] R. Minciardi and M. Robba, “A Bilevel approach for the stochastic
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1551-3203 (c) 2018 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.