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Surgical Neurology 72 (2009) 369 – 375


www.surgicalneurology-online.com
Technique
Complications of posterior cranial fossa surgery—an institutional
experience of 500 patients
Arvind Dubey, MD a,b , Wen-Shan Sung, MBBS b,⁎, Mark Shaya, MD a ,
Ravish Patwardhan, MD a , Brian Willis, MD a , Donald Smith, MD a , Anil Nanda, MD a
a
Department of Neurosurgery, Louisiana State University Health Sciences Center, Shreveport, LA 71103, USA
b
Department of Neurosurgery, Royal Hobart Hospital, Tasmania, Australia
Received 23 December 2008; accepted 5 April 2009

Abstract Background: The complication of the posterior fossa surgery is seldom described in the literature.
The purposes of this retrospective study are to draw attention to the potential complications
associated with posterior fossa surgery and to critically review the predisposing factors that might
influence the complication rate.
Methods: We undertook a 10-year (1992-2002) retrospective study of all posterior fossa surgery
performed at LSUHSC. A total of 500 patients were obtained from the operation database, and they
were categorized into 5 groups based on the surgical approaches: (1) cerebellopontine angle lesion,
(2) microvascular decompression for facial pain and spasm, (3) cerebellar lesions, (4) Chiari I
decompression, and (5) petroclival lesions. Data collected for analysis included patient
demographics, pathological characteristics of the lesions, and the postoperative complications that
occurred as unexpected and undesirable events that prolonged hospital stay and may require surgical/
medical intervention.
Results: Of the 500 patients reviewed, 220 (44%) patients had tumor resections at the
cerebellopontine angle; 110 (22%) patients had microvascular decompression for trigeminal
neuralgia and hemifacial spasm; 86 (17.2%) patients had cerebellar lesions; 60 (12%) patients had
Chiari I decompression; and 24 (4.8%) patients required transpetrosal approaches for petroclival
lesions. The overall complication rate in our study was 31.8%, affecting 159 patients.
Cerebrospinal fluid leaks were the most frequently encountered, presenting in 65 (13%) patients
followed by meningitis in 46 (9.2%) patients, wound infection in 35 (7%) patients, and CN palsies
in 24 (4.8%) patients. Other complications that were observed to develop almost exclusively in
patients undergoing cerebellar parenchymal tumor resection included cerebellar edema in 25 (5%)
patients, hydrocephalus in 23 (4.6%) patients, cerebellar hematoma in 15 (3%) patients, and
cerebellar mutism in 6 (1.2%) patients. The overall mortality rate related to surgery was 2.6%
occurring in 13 patients.
Conclusion: Posterior fossa surgery involves greater morbidity and mortality and has a wider variety
of complications than surgery in the supratentorial compartment. These complications may be
avoided by careful perioperative planning, strict adherence to aseptic technique, meticulous
microsurgical dissection, proper wound closure, and the judicious use of prophylactic agent. A
thorough understanding of the patient's history, neurological findings, imaging studies, operative

Abbreviations: AVM, arteriovenous malformation; CN, cranial nerve; CNS, central nervous system; CSF, cerebrospinal fluid; CT, computed tomography;
DVT, deep vein thrombosis; EMG, electromyography; LSUHSC, Louisiana State University Health Sciences Center; PE, pulmonary embolism; UTI, urinary
tract infection; VP, ventriculoperitoneal.
⁎ Corresponding author. Department of Neurosurgery, Royal Hobart Hospital, GPO BOX 1061L, Hobart 7001, Australia. Tel.: +61 03 62228869.
E-mail address: wssung@gmail.com (W.-S. Sung).

0090-3019/$ – see front matter © 2009 Elsevier Inc. All rights reserved.
doi:10.1016/j.surneu.2009.04.001
370 A. Dubey et al. / Surgical Neurology 72 (2009) 369–375

anatomy, as well as all potential adverse events associated with the procedure is also essential to
minimize complications.
© 2009 Elsevier Inc. All rights reserved.
Keywords: Posterior cranial fossa; Postoperative; Complication

1. Introduction hydrocephalus, cerebellar hematoma, and cerebellar mutism.


Finally, mortality was defined as postoperative clinical
Anecdotally, many neurosurgeons believe that posterior
deterioration with subsequent death while in hospital.
fossa surgery carries a higher complication incidence than its
supratentorial counterpart. The literature is sparse when
detailing the complication rates in large series of cranio- 3. Results
tomies for the treatment of intra-axial brain tumors [4,7,38].
The pathological characteristics of the lesions found
However, there is no published study to address the issue of
within the posterior fossa and the surgical approaches that
postoperative morbidity and mortality with regard to surgery
were undertaken are shown in Table 1. In total, there were
within the posterior cranial fossa, including tumor resection
500 patients being included in our study; 302 were male
and surgical correction of structural abnormalities such as
(60.4%) and 198 were female (39.6%). Age ranged from 12
microvascular decompression for trigeminal neuralgia and
to 78 years with mean of 52.4 years. In terms of the surgeries
hemifacial spasm and Chiari I decompression. Therefore, the
performed, 220 (44%) patients had tumor resection at the
aims of this retrospective study are to highlight the potential
cerebellopontine angle; 110 (22%) patients had microvas-
complications encountered after posterior fossa surgery and
cular decompression for trigeminal neuralgia and hemifacial
to critically review the predisposing factors that might
spasm; 86 (17.2%) patients had resection of cerebellar
influence the complication rate.
lesions; 60 (12%) patients had foramen magnum decom-
pression for symptomatic Chiari I malformation; and 24
2. Patients and methods (4.8%) patients required transpetrosal approaches for petro-
clival lesions. In the 220 patients harboring cerebellopontine
This study is based on a retrospective review of the
angle tumors, acoustic schwannomas were the most
medical records of patients who underwent posterior cranial
frequently observed in 176 patients, followed by meningio-
fossa surgery between 1992 and 2002 at LSUHSC. From an
mas in 23 patients, and epidermoids in 21 patients. In the 110
operation database, patients who were treated by surgical
patients who underwent microvascular decompression, 98
procedures involved in the posterior cranial fossa for either
patients had trigeminal neuralgia and 12 patients had
the resection of tumors or correction of anatomical
hemifacial spasm. In the 86 patients who presented with
abnormalities were selected for our study. The patients
cerebellar lesions, astrocytomas were found in 23 patients,
were categorized into 5 groups based on the location of the
lesion and surgical approach: (1) cerebellopontine angle
lesions, (2) microvascular decompression for trigeminal Table 1
neuralgia or hemifacial spasm, (3) cerebellar lesions, (4) Pathological characteristics of the lesions involved in posterior fossa in
Chiari I decompression, and (5) petroclival lesions. Data relation to surgical approaches
collected for analysis included patient demographics, n
pathological characteristics of the lesions, and the post-
Cerebellopontine angle lesions 220
operative complications that occurred. We considered post- Acoustic schwannoma 176
operative complication as an unexpected and undesirable Meningioma 23
event appearing after surgery that prolonged hospital stay Epidermoids 21
and may require surgical or medical intervention. Seizures Microvascular decompression 110
Trigeminal neuralgia 98
were not included in our study because most patients had
Hemifacial spasm 12
received prophylactic anticonvulsant treatment before sur- Cerebellar lesions 86
gery, and therefore, its occurrence would not represent a true Astrocytoma 23
complication rate. Other generalized medical conditions that Arachnoid cyst 17
could occur after surgery such as DVT, PE, pneumonia, UTI, Cerebellar convexity meningioma 15
Cerebellar metastasis 14
and sepsis were deemed unsuitable for inclusion because
Hemangioblastoma 11
they would develop outside of the CNS and were not directly Cerebellar AVM 6
related to the surgical procedure. In this study, patients were Chiari I decompression 60
observed to develop the following complications after Petroclival lesions 24
surgery: CSF leak, culture proven bacterial meningitis, Chordoma 13
Meningioma 11
wound infection, CN deficit, cerebellar edema, postoperative
A. Dubey et al. / Surgical Neurology 72 (2009) 369–375 371

Table 2 events that are common to all types of surgical approaches


Summary of complications presented in our series such as CSF leak, meningitis, wound infection, and CN
Types of complication n % palsies, and also includes those complications that are
CSF leak 65 13 specifically related to the surgery on cerebellar tissue such as
Meningitis 46 9.2 posterior fossa edema and hematoma, hydrocephalus, and
Wound infection 35 7 cerebellar mutism. In this article, we evaluate the incidence
CN palsy 24 4.8
of those complications associated with posterior cranial fossa
Cerebellar edema 25 5
Hydrocephalus 23 4.6 surgery as well as review the possible contributory factors
Cerebellar hematoma 15 3 for their occurrence. The management and avoidance of
Cerebellar mutism 6 1.2 those complications are also discussed.
Death 13 2.6
Overall complication a 159 31.8 4.1. Wound infection and meningitis
a
Overall complication is based on the number of patients developed Postoperative infections range from superficial wound
adverse events postoperatively.
infection to deep infections that involve the bone flap or
meninges. Some studies have documented the risk to be
arachnoid cysts in 17 patients, cerebellar convexity menin- approximately 1% to 2% after supratentorial craniotomy
giomas in 15 patients, cerebellar metastasis in 14 patients, [7,30,38]. When compared to our study, 68 (13.6%) of 500
hemangioblastomas in 11 patients, and cerebellar AVMs in 6 patients developed postoperative infections including wound
patients. All 60 patients who presented with symptomatic infection and/or meningitis. The difference in postoperative
Chiari I malformation had foramen magnum decompression infection rates between supratentorial and infratentorial
and duraplasty. As for the 24 patients with petroclival lesions, craniotomy may reflect the general observation that infra-
meningiomas accounted for 11 patients and chordomas tentorial surgeries have a higher rate of CSF leak, which may
accounted for the remaining 13 patients. The frequency and contribute to a higher rate of postoperative infection
incidence rate of the various types of postoperative [4,37,38,43]. Most of the postoperative infections result
complications are demonstrated in Table 2. The overall from contamination of the operative field during the surgery.
complication rate in our study series was 31.8%, affecting Several other factors also increase the risk of infection,
159 patients. Cerebrospinal fluid leaks were the most including persistent CSF leak, foreign body, long surgery,
frequently encountered, presenting in 65 (13%) patients long-term use of steroids, and diabetics [2,30]. Reoperation
followed by meningitis in 46 (9.2%) patients, wound and cytotoxic therapy have also been shown to increase the
infection in 35 (7%) patients, and CN palsies in 24 (4.8%) risk of craniotomy infection [4]. Meningitis can occur, and
patients. Other complications that were observed to develop early diagnosis and isolation of the causative agent with
almost exclusively in patients undergoing cerebellar par- appropriate antibiotic treatment are essential. In general, a
enchymal tumor resection included cerebellar edema in 25 broad-spectrum antibiotic should be administered in the
(5%) patients, hydrocephalus in 23 (4.6%) patients, cere- operating room and in the immediate postoperative period. In
bellar hematoma in 15 (3%) patients, and cerebellar mutism addition, standard sterile techniques, meticulous wound
in 6 (1.2%) patients. The mortality rate related to surgery in closure, and proper wound care after surgery could also
our series was 2.6% occurring in 13 patients. Table 3 shows minimize the risk of a superficial wound infection that could
the frequency distribution of the common postoperative extend to deeper structures leading to re-operation.
complications in relation to surgical approaches.
4.2. Cerebrospinal fluid leaks

4. Discussion Cerebrospinal fluid leakage is a common complication


associated with cranial base surgery, and it accounts for
Sawaya et al [38] classified the complications associated
with craniotomy into 3 major categories: neurological,
regional, and systemic complication. Their classification Table 3
has provided a rational framework for categorizing compli- Frequency of common postoperative complications in relation to particular
surgical approaches
cations associated with neurosurgery. However, in our study,
we mainly focused on neurological and regional complica- CSF Meningitis Wound CN palsy Mortality
leak infection
tions associated with posterior fossa surgery because they
have been observed to occur with much greater frequency Cerebellopontine 23 19 13 16 6
angle lesions
and are directly related to the surgical procedures. The
Microvascular 16 12 9 4 2
complication rate of a particular study depends on the decompression
definition of a complication, the type of study, and the Cerebellar lesions 9 6 8 0 2
referral base of the institution. In our study, the overall Chiari I 11 4 3 0 0
incidence of complications associated with posterior cranial decompression
Petroclival lesions 6 5 2 4 3
fossa surgery is 31.8% (159/500), and this includes adverse
372 A. Dubey et al. / Surgical Neurology 72 (2009) 369–375

25.8% of all complications in our study series, occurring in 24 (4.8%) patients who underwent posterior fossa surgery,
13% of patients undergoing posterior fossa surgery. Leaks and it is the third most common complication following CSF
usually occur in the immediate postoperative period, and leaks and postoperative infection. Postoperative CN deficit
they are clinically evident as clear spinal fluid drainage from usually occurs as a result of nerve retraction, direct injury
the nose, ear, or incisional wound [20,43]. Cerebrospinal during operation, or compromise of its blood supply [24].
fluid rhinorrhea is the result of CSF gaining access to the Postoperative vasospasm can also induce temporary CN
middle ear space through the pneumatized air cell tracts and dysfunction [23]. Depending on the location of the lesions
ultimately draining into the nasopharynx via the eustachian and the surgical approaches, the postoperative CN dysfunc-
tube [20]. Rarely, CSF otorrhea may occur if there is tion may involve CN III to XII [11,37,40]. Cranial nerve III,
tympanic membrane perforation [43]. In the case of IV, and VI are generally less sensitive to manipulation, and
incisional CSF leak, they are often secondary to an recovery typically occurs postoperatively if the nerve's
incomplete watertight dural closure [20]. Several factors continuity is maintained [24]. Injury to these nerves results in
can predispose to CSF leak. Firstly, the size of the tumor diplopia, and the appropriate management will depend upon
appears to have a positive relationship with the incidence of the involvement of the extraocular nerves. Loss of CN IV
CSF leaks because higher rates of CSF leaks were noted in function can be corrected by tilting the head or with prism
the presence of larger tumor [6,22]. Secondly, tumor glasses. Oculoplastic procedures may be necessary to correct
invasion of the dura may make a watertight dural closure persistent diplopia due to CN III or VI injuries [24,32]. Other
impossible [24]. Thirdly, abnormal CSF hydrodynamics treatment options may include vision therapy or patching of
such as hydrocephalus, the presence of blood in CSF, or 1 eye while awaiting restoration of the nerve function [32].
brain edema, can increase intracranial pressure (ICP) and Successful use of the botulinum toxin in the early treatment
may favor the unsuccessful closure of the dural defect of diplopia has also been reported [5]. Cranial nerve V
[24,27]. Furthermore, some believe that aggressive drilling damage is generally well tolerated, with the exception of
and the use of certain surgical approaches may also damage to the V1 division, which mediates the corneal
predispose to CSF leaks [15,37,42]. The early treatment of reflex. Damage to the V1 can cause anesthesia of the cornea,
CSF leakage is imperative because it places the patient at risk and subsequently, it can lead to corneal ulcerations and
of meningitis [2,42]. In general, for incisional leaks, vision loss if adequate lubrication is not instituted [24,43].
conservative management such as wound resuturing, For patients who develop significant cosmetic morbidity
application of pressure dressings, bed rest, and elevation of from facial paralysis as a result of injury to CN VII, several
patient's head are indicated [2,21]. If these actions fail to treatment options are available. In settings of permanently
control the leak, continuous lumbar drainage should be injured facial nerve, neurotization of the spinal accessory
performed [2,20,41]. Although it is a rare occurrence, nerve to the facial nerve or the hypoglossal nerve to the facial
surgical repair may be necessary in patients who fail a trial nerve can be performed to attempt to reinnervate the facial
of spinal drainage [20,21,41]. Cerebrospinal fluid rhinorrhea muscles [24,33,34]. Tarsorrhaphy, botulinum toxin–induced
and otorrhea generally do not respond well to conservative ptosis, or insertion of a gold-weight implant in the upper
management; therefore, early surgical intervention with eyelid may be necessary if there is not adequate eye closure
repacking and cranial base reconstruction is recommended [2,24]. Regular eye lubrication is also required to prevent
[2,21,24,27]. In addition to the treatments of postoperative keratitis. Another major CN morbidity is neurosensory
CSF leak, every effort should be made to prevent the hearing loss. Because of its vulnerable nature, CN VIII is
development of CSF leak. Recent evolution and improve- very sensitive to injury; minimal manipulation can lead to
ment of surgical techniques have significantly decreased the profound deficit, and deafness often occurs despite anatomic
incidence of CSF leakage. Several preventative modalities preservation of the cochlear nerve. In patients with acoustic
have been shown to be effective in preventing the CSF leak. neuroma, the preservation of hearing is critically dependent
An intraoperative Valsalva maneuver may reveal egress of on the tumor size as well as the preoperative hearing status
CSF through the dural defect [28]. If a watertight closure [2,36]. The use of intraoperative monitoring may improve
cannot be achieved, reinforcement with artificial dura, fibrin the chances of hearing preservation; however, hearing rarely
glue, muscle, fat, and fascia packing can help to reduce the improves with surgery [31,44]. Injuries to lower CNs IX, X,
incidence of CSF leak [2,3,24]. Cautious closure of air cells XI, XII occur infrequently after posterior fossa surgery on
with bone wax or fat should be done initially at craniotomy large tumors that distort the nerves and displace them
and again at closure [2,12]. Early recognition and correction inferiorly against the occipital bone [39]. Deficits in lower
of raised ICP are also important because it can predispose a CNs can result in difficulty swallowing and inability to
patient to CSF leakage [20]. protect the airway. In most cases, patients may require
feeding tube placement and a tracheostomy to prevent
4.3. Cranial nerve palsies
aspiration pneumonia until they sufficiently recover function
Cranial nerve morbidity is also commonly encountered [24]. With respect to the prevention, maintaining the
with posterior cranial fossa surgery, and the dysfunction may continuity of the nerve offers the best chance of functional
be temporary or permanent. In our study series, it occurred in recovery. However, CN deficits can still occur despite fully
A. Dubey et al. / Surgical Neurology 72 (2009) 369–375 373

anatomic preservation of the nerve. The ability of intra- existed preoperatively [17]. In our study series, we have
operative neurophysiologic monitoring to enhance neural found that the incidence of new onset postoperative
preservation and to minimize trauma has allowed it to hydrocephalus for patients after posterior fossa surgery is
become an important adjuvant during posterior fossa 4.5%. The development of this de novo hydrocephalus
surgery, and its use has certainly reduced the incidence of seems to result from other postoperative complications such
postoperative CN deficits [25,39,46]. Electromyographic as edema, hematoma, and CSF infection either by direct
monitoring of the facial nerve helps assess functional obstruction of CSF flow or by impairment of CSF
integrity and prevent accidental damage to the nerve. absorption. Intraoperative spillage of blood into the CSF
Intraoperative monitoring of the auditory system for hearing cisterns and subarachnoid space can also cause hydrocepha-
preservation includes auditory brainstem-evoked responses, lus due to blood products clogging the arachnoid villi [26].
direct stimulation of CN VIII, and electrocochleography Other predisposing factors such as prior cranial surgery and
[25,46]. In addition to the seventh and the eighth nerve prior radiation may further increase the incidence of
monitoring, CN XI, X, XI, XII can also be evaluated. postoperative hydrocephalus [13,17]. Postoperative hydro-
Because these nerves have large motor components, needle cephalus usually presents as headache, nausea/vomiting, gait
electrodes within their respective musculature can provide disturbance, or abducens nerve palsy, and in young children,
ongoing EMG recording similar to those obtained with facial it may present as an enlarging cranium, bulging fontanelle, or
nerve monitoring [39]. irritability. It is important to know that postoperative
hydrocephalus may also present as CSF leakage; therefore,
4.4. Other complications
it should be suspected in settings of all CSF leaks to enable
The postoperative complications that occurred most swift optimal treatment [17,24,27]. The prevention of
exclusively in cerebellar parenchymal tumor resection were postoperative hydrocephalus is to prevent other postopera-
posterior fossa edema and hematoma, hydrocephalus, and tive complications such as edema, hematoma, and meningi-
cerebellar mutism with incidences ranging from 1.2% to 5%. tis. However, once hydrocephalus has been diagnosed, VP
Posterior fossa hematoma is almost associated with resection shunting is the definitive treatment.
of the posterior fossa parenchymal brain tumor when there is Finally, in our study series, we observed 6 cases of
an incomplete tumor bed hemostasis or when vascular tumor cerebellar mutism. It is an unusual but well-documented
remains. Patients with postoperative hematomas typically complication of posterior fossa surgery that has been
present in the early postoperative period with altered receiving increased attention in recent years. Cerebellar
consciousness or focal neurological deficit. Early recogni- mutism occurs mostly in children after the removal of
tion with postoperative CT and surgical evacuation of the posterior fossa tumors, although a few adult cases have also
hematoma are essential to prevent permanent neurological been described in the past [8,16,35]. In affected patients, the
damage. However, most hematomas can be prevented by tumors are typically described as large and located in the
meticulous operative technique with complete hemostasis, vermis with occasional extension into the cerebellar hemi-
tight perioperative blood pressure control, and prompt sphere or the fourth ventricle [1,16,18]. Although cerebellar
correction of any coagulopathy [24,45]. mutism may not be restricted to certain tumor pathologies, its
Posterior fossa edema is another postoperative complica- incidence is greatest in surgeries for medulloblastoma
tion, which often results from direct manipulation of the followed by astrocytoma and ependymoma [18]. Mutism
brain tissue. Brain retraction is required to provide adequate has also been reported after surgery on a ruptured cerebellar
exposure of the lesion. However, excessive retraction can AVM and the removal of a cerebellar metastasis [8,14].
lead to tissue damage with subsequent edema. The amount of Patients with cerebellar mutism may become mute from day
swelling is directly related to the length and force of tissue one to several days after surgery; resolution typically occurs
retraction. Postoperative neurological deficits can occur as a within weeks or months. Spontaneous recovery of speech
result of brain swelling. The diagnosis can be confirmed with often follows a pattern, which include severe dysarthria
CT scans once hemorrhage, hydrocephalus, and pneumoce- leading to full recovery of normal speech [16,18]. Several
phalus have been ruled out. Several maneuvers, including hypotheses have been brought forward to explain this
proper patient positioning, hyperventilation, high-dose interesting phenomenon. Some authors have proposed that
corticosteroid, adequate bone removal, CSF drainage, the involvement of the dentate nucleus may be responsible
diuretics, and intermittent retractor placement, can help for the mutism [14,18]. Crutchfield et al [9] suggested that
achieve adequate exposure without excessive brain retrac- the disruption of the dentatothalamocortical pathway might
tion. Preservation of vasculature during surgery, with limited be the cause of postoperative mutism. Others have postulated
coagulation and careful tissue handling, is also important to that injury to the median structures of the cerebellum can
reduce the occurrence of edema postoperatively [24,45]. lead to mutism [10]. Additional reports from Ferrante et al
In views of hydrocephalus, its occurrence in patients who [19] and Nagatani et al [29] have also raised the possibility of
underwent craniotomy for tumor resection is reported as postoperative vasospasm of the cerebellar arteries resulting
10% to 30%. However, there is no well-documented in the temporary dysfunction of speech production. Other
literature concerning whether the hydrocephalus already factors such as the patient's psychological state, post-
374 A. Dubey et al. / Surgical Neurology 72 (2009) 369–375

operative hydrocephalus, or meningitis have also been more detailed definition of complications. As we have seen in
implicated in mutism [10,18,19,35]. Although these are this study, there is a wide range of diseases in the posterior
attractive hypotheses, there is insufficient scientific evidence cranial fossa requiring various surgical approaches. However,
to support them. Therefore, the precise mechanism and there are certain complications that are common to all: These
anatomic basis of cerebellar mutism still remains unclear, include CSF leakage, meningitis, wound infection, and CN
and further research is needed to unravel its nature. The palsies. Our results may not be extrapolated to other
prognosis of cerebellar mutism is generally good with speech neurosurgical institutes; therefore, each center should know
returning in several days to months. However, early their own incidence of complications; in that way, they can
recognition of this syndrome will help warn families of devise specific strategies to prevent their occurrence.
this potential set of distressing yet reversible symptoms.
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