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O Holocausto, o Fascismo e A Memória
O Holocausto, o Fascismo e A Memória
O Holocausto, o Fascismo e A Memória
Dan Stone
The Holocaust, Fascism and Memory
Also by Dan Stone
BREEDING SUPERMAN: Nietzsche, Race and Eugenics in Edwardian and
Interwar Britain
COLONIALISM AND GENOCIDE (co-editor with A. Dirk Moses)
CONSTRUCTING THE HOLOCAUST: A Study in Historiography
HANNAH ARENDT AND THE USES OF HISTORY: Imperialism, Nation, Race and
Genocide (co-editor with Richard H. King)
HISTORIES OF THE HOLOCAUST
THE HISTORIOGRAPHY OF GENOCIDE (editor)
THE HISTORIOGRAPHY OF THE HOLOCAUST (editor)
HISTORY, MEMORY AND MASS ATROCITY: Essays on the Holocaust and Genocide
THE HOLOCAUST AND HISTORICAL METHODOLOGY (editor)
THE OXFORD HANDBOOK OF POSTWAR EUROPEAN HISTORY (editor)
RESPONSES TO NAZISM IN BRITAIN 1933–1939: Before War and Holocaust
THEORETICAL INTERPRETATIONS OF THE HOLOCAUST (editor)
The Holocaust, Fascism
and Memory
Essays in the History of Ideas
Dan Stone
Professor of Modern History, Royal Holloway, University of London, UK
© Dan Stone 2013
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Contents
Acknowledgements viii
Notes 184
Index 241
vii
Acknowledgements
The chapters in this book have been published previously, though they
mostly appear here in a slightly altered form. Their first versions were as
follows:
viii
Acknowledgements ix
This book deals with some of the key problems of modern and contempo-
rary history: intellectuals’ responses to fascism; how to write the history of
the Holocaust; and the relationship between history and memory, especially
with respect to major, traumatic events such as genocide, revolution and
other forms of large-scale social change. It offers a synthesis of discrete but
related themes which together chart the rise of certain key ways of negotiat-
ing the recent past. The historiographical chapters in Part I offer ways into
thinking about the origins and nature of the Holocaust; the essays on fascism
and anti-fascism in Part II are mostly focused on individual thinkers, but in
ways which raise questions about the ideas, fantasies and social trends which
provided the settings and frameworks for Europe’s great mid-twentieth cen-
tury catastrophe; and the final section on memory probes the reasons why
so much contemporary history has been addressed through the concept of
‘memory’ and why this notion remains so hotly contested in today’s debates
over the meanings of the past.
In this Introduction, I will not systematically describe each chapter in
sequence but will address them thematically. For despite their different
focuses, the chapters overlap considerably and provide different points of
access to the big issues of twentieth-century history mentioned in the previ-
ous paragraph. The question of history and memory, for example, is tackled
in several chapters. My argument is that whilst they belong inseparably
together, history and memory are not the same, and they serve different
purposes: analysis and elucidation in the case of the former, identity-
construction and commemoration in the case of the latter. Their tasks
overlap when historical narratives offer a variety of understandings that are
as empathetic as they are dispassionate. Where the Weberian tradition of
Verstehen meets the future-oriented commemorative goals of memory, his-
tory and memory intertwine.1 In Chapter 3, I show that one reason for the
success of Saul Friedländer’s two-volume Nazi Germany and the Jews is that
it combines historical analysis as it is traditionally conceived – especially
with respect to source critique – with a commemorative impulse that lends
1
2 The Holocaust, Fascism and Memory
write about it, and thus argue that it is important for students of the past
to be able to analyse historians’ strategies, for otherwise they fall prey to a
realist fallacy. The latter can be a source of compelling narrative but does not
necessarily indicate to readers that there are alternative ways of understand-
ing how and why things happened in the past or, importantly, that things
could have turned out differently. The more strictly ‘historical’ chapters,
mostly those in Part II, are studies in the history of ideas which are focused
more on reconstructing past ideas than on considering the metahistorical
question of how to do so. But the two concerns are nevertheless still insep-
arable. Indeed, if this book as a whole is subtitled Essays in the History of
Ideas, it is because historiography and methodological questions can – and
should – themselves be historicised, and the surest way of doing so is to con-
sider them as competing ideas, transmitted and debated in the manner of,
say, the history of political thought or of one of the other disciplines which
form the mainstay of the history of ideas.
Beyond this connection of the past and its narration, this book also
brings together themes which share a natural affinity but which tend not
to be studied in conjunction with one another. Most obviously, and highly
surprisingly, fascism and the Holocaust are rarely considered together by his-
torians. On the one hand, this separation is a result of the fact that Nazism
is considered too different from fascism (especially the paradigmatic Italian
Fascism) for the murder of the Jews to seem a defining feature of fascism.
Likewise, and connected to the issue of genocide, many historians argue that
the Nazi state’s obsession with race constitutes a major difference from Italy.
On the other hand, perhaps this divorce is a result of the fall into desuetude
of the concept of ‘fascism’ as it was used in the 1960s, that is, as an explana-
tory framework which regarded fascism as a cynical tool of big business. Or
it could be one aspect of the fallout of the ‘uniqueness’ argument of the
1980s and 1990s, which carefully policed any attempt to connect the Holo-
caust with either other cases of genocide or European traditions of violence
in Europe or in Europe’s overseas colonies. This is a subject that still raises
hackles, albeit with the sentiments of the West German Historikerstreit of
the mid-1980s reversed: now the liberal position advocates contextualising
the Holocaust whereas defending Holocaust uniqueness or unprecedented-
ness has become an increasingly conservative position.7 Whatever the case,
two discrete bodies of scholarly literature now exist: that on fascism tend-
ing more towards social scientific typologising and the search for a generic
definition, which thereby tends also to overlook the particularities of the
Holocaust, and that on the Holocaust which tends to be driven more by
carefully delimited empirical historical analyses of Nazi decision-making or
of Jewish responses.
On the question of the connections between fascism and Nazism, Tony
Judt’s work is worth considering, as his ideas on this subject illustrate the
two different directions that historians have favoured. On the one hand,
Introduction: History and Its Discontents 5
Judt argues that Nazism was different from other varieties of fascism in that
it spoke uniquely to Germans, whereas other fascisms – for example, Italian
or Romanian – ‘operated in a recognisable framework of nationalist ressen-
timent or geographical injustice that was not only intelligible, but which
had and still has some broader applicability if we wish to make sense of the
world around us’.8 In contrast to this notion of the singularity of Nazism,
Judt later goes on to say, quite rightly, that Nazism had ‘a certain European
appeal’. The Nazi idea of Europe, Judt suggests, was one which meant a
‘post-democratic, strong Europe, dominated by Germany, but in which other
countries, Western countries, would benefit as well’.9 As he says, this vision
appealed to many intellectuals in the West. This is a claim which is borne
out by my studies in Part II, which also speak against Judt’s first assertion,
suggesting instead that Nazism was, as Federico Finchelstein puts it, not the
‘ideal type of fascism’ but fascism’s ‘most radical possibility’.10 If this is cor-
rect, then the links between fascism and the Holocaust are perhaps not as
tenuous as many scholars of both subjects think.
Finchelstein, in fact, is one of the very few scholars who have attempted
to bring together the literature on fascism with that on the Holocaust and
to show that the two need not be mutually exclusive. He has pioneered
the study of fascism as a transnational phenomenon, showing how despite
seeming to be an oxymoron – an ultra-nationalist, exclusivist ideology does
not seem the most promising place to look for cross-border cooperation –
the concept of ‘transnational fascism’ actually reveals a good deal about the
aspirations and connections of fascists in the interwar period.11 With respect
to the Holocaust, Finchelstein shows that scholars’ tendency to treat it in iso-
lation from fascism means that they ‘often overlooked the actual ideological
connections between the global intellectual history of fascism and the his-
torical conditions for the Holocaust’.12 These links include the following: the
fact that fascists defined themselves and their community through a radical
exclusion of ‘the enemy’ – as recent literature on the Nazi Volksgemeinschaft
shows, one cannot have the cosy, safe Aryan community without the eradi-
cation of those, that is, the Jews and other so-called pollutants, who would
sully it13 ; the structural violence that was fundamental to fascist ideology and
action, and which reached its most radical conclusions in the death camps;
and, importantly, the fact that actors at the time understood Nazism to be
‘German fascism’ and, thus, that its crimes were, by extension, prefigured in
the very essence of fascism per se.
This ‘radical possibility’ of Nazism is also traceable in reverse, that is to say,
in the history of anti-fascism. Quite large sections of the European popula-
tion were amenable to fascism for various reasons. The threat, or supposed
threat, posed by communism, the strength of irredentist feeling after the
post-World War I settlements and, most of all, the inability of the exist-
ing regimes, especially in the newly created ‘successor states’ of central and
eastern Europe, to respond imaginatively to the economic crisis of 1929
6 The Holocaust, Fascism and Memory
onwards were all grist for the fascist mill. Above all, the feeling – which
is hard to imagine now – that the liberal democracies (in any case a minor-
ity of states in Europe by the mid-1930s) were exhausted and would soon
be overtaken and replaced by more youthful and dynamic fascist regimes
was very widespread, even (or especially) among democracy’s defenders. The
latter feared that they were unable to mobilise the same sort of passionate
defence of their favoured system that the fascists were able to do for theirs.
Yet only the most radical of fellow travellers threw in their lot with the
Nazis. In Britain this is especially clear: where Italian Fascism and Spanish
Francoism both attracted considerable sympathy in the pages of the right-
wing press (and sometimes in certain sections of the left), fewer were
prepared to follow Hitler in a consistent fashion. As Hitlerism itself grew
more radical, so did the number of British apologists for it grow smaller.
Between 1933 and 1938, one could find numerous more or less positive
assessments of the ‘achievements’ of the Third Reich, for example, its clean-
liness, order and apparent unanimity. But after Munich, and certainly after
Prague, only the most hard-line sympathisers remained unbending, and as
soon as war was declared, only a handful of traitors actually stuck out their
necks to the extent that they continued to support Hitler in opposition to
British war aims – and thus left their necks susceptible to the hangman’s
noose.14
What this potted history means is that the history of anti-fascism con-
firms Finchelstein’s argument about fascism: if Nazism was fascism’s most
radical possibility, then anti-fascism reached its apogee in the face of the
growing challenge from Nazism. Where during the period of Italian Fascist
dominance, anti-fascism had been confined (for the most part – there are of
course important exceptions) to sections of the left, as the threat to European
peace grew more acute under Hitler’s influence, so did anti-fascism become
a more likely possibility for many strata within European society, includ-
ing the ‘apolitical’. At the same time as many individuals and groups across
Europe fell prey to the Hitlerite ideology of a ‘united Europe’, so an equal
number realised that they had to try to resist it. Anti-fascism also confirms
the links between fascism and the Holocaust. Especially in the popular liter-
ature that was produced in the United Kingdom and the United States before
and during World War II, the link between fascism and the persecution of
Jews was often made, in ways which might seem surprising today, when the
weight of Holocaust historiography means that it is easy to overlook the
first scholarly analyses which were produced simultaneously with the events
they described. Nazism radicalised both fascism and anti-fascism.
∗
The title of this Introduction, ‘History and Its Discontents’, is meant to work
in several different registers. The first we have just seen – that is, discon-
tent with certain trends in historiography, in particular the isolation of the
Introduction: History and Its Discontents 7
scholarship on fascism and the Holocaust from each other, which is a con-
cern throughout this book but especially in Part I, which deals with the
frameworks of the particular body of historiography concerned with the
Holocaust. Examples of the sorts of concerns currently being expressed by
Holocaust scholars include the following: a dissatisfaction with the focus on
the Holocaust, not necessarily at the expense of other genocides – although
some scholars do think this is an issue – but at the expense of understand-
ing what genocide really is, and why it is not synonymous with mass killing
or the attempt to kill every member of a group (Chapter 2); a worry that
remaining at the level of empirical work might come at the expense of get-
ting to grips with the anthropological revolution of Nazism (Chapter 4); and
discontent with the reifying gaze of positivist historiography and the need
to find a way of historicising the past without objectifying it (Chapter 3).
In each case, I argue for the usefulness of taking such concerns seriously,
whilst always carefully trying to circumscribe their reach.
For these are discontents of a limited sort. They do not suggest that there
are fundamental problems with the historiography of the Holocaust, but
only that such a massive body of sophisticated – often brilliant – histori-
cal scholarship has room for further innovation and theoretical debate.15
Indeed, one could argue that it is precisely where one finds large, complex
bodies of scholarship that the best opportunities for future innovation will
arise rather than, as one might intuitively expect, in fields that are under-
researched.16 There is no question of a fundamental rejection of the status
quo, in the manner of some of the individuals who form the subjects of
Part II of this book. There is no comparison, for example, between current
forms of discontent at historiographical practice on the one hand and the
urgent rejection of the Whiggish view of history, which prevented other-
wise thinking people from recognising the threat posed by fascism in the
interwar years, on the other hand (see Chapter 5). With one proviso: the
comparison works in that it reveals how risky but necessary it is, today just
as in the 1930s and 1940s, to try to go beyond empirical reconstruction and
ask questions of the unconscious or of the ‘deep essence’ of phenomena
such as Nazism. As Chapter 3 shows, the necessity of thinking theoretically
about issues such as the meaning of historicisation is borne out when such
apparently arcane issues unexpectedly acquire importance in refuting logi-
cally and morally dubious ideas. In this instance, Martin Broszat’s insistence
that the traumatic (and, as he hinted, vengeful) memory of the Jewish vic-
tims was incompatible with rigorous historical analysis has been exploded
by Friedländer’s practical reconciliation of historicisation and memory.
That said, it remains worth asking whether we have really overcome what
Dan Diner calls the ‘crisis of historiography’ engendered by the Holocaust
or just chosen not to think about it any more.17 The explosion of archival
research on the Holocaust has been immensely valuable, but this focus has
meant that many of the issues concerning what it all means and how history
8 The Holocaust, Fascism and Memory
constructs and narrates the Holocaust which seemed so pressing in the 1990s
have not been resolved but simply left unaddressed.18 If there is a sense of
urgency in Holocaust historiography, it concerns the extent to which the
gulf between popular commemorations and perceptions of the Holocaust
and the detailed historical knowledge appears to widen even in the face of
efforts to bridge them (for example, through Holocaust education). The ‘cri-
sis’ diagnosed by Diner concerned the internal methods of history itself in
the face of Nazi genocide. That question of historical representation is per-
haps less pressing today as a matter internal to the discipline; as opposed to
thinking innovatively about methodology, few historians reject the histori-
cal attempt to grapple with the Holocaust per se. Instead, there is growing
concern at the contrast between the bowdlerisation of the Holocaust in
the public sphere and its scholarly representation. The former – that is, the
Holocaust in the public sphere – is where concerns over the ‘limits of repre-
sentation’ now primarily reside. And, as Chapter 12 shows, this is especially
true in current political debates concerning the idea of ‘double genocide’
in Eastern Europe or the attempt to make Holocaust commemoration and
education a central pillar of the European Union’s (EU) ‘memory project’.
This mention of popular history is a reminder that this book’s remit goes
well beyond Holocaust historiography to take in some other major themes
of recent historical research, in particular ‘memory studies’. The topic of
‘memory’, as already noted above, has been one of the most productive of
research fields for the last 20 years. The field has developed, in history at any
rate, from a focus on representations of memory at lieux de mémoire (sites of
memory) such as memorials to stress instead the social dimension of mem-
ory. By this is meant the fact that competition over memory – that is, over
whose image of the past prevails in public discourse – is irreducibly about
power. Criticisms of memory studies to the effect that it has stripped social
history of its political charge and has remained interested only in aesthet-
ics or representation have not always been wrong, but memory studies need
not neglect the social and the realities of struggles for power. As the chapters
in Part III indicate, the political context in which contests over control of
memory take place is indeed the key one.
There are, of course, other sources of discontent with the ‘memory dis-
course’ of recent years. Perhaps the most compelling, from a historian’s
point of view, is the claim that the fascination with memory has gone too
far, sometimes going beyond the methodologically unproblematic fact that
memory can be the subject of historical study (how actors in the past cre-
ated, contested and eliminated ‘collective memory’) and instead making
‘memory’ synonymous with ‘history’ or even making ‘memory’ the mas-
ter concept over and above ‘history’. History remains necessary, even when
we are confronted with events which are ‘archive breakers’, that is to say,
events which fundamentally challenge our ability to order them, cognise
their occurrence or turn them into objects of research.19
Introduction: History and Its Discontents 9
By the same token, it is easy to find discontent with the ‘optimistic’ ver-
sion of memory studies, according to which memory studies deals with
reconciliation, overcoming the past and psychic closure. Rather than pro-
moting such desirable outcomes, could it not be that memory is more
likely to fuel the same hatred, division and violence, which brought about
the disasters that are now being ‘remembered’ in the first place? Perhaps
collective memory – especially the sort that satisfies a public need for eas-
ily digested, uncritical narratives about the in-group – risks perpetuating
those same emotions, as well as others, such as resentment, humiliation
and shame?20 Even well-meaning attempts to regulate memory in the public
sphere can end by inadvertently revivifying the trends that such regulation
is designed to dissipate.21 Sometimes forgetting might be the more fruitful
act.22 By contrast, history might – just might – find a way of negotiating
between different, even competing communities and providing dispassion-
ate, non-partisan accounts of the past. This is an idealised version of what
history can achieve, indeed it is one which has largely been dismantled,
thanks to memory studies itself, but still, it is one to which we ought to
pay more than lip service. Even if memorialisation can in fact, as has been
shown empirically, play a valuable role in stabilising societies in transi-
tion, it will not always do so, and such memorialisation in any case needs
to be underpinned by historical research and an agreed version of the
past.23
These are examples of discontentedness with history understood as the
writing of the past, historia rerum gestarum. On a different register are those
discontents, examined in Part II, who objected to the status quo and, in par-
ticular, who did so through advocating what are today considered ‘rejected’
ideologies. This form of discontent could be seen in the late 1930s and the
war years (Chapters 7 and 8) or in the postwar context (Chapter 9). We might
call this a sort of ‘historical discontent’ as opposed to a ‘historiographical
discontent’. The argument in Part II is not just that these individuals and
movements are fascinating footnotes in the history of the twentieth cen-
tury but that the key events of the twentieth century did not emerge out
of nowhere and that, even if one takes a materialistic approach – one for
which I have sympathy, for ideas do not exist in a free-floating sphere and
the reasons why they either become operational or harmlessly dissipate are
not solely related to their intellectual power – events are underpinned by
the intentions and actions of thinking people. The point is not only that
people make history but that they do so in circumstances which are not
of their own making; it is also that ‘thinking people’ think and do things
that are not rational or instrumental, or which, from an ‘objective’ point
of view, run against their own interests. Here ideas, especially ideas of the
proto-fascist, fascist or ‘neo-fascist’ variety, can be of great help in under-
standing the appeal of movements and ways of thinking that would prove
catastrophic not just for their enemies but also for their advocates. Fascist
10 The Holocaust, Fascism and Memory
ideas might not always prove the surest guide to fascism in action, but they
do help to explain why people became fascists and what their hopes and
fears were about the world in which they lived.
As with the historiography of fascism, this claim is also true in reverse,
that is, with respect to anti-fascism. As Chapters 5 and 6 show, the ideas that
drove anti-fascism were just as important to its success, intellectually and
institutionally, as its ability to organise and mobilise campaigners. The war
of ideas over fascism was a key part of the broader war, both before 1939
and from 1939 to 1945. If individuals such as Kolnai or Emily Lorimer can
be labelled as discontents, the label is less about the way in which they per-
ceived society to be moving and more because of their frustration at what
they felt to be the complacency of those around them. In the face of the
fascist threat, such equanimity was, they believed, tantamount to unwit-
ting collaboration. The anti-fascists’ discontent grew out of a sense that all
that the liberal democracies held dear was being betrayed by those who sub-
scribed to their values, precisely because they were unable to appreciate the
severity of the threat facing them.
Many of the key events of the twentieth century, then, have emerged out
of contexts which were created by, and which in turn have further given
rise to, discontents with history. This is true whether one thinks of history
as being synonymous with past events or of history as the account of those
events. For example, fascists objected to the ways in which societies and
cultures had, according to them, become more effete and backward over
time and wanted to ‘recreate’ martial, organically rooted, future-oriented,
racially unified societies – this illustrates how some were discontented with
history as events. And especially when it comes to narrating or explaining
the terrible events of the twentieth century wrought by fascism, history as
the narration of events has bred many discontents, who find not just that the
discipline lacks the tools necessary to take account of such dreadful occur-
rences, but, in some cases, even that the aspirations of history – to totality,
to objectivity, to historicisation – are themselves somehow fascistic in tenor.
My aim in this book is to show that on both grounds, the discontents are
only partially justified.
Fascists in the first half of the twentieth century were often right to diag-
nose problems with their societies; communists and many others did so too.
But where fascists claimed to be dealing in eternal verities – of nation or
race – we can see now that their ideologies emerged out of specific historical
conjunctures: the collapse of the European empires, World War I, colo-
nial violence, the rise of mass society and, above all, the Great Depression.
Whether French leftists radicalised by the Great War or Italian syndicalists
joining together with nationalists to rebel against the liberal mainstream,
the supporters of these traditions which were already emerging before 1914
received a tremendous shot in the arm by the war and subsequent events,
all of which made attacks on bourgeois democracy not only fashionable but
Introduction: History and Its Discontents 11
tries to show that those who fall in the former category of those who dis-
like the current state of affairs are also likely to fall in the second category
of those who dislike the dominant narrative of past events. The same is not
true in reverse, however; critical historiography does not entail sociological
churlishness. Rather, the aim of critical historiography is, or should be, to
inculcate a sense of humility at one’s own fleeting moment on this earth
and an awareness that, since all things must pass, there is little to be gained
from the vanity of certainty.
Part I
Interpreting the Holocaust
1
Beyond the ‘Auschwitz Syndrome’:
Holocaust Historiography after
the Cold War
Lev Rozhetsky was a schoolboy when the Romanian army, the Wehrmacht’s
largest ally, occupied south-western Ukraine. His memoir, recently published
in English translation in the important collection The Unknown Black Book, is
full of terrible stories: girls being tossed into latrines; Jews being tormented,
tortured and shot; dogs growing ‘fat as rams’ on the bodies. The perpe-
trators in this region, usually led by a thin layer of German commanders,
included Romanian gendarmerie and local Volksdeutsche (ethnic Germans).
What Rozhetsky also observed was the involvement of locals, not always in
the murder process itself, but in the looting that accompanied it: ‘Having
caught the scent of booty, all sorts of dirty scoundrels came running from
every direction’, as he put it.1 Another survivor, the student Sara Gleykh
from Mariupol in Ukraine, wrote that ‘The neighbours waited like vultures
for us to leave the apartment.’ The same neighbours then ‘quarrelled over
things before my eyes, snatching things out of each others’ hands and drag-
ging off pillows, pots and pans, quilts’.2 As historian Joshua Rubenstein
notes, in the Baltic region and western Ukraine especially, but generally
throughout Eastern Europe, ‘it was as if the population understood, with-
out much prodding by the Germans, that there were no limits on what they
could do to their Jewish neighbours’.3 From Horyngrad-Krypa in Volhynia,
where Ukrainians armed with axes, knives and boards spiked with nails mur-
dered 30 local Jews, to Kaunas where the famous ‘death dealer’ of the city was
photographed clubbing Jews to death with an iron bar, there is no shortage
of evidence to back up Rubenstein’s claim.
Such narratives, apart from adding to the store of horror, from a historian’s
point of view, also reveal that the dominant historiographical explanations
of the Holocaust need to be rethought. Historical scholarship on the Holo-
caust has been, until fairly recently, under the sway of an analysis that sees
the murder of the Jews as an ‘industrial genocide’, implemented on the basis
of a eugenic worldview that regarded Jews as an inferior ‘race’, and which
came into being in an ad hoc or reactive fashion, as changing circumstances
15
16 Interpreting the Holocaust
in the war narrowed the Nazi regime’s future horizons, necessitating the
urgent execution of a programme that might have looked very different had
Germany won the war.
More recent, micro-historical studies are beginning to reshape this picture.
For some time, historians have put an emphasis on Nazi ‘ideology’, espe-
cially antisemitism, as opposed to ‘structure’, with the aim of proving the
importance of agency and showing that the Third Reich’s leaders believed
what they said.4 But newer studies add nuance to this picture, which appears
too neat. Replacing ‘structure’ with ‘intention’, even if one talks of a ‘mod-
ified intentionalism’,5 offers perhaps too coherent an image of the Third
Reich and how it functioned.6 If the historiographical consensus now seems
to suggest that centre-periphery relations were key to the decision-making
process and that Jewish policy was made on the hoof, but always in the
context of the perpetratrors’ broadly shared antisemitic consensus, it has
also become clear that below the highest leadership stratum, participation
in the killing process itself and its bureaucracy cannot be put down sim-
ply to antisemitism. Plunder and economic gain have again come to the
fore, although, as we will see, in a different way from the interpretations of
the 1960s. And the murder of the Jews, whilst still retaining its significance
as the most urgent and most complete of the Nazis’ genocidal projects, is
increasingly seen as but one of several interlocking and inseparable projects
of genocide.7 This insight in turn leads historians to see the Holocaust in
the context of Nazi empire-building and to ask whether this history might
be connected to earlier histories of European overseas colonialism. On the
one hand, then, the picture is messier – with a wider range of perpetrators
participating for various reasons – and broader – the Holocaust is situated in
the context of broader Nazi demographic schemes and the context of world
history – but without, hopefully, losing a sense of the ideological basis of the
whole project that the Third Reich’s leaders insisted upon and which gave
coherence to the whole process. In what follows, I will pick up these themes
and show how since the end of the Cold War, the ‘discovery’ of Eastern
Europe as the heart of the genocidal process is reshaping our understanding
of the Holocaust.
In Western Europe, our image of the Holocaust centres on Auschwitz-
Birkenau, the infamous death camp that has become an icon of evil. This
fame is quite justified: after all, Auschwitz was, as one historian puts it, the
‘capital of the Holocaust’, where Jews and Romanies from all over Europe
were sent to be killed.8 With its numerous auxiliary camps spread around
the area of Upper Silesia, Auschwitz was also a major centre for slave labour-
based industry (which, economically speaking, achieved little, but caused
unfathomable misery and pain to many tens of thousands of inmates).9
Yet Auschwitz is not synonymous with the Holocaust per se, which was a
Europe-wide phenomenon, much of which appears more akin to colonial
massacres than the iconic image of the death camp; rather, an aptly named
Beyond the ‘Auschwitz Syndrome’ 17
Jews were killed there, and thus the largest victim groups – religiously ortho-
dox Jews from Eastern Europe – are excluded from the most famous symbol
of the Holocaust.16 Historians such as Snyder and Omer Bartov have also
started investigating local ethnic relations before the war in the complex
societies of the Eastern European borderlands, whose ethnic homogeneity
today (a result of the communists finishing off in the immediate post-war
years what Hitler had begun) is a far cry from the melange of populations
that existed before 1939. They show that before the war, many places, such
as western Volhynia, descended from a place of relative ethnic harmony to
‘the battlefield of a multi-sided civil war’ by 1943, ‘with Soviet Ukrainian
partisans, Ukrainian nationalist partisans, Polish self-defense outposts, and
the German police all engaged’.17
This renewed emphasis on plunder and looting is applicable at the macro
level too, not only to individuals. In the 1960s, there was a fashion for the
Marxist idea that Nazism was a creature of big business, that is, the claim
that Hitler was bankrolled by capitalists who unleashed fascism to protect
their interests and to prevent the masses from recognising theirs. In the
wake of the emphasis on ‘race’ and ideology of the last 20 years or so,
that paradigm virtually disappeared. It became clear that the regime con-
trolled big business, not the other way round, and that the leading Nazis
believed in their ideology, especially in what Saul Friedländer calls ‘redemp-
tive antisemitism’.18 In recent years, however, historians have once again
started talking of the Third Reich as a ‘gangster regime’ or as a ‘kleptocracy’,
albeit this time round without assumptions about the priority of economic
motives. Jonathan Petropoulos, for example, remarks that ‘the Nazis were
not only the most notorious murderers in history but also the greatest
thieves’.19 At all levels, individual, institutional, state-led and Europe-wide,
the killing process was accompanied by plunder on a fantastic scale.20
The Holocaust was not driven by economics, but it is clear that the possi-
bility of financial gain was a motivating factor. The Nazis carefully calculated
the value of the goods taken from the Jews at death camps, and they fleeced
occupied countries such as the Netherlands in a remarkably thorough way.
Agencies such as the Einsatzstab Reichsleiter Rosenberg (ERR) were set up to
coordinate the theft of artworks across Europe, and the German population
was rendered complicit in the murders by the distribution of clothes from
dead Jews through the ‘Winter Help’ charity or ‘Jew markets’, such as those
which took place in Hamburg.21 Studies of perpetrators have revealed that
they were not all dyed-in-the-wool antisemites but took part in killing oper-
ations for many reasons, including peer pressure, the influence of alcohol
and the expectations of their comrades and superiors.22 Similarly, the locals
across Eastern Europe were not simply antisemites who killed their neigh-
bours at the first opportunity but people who, in a desperately poor region,
saw the ‘elimination’ of the Jews as a chance to acquire some material goods.
Extermination and enrichment went hand in hand, as all across Europe, at
Beyond the ‘Auschwitz Syndrome’ 19
individual, agency and state levels, greed, corruption and plunder proved
inseparably appealing from the process of murder.23
Antisemitism remains key because it was the regime’s driving force, that is,
the framework that permitted various actors with different motives to come
together. But the complexities of real life mean that we should not be satis-
fied with antisemitism as an explanation; antisemitism had long existed, and
one needs an explanation as to what generated genocide at this particular
point in time, in a region where Jews and Gentiles had co-existed for cen-
turies. One reason, of course, is that the regime and thus the state believed
in the paranoid conspiracy theory that the Jews were colonising Germany
and were a threat to world stability; previously, antisemitism had remained
at the social level. But that explanation concerns only the core of the Nazi
regime and does not account for the continent-wide participation in the
killing process. There are cases of people, such as Metropolitan Sheptytsky,
head of the Greek Catholic Church in Ukraine, who both condemned and
condoned the Nazis at different junctures. One helpful approach is to think
of an ‘antisemitic consensus’: whatever the actual motives of perpetrators,
whether greed or envy or hatred, they knew that the regime was fighting a
‘war against the Jews’ and that they could get away with just about anything
as long as they paid lip-service to this framework.24 As Wolfgang Seibel, one
of the foremost historians of the polycratic organisation of the Holocaust,
observes:
Hitler able to prevent Antonescu from ordering plans to deport the Jews of
the Regat, the ‘old kingdom’ of Moldavia and Wallachia, to be halted as the
fortunes of war began to turn against the Germans, which is why the Jews
of Bucharest mostly survived the war.33 In Antonescu’s understanding of the
world, like Himmler, who entertained negotiations with Jewish groups on
the same basis in the war’s late stages, the Jews were omnipotent; thus, pro-
tecting the Jews of the Regat would, he believed, win him some sympathy
from the Jewish-controlled Allies.34
Romania is exceptional, as although it was firmly within the Germans’
orbit, it remained a sovereign state and was never occupied by the
Wehrmacht. But other countries, such as the Independent State of Croatia
(NDH), often referred to inaccurately as a ‘puppet state’, and Slovakia, under
the rule of ‘clero-fascist’ Jozef Tiso, also to some extent forced the pace of
Jewish policy. In German-occupied Eastern Europe, especially Poland, the
lands of the western Soviet Union, including the Baltic States, Ukraine and
Belarus, historians can now show in great detail how the ‘final solution’
developed in different places at different times as a result of interaction
between local commanders and central directives from Berlin. They also
show that although the Holocaust was a German-led project, there should
be no surprise that throughout Europe it proved possible to mobilise large
numbers in a project of killing Jews.35 The pace of killing was quickened
especially when ‘centre’ and ‘periphery’ met, as when Himmler visited his
men in the field in Ukraine or Lithuania.36 Although it is now clear, as ‘func-
tionalist’ historians long maintained, that there was no single, simple plan
to murder the Jews of Europe and that policy developed reactively and in an
ad hoc manner, on the basis of considerable competition between different
Nazi agencies, it is equally clear that the various perpetrator groups shared
the objective of eliminating the Jews. As historians have analysed in detail
the complex reality on the ground in a series of ‘regional studies’,37 so they
have begun to describe the occupation and population policies the Germans
undertook there as akin to overseas colonialism.
Indeed, few historical debates have been as controversial as that con-
cerning the applicability of the term ‘colonialism’ to the occupation of
Eastern Europe or ‘colonial genocide’ to the treatment of the Slavs and,
especially, the Jews. With the rise of world and transnational history, his-
torians have increasingly been tempted to understand the Holocaust as
one case of genocide among many. ‘Genocide studies’ as a discipline has
itself undergone considerable change in the last decade, mainly thanks to
a renewed focus on the work of Raphael Lemkin, the man who coined
the term ‘genocide’ in his 1944 classic work Axis Rule in Occupied Europe.38
Lemkin argued that the destruction of a people that he termed ‘genocide’
was not synonymous with mass killing. Rather, the process ‘has two phases:
one, destruction of the national pattern of the oppressed group; the other,
the imposition of the national pattern of the oppressor’. Lemkin’s stress on
22 Interpreting the Holocaust
the interaction of two groups and the ultimate overcoming of the one by
the other sounds, as historians have noticed, much like a description of
colonialism. Can the Holocaust be understood as a ‘colonial genocide’?39
First, such an understanding requires finessing the commonly held def-
inition of genocide as state-led mass murder. If genocide occurred in the
European overseas colonies, such as in North America or Australia, it usu-
ally did so without explicit orders from the colonial authorities, even if the
colonial project as such implicitly authorised the process. But the Holocaust
was a state-led crime. Furthermore, attacks on indigenous people in over-
seas colonies were carried out in order to acquire their land. But the Jews
in Europe were for the most part not landowners, and they were a minor-
ity population across the continent (albeit, in Poland, the western Soviet
Union and a few major cities and regions, a substantial one). So, where the
occupation of Eastern Europe and the treatment of the local populations,
especially in Ukraine and Poland, can be seen as akin to colonial treatment
of ‘natives’ – forcing them to live in very poor conditions, eliminating lead-
ership and educated strata, denying cultural expression and restricting food
supply – the way in which the Nazis dealt with the Jews was altogether dif-
ferent and much more radically straightforward. Jews simply had no place
in the Nazi universe.40 Although we now know that surprisingly large num-
bers of Jews survived in forced labour camps that were outside the SS-run
camp system, there can be little doubt that their deaths were merely being
deferred.41
These important differences between the treatment of Jews and Slavs
notwithstanding, many historians have found the vocabulary of colonialism
and imperialism fruitful for thinking about Nazi rule in Europe. From tracing
lines of continuity (in personnel, military practices or ideas about cultural
superiority) from the German colonies, especially Southwest Africa, where
the Herero and Nama people were victims of genocide in the war of 1904–08,
to analysing Hitler’s admiration for British rule in India or the United States’
westward expansion, the Holocaust is increasingly set into a world historical
framework. Although some fear that this process will lead to the Holo-
caust losing its supposed ‘uniqueness’, the cohort of historians that has
done the most to advance comparative ‘genocide studies’ in recent years
(Jürgen Zimmerer, Donald Bloxham, Dirk Moses, Scott Straus et al.) is careful
to stress that, even if one can establish broad frameworks for understand-
ing, this need not come at the expense of the specificity of any particular
event. The argument about colonialism is meant to supplement not replace
other sources for understanding the forces that drove the Holocaust, and
the discussion of the Holocaust in the context of comparative genocide is
not undertaken with the aim of ‘downplaying’ the Holocaust, whatever that
might mean in the context of other terrible atrocities.42
The end of the Cold War and the opening of archives in the former
communist countries has helped to reignite interest in the explosive issues
Beyond the ‘Auschwitz Syndrome’ 23
of slave labour reparations, Nazi gold, victims’ bank accounts and looted
art, now combined with a sophisticated methodological approach to Nazi
perpetrators drawn from management theory with its vocabulary of ‘net-
works’, ‘competencies’ and ‘inter-agency competition’.43 German firms have
opened their archives, and detailed studies of business during the Third
Reich now exist, ranging from company histories (such as Volkswagen or
Deutsche Bank) to analyses of the insurance and banking systems in the
Third Reich. All make clear the extent to which the ‘ordinary’ institutions of
a modern capitalist society functioned, in the Third Reich, as agents of theft,
impoverishment and, ultimately, murder.44 One other function of the end
of the Cold War has been an increasing awareness that the Holocaust was a
transnational phenomenon involving almost every state in Europe. Hence
countries from Portugal to Latvia have established national commissions
into their role in the Holocaust, and hence the decision at the Stockholm
Forum in 2000 to make 27 January ‘Holocaust Memorial Day’. This is by
no means an uncontested decision: as historians expose the continent-wide
dimension of the genocide, so the caricature of Nazism as the product of
‘evil’ that has nothing to do with ‘us’ dissipates and so the resentment at
what many regard as the tarnishing of national honour increases. Nowhere is
this process clearer than in post-communist Eastern Europe, where struggles
over memory have resurfaced after being suppressed by Cold War realities
and where the meaning of World War II is inseparable from the ‘second
dictatorship’ of post-1945 communist rule.
Remarkably, the further we get from World War II, the more its mean-
ing is being contested.45 The end of the Cold War’s brutal stability means
that views that were previously marginal or even lunatic have resurfaced,
and the antifascist consensus on which post-war Europe was built has been
radically challenged. In many countries, that consensus has been more or
less totally dismantled. In Silvio Berlusconi’s Italy, for example, the so-called
‘post-fascist’ narrative that all Italians were victims became the norm. It is
no coincidence that anti-immigrant violence and the politics of celebrity
are notable features of the current Italian scene.46 In Russia, by contrast,
the anti-fascist narrative that provided moral legitimacy to the communist
regimes, sustaining them for longer than might otherwise have been possi-
ble, has been reinforced, albeit in caricatured form. The Great Patriotic War
(the Russian term for World War II, 1941–45) was a source of great pride in
the Soviet Union, and it is thus hardly surprising that Putin and his succes-
sors have tried to maintain its presence at the forefront of Russian minds, as
one of the few sources of national pride.47
In that context, the Holocaust is certainly abused, but it is also brought
to the fore in ways and in places where it was previously unknown or mas-
sively bowdlerised. For example, in museums from Budapest to Tallinn, the
murder of the Jews is often presented as little more than a sideshow com-
pared with the ‘second Holocaust’ of the Hungarian/Estonian people. Here,
24 Interpreting the Holocaust
‘Genocide studies’ involves the scholarly attempt to overcome the claim that
any one case of genocide is unique and to build an analytically rigorous
framework for understanding how and why genocides occur. Despite being
well known today as one of the key sources of inspiration for this field of
study, Hannah Arendt was in fact opposed to the idea that the Nazi murder
of the Jews could be compared to previous atrocities:
For the moral point of this matter is never reached by calling what hap-
pened by the name of ‘genocide’ or by counting the many millions of
victims: extermination of whole peoples had happened before in antiq-
uity, as well as in modern colonization. It is reached only when we realise
that this happened within the framework of a legal order and that the
cornerstone of this ‘new law’ consisted of the command ‘Thou shalt kill’,
not thy enemy but innocent people who were not even potentially dan-
gerous, and not for any reason of necessity but, on the contrary, even
against all military and other utilitarian considerations. The killing pro-
gram was not meant to come to an end with the last Jew to be found on
earth, and it had nothing to do with the war except that Hitler believed
he needed a war as a smoke screen for his non-military killing operations;
those operations themselves were intended to continue on an even more
grandiose scale in time of peace.1
25
26 Interpreting the Holocaust
spiritual but also national leadership); in the field of morality (by attempts
to create an atmosphere of moral debasement through promoting porno-
graphic publications and motion pictures, and the excessive consumption
of alcohol).5
It may seem strange at first to see listed side by side the mass murder of popu-
lation groups and the promotion of pornography and alcohol consumption.
For some scholars, it is already unacceptable to mention the mass murder of
the Jews in the same breath as that of other groups. Yet, Lemkin employed a
logic that is clear in his explanation of what constitutes genocide. Genocide,
according to Lemkin, does not simply mean mass murder – this remains
a common misconception today; the UN Genocide Convention is quite
clear on this point – but can be brought about by various means. ‘Generally
speaking’, Lemkin writes:
and Hans Mommsen, although the notion of ‘factory-line murder’ was also
commonplace in the early studies of the Holocaust. Léon Poliakov, for exam-
ple, devoted a whole chapter of his pioneering study, Harvest of Hate, to
‘the industry of death’ and opened it by asserting that ‘German technical
genius made it possible to set up an efficient and rationalized industry of
death within a few months’.17 But Lemkin also seems to foreshadow the
‘ordinary men’ debate of the 1990s,18 noting that ‘The striking fact emerged
at Nuremberg and at the subsequent trials that most of the defendants had
come from good homes, had had good education and somehow continued
to convey the impressions of normal good citizens. They did not look like
fiends and they used the words “good” and “bad” as if they had the same
meanings for them as for their listeners’ (TNG, 229). This combination of
cold-blooded, scientifically planned mass murder being carried out by men
who were in all respects thoroughly unremarkable (save, in a rather circular
way, that they were perpetrators of genocide) appears to sit uneasily with
the view put forward by Lemkin of Nazism as a radical racist ideology to
which its followers adhered as if it were a deeply held faith. But Lemkin,
writing before these historiographical debates that were to follow, provides
little in the way of analysis in order to unite these potentially contradictory
explanations.
There are other instances where Lemkin anticipates later historiographical
concerns. For example, he devoted considerable space to discussing the
role of the Wehrmacht, a subject that was far from popular at the time
he wrote his manuscript Thoughts on Nazi Genocide, and which still has
the power to provoke strong emotions, as the storm in Germany over the
Wehrmachtsausstellung recently revealed. Lemkin quotes the infamous direc-
tives given by von Reichenau and von Brauchitsch in 1941 and asserts
unequivocably that ‘The Army cooperated closely in the wholesale slaughter
of Jews’ and that ‘Even where the Wehrmacht did not actually participate
in the killings, they assisted by arresting Jews and turning them over to the
Einsatzgruppen’ (TNG, 274). In the 1950s, when most Western governments
were busy finding reasons to exculpate leading Wehrmacht generals leaving
them fit to fight the Cold War against the common communist enemy, these
were brave words.
In another instance, Lemkin refers to a subject that has only very recently
been investigated in detail by historians: the plunder of Jewish property.
Historians have for decades written about the economic isolation of the
Jews in Germany and have discussed in outline the process of ‘Aryani-
sation’. But recently there have been studies of Aryanisation on a local
level that reveal the extent of complicity of ordinary citizens (for instance,
in buying goods at ‘Jew markets’).19 Similarly, the continent-wide scale
of the robbery of Jewish-owned art and property has come under close
scrutiny of late.20 Key to this enormous process of robbery, which was a
Europe-wide and not solely a German effort, was the Einsatzstab Reichsleiter
Raphael Lemkin as Historian of the Holocaust 31
Rosenberg, an outfit that has only been researched in any detail very recently
by historians such as Martin Dean and Frank Bajohr. In the chapter of
TNG entitled ‘Losses’ (again, note the legal framework), Lemkin noted the
importance of this unit. Although Lemkin clearly knew little about it and
offers little information other than the fact of its existence, he nevertheless
showed that he was able to identify certain aspects of the Nazi genocidal
machine – by virtue of the fact that he was interested in processes other
than simply killing – that have started to occupy historians only in the
post-Cold War context of understanding the massive complicity that under-
wrote what previously was seen as solely a German undertaking. Lemkin
noted in the context of the Einsatzstab Reichsleiter Rosenberg that ‘Side by
side with the extermination of “undesirables” went a systematic looting of
artworks, books, the closing of universities and other places of learning,
the destruction of national monuments’ (TNG, 299). Again, it is because
Lemkin had a concept of cultural genocide that he was as sensitive to these
aspects of Nazi occupation as he was to the mass murder that they had
committed.
There are then several themes in Lemkin’s work that connect with recent
trends in the historiography of the Holocaust: the ‘return of ideology’, the
role of the Wehrmacht and agencies other than the SS in the genocide, the
theft of Jewish property across Europe, Nazism as a ‘political religion’, the
genocide of the Jews being only one aspect of Nazi ambitions where ‘pop-
ulation policy’ was concerned, the links between Nazi genocide and other
genocides. But it is the last two that mark Lemkin’s real achievement as a
historian of the Holocaust.
On population policy, the favour with which Lemkin’s work is currently
viewed is soon explained. Lemkin set out quite clearly that Nazi genocide
was one of the most clear-cut examples of stated intention that one could
hope to find: ‘Seldom in history has a murderer so cynically announced his
intentions as did the Nazis. With them, murder was neither defence nor did
they try to masquerade it in any way. They intended to do away with the
Jews, the Gypsies, the “inferior” races like the Poles and other Slavs – with
the exception of the strong, dumb workhorses’ (TNG, 154). But he under-
stood what we know as the Holocaust only in the broader context of Nazi
demographic plans: ‘The Nazis were out to eliminate not only groups of peo-
ple like the Jews, but to destroy all the inhabitants of an area, along with all
their cultural manifestations, in order to create “space” for their own peo-
ple’ (TNG, 168); ‘Genocide was not restricted to extermination of the Jewish
people or the Gypsies. It was applied in different forms to Yugoslavia, to
the non-German inhabitants of Alsace-Lorraine, to the people of the Low
Countries and of Norway. The technique varied from nation to nation, from
people to people. The long-term aim was the same in all cases’ (TNG, 171).
The example of the Holocaust, then, which many scholars see as unique, sug-
gested to Lemkin by contrast not only that mass killing is not the only way
32 Interpreting the Holocaust
to carry out genocide but also that ‘genocide’ rather than ‘mass killing’ is the
more helpful ordering category. Thus he subsumed the attacks on the vari-
ous occupied people of Europe under that term, without seeing the different
approaches to those peoples taken by the Nazis as of prime importance.21
Nazi policies as a whole led Lemkin to argue, at the very start of Axis Rule,
that ‘The picture of coordinated German techniques of occupation must lead
to the conclusion that the German occupant has embarked upon a gigantic
scheme to change, in favour of Germany, the balance of biological forces
between it and the captive nations for many years to come.’22
The most significant aspect of his analysis of Nazi genocide, then, is the
fact that at every turn Lemkin does not distinguish between the fate of the
Jews (‘the Holocaust’) and that of other victims of Nazism; rather, he sees
Nazi genocidal policy as a unitary phenomenon, although he does distin-
guish between ‘racial genocide’ such as characterised the genocide of the
Jews and the Gypsies, and ‘national genocide’, as was committed with the
aim of acquiring Polish, Russian and Ukrainian territory (HC, 1–2). For exam-
ple, when discussing the establishment of extermination camps and slave
labour plants Lemkin notes that ‘These two plans were inconsistent because
a Jew consigned to the gas chamber was a worker lost and because the con-
ditions in which slave workers were forced to live ensured that they would
not be fit to work for very long.’ Lemkin does not see the fate of the Jews
as somehow ‘special’ or separate from broader Nazi ambitions of reshaping
Europe’s demography through radical measures of extermination, expulsion
and forced resettlement. Similarly, Lemkin devotes considerable space to the
fate of Soviet Prisoners of War (POWs) under the Third Reich (TNG, 99–102)
and civilians (TNG, 102–110).
Lemkin’s picture of the Holocaust, then, was one that was based on
immensely detailed knowledge of the occupation regimes, especially their
legal frameworks. He relied heavily on official Third Reich publications, such
as the Reichsgesetzblatt (Reich legal code), and corresponding publications
from German-occupied and Axis lands, such as the Romanian Monitorul ofi-
cial or Vichy France’s Journal officiel de la République Française. In quoting
the Polish Fortnightly Review, he showed his awareness of the extermination
of the Jews in death camps and stated plainly that ‘The rounding up of
the Jews in all the occupied countries and deporting them to Poland for
physical extermination is also one of the main tasks of the Gestapo and SS
units.’23 Many of the characteristics of Nazi rule that Lemkin identified have
become key to the historiographical debates that have raged ever since. But
perhaps Lemkin’s most original contribution, and one that is really only now
being appreciated, is his inclusion of the murder of the Jews in a wider pol-
icy for the demographic reshaping of Europe. Historians such as Götz Aly,
Debórah Dwork and Robert Jan Van Pelt have shown the extent to which
the genocide of the Jews was part of a broader plan for the ‘resettlement’
of ethnic Germans and the expulsion of the murder of millions of Slavs,
Raphael Lemkin as Historian of the Holocaust 33
the Jews illustrated not a ‘unique’ occurrence but a phenomenon that had a
long and ignoble history.
However, Lemkin was of course not the only person writing on the
genocide of the Jews at this time. Although, as many historians have noted,
the first decade or so after the war were marked by a striking silence on
the issue where professional historians were concerned – in contrast to the
efforts of survivor groups to produce memoirs and Yizker-Bikher, or main-
stream society to find ways of not talking about it – there were nevertheless
some attempts made to open a scholarly discussion of what was naturally
still a raw and emotionally debilitating open wound. Indeed, Lemkin himself
relied heavily on the works of some of these scholars, such as Max Weinreich
and Joseph Wulf, in his own research.
For example, the publications of the New York-based Institute of Jewish
Affairs (IJA) are proof that it was possible, from the late stages of the war
onwards, to produce balanced and clear assessments of what was occur-
ring under Nazi rule without underestimating the extent of the catastrophe.
Gerhard Jacoby’s 1943 discussion of the occupation of the Czech lands is
a case in point. Like Lemkin, Jacoby relied heavily on a legal framework
in order to make sense of what was going on. And he did not shrink from
portraying the extent of the Jews’ suffering. Much of the book is taken up
with a sophisticated rendering of the gradual process of the appropriation of
Jewish property and the deprivation of the Jews’ legal existence in Bohemia
and Moravia, leading step by step to the ‘complete physical extinction’ of
the Jews, ‘in full accord with the example of Germany itself’.25 Jacoby pro-
vides an in-depth analysis of the decrees and various offices involved in this
process and notes the ‘legal’ organisation of a ‘racial state’: ‘The Nazi mas-
ters of the Protectorate did not neglect the final steps of liquidating the Jews
of Bohemia-Moravia “legally”, as well as in fact.’ But he finally also notes
the inevitable failure of the racial principle for ordering society: ‘The racial
caste state could not form the basis of an organized society; Nazism could
accomplish only organized annihilation.’26 In 1943, this understanding of
the centrality to Nazism of race and law as intertwined principles was quite
an original insight. Lemkin was not the only one to make it.
Nor was he the only one to articulate with clarity what was happening to
the Jews and why. It has been well established that in the liberal democracies
the idea that the Jews were being exterminated was hard to grasp because
of the history of World War I terror propaganda and because (according to
some historians) the targeting of particular groups for no reason other than
their membership of that group ran counter to the ‘liberal imagination’. The
publications of the IJA sought to dispel these comforting thoughts, and to
drive home the racist principles on which Nazism lay, and the consequences
to which this state-led racism had led. In his study of the persecution of the
Jews, Boris Shub, the Editor of the IJA, spoke in a most unambiguous way
about the annihilation of the Jews and argued that ‘Only about 8 percent of
Raphael Lemkin as Historian of the Holocaust 35
the Jewish dead [of 3,000,000] have fallen in actual warfare. The other died
because they were Jews.’ And he put forward a description that comes close
to Lemkin’s notion of ‘cultural genocide’:
Finally, for the 3,300,000 who may still be alive, even the spiritual con-
solation of their faith and their way of life has been ruthlessly assaulted.
Their schools have been closed down, their libraries, museums and other
cultural treasures plundered, their synagogues destroyed or desecrated.
And with each day of continuing war, the threat of total extermination,
so often voiced by Hitler and his lieutenants, comes closer to fulfilment.27
After the war too, the foundations were laid for later Holocaust historiog-
raphy, in the pioneering works of Philip Friedman, Gerald Reitlinger, Léon
Poliakov, Joseph Tenenbaum, Samuel Gringauz and others. In this respect,
Lemkin was not the only trailblazer. But all of these other scholars identi-
fied a Jewish tragedy and not a general Nazi policy of genocide of which the
Holocaust was part.
Lemkin was of course quite correct to note that the Nazi assault on
the Jews was only one part of the occupation regime, albeit ‘one of the
main objects of German genocide policy’ for they ‘are to be destroyed
completely’.28 The extent of the persecution of Romanies, Poles, Yugoslavs,
Russians, Serbs and other nationalities by the Germans is horrifying and
has rightly become a significant part of the historiography of World War II.
Where Lemkin challenges contemporary orthodoxy is in his implication
that the notion of a ‘Holocaust’ as a specifically Jewish tragedy makes no
sense because the genocide of the Jews was just one aspect of a broad Nazi
demographic plan based on racial fantasies. Most historians of the Holo-
caust would probably respond by noting that Lemkin’s portrayal does not
sufficiently indicate the depth of feeling, the passionate belief, held by the
leading Nazis, that the Aryan struggle against the Jewish Gegenmensch held
the key to Germany’s redemption. As early as 1935, Aldous Huxley noted
that ‘in Nazi Germany, the sacramentum, or oath of allegiance, has taken on
all the religious significance it had in Rome under the Empire. The dictator’s
name and title, like those of the emperor, are used liturgically, as though they
had the force of magic spells.’29 Central to this Nazi Heilsgeschichte were the
Jews, for their force was the one thing in the way of the Germans attaining
salvation.
But this is of a different order of analysis. The ‘metaphysical’ position held
by the Jews in Nazi ideology certainly differentiated them from Nazism’s
other victims. But from the legal point of view of prosecuting a crimi-
nal regime for committing crimes against humanity, there is no difference
between the death of a Jew and a Catholic Pole. Whether or not the treat-
ment of the occupied territories of Eastern Europe constitutes genocide or
not is debatable; there seems little evidence that the Nazis intended to seek
36 Interpreting the Holocaust
Saul Friedländer is the ‘theorist historian’ who, more than any other scholar,
has made major contributions both to writing the history of the Holocaust
and to the theoretical discussions about the metahistorical issues at stake
in this history-writing. In this chapter, I want to ask whether Friedländer
has conformed to his own theoretical guidelines concerning the writing
of Holocaust history in The Years of Persecution and The Years of Extermina-
tion and to consider what the answer to this question tells us about where
Holocaust historiography now stands. Steven Aschheim suggests that there
is no reason why Friedländer’s theoretical writings should mesh exactly
with his ‘concrete history’,1 but even so it is instructive to note where
the gap between the two lies. I argue that where narrative structure, mul-
tivocality and the incorporation of memory and testimony are concerned
Friedländer’s two-volume history does indeed follow quite closely his theo-
retical demand to produce an ‘integrated history of the Holocaust’ that does
not domesticate the past.2 But I go on to suggest that, somewhat ironically,
by conforming to his own guidelines, Friedländer has brought about pre-
cisely that which he appeared to want to resist: the historicisation of the
Holocaust. I will not argue that this is a bad outcome. Instead, Friedländer’s
achievement rests in bringing about a practical reconciliation between him-
self and Broszat by furthering a process of historicisation (Broszat’s aim) but
maintaining the Holocaust as the central point of importance in the con-
sideration of the Nazi regime (the loss of which was Friedländer’s fear in
the exchange). The Years of Extermination shows that the historian is able ‘to
consider the Nazi era as any other era, in terms of historical analysis’ and
reveals how Friedländer was working in the book towards proving his ear-
lier assertion that ‘historicization can be completed only if the crimes of the
Nazi regime are entirely integrated within a complex historical context’.3
One could go so far as to say that with his historicisation of the Holo-
caust, Friedländer finally emerges victorious on a practical level (he had
always been victorious on a moral and theoretical level) in his debate with
Broszat.
37
38 Interpreting the Holocaust
I agree with you that the historian, as historian, cannot consider the Nazi
era from its catastrophic end only. According to the accepted historical
method, we have to start at the beginning and follow the manifold paths
as they present themselves, including numerous developments within
German society which had little to do with Auschwitz, and this through-
out the history of the era. But the historian knows the end and he shares
this knowledge with his reader. This knowledge should not hamper the
exploration of all the possible avenues and interpretations, but it compels
the historian to choose the central elements around which his unfolding
narrative is implicitly built. In short, we come back to the problem of the
dominant focus.14
Or, as he wrote elsewhere, ‘if one admits that the Jewish problem was at the
center, was the very essence of the system, many of these studies lose their
coherence, and historiography is confronted with an anomaly that defies the
normal interpretive categories’.15 No wonder that he could claim, in 1994,
that Jewish historians too were
Still, by the time the first volume of Nazi Germany and the Jews appeared
just a few years later, as Aschheim notes, Friedländer ‘considerably modi-
fied his opposition to what he took to be a crucial methodological tool of
historicization – Alltagsgeschichte (the history of everyday life) – and his sus-
picion that it essentially served “normalizing” tendencies’.17 In fact – and
perhaps contrary to the expectations of some historians18 – the process of
40 Interpreting the Holocaust
of the so-called “mythic memory” of the victims within the overall rep-
resentation of the past, without it becoming an “obstacle” for “rational
historiography” ’.22 Here one sees a methodological statement put forward
in order to help the reader understand what Friedländer wanted to achieve
in the two volumes of Nazi Germany and the Jews.
In volume one, The Years of Persecution, readers noted the interspersing of
Nazi decrees with diaries and letters of their victims; they noted Friedländer’s
sensitivity to the responses of the churches and the world of arts and letters
to the persecution of the Jews, his keen eye for the telling details: the moving
letter or powerful speech. Over the course of the book, certain individuals
recurrently appear, their fates standing for the steadily worsening situation
for the German Jews.
Thus, on the one hand, we see Friedländer fulfilling his requirements for
a historical narrative that is fragmented, splintered and fractured by the
historian’s voice and by the twists and turns of a text that moves cease-
lessly between ‘official’ discourse, that is, Nazi documents, the victims and
the bystanders. As he wrote, ‘The Alltagsgeschichte of German society has
its necessary shadow: the Alltagsgeschichte of its victims’,23 and they do
indeed co-exist in Friedländer’s text. And yet, on the other hand, the text
is constructed masterfully, with a sure guiding hand and the control of an
apparently all-seeing narrator. As Confino notes, Friedländer presents an
‘overall interpretative framework’ with the result that we are presented with
‘a sort of a total history (in a historiographical age that repudiates it) that
“penetrates all the nooks and crannies of European space” ’.24 There is indeed
a paradox here: in seeking to stay true to (for want of a better term – I sus-
pect that Friedländer, like Hayden White, dislikes it) ‘postmodern’ dictums
of resisting closure, offering multiple voices and fracturing the narrative so
as to break with what Barthes called the ‘effect of the real’, Friedländer actu-
ally produces a text that is impressively coherent, carefully structured and
beautifully written. Precisely insofar as it succeeds in achieving its goals,
the demand for an alternative history has actually produced the epitome
of Holocaust historiography, since it appears to cover almost everything
(though this effect disguises the fact that certain major aspects of Holocaust
historiography such as perpetrator research are only dealt with fleetingly, at
least on an explicit level) and to have contained all this information within
a narrative frame that is at once highly readable, controlled and clearly
argued. Even the intrusion of the historian’s voice does not alienate but pro-
vides a curious comfort, as one senses that one is in the hands of a sure
guide.
Friedländer will not be dissatisfied with this outcome. As noted above, in
his exchange with Broszat he did not oppose historicisation as such. Thus, if
he has succeeded in historicising the Holocaust in such a way that it contains
the ‘mythic memory’ of the victims and ‘rational historiography’ in a single
structure then this would appear to be a victory of historical methodology
42 Interpreting the Holocaust
Jewish sources indeed play a major role in the book, but they always
appear as ‘voices’. Contrary to the integration of the perpetrators’ per-
sonal accounts into the narrative, the integration of the victims’ diaries
Saul Friedländer and Holocaust Historiography 43
the breaking of a taboo, possibly the most fundamental of all taboos: the
Nazi perpetration of systematic, prolonged extermination of categories of
human beings considered as non-human. Such behaviour causes instinc-
tive repulsion at the level of the species as well as that of the individual.
The very disappearance of these psychological (or sociobiological) barriers
concerning the ‘scientific’ mass killing of other human beings represents,
it seems to me, the first and foremost issue for which our usual categories
of interpretation are insufficient.34
Jew as a concept is a Jew as a real material body’. They were reduced (dehu-
manised, in the usual vocabulary) to their representation, blocking any vital
and open identity and bringing about their ‘symbolic death’. ‘The subject’,
writes Goldberg, ‘receives the imposed signifier in a way that fills all voids
and lacks in his or her being; the search for a transformative identity and for
new objects of desire comes to a halt and the subject of desire is murdered.’39
This is a suggestive line of argument and is of a piece with Goebbels’ words of
November 1941, following the introduction of the yellow star in Germany:
‘There is no difference between Jews and Jews.’40 I suggest that it can be
equally usefully applied to the perpetrators, for they too imposed on them-
selves ‘total identification with symbols that represent[ed] them’; that is to
say, those that made up the ‘true believers’ reduced themselves in a not dis-
similar way to the way in which they reduced their victims. As Arne Johan
Vetlesen has argued, in cases of human evil we witness the phenomenon of
‘double dehumanisation’, in which perpetrators dehumanise their victims
but also themselves: ‘In making the ends of a master into his own ends, the
individual allows himself to turn into a mere means in his persecution and
eventual killing of persons who are regarded not as (Kantian) ends in them-
selves but as mere means.’41 Or, more poetically, in the words of Edmond
Jabès, racists are ‘people who refused their differences, but acted on this
position only with regard to others’.42
In the light of the recent explosion of Täterforschung mentioned above, we
can see that there is much to be gained by a cultural historical exploration
of the world of the perpetrators.43 The vast literature on perpetrators encom-
passes biographies of leading figures in the Third Reich,44 studies of groups or
institutions such as the Order Police or the RSHA45 and examinations of the
interplay of the various motives that underpinned participation in violent
and/or criminal acts.46 In terms of explaining the complexities of human
behaviour, this body of research has considerably deepened our understand-
ing of perpetrators, who are no longer viewed as sadists on the one hand
or driven solely by ideology on the other. We now know that the same per-
son could be both a ‘desk killer’ and a ‘shooter’47 and that even those who
most decisively and radically attacked the Jews as the root of all evil could
also engage in or excuse looting, that is to say that a ‘high-minded’ belief in
the Nazis’ ‘world-historical mission’ was compatible with base violence and
gangsterism.48
These studies, however, all examine perpetrators ‘from outside’, so to
speak, that is to say based on their writings, speeches and actions, in the
way that historians might write about a group of coalminers or Renais-
sance scholars. We need instead to focus on perpetrators ‘from the inside’,
in other words, to grasp the ways in which they sought to shape and
to understand the world. Two examples will serve to show what I mean:
Thomas Kühne’s study of male bonding in the Wehrmacht and Michael
Wildt’s work on the symbolic use of violence in the creation of the people’s
46 Interpreting the Holocaust
From the very start, the inclusive moment of the ‘Volksgemeinschaft’ was
bound together with the violent exclusion of the so-called ‘asocial’, of
the supposedly hereditarily inferior and, above all, the Jews. What for-
mer ‘Volksgenossen’ eagerly wanted to keep separate in their memories,
namely the persecution of the Jews and the experience of community
under National Socialism, belonged inseparably together, indeed made
up the two sides of a political project: the destruction of civil society and
the building of a new, racial order. . . . Antisemitic violence not only repre-
sented a tool of National Socialist politics; violence against Jews was the
core of this politics.52
Here we can profitably bring in Eelco Runia’s provocative claim that ‘Peo-
ple start to make history not despite the fact that it is at odds with – yes,
destroys – the stories they live by, but because it destroys the stories they live
by.’54 The examples of the Wehrmacht and the Volksgemeinschaft, as expli-
cated by Kühne and Wildt, show this process in action: even as they ended
up destroying themselves, these institutions acquired more and more pres-
tige and devotion to them grew ever more frenzied. Part of the problem in
commemorating the destruction they wrought – apart from guilt and resent-
ment – has been the sense that Runia describes of feeling severed from the
past because although we cannot deny that terrible actions took place, ‘we
cannot really imagine the position from which we came to commit them’.55
Importantly, for our topic, Runia also notes that the incommensurability
between these acts (which he calls ‘sublime “acts of people” ’) and the abil-
ity to acknowledge having committed them stems from the fact that the
explanations for the acts are under-determined and that the sense of loss to
which this feeling gives rise ‘expunges the thought that we could ever have
jumped upon it – and it miraculously transforms agents into victims’.56 It is
true that Runia runs the risk of importing the past into the present, as if it
were a living thing, and I do not wish to suggest that I agree with Runia
that the past is enduringly present.57 But for our purposes here, it suffices to
suggest that one way of understanding the Third Reich and its agents from
within is by asking after their construction and destruction of the stories by
which they made sense (and non-sense) of the world around them.58 The
approach that I propose here is not a biopolitical one derived from Foucault
or Agamben, as one might suspect when confronted with Friedländer’s ref-
erence to the threat to ‘the species’. It is rather a cultural history that seeks
to understand the past through symbolic action, in particular through the
stories that actors in the past told themselves.59
Such an approach has become possible, thanks in part to the work of
Friedländer – especially his Reflections of Nazism (1982) – and other lead-
ing historians of the Holocaust. We have, in The Years of Persecution and
The Years of Extermination, the culmination of the great narrative analy-
ses of the Holocaust. It is an extraordinary achievement. But Friedländer’s
text – precisely because it incorporates so generously many different voices
and approaches to the past – seems less of an artifice and more of an all-
inclusive narrative than his theoretical writings suggested such a text would
be; thus it pushes the historicisation process forward maybe even more than
he expected or desired. In other words, it is in some ways a victim of its
own success, although whether or not Friedländer consciously decided to
give up the ‘productive tension’ between his meta-history and his ‘concrete
history’ in favour of the latter remains to be determined. Thus, if we want
to rest assured that the ‘opaqueness at the core’ remains apparent, the best
way to do so now is to probe it directly, not with the hope of rendering it
transparent, but perhaps arriving at a state of translucence. Here then we
48 Interpreting the Holocaust
must push at the issues that leave us uncomprehending, most notably the
Nazi breaking with the moral law in favour of redefining ‘the human’.60
This behaviour does indeed repulse us at the level of the species as well
as the individual. But with ‘traditional’ Holocaust historiography, based on
archival documents and a quite restricted methodological repertoire, now
reaching its logical end-point in The Years of Extermination (precisely because
that book is more far-reaching methodologically and stylistically than most
synthetic histories, not because it is ‘restricted’), the way is now open for
some meta-historical reflection to take place, something which has been off
the agenda since the considerable impact of Friedländer’s Probing the Lim-
its of Representation of 1992. On the one hand, this opening will permit the
consideration of broad historical–philosophical questions of epistemology,
understanding and the meaning of the past. Perhaps of more significance,
it will also permit the development of innovative historical methodologies,
with historians breaking free of what Friedländer himself described many
years ago as a ‘moral imperative’ to talk of the Holocaust only within ‘cer-
tain accepted norms of aesthetic collaboration or intellectual discourse’.61
These norms meant that the field was dominated – as it still is – by a more
or less positivist recovery of archival material described in the style of polit-
ical history, with little space for social, cultural, intellectual or oral history.
That situation is now changing, not in the sense that Broszat’s call for his-
toricisation has triumphed, but through a historical reckoning that resists
the closure of refamiliarisation being encouraged through methodological
variation.
With such research, we will still be left with a feeling that, as Friedländer
put it, quoting Jean-François Lyotard, ‘The Shoah carries an excess, and this
excess cannot be defined except by some sort of general statement about
something “which must be able to be put into phrases [but] cannot yet
be”.’62 Indeed, the new research is aimed at producing neither synthetic nar-
rative accounts of the ‘how’ of the Holocaust, its ‘mechanics’, nor even an
all-embracing history of the victims. Rather, it seeks to remain true to the his-
torian’s dictum, ‘always historicise!’ but by expanding the aspects of the past
that can be historicised, including the cultural, intellectual and emotional
aspects. One can investigate emotions in the past but cannot indulge in sen-
timentality or mawkishness. Thus, historical explanation can probe deeply
into the mindset of the Nazis but without providing emotional respite,
thereby resisting Friedländer’s fear that ‘whether one wishes it or not, the
very momentum of historiography may serve to neutralize the past’.63 Saul
Friedländer has not only pointed the way since the 1970s by being a rare
example of a historian who is willing to go beyond the normal domains of
historical research (think of L’antisémitisme Nazi, History and Psychoanalysis
and Reflections of Nazism), but is also, now, the author of the most ambitious
narrative history of the Holocaust, one that combines scholarly rigour with
dignity and, if it is not too oxymoronic, an emotional dispassion.
4
The Holocaust and ‘The Human’
Two worlds face one another – the men of God and the men of Satan!
The Jew is the anti-man, the creature of another god. He must have come
from another root of the human race. I set the Aryan and the Jew over
against each other; and if I call one of them a human being I must call the
other something else. The two are as widely separated as man and beast.
Not that I would call the Jew a beast. He is much further from the beasts
than we Aryans. He is a creature outside nature and alien to nature.1
49
50 Interpreting the Holocaust
make this claim in the light of other such attacks, in particular the 1994
Rwandan genocide, in order not to follow Arendt’s ethnocentric presump-
tions. For, whilst I believe that the Holocaust does demand our special
attention, it should not do so at the expense of other victims of Western
duplicity.
In a famous letter to Jaspers, written shortly after the war, Arendt first put
forward an insight that she would develop in her subsequent works: ‘Per-
haps what is behind it all is only that individual human beings did not kill
other individual human beings for human reasons, but that an organized
attempt was made to eradicate the concept of the human being.’11 Although
in The Origins of Totalitarianism (1951), Arendt set out an argument that
was meant to apply equally to Nazi Germany and the Soviet Union, her
claims have stood the test of time far better where the analysis of Nazism is
concerned, as the following discussion will show. Although Arendt’s claims
about both systems carrying out terror in the name of Laws of History are
correct,12 her analysis turns again and again to the death camps, a feature
not of the Soviet Gulag (whose atrociousness lies elsewhere – this brief dis-
cussion is not meant to downplay its significance or horror) but of the Nazi
regime.
Arendt’s basic claim, then, is that the camps lie at the heart of the Nazi
project, for they were the places where human nature was to be reshaped
according to ‘the very realistic totalitarian attempt to rob man of his nature
under the pretext of changing it’.13 Thus, it is not actually so much a ques-
tion of ‘reshaping’ human nature as attempting to deny it altogether to
certain categories of people.
There are two slightly different arguments at work here. One concerns the
inmates of the camps, those who were being ‘re-educated’ or ‘taught’ to
behave and think differently; this applies both to Nazism and Stalinism. Here
Arendt observes the ways in which the two regimes tried to mould human
beings so that they conformed to the same laws or norms of behaviour and
thought. The other concerns the death camps, which applies only to the
52 Interpreting the Holocaust
Third Reich and in which Arendt observes the Nazis’ attempt to rid the world
of certain people, primarily Jews, in order to redefine what it is to be human.
The first may be summarised by Arendt’s claim:
it is surprising to see how, for all practical political purposes, these ideolo-
gies always result in the same ‘law’ of elimination of individuals for the
sake of the process or progress of the species. . . . this mankind which is
the end and at the same time the embodiment of either History or Nature
requires permanent sacrifices, the permanent elimination of hostile or
parasitic or unhealthy classes or races in order to enter upon its bloody
eternity.16
Both, however, come together to the extent that ‘The purity of the exper-
iment would be compromised if one admitted even as a remote possibility
that these specimens of the species homo sapiens had ever existed as real
human beings.’17 Thus, whether through the harsh regimes of the concen-
tration camps or the policy of annihilation carried out at the death camps,
Nazism sought to realise the ‘Laws of Nature’ – that is, to bring about the tri-
umph of the Aryan race, thus ending the struggle between the forces of good
and evil that drove History – by redefining ‘the human’. The final goal of
both Nazism and Stalinism, according to Arendt, was not a ‘traditional’ one
of territorial or imperial domination or of revolutionising political systems;
rather, it was something more frightening: ‘What totalitarian ideologies
therefore aim at is not the transformation of the outside world or the revolu-
tionizing transmutation of society, but the transformation of human nature
itself.’18
∗
From a historian’s perspective, Arendt’s insights are useful where they
reveal the conceptual limits of the current historiography of the Holocaust.
Although the detailed empirical research on the Holocaust continues to
expand and to make imaginative and innovative use of previously unused
archives, especially in the former communist countries of Eastern Europe,
it is often undertaken with scant regard to broader interpretations of the
Holocaust, the reasons that have given rise to such enormous interest in the
The Holocaust and ‘The Human’ 53
subject in the first place. Arendt’s theorising about the Holocaust and ‘the
human’ provides a helpful theoretical supplement to much of the empirical
scholarship.
Recent historical research has started uncovering in great detail the ‘mun-
danities’ of the genocide of the Jews. It seems that the murder of the Jews in
the occupied eastern territories was first begun under ‘economic’ pressures:
the necessity of feeding an occupied population and a huge occupying force
in the autumn and winter of 1941. Only later, in this reading, with the dec-
laration of war against the United States, was the step to full-scale murder of
all the European Jews taken.19 Hence the Wannsee Conference of 20 January
1942 has, in the eyes of at least one scholar, regained its historiographical
status as the vital meeting to determine the course of the ‘Final Solution’
that most historians have long denied it.20 Yet whilst this pattern of events is
clear enough – and it is, of course, open to dispute – it does not really explain
the choice of the Jews as the victims. Only a more ‘traditional’ emphasis on
Judenpolitik, that is, on Nazi ideology (without necessarily seeing the com-
mand structure of genocide in the anarchic-occupied territories as the rigid
pyramid of the Führerprinzip), can help in showing why the Jews became the
victims of this ‘rationalising’ decision-making process. Once one sees this
fact, it is also clear that the emphasis on the economic or logistic aspects of
the decision for genocide omits something vital.
Although the – mainly German – scholars who have undertaken this
research in the newly available Eastern European archives are to be
applauded for expanding our knowledge of the course of events in 1941–42,
they do a disservice to understanding the origins of the Holocaust if they
take these logistical problems to be the cause of the murders in anything
but the most limited, short-term sense. One does not need to think of ide-
ology in terms of a monolithic propaganda machine bearing down on the
subjects and soldiers of the Third Reich, as in a typical 1950s’ understanding
of totalitarianism. Rather, the workings of fantasy, of the desire to murder
the Jews or even the belief that the world would be a better place without
them, with no accompanying feelings of enjoyment, purification or ecstatic
participation in the community’s destiny, are all essential for understand-
ing the background to the decision to murder the Jews (and not some other
dispossessed group), and these precede any problem of military supplies or
occupation economics.
Philip Gourevitch writes, in the context of the Rwandan genocide,
that ‘For those who set about systematically exterminating an entire peo-
ple . . . blood lust surely helps. But the engineers and perpetrators of a
genocide . . . need not enjoy killing, and they may even find it unpleasant.
What is required above all is that they want their victims dead. They have
to want it so badly that they consider it a necessity.’21 We know that only a
minority of the perpetrators of the Holocaust were fanatical Nazis. For most,
murder became something they felt had to be done, as the numerous letters
54 Interpreting the Holocaust
One of the Germans, a man named Sepp, was a vile and savage beast,
who took special delight in torturing children. When he pushed women
The Holocaust and ‘The Human’ 55
around and they begged him to stop because they had children with
them, he would frequently snatch a child from the woman’s arms and
either tear the child in half or grab it by the legs, smash its head against a
wall and throw the body away. Such incidents were by no means isolated.
Tragic scenes of this kind occurred all the time.27
Many survivors testify to the feeling of being excluded from the ranks
of humanity or to the fact that others were so excluded. Primo Levi knew
his work-mate Null Achtzehn only by number: ‘He is Null Achtzehn. He
is not called anything except that, Zero Eighteen, the last three figures of
his entry number; as if everyone was aware that only a man is worthy of
a name, and that Null Achtzehn is no longer a man.’32 Rudolf Reder, one
of the two known survivors of the Bełżec death camp, noted of the ‘work-
Jews’ in his 1946 testimony that ‘We moved around like people without
a will of their own: like one body. . . . We were just carrying on this dread-
ful existence mechanically.’33 The writings of the Sonderkommando men in
Auschwitz, known as the ‘Scrolls of Auschwitz’, also testify to this denial
of human status to the victims and to their own sense of dehumanisation.
For example, Zalman Gradowski, the most literary of the writers, invited his
future readers to ‘Forget your wife and children, your friends and acquain-
tances, forget the world you came from. Imagine that what you are seeing
are not people, but despicable animals, animals which must be eliminated,
for if not – your eyes will grow dim.’34
And this perception applied just as much to the ghettos as it did to the
camps. In Łódź, for example, the young diarist Dawid Sierakowiak noted
on 20 May 1942 that ‘We are not considered humans at all; cattle for work
or slaughter.’35 Or, as the Polish underground courier Jan Karski said of the
Warsaw ghetto, which he had visited after being smuggled in by two Jewish
leaders: ‘It was not a world. It was not a part of humanity. I was not part of
it. I did not belong there. . . . I was told that these were human beings – they
didn’t look like human beings.’36 Karski’s testimony in Lanzmann’s Shoah
actually follows very closely what he had written over 30 years earlier in Story
of a Secret State, the book he published on his arrival in the United States in
1944. There he wrote of how hard it was to describe the ghetto: ‘A cemetery?
No, for these bodies were still moving, were indeed often violently agitated.
These were still living people, if you could call them such. For apart from
their skin, eyes, and voice there was nothing human left in these palpitating
figures.’37
Jews in all circumstances during the Holocaust experienced this same sen-
sation of fighting to hold on to their human status. Naomi Samson has
recounted how, in hiding in a small underground shelter in Poland, she
began to feel as if she were becoming an animal. Through a crack in the shel-
ter, she could see animals eating on the farm in which she and her family
were being hidden:
My eyes nearly popped out watching them chew and drool over the food
as they were eating. As I felt my tears and my saliva dripping onto my cold
hands, I licked my hands without taking my eyes from those animals,
‘Lucky animals!’ I thought. Why couldn’t I be one? (Actually, I felt I was
an animal in those days – an underprivileged animal.)38
The Holocaust and ‘The Human’ 57
Of course, many of the Jewish victims realised what was being done to them,
and testified to it later on. In Warsaw, Adina Blady Szwajger, a nurse in
the children’s home, understood what the ghetto was doing to its inmates.
Recounting a conversation with Fajgele, one of the children, she writes:
‘Somehow it turned out that we were talking like equals. That we were all
equally afraid and that we, too, didn’t have much to eat but if we wanted to
survive, we had to try to live like human beings, we had to remain human
because they wanted to turn us into animals.’39 Or, as another survivor put
it, ‘from the instant I grasped the motivating principle . . . it was as if I had
awakened from a dream . . . I felt under orders to live. . . . And if I did die in
Auschwitz, to die as a human being. . . . And a terrible struggle begun which
went on day and night’.40 Elie Wiesel goes even further with respect to
Auschwitz, saying that ‘At Auschwitz, not only man died, but the idea of
man.’ As the Warsaw diarist Chaim Kaplan wrote: ‘We are segregated and
separated from the world and the fullness thereof, driven out of the society
of the human race.’41 No more proof is needed of the truth of Arendt’s claim
that ‘Extermination happens to human beings who for all practical purposes
are already “dead”. ’42
These quotations then are not mere metaphors; they are rather literal
descriptions of the victims’ condition. The figure of the Muselmann is
the ultimate proof of this process of dehumanisation, for the Muselmann
is the archetypal image of the ‘not-yet-dead’. Although the image of the
Muselmann has had to serve as a trope, especially in the work of Giorgio
Agamben, in actual fact the existence of these ‘dead on leave’ testifies to
the extent to which the Nazis realised their ambition of creating human
beings without human status and annihilating human beings as if they
were not part of the species.43 Indeed, the Nazis, who referred to the Slavs
as Untermenschen (sub-humans) but to the Jews as Gegenmenschen (counter-
humans) were all too aware of this aim. Goebbels, for example, noted in his
diary: ‘We travel through the ghetto. We get out and observe everything in
detail. It’s indescribable. These are not human beings any more, they are ani-
mals. Therefore, we have not a humanitarian task to perform, but a surgical
one. One must cut here, in a radical way. Otherwise, one day, Europe will
perish of the Jewish disease.’44 Nazi ideology envisaged redeeming the world
from the threat posed by Jews masquerading as human beings.45
∗
I have so far chosen to back up Arendt’s claims with reference to the Holo-
caust, since it was Nazism that Arendt herself examined (more compellingly
than her analysis of Soviet Communism) in order to arrive at her claims
about the nature of the camps. But the genocide of the Jews is no longer
the only example of such anthropological refashioning, if it ever was. The
genocide in Rwanda in 1994 is equally instructive in this regard. Advocates
of the uniqueness of the Holocaust must surely run up against the strongest
58 Interpreting the Holocaust
challenge to their claims in the slaughter, in 100 days, of some 800,000 Tutsis
by their Hutu neighbours in the spring of 1994. Although, on the one hand,
the Rwandan genocide seems to fit the pattern of most ‘conventional’ geno-
cides – interethnic competition flaring up in the context of longstanding
political and economic rivalry – there are, on the other hand, many similari-
ties with the Holocaust (apart from the fact that in the Holocaust there were
not, as in most genocides, two warring factions).
Take, for example, the language used. Just as the Nazis referred to the Jews
as ‘vermin’ (Ungeziefer), so the Hutus called the Tutsis ‘cockroaches’ (inyenzi):
‘A cockroach gives birth to another cockroach . . . The history of Rwanda
shows us clearly that a Tutsi always stays exactly the same, that he has never
changed. The malice, the evil are just as we knew them in the history of our
country.’ Just as the Nazis used euphemisms like ‘special treatment’ to mean
murder, so the Hutu génocidaires spoke of ‘work’, setting the murder process
into a familiar cultural framework of village labour service (umuganda).46
Take also the fact that the genocide was organised at the highest levels of
state, something which Holocaust scholars such as Eberhard Jäckel or Steven
Katz see as unique to the murder of the Jews. Take, as a corollary to this, the
network of guilt established throughout Rwanda. In Germany, scholars have
shown the extent to which knowledge of the murders was widespread, even
if direct participation was not (nor required to be).47 Hutu Power took this a
step further, declaring over national radio (RTLM) that all those who refused
to take part as themselves were likely to be murdered.48 A large proportion of
the population thus became an accomplice to genocide, and so the Kagame
regime tried to face the appallingly difficult task of trying the génocidaires or
having local communities do so using the system of gacaca (‘justice on the
grass’), since only a few very high-level perpetrators can be tried at the Inter-
national Criminal Tribunal in Arusha, Tanzania. Or take, finally, the jusqu’au
boutiste nature of the killing; unlike genocides, such as in East Timor, where
mass murder is of the ‘pacification’ variety, designed to achieve a territorial–
political goal, but not to murder every member of the targeted group, the
Rwandan Tutsis were all marked out to die because they were Tutsis: ‘at the
heart of what happened in Rwanda is the fact that Tutsis were killed for
having been born’.49 No wonder then that one Rwandan journalist refers to
Hutu Power as ‘tropical Nazism’.50
These similarities between Rwanda and the Holocaust should not blind us
to the differences. In Rwanda, the history of Hutu–Tutsi conflict goes back
long before 1994; it should come therefore as no surprise that the occur-
rence of the genocide is tangled up in a murky moral grey area, not least
the genocide of Hutus by Tutsis in neighbouring Burundi in 1972 or the
atrocities committed by the Rwandan Patriotic Front (RPF) troops after their
overthrow of the Hutu Power regime.51 In the Holocaust, by contrast, despite
Levi’s ‘grey zones’, we have a case in which, as one scholar notes, ‘the dis-
tinction between victims and perpetrators is surely as clear and as simple
The Holocaust and ‘The Human’ 59
When UNAMIR was withdrawn, I heard that there were people at the
United Nations who were saying that they couldn’t send their soldiers to
be killed at the end of the earth without a good reason. This leads me to
wonder about what humanity is, about who is included in humanity and
who is excluded. Why didn’t the United Nations consider the people of
Rwanda to be part of the humanity it is bound to protect? I haven’t found
an answer to this question yet.59
Finally, it should be noted that the opposite applies as well, that is, that
recognising the humanity of the victims is disastrous for the self-assurance
of the genocidal killer:
death rattles, even in a great turmoil of dying. The eyes of the killed, for
the killer, are his calamity if he looks into them. They are the blame of
the person he kills.60
∗
Arendt’s claim about the camps as laboratories for the reshaping of ‘the
human’ can easily be illustrated, as I have shown here. But what are the con-
sequences of viewing the Holocaust and genocides such as that in Rwanda
as having at their heart this ill-fated dream of refashioning human nature or
redefining who counts as human in the first place? There are two points that
need addressing. The first concerns the balance to be struck between the
universal and the particular; the second concerns the implications of this
‘anthropological project’ for assessing the guilt of the perpetrators. In order
to make these points clearer, I will turn to an important essay by Françoise
Dastur, in which she put precisely these questions to Jacques Derrida in
response to the argument in his Of Spirit about Heidegger’s relationship to
Nazism. There are no simple answers, but in this section, I seek to problema-
tise the use of ‘the human’ as a guiding concept, to note its shortcomings as
well as its benefits.
The first problem, then, is this: by talking of ‘the human’ do we not
inappropriately use an all-embracing category to talk of a situation that
demands careful attention be paid to specificity of perpetrators and victims,
of time and place and of ideologies? By using the concept of ‘the human’
in this way do we end by suppressing difference and thus inadvertently
re-victimising the victims? By seeking to extinguish the differences that ani-
mated the perpetrators, do we also accidentally do away with notions of
difference that sustain any group’s identity?61 In Robert Antelme’s famous
analysis of the SS – that they will never be all-powerful and in fact that
their dream of changing the human race means that they are ‘mad’ –
does this blanket category smother far more than it protects?62 Is it, in
Arendt’s term, ‘hardly consoling’ to cling to a notion of an unchangeable
human nature, since it leads to the conclusion ‘that either man himself
is being destroyed or that freedom does not belong to man’s essential
capabilities’?63 Do we, by contrast, need not a humanist ethic but an ‘anti-
humanist’ one? Or does seeing Nazism as a humanism only compound the
problem?64
The second problem concerns how the crime of the Holocaust is under-
stood by talking in anthropological terms. Although Arendt’s claims appear
to provide us with compelling insights into the nature of the Nazi project,
by referring to a ‘project’ to redefine ‘the human’, do we not thereby ascribe
to the Holocaust a somewhat mystical sense of grandeur, precisely the feel-
ing that the Nazis wished to generate in order to convince themselves that
they were undertaking a work of great importance for the future of the
Aryan race?
The Holocaust and ‘The Human’ 61
There have of course been responses to the attack on ‘the human’ carried
out by Nazism, as the UNESCO statements on race and the whole thrust
of post-war biological anthropology show.65 But these have been aimed at
racism as such and not at understanding why it is that Nazism has come
to acquire such a perverse fascination for the Western (and not only the
Western) mind as the embodiment of evil. Perhaps the fascination comes
not only from the enormity of the crime but also from the problem that
however one tries to conceptualise it is inadequate. As Arendt said, ‘The
Nazi crimes, it seems to me, explode the limits of the law; and that is
precisely what constitutes their monstrousness.’66 If one sees Nazism as an
attack on humanism, one reinstates a potentially difference-denying uni-
versalism under the rubric of equality and ‘the human’; if one sees Nazism
as a humanism, since it made (a certain, restricted definition of) man the
‘measure of all things’, one perhaps facilitates the removal of all checks on
human behaviour, under the guise of either anti-humanist ethics or social
constructivism. Can one reinstate a humanism that does not permit racism,
that is, the claim that some people are ‘more human’ than others? Further-
more, the fact that Nazism can be seen as a humanism does not mean that
the Nazis were in any sense relativists; rather, their stress on ‘the human’
was the result of very clear ideas of who was and who was not fit to inhabit
the earth. Arendt’s notion of human nature as characterised by freedom (the
‘right to have rights’) is perhaps an answer here, since it makes no claims
about physical or cultural essences, therefore it does not preclude group
specificities, but nevertheless it remains at the level of universal (species)
applicability.67
Here it is necessary to turn to Dastur’s essay, ‘Three Questions to Jacques
Derrida’, to seek some clarification. Dastur’s paper is a response to Of Spirit,
in particular to the metaphysics of evil that Derrida sketches there. Whilst
sympathetic to Derrida’s attempt to understand evil, following Heidegger, as
inscribed ‘in the profundity of the history of spirit as its internal duality or
dissension [Zwietracht]’, Dastur notes that by doing so one ascribes to Nazism
‘a properly demonic dimension’, and this it is that worries her.68 It does so
because seeing Nazism as demonic means that ‘it will become impossible
for us to identify and judge those who were guilty, and we will be irresistibly
inclined to take refuge in that “spiritual” construction named “the collective
guilt of the German people” or even in “the guilt of the whole Platonic and
Christian Occident” ’.69 As she goes on:
What will be lost is the idea that crime is always singular and individ-
ual, so that the metaphysics of Geistlichkeit – of a spirit that unfolds its
essence in the internal possibility of evil – will inevitably fall back into a
mere metaphysics of Geistigkeit, that is, into a metaphysical construction
that cannot account for the always individual deeds and that appeal to
metaphysical entities in order to explain what factually happened.70
62 Interpreting the Holocaust
The question here is whether we can talk about the Nazi assault on ‘the
human’ yet still see the singular, individual crime. Dastur’s questions are
as follows: is it possible to think Nazism without employing ‘metaphysical’
constructions – such as ‘the human’ – which we have tried to denounce in
the context of the Holocaust as essentialisations? And, by naming Nazism as
demonic, do we not thereby reassure ourselves that all European thought has
not been contaminated? Yet if we do not, does evil become merely banal –
as is implied in the work of historians such as Götz Aly – with the result that
we abandon the attempt to understand what happened?71
The challenge is to be aware of both sides of the coin and try to talk of the
Nazi assault on ‘the human’ yet still be able to see the singular, individual
crime. Here Arendt can be of service, for rather than simply beginning by
attributing to Nazism a ‘satanic greatness’, as Jaspers accused her of doing,72
and then changing her mind to affirm the ‘banality of evil’ in the wake of the
Eichmann Trial, she points to a possible way out of Dastur’s impasse. Arendt
did, as is well known, describe Eichmann as an example of the banality of
evil, but at the same time she sought to dissociate Nazism from the Western
tradition, denying that it had any affiliation with the history of Western
thinking, even with nineteenth-century race-thinking and arguing that it
came ‘from the gutter’.73 That is to say, Arendt did not seek to understand
Nazism by using ‘metaphysical’ concepts, but she also did not as a result
‘take refuge in the limits of the ethical point of view’ and thus ‘renounce the
effort to understand what happened’.74 Whether her disavowal of Nazism’s
links with the Western tradition is convincing is, however, another matter.75
Simply asserting the banality of evil (even if this was meant only with ref-
erence to Eichmann) and denying that Nazism is linked to the Western
tradition is really to suppress rather than to answer the question. Neverthe-
less, if one cannot say that Arendt satisfactorily deals with Dastur’s concern
that focusing on a ‘metaphysical’ explanation of Nazism leads one to over-
look individual guilt, at least we are made more strikingly aware of the risks
involved in trying to understand the Holocaust in terms of an assault on ‘the
human’.
∗
The fact that this attack on ‘the human’ lay at the heart of the Nazi genocidal
impulse has been recognised by scholars since the end of the war. So too
has its implications. In his pioneering study, Harvest of Hate (1953), Léon
Poliakov wrote that the ‘deep essence’ of Hitlerism was:
the fact that it was an explosion of hatred and blind fury which, in
venting itself on others, in the last analysis turned against itself. From
this, one may conclude that over and beyond the revolt which he led
against the Judeo-Christian spirit and morality, the German Führer also
sought to attack and destroy an essential component of all human society.
The Holocaust and ‘The Human’ 63
Fifty years later, in his book, The Open, Giorgio Agamben has noted that
Linnaeus’ great achievement was to define man, Homo, as ‘the animal that
is only if it recognizes that it is not’. In other words, there being no ‘generic
difference’ between man and the apes as far as Linnaeus could tell, the defini-
tion of man rested not on a scientific description (as for all the other species)
but on an injunction: nosce te ipsum (know yourself). Agamben explains:
‘man has no specific identity other than the ability to recognize himself. Yet
to define the human not through any nota characteristica, but rather through
his self-knowledge, means that man is the being which recognizes itself as
such, that man is the animal that must recognize itself as human to be human’.77
Perhaps what the Nazis did was to put the Jews in the place of the apes,
thereby seeking to know themselves as human. What they did not realise
was that – as in medieval iconography, in which ‘the ape holds a mirror in
which the man who sins must recognize himself as simia dei (ape of God)’78 –
they thereby made themselves into something less than human, by ‘sinning’
against the indivisible unity of the human species. The Nazis did not sim-
ply object to cultural or ethnic differences; rather, they sought – following
to its logical conclusion the thrust of nineteenth-century race-thinking – to
divide the human species into separate races, and even, in the case of the
Jews, to remove certain people from the category of human altogether. That
they dehumanised themselves in the process shows both the extraordinari-
ness of the ambition and its impossibility, its abject and horrific failure. ‘Just
as the victims in the death factories or the holes of oblivion are no longer
“human” in the eyes of their executioners, so this newest species of criminals
is beyond the pale even of solidarity in human sinfulness.’79
Part II
Fascism and Anti-Fascism
5
Anti-Fascist Europe Comes to Britain:
Theorising Fascism as a Contribution
to Defeating It
Introduction
Anti-fascism is, in a sense, a continental European idea and not a British one.
The urgency of the fascist threat was never felt as keenly in Britain as on
the continental mainland between the wars, and the instrumentalised ideol-
ogy of anti-fascism as it informed the post-war communist republics was of
course not experienced by the British people, even if pride in defeating Hitler
became central to post-1945 British national identity. Thus, without over-
looking the very real commitment to anti-fascism made by many in Britain –
as Nigel Copsey points out, ‘far more people supported the anti-fascist cause
than ever supported fascist organisations’2 – I want here to advance the
argument that towards the end of the 1930s anti-fascist exiles contributed
a theoretical seriousness, if not necessarily a practical pugnacity, to interwar
anti-fascism in Britain. The British manifestation of what David Kettler refers
to as ‘the legacy of Antifascism as total ideology’ was certainly driven, as
Dave Renton reminds us, by the activities of anti-fascists (as opposed to
those who were not fascist but did nothing to combat fascism), but the writ-
ings of these exiles, I submit here, were also forms of anti-fascist activity
and ones that made no little contribution to bringing about an urgent real-
isation of what fascism meant.3 Furthermore, ‘anti-fascist culture’, as Enzo
Traverso notes, was ‘to a very great extent, a culture of exile’.4 Its propo-
nents were people who knew whereof they spoke and urgently felt a need
to transmit their views to as wide an audience as possible in the hope of
persuading the supposedly stolid and cynical British to take seriously what,
from the editorial office of the Times, looked rather too ridiculous to warrant
67
68 Fascism and Anti-Fascism
the ‘energy’ that drove fascist movements and did so in order to stress how
serious the threat posed by fascism was to the staid and soon to be superan-
nuated democracies. In a sense their writings gave intellectual credence to
the response of active British anti-Fascists, for whom, as Copsey notes, ‘eval-
uations of foreign fascism were important in shaping responses to domestic
fascism’.10
These three were of course not the only émigrés involved in anti-Nazi
activities; others included pacifist and writer Otto Lehmann-Russbüldt, play-
wright Ernst Toller, journalist and former SPD member of the Reichstag
Gerhart Seger, who spent a short time in the United Kingdom, sociolo-
gist Franz Neumann, who also soon moved to the United States, publisher
and associate of Willi Münzenberg, Babette Gross, and businessman David
Yaskiel, who was involved in the publication of the Brown Book of the
Reichstag fire in 1934.11 Among interned ‘enemy aliens’, Heinrich Fraenkel’s
book Help Us Germans to Beat the Nazis! (1941), which was published shortly
before his release from internment, ‘served to familiarise the British with
the aims of the refugee anti-fascists, and to promote their common struggle
against National Socialist Germany’.12
This chapter will focus on these written critiques as a particular mani-
festation of this wider sphere of action. I draw out the main themes of
their critique and will argue that it was no coincidence that it took cen-
tral Europeans writing about Nazism rather than about Italian Fascism to
produce a really insightful anti-fascist theory that challenged the British ten-
dency to downplay the seriousness with which fascist movements took their
own ideas. Italian anti-fascists did of course contribute to the attack, and
had done so for longer, most notably Luigi Sturzo, formerly head of the
now banned Italian People’s Party, and Gaetano Salvemini, whose Under the
Axe of Fascism (1936) and Italian Fascism (1938) were published by the Left
Book Club (LBC). But Salvemini referred dismissively to ‘Fascist “thinkers” ’
and dismissed the idea of the corporate state as a ‘corporative fairy-tale’.13
In general, whilst he spoke of the threat of ‘Fascist totalitarianism’, Salvemini
regarded Italian Fascism as engaged in a battle with big business whose future
was uncertain, though the thrust of his analysis made it clear that Fascism
was by no means sure to win out. In other words, and as the title of George
Seldes’s book on Mussolini, Sawdust Caesar, implied, there was little here that
would make the average British reader feel that something that concerned
them was at stake.14 Nazism, in the writings of the German émigrés, was pre-
sented as more imminently dangerous, not just for its internal enemies, but
for the wider world.
Franz Borkenau
First, Borkenau rejected out of hand any sense of ‘liberal’ compromise with
the Nazi regime, arguing that British ‘reasonableness’ had thus far led only
to capitulation and, if continued, would result in catastrophe. In an earlier
book, he had already condemned the policy of appeasement by noting that
the British were ‘far too greatly imbued with the soft and reasonable atmo-
sphere of compromise prevailing in democratic countries, and instinctively
expect the revolutionaries beyond the Rhine to come over, given only suf-
ficient time and a willingness to grant concessions, to their own approach
to politics’.17 Now he extended this critique, noting that, after the occu-
pation of Prague, he had been proven correct and stressed the urgency
of the situation. Rather than just condemn the softly-softly approach of
the democracies, Borkenau contrasted this style of politics with that of the
Nazis:
The query is not whether Germany will now continue her course of inde-
terminate aggression or not. There can be no doubt that she will. The
problem, and a very important one at that, is whether Germany is simply
carrying out well-thought-out plans or is driven into limitless adven-
tures by developments over which she herself is not the master. In the
one case, we must still reckon with some rational plan on the part of
Germany which it would be important to discover. In the second case, we
are faced with an outburst of incalculable instincts which cannot but end
in disaster, both for Germany and for others.18
Borkenau, then, rejected any sense of compromise with Nazism and made
it his task to demonstrate that the regime was driven by an unstoppable
dynamic towards war that neither internal nor external influences could
hinder. In other words, trying to establish a Nazi ‘programme’ was point-
less since the regime was consumed by ‘quasi-mystical fanaticism’ (21) and
the idea of it settling down to some sort of ‘normalcy’ was ‘quite meaning-
less’ (22). Nazism could not be understood using the conventional tools of
diplomacy or scholarship since it was ultimately driven by a ‘supernatural
urge’ (26).
We see here an analysis of Nazism that went way beyond the conven-
tional idea that the democracies in general and Britain in particular were
faced with an unusual political movement but one which could in the end
be understood and brought to participate in the ordinary machinations of
great power politics. Furthermore, with its focus on Germany (‘The Nazi
disease . . . must be crushed, or it will crush civilization’19 ) it superseded any
anti-fascist action that was driven by the need to keep fascists off the streets
of East London, Birmingham or Liverpool. But it also provided fuel for the
latter, ultimately backing it in its assessment that no compromise could
be brooked with fascism and that the only way to tackle it was through
violence.
72 Fascism and Anti-Fascism
Aurel Kolnai
If Borkenau became a critic of communism and, after the war, one of its
most vigorous opponents, he nevertheless did not match the Cold Warrior
credentials of Aurel Kolnai. Kolnai (1900–73) was brought up in Budapest,
converted from Judaism to Catholicism and, after leaving central Europe
shortly before war broke out, ended up after a convoluted passage, in
London, where he taught philosophy at Bedford College. Before the war,
and whilst still in Vienna, he wrote – in English in a Nazi café – one of the
most powerful analyses of Nazi ideology of the pre-1945 period, The War
Against the West (1938). Yet after the war, Kolnai regretted spending so much
time on Nazism, seeing communism as a greater threat to world peace and
security.
Nevertheless, The War Against the West should be judged neither in the
light of Kolnai’s subsequent Cold War activities nor by the fact that it was
published by Victor Gollancz’s Left Book Club. For it neither discussed com-
munism (or comparative ‘totalitarianism’) nor was it a standard, orthodox
Labour socialist LBC work. Gollancz himself claimed that the book was
‘without exception, the most important book that the Club has yet pub-
lished’ and referred to it as ‘the bible of anti-fascism’,20 quite a remarkable
appraisal when one sees the extent to which it departs from the standard
leftist analysis of fascism as ‘crisis capitalism with a cudgel’, what Orwell
called the ‘Strachey-Blimp thesis’, in which ‘Hitler was a dummy with
Thyssen pulling the strings’.21 Whilst Kolnai shared with Gollancz a vari-
ety of Christian Socialism, nevertheless Kolnai’s understanding of Nazism
went way beyond that ordinarily associated with the LBC, and his person-
alist Christian conservatism – he sympathised, for example, with Hilaire
Belloc’s description of the ‘servile state’ and the Distributist argument that
freedom depended on the widest distribution possible of private property –
would have been anathema to Strachey and Laski.22 His task, as he saw
it, was to educate the British reader, making him realise the real mean-
ing of Nazism: ‘English public opinion will have to learn that the mere
removal of “injustices” and discriminations is far from touching on the
core of the German problem, and the farthest possible from unseating
National Socialism.’23 It should come as no surprise then that whilst the
Manchester Guardian praised the book other reviewers were less impressed.
The Sunday Times noted that the book sounded like Churchill, but that ‘its
idiom was un-English’, and the TLS reserved its praise for Kolnai’s grammar.
Many reviewers seemed to prefer Hermann Rauschning’s Germany’s Revo-
lution of Destruction, also published in 1938 (in German as Die Revolution
des Nihilismus, then in English in June 1939), a book whose emphasis was
more on the Third Reich destroying itself than having to be destroyed from
without.24
Anti-Fascist Europe Comes to Britain 73
Still, Kolnai understood Nazism in the same way that he later understood
communism – as a ‘fall away from Christianity’25 – and fought it for its athe-
ism and its rejection of reason. Nazism, he argued even before it came to
power in Germany, represented no mere counter-revolution but an ‘over-
turning of values’ (Umsturz der Werte).26 Hence, like Borkenau he argued that
there was no point in trying to compromise with Nazism; rather, one must
understand it in order to combat it the better. Whilst this meant undertaking
the distasteful task of entering into the thought-processes of Nazis, this was,
he maintained, the only way of really getting to grips with the phenomenon.
This methodology led to some potentially rather dangerous exercises in
proximity. Kolnai sought, in a way that must have seemed quite shock-
ing to British readers – for whom Kolnai explicitly wrote, in English –
to elucidate the appeal of fascism to its adherents. English writers, such
as R.G. Collingwood, who had previously tried this sort of approach
found themselves isolated as intellectual renegades, but Kolnai did not face
Collingwood’s problem of uppity Oxford colleagues, and picked up where
Collingwood left off: ‘The National Socialist doctrines’, he argued, ‘though
ultimately false and immoral, and liable to degenerate into comic vulgar-
ity, are at their highest endowed with spiritual grandeur and relevancy’ (18).
Outside of the descriptions of the Nuremberg rallies offered by fellow trav-
ellers of fascism, this sort of statement was not commonly heard, least of all
in the LBC’s publications; they bespeak Kolnai’s intellectual bravery and his
attempt to infuse anti-fascism with the sort of energy that drove the fascists
themselves.
In an article of January 1939 Kolnai wrote:
The naïve people who in March 1939 accused the Germans of having
committed a ‘breach of faith’, ‘deceived’ Mr. Ch[amberlain] at Munich,
could have been spared their surprise and deception if they had not
refused dogmatically to attach an importance to Nazi ideologies.28
74 Fascism and Anti-Fascism
Thus, like Borkenau, Kolnai’s basic message was that attempting to under-
stand Nazism through the tools of diplomacy, analysis of leaders’ speeches
or Nazi legislation was fruitless. Rather, he argued that one had to grasp the
will that drove the Nazi dynamic towards war and catastrophe: fascism, he
argued, would make war not to placate its supporters or to counter popular
discontent but ‘to save its soul: to stave off the revelation of its inner barren-
ness, the vacuum of despair at its core’ (637). Whilst this analysis necessarily
took Kolnai – and his readers – too close to the core of Nazism for comfort,
this was precisely the point, for treating Nazism as a difficult but otherwise
ordinary political movement was, in his estimation, to set off down the road
to ruin. Nowhere is this clearer than in his LBC summer school talk, for
here he spoke of the ‘freedom’ of the fascist system, even if this was ‘the
extreme opposite of what we are accustomed to understand by freedom’.
What he meant was that fascism generated a ‘sense of an unlimited Power in
which the subject is supposed to “participate” in a mystical way, as it were:
through patriotic loyalty, kinship of “kind” as contrasted to “alien kind”,
through the very fact of his absolute, total subjection’ (1). In order then to
understand the appeal of fascism there was little point merely condemning
it. Every sane person would do so, but this was insufficient to combat fas-
cism. ‘We must have the courage’, Kolnai went on, ‘to fight an enemy, – or
rather, to reject a creed – of which we recognise the grandeur, the positive
implications, the creative power. Evil may be “ultimately” destructive, but
no great evil is merely and altogether destructive. Else, it could not even be
really, effectually destructive’ (3).
Copsey has written of the LBC that it ‘became an important vehicle
for promoting anti-fascism’. He then goes on to note that by ‘important’
he means that it assisted in the promotion of political activity: ‘Indeed,
Club members would often use the “discussion groups” to organise con-
crete political agitation rather than merely discussing abstract ideas raised
from current volumes.’29 My discussion of Kolnai is meant to suggest that
it is not so easy to separate the ‘merely’ abstract ideas contained within
the books from the political action; indeed, Kolnai’s important talk at the
LBC’s summer school, along with Gollancz’s (and others’) estimation of
The War Against the West, indicates that the contribution of the uncom-
promising stance towards fascism taken by the émigrés was indispensable.
Kolnai – remember, no friend of communism – was open about the nature
of the west and why it had to work harder than the Soviet Union to resist
fascism:
Sebastian Haffner
By the time of his death in 1999 at the age of 91, Sebastian Haffner (the pen
name of Raimund Pretzel) had become famous as the author of The Meaning
of Hitler and various other works in German history, and for his journalism
in West Germany, to which he returned from Britain in 1954.31 He has since
become even better known as the author of a memoir that he wrote as an
émigré lawyer in London in 1939 and then put aside as events, he felt, had
rendered it irrelevant or, at least, necessitated a new analysis. The memoir,
published in 2002 as Defying Hitler, and the second study, Germany Jekyll
and Hyde (1940), republished in 2005, are, taken together, among the more
remarkable contemporary analyses of Nazism and the Third Reich. Here
I will suggest that the latter work should be seen as a key contribution to the
anti-fascist struggle, to be set alongside the works of Borkenau and Kolnai as
well as other more famous works by German exiles such as Konrad Heiden
and the former Nazi Hermann Rauschning.
Germany Jekyll and Hyde was first published in June 1940, and its analysis
of events – which was based on the circumstances of 1939 – rapidly became
outdated with the end of the Phoney War, the Nazi invasion of Norway,
Denmark and France and, not long after, the invasion of the USSR and the
US entry into the war. This was most unfortunate for Haffner, since the
unfolding of events, though it destroyed much of the book’s timeliness and
left it more or less forgotten, by no means contradicted the analysis of Hitler
and Nazism that underpinned it. Haffner’s combative and felicitous turns of
phrase are deliciously citable, but it is also necessary to point to the limits of
Haffner’s vision and to show where others have developed his claims.
The book is split into eight simple units of analysis: Hitler, the Nazi lead-
ers, the Nazis, the loyal population, the disloyal population, the opposition
and the émigrés. The final chapter, ‘Possibilities’, contains some extraordi-
narily powerful assessments and is written in a dramatic prose that gives
those of us who did not live through those days a sense of the urgency that
76 Fascism and Anti-Fascism
characterised them. The way Haffner divides the book up may seem simplis-
tic, but it actually reveals a very clear understanding of the nature of German
society under the Third Reich.32
Haffner first deals with Hitler in what is in many ways the book’s most
important chapter. Not because Haffner overestimates Hitler as a thinker
or leader – far from it. Rather, Haffner shows the way in which the Third
Reich is inseparable from Hitler’s person. It does not suffice, in Haffner’s
opinion, to historicise Hitler, to try and understand him, as so many Allied
propagandists did, as part of a German tradition:
Most historians today – not to mention Kolnai and many Nazi theorists
at the time – bristle at the claim that Nazi ideology was unimportant, but
Haffner at least has the virtue of clarity. Besides, the fact that the Third Reich
was ‘organised’ as a bandit kleptocracy is increasingly being revealed by his-
torians such as Jonathan Petropoulos and Frank Bajohr in ways that echo
the 1940s’ Frankfurt School analysis of Nazism as a ‘racket’.35 When Haffner
goes on to claim that ‘The Nazi leaders aim at converting Germany into a
gigantic sports club which is always winning “victories” – and thereby los-
ing its happiness, character, and national identity’ (34), he provides a vision
of the Third Reich akin to Georges Perec’s dystopian society in W and, more
importantly, explains why, in his view, ideology is not the Nazi elite’s driving
force.36
How then does Haffner explain antisemitism? He sees it as a kind of shib-
boleth, as a quasi-ritualistic way of binding the Nazis together: ‘The chief
aim of anti-Semitism is to serve, firstly, as a kind of secret sign and bind-
ing mystery among Nazis, like a continuous ritual murder; and, secondly,
as the conscience-killing course in the education of the second generation
of Nazis’ (45). He thus concludes that it is mistaken to understand Nazism
as one political position among others. Rather, it is an existential choice:
‘Nazism is no ideology but a magic formula which attracts a definite type of men.
It is a form of “characterology” not ideology. To be a Nazi means to be a type of
human being’ (46).
The following chapters provide equally acerbic and penetrating insights
into the various strata of German society. Along the way Haffner makes plain
how unlikely it will be that Nazism will be overthrown from within (103);
that the plan to force Germany to become a democratic state is doomed
to failure (‘To wish to make a democratic power out of Germany is to look
for apples on a rose-bush. There are none. There never will be’ (104)); that
Nazism can be explained neither by Marxist or liberal frameworks (‘Nazism
a “first” (original and new) form of radical nihilism, that equally denies all
values, capitalist and bourgeois as well as proletarian’ (136)); and that the
Allies are to blame for failing to recruit in large numbers potential émi-
grés (147) and for providing succour to the Nazis’ ambitions when they
believed themselves to be doing the opposite (‘every agreement intended by
the Allies to be a treaty of peace must appear to the Nazis, by reason of their
inborn and unalterable mental outlook, as a tactical measure of war’ (170)).
In other words, each of these brief quotations reveals that Haffner was an
unusually hard-headed and unsentimental observer. His argument that only
war can pacify a regime like Nazi Germany (159) and that the war should
not be brought to too speedy a conclusion merely to save lives if doing so
jeopardises ‘the very cause at stake’ – for example, by making a premature
peace with the German Army – was remarkably prescient given the post-war
efforts by many to defend the ‘honourable Wehrmacht’ and make plain that
Haffner knew how deep the rot had got.
78 Fascism and Anti-Fascism
Yet the way in which he saw this state of affairs being realised was
through a political realignment that today seems fantastical: a return to the
pre-unification world of German states:
[I]f a real peace is possible, the spell must be broken. Which means: the
German Reich must disappear, and the last seventy-five years of German his-
tory must be erased. The Germans must retrace their steps to the point where
they took the wrong path – to the year 1866. No peace is conceivable with the
Prussian Reich which was born at that time, and whose last logical expression
is no other than Nazi Germany. And no vital ‘other’ Germany is anywhere to be
found but that which in that year was worsted by the caprice of war – without
ever totally succumbing. (183)
Conclusion
81
82 Fascism and Anti-Fascism
1922).9 But here her brief translator’s foreword is interesting, because of the
light it sheds on her later attitudes towards the English translation of Mein
Kampf :
Her book was one of a number of publications in the first two years of Nazi
rule, including translations of key Nazi thinkers such as Ewald Banse, crit-
ical studies of the significance of the Third Reich and early reports on the
persecution of the Jews.11 The appearance of these works, which were, sig-
nificantly, considerably more forthright about the implications of Nazism
for European peace than the British government at that time (or, for that
matter, the British opposition) was ready to accept, meant that those with
longstanding interests in German culture and history, like Lorimer, became
increasingly vociferous in their opposition to Nazism. With the exception of
a notable literature produced by fellow-travellers, many of the British writ-
ings on Nazism of the 1930s were highly critical warning signals, which took
on the daunting task of displacing mainstream – and, importantly, govern-
mental – attitudes to Nazism, which lay on a spectrum running from lack
of interest to scoffing at its significance to appreciation of its aims in fight-
ing Communism and regenerating the German nation. The words of Lovat
Dickson, Banse’s English publisher, warning that ‘Many people believe that
Germany is setting the pace for a new war which will outstrip in horror any-
thing that occurred in the last struggle’,12 made a large proportion of what is
known as the ‘reading public’ sit up and take notice, though it took longer
before the same could be said of official policy, which was more concerned
with balancing the budget and, not unreasonably, remaining in step with
widespread public opposition to rearmament.
For those like Lorimer who sought to warn people of the threats posed by
Nazism, the publication in 1933 of an abridged version of Mein Kampf was a
grave disappointment. This was so not because she did not want the British
public to have access to Hitler’s views but because she wanted them to have
access to all of them. The 1933 edition brought out by Hurst & Blackett,
The Mein Kampf Ramp 85
This ignorance of the ultimate aims of the Reich is due not to indifference
or to wilful blindness but mainly to the fact that the full text of ‘Mein
86 Fascism and Anti-Fascism
Kampf’ is not available to English readers. Many people who have read
the English version, ‘My Struggle’, imagine they have read ‘Mein Kampf’ –
whereas nothing could be farther from the truth. The English edition is a
bowdlerised and emasculated version. ‘Mein Kampf’ contains 700 closely
printed pages; ‘My Struggle’ contains 280 pages almost entirely devoted
to an account of the rise of the Nazi party and its hatred of Jewry. Every
indication of Germany’s aggressive intentions is removed. The amount
of mischief that such an edition can cause is incalculable; it is far more
dangerous to have a book set before us in this form than not to have it
at all – as is the case in France, where Herr Hitler refuses to authorise its
translation.
Why may we not have the full text in English? If Herr Hitler refuses to
grant the rights of a full translation surely we may have the main subjects
of his foreign policy set out in pamphlet form?19
Hyde and Lorimer subsequently corresponded, and What Hitler Wants may
be seen as Lorimer’s attempt to fulfil Hyde’s request that Hitler’s ambitions –
not just in foreign policy – be set out in an accessible fashion for English
readers.
Lorimer explained her aims in the preface to What Hitler Wants. She
uncompromisingly claimed that ‘British ignorance of the German language
is convenient to the Germans. They can write and teach what they will,
secure in the knowledge that scarcely one Briton in ten thousand – and
apparently no Cabinet Minister – could read it if he would, and that still
fewer will read it even if they can’ (WHW, 9). Yet, such an understanding
was vital, for ‘Not a thing that Hitler has done, not even the official breaches
of the Munich Agreement and the seizure of territories beyond even the
Godesberg demands, but is foreshadowed in the modern German Bible, Mein
Kampf ’ (WHW, 9).
Lorimer went on to impugn the existing translation of 1933: ‘The “autho-
rised” English edition would seem to have been drastically edited for British
consumption, with many of the more vital teachings of the Führer omit-
ted.’ She noted too the unhelpfulness of My Struggle’s publishers: ‘An inquiry
made by my publishers as to the circumstances in which these omissions
were made, elicited the reply that the publishers could not discuss the private
affairs of one of their authors with another publisher’ (WHW, 10). Rallying
to Hyde’s cry, Lorimer explained her decision to write the book: ‘In the pro-
found belief that the Cause of Justice and Right can triumph only if the man
and woman in the street learn the truth at last, I offer them this modest
volume’ (WHW, 11). Actually, only the first section of the book is devoted
to an exegesis of Mein Kampf ; Lorimer also examined Alfred Rosenberg’s The
Myth of Twentieth Century, and the last of the three sections was devoted to
‘Nazism in Practice’, which looked at foreign and domestic policy and Nazi
The Mein Kampf Ramp 87
terror. Nevertheless, the bulk of the book was taken up by the analysis of
Mein Kampf and the final section was intended to show how the principles
expressed therein were being realised.
What Hitler Wants was published in January 1939 and was, on the whole,
well received, especially in the provincial press. Many reviewers regarded
it as a substitute for Mein Kampf itself, which is just what Lorimer had
intended. Time and Tide noted that ‘Most of us are too ignorant of the
German language to read Mein Kampf as Hitler wrote it and as it is still
presented as obligatory reading for German citizens. But from now on any-
body with sixpence to invest can learn just what the Führer and his fellow
gangsters mean to do and how they mean to do it.’ It recommended that
a philanthropist ‘of the Nuffield type’ should distribute 20 million copies.20
Lorimer’s local paper, the Welwyn Times, noted the omission of much of
the original in the English version and praised Lorimer for making it avail-
able. The Bolton Evening News and the Western Telegraph (Urmston) both
praised ‘Mr. Lorimer’ (this gender assumption based on the fact that the
book appeared only under the name E.O. Lorimer was presumably a delib-
erate strategy on Lorimer’s part) for making abundantly clear that ‘in the
madman dreams of Herr Hitler all freedom loving people stand in peril’ and
that ‘in reviewing Mr. Lorimer’s important book we are actually reviewing
the book Hitler wrote 7 years before he came to power. [ . . . ] The obvious
matter of importance which emerges from a study of Mr. E.O. Lorimer’s
“What Hitler Wants” is that once more “You Have Been warned”.’21 The
Daily Worker, the organ of the Communist Party of Great Britain, was
equally fulsome in its praise but drew more sinister and somewhat fantastical
conclusions:
Grabberwochy
‘Twas Danzig, and the Swastikoves
Did heil and hittle in the reich,
All nazi were the lindengroves
And the neuraths julestreich.’
However, not all the reviews were so laudatory. The Times rather grudg-
ingly declared that ‘The author of this book deserves great credit for having
read Herr Rosenberg’s fantastic book, and her short summary includes most
of the essentials.’ It then went on, in a fine illustration of the British
establishment’s inability to take ideas other than its own seriously:
And the New English Weekly, the successor to the avant-garde early modernist
journal the New Age and organ of social credit and the early organic move-
ment, simply noted in its April review that What Hitler Wants ‘is rather
superfluous now that “Mein Kampf” has come out in full’.29
Lorimer begged to differ and set out in various places why. Her response
to the New English Weekly noted that it was ‘most natural for your reviewer
to assume that the recent publication of a full, uncensored, unexpurgated
Edition of Mein Kampf in English would have rendered my little book super-
fluous’. However, the opposite was true: ‘on the contrary it has made it more
urgently necessary than before, for the modest aim of What Hitler Wants
is to reveal to the English reader ignorant of German the full spirit and
purpose of Nazism and the practical results of this spirit and purpose’.30
The Mein Kampf Ramp 89
This the new translation simply did not do, Lorimer believed. Elsewhere she
explained why.
In a letter to Arnold Hyde, Lorimer wrote that her suspicions about the
source of the translation led her to check the book ‘phrase by phrase’ against
the original German. What she found confirmed her in her worries:
A week later Hyde replied to Lorimer, with comments that strike at the heart
of debates at this time: was the National Government furthering its policy
of appeasement because it was the only way to gain enough time to build
up sufficient military strength to take on Germany in the inevitably coming
war or was it doing so because it was already some way down the path of
introducing a form of fascism into Britain? Hyde first noted, echoing the
Time and Tide reviewer, that ‘if the Government had issued a copy of “What
Hitler Wants” to each household instead of the National Service Handbook,
there would be some real enthusiasm for National Service!’ Then he turned
to the difficult questions:
All this is very well, but it is really depressing – and even alarming – to
see such astonishment at truths of which every citizen in the British Isles
ought to have been informed years ago. [ . . . ] It is inconceivable that our
statesmen and publicists are unaware of the full implications of Nazi phi-
losophy and ‘ideals’, and that being so, how can one assort their conduct
with rational behaviour? [ . . . ] Even if one draws the rather dramatic con-
clusion that the ruling classes are Nazi at heart, you are still left with
the problem of why they are anxious to assist in the destruction of the
Empire.32
Here we see the perceived connection between the translation of Mein Kampf
and the broader political situation. If commentators such as Hyde and
Lorimer – like Wickham Steed, Leland Stowe, Robert Dell and many oth-
ers – were most concerned with foreign policy rather than with, say, Nazi
racial policy, in the way that historians tend to be today, this is a reflection
of the fact that they feared that the British government was somehow com-
plicit in helping Hitler achieve his goals, even at the expense, ultimately,
of Britain and its empire. Rather paranoid this may have been, but it was
90 Fascism and Anti-Fascism
In contrast with the German original, which ‘screams and screeches vio-
lence’ and is ‘a book to rob you of sleep o’nights’, Murphy’s English rendition
is so respectable that ‘it might be a reprint of Johnson’s Tour in the Hebrides’;
it is ‘a book to drop asleep over’.33
Lorimer offered numerous examples of what she meant, ranging from the
presentation of the book, the layout of the page, to the grammar and vocabu-
lary. For example, where Hitler talked of ‘Hottentots and Zulukaffirs’ Murphy
talked of ‘Hottentots and Zulus’; where Hitler used the word ‘Vernegerung’
(‘negrification’), Murphy translated ‘becoming more and more obsessed
by Negroid ideas’; and where Hitler referred to ‘Stimmvieh’ (‘voter cattle’),
Murphy opted for the slightly more dignified ‘herds of voters’. All in all,
Lorimer detected more at work here than just an inadequate translation:
But it is Adolf Hitler, Führer and Reichskanzler, who makes Mein Kampf
a compulsory text book for every German citizen, for every German boy
and girl, and who has enriched himself by putting five million copies into
enforced circulation. It is Adolf Hitler who by every act of violence that
shocks the civilised world sets the seal on Mein Kampf.35
After a little more investigation, Lorimer found out that her suspicions
were – she believed – confirmed. Murphy, it became known, had worked for
four years for Goebbels’ Ministry of Propaganda (1934–38) and must there-
fore have been a convinced Nazi.36 Thus, Lorimer embarked on a further
campaign to alert people to the new risks attendant upon the ‘unexpurgated
edition’, which seemed to her even greater than those associated with the
earlier, abridged version. She wrote, for example, to Robert Vansittart, prob-
ably the most vehemently anti-German of British statesmen, who replied:
‘I have only read Mein Kampf in German – a dreadful job – but had
always heard there was no proper English edition. The bowdlerised form
was all too prevalent, and I had heard the Murphy production criticised
before I got your letter. I hope that the course of events will prove the
best corrective of any illusions based on an imperfect view or version of
Hitler.’37
And Vansittartism – the belief that only a total destruction of Germany’s
infrastructure, a pastoralisation of the land and the break-up of the nation-
state – seemed to appeal to Lorimer. She joined the Never Again Association,
which, with Vansittart as its president, was pledged to preventing Germany
from ever acquiring the capacity to wage war again, and produced articles
for it that situated her at the more extreme end of post-war plans for the
country. In one, she took to task an imaginary reader, who felt sympathy for
the ‘ordinary’ Germans: ‘let him’, she wrote, ‘as he values our future hope
of decontaminating Germany, read the books of those who know Germany
and the Germans (as he himself does not) and face the stark and ugly facts
like a man, rather than lazily – selfishly – disastrously – hug the fatal illu-
sion that the Prussianised, Nazified German of to-day is a sane and decent
human being, not in essentials different from ourselves’.38 Her second book
on Nazi Germany, What the German Needs (1942), developed this theme,
which is no doubt why it received considerably less publicity than What
Hitler Wants, but she continued to write in a similar vein articles for the
Ministry of Information to broadcast to Aden, and was well paid for her
trouble.39
Yet her most important contribution to the controversy over Mein Kampf
was not published, but was a privately circulated memorandum setting out
the circumstances of the translation. In order to understand its sensitivity it
must be made clear that the object of Lorimer’s attack was not only Murphy
but his publisher Walter Hutchinson and the popular Tory historian Arthur
Bryant. In other words, the point of her memorandum was to take on a
92 Fascism and Anti-Fascism
broad swathe of right-wing opinion, not merely what she regarded as the
mistranslations of a fellow-traveller of the Nazis.
In the late 1930s, in response to Victor Gollancz’s Left Book Club and
to the extraordinarily successful Penguin Specials, the right in Britain
attempted to fight back on the cultural front.40 The Right Book Club, under
the aegis of Christina Foyle of bookshop fame, was founded early in 1937,
publishing mainly reprints of existing works, from the nostalgic ‘Merrie
England’ type to attacks on Communism to more aggressively-pro-Fascist
publications, such as those of Gerald Wallop, the Earl of Portsmouth or
Francis Yeats-Brown. And the National Book Association was launched by
Arthur Bryant shortly after the appearance of the RBC (and much to his
annoyance). Unlike the RBC, however, the NBA aimed to commission new
works (like the LBC) and to tap into an influential network of Conservative
Party institutions such as the Bonar Law Memorial College at Ashridge. He
had support from Stanley Baldwin and the publisher Walter Hutchinson.
And he aimed to absorb the RBC into the NBA.41
With the NBA’s decision to select the translation of Mein Kampf as its book
of the month in February 1939, Baldwin resigned as President of the NBA.
As Green notes, publishing Mein Kampf can be seen as the NBA’s attempt to
give its ‘middle-ground’ readers some sense of political ‘balance’; after all,
it had already published the old Bolshevik Victor Serge’s memoirs as well as
a selection of Neville Chamberlain’s speeches. However, ‘it is also the case
that the decision to publish Mein Kampf reflected Bryant’s own strong pro-
German, and indeed pro-Nazi, sympathies’.42
Lorimer’s paper, ‘The Mein Kampf Ramp’, was written in August 1941
and was meant as an exposure of the machinations that lay behind this
attempted publication by the NBA. ‘Ramp’ here may be understood in two
senses: its dictionary definition is a ‘swindle or fraudulent action, specifically
the action or practice of obtaining profit by an unwarranted increase in the
price of a commodity’. But it might also be understood as the attempt to
elevate Mein Kampf, to give Hitler’s stance heightened publicity. Either way,
it is clear that Lorimer was furious and disgusted by this renewed attempt to
propagandize on Hitler’s behalf. Indicting ‘as suspect quislings’ Hutchinson,
Murphy and Bryant, Lorimer exploded forth:
Disgraceful it may have been, but, to Lorimer at least, it was not surprising.
After all, Bryant had in 1940 published Unfinished Victory, an unashamed
The Mein Kampf Ramp 93
eulogy to Nazism. Remarkably, for this was during the war (although the
so-called Phoney War had not yet ended), Unfinished Victory was largely well
received by the press, and only the dawning realisation that rapidly chang-
ing circumstances were threatening him with internment led Bryant to buy
up as many copies of the book as he could lay his hands on, and to write
and publish in a matter of weeks his ‘apology’, the ‘island story’ English
Saga.
Lorimer was one of the exceptional reviewers who objected to Unfinished
Victory, writing in Time and Tide, ‘All the best and biggest Nazi lies are here,
presented with a garnish of scholarship and erudition. [ . . . ] Please God, your
clever book has come too late to take any readers in.’44 The following year
she drove the knife deeper in:
When war broke out Hutchinson unctuously announced that he was giv-
ing to the Red Cross the royalties which would otherwise have gone to
Hitler. (If Judas had thought of it he need not so precipitately have gone
out and hanged himself; he could have handed his silver pieces to some
fund for distressed Pharisees.)46
Indeed, Lorimer anticipated a scandal over royalties that echoed the debate
in the United States in 1939 and that resurfaced again only recently.47
But if Lorimer was right about Bryant, her attack on Hutchinson was mis-
placed; the latter was no Nazi, and he went ahead with bringing out the
‘unexpurgated version’ despite Eher Verlag forbidding its publication and in
order to not give the impression that Hurst and Blackett were suppressing
important information about the Nazis’ true aims.
∗
Lorimer’s fierce attack on Nazism and on Mein Kampf ’s proponents in Britain
place her in a somewhat exceptional position. It is all the more important,
then, to provide some context that shows the extent to which she was a
child of her time. To today’s reader the attacks on Murphy, Mein Kampf and
the rebarbative Unfinished Victory all suggest a leftist pedigree for Lorimer.
94 Fascism and Anti-Fascism
But this was far from being the case; rather, she readily identified herself as
part of the ‘respectable’, professional middle-class, was favourably inclined
towards eugenics and displayed a residual antisemitism that was typical of
the time.
For example, in What Hitler Wants, she wrote disparagingly of Hitler’s
attacks on the Jews that this policy would only be harmful for Germany.
The reasons seem curious today:
The English reader, remembering with gratitude how much the stability
of British finance has owed to the co-operation of generations of British
Jews with English bankers, would like some indication of just how Hitler
would prove Jewish finance was necessarily so fatal to Germany, but Hitler
does not attempt to prove any of his amazing theses. (WHW, 49)
Similarly, and more surprisingly, is the comment she made in private cor-
respondence regarding Jewish émigrés. Browsing through a bookshop in
Cambridge, Lorimer came across Joseph Leftwich’s anthology of Yiddish
poetry. In considering some of its contents, she allowed her Vansittartism
to get the better of her:
Leftwich also quotes Geo. Eliot about Heine: ‘True, he is also a Jew, but
he is as much a German as a pheasant is an English bird or a potato an
Irish vegetable.’ This re-inforces my feeling of caution vis a vis [sic] our
Jewish refugees. They must be fiercely anti-Hitler, granted. They are not
necessarily anti-Deutschland über Alles or anti the Herrenvolk myth or
anti-War or anti-Despotism. They may in their hearts be just as keen on
German World Domination as Hitler or the Kaiser or the pan-Germans.
Failing some spiritual X-ray apparatus or some very positive proof of bona
fides, it is I think wise to suspend one’s judgment and beware of over-
trustfulness.48
For a woman who had stressed the importance of Nazi ideology, this con-
fusion of Nazism with Prussianism constituted a serious error of judgement,
though one no more egregious than her confusion (echoed by the British
state’s internment policy) of Jewish refugees with a potential Nazi fifth
column.
On the question of eugenics she was also ambivalent. In What Hitler
Wants, Lorimer wrote of the Third Reich’s eugenic legislation:
Nazi Germany is using the sterilisation law of July 1933 for her own ends.
(WHW, 65)
Introduction
96
Rolf Gardiner: An Honorary Nazi? 97
flourishing, ‘It is something totally foreign and un-English, and its Jewish-
American origin and stamp should not be overlooked [nicht zu verkennen].
London . . . is sinking under this flood of foreign modernity that is breaking
over it.’22
Despite this bleak diagnosis, however, in the second section Gardiner
does not recommend turning to Mosley’s version of fascism; rather he
finds that the aristocratic-minded English Mistery represents far more con-
vincingly a ‘pure community of breeding’ (echte Erziehungsgemeinschaft),
comprised of men who are searching for a new leader (Führer) and a new
aristocracy.23 The German Revolution, thinks Gardiner in the final section,
should act as a spur for the English people to rally round this English Mistery
vision: ‘The German Revolution is a moral warning [Gewissensmahnung] to
the English people [Volk]. . . . Not that Germany should instruct England,
but that England be brought to self-recognition of its ancient English
values.’24
A similar plea for English national renewal in the light of the German
one was made in a 35-page piece entitled Die Wende des englischen Volkes
(The Turn of the English People), written at about the same time and, like
Stroemungen, intended to be collected in a volume with the working title Ein
Engländer spricht mit Deutschen (An Englishman speaks with Germans). Con-
demning the political establishment for failing to perceive ‘the endpoints
of the English fate in the twentieth century’, and thus for ‘delivering itself
and the people to foreign and destructive elements’, Gardiner argues that
England has become more and more Americanised, mostly as a result of
‘Jewish-American money-influences’ which have led to ‘foreign poisoning’.25
And here Gardiner brings the youth movement in, linking it inseparably to
National Socialism:
spring’.31 In general, while there were in this piece aspects of the regime that
he chose not to touch on, he found that ‘nowhere but in Germany to-day is
an attempt being made deliberately and courageously to stem the universal
world tide of urbanisation and industrialism’.32
But perhaps more important than any of these manuscripts – and appar-
ently unnoticed by Gardiner scholars with the exception of the author of his
DNB entry – is the letter Gardiner wrote in April 1933 to Joseph Goebbels.
This telling letter gives the lie to any claim that Gardiner wished to keep
some distance between himself, the youth movement and the Nazis. Even if
the letter is regarded strategically, as a way of alerting the Reich’s new pro-
paganda minister to the fact that the outside world knew something of the
history of German youth and was watching to see what would transpire, its
unctuous tone and rebarbative toadiness makes it stand out in Gardiner’s
voluminous correspondence.
The letter begins: ‘Esteemed Herr Reichsminister, as leader [Führer] of a
young English generation, which has, since the end of the war, tirelessly
sought an honest engagement with the conservative-national section of
German youth, I am daring to write to you and at the same time to express
[Ausdruck zu verleihen] in the name of my comrades our joy at the renewal
of the German people [Volk] and re-establishment of German national dig-
nity.’ Gardiner goes on to explain that the liberal establishment in Britain
is placing many slanderous obstacles in the way of people’s understand-
ing of the true significance of the German ‘national revival’ (Erhebung),
but that many English people would instinctively respond to the call of
the Germanic revolution initiated by National Socialism, since Britain too
belongs to the ‘Germanic world’. Gardiner then sets out his credentials: his
involvement with the Deutsche Freischar, the work-camps; national and inter-
national youth tours; the defence of the German east symbolised by the
Boberhaus and the Musikheim. And he explicitly links his conception of
the youth movement with Nazism: ‘An entire old world stood opposed to
our direction and wanted to reverse it. For we sought the new order of a
third Reich, we wanted to bring about not brotherhood but spiritual combat
[geistigen Nahkampf ]. We thought in an undemocratic and un-pacifist way.’
The new Germany, then, is the fulfilment of these dreams.
Gardiner, appealing to Goebbels’ love of music, proceeds to an extended
discussion of the Musikheim, suggesting to Goebbels that he will find there,
under the leadership of Georg Goetsch, ‘a true executor of the ideas of the
National Socialist state’. He ends by urging Goebbels to distrust what is
widely perceived as English public opinion, and to remain attentive instead
to those who greet the ‘great development of the German Volk’ warmly.
‘A tradition-rich [altersreiches] England and a future-oriented Germany could
promote exchanges that would profit both countries’, Gardiner writes. And
he promises Goebbels that ‘we will pursue our work of renewing Germanic
values in all countries around the North and Baltic Seas with new strength.
Rolf Gardiner: An Honorary Nazi? 103
For we believe that the new German state will help us and will be our protec-
tor [Schirmherr]. You, Herr Reichsminister, will understand us and assess our
path correctly. In this sense we English, through you, greet the new German
state.’ As a postscript Gardiner offers to be of assistance with propaganda
work coming out of the German Academic Exchange Centre in London.33
Unsurprisingly, Goebbels published the letter, seeing it as a propaganda gift.
It is quite clear then that before 1933 Gardiner worked to promote Anglo-
German friendship from the point of view of national revival that places him
on the völkisch right if not National Socialist. In 1933–34 he spoke decidedly
in favour of the Nazi regime, both in public and in private, including in his
important letter to Goebbels. After 1934, though, this enthusiasm waned.
There is no doubting Gardiner’s gradual disillusionment with Nazism; the
question is whether this disillusion led him to reject or modify any of his
views about modern civilisation and the need to save it through recon-
necting with the soil and bringing Britain ‘back’ into its natural, Germanic
orbit.
The fact is that his rejection of Nazism did not go hand in hand with
a rejection of any of his views. It is here that much confusion lies: to
our ears much of what Gardiner had to say connects him easily with a
National Socialist outlook, but his defenders are right to say that by his-
toricising him we can see that it was possible (perhaps still is) to believe in
the need for national renewal based on the land and a rejection of mate-
rialistic ideals and yet not succumb to Nazism. I have already suggested
that Gardiner was not as free of racial prejudice as some have claimed.
Nevertheless, Gardiner’s sort of racism was not uncommon in Britain or
in Europe more generally at the time, even if his was articulated via an
unusually clearly conceptualised worldview. It certainly does not qualify as
the kind of racially determined view of the world that lay at the heart of
Nazi ideology. Still, Gardiner believed firmly that the Jews in Germany were
not blameless where their persecution was concerned and he campaigned
against war with Germany in public right until the last possible minute,
and privately thereafter. In 1939 when he invited Georg Goetsch to join the
projected Springhead tour of Germany in 1940, he did so in the knowledge
that Goetsch was a committed supporter of the regime,34 and his work for
Lymington’s various organisations placed him squarely in the camp of the
fellow travellers. In the end it seems that Gardiner’s only real objection to
Nazism was that it forced the individual into the ‘serried ranks’ rather than
empowered him to overcome his modern soullessness; Gardiner, in other
words, like Martin Heidegger, discovered that Nazism was not the ‘spiritual’
movement that he had hoped for.
Thus it is important to take Gardiner at his word when, after the war, he
said that there was no link between the youth movements and Nazism: this
was a way of stressing that he was not a Nazi sympathiser, as was his claim
in England Herself (1943) that ‘In the first period following the revolution we
104 Fascism and Anti-Fascism
Indeed, his work with the youth movements in both countries only makes
sense when seen in the context of his belief in the need to bring the two
closer together and to make each other recognise their spiritual and racial
common heritage. The point is that for Gardiner all things German (at least
‘authentically’ so) were not ‘un-English’. Thus there was in his mind no
inconsistency in condemning Oswald Mosley’s British Union of Fascists as
the un-English product of a suburban mindset – ‘The Union Jack plus foot-
ball crowds plus the greyhound-racing industry – that approximately is the
“Blackshirt Movement” ’38 – and in taking the line quoted above.
It is worth considering here Gardiner’s discussion of fascism, since it has
been the source of much confusion. Gardiner, it must be noted, explicitly
condemned fascism. As early as 1923, at the age of 21, he attacked all ‘isms’
as mindless mass movements and manifestations of suburban soullessness,
and looked instead for an aristocratic, vitalist alternative.39 As Moore-Colyer
rightly puts it, an ‘unshakeable belief in natural aristocracy underscored his
outlook and shaped his activities in the interwar period’.40 And although he
famously wrote in 1932 that ‘Every nation to-day requires a form of Fascism
to rescue it from the pitfalls of its own self-sufficiency’, he went on, in an
important passage that gives us a powerful insight into his worldview:
And a year later, after the Nazis were in power, he wrote that ‘If Fascism
is a movement to maintain the Capitalist order in its imperialist phase
(the definition is John Macmurray’s) then the new Reich under Hitlerism
is not Fascism. It may evince Fascist aspects, but its core is socialist and
religious.’42
The problem here is that Gardiner took a communist definition of fas-
cism in order to establish that he was not a fascist and that Nazism was
106 Fascism and Anti-Fascism
no sense in any other context – and his claim that England had to reclaim
the spirit it had lost in the seventeenth century could of course only have
been made in the twentieth.
Thus, not only his involvement with Anglo-German cultural exchange in
the youth movements but also his activities in the Kinship in Husbandry
group have been subjected to considerable scrutiny. His praise for Nazism
was partly based on its rural ideology – he believed that ‘The fundamental
achievement of the German Revolution, so far entirely uncomprehended
by English critics although shiningly apparent to all thinking Germans,
lies in its resuscitation of yeoman, peasant values as opposed to industrial,
urban, manufacturing values’48 – and his own role in the early organic move-
ment was driven as much by the idea of racial regeneration through contact
with the national soil as by environmental concerns; indeed, the two ele-
ments of his thought are inseparable. When later in life he described the
Kinship in Husbandry as comprising ‘a new philosophy of the land, based
on far-reaching considerations of health and wholeness, fortified by medi-
cal knowledge of nutritional factors and a scientific study of biological and
ecological principles’49 he failed to acknowledge a considerable part of the
group’s raison d’être, as do contemporary commentators when they white-
wash the group as ‘concerned with the restoration of traditional agricultural
practices in England through symposia, editorial collaborations and political
lobbying’.50
As is well known, the Kinship in Husbandry group was established by
Gardiner in 1941. Its members were all ‘concerned with countryside’51 and
sought to share information about their organic farming practices, con-
necting these to wider issues affecting wartime Britain. This they did by
means of ‘case books’ which they circulated and in which they recorded
their thoughts, and through periodic meetings, the first of which took place
in Edmund Blunden’s rooms in Merton College, Oxford, on 21 September
1941.52 Their forays into the wider world took place through the publi-
cation of edited collections and political lobbying, as has been noted, but
their aims were not restricted to encouraging a wider use of organic farming
methods.
The broader ambitions of the Kinship in Husbandry can be seen through-
out the group’s writings, from Gardiner’s circular to the twelve men who
formed the original membership to the notes they made in the case books.
Gardiner’s many essays on husbandry, too, connect the theme of the health
of the soil with the strength of the people and the authenticity of their cul-
ture. Thus, in one piece written around the time that Gardiner conceived the
idea for the Kinship in Husbandry, he exhorted English youth to ‘Remem-
ber you are Englishmen with memories of an eternal England in your veins.’
He claimed that ‘Much of the England of today is a betrayal of the England
which has a great and powerful purpose in the Divine Plan’ and went on to
claim that the ‘false England will crumble away in your time’ because ‘you
108 Fascism and Anti-Fascism
will all become English yeomen and husbandmen again, and England will
rise from the ashes of her commercialism, the protector of the earth and its
resources, the servant of God’s divine purpose for her’.53
Similarly, in his 1943 book England Herself and in essays published in
wartime collections devoted to the organic cause, Gardiner revealed that
the ‘return to husbandry’ referred not solely to the soil. In a 1945 essay
on forestry and husbandry, in which he spoke of different ‘races’ of trees, he
wrote that ‘The art of the forester partly consists in blending species which
will thrive together in sympathetic support of one another and the whole,
and in excluding species which are either unsuitable to the district and likely
to misaffect the soil or which will overrule the more valuable trees.’54 This
sort of language is ripe with metaphorical implications which should not be
exaggerated but should equally not be overlooked. Likewise the objection
to pasteurised milk was of a piece with objections to the ‘pasteurisation’ of
England.55
Despite basic agreement about the need to revive England’s agricultural
tradition as a start to revive the race, it is notable that the Kinship group
was strained by fears that its activities were attracting the unwelcome inter-
est of the security services. Gardiner had in private condemned the British
bombing of Hamburg and the Ruhr in 1943, and earlier in 1942, following
the attack on Luebeck, he circulated to the KiH members a poem entitled
‘Totentanz’, which included the line ‘A thousand years will curse us for
this evil’. Although many of the group’s members to a large extent shared
Gardiner’s belief that war with Germany should have been averted, and that
even in the first couple of years of war there were opportunities for peace
which should have been taken, this sort of sentiment at this stage of the war
made most of them distinctly nervous, especially those like Arthur Bryant
who were already on MI6’s radar. The main exception was Lymington, who
wrote to Gardiner that ‘We must not fail to keep our integrity as individuals
or as a body of men trying to draw out the best qualities in each other. The
proletarian “safety first” leads to your Totentanz.’56
Furthermore, Gardiner’s comments on Germany worried E. F. Bozman
of publishing House J.M. Dent, whom Bryant had invited to become the
group’s secretary in the hope of expanding its remit and influence after the
war.57 A letter from Blunden to Gardiner commenting on the disquiet to
which the matter had given rise is worth citing at length, since it hints at
the ways in which for Gardiner and his closest associates the organic outlook
was about much more than farming:
Bozman does not say that your comments on that act of destruc-
tion in the German Farmlands were wrong, but that they might be
misinterpreted (a casual mention or half-quotation might give an over-
patriotic listener a notion that the Kinship was a political faction). Add
that Bozman’s firm is apparently in some manner in the hands of the
Rolf Gardiner: An Honorary Nazi? 109
Government and it well appears that he and it must be quite clear from
such misinterpretations.
I agree that this means that even the Case-book is not free from censor-
ship; but as the Kinship has developed this seems unavoidable. If I may
say so, I’d rather not see you circulate the papers you’ve sent me beyond
our old Group. The chance that somehow they might give an idea of
our being actual political malcontents should be avoided, at this time.
We must be Agriculturals.58
Conclusion
Much has been made by his defenders that as soon as he recognised the
brutal reality of Nazism, Gardiner abandoned his early, naïve support for
the regime. And indeed, there can be no doubt that Gardiner was horri-
fied by what we now call the Holocaust and by Nazi criminality in general.
But what this meant was that after the war the Nazi vision of Europe no
longer seemed to square so easily with his dream of a racially homogeneous
yeoman-centred northern Europe, united in resistance to money power and
American vulgarisation. This vision he never abandoned; as I have already
noted, after the war his attack on Western civilisation – consumerist, stan-
dardising, materialist – became stronger than it had been before it. Thus,
before approximately 1940 (perhaps earlier, but the evidence of England Her-
self suggests not) Gardiner hoped that Nazism would be the vanguard of
the return to husbandry, meant in the broadest sense of racial, cultural and
spiritual regeneration, not just with reference to farming methods, and after
1945 he understood that this hope had been misplaced. But this prompted
him neither to alter his views on the nature of Western civilisation nor to
question his pro-German beliefs.
8
Rural Revivalism and the Radical
Right in France and Britain
between the Wars
110
Rural Revivalism and the Radical Right 111
projected and legitimized’ – was (and is) quite marked, especially between
the wars.12
It is hardly paradoxical, then, to say that in Britain one can more eas-
ily find radical expressions of racialised organicism – I hesitate to use the
term ‘eco-fascism’ since it has been so much abused – whereas in France
one finds the sentiments expressed no less radically, but a greater political
effect being achieved by genuinely rural radical (if not fascist) movements.
As with all things associated with the triumph of the anti-Dreyfusards and
anti-republicans that was the Vichy regime, the rural politics of Vichy – ‘le tri-
omphe de l’idéologie agrarienne’ – were an attempt to promote the ‘traditional’
French smallholder over ‘capitalist’ farming, and to show that the policies
associated with Vichy had their roots in the Third Republic.13 As Kevin
Passmore and others who question the ‘immunity thesis’, that is, the notion
of the inherent stability of French democratic institutions between the wars,
have shown,14 the volatility of the French situation was a result of the
fact that urban-based rural nostalgia (like in Britain) co-existed with radi-
cal movements that emerged in the countryside. The failure of these French
movements can to a large extent be explained by two facts: first, the agri-
cultural movements were unable to expand their appeal beyond their rural
constituencies and, second, because urban elites were ultimately only inter-
ested in making use of idealised images of the land to promote their own
agendas – those that came to power in 1940 – and did not take a great deal of
interest in the substance of the peasants’ ambitions.15 We are in other words
dealing with Anna Bramwell’s well-made distinction between ecological and
peasant-oriented movements.16
Let us then turn to examining the evidence to counter Bramwell’s asser-
tion that fascist parties outside Germany did not concern themselves with
ecology. I will look first at several radical right thinkers who made rural
revivalism central to their concerns, and I will then assess the differences
between the French and British examples by looking at the policies and ideas
of several radical right groups.
From the foundation of the Third Republic, a connection between anti-
semitism and ruralism was quite prevalent in French political culture.
Stephen Wilson notes that ruralism formed ‘a crucial component of the
ideology of antisemites who were neither country dwellers nor noble. For
them, the rural world with its roots in the past, its relative resistance to
change, signified a set of stable values posited in the face of an urbanized
world of confusion and flux. This idealization of rural society,’ he adds, ‘was
a theme of very general provenance, and was lent new strength by the agri-
cultural depression.’ Wilson notes that politicians from all parties sang the
praises of ‘our dear French peasant’, but that ‘the theme enjoyed particu-
lar flavour on the political Right’. Charles Jacquier, for example, stated that
‘The land tempers the soul and is the great preserver of the race.’ And the
Marquis de Morès, the leader of the Ligue Anti-Sémitique, who represented
114 Fascism and Anti-Fascism
the aristocracy’s version of this position, claimed that ‘Castles and forests are
passing into the hands of financiers, children of Israel, whose hands are not
always pure. The proletariat and the old aristocracy, equally unfortunate, [are
being] dispossessed of the soil of France, and between these two classes a par-
asitic growth [is] extending its tentacles monstrously everywhere.’ Drumont
attacked the aristocracy for failing to play its traditional role in society and
for abandoning the grandeur of noblesse oblige and leadership in favour of
identifying with ‘the Jews, the bankers and the exploiters’, much like writ-
ers such as Arnold White and Anthony M. Ludovici did in Britain.17 Thus,
from the publication of René Bazin’s La terre qui mort in 1899, which tes-
tifies to the equation of rural defence with a rejection of modernity, and
which constitutes a condemnation of the aristocracy’s betrayal of its histor-
ical obligations towards the soil,18 the tendency of rural revivalism towards
the radical right was well established by the time of the Dreyfus Affair and
firmly embedded by the end of the Great War. Typical of the interwar fas-
cists is Robert Brasillach’s Le Marchand d’oiseaux (1931), which contrasted
the rootedness of peasant life with the shifting nature of city living. That
is not to say that the right-wing groups that emerged in the 1930s, such as
the Jeunesse Patriotes or the Croix de Feu/PSF, were simply inheritors of the
‘bonapartist’ tradition19 ; rather, they were part of a pan-European post-Great
War phenomenon. The difference between French fascism and its Italian or
German counterpart was, as Jenkins notes, a question of organisation rather
than ideology, the fact that the French version failed to enter the main-
stream political arena (and, of course, the fact that the Radical Party chose
to keep them out).20 But the French cultural traditions on which they built
had a rich history, although one must not overstate the importance of rural
imagery; the ‘fathers’ of the French radical right, like Paul Déroulède (the
founder of the Ligue des Patriotes), Edouard Drumont, Charles Maurras and
Maurice Barrès, and political movements like Boulangism, actually had less
to say about rural issues than about their main focus, that is, reconciling the
urban proletariat with the controllers of capital.21
In Britain, one finds an equally strong native tradition of ‘rural defence’
extending from the late nineteenth century through to World War II. As in
France, the broad ‘back-to-the-land’ movement appealed to the socialist left,
with its vision of a healthy working class enjoying its rights to use the land,
as much as to the right. But, also as in France, the overall thrust of the early
ecological movement tended to be rightward, as Richard Griffiths, Philip
Conford and others have shown. A ‘rural nostalgic and usually organicist
theme’, writes Richard Moore-Colyer, ‘formed a common thread woven into
the policies of most ultra-Right groupings of the 1920s and 1930s.’22 As Alex
Potts notes in his study of ‘Constable Country’, ‘it was only in the interwar
period that a nationalist ideology of pure landscape came into its own. The-
ories of racial identity were transferred to the inanimate landscape, a kind
of reification in which the people still living and working in the countryside
Rural Revivalism and the Radical Right 115
were assimilated, not just pictorially and aesthetically, but also ideologically,
to the landscape.’23 The fact that the environmentalist tradition in Britain –
in particular, the organic farming movement – was so bound up with the rad-
ical right makes the British case especially striking. Among the founders of
the Soil Association in 1946 – the body that today gives commercial certifica-
tion to organic farms – were some of the most radical thinkers of the interwar
period, including the Earl of Portsmouth (until 1943 Viscount Lymington),
Rolf Gardiner and Jorian Jenks. As with most of the French thinkers, it is
insufficient to label such people ‘fascists’; first, most of them objected to the
label (though that is in itself hardly conclusive), but second, most, although
they admired Fascist Italy and, especially, Nazi Germany, ultimately turned
against Nazism, even if they only did so once their ultra-patriotism required
it, that is, with the declaration of war in 1939 (or, in a few cases, with the
end of the Phoney War in 1940).
A good starting point here is Barrès, the ‘poet’ of the new right of the late
nineteenth century, ‘whose works on Alsace-Lorraine and Gallic deracina-
tion schooled a generation of young Frenchmen in the redemptive concepts
of the soil and the dead’24 : In a work published two years after his death,
he wrote:
could protect French vigour: ‘In light of this, Europe from North to South,
and from West to East (Except in England), lives under regimes which have
become more numerous and dedicated to authority and discipline – com-
munism or fascism – the most admirable and formidable effort to reawaken
the human race.’33 Drieu saw in fascism the ideal of the Männerbund34
and – despite the ill-developed nature of his ‘socialism’ or his ‘national-
ism’ – hoped that fascism would provide a kind of Aufhebung (Hegelian
sublation) of the two. ‘The opposition between nationalism and socialism’,
wrote Drieu, ‘appeared irreducible in the parliamentary regime. The rescue
operation of fascism consisted in negating the irreducible character of that
opposition.’35
What Drieu objected to was that the ‘third force’ between liberalism and
communism had itself become a mass party ‘which stifled creativity in the
name of its truth and showed a willingness to assimilate the values of the
bourgeois age which those advocating a “Third Force” could not readily
accept’. So, although he joined Doriot’s PPF in 1936, Drieu left it two years
later, only rejoining after the fall of France. Drieu’s suicide at the end of the
war, Mosse argues, ‘was not merely the result of despair in the face of the
Allied victory, but to a still greater extent despair at what fascism had made
of itself’.36 This allegiance to an ‘authentic’ ideology of ‘national renewal’ is
what connects Drieu to Rolf Gardiner and is also, I suggest, one of the expla-
nations of their devotion to the land, contrary to the main thrust of populist
fascism (which extolled the land in rhetoric only).
Gardiner, inspirational youth leader and organic farmer, was, as shown
in Chapter 7, the most significant of the English back-to-the-landers, and
his reputation remains fiercely contested. Gardiner looked to Germany and
the Baltic countries to form a northern federation which, he hoped, would
enable Britain to climb out of the materialist, cosmopolitan morass into
which it had long been sinking. Gardiner’s position was unusual amongst
British cultural pessimists for the strength of his advocacy of union with
Germany: ‘I say we have got to choose between subservience to America,
and free allegiance to a greater Germanic Reich’, he wrote to a colleague in
1930. A few years earlier he had written: ‘Between the Adriatic and the Arc-
tic, the Vistula and the Atlantic, there is a hidden kingdom to which we all,
Scandinavians, Germans and English belong in our blood and our souls. This
is a positive, organic kinship, slumbering within us, not an abstract brother-
hood imposed by the ideal will.’37 This pro-Germanism led him to an initial
burst of enthusiasm for Nazism, then disillusion as the revolution turned out
not to fulfill his expectations.
At the height of his praise for Nazism in the spring of 1934, he rec-
ommended exchanges between the Hitler Youth and English work camps,
enthused about the Deutsche Arbeitsfront, and lauded Darré’s attempt ‘to
recreate a vigorous German peasantry through which a new and potent aris-
tocracy might spring’.38 In general, while there were in this piece aspects
118 Fascism and Anti-Fascism
of the regime that he chose not to touch on, he found that ‘nowhere but
in Germany to-day is an attempt being made deliberately and courageously
to stem the universal world tide of urbanisation and industrialism’.39 Yet
Gardiner, as we have seen in the previous chapter, soon lost some of this
enthusiasm, as he began to suspect that Nazism, like the other ‘isms’, was not
the vital expression of personality he wanted it to be, but was yet another
movement of the soulless (sub)urban middle classes that would only perpet-
uate their enslavement to conformism.40 Indeed, this is where Gardiner gets
interesting, for his writings after 1934 show that his sense of disillusion with
Nazism did not alter his beliefs in the need for a return to the land and a
rejection of materialist values in the name of national renewal. In fact, his
rejection of Nazism appears to have strengthened this belief (along with a
desire for Anglo-German federation), to which he clung tenaciously until
his death in 1971.
Thus, ‘fascism’ may not be the most helpful term for understanding either
Drieu or Gardiner, nor does it suffice to say that both were simply responding
to real problems in the liberal parliamentary system. Both, but particu-
larly Gardiner, held themselves aloof from mass politics, at least once they
realised that fascism was no ‘spiritual’ movement, though neither aban-
doned their ‘national socialist’ aspirations as a result. Fascist rural policy,
as Moore-Colyer notes, faced the ‘fundamental conundrum’ of having to
reconcile ‘the promotion of a peasant-based rural revival with the philo-
sophical keystone of state corporatism’41 ; for Drieu and Gardiner, it failed
the test. Finally, it is revealing in terms of the Anglo-French comparison that
it was Gardiner in Britain, where rural politics was less prominent, who had a
more developed rural revivalism and who devoted himself to the land more
directly and actively than Drieu.
Precisely because its palingenetic42 vision was not easily compatible with
a statist, technocratic, populist form of fascism, the English Mistery is one
of the more interesting of the fringe groups on the British radical right. Its
attack on populism and devotion to aristocracy are reasons why Gardiner, for
one, was more comfortable with Viscount Lymington, Anthony M. Ludovici
and the other men in the English Mistery/English Array/New Pioneer circle:
men who espoused friendship with Germany and the avoidance of war at
all costs; a rural revival based on the recreation of a sturdy yeomanry, the
fount of a healthy English race; the elimination of ‘non-productive’ (that is,
Jewish) money interests; the rejection of American culture, especially ‘racy’
jazz and Hollywood films; the rebuilding of a ‘real’ aristocracy, that is, a class
who believed in ‘service’ and the meaningfulness of noblesse oblige; and the
re-establishment of a powerful monarchy, designed to sit at the head of a
Rural Revivalism and the Radical Right 119
corporatist state where all the estates were bound together by their common
purpose of serving the crown, the soil and the race.43
This ideological affiliation is the reason why Gardiner founded the Kin-
ship in Husbandry in 1941. Among its members were Gardiner, Lymington,
H.J. Massingham, Edmund Blunden and Arthur Bryant, and the group is
noted as one of the first circles of men ‘interested in agriculture’ to discuss
seriously the use of organic farming methods.44 It is important to remem-
ber that most of the members were not fantasists dreaming of a ‘picturesque
countryside’ in the Baldwinite tradition but men with considerable experi-
ence of running farms and estates in Britain and abroad.45 Their prescience
has been lauded as a forerunner of today’s organicism, which indeed it
was, but their emphasis on correct farming methods was inseparable from
a wider Zivilisationskritik that saw the strength of the race threatened by
mongrelisation, erosion, nomadism, pasteurisation and standardisation. The
rejuvenation of the soil, for the Kinship in Husbandry, was conceived as
a key contribution to national survival in terms of the revivification of
the race and its freedom from ‘money interests’. For example, one of the
most influential associates of the group (he was not actually a member),
Sir George Stapledon, a leading agricultural scientist and a man in many
ways in favour of ‘progressive’, modern agriculture,46 argued in 1935 that
‘unless rural England is provided with the amenities and facilities necessary
rural England and rural psychology are doomed – and then the driving force
behind the English character would be lost’. Stapledon believed that it was
almost too late to stop this demise, and that ‘only heroic endeavour will suf-
fice’ to reverse the situation.47 And the Earl of Portsmouth, in a famous book
of 1943 entitled Alternative to Death, the dust jacket of which shows an image
of a starving English family on their parched farmland, put forward a ruralist
philosophy that strongly attacked ‘Manchesterism’ and defended eugenicist-
organicism: ‘the survival of the fittest, if it means the survival of the type
which flourishes where our civilization has gone astray, is no easy excuse
for degeneration’, wrote Portsmouth. ‘Like the husbandman’, he concluded,
‘we must distinguish between the weed and the desirable plant.’48 Malcolm
Chase is thus right to say that ‘The writings of Massingham on rural crafts, of
Blunden on cricket or of the Kinship in Husbandry on farming came closer
to German völkisch critiques of modernity than any other strand in British
intellectual life.’49 The Kinship in Husbandry provides the best example of a
British articulation of an aristocratic blood and soil philosophy.50
By contrast with the Kinship in Husbandry, the BUF had no real major
agricultural policy that can be understood as rural revivalism. Rather, it
suggested that food supply should be ensured by control over the empire
with Imperial Preference, not British self-sufficiency. Centralisation of con-
trol over land use was envisaged in BUF policy, but no major agricultural
settlement in the manner of Nazi Germany.51 ‘In the BUF’s pre-war writ-
ings, the emphasis was on the ideal technocratic future: the garden city
120 Fascism and Anti-Fascism
on stilts, walkways in the sky, and silent, clean, rapid public transport.’52
Certainly the BUF had nothing comparable to the Centre rural at the 1937
Paris Exposition, with its utopian depiction of French village life which
sought to combine romanticism and modernity.53 Nevertheless, it is not
quite right to claim, as Bramwell does, that the writings of the BUF’s agri-
cultural spokesman (and associate of the Kinship in Husbandry) Jorian Jenks
lacked a blood and soil component. His weekly column in the BUF’s paper,
Action, ran from 1937 until it folded in June 1940, when he was interned.
In one of his columns he wrote that ‘In every land where the Fascist banner
has been carried to triumph the men on the land have regained the rights
stolen from them in an era of national degeneration. It will be the same
in Britain.’54 After the war he edited the Soil Association’s journal Mother
Earth, even though he was still sitting on Mosley’s Union Movement Agri-
cultural Council. As Philip Conford notes of Jenks, ‘in his person Fascism
and organic husbandry merged most completely’.55 Still, Bramwell is right to
note that within the ranks of the BUF Jenks was exceptional for his devotion
to rural revivalism; besides, as Howkins notes, whilst there was considerable
intellectual interest in agriculture on the British right, ‘what is striking is
the almost total lack of success in practical political terms. . . . the impor-
tance of the political mobilisation around Gardiner, Lymington or even
Williamson/Mosley was infinitesimal’.56
As with the similarities and differences between Drieu and Gardiner, the
similarities and differences of British and French radical right responses to
rural issues can be seen when one compares the English Mistery, the Kinship
in Husbandry and the BUF with Valois’s Faisceau and Dorgères’s Greenshirts.
What is most immediately striking is the difference between elite and elitist
groups and populist agricultural movements, reflecting the different place
held by agriculture in the lives of the two countries. With respect to the
Faisceau, as indeed with other French fascist organisations such as Solidarité
Française, Francisme, the PPF, La Cagoule or even the Croix de Feu, one
is struck by the lack of attention to rural issues; the land is mentioned
in rhetorical fashion in the manner of Barrès cited above, but there is no
real policy of rural revival. But the Greenshirts are a different matter. Again,
whether or not the movement was ‘fascist’ is not the point57 so much as the
fact that it shows how in France a party devoted specifically to rural issues
which was decidedly on the right could gain a mass following, especially in
the West, North, the Paris region, the Nice region and Algeria.
Perhaps the clearest example of the difference between British and French
rural movements is provided by the case of Brittany, a region in which
large-scale traditionalist movements enjoyed considerable success. There
was nothing comparable to the Breton agricultural political movements in
Britain, for all the strength of the National Farmers Union (NFU). For Breton
agricultural movements, ‘In effect, the apology for the rural world only func-
tioned in counterpoint to a negative portrayal of the town and of urban life,
Rural Revivalism and the Radical Right 121
charged with all evils and accused of putting individuals and, even more
so, whole societies at peril.’58 As le chanoine (canon) Lemoine put it in a
Nantes Catholic journal, those who were attracted to the cities were soon
disillusioned:
Stuck in vulgar or coarse pleasures, they [elles] are unable to use their
wings and wallow in the debilitatingly commonplace or the fetid dregs;
seduced by subversive theories, they plunge into the pernicious quag-
mire of provocative agitation and sterile hatreds; driven into the gloom
of indifference or of impiety, they can only weaken and perish.59
Conclusion
and thus that one would expect to see it more strongly articulated in Britain.
The writings of Gardiner, Lymington and their colleagues, whether on the
radical right or not, testify to the truth of this assertion. Yet it was in France
that agricultural politics was of greater importance. This is actually not
paradoxical: a focus on the countryside by parties of all political hues in
France should not be equated with the blood and soil philosophy of fascism.
Rural revivalism was the product of urban elites, but agricultural politics
was a topic that needed to be taken far more seriously in France than in
Britain. Hence the need to differentiate ecological and peasant movements,
as Bramwell suggests. Thus, when it comes to ruralism and the fortunes
of the radical right, we should not be surprised that in France there was
insufficient support either for a rural fascism or for a fully fledged back-to-
the-land movement, even though there were more peasants than in Britain
(where the term ‘yeoman’ was used partly to disguise the fact that there
were no longer any peasants). Where in Germany and Italy fascism ini-
tially took root in the countryside, in France (and Britain) the crisis of
agriculture was not dire enough either to form the basis of or to sustain
a nationwide fascist movement. Nor was there, as Paxton indicates (and
Bensoussan’s work confirms), enough ‘space’ in rural social structures in
France for the Greenshirts,68 or in Britain – where the National Farmers’
Union was extremely strong and willingly worked with the government –
for the BUF.69 Rather, in France rural nostalgia became part of the authori-
tarian Vichy consensus that at first kept more radical versions of fascism at
bay and that absorbed peasants into an authoritarian, corporatist structure
(which many disliked or resisted), and in Britain it became channelled into
the war effort and, after 1945, into the organic movement on the one hand
and the heritage industry on the other. Rural revivalism was part of the radi-
cal right’s philosophy but was never enough on its own to sustain a political
programme, as the failure of Valois and Dorgères proves. But that is a differ-
ent story – the failure of fascism in Britain has been discussed in great detail
elsewhere as has fascism’s channelling in France into the collaborationist
Vichy regime. ‘In many parts of Europe’, Howkins notes, ‘the peasantry were
“included” in essentially urban movements like Rex [in Belgium], NSB [in
the Netherlands] or the NS [Germany]. It was an urban politics which used
the peasant voice and the peasant strength, such as it was, to achieve ends
which seemed unlikely in the long run to much benefit the peasantry.’70
The success of rural revivalism was in mobilising support for a broader pro-
gramme; on its own, rural fascism had too small a constituency to threaten
the established order, and it even alienated the very urbanites whose fan-
tasies about the relationship between race and soil gave it a theoretical basis
in the first place.
9
The Uses and Abuses of ‘Secular
Religion’: Jules Monnerot’s Path
from Communism to Fascism
How can one pretend that there is less magic in the world today?
These words seem to work miracles: the child leaves its parents, the
lover abandons her beloved, and brother is denounced by brother.
Is there any more powerful drug today than certain words adminis-
tered in regular doses? They are administered according to the most
efficacious magic ritual of our time, by men who well know their
effects. In massive doses, following well-tried prescriptions and a
carefully perfected technique, these words can inspire heroism or
the most craven inertia. They can turn whole crowds of men into
lions or into sheep. They are our modern vampires.
Jules Monnerot1
In May 1989, the 30th name on the Front National’s (FN) list of candidates
in the European elections was one Jules Monnerot, ‘founder of the College of
Sociology’. As Denis Hollier, one of the leading scholars of the College, notes,
‘it would be exciting – and enlightening – to learn what strategic logic led a
former Communist student from Martinique, the author of the declaration
presented on behalf of the French West Indies at the International Writers’
Congress for the Defence of Culture in 1935, to present himself 50 years later
as a candidate on a cryptoracist platform’.2 Certainly those who had been
involved with the College were outraged, as a letter by Pierre Klossowski and
others to La Quinzaine littéraire on 23 May 1989 indicated:
Monsieur Jules Monnerot has put himself forward for the European elec-
tions in thirtieth place on the list headed by Jean-Marie Le Pen. The title
that one reads after his name gives him as ‘founder of the College of
Sociology.’ This is a partial truth: he was one of six co-signatories at the
founding, though before long breaking off with the College. And this is
an act of treason: the history of the Contre-Attaque movement, like that of
the College of Sociology, quite demonstrates that their inspirers cannot
123
124 Fascism and Anti-Fascism
be confused with someone who agrees to sit in the same group as a rep-
resentative of the German extreme right known for having served in the
Waffen-SS. In using the College of Sociology to authorise his presence on
the Front National’s list, Jules Monnerot has committed a fraud.3
Sociology of communism
Despite some harsh criticism, notably from Claude Lefort in Les temps
modernes,27 in the context of the early Cold War, Monnerot’s Sociology of
Communism was relatively well received, in the UK and US as well as in
France.28 The book combined anti-communism with a certain strand of
patrician anti-Americanism, thus giving it a resonance amongst liberals and
the right in France, where anti-American sentiment has traditionally been
more powerful and heartfelt than in other western European nations.29
During the war, Monnerot volunteered and fought with the infantry and,
after being demobilised, joined one of the large Resistance groups in Paris,
the Ceux de la Libération (CDLL), which was one of the eight large networks
that made up the Conseil national de la Résistance (CNR). After the liberation,
he was involved in the founding of the journal Critique and became a mem-
ber of the National Council of the RPF (the Gaullists), until he broke with
de Gaulle in 1959. Along with his 1945 study, La poésie moderne et le sacré,
Monnerot made his name with his 1946 work, Les faits sociaux ne sont pas des
choses, a critique of Durkheimian sociology. Monnerot argued that it was not
possible for the sociologist to step outside of the events, people and societies
he observed, as if he were in a laboratory dealing with a ‘thing’ (chose) from a
distance. Rather, inspired by his sense that neither Durkheimian nor Marxist
theory could explain the mass movements of the mid-twentieth century,
and following in a certain fashion Husserl’s phenomenology, he stressed the
need for the sociologist to take the measure of ‘lived experience’ and to par-
ticipate in events, even whilst resisting the urge to be subsumed by them.30
Monnerot remained, however, dedicated to explaining the role of the sacred
in everyday life and to accounting for what Durkheim called moments of
‘effervescence’ and what he called ‘affective and nervous contagion’.31
Monnerot applied these strictures to his next book, Sociology of Commu-
nism. It is thus hardly surprising that one significant scholar of the College
of Sociology claims that the ‘power and brilliance’ of Monnerot’s three post-
war books, ‘more than anything produced by Bataille or Caillois, represents
the real legacy of the College of Sociology’.32 As he explained in the appendix
added to the 1979 third edition:
‘repulsion’ and, as a ‘man of ideas’, to find a new object of attraction and ‘to
join the Action Française’.
sought to comprehend? In a review of Les faits sociaux ne sont pas des choses,
Bataille neatly underscored Monnerot’s point that in industrial society, the
heterogeneous – everything that cannot be assimilated to the concept of
use-value – is rigorously excluded. This means that social bonding, or com-
munity, which is ‘no less irreducible to homogeneity than rebels are, but
no less differing from the latter than saints’, becomes an agent of destruc-
tion: ‘If you like, it could crudely be said that what is of a sacred nature
founds the social bond in an authentic society, but within an aggregate that
is no longer founded on social bonding but on personal interest it tends,
on the contrary, towards its destruction’.56 Monnerot feared that commu-
nism, first, and western capitalist society, more insidiously and thoroughly,
would attempt to destroy the sacred at the heart of society. But he perhaps
did not see, as Bataille and Caillois did after the war, effectively reversing
their pre-war position, that ‘It is time to confess that the nostalgia for the
sacred necessarily can end in nothing, that it leads astray: what the contem-
porary world lacks is the offer of temptations’. In other words, the attempt to
infuse the modern world with a sense of the sacred could be very dangerous
indeed; for as Caillois noted in Man and the Sacred, if the festival in ear-
lier periods ‘pantomimed the destruction of the universe’, then the effects
of atomic warfare in the contemporary world ‘would definitely break the
equilibrium in favour of destruction’.57 After World War II, Bataille wanted
to ‘cast out modern man’s nostalgia for the sacred’,58 the very nostalgia
to which Monnerot fell prey. In this, Bataille was to abandon the found-
ing principles of the College, seeing their potential to legitimise fascism,
but Monnerot was not, but remained, as Richardson notes, the sole mem-
ber of the College who ‘remained committed to the sort of social critique
the College had demanded’.59 Where the College was caught between the
sterile, homogeneous world of liberal democracy and the blood and soil
pseudo-community of fascism, Monnerot faced a choice between post-war
parliamentary democracy, which placed huge psychological and economic
pressures on its citizens to conform, and communism. Monnerot, overlook-
ing Bataille’s and Caillois’s warnings, thus thought that he was fulfilling the
College’s remit in locating the sacred in an alternative affective life, one that
increasingly drew strength not just from anti-communism, but from anti-
immigration, and, in the face of a globalising world, nostalgia for a golden
age that never existed.
In the post-war French context, Monnerot could comfortably feel that he
could condemn Nazism as a twentieth century tyranny driven by ‘collec-
tive paranoia’,60 and still edge ever closer to the French right. He correctly
asserted, in the manner of Weber, that the sacred does not disappear in the
modern world, but is displaced.61 But is this mystical association religion? He
naturally maintained that he was no fascist, and his Resistance credentials
appeared to prove it.62 Let us for the moment accept Monnerot’s distinction
between fascism, Nazism and the political point of view at which he had
The Uses and Abuses of ‘Secular Religion’ 133
arrived by the 1970s, and even allow for a distinction between fascism and
the FN, just as historians of fascism allow for distinctions between fascist
movements. Still, there is a case to answer as to how a sociologist of tyranny,
who had condemned Nazism almost in equal measure as communism in
the 1940s, could end not only by representing the French far right but
also influencing it: as we will shortly see, his articles of the 1950s onwards
were often published in the journals of far right intellectual circles, such as,
in the 1980s, the Club de L’Horloge.63 His influence on thinkers, such as
Alain de Benoist, is clear and unequivocally admitted. Besides, whilst his-
torians of fascism do indeed acknowledge the obvious differences between,
say, Italian Fascism, the Action Française, the Hungarian Arrow Cross, the
Romanian Iron Guard, the Spanish Falange, the British Union of Fascists
and the German Nazis, most accept that these differences can still be encom-
passed under the term ‘fascism’, such that, as one scholar puts it, ‘without
fascism, there would be no Nazism as we know it. . . . Nazism is not an “ideal
type” of fascism but its most radical possibility’.64
Thus, it is important to assess Monnerot’s understanding of what had hap-
pened in recent French history. In an essay published in English in 1953, in
a volume that sought to explain ‘what Europe thinks of America’, Monnerot
argued that ‘The 1940 defeat had been a verdict of guilty against everything
that resembled government by Assembly with a weak executive’.65 In other
words, all reasonable Americans would recognise the failure of the Third
Republic, and would sympathise with the aims of the anti-republicans and
the post-war Gaullists. Thus, he sought to draw a correlation between the
American constitution and the one that had been denied France by the
Allies. ‘It is almost tragic’, he wrote:
Whilst the first statement was a fairly common opinion on the Gaullist
right – especially as it covered over the vast divisions in the Third Repub-
lic that animated its scandals from Dreyfus to Vichy and blamed the defeat
on the French institutional framework instead – the second was untenable
just a few years after communists had been excluded from government and
at a time when France, in the context of the newly-created NATO, was in
the process of negotiating the conditions under which West Germany could
134 Fascism and Anti-Fascism
If you are called a fascist, you magically – and in such cases we are
steeped in the irrational dimension of human behaviour – you magi-
cally become identified with a whole chain of signifiers. Fascist equals
Hitlerite, Hitlerite equals torturer in a concentration camp. . . . Never mind
real facts. Such as the fact that you have absolutely nothing in common
with the Nazis and the Fascists.72
This is no more than one would expect from a person accused of being a
fascist in the 1980s. Interestingly, Monnerot’s argument is the same one that
is debated by historians such as Prowe or Soucy: whether the term ‘fascism’
can be applied to the post-war context. As I have already indicated, this
is to some extent to dodge the substantive point, which is concerned less
with pigeonholing than with understanding the ideological motives of such
The Uses and Abuses of ‘Secular Religion’ 135
These kinds of claims go some way to clarifying why Monnerot took the
path he did, from surrealism and the extreme left to anti-communism and
the far right. But only some way – after all, on the basis of Sociologie de la
révolution as a text, one would not be able to describe Monnerot as a ‘fas-
cist’. His trajectory also helps to illuminate the choices made by Monnerot’s
erstwhile collaborator, the better-known case of Georges Bataille. Bataille is
often regarded as a proto-fascist or, as Richard Wolin puts it, a ‘left fascist’,
because of his calls for ‘action’ and because of his investigations into the irra-
tional, such as inspired the journal Acéphale. Indeed, his antifascist activities
136 Fascism and Anti-Fascism
earlier texts take on meaning they otherwise might never have acquired.
The socio-economic circumstances of post-war France gave an impetus to
his theory of secular religion that it might otherwise not have had, as
France confronted the Cold War and its changing manifestations, decoloni-
sation and the loss of great power status, the end of ‘les trentes glorieuses’
and the rise of neo-liberalism and the social challenges of mass immigra-
tion and postcolonial multiculturalism. Although Sociologie de la révolution is
not a continuation of Sociologie du communisme – indeed, it is in some way
an inversion of the arguments presented therein (for example, about the
relationship of fascism and capitalism) – the earlier book put forward the
theoretical arguments about the role of the sacred in the modern world that
led Monnerot to abandon any critique of fascism that he might originally
have shared with Bataille. By the time he had reached old age, Monnerot,
confronted with the great social and cultural changes that characterised
post-war Europe, saw in fascism pure religion or pure transcendence and
was comparing Hitler to a ‘sacred actor in a lived mystery’.86
Arendt made these points in even plainer terms with respect to Monnerot
himself. In 1953, the year that Sociologie du communisme was published in
English, Arendt published an article, ‘Religion and Politics’ in the young
Henry Kissinger’s journal Confluence, in which she criticised those who used
terms like ‘secular religion’ or ‘political religion’ for being an ideal type that
bore little relation to historical reality. In reply, Monnerot complained that
138 Fascism and Anti-Fascism
Arendt had failed to define either ‘religion’ or ‘ideology’. He stressed that ide-
ology was only part of communism, and that its psychological success over
its adherents was due to its faith-like qualities, with the ‘Human Species’
playing ‘the functional role of a sort of divinity’.88 Arendt’s simple reply
was that, following Marx, religions are ideologies but that ideologies are not
necessarily religions. There are religious and non-religious sorts of ideology.
In contrast to what she saw as Monnerot’s sociologising, which she under-
stood as a desire – ‘methodically ignoring chronological order, location of
facts, impact and uniqueness of events, substantial content of sources, and
historical reality in general’ – to force the complexity of history into neatly
packaged ‘functional roles’, Arendt wanted to stress that a belief in God and
a belief in a Law of History are two different things which do not play the
same ‘functional role’.89 Arendt’s claims can in turn be criticised for carica-
turing sociology and for being overly rigid; perhaps it might be possible to
find a way of speaking of the role played by the sacred in everyday life or
in totalitarianism without having to use the term ‘secular religion’ or ‘polit-
ical religion’. For as Peter Baehr rightly notes, ‘The fact that religion, in the
divine sense of the word, entails both a faith in God’s existence and a com-
munity of believers to which one is socially bound does not mean that one
cannot have faith and communal obligation without a belief in God’.90
Yet unsurprisingly, in the early twenty-first century, many of these warn-
ings and calls for careful analysis have been ignored, and Monnerot’s desig-
nation of communism as the ‘twentieth-century Islam’ has been revived,
with bloggers and other commentators throwing aside scholarly caution
and talking about Islam as ‘the communism of the twenty-first century’.
Rather than a ‘necessary analogy’, one does indeed see functional equiva-
lence being assumed, in a way that traduces the historical specificities of both
early modern Islamic empires and twentieth-century communism. Indeed,
Monnerot himself at the end of his life, following the demise of the commu-
nist regimes, saw Islam as the greatest threat to French cultural homogeneity
and to the west as such.91 He condemned the ‘politically correct’ main-
stream for substituting a real problem – the incorporation of ‘six million
non-indigenous people’ into France – for the ‘vengeful homilies of racism’,
claiming that it was ‘bad taste’ to accuse Jean-Marie Le Pen of all manner of
evil, when the real problem was a ‘phenomenon of intellectual negligence’
which was leading to the ‘enfeeblement of the critical spirit in France’.92 Yet
it will not help us to understand radical Islam as an ideology by thinking
of it in these terms, which serve only to frighten because of the irrational
adherence they suggest, an adherence which can be combated only by the
same violence that characterises the suicide bomber. ‘Faith’, as Monnerot put
it, ‘can hardly be vanquished except by another faith’.93 Is this a sure guide
to twenty-first century international relations?
According to the doyen of the nouvelle droite, Alain de Benoist, Monnerot
became, at the end of his life, a victim of his ‘non-conformism’, as if
The Uses and Abuses of ‘Secular Religion’ 139
confirming Monnerot’s claim that his contemporaries were ‘the most con-
ditioned human beings in history’. Other commentators might prefer to
think that his isolation was a fair reflection of his opinions. However, de
Benoist does correctly note that Monnerot’s turn to the FN derived from
his belief that every society has a need for the sacred, and that this need
was being quashed by communism in the Soviet Bloc and by homogenisa-
tion in the West.94 De Benoist is by no means alone. In the mid-1980s, one
German analysis of Bataille’s theory of waste ended by calling for ‘collec-
tive exaltation and orgiastic participation’ as the only way of ‘saving us from
the catastrophic logic of capitalism’s production and destruction madness’.95
The dream of ‘immanent transcendence’ that characterises fascism has not
gone away, but, as Bataille finally realised after World War II, the risks asso-
ciated with transgressive ‘exudation’ in the contemporary world are perhaps
too great to contemplate.
Part III
Politics and Cultures of Memory
10
Genocide and Memory
Introduction
143
144 Politics and Cultures of Memory
the intellectual and cultural traditions that frame all our representations of
the past, the memory makers who selectively adopt and manipulate these
traditions, and the memory consumers who use, ignore, or transform such
artefacts according to their own interests’.4
But for historians memory is more than just a research topic.5 Histori-
ans are also part of the broader culture, one that already 15 years ago was
diagnosed as suffering from a ‘surfeit of memory’.6 Critics of the memory
culture argue that, like ‘heritage’, memory is exclusionary, reactionary and
nostalgic; at its worst, it can be accused in its quest for authenticity and
‘re-enchantment’ of ‘projecting “psychoneurotic jargon” onto the mem-
ory of various national or (more often) ethnoracial groups’.7 Memory is,
in fine, one of the more dangerous tools of identity politics. Thus, schol-
ars need to consider their own investments in memory politics, especially
when writing about subjects like genocide. Interventions in, for example,
debates about commemorative practices in Rwanda, cannot be made on a
whim. But finally, memory is inseparable from history, so that even when
the current ‘memory obsession’ has passed, when the piles of confessional
literature have been pulped and the commemorative ceremonies are unat-
tended, still, as Ricoeur notes, memory will be the ‘bedrock’ of history.
The fact that people can say that ‘this has happened’ remains the starting
point for historiography.8 Studying the links between genocide and mem-
ory means, then, examining the ways in which collective memories of past
humiliations or victories are mobilised in the present, showing how indi-
viduals and societies are traumatised by genocide, and analysing the ways in
which post-genocidal commemorative practices sustain collective memories.
In 1950, Champetier de Ribes, the French Prosecutor, stated that Nazi
crimes ‘were so monstrous, so undreamt of in history throughout the
Christian era up to the birth of Hitlerism, that the term “genocide” has had
to be coined to define it’. As the legal scholar Alexander Greenawalt, who
cites de Ribes, notes, the United Nations Genocide Convention (UNGC) was
not merely a way of codifying individual guilt. The concept of genocide ‘is as
much about questions of history and collective memory’.9 The background
to the UNGC and questions of the definition of genocide have been explored
elsewhere; here I wish only to develop the point that genocide and memory
are inseparable, for reasons of the cultural freight that the term contains as
well as, more obviously, the enormity of the crime itself. In what follows,
I will analyse the nature of this relationship.
Memory as mobilization
the murder of the Jews lay a deeper desire to overthrow the moral law –
represented by the Ten Commandments, the basis of Judeo-Christian civili-
sation – and reinstate the right to commit genocide, as in the virile, martial
societies of ancient Greece.10 Such rhetoric is not hard to find, especially in
colonial settings where the social Darwinist notion of superior races ‘super-
seding’ the inferior was common. Yet, in fact, most genocides result from
processes of worsening national or imperial crisis that give rise to a feeling
of massive insecurity or existential threat among the perpetrators. A curi-
ous, paradoxical logic is at work: genocide perpetrators commit the most
horrific crimes in the belief – always exaggerated and sometimes outright
fantastical – that they are defensive acts to ensure that they will not suffer
the same fate. In other words, barbaric actions are justified for fear of being
subjected to barbaric actions. Germans in Southwest Africa (Namibia) ‘did
not commit massacres in the colonies because they were in a strong position
and had the power to decide on life or death of the indigenous population.
On the contrary, German settlers felt unsafe and were afraid to lose their
existence.’11 In some cases, as in Rwanda, a history of Hutu-Tutsi conflict
from at least 1959 provided the background to genocide. In the Ottoman
Empire, small numbers of Armenians joined revolutionary movements that
defied the state.12 Yet in none of these cases was it necessary for the per-
petrators to respond by seeking to slaughter the targeted population. What
mobilised them to do so, what exacerbated the sense of threat to the point
at which genocide became a viable and acceptable option, was fear under-
pinned by memory: of former oppression or supposed treason. Specifically,
collective memories of past suffering are almost always brought to bear on
current crises, lending them cultural meaning – the weight of dead ances-
tors weighing on the minds of the living – and imbuing them with added
ferocity. Memory fuels genocide.13
Stalin’s Soviet Union and Pol Pot’s Cambodia both illustrate the point.
In the former, the construction of the ‘Kulak’, which began with Stolypin’s
reforms before 1917, revived fears of starvation and social conflict. Belief
that peasants were hoarding food, which would lead to death on a mas-
sive scale for urban dwellers, then permitted massive oppression.14 And in
the latter, Khmer Rouge support was massively boosted by the effects of
American bombing in the early 1970s. The response to this attack does
not explain the ferocity of the ‘auto-genocide’ between 1975 and 1979, but
memories of French colonial wars, Prince Norodom Sihanouk’s contempt
for the majority rural population and the age-old fear of the Vietnamese cer-
tainly drove many ordinary Cambodians into the arms of the Khmer Rouge,
as did the regime’s revival of the grandeur of the Angkorian dynasty. As Ben
Kiernan notes, ‘The total reshaping of Cambodia under Pol Pot may be said
to demonstrate the power of a myth.’15
The Rwandan example is equally full of such fears and fantasies, based
on the memory of Hutu-Tutsi conflict from at least the Hutu Revolution of
Genocide and Memory 147
1959 if not from the period of colonial rule (first German, then Belgian)
from the late nineteenth century. Tutsi refugees and their children actively
kept alive the memory of the land they had left (like Hutu refugees from
Burundi in Tanzania16 ), so that even those young members of the RPF who
had been born in Uganda and had never seen Rwanda felt that they were
‘returning home’ in 1994. And the memory of the colonial period, in which
minority Tutsi domination was established according to the warped racial
logic of the colonisers, was mobilised by Hutu extremists in the run-up
to the genocide, especially as the framework for peace established by the
Arusha Accords started collapsing.17 Here the point about memory not as
an organic phenomenon but as a key component of political power is espe-
cially clear. For although there had always been tensions between Hutus and
Tutsis in Rwanda since the colonial period, when the Belgian authorities
institutionalised the distinction as ‘racial’,18 there was nothing like a per-
manent state of war between the two ‘communities’, which were, after the
post-revolutionary violence of the early 1960s, in fact thoroughly mixed.
Only with the threat of war did Hutu extremists revitalise the memory
of pre-1959 Rwandan society, dominated by the Tutsi minority, and whip
up fear among the Hutu population that they should eliminate the Tutsis
because otherwise this same fate would be reserved for them. Indeed, as
recent research shows, the speed with which certain parts of the country
threw themselves into participating in genocide was determined less by the
reception of infamous propaganda such as the ‘Hutu Ten Commandments’,
Kangura magazine or Radio Télévision Libres des Milles Collines, than affin-
ity to the ruling MRND party, proximity to the front line and fear of the
approaching RPF.19 And, indeed, the RPF made equally effective use of col-
lective memories of expulsion and exile, with violent results both during
and after the genocide. Since the RPF took power, the government has come
under increasing scrutiny by Western scholars who have grown suspicious
of its ‘harmonising perspective on pre-colonial society and history’. The
fear that Rwandan memories of both the pre-colonial period and the 1994
genocide are being instrumentalised – for example, by labelling all Hutu
refugees as génocidaires or by employing guilt discourses in the interna-
tional arena – not only maintains RPF power but ‘perpetuates violence in
the Great Lakes’.20
Perhaps the most infamous example of such memory mobilisation is the
speech given by Slobodan Milošević in 1989 at the site of the Battle of
Kosovo Polje that took place 600 years earlier on 28 June 1389. That bat-
tle (and that date – also the day of Gavrilo Princip’s shooting of Archduke
Franz Ferdinand in 1914) is ingrained into Serbian memory as a moment
of military defeat at the hands of the Turks, but a moment of moral vic-
tory, on the basis of Knez Lazar choosing a heavenly instead of an earthly
kingdom for the Serbs. As well as confirming the Serb nation’s place in
the divine realm, the myth established the continuity of the Serb nation
148 Politics and Cultures of Memory
across the centuries and confirmed Serbia’s right to its ancestral lands in
Kosovo.21 It was also the source of the ‘betrayal syndrome’ – Serb allega-
tions that Muslims in Yugoslavia are ‘that part of themselves which betrayed
the “faith of their forefathers” ’.22 Milošević’s speech is regularly cited as one
of the key moments in his rise to power; his use of the legend of the bat-
tle became a central component in his ethno-nationalist arsenal and in the
building of a nationalist consensus in Serbia. Although its significance can be
overstated, this manipulation of Serbian national memory – which of course
required grassroots activity to operationalise it, not Milošević alone – is key
to understanding the ‘ethnic cleansing’ that accompanied the Yugoslav wars
of the 1990s and, especially, the violent efforts to expel ethnic Albanians
from Kosovo at a point when Serbia was already isolated as a pariah state in
the eyes of the ‘international community’. Extremists prevailed over moder-
ates in Serbia because they persuaded a large enough constituency that ‘the
powerful can fear the weak’.23
More important even than the myth of Kosovo, which represents Serbian
‘deep memory’, was the memory of what had happened in World War II.
In the 1990s, the self-identification of Serbian and Croatian paramilitaries
as Chetniks and Ustashe respectively was a conscious echo of the war, when
‘Independent Croatia’ – which was more than just a Nazi puppet state under
the leadership of the clerico-fascist collaborator Ante Pavelić – was responsi-
ble for the murder of tens of thousands of Serbs, Jews and Romanies. No seri-
ous historian doubts that Serbs were subjected to a genocidal onslaught
under the rule of Nazi-protected Croatia, but the manipulation of the figures
of the dead in the 1980s and 1990s was a key contributor to the worsening
of relations between the two major components of the Yugoslav federation.
Croatia’s neo-fascist president, Franjo Tudjman, was not only a Holocaust
denier but a belittler of Serb suffering during World War II, and Serbian his-
torians and politicians regularly exaggerated the numbers killed at Jasenovac
and elsewhere in order to spread fear throughout the Serbian population
(especially outside of the borders of Serbia) as Yugoslavia was breaking apart.
A figure of 700,000 Serb deaths at Jasenovac was commonly heard in the
1980s, when the true figure is likely to have been about 100,000. This strat-
egy was highly effective, as fear of becoming victims of genocide divided
previously mixed communities into ethnically separate groups: ‘Everyone
was traumatized by all the talk of World War Two atrocities’, wrote Bogdan
Denitch, ‘even those who had seemed immune to nationalism.’24 Reliable
figures of the dead are still hard to come by, though the work of Tomislav
Dulić, Robert M. Hayden and others has done much to bring clarity to
this fraught issue – but scholarship alone is of course insufficient to quell
ultra-nationalist ideologies.25
The Holocaust can also to some extent be seen through this lens. Dirk
Moses argues that the Holocaust should be understood using a framework
in which genocide is seen as a combination of colonial expansion, security
Genocide and Memory 149
fears and subaltern revenge. Hitler drew on the overseas colonial experience,
especially in India and North America, for inspiration for his own vision of
a colonised Europe. The treatment of Ukrainians, Poles and other conquered
nations certainly conforms to this colonial pattern, in which the ‘natives’
were to become a reservoir of slave labour. And the murder of the Jews,
according to Moses, was in part a subaltern genocide, through which Hitler
aimed to ‘emancipate’ Germany from perceived ‘foreign occupation’, that is,
Jewish rule. Thus, whilst Slavic populations were regarded as Untermenschen
(subhumans), suitable for enslavement, the Jews were a source of fear, for
they sought to take over the world, and their elimination was a project of
‘national liberation’.26 Genocide, in Moses’ formulation, ‘is as much an act
of security as it is racial hatred’.27 It is worth noting that this stress on Nazi
fears of Jews – as opposed to the standard narrative that stresses Nazi racial
theory and the need to rid the world of inferior ‘non-Aryans’ – provides
common ground between scholars who incorporate the Holocaust into the
new comparative genocide framework and those who argue that the racial
paradigm at the heart of the Nazi Weltanschauung ultimately owed less to
race science than to a paranoid political conspiracy theory. This view sug-
gests that the Nazis were not so much driven by their sense of superiority as
by their fear of the power of ‘the Jew’. Hence the lengths to which Goebbels
went in his propaganda output to convince the German public that ‘The
Jews are guilty of everything!’28 The source of this sense of existential threat
was the ‘stab-in-the-back’ legend from 1918, the belief that Germany lost the
Great War because the Jews had betrayed the country. Michael Geyer notes
that ‘The rhetoric of Endkampf [final battle] found its most potent enemy in
the figure of the Jew.’29 Indeed, the feeding through of the memory of 1918
into Nazi ideology is a textbook example of the power of traumatic memory,
of what Mark Levene calls ‘the perpetrator’s “never again” syndrome’. ‘They
should not have staged 9 November 1918 with impunity’, fumed Hitler to
the Czech foreign minister in 1939, ‘That day shall be avenged . . . The Jews
shall be annihilated in our land.’30
What happens after genocide? When communities are devastated, often all
that is left is memory, and that a ‘memory shot through with holes’.31 Thus
survivors turn inwards, and focus on themselves and the need for familial
and community repair. This process is intrinsically related to memory, in
the production of memorial books and monuments and, in interacting with
the wider world, in attempts to bring what happened to general notice and
to bring perpetrators to justice. If collective memory is essential for mobilis-
ing perpetrators, it also underpins attempts to commemorate genocide in its
immediate aftermath and to advocate on behalf of survivors in their quest
for justice.
150 Politics and Cultures of Memory
In February 2008, Kevin Rudd, the new Australian Prime Minister, made a
decisive break with the politics of John Howard’s conservative administra-
tion by making a public apology to the country’s Indigenous people for
the suffering endured by the ‘stolen children’ and their families. This pol-
icy, which began in the early twentieth century and lasted until the 1960s,
removed ‘half-caste’ children from Aboriginal communities, bringing them
up in separated institutions with the explicit aim of assimilating Aborig-
ines to ‘white’ culture. This was a change from the early twentieth-century
approach of biological absorption, or ‘breeding out the black’, which aimed
to prevent white Australia from being threatened – so the fear went – by
‘a large black population which may drive out the white’.51 But whilst the
official programme of biological absorption came to an end around 1940,
the policy of child removal continued for several decades, devastating Abo-
riginal communities and leading Sir Ronald Wilson to proclaim in his 1997
Bringing Them Home report that the policy constituted genocide under article
IIe of the UNGC. Whether or not this was an appropriate designation is in
this context not the point (Rudd, incidentally, denies that it was genocide),
so much as the fact that the subsequent furore revealed the way in which
controversy about genocidal origins haunts ‘national memory’ generations
after the cessation of frontier conflict.
154 Politics and Cultures of Memory
not emerge after the process has come to an end but is an essential part of
the process whereby a group constitutes itself as a group; as Jens Bartelson
notes, ‘the coincidence of state and nation that we normally take to be the
very culmination of a successful process of state formation had virtually
been remembered into existence’.56 The motives of memory, as James Young
reminds us, are never pure.57
It is hardly surprising, then, that especially in societies founded on colo-
nial settlement, challenges to positive national narratives are considered
problematic. In Australia, whilst the official discourse has changed since the
Rudd administration took office, historians such as Tony Barta fear that the
‘public conversation’ will remain dominated by a ‘decent disposal’ of the dif-
ficult questions. Nevertheless, by comparison with the United States, where
the genocide question is still almost wholly ignored, even by prominent
scholars of genocide, or Israel, where the memory of the Holocaust contin-
ues to poison relations with the Palestinians with devastating consequences,
at least in Australia these memory conflicts are being articulated in the pub-
lic sphere.58 ‘Memory wars’ have characterised the whole world since the
end of the Cold War, from Romania to Argentina, South Africa to France.
In post-genocidal societies, as we see in Bosnia or the DRC, such conflicts are
potentially destabilising and certainly have the power not only to inspire a
cosmopolitan culture of human rights but also new outbursts of resentment
and revanchism. The only sure conclusion is that memory cannot be ignored
and that engagement with the issues – if not resolution of them – remains
essential.
Conclusion
In a key article on the historical study of memory, Alon Confino asks: ‘if the
study of memory focuses creatively on how people construct a past through
a process of appropriation and contestation, is the real problem not, per-
haps, that people construct the past by using the term “memory” at all?’59
There is, in other words, a danger of studying a phenomenon (‘memory’)
by taking it as its own explanation. This problem, however, is not merely a
methodological one of memory studies but a reflection of the complex place
that ‘memory’ holds in contemporary societies. For memory is not simply
synonymous with the way in which the past is represented in the present; it
is itself constitutive of the present. Memory and identity go hand in hand.
Thus, irrespective of methodological problems, issues connected with
memory will continue to resonate. Exclusivist, exclusionary memories
remain powerful in many contexts; the generation of genocidal ideologies
through the manipulation of memory is as much a possibility as it ever was.
Indeed, memory wars by no means guarantee a peaceful resolution or mutu-
ally agreeable arbitration between competing versions of the past. As Peter
Fritzsche notes, the reason that national memories ‘remain so resonant’
156 Politics and Cultures of Memory
is ‘not because they are more true, but because the narratives of collec-
tive guilt and collective victimisation that they generate have the effect of
recognising and commemorating individual suffering in socially meaning-
ful, if tendentious, ways’.60 ‘Memory studies’ is not an academic game but
an investigation into a phenomenon that can be as dangerous as playing
with fire. For this reason, memory cannot be avoided or swept aside. Despite
the risks of perpetuating old divisions or reopening unhealed wounds, grap-
pling with memory, especially after traumatic events like genocide, remains
essential in order to remind the victims that they are not the worthless or
less than human beings that their tormentors have portrayed them as. For
nothing is more human, and thus more geared towards the generation of
meaning where meaning is otherwise absent (or at least to ‘keeping watch
over absent meaning’61 ), than the broad spectrum of practices that come
under the heading of ‘memory’.
11
Beyond the Mnemosyne Institute:
The Future of Memory after the
Age of Commemoration
157
158 Politics and Cultures of Memory
its existence confirms Pierra Nora’s claim from the introduction to Les lieux
de mémoire of 1984 that ‘we’ are so obsessed by memory and the need to
recall because we no longer ‘live in memory’.4 Or, less nostalgically, it could
prove Andreas Huyssen’s point that the turn to memory is a reflection of our
ever-accelerating present and our loss of historical consciousness.5 Memory
in this reading not only anchors us in a supposedly stable past, granting us
a feeling of continuity, but also becomes one of the tools of modern, tech-
nocratic, managerial efficiency, as in the training of professional personnel.
Thus, the Mnemosyne Institute, whilst it connects its students to tradition,
is also a symptom of modernity, it is an icon of an age overburdened with
memory and torn between a duty to remember the past, particularly its
more terrible aspects, and a desire to break with tradition and celebrate the
onward march of (technological) progress. An age, ours, which simultane-
ously does not know what to remember and what to forget, or how, and, as
a consequence, is obsessed with commemoration.
It is no surprise that between the publication of the first volume of Les lieux
de mémoire and the third in 1992, Nora’s argument changed so that he now
argued that his book had itself become emblematic of the shift towards an
attempt to recover ‘national memory’, and thus provided further evidence
of the fact that Western societies now live in an ‘age of commemoration’.
This argument suggests that the age of obsessive commemoration in which
we live is, in both Ricoeur’s and Tzvetan Todorov’s words, an ‘abuse of mem-
ory’. It is, in other words, a kind of phoney memory, one not ‘rooted in
feeling’. The same, by implication, applies to the surging phenomenon of
‘memory studies’ that has been the scholarly equivalent of and contribution
to this general cultural trend. Although the scholarly study of memory is
not synonymous either with the contemporary obsession with commemo-
ration or with the heritage industry and its ‘history spin’, nevertheless I will
here run them together to some extent in the interest of provoking discus-
sion. In this chapter, I wish to ask: What will be the future of memory and
‘memory studies’ after the age of commemoration?
∗
We have over the last few years become familiar with the wisdom of former
US President George W. Bush. As Governor of Texas he reportedly once said
that ‘The future will be brighter tomorrow’ and on another occasion that
‘I have made good judgments in the past. I have made good judgments in
the future.’ He was of course indicating to those in the know his careful
reading of Derrida, whose deconstruction led David Farrell Krell to proclaim,
perhaps in a different context from Bush’s (who does not, one may surmise,
get the double meaning), that ‘the future will have been perfect’.6
In a sense, we have here a clear statement of the problem facing us – mem-
ory has become too bright, too perfect. No wonder that Charles Maier argued
already in 1993 that ‘As a historian I want a decent public awareness of the
Beyond the Mnemosyne Institute 159
past and careful reasoning about it. As a historian I want past suffering to
be acknowledged and repaired so far as possible by precluding reversions to
violence and repression. But I do not crave a wallowing in bathetic memory.’
He ended his talk with the ‘hope that the future of memory is not bright’.7
Although in a more recent talk, he distinguished between ‘hot’ and ‘cold’
memory, with reference to the memories of Nazism and Stalinism, respec-
tively, in a fairly uncritical way suggesting that he has come to terms with
the vocabulary of ‘memory’,8 Maier’s earlier argument – which reminds us
that Derrida’s ‘perfect’ means both faultless and already given to the past –
still should give us pause for thought.
In academia it will be no surprise to hear (again) that we have become
obsessed by memory. In Holocaust studies, where this phenomenon has per-
haps been most fully developed – though one should state explicitly that
‘memory studies’ is by no means a sub-branch of Holocaust studies or of the
study of catastrophe in general – it is easy to find oneself ‘at the edge of mem-
ory’ (James Young), ‘preserving memory’ (Edward Linenthal) or ‘committed
to memory’ (Oren Baruch Stier), examining the ‘vectors of memory’ (Nancy
Wood) or ‘remembering to forget’ (Barbie Zelizer). One can all too easily find
oneself a ‘bondage to the dead’ (Michael Steinlauf) or wandering through ‘a
ruined garden’ (Jack Kugelmass and Jonathan Boyarin). I am guilty of this
myself.9
No better example of the problem that Nora, Todorov and Ricoeur, among
many others (including Andreas Huyssen, Geoffrey Hartman, Nancy Wood,
Peter Gray and Kendrick Oliver, Avishai Margalit, Eviatar Zerubavel and Jan
Assmann), have identified can be found than the various obsessive com-
memorations that have recently punctuated the ever-fuller commemorative
calendar, which began around the time of the end of the Cold War with the
bicentenary of the French Revolution in 1989 and the now seemingly more
insignificant celebration in East Germany of Berlin’s 750th birthday in 1987.
We might mention, most recently, the 60th anniversary of the liberation
of Auschwitz, Holocaust Memorial Day in Britain and across the European
Union (EU), the bicentenary of the Battle of Trafalgar in 2005 (note the thor-
oughly unappealing nature of the ‘celebrations’, whose fireworks display,
according to one excited BBC reporter, were ‘even bigger than at Olympic
Games in Athens’10 ) and the 60th anniversary of VE day, among many oth-
ers we could easily add. We see here the truth of Paul Connerton’s point that
social memory is constructed through performative commemorative cere-
monies, and thus we need always to ask questions relating to control, power
and audience with respect to such ceremonies.11
However, this memory obsession is of recent vintage and will not last
forever. As late as 1990, Vera Schwarcz could complain that ‘Post-Cartesian
Western thought’ has a ‘marked preference for amnesia, purging itself repeat-
edly of what Confucius called “love for the ancients” in the name of
scientific rationality and cultural enlightenment’, and she claimed, in a way
160 Politics and Cultures of Memory
that would be unthinkable just a few years later, that ‘we moderns face the
world with a much impoverished vocabulary for remembering – so dimin-
ished, in fact, that the most varied use of memory words is now found not
in the realm of Mnemosyne’s daughter, history, but in computer science.
We are in danger of abdicating memorial powers to machines of our own
creation.’12 (It should, however, be noted that even at the time Schwarcz was
writing, other commentators were already talking of a ‘memory movement’
that might be setting the world ‘on the track of peace and survival’.13 )
No wonder then that there are critiques and that their number is mount-
ing. First, there are attacks on ‘memory studies’ in general. Among these
Norman Finkelstein’s polemic against the so-called ‘Holocaust industry’ is
probably the best known: ‘Currently all the rage in the ivory tower, “mem-
ory” is surely the most impoverished concept to come down the academic
pike in a long time’.14 Indeed, Finkelstein’s ‘Holocaust industry’ could be
seen as a subset of a wider ‘memory industry’ (Klein’s term). Others have
questioned the very use of the term ‘collective memory’, suggesting that it is
nothing more than a fashionable term for ‘myth’.15 A wide consensus seems
to exist that ‘memory studies’ is academically sexy but politically quiescent.
Even Dominick LaCapra, hardly an enemy of ‘memory discourse’, has spo-
ken of a ‘fixation’ on memory.16 Most recently, Tony Judt has articulated
the emerging consensus among historians that reconfirms Nietzsche’s claims
from the second ‘untimely meditation’: arguing that post-1989 Europe ‘has
been constructed [ . . . ] upon a compensatory surplus of memory’ that can-
not possibly endure, Judt suggests that ‘Some measure of neglect and even
forgetting are the necessary condition for civic health.’17
Second, there are careful critiques of the methodology and underlying,
often unspoken, assumptions of ‘memory studies’. It is to these that I wish
to turn here. Kerwin Lee Klein presents a fierce, compelling critique of the
premises of ‘memory studies’ that links its rise to the emergence of iden-
tity politics and a postmodern sensibility that distrusts the determinism of
totalising historical narratives – memory as ‘re-enchantment’, as ‘project-
ing immediacy’; as ‘projecting “psychoneurotic jargon” onto the memory
of various national or (more often) ethnoracial groups’; as a quest for the
authentic in an age that distrusts history; as nostalgic, sacralising, nega-
tive theology; as clinical, therapeutic.18 The danger, according to Klein, is
that the approach that he calls ‘structural memory’ – examining the cre-
ation of collective memory through ‘practices or material artifacts’ (135) –
elevates memory ‘to the status of a historical agent, and we enter a new
age in which archives remember and statues forget’ (136). This ‘memory as
re-enchantment’ (136) argument which sees the rise of memory discourse
as tied intimately to identity politics in the United States in the 1960s is
perhaps the most powerful challenge to scholars of collective memory.
Klein’s arguments are to some extent replicated in another fine article,
this one by Wulf Kansteiner. Kansteiner argues that collective memory is a
Beyond the Mnemosyne Institute 161
meaningful term but that ‘memory studies’ thus far has not done enough to
explain why. The scholarship, in his opinion, needs to delineate more clearly
the distinctions between individual and collective memory; needs to think
more about reception than about representation; and would benefit from
adopting some of the vocabulary and methodology of media studies, with
the result that collective memory would be understood as the result of the
interaction of three ‘types of historical factors: the intellectual and cultural
traditions that frame all our representations of the past, the memory makers
who selectively adopt and manipulate these traditions, and the memory con-
sumers who use, ignore, or transform such artefacts according to their own
interests’.19 Like Klein, Kansteiner argues that ‘memory is valorised where
identity is problematised’, thus connecting ‘memory studies’ to identity pol-
itics, and he claims that ‘Memory studies presuppose a rarely acknowledged
but not particularly surprising desire for cultural homogeneity, consistency,
and predictability.’20 ‘Memory studies’, though not in this reading as con-
temptible as in Klein’s, certainly needs to set its methodological house in
order.
Similar points have recently been made by Peter Gray and Kendrick
Oliver in their introduction to The Memory of Catastrophe: ‘It is the attribu-
tion of qualities of spiritual or cultural transcendence to “memory” which
most effectively limits the capacity of the critical method to gain purchase
upon its historical operations.’21 However, these critiques can be rather
exaggerated, as in this example:
This surely sets up memory as far more significant than most of those who
study it presume it to be.23 Not every academic who works on ‘memory’ is
secretly in league with Roy Strong, who in 1978 in a notable adumbration
of the cultural politics of Thatcherism wrote that:
world which we have lost. In the 1940s we felt all this deeply because of
the danger from without. In the 1970s we sense it because of the dangers
from within. We are all aware of problems and troubles, of changes within
the structure of society, of the dissolution of old values and standards. For
the lucky few this may be exhilarating, even exciting, but for the major-
ity it is confusing, threatening, and dispiriting. The heritage represents
some form of security, a refuge perhaps, something visible and tangible
which, within a topsy and turvy world, seems stable and unchanged. Our
environmental heritage . . . is therefore a deeply satisfying and unifying
element within our society.24
The same is true of the literature on trauma. ‘Trauma studies’ has become
something of an interdisciplinary discipline in its own right, largely thanks
to the achievements of Cathy Caruth. But once again, as with ‘memory
studies’, we hear talk of the ‘passing of a genre’. Again, Kansteiner is per-
haps the main critic here – his essay in Rethinking History is trenchant and
combative, and Dominick LaCapra has also contributed to the attack in a
chapter of his book, History in Transit (2004). But others have also argued,
as does Ido de Haan, that the notion of ‘trauma’ is inapplicable to soci-
eties since it not only inappropriately medicalises them but, more troubling,
flattens out widely different experiences under a standard psychological
explanation.25 The pieces that stand out as a challenge to the ‘discipline’
of ‘trauma studies’ are Kansteiner’s.26 It should be noted, however, that by
contrast Ricoeur argues quite unequivocally that ‘We can speak not only in
an analogical sense but in terms of a direct analysis of collective trauma-
tisms, of wounds to collective memory.’ He gives the example of mourning
behaviours, especially the ‘great funeral celebrations around which an entire
people is assembled’ to back up his claim.27 There is not enough space here
to decide whether he is right, but it is certainly a powerful response to the
‘commonsense’ assertion that groups cannot have memory and thus cannot
be traumatised as a group.
Many of these points relate to scholarly procedures and methods. But
academic work does not take place in a vacuum, and this blooming of ‘mem-
ory studies’ is a faithful replication of developments in wider society. These
have been summed up well, if polemically, by the Romanian-Jewish author
Norman Manea, a survivor of the horrors of the Romanian Holocaust in
Transnistria who now lives in the United States. In his autobiography, The
Hooligan’s Return, which movingly recounts the circumstances of his exile
to the United States and his return trips to Romania since the ousting of
Ceauşescu, Manea offers some provocative thoughts: ‘Public commemora-
tions have transformed horrors into clichés, which have been worked over
until they have become petrified, thus fulfilling their function, followed,
of course, by fatigue and indifference.’28 Later he adds, with even greater
invective:
Beyond the Mnemosyne Institute 163
The duty to remember and the need to commemorate are here seen as empty,
complacent rituals that serve only to pacify the past, making it safe for the
present to ignore. Certainly, scholars of collective memory have long known
that it is as important to take cognisance of what is forgotten or ‘overlooked’
as of what is remembered when studying the changing nature of memory.
Manea’s criticisms, however, remind us that this is not an antiquarian enter-
prise or a fruitless postmodern game, as Finkelstein would have us believe,
but that the study of memory may itself contribute to the creation of an ‘age
of commemoration’ in which all memories other than the celebratory and
efficacious are smothered or occulted.
All of these critiques are timely and pertinent and should give us pause for
thought about the oft-exhibited tendency to use the vocabulary of ‘memory
studies’ in a rather thoughtless and self-explanatory way. But none of this
should prevent us from either seeing the gains made by ‘memory studies’
(more than a ‘conservative’ or reactionary replacement for studying power
or class) or from recognising the fact that memory is the ‘bedrock of history’,
a claim to which I will return later. In what remains, I want to argue that talk-
ing of ‘collective memory’ remains valid and to suggest that despite many of
the cultural critics’ objections to the current memory craze there is life for
memory beyond the Mnemosyne Institute. Academia, like the wider world,
is subject to the pressures of fashion, and the attack on ‘memory studies’ is
in that respect hardly surprising. But I do not want to put forward a ‘defence’
akin to those who defend history from the ‘irresponsible claims of postmod-
ernists’. Rather, I will proceed on the basis that the attacks are to some extent
justified and will then propose why talking about memory remains not only
valid but also a productive way of furthering scholarly research agendas.
The critics, like Kansteiner and Klein, justifiably object to the solipsism
of ‘confessional’ literature (the harder and more brutal the childhood the
better) or autobiographies of underwhelming celebrities, which cry out for
an old-school ‘culture industry’ critique (as in Andrew O’Hagan’s wither-
ing critique30 ). The critics object too, quite understandably, to the culturally
homogenising and often nationalistic flavour of the increasing numbers of
commemorative ceremonies that have become so visible a part of European
164 Politics and Cultures of Memory
Nora ignores the extent to which the nostalgic vision of the past that
organises his discourse has its origins in precisely that modern world he
seeks to overcome. In this way, he presents a classic modernist master
narrative that essentialises collective memory, one that equates memory
with authenticity, continuity, and presence and history with disconti-
nuity, mediation, and absence. . . . In much contemporary discourse [by
contrast], collective memory and history figure as interrelated and at
times interdependent modes of constructing a community’s relation to its
past, the difference between them being less a question of rigid opposition
than one of differing sets of formal and disciplinary conventions.32
investigating social relations, institutions and the state. The book that
they have edited on German memory illustrates the possibility of orient-
ing ‘memory studies’ towards analysing memory ‘as embedded in social
networks’.39 This is a way of understanding memory that does not see
it only as embedded in sites such as memorials; rather, Confino and
Fritzsche point up the real weakness of Finkelstein’s claim, by showing
how collective memories are created and passed on to some extent by
design but also unconsciously, by virtue of, and in the process helping to
define, existing social structures and networks.
3) The political implications of critical ‘memory studies’ are clearly shown
in studies of the absence of Hiroshima from American collective memory
(as in the work of Richard Minear) or the absence of any memory at all
of colonial atrocity committed by the British, in Kenya and elsewhere
(as in the work of Caroline Elkins and David Anderson).40 That is to say,
it may in these instances not be the case that what is remembered is
false – in the case of the United States, the significance of Nazi genocide –
but just that a whole area of past experience that is difficult to deal with
gets ‘forgotten’. This is a process that occurs as much by unconscious
mechanisms that permeate a society as by design.
4) Barbie Zelizer has shown the way in which visual artefacts can help pro-
vide a mediating factor between individual and collective memory, thus
illustrating the process of collective memory formation. Whilst this is,
contra Confino and Fritzsche, to focus on representations, it is a good
example of how close study can explain how collective memory is con-
structed, especially as it is influenced by the mass media.41 But it is also
a reminder, as Geoffrey Hartman notes, that what is viable in the notion
of collective memory ‘tends to be artistic rather than nationalistic’.42
5) And perhaps most importantly, we should note the way in which collec-
tive memory has helped reveal how ruling elites use collective memory
as a tool to perpetuate their dominance, a fact that has been especially
apparent in research on historically excluded groups, such as African
Americans, American Indians, Romanies or Australian Aborigines. The
Polish Institute of National Memory (IPN) has set out finally to question
the long-held assumptions of nationalist narratives about Poland during
World War II; the Guatemalan Commission for Historical Clarification is
doing something similar in revealing the suffering recently experienced
by that country’s Maya population; and in Spain the attempts by grass-
roots organisations literally to dig up the memories of the Civil War and
shatter the post-Franco silence all owe a great deal to this desire to right
past wrongs and restore dignity and names to victims of the recent past,
as does another such recent example – Adam Hochschild’s outrage at
the official narrative presented in the ‘Memory of Congo’ exhibition at
Belgium’s Royal Museum for Central Africa, which, he claims, gives insuf-
ficient space to the atrocities that characterised Belgian colonial rule.43 All
Beyond the Mnemosyne Institute 167
of these approaches reveal a varied and fruitful research landscape, not all
of which can be subsumed under the rhetoric of ‘re-enchantment’ or ‘cul-
tural homogenisation’. And quite apart from these examples, which are
mostly drawn from historians, the work of literary theorists and philoso-
phers such as Geoffrey Hartman, Marianne Hirsch, Michael Rothberg,
Avishai Margalit and Marc Augé reminds us that the study of collective
memory is a very broad discipline and one that cannot be summed up by
single-minded critiques that simply deny the term any validity.44
Beyond these initial suggestions, there is also the more general considera-
tion, as represented by Ricoeur, that memory is the ‘bedrock of history’ or the
‘womb of history’. What does he mean by this claim? First, it must be noted
that Ricoeur does not mean to suggest that he enjoys the current fascination
with memory, indeed he explicitly states at the start of his last book that
he is ‘troubled by the unsettling spectacle offered by an excess of memory
here, and an excess of forgetting elsewhere, to say nothing of the influence
of commemorations and abuses of memory – and forgetting’.52 He warns
especially that ‘a certain demand raised by impassioned memories, wounded
memories, against the vaster and more critical aim of history, lends a threat-
ening tone to the proclamation of the duty of memory, which finds its most
blatant expression in the exhortation to commemorate now and always’.53
With respect to the distinction between memory and history, Ricoeur notes
that archival research constitutes a ‘victory over the arbitrary’.54 Historical
knowledge thus has certain distinct advantages over collective memory: ‘the
articulation between events, structures, and conjunctures; the multiplication
of the scales of duration extended to the scales of norms and evaluations; the
distribution of the relevant objects of history on multiple planes – economic,
Beyond the Mnemosyne Institute 169
political, social, cultural, religious and so on’.55 Thus, what Ricoeur means by
memory being the ‘bedrock of history’ is that in thinking about our ability to
discuss the past at all, ‘we have no other resource, concerning our reference
to the past, except memory itself. . . . we have nothing better than memory
to signify something has taken place, has occurred, has happened before we
declare that we remember it.’56 In other words, historiography is doing some-
thing different from memory, something important, valid and critical, but
it cannot so easily be divorced from memory as Klein and Kansteiner – or
Nora and Hutton – might wish. Collective memory, writes Ricoeur, ‘con-
stitutes the soil in which historiography is rooted’; memory ‘remains the
guardian of the entire problem of the representative relation of the present
to the past’.57 And by ‘memory’ here Ricoeur primarily means testimony;
as he writes, ‘whatever may be our lack of confidence in principle in such
testimony, we have nothing better than testimony, in the final analysis,
to assure ourselves that something did happen in the past, which some-
one attests having witnessed in person, and that the principal, and at times
our only recourse, when we lack other types of documentation, remains the
confrontation among testimonies’.58
This is not to say that Ricoeur’s claims cannot be questioned. It is worth
asking: does Ricoeur take into account the fact that not everyone is freely
able to give testimony or that power relations in most societies mean that
some testimonies will be privileged over others, or even that some will not be
heard at all? Bruce Baker cites the example of a black man, Richard Puckett,
falsely accused of raping a white woman in South Carolina and lynched in
1913. Until the post-Civil Rights era, the man’s family’s testimony could
not be heard.59 Furthermore, are Ricoeur’s findings suitable for dealing with
the excess of the Holocaust? In an earlier study, Ricoeur made the argument
(not unrelated to his Protestantism) that forgiveness understood as a kind
of forgetting was beneficial: ‘on the political as well as on the private level,
forgetfulness of revenge becomes a sign of grace. It is good for the health of
our societies, so for life itself, that one should prescribe crimes which cannot
be considered genocide or crimes against humanity.’ This sounds appealing,
but Ricoeur does not consider how one should apply this dictum to crimes
that are genocide.60 A similar problem emerges in Memory, History, Forget-
ting, if only because one sometimes feels that Ricoeur’s vocabulary does not
respond adequately to the ravages of the twentieth century. How appropriate
is Ricoeur’s use of organic metaphors (memory as the ‘womb of history’) in
dealing with events – like genocide – that grow out of organicist–authenticist
thinking? Does Ricoeur also, like Hutton, in the end present a view of mem-
ory’s link to history that implies a belief in ‘living memories’ as the site of
authenticity? What is a ‘happy and peaceful memory’ at which Ricoeur says
his book aims?61
Memory, as we know from Benjamin, can disrupt history, can be a trans-
formative force. In Susan Handelman’s terms, it ‘is an act of compression
170 Politics and Cultures of Memory
Introduction
Seventy years since the start of World War II, revisionists across Europe have
been arguing that Stalin was as much to blame for starting the war as Hitler.
No historical fact, it seems, not even the one that every school pupil knows –
that Hitler was responsible for the war – is any longer secure. At the same
time, the British Conservative Party, the party of Churchill, has aligned
itself in the European Parliament with a far-right grouping, the European
Conservatives and Reformists Group (ECR), which includes the Latvian For
Fatherland and Freedom Party and the Polish Law and Justice Party, whose
former spokesman, Michał Kaminski, appealing to the old canard of Judeo-
Bolshevism (Żydokomuna), explains the murder of Jews in Jedwabne in 1941
with reference to the ‘crimes’ supposedly committed by Jews during the
period of Bolshevik rule in eastern Poland. As Adam Krzeminski rightly says,
World War II is still being fought,2 and, we might add, more intensively
today than at any point in the last seven decades.
Today the study of memory has become so all-pervasive that it is hard even
to keep up with the review articles on the subject.3 Yet, as the above exam-
ple shows – and there are more every day – the study of memory is no idle
academic pursuit but goes to the heart of contemporary understandings of
the past and thus of attitudes towards the present and future. ‘Forgetting’ is
as important here as ‘remembering’; in the case of communism and Nazism,
for example, some participants in recent ‘memory politics’ debates seem to
have forgotten (or want to forget) that if liberal democracy ‘defeated’ com-
munism in 1989, then that defeat was only possible because communism
172
Memory Wars in the ‘New Europe’ 173
for turning to the past, and given that the past concerned involved war,
genocide and many other forms of oppression, violence and trauma, acts
which radically divided the original participants and which now divide their
descendants, the contest over the past was and continues to be especially
marked.10
According to the senior Romanian communist and, after 1989, TV-show host
Silviu Brucan: ‘Old grudges and conflicts from as far back as the Hapsburg
and tsarist empires, marvellously preserved in the communist freezer, are
floating to surface with the thawing of the Cold War and the lifting of
the Stalinist coercion and repression. Territorial, religious, and ethnic claims
long suppressed are striking back with a vengeance, while national libera-
tion, secessions, and declarations of independence are coming first on the
political agenda.’11 In this view, the years since 1989 are the ‘real’ post-war
years, for only with the demise of the Cold War could a true debate over the
meaning of World War II, in which all sides could be heard, take place. What
has happened since the ‘post-war parenthesis’ ended can be regarded both
as a liberation from tyranny (in the east) and as a chance to debunk long-
standing myths, but also, more darkly, as a freedom to express views that
were long regarded as dead or, at best, marginal (in the east and west). The
years 1945–89 now appear as ‘an extended epilogue to the European civil
war that had begun in 1914, a forty-year interregnum between the defeat of
Adolf Hitler and the final resolution of the unfinished business left behind
by his war’.12 Perhaps, as Geoff Eley suggests, the Cold War years, which
brought social democracy and class cooperation to Western Europe, and wel-
fare states of one variety or another to all of Europe, were an aberration in
European history.13 Is Europe now reverting to type?
Of course, it is not the case that there was no discussion of the past
before 1989. In Yugoslavia, for example, a certain rendering of wartime
atrocity was central to the Titoist slogan of ‘brotherhood and unity’ (brat-
stvo i jedinstvo). The point is that what had gone before was distorted to
fit new ideological realities, in this instance the deaths of some 300,000
Bosnians at the hands of Croatian fascist Ustashe and Serbian royalist
Chetniks, which were subsumed into a narrative of the partisan, anti-fascist
struggle.14 Similarly, indigenous fascism and support for Hitler’s New Order
were brushed under the carpet in Eastern Europe, as the Soviet narrative of
working-class anti-fascism was imposed from above, a process which facil-
itated the Soviets’ carrying out massive social restructuring through land
‘redistribution’. In the west, the suffering caused by the liberation pro-
cess – through bombing, looting and sexual violence – was brushed aside
by the Allies in favour of ‘triumphalist narratives’ that could compete with
the Soviets’. Widespread collaboration with Nazism and the weakness of
Memory Wars in the ‘New Europe’ 175
With the exception of Yugoslavia in the 1990s, when World War II mem-
ory was mobilised to fuel ethno-nationalist war on a scale not seen on the
continent since 1945,22 the direst predictions of a return to local traditions
of fascism, nationalism or peasantism have not materialised, thanks partly to
the incorporation of east-central Europe into the European Union (EU) and
partly to the widespread acceptance of liberal democracy, whether espoused
by centre-right or revamped communist parties. But such political tradi-
tions – which are also by no means unknown in the EU’s longer-standing
members – remain potent as possible sources of alternative ideologies, and
populist politicians are now in or close to government.23 Indeed, although
stability is the most noteworthy fact about the post-communist years, some
commentators argue that the region is backsliding, with populism now ‘the
new condition of the political in Europe’, especially in countries where ‘long-
maintained forms of amnesia’ concerning fascist and communist crimes are
‘bound to fuel discontent, outrage, and frustration and to encourage the rise
of demagogues’.24 In Western Europe, the demise of the anti-fascist consen-
sus that dominated post-war politics after 1945, whether Social or Christian
Democrats were in power, started to crack, as confusion over the mean-
ing of ‘left’ and ‘right’ took hold. The ensuing vacuum in political theory
was exacerbated by such phenomena as globalisation and the rise of the
unregulated global market and, after 11 September 2001, the ‘war on ter-
ror’. In contemporary Europe, far-right politicians clearly share a heritage
with ‘classic fascism’, but advance their populist agenda on the basis of
more topical fears: of Muslims, financial crisis, immigration and the threat
posed to local, ‘indigenous’ populations by these ideological, economic and
population movements.25 While racism in the sense of biological deter-
minism still exists, it has been largely replaced by an older form of race
understood through culture, in which somatic characteristics are understood
as markers of cultural and religious difference rather than of ‘a biological
heredity’.26
Historians have provided richly detailed accounts of the construction of
memory regimes in Western and Eastern Europe after 1945.27 In particu-
lar, they have rigorously scrutinised the gradual development of ‘Holocaust
consciousness’.28 In what follows, I will focus on how the memory boom
since the end of the Cold War and, especially, in the new millennium reflects
and brings about new challenges to European identity and politics. The
common theme is the demise of the post-war consensus and the revival of
previously marginalised ways of thinking, which means that an unprece-
dented assault on the values of the post-war period has taken place on the
one hand and that an exaggerated version of them has survived on the other.
Nothing illustrates the first effect – the collapse of the post-war consen-
sus – better than the creation of the so-called ‘second republic’ in Italy after
1994.29 After 1944, post-war Italy, following the general trend in Western
Europe, was stabilised with the aid of the founding myth of the country as
Memory Wars in the ‘New Europe’ 177
not meant as a space of memory at all but is ‘a total propaganda space, where
death and victims are used as rhetorical devices’.41 In Tallinn, images of local
support for the Nazi invasion are willingly shown, since they imply the hor-
ror of the first Soviet occupation (June 1940–June 1941) and thus ‘confirm
the anti-communist script’.42 Similarly, the erection of a ‘Victory Cross’ in
Tallinn’s Freedom Square and the removal of the ‘Bronze Soldier’ memo-
rial to Estonia’s Soviet ‘liberators’ can be seen as ‘the belated completion
of an unfinished project of the war generation’ – once again, the reappear-
ance of the past in the present.43 The exaggerated nature of this ‘equality of
suffering’ argument, with its suggestion that the Nazi invasion constituted
a ‘national liberation’ from Soviet terror, and with its antisemitic subtext
which ‘justifies’ Jewish persecution in terms of Jews’ alleged support for com-
munism, is explicable as an over-compensation for or a counter-memory
to the rejection of communism after 1989 (1991 in the case of the Baltic
States), in an attempt to remind Western Europeans of Eastern Europe’s con-
tinued suffering after the end of World War II.44 It reveals too how what
is aptly called ‘geopolitical vertigo’45 informs the ambivalent relationship
of Eastern European states with Western European narratives of the ‘good
war’: the memory of World War II is employed both to challenge ‘smug’
Western European accounts and to assure ‘core Europe’ of Eastern European
commitment to a shared definition of ‘Europe’.46
Apart from the breakdown of the anti-fascist consensus, the second pro-
cess – the caricatured afterlife of post-war values – is best shown by analysing
the role played by the Great Patriotic War in Russia. Since the Russian mas-
ter narrative of the war has been subjected to tendentious revisionism in
the Baltic States and other former parts of the Soviet Union, it should come
as no surprise that in Russia itself under Putin and his successors the cult of
the Great Patriotic War has been revived. Indeed, as Martin Evans writes, ‘the
more Russia’s loss of superpower status became apparent, the more the defeat
of fascism has been held up as a source of national pride that transcends the
end of the USSR’.47
It is noteworthy that the Central Museum of the Great Patriotic War in
Moscow’s Victory Park was not opened until after the collapse of the Soviet
Union, in 1995, even though the decision to build a museum on the site had
been taken as early as 194248 and that a museum to commemorate the siege
of Leningrad was built in 1989 on the same site as the original museum, con-
structed during the siege itself (and which closed in 1953).49 Post-communist
Russian governments want to bask in the glow that the memory of the
war emits, for it is one of the few sources of continuity and popular legit-
imacy in a country that had always been synonymous with its empire and
is therefore still grappling with its national identity. Thus, dissenters such as
the Belorussian writer Ales Adamovich believe that the overburdened term
‘Great Patriotic War’ should be dropped in favour of ‘the war with Hitler’,
and Viktor Suvorov scurrilously though understandably in the context of
180 Politics and Cultures of Memory
the break-up of the USSR argued that Stalin had supported Nazi Germany
from the outset because he believed that Hitler would unleash a destruc-
tive war that would act as the ‘icebreaker’ for revolution in Europe.50 If it
is something of an exaggeration to argue, as some do, that debates about
the past contributed to the collapse of the Soviet Union,51 Ilya Prizel is nev-
ertheless correct to state that ‘Contemporary Russia has not yet arrived at
a consensus about its past, and thus is forced to contend with conflict-
ing and contradictory visions of its future.’52 Prizel’s point is apparent, for
example, in continued denials of the existence of the secret clauses in the
Molotov–Ribbentrop Pact.53
These specific examples could easily be multiplied. What is striking is
that the Holocaust, which, in Judt’s felicitous phrase, has been made the
‘entry ticket’ to contemporary Europe, has been the subject of historical
commissions across Europe and, since the Stockholm Forum of 2000, has
been enshrined in official European collective memory.54 Questions of com-
pensation for slave labour and the restitution of stolen property and land –
topics which were impossible to discuss under communism – have become
burning issues.55 At the same time, most Eastern European countries have
conducted commissions into the experience of communism. These two sets
of commissions have been conducted with remarkable scholarly dispassion
and expertise, and even in the most difficult cases, such as Romania, with
its history of ethnonationalism and a communist regime akin to a form of
‘totalitarianism-cum-Sultanism’,56 they have provided judicious and impar-
tial models for examining difficult pasts.57 Yet, these ‘EU-friendly’ measures
are simultaneously being challenged (in all parts of the continent) both at
the official level, by government-sponsored revisionist museums or populist
state-controlled media, for example, and at the grassroots, by the resur-
gence of populism, which breeds on resentment towards Eurocrats and
anger at ‘exorbitant’ Holocaust memory, itself a recapitulation of resentment
towards minority treaties.58 The commissions’ balanced approach needs
to be brought into mainstream discussions, where many have yet to dis-
cover that a recovery of Holocaust memory need not come at the expense
of the memory of communism: between transnational commemoration
of the Holocaust and recognition of specific national and regional suffer-
ing under communism there can be co-existence. Memory need not be a
zero-sum game.
Conclusion
It has been suggested recently that the ‘memory boom’ of the last decades
cannot be sustained. The relatively stable and apparently ‘post-ideological’
years of the 1990s have given way to a new ‘war’ on a global scale in the new
millennium; demands for national unity and the rejection of ‘postmodern
relativism’ are turning the tide against the focus on the past that charac-
terised the first post-Cold War decade.72 Irrespective of the fact that the
condemnation of ‘relativism’ seems terribly misplaced in an age in which
the most dangerous threats come from those with firm beliefs (including the
attack on science and reason which characterises the new age of superstition
which appears to be upon us), it is no doubt the case, if only because of the
cycles of fashion, that the ‘memory boom’ has reached its zenith. The schol-
arly assault on ‘trauma studies’ means that more care needs to be taken when
deploying this medical term in the context of social experience of atrocity,73
and the remarkably popular phenomenon of confessional literature and
celebrity culture seems to be waning somewhat, indicating that the appetite
for testimony as a genre will become less fashionable and that testimony
will turn into just another tool in the scholarly kit – as Saul Friedländer’s The
Years of Extermination suggests.74 Furthermore, as Tony Judt suggests, when it
comes to Holocaust commemoration, the greatest challenge to meaningful
(that is, critically engaged) memory may not be ignorance or hostility but
Memory Wars in the ‘New Europe’ 183
the ‘banality of overuse’, that is, ‘the flattening, desensitising effect of seeing
or saying or thinking the same thing too many times until we have numbed
our audience and rendered them immune to the evil we are describing’.75
Yet memory, as Michael Rothberg stresses, is ‘multidirectional’. That is to
say, sometimes a process takes place ‘in which transfers occur between events
that have come to seem separate from each other’.76 He gives the examples
of the Holocaust and decolonisation, but there are others, such as slavery,
the use of the atom bomb and genocides of indigenous peoples. One cannot
easily predict how the contested memories of one event will help or hin-
der the ‘discovery’ of memories of other events, which may then become
equally contentious. Besides, as recent arguments about World War II show,
one can hardly suggest that memory animates public and academic con-
cerns less now than it did 20 years ago. Germany may present an exemplary
face of a nation that has confronted its dark past (if one brackets off for the
moment the critical voices which regard this self-satisfaction as a kind of
Sündenstolz or pride in one’s own sins); but Russia has yet to do so and most
of the countries of the former eastern bloc have barely begun the process
(not to mention other areas of the world in Latin America or Africa where
such processes are also relevant). Spain is another major European example
where memory politics are fundamental to contemporary life. One cannot
look to Germany and argue that because the job has been done there, the
trajectory to be followed by other states is mapped out and thus, for schol-
ars, predictable and boring. Indeed, the reverse seems to be the case: the
more that the myth of the Holocaust as an act committed by an impersonal
evil force called Nazism that has nothing to do with ‘us’ is challenged, the
more resistance in European countries to official commemoration seems to
grow. In other words, the more uncertain the present and the future look,
the more memory – precisely because it is future-oriented – will continue to
be an arena of contestation, giving rise in some cases to conflict, in others to
reconciliation.77 In case of the former, it might turn out that the ‘negation of
nationalism as the central force in politics was a short interlude that lasted
less than an intellectual generation’.78 In case of the latter, we might argue
that with the extension of the EU, the upsurge of populism will be contained
within democratic structures and, thus, that Europe ‘has not had such a good
opportunity to establish lasting peace since the Congress of Vienna’.79 Post-
war Europe, especially post-Cold War Europe, has been a period of intense
memory scrutiny, primarily of World War II. Now that post-war Europe is
itself fast on the road to becoming history; its very pastness means that it
too is ripe for inclusion in ongoing struggles to control memory and thus to
shape the ‘new Europe’.
Notes
184
Notes 185
13. Michael Wildt, Hitler’s Volksgemeinschaft and the Dynamics of Racial Exclusion: Vio-
lence against Jews in Provincial Germany, 1918–1939 (New York: Berghahn Books,
2011); Frank Bajohr and Michael Wildt (eds.), Volksgemeinschaft: Neue Forschungen
zur Gesellschaft des Nationalsozialismus (Frankfurt/M: Suhrkamp Taschenbuch
Verlag, 2009).
14. For greater detail, see my Responses to Nazism in Britain, 1933–1939: Before War
and Holocaust, 2nd edn (Basingstoke: Palgrave Macmillan, 2012).
15. For a fuller discussion, see my Histories of the Holocaust (Oxford: Oxford University
Press, 2010).
16. See Alon Confino, Foundational Pasts: The Holocaust as Historical Understanding
(New York: Cambridge University Press, 2012).
17. Dan Diner, ‘Historical Experience and Cognition: Juxtaposing Perspectives on
National Socialism’, in Dan Diner, Beyond the Conceivable: Studies on Germany,
Nazism, and the Holocaust (Berkeley, CA: University of California Press, 2000), 163.
18. See the essays in Stone (ed.), The Holocaust and Historical Methodology.
19. The reference is to Gil Anidjar, ‘Against History’, afterword to Marc Nichanian,
The Historiographic Perversion (New York: Columbia University Press, 2009),
125–59. See my discussion in ‘The Harmony of Barbarism: Locating the
“Scrolls of Auschwitz” in Holocaust Historiography’, in Nicholas Chare and
Dominic Williams (eds.), Inside Auschwitz: New Perspectives on Holocaust Testimony
(Basingstoke: Palgrave Macmillan, forthcoming).
20. Apart from Chapters 10 and 11, see A. Dirk Moses, ‘Genocide and the Terror
of History’, Parallax, 17, 4 (2011), 90–108; Jens Meierhenrich, ‘Topographies
of Remembering and Forgetting: The Transformation of Lieux de Mémoire in
Rwanda’, in Scott Straus and Lars Waldorf (eds.), Remaking Rwanda: State Build-
ing and Human Rights after Mass Violence (Madison, WI: University of Wisconsin
Press, 2011), 283–96.
21. See, for example, Waldorf, ‘Instrumentalizing Genocide: The RPF’s Campaign
against “Genocide Ideology”’, in Straus and Waldorf (eds.), Remaking Rwanda,
48–66, on the Rwandan government’s attacks on ‘genocide ideology’ and ‘divi-
sionism’, which, as Waldorf shows, have done more to strengthen old animosities
and divisions than overcome or replace them. See also Janine Natalya Clark,
‘The “Crime of Crimes”: Genocide, Criminal Trials and Reconciliation’, Journal
of Genocide Research, 14, 1 (2012), 55–77, which argues for limiting our expecta-
tions of the extent to which criminal trials can aid social reconciliation; and Jens
Meierhenrich, Lawfare: The Formation and Deformation of Gacaca Jurisdictions in
Rwanda, 1994–2010 (New York: Cambridge University Press, forthcoming), which
questions the success of Rwanda’s gacaca process.
22. See Paul Connerton’s interesting suggestions in ‘Seven Types of Forgetting’,
Memory Studies, 1, 1 (2008), 59–71.
23. Brandon Hamber, Liz Ševčenko and Ereshnee Naidu, ‘Utopian Dreams or Prac-
tical Possibilities? The Challenges of Evaluating the Impact of Memorialization
in Societies in Transition’, International Journal of Transitional Justice, 4 (2010),
397–420.
24. On France, Zeev Sternhell, The Birth of Fascist Ideology: From Cultural Rebellion
to Political Revolution (Princeton, NJ: Princeton University Press, 1994); on Italy,
David D. Roberts, The Syndicalist Tradition and Italian Fascism (Chapel Hill, NC:
University of North Carolina Press, 1979); Roberts, ‘How Not to Think about Fas-
cism and Ideology, Intellectual Antecedents and Historical Meaning’, Journal of
Contemporary History, 35, 2 (2000), 185–211. One might also mention the role of
186 Notes
the anti-Irish Home Rulers in the House of Lords, whose pre-1914 position surely
has a good claim to be counted as one of the originating loci of fascism.
25. Roberts, ‘How Not to Think about Fascism’, 208.
12. See for example, the descriptions in Jules Schelvis, Sobibor: A History of a
Nazi Death Camp (Oxford: Berg, 2007); Witold Chrostowski, Extermination
Camp Treblinka (London: Vallentine Mitchell, 2004); Jacek Andrzej Młynarczyk,
‘Treblinka—ein Todeslager der “Aktion Reinhard”’, in B. Musial (ed.), ‘Aktion
Reinhardt’; Michael Wildt, ‘Die Lager im Osten: kommentierende Bemerkungen’,
in Ulrich Herbert, Karin Orth and Christoph Dieckmann (eds.), Die nationalsozial-
istischen Konzentrationslager (Frankfurt/M: Fischer Taschenbuch Verlag, 2002),
vol. 1, 508–20.
13. Dieter Pohl, ‘The Holocaust and the Concentration Camps’, in Jane Caplan
and Nikolaus Wachsmann (eds.), Concentration Camps in Nazi Germany: The New
Histories (London: Routledge, 2010), 149.
14. Omer Bartov, ‘Eastern Europe as the Site of Mass Murder’, Journal of Modern His-
tory, 80, 3 (2008), 576; Frank Bajohr, ‘The “Folk Community” and the Persecution
of the Jews: German Society under National Socialist Dictatorship’, Holocaust and
Genocide Studies, 20, 2 (2006), 195; Konrad Kwiet, ‘Perpetrators and the Final Solu-
tion’, in Stephanie McMahon-Kaye (ed.), The Memory of the Holocaust in the 21st
Century: The Challenge for Education (Jerusalem: Yad Vashem, 2001), 79.
15. On which the historiography is sparse. See Daniel Jonah Goldhagen, Hitler’s Will-
ing Executioners: Ordinary Germans and the Holocaust (London: Little, Brown, 1996),
chapters 13 and 14 and, especially, the work of Daniel Blatman, ‘The Death
Marches and the Final Phase of Nazi Genocide’, in Caplan and Wachsmann (eds.),
Concentration Camps in Nazi Germany, 167–85, and The Death Marches: The Final
Phase of Nazi Genocide (Cambridge, MA: Harvard University Press, 2010).
16. Timothy Snyder, ‘Holocaust: The Ignored Reality’, New York Review of Books
(16 July 2009).
17. Timothy Snyder, ‘The Life and Death of Western Volhynian Jewry, 1921–1945’,
in Brandon and Lower (eds.), The Shoah in Ukraine, 102. See also Bartov, ‘Eastern
Europe’; Omer Bartov, Erased: Vanishing Traces of Jewish Galicia in Present-Day
Ukraine (Princeton, NJ: Princeton University Press, 2007); Yehuda Bauer, The Death
of the Shtetl (New Haven, CT: Yale University Press, 2010).
18. Saul Friedländer, Nazi Germany and the Jews: The Years of Persecution 1933–39
(London: Weidenfeld & Nicolson, 1997), ch. 3. For discussion, see Christian Wiese
and Paul Betts (eds.), Years of Persecution, Years of Extermination: Saul Friedländer and
the Future of Holocaust Historiography (London: Continuum, 2010).
19. Jonathan Petropoulos, ‘The Nazi Kleptocracy: Reflections on Avarice and the
Holocaust’, in Dagmar Herzog (ed.), Lessons and Legacies, Vol. 7: The Holocaust in
International Perspective (Evanston, IL: Northwestern University Press, 2006), 34.
20. Martin Dean, Robbing the Jews: The Confiscation of Jewish Property in the Holocaust,
1933–1945 (Cambridge: Cambridge University Press, 2008).
21. Frank Bajohr, Aryanization in Hamburg: The Economic Exclusion of Jews and the
Confiscation of Their Property in Nazi Germany (New York: Berghahn Books, 2002).
22. See the survey in Gerhard Paul, ‘Von Psychopathen, Technokraten und “ganz
gewöhnlichen” Deutschen: Die Täter der Shoah im Spiegel der Forschung’, in
Gerhard Paul (ed.), Die Täter der Shoah: Fanatische Nationalsozialisten oder ganz
normale Deutsche? (Göttingen: Wallstein, 2002), 13–90.
23. Frank Bajohr, ‘The Holocaust and Corruption’, in Gerald D. Feldman and
Wolfgang Seibel (eds.), Networks of Nazi Persecution: Bureaucracy, Business and the
Organization of the Holocaust (New York: Berghahn, 2005), 118–38.
24. On the ‘antisemitic consensus’, see Mark Roseman, ‘Ideas, Contexts, and the
Pursuit of Genocide’, Bulletin of the German Historical Institute, London, 25, 1
188 Notes
(2003), 83; Michael Wildt, ‘Gewalt als Partizipation: Der Nationalsozialismus als
Ermächtigungsregime’, in Alf Lüdtke and Michael Wildt (eds.), Staats-Gewalt:
Ausnahmezustand und Sicherheitsregimes. Historische Perspektiven (Göttingen:
Wallstein, 2008), 236–38; Frank Bajohr and Dieter Pohl, Massenmord und schlechtes
Gewissen: Die deutsche Bevölkerung, die NS-Führung und der Holocaust (Frankfurt/M:
Fischer Taschenbuch Verlag, 2008), 10.
25. Wolfgang Seibel, ‘A Market for Mass Crime? Inter-institutional Competition and
the Initiation of the Holocaust in France, 1940–1942’, International Journal of
Organization Theory and Behavior, 5, 3&4 (2002), 236.
26. As is explained by, for example, Andrej Angrick, Besatzungspolitik und Massenmord:
Die Einsatzgruppe D in der südlichen Sowjetunion 1941–1943 (Hamburg: Hamburger
Edition, 2003), 450; Christopher R. Browning, Nazi Policy, Jewish Workers, German
Killers (Cambridge: Cambridge University Press, 2000), 169.
27. Davide Rodogno, ‘Italiani brava gente? Fascist Italy’s Policy towards the Jews in the
Balkans, April 1941–July 1943’, European History Quarterly, 35, 2 (2005), 213–40;
Guri Schwarz, ‘On Myth Making and Nation Building: The Genesis of the “Myth
of the Good Italian”’, Yad Vashem Studies, 36, 1 (2008), 111–43; MacGregor Knox,
‘Die faschistische Italien und die “Endlösung”’, Vierteljahrshefte für Zeitgeschichte,
55, 1 (2007), 53–92.
28. Renée Poznanski, Jews in France during World War II (Waltham: Brandeis Univer-
sity Press, 2001); Ahlrich Meyer, Täter im Verhör: Die ‘Endlösung der Judenfrage’ in
Frankreich 1940–1944 (Darmstadt: Wissenschaftliche Buchgesellschaft, 2005).
29. Geoffrey P. Megargee (ed.), The United States Holocaust Memorial Museum Encyclo-
pedia of Camps and Ghettos 1933–1945, 7 vols. (Washington, DC: USHMM, 2009);
Guy Miron (ed.), The Yad Vashem Encyclopedia of the Ghettos during the Holocaust,
2 vols. (Jerusalem: Yad Vashem, 2009).
30. Sara Bender, The Jews of Białystok during World War II and the Holocaust (Waltham:
Brandeis University Press, 2009), 293.
31. Dan Michman, The Emergence of Jewish Ghettos during the Holocaust (Cambridge:
Cambridge University Press, 2010).
32. Christopher R. Browning, ‘Before the “Final Solution”: Nazi Ghettoization Pol-
icy in Poland (1940–1941)’, in Ghettos 1939–1945: New Research and Perspectives
on Definition, Daily Life and Survival, Symposium Presentations (Washington, DC:
USHMM, 2005), 1–13.
33. Radu Ioanid, The Holocaust in Romania: The Destruction of Jews and Gypsies under
the Antonescu Regime, 1940–1944 (Chicago: Ivan R. Dee, 2000); Jean Ancel, ‘The
German-Romanian Relationship and the Final Solution’, Holocaust and Genocide
Studies, 19, 2 (2005), 252–75; Dennis Deletant, Hitler’s Forgotten Ally: Ion Antonescu
and His Regime, Romania 1940–1944 (Basingstoke: Palgrave Macmillan, 2006);
Mihail E. Ionescu and Liviu Rotman (eds.), The Holocaust and Romania: History and
Contemporary Significance (Bucharest: Institute for Studies of Defense and Military
History, 2003).
34. Yehuda Bauer, Jews for Sale? Nazi-Jewish Negotiations, 1933–1945 (New Haven, CT:
Yale University Press, 1994).
35. Donald Bloxham, ‘Europe, the Final Solution and the Dynamics of Intent’, Pat-
terns of Prejudice, 44, 4 (2010), 317–35, and Donald Bloxham, ‘The Holocaust and
European History’, in Dan Stone (ed.), The Holocaust and Historical Methodology
(New York: Berghahn Books, 2012), 233–54.
36. Wendy Lower, ‘ “Anticipatory Obedience” and the Nazi Implementation of the
Holocaust in the Ukraine: A Case Study of Central and Peripheral Forces in the
Notes 189
Relations, 15, 4 (2009), 653–80. See also Claus Leggewie, ‘A Tour of the
Battleground: The Seven Circles of Pan-European Memory’, Social Research, 75,
1 (2008), 217–34; Robert Bideleux, ‘Rethinking the Eastward Extension of the
EU Civil Order and the Nature of Europe’s New East-West Divide’, Perspectives on
European Politics and Society, 10, 1 (2009), 118–36.
a nation. But there was not enough support for this idea in the Committee. . . .
So with a heavy heart I decided not to press for it’. Cited in John Docker, Raphael
Lemkin’s History of Genocide and Colonialism (Washington, DC: United States Holo-
caust Memorial Museum, 2004), 3. See also Schabas, ‘National Courts’, 58–59;
Matthew Lippman, ‘A Road Map to the 1948 Convention on the Prevention and
Punishment of Genocide’, Journal of Genocide Research, 4, 2 (2002), 183, 189.
12. Steven L. Jacobs (ed.), Raphael Lemkin’s Thoughts on Nazi Genocide: Not Guilty?
(Lewiston: Edwin Mellen Press, 1992), henceforth referred to in the text as TNG.
Raphael Lemkin, The Hitler Case (unpublished ms), henceforth referred to in the
text as HC. I am very grateful to Steven Jacobs for providing me with a copy of
The Hitler Case.
13. See Martyn Housden, Hans Frank, Lebensraum and the Holocaust (Basingstoke:
Palgrave Macmillan, 2003). For a good discussion of law in the Nazi racial state
see Claudia Koonz, The Nazi Conscience (Cambridge, MA: Belknap Press of Harvard
University Press, 2003), chapter 7.
14. As, for example, in the writings of Lucie Varga, Eric Voegelin, Bronislaw
Malinowski, Norbert Elias and Eric Wolf. For a discussion, see Dan Stone,
Responses to Nazism in Britain, 1933–1939: Before War and Holocaust, 2nd edn
(Basingstoke: Palgrave Macmillan, 2012), 37–42; Dan Stone, ‘Nazism as Modern
Magic: Bronislaw Malinowski’s Political Anthropology’, History and Anthropology,
14, 3 (2003), 203–18.
15. Lemkin, ‘Genocide—A Modern Crime’, 3.
16. See Dan Stone, ‘Genocide as Transgression’, European Journal of Social Theory, 7, 1
(2004), 45–65.
17. Léon Poliakov, Harvest of Hate (London: Elek Books, 1956 [orig. French 1953]),
182.
18. That centres on Christopher R. Browning, Ordinary Men: Reserve Police Battalion
101 and the Final Solution in Poland (New York: Harper Collins, 1992) and Daniel
Jonah Goldhagen, Hitler’s Willing Executioners: Ordinary Germans and the Holocaust
(London: Little, Brown, 1996). For a discussion of the sub-discipline of ‘perpetra-
tor studies’ that this debate has engendered, see Jürgen Matthäus, ‘Historiography
and the Perpetrators of the Holocaust’, in Dan Stone (ed.), The Historiography of the
Holocaust (Basingstoke: Palgrave Macmillan, 2004), 197–215; Dan Stone, Histories
of the Holocaust (Oxford: Oxford University Press, 2010), 95–111.
19. For a discussion, see Frank Bajohr, ‘Expropriation and Expulsion’, in Stone (ed.),
The Historiography of the Holocaust, 52–64.
20. See, for example, Avi Beker (ed.), The Plunder of Jewish Property During the Holocaust:
Confronting European History (New York: New York University Press, 2001); Con-
fiscation of Jewish Property in Europe, 1933–1945: New Sources and Perspectives:
Symposium Proceedings (Washington, DC: United States Holocaust Memorial
Museum, 2003).
21. See TNG, 153–76.
22. Lemkin, Axis Rule, xi.
23. Lemkin, Axis Rule, 21–22.
24. Franz Neumann, Behemoth: The Structure and Practice of National Socialism
(London: Victor Gollancz, 1942). Neumann argued (107) that ‘racism and Anti-
Semitism are substitutes for the class struggle. . . . The internal political value of
Anti-Semitism will, therefore, never allow a complete extermination of the Jews.
The foe cannot and must not disappear; he must always be held in readiness as a
scapegoat for all the evils originating in the socio-political system’.
192 Notes
25. Gerhard Jacoby, Racial State: The German Nationalities Policy in the Protectorate of
Bohemia-Moravia (New York: Institute of Jewish Affairs of the American Jewish
Congress and World Jewish Congress, 1943), 220.
26. Ibid., 244, 269.
27. Boris Shub (ed.), Hitler’s Ten Year War on the Jews (New York: Institute of Jewish
Affairs of the American Jewish Congress, World Jewish Congress, 1943), 301, 302.
28. Lemkin, Axis Rule, 78, 81.
29. Aldous Huxley, ‘Emperor-Worship Up to Date’ (1935), in David Bradshaw (ed.),
The Hidden Huxley (London: Faber and Faber, 1994), 193.
6. Nicolas Berg, Der Holocaust und die westdeutschen Historiker: Erforschung und
Erinnerung (Göttingen: Wallstein, 2003). See also Helmut Walser Smith, The
Continuities of German History: Nation, Religion, and Race across the Long Nineteenth
Century (Cambridge: Cambridge University Press, 2008), 31.
7. Nicholas Berg, ‘The Holocaust and the West German Historians: Historical
Research and Memory’, in Moshe Zimmermann (ed.), On Germans and Jews under
the Nazi Regime: Essays by Three Generations of Historians (Jerusalem: The Hebrew
University Magnes Press, 2006), 87.
8. Which is one of the aims of Stone (ed.), The Holocaust and Historical Methodology.
9. Berg, ‘The Holocaust and the West German Historians’, 102.
10. More detail can be found in Eaglestone, The Holocaust and the Postmodern, chapter
6; Peter Baldwin, ‘The Historikerstreit in Context’, in Peter Baldwin (ed.), Rework-
ing the Past, 3–37; Charles S. Maier, The Unmasterable Past: History, Holocaust, and
German National Identity (Cambridge, MA: Harvard University Press, 1988); Jörn
Rüsen, ‘The Logic of Historicization: Metahistorical Reflections on the Debate
between Friedländer and Broszat’, History & Memory, 9, 1&2 (1997), 113–44.
11. Berg, ‘The Holocaust and the West German Historians’, 103.
12. Ibid.
13. Friedländer, ‘Some Reflections on the Historicization of National Socialism’, 89.
14. Martin Broszat/Saul Friedländer, ‘A Controversy about the Historicization of
National Socialism’, New German Critique, 44 (1988), 106–07.
15. Saul Friedländer, ‘Introduction’, in Gerald Fleming, Hitler and the Final Solution
(Oxford: Oxford University Press, 1986), xxxii–xxxiii.
16. Saul Friedländer, ‘Trauma, Memory and Transference’, in Geoffrey H. Hartman
(ed.), Holocaust Remembrance: The Shapes of Memory (Oxford: Blackwell, 1994),
259.
17. Aschheim, ‘On Saul Friedländer’, 44–59. Cf. Gulie Ne’eman Arad, “‘Nazi Germany
and the Jews”: Reflections on a Beginning, a Middle, and an Open End’, History &
Memory 9, 1&2 (1997), 420, where she speaks of Friedländer’s decision ‘to return
to this history qua history. . .’
18. See especially Karl-Heinz Roth, ‘Revisionist Tendencies in Historical Research into
German Fascism’, International Review of Social History, 39 (1994), 429–55; Ian
Kershaw, The Nazi Dictatorship: Problems and Perspectives of Interpretation, 3rd edn
(London: Edward Arnold, 1993), 205ff.
19. Maier, The Unmasterable Past, 93. Or, as Kershaw notes (in Hitler, the Germans, and
the Final Solution (New Haven: Yale University Press, 2008), 289), ‘the implica-
tions of historicization might be less serious both in theory and in practice than
Friedländer fears’.
20. Gerhard L. Weinberg, ‘Two Separate Issues? Historiography of World War II and
the Holocaust’, in David Bankier and Dan Michman (eds.), Holocaust Historiogra-
phy in Context: Emergence, Challenges, Polemics and Achievements (Jerusalem: Yad
Vashem, 2008), 379–401.
21. ‘Idyllic law of narrative’ comes from Sarah Kofman, Paroles suffoquées (Paris:
Galilée, 1987), 43.
22. Friedländer, ‘Trauma, Memory, and Transference’, 261.
23. Ibid., 262.
24. Friedländer, The Years of Extermination, xix, cited in Alon Confino, ‘Narrative Form
and Historical Sensation: On Saul Friedländer’s The Years of Extermination’, History
and Theory, 48 (2009), 199–219.
25. Friedländer, The Years of Extermination, xvii.
194 Notes
26. See, for example, Friedländer, ‘On the Possibility of the Holocaust: An Approach
to a Historical Synthesis’, in Yehuda Bauer and Nathan Rotenstreich (eds.), The
Holocaust as Historical Experience: Essays and a Discussion (New York: Holmes &
Meier, 1981), 1–21; ‘From Anti-Semitism to Extermination: A Historiographical
Study of Nazi Policies toward the Jews and an Essay in Interpretation’, in François
Furet (ed.), Unanswered Questions: Nazi Germany and the Genocide of the Jews
(New York: Schocken Books, 1989), 3–31; ‘The Extermination of the European
Jews in Historiography: Fifty Years Later’, in Alvin H. Rosenfeld (ed.), Thinking
about the Holocaust after Fifty Years (Bloomington, IN: Indiana University Press,
1997), 3–17.
27. See my ‘The Holocaust and Its Historiography’, in Dan Stone (ed.), The Histo-
riography of Genocide (New York: Palgrave Macmillan, 2008), 373–99. In general
on perpetrators, see Mark Roseman, ‘Beyond Conviction? Perpetrators, Ideas and
Action in the Holocaust in Historiographical Perspective’, in Frank Biess, Mark
Roseman and Hanna Schissler (eds.), Conflict, Catastrophe, and Continuity: Essays
on Modern German History (New York: Berghahn, 2007), 83–103; and references in
Chapters 1 and 2.
28. Friedländer, The Years of Extermination, 4–5; see also 64.
29. Amos Goldberg, ‘The Victim’s Voice and Melodramatic Aesthetics in History’,
History and Theory, 48 (2009), 222.
30. Shoshana Felman, ‘Theaters of Justice: Arendt in Jerusalem, the Eichmann Trial,
and the Redefinition of Legal Meaning in the Wake of the Holocaust’, Critical
Inquiry, 27, 2 (2001), 201–38.
31. Goldberg, ‘The Victim’s Voice’.
32. Ibid. See also Amos Goldberg, Holocaust Diaries as Life Stories (Jerusalem: Yad
Vashem, 2004).
33. Confino, ‘Narrative Form and Historical Sensation’.
34. Saul Friedländer, Memory, History, and the Extermination of the Jews of Europe
(Bloomington, IN: Indiana University Press, 1993), 49.
35. Kershaw, Hitler, the Germans, and the Final Solution, 295.
36. Raul Hilberg, ‘I Was Not There’, in Berel Lang (ed.), Writing and the Holocaust
(New York: Holmes & Meier, 1988), 25.
37. Friedländer, Memory, History, 132.
38. Lynn Hunt, ‘Introduction: History, Culture, and Text’, in Lynn Hunt (ed.),
The New Cultural History (Berkeley, CA: University of California Press, 1989),
p. 12; Alon Confino, ‘A World without Jews: Interpreting the Holocaust’, German
History, 27, 4 (2009), 531–59.
39. Amos Goldberg, ‘Trauma, Narrative, and Two Forms of Death’, Literature and
Medicine, 25, 1 (2006), 122–41, here at 132 and 124.
40. Joseph Goebbels, ‘Die Juden sind Schuld!’, Das Reich (16 November 1941), cited
in Peter Fritzsche, Life and Death in the Third Reich (Cambridge, MA: Harvard
University Press, 2008), 210.
41. Arne Johan Vetlesen, Evil and Human Agency (Cambridge: Cambridge University
Press, 2005), 72.
42. Edmond Jabès, A Foreigner Carrying in the Crook of His Arm a Tiny Book (Hanover:
Wesleyan University Press, 1993), 12.
43. For some of Friedländer’s thoughts on this issue, see his ‘Mosse’s Influence on the
Historiography of the Holocaust’, in Stanley G. Payne, David J. Sorkin and John
S. Tortorice (eds.), What History Tells: George L. Mosse and the Culture of Modern
Europe (Madison, WI: University of Wisconsin Press, 2004), 134–47.
Notes 195
44. Most notably Peter Longerich, Heinrich Himmler (Oxford: Oxford University
Press, 2012). Also Ulrich Herbert, Best: Biographische Studien über Radikalismus,
Weltanschauung und Vernunft, 1903–1989 (Bonn: Dietz, 1996); Lutz Hachmeister,
Der Gegnerforscher: Die Karriere des SS-Führers Franz Alfred Six (Munich: C.H. Beck,
1998).
45. Karin Orth, Die Konzentrationslager-SS: Sozialstrukturelle Analysen und biographische
Studien (Munich: Deutscher Taschenbuch Verlag, 2004); Michael Wildt, Genera-
tion des Unbedingten: Das Führungskorps des Reichssicherheitshauptamtes (Hamburg:
Hamburger Edition, 2002); Isabel Heinemann, Rasse, Siedlung, deutsches Blut: Das
Rasse- und Siedlungshauptampt der SS und die rassenpolitische Neuordnung Europas
(Göttingen: Wallstein, 2003).
46. For example, George C. Browder, ‘Perpetrator Character and Motivation:
An Emerging Consensus?’ Holocaust and Genocide Studies, 17, 3 (2003), 480–97;
Edward B. Westermann, ‘Shaping the Police Soldier as an Instrument for Annihi-
lation’, in Alan E. Steinweis and Daniel E. Rogers (eds.), The Impact of Nazism: New
Perspectives on the Third Reich and Its Legacy (Lincoln: University of Nebraska Press,
2003), 129–50; Jürgen Matthäus, ‘Controlled Escalation: Himmler’s Men in the
Summer of 1941 and the Holocaust in the Occupied Soviet Territories’, Holocaust
and Genocide Studies, 21, 2 (2007), 218–42.
47. See, for example, Jürgen Matthäus, ‘Georg Heuser—Routinier des sicherheit-
spolizeilichen Osteinsatzes’, in Klaus-Michael Mallmann and Gerhard Paul
(eds.), Karrieren der Gewalt: Nationalsozialistische Täterbiographien (Darmstadt:
Wissenschaftliche Buchgesellschaft, 2004), 115–25.
48. Martin Dean, Robbing the Jews: The Confiscation of Jewish Property in the Holocaust,
1933–1945 (Cambridge: Cambridge University Press, 2008).
49. Thomas Kühne, Kameradschaft: Die Soldaten des nationalsozialistischen Krieges
und das 20. Jahrhundert (Göttingen: Vandenhoeck & Ruprecht, 2006), 14–15.
Michael Geyer, ‘Des zur Organisation erhobene Burgfrieden. Heeresrüstung
und das Problem des Militarismus in der Weimarer Republik’, in K.-
J. Müller and E. Opitz (eds.), Militär und Militarismus in der Weimarer
Republik (Düsseldorf: Droste, 1978), 27. On ‘Erfahrungsgeschichte’ see Frank
R. Ankersmit, ‘Die drei Sinnbildungsebenen der Geschichtsschreibung’, in
Klaus E. Müller and Jörn Rüsen (eds.), Historische Sinnbildung: Problemstellung,
Zeitkonzepte, Wahrnehmungshorizonte, Darstellungsstrategien (Reinbek: Rowohlt,
1997), 98–117, and the other works by Ankersmit listed on 116–17 n2 in that
article.
50. Kühne, Kameradschaft, 19.
51. Ibid., 97.
52. Michael Wildt, Volksgemeinschaft als Selbstermächtigung: Gewalt gegen Juden in der
deutschen Provinz 1919 bis 1939 (Hamburg: Hamburger Edition, 2007), 68.
53. Michael Wildt, ‘Gewalt als Partizipation: Der Nationalsozialismus als Ermächti-
gungsregime’, in Alf Lüdtke and Michael Wildt (eds.), Staats-Gewalt: Ausnahmezu-
stand und Sicherheitsregimes. Historische Perspektiven (Götiingen: Wallstein, 2008),
239.
54. Eelco Runia, ‘Burying the Dead, Creating the Past’, History and Theory, 46, 3
(2007), 319.
55. Runia, ‘Burying the Dead’, 318.
56. Ibid.
57. Anita Kasabova, ‘Memory, Memorials, and Commemoration’, History and Theory,
47, 3 (2008), 331–50 is a critique of Runia’s work.
196 Notes
58. On sense and non-sense, see Reinhart Koselleck, ‘Vom Sinn und Unsinn der
Geschichte’, in Müller and Rüsen (eds.), Historische Sinnbildung, 79–97.
59. For more detail, see my ‘Holocaust Historiography and Cultural History’, Dapim:
Studies on the Shoah, 23 (2009), 52–68, and responses to the article in the same
issue by Carolyn J. Dean, Federico Finchelstein, Dominick LaCapra, Wendy Lower
and Dan Michman.
60. See Chapter 4.
61. Saul Friedländer, ‘On the Representation of the Shoah in Present-Day Western
Culture’, in Yehuda Bauer (ed.), Remembering for the Future (Oxford: Pergamon
Press, 1989), vol. 3, 3097.
62. Saul Friedländer, ‘Introduction’, in Saul Friedlander (ed.), Probing the Limits of Rep-
resentation: Nazism and the ‘Final Solution’ (Cambridge, MA: Harvard University
Press, 1992), 19–20.
63. Friedländer, Memory, History, 5–6.
way in which the Nazis regarded them, can make this conceptual difference
meaningful.
31. See the drawings in Thomas Geve, Guns and Barbed Wire: A Child Survives the
Holocaust (Chicago: Academy Chicago Publishers, 1987).
32. Primo Levi, If This Is a Man and The Truce (London: Abacus, 1987), 48.
33. Rudolf Reder, ‘Bełżec’, Polin: Studies in Polish Jewry, 13 (2000), 282.
34. Zalman Gradowski, ‘Writings’, in Ber Mark (ed.), The Scrolls of Auschwitz (Tel Aviv:
Am Oved, 1985), 175. On the ‘Scrolls’, see the essays in Nicholas Chare and
Dominic Williams (eds.), Inside Auschwitz: New Perspectives on Holocaust Testimony
(Basingstoke: Palgrave Macmillan, forthcoming).
35. Alan Adelson (ed.), The Diary of Dawid Sierakowiak (London: Bloomsbury, 1996),
170.
36. Claude Lanzmann, Shoah: An Oral History of the Holocaust. The Complete Text of the
Film (New York: Pantheon, 1985), 174.
37. Jan Karski, Story of a Secret State (Boston, MA: Houghton Mifflin, 1944), 330.
38. Naomi Samson, Hide: A Child’s View of the Holocaust (Lincoln, NE: University of
Nebraska Press, 2000), 74–75.
39. Adina Blady Szwajger, I Remember Nothing More: The Warsaw Children’s Hospital
and the Jewish Resistance (New York: Pantheon, 1990), 45.
40. Pelagia Lewinska, Twenty Months at Auschwitz (1968), cited in Emil Fackenheim,
‘The Spectrum of Resistance during the Holocaust: An Essay in Description and
Definition’, Modern Judaism, 2, 2 (1982), 123.
41. Elie Wiesel, Legends of Our Time (New York: Holt, Rinehart and Winston, 1968),
1; Chaim A. Kaplan, Scroll of Agony: The Warsaw Diary of Chaim A. Kaplan, ed.
Abraham I. Katsh (New York: The Macmillan Company, 1965), 225, entry for
17 November 1940.
42. Hannah Arendt, ‘Social Science Techniques and the Study of Concentration
Camps’, in Essays in Understanding, 236. See also the discussion in Robert
Eaglestone, The Holocaust and the Postmodern (Oxford: Oxford University Press,
2004), 317–38; and Amos Goldberg, ‘If This Is a Man: The Image of Man in Auto-
biographical and Historical Writing during and after the Holocaust’, Yad Vashem
Studies, 33 (2005), 381–429.
43. On the Muselmann see Giorgio Agamben, Remnants of Auschwitz: The Witness
and the Archive (New York: Zone Books, 1999). Whilst Agamben inappropriately
makes the Muselmann the figure for the Holocaust survivor on the basis of far
too small a selection of texts, this is nevertheless one of the few works that have
attempted a theoretical analysis of the meaning of the Muselmann. For a critique
of Agamben see Dominick LaCapra, History in Transit: Experience, Identity, Critical
Theory (Ithaca, NY: Cornell University Press, 2004), 144–94.
44. Elke Fröhlich (ed.), Die Tagebücher von Joseph Goebbels: Sämtliche Fragmente
(Munich: Saur, 1987), vol. 3, 628 (entry for 2 November 1940). One should note
here the tension that often occurs in Nazi rhetoric between describing Jews as
‘animals’, as Goebbels does here, and describing them, as Hitler does in my epi-
graph, as ‘counter-humans’, that is, something other than animals. Similarly,
Himmler referred to Slavs but not to Jews as ‘human animals’. See his speech
of 4 October 1943, in J. Noakes and G. Pridham (eds.), Nazism 1919–1945 (Exeter:
Exeter University Press, 1988), vol. 3, 920.
45. On the Holocaust as ‘salvation’, see Michael Ley, Genozid als Heilserwartung:
Zum nationalsozialistischen Mord am europäischen Judentum, 2nd edn (Vienna:
Picus Verlag, 1995); Michael Ley, Holokaust als Menschenopfer: Vom Christentum
200 Notes
zur politischen Religion des Nationalsozialismus (Münster: LIT Verlag, 2002); Klaus
Vondung, ‘National Socialism as a Political Religion: Potentials and Limitations of
an Analytical Concept’, Totalitarian Movements and Political Religions, 6, 1 (2005),
87–95.
46. Alison Des Forges, Leave None to Tell the Story: Genocide in Rwanda (New York:
Human Rights Watch, 1999), 73 (‘cockroaches’), 258 (‘work’).
47. Robert Gellately, Backing Hitler: Coercion and Consent in Nazi Germany (Oxford:
Oxford University Press, 2001); Eric Johnson and Karl-Heinz Reuband, What
We Knew: Terror, Mass Murder and Everyday Life in Nazi Germany (London: John
Murray, 2005); and the controversial Götz Aly, Hitlers Volksstaat: Raub, Rassenkrieg
und nationaler Sozialismus (Frankfurt/M: S. Fischer, 2005).
48. See Darryl Li, ‘Echoes of Violence’, in Nicolaus Mills and Kira Brunner (eds.), The
New Killing Fields: Massacre and the Politics of Intervention (New York: Basic Books,
2002), 117–28. For the numbers involved, see Scott Straus, ‘How Many Perpe-
trators Were There in the Rwandan Genocide? An Estimate’, Journal of Genocide
Research, 6, 1 (2004), 85–98.
49. John A. Berry and Carol Pott Berry, ‘Introduction: Collecting Memory’, in John
A. Berry and Carol Pott Berry (eds.), Genocide in Rwanda: A Collective Memory
(Washington, DC: Howard University Press, 1999), 5.
50. Faustin Kagame, ‘The Artificial Racialization at the Root of the Genocide’, in Berry
and Berry (eds.), Genocide in Rwanda, 73.
51. See Mark Levene, ‘Rwanda: The Aftermath’, Patterns of Prejudice, 35, 2 (2001),
87–94.
52. Steven E. Aschheim, In Times of Crisis: Essays on European Culture, Germans, and
Jews (Madison, WI: University of Wisconsin Press, 2001), 55. For further discus-
sion see Jonathan Petropoulos and John K. Roth (eds.), Gray Zones: Ambiguity and
Compromise in the Holocaust and its Aftermath (New York: Berghahn Books, 2005).
53. The Cambodian genocide too provides many examples of this attack on
‘the human’, not just on individual human beings. A satisfactory analysis of
Cambodian survivor testimonies requires a separate study, but for a starting point
see Jean-Louis Margolin, ‘L’amémoire du génocide cambodgien, ou comment s’en
débarrasser’, Revue d’histoire de la Shoah, 181 (2004), 317–37.
54. See the discussion in Christopher C. Taylor, Sacrifice as Terror: The Rwandan
Genocide of 1994 (Oxford: Berg, 1999), 174–75, and Berry and Berry (eds.),
Genocide in Rwanda, 113–15.
55. Ignace Rukiramacumu in Jean Hatzfeld, Machete Season: The Killers in Rwanda
Speak (New York: Farrar, Straus and Giroux, 2005), 47.
56. Pio Mutungirehe in ibid.
57. Léopord Twagirayezu in ibid., 144.
58. Cited in Des Forges, Leave None to Tell the Story, 347–8.
59. Thomas Kamilindi, journalist, ‘Witness Testimony’, in Berry and Berry (eds.),
Genocide in Rwanda, 16. On the international community, see Linda Melvern,
A People Betrayed: The Role of the West in Rwanda’s Genocide (London: Zed Books,
2000); Romeo Dallaire, Shake Hands with the Devil: The Failure of Humanity in
Rwanda (New York: Carroll & Graf Publishers, 2004).
60. Pancrace Hakizamungili in Hatzfeld, Machete Season, 21–22.
61. Or, as Seyla Benhabib notes, in her work, ‘Arendt does not examine the philo-
sophical step which would lead from a description of the equality of the human
condition to the equality which comes from moral and political recognition. . . .
The path leading from the anthropological plurality of the human condition to
Notes 201
77. Giorgio Agamben, The Open: Man and Animal (Stanford, CA: Stanford University
Press, 2004), 25–26.
78. Agamben, The Open, 27. Cf. 37, where Agamben writes: ‘it is enough to move our
field of research ahead a few decades [from Haeckel writing in the 1890s], and
instead of this innocuous pale-ontological find [i.e. Homo alalus, the “ape-man”]
we will have the Jew, that is, the non-man produced within the man, or the
néomort and the overcomatose person, that is, the animal separated within the
human body itself’. On the inappropriateness of talking about ‘beasts’ to describe
human evil, see Mary Midgley, Beast and Man, rev. ed. (London: Routledge, 1995),
35–42.
79. Arendt, Origins of Totalitarianism, 459. Or, as the German émigré scholar Sebastian
Haffner wrote about the second generation of Nazis: ‘the question arises in all
seriousness as to whether these beings are still to be called men. Physically, to
all appearance, they are still men; spiritually, no more.’ Germany Jekyll and Hyde:
An Eyewitness Analysis of Nazi Germany (London: Libris, 2005 [orig. 1940]), 63. For
examples of Nazi theorising about the exclusion of the Jews from the definition
of ‘human’ see Uriel Tal, Religion, Politics and Ideology in the Third Reich: Selected
Essays (London: Routledge, 2004), 70–71.
(Westport, CT: Greenwood Press, 2001), 32–35; Andrea Reiter, Narrating the Holo-
caust (London: Continuum, 2000), on Seger’s internment in Oranienburg; Anson
Rabinbach, ‘Staging Antifascism: The Brown Book of the Reichstag Fire and Hitler
Terror’, New German Critique, 103 (2008), 97–126.
12. Michael Seyfert, ‘ “His Majesty’s Most Loyal Internees”. The Internment and
Deportation of German and Austrian Refugees as “Enemy Aliens”: Historical,
Cultural and Literary Aspects’, in Hirschfeld (ed.), Exile in Great Britain, 185.
13. Gaetano Salvemini, Under the Axe of Fascism (London: Victor Gollancz, 1936), 156,
119. Luigi Sturzo, ‘Fascism and Nazism’, Quarterly Review, 261 (1933), 162–76.
14. George Seldes, Sawdust Caesar: The Untold History of Mussolini and Fascism
(London: Arthur Baker, 1936). Seldes was an American radical journalist. See
also R.J.B. Bosworth, The Italian Dictatorship: Problems and Perspectives in the
Interpretation of Mussolini and Fascism (London: Arnold, 1998), Chapter 2.
15. George Orwell, ‘Review of The Totalitarian Enemy’, in Sonia Orwell and Ian
Angus (eds.), The Collected Essays, Journalism and Letters of George Orwell. Vol. 2:
My Country Right or Left, 1940–1943 (Harmondsworth: Penguin, 1970), 40. Carsten
too described Borkenau as ‘the eminent anti-Nazi publicist and writer’; ‘German
Refugees in Britain’, 22.
16. Orwell, ‘Review of The Totalitarian Enemy’, 42.
17. Franz Borkenau, Austria and After (London: Faber and Faber, 1938), 15.
18. Franz Borkenau, The New German Empire (Harmondsworth: Penguin, 1939), 11.
Further references in the text.
19. Franz Borkenau, ‘The German Problem’, Dublin Review, 209 (October 1941), 196.
20. Victor Gollancz, ‘The Most Important Book the Club Has Issued’, Left News, 25
(May 1938), 790–91.
21. Orwell, ‘Review of The Totalitarian Enemy’, 40.
22. On Personalism see John Hellman, ‘From the Söhlbergkreis to Vichy’s Elite
Schools: The Rise of the Personalists’, in Zeev Sternhell (ed.), The Intellectual Revolt
Against Liberal Democracy 1870–1945 (Jerusalem: Israel Academy of Sciences and
Humanities, 1996), 252–65.
23. Aurel Kolnai, The War Against the West (London: Victor Gollancz, 1938), 518.
Further references in the text.
24. Reviews cited by Kolnai in Twentieth-Century Memoirs (1952–55), VII, 84. Kings
College London, Archives, MV29/8.
25. Francis Dunlop, The Life and Thought of Aurel Kolnai (Aldershot: Ashgate, 2002),
137.
26. Aurel Kolnai, ‘Die Credo der neuen Barbaren’, Oesterreichische Volkswirt, 24
(3 September 1932), 1174.
27. Aurel Kolnai, ‘Pacifism Means Suicide’, The Nation (21 January 1939), 88.
28. Aurel Kolnai, The Pivotal Principles of NS Ideology (handwritten ms, 1939), 3.
University of St. Andrews, Archives.
29. Copsey, Anti-Fascism in Britain, 46.
30. Kolnai, Twentieth-Century Memoirs, VII, 10. Kings College London, Archives,
MV29/8.
31. On Haffner in the context of the German exiles in Britain see Werner Röder,
Die deutschen sozialistischen Exilgruppen in Großbritannien 1940–1945: Ein Beitrag
zur Geschichte des Widerstandes gegen den Nationalsozialismus, rev. edn (Bonn-Bad
Godesberg: Verlag Neue Gesellschaft, 1973), 132–34.
32. For other appraisals of Germany Jekyll and Hyde, see Jörg Thunecke,
‘ “Characterology”, Not “Ideology”: Sebastian Haffner’s Refutation of Daniel
Notes 205
Goldhagen in Germany: Jekyll and Hyde (1940)’, in Ian Wallace (ed.), German-
Speaking Exiles in Great Britain [=Yearbook of the Research Centre for German and
Austrian Exile Studies, 1 (1999)], 75–93; Nick Hubble, ‘Franz Borkenau, Sebastian
Haffner and George Orwell: Depoliticisation and Cultural Exchange’, in Edward
Timms and Jon Hughes (eds.), Intellectual Migration and Cultural Transformation:
Refugees from National Socialism in the English-Speaking World (Vienna: Springer,
2003), 109–27.
33. Sebastian Haffner, Germany Jekyll and Hyde: An Eyewitness Analysis of Nazi Germany
(London: Libris, 2005), 5. Further references in the text. [Orig. London: Secker and
Warburg, 1940.]
34. Ian Kershaw, ‘Hitler and the Uniqueness of Nazism’, Journal of Contemporary
History, 39, 2 (2004), 242.
35. Jonathan Petropoulos, ‘The Nazi Kleptocracy: Reflections on Avarice and the
Holocaust’, and Frank Bajohr, ‘Cliques, Corruption, and Organised Self-Pity: The
Nazi Movement and the Property of the Jews’, both in Dagmar Herzog (ed.),
Lessons and Legacies, vol. VII: The Holocaust in International Perspective (Evanston:
Northwestern University Press, 2006), 29–38 and 39–49. On the Frankfurt School,
especially Friedrich Pollock’s view of Nazism as a ‘racket’, see Martin Jay, The
Dialectical Imagination: A History of the Frankfurt School and the Institute of Social
Research, 1923–1950 (Berkeley, CA: University of California Press, 1996 [1973]),
156–57.
36. Georges Perec, W, or the Memory of Childhood, trans. David Bellos (London: The
Harvill Press, 1996).
37. Lothar Kettenacker, ‘The Influence of German Refugees on British War Aims’, in
Hirschfeld (ed.), Exile in Great Britain, 106.
38. Neal Ascherson, ‘Introduction’, in Germany Jekyll and Hyde, xviii; Kettenacker,
‘The Influence of German Refugees’, 108–09.
39. Kettler, ‘Antifascism as Ideology’, 5.
40. Traverso, ‘Intellectuals and Anti-Fascism’, 6. See Andrzej Olechnowicz, ‘Liberal
Anti-Fascism in the 1930s: The Case of Sir Ernest Barker’, Albion, 36, 4 (2004),
636–60, for an example from Britain, and Peter Monteath, ‘A Day to Remember:
East Germany’s Day of Remembrance for the Victims of Fascism’, German History,
26, 2 (2008), 195–218, for the ways in which the GDR’s official ceremony has
been taken over and developed by grassroots movements since the demise of the
regime.
41. See also George L. Mosse, Confronting History: A Memoir (Madison, WI: University
of Wisconsin Press, 2000), 100–12, for an interesting consideration of this point.
42. See Jeffrey C. Isaac, ‘Critics of Totalitarianism’, in Terence Ball and Richard
Bellamy (eds.), The Cambridge History of Twentieth-Century Political Thought
(Cambridge: Cambridge University Press, 2003), 192, for broader context.
43. Aurel Kolnai, Twentieth-Century Memoirs, Kings College London Archives,
MV29/8, 72–73, 77.
44. Anthony Glees, ‘The German Political Exile in London 1939–1945: The SPD and
the British Labour Party’, in Hirschfeld (ed.), Exile in Great Britain, 98.
Gollancz, 1936). For a discussion of these and other contemporaries see Dan
Stone, Responses to Nazism in Britain, 1933–1939: Before War and Holocaust, 2nd
edn (Basingstoke: Palgrave Macmillan, 2012).
12. ‘Publishers’ Preface’ to Banse, Germany, Prepare for War!, xiv.
13. Adolf Hitler, My Struggle (London: Hurst & Blackett, 1933).
14. Philip Guedalla, The Jewish Past: Presidential Address Delivered Before the Jewish
Historical Society of England in the Botanical Theatre, University College London, 21
November, 1938 (London, 1939), 7.
15. E.C. Bentley, ‘Hitler on the Hitler Spirit’ (review of English translation of Mein
Kampf ), Daily Telegraph (13 October 1933).
16. E.O. Lorimer, ‘Hitler’s Germany’, John O’London’s Weekly (11 November 1933).
17. Germany’s Foreign Policy as Stated in Mein Kampf by Adolf Hitler (London: Friends
of Europe, 1936), FoE pamphlet 38, with a preface by the Duchess of Atholl.
Lorimer cites Atholl’s foreword in WHW, 10: ‘The English edition . . . is only
about one-third of Mein Kampf. . . . It unblushingly mistranslates passages of
which an accurate rendering would have been disconcerting to English readers.
No one therefore who reads My Struggle can have any idea of the foreign pol-
icy set forth in the original.’ R.C.K. Ensor, Hitler’s Self-Disclosure in Mein Kampf,
Oxford Pamphlets on World Affairs, 3 (Oxford: Clarendon Press, 1939); idem.,
‘Review of Mein Kampf, unexpurgated edition’, Spectator (24 March 1939). This
was not entirely fair. James J. Barnes and Patience P. Barnes note in Hitler’s
Mein Kampf in Britain and America: A Publishing History 1930–1939 (Cambridge:
Cambridge University Press, 1980), 13–14, that in Dugdale’s translation, ‘Above
all, he [Hitler] is presented so as not to appear ridiculous in the eyes of for-
eigners. Notwithstanding this whitewash, Hitler’s main ideas and policies remain
intact, including foreign expansion in the future; the rebuilding of German ide-
alism and self-confidence; Germany’s need for strong leadership; the need to
manipulate the mass electorate through propaganda; the eternal struggle against
Bolshevism and the Jews; the ultimate repudiation of the Treaty of Versailles;
and the role which the Nazis hoped to play in the rebirth of the German state.’
For other relevant contemporary discussions of Mein Kampf, mostly from out-
side Britain, see: C. Appuhn, Hitler par lui-même d’après son livre ‘Mein Kampf’
(Paris: Haumont, 1933); Irene Hamand, His Struggle: An Answer to Hitler (Chicago:
Artcraft Press, 1937); Hendrik Willem Van Loon, Our Battle: Being One Man’s
Answer to My Battle (Mein Kampf) by Adolf Hitler (New York: Simon and Schuster,
1938); Herbert N. Casson, L’Europe après Hitler. La réponse à Mein Kampf (Brussels:
np, c.1938); A.P. Mayville, Hitler’s Mein Kampf and the Present War: A Critical Survey
of the Nazi Bible of Hate and Its Effect on Pre-War Events in Germany from Which
Emanated the Impending Cataclysm of the World (New York: American Goodwill
Association, 1939); John, Answer to Hitler; Karl Billinger, Hitler Is No Fool: The
Menace of the Man and His Program (New York: Modern Age Books, 1939); Francis
Hackett, What ‘Mein Kampf’ Means to America (New York: Reynal and Hitchcock,
1941). Mein Kampf also inspired other rejoinders such as Richard Acland, Unser
Kampf: Our Struggle (Harmondsworth: Penguin, 1940 [Penguin Special no. 54]),
the curious Richard Ferrar Patterson, Mein Rant: A Summary in Light Verse of ‘Mein
Kampf’ (London: Blackie & Son, 1940), and the hilarious Unexpurgated, Unpurged,
Unspeakable Edition of Mein Rampf (Little Goering, Gobbles: Fumpf & Itmar, A.G.,
1939).
18. E.T.S. Dugdale, ‘National Socialism in Germany’, English Review, 53 (1931),
566–67. And for more on Dugdale see Barnes and Barnes, Hitler’s Mein Kampf,
208 Notes
2–8. Barnes and Barnes do not mention Lorimer in their otherwise quite thorough
survey.
19. Letter from Arnold Hyde in Manchester Guardian (19 October 1938).
20. Time and Tide (4 February 1939). All press reviews are in F177/53 and 54.
21. Bolton Evening News (15 April 1939); Western Telegraph (21 April 1939).
22. Daily Worker (8 February 1939).
23. Beneš to Lorimer, 3 January 1939, F177/50.
24. Daly to Lorimer, 6 January 1939, F177/51.
25. Whitehouse to Lorimer, 3 February 1939, F177/51.
26. Strakosch to Lorimer, 22 May 1939, F177/52.
27. Barsley to Lorimer, 30 August 1939, F177/46.
28. Times (21 January 1939).
29. New English Weekly (20 April 1939). On NEW see Philip Conford, ‘A Forum for
Organic Husbandry: The New English Weekly and Agricultural Policy, 1939–1949’,
Agricultural History Review, 46, 2 (1998), 197–210.
30. Letter in New English Weekly (22 April 1939), F177/85.
31. Lorimer to Hyde, 24 April 1939, F177/85. On the publication of the compet-
ing American editions see Barnes and Barnes, Hitler’s Mein Kampf in Britain and
America, ch. 5.
32. Hyde to Lorimer, 30 April 1939, F177/51. For examples of authors for whom such
conclusions were neither ‘inconceivable’ nor ‘rather dramatic’ see James Strachey,
The Menace of Fascism (London: Victor Gollancz, 1933); W.A. Rudlin, The Growth
of Fascism in Great Britain (London: George Allen & Unwin, 1935); G.T. Garratt,
The Shadow of the Swastika (London: Hamish Hamilton, 1938). See also Christina
Bussfeld, ‘Democracy versus Dictatorship’: Die Herausforderung des Faschismus und
Kommunismus in Großbritannien 1932–1937 (Paderborn: Ferdinand Schöningh,
2002), 167–94.
33. E.O. Lorimer, ‘Men and Books’, Time and Tide (1 April 1939), 422.
34. Ibid., 423.
35. Ibid. See Adolf Hitler, Mein Kampf, unexpurgated edition, trans. James Murphy
(London: Hurst & Blackett, 1939).
36. See, among his many publications: Adolf Hitler: The Drama of His Career (London:
Chapman & Hall, 1934); idem., ‘The Spirit of the New German Army’, English
Review, 62, 4 (1936), 435–43. On Murphy see Barnes and Barnes, Hitler’s Mein
Kampf in Britain and America, especially 51–72, and idem., James Vincent Murphy:
Translator and Interpreter of Fascist Europe (New York: University Press of America,
1987). Barnes’ and Barnes’ detailed investigations into Murphy’s life and career
reveal that he was actually not a Nazi, as Lorimer believed. Nevertheless, their
biography does tend to give him the benefit of the doubt. For example, they
describe him (Murphy, 179) as ‘a minor cog in the complicated machine, but
from this position he was able to witness the Nazi administration from the
inside.’ They do acknowledge that he was ambivalent towards Nazism, and was
to a degree antisemitic; yet, even though with his Irish passport Murphy may
have been right to believe that ‘he could always leave if things didn’t work
to his satisfaction’ (ibid., 190) it is hard to see how someone could take a job
at Goebbels’ Ministry of Propaganda in a purely disinterested manner. Never-
theless, on his return to Britain he was keen to stress his anti-Nazi credentials,
and his expertise in analysing Germany and Italy which long predated the rise
of Nazism, and there is no sense that the authorities regarded him with suspi-
cion. Unlike one of his predecessors in Berlin, Cola Ernest Carroll, who founded
Notes 209
the Anglo-German Review in 1936, he was not interned under Regulation 18B
(ibid., 169).
37. Vansittart to Lorimer, 25 August 1941, F177/85.
38. ‘Must We Always Be Fools?’, typescript for Never Again Association, 8 June 1941,
F177/75.
39. E.O. Lorimer, What the German Needs (London: George Allen & Unwin, 1942);
For Lorimer’s 1943 articles for ‘Miniform’ – ‘We – the Germans’; ‘The Soul of the
German’; ‘Two Protectorates’; ‘The Religion of the Germans Is the Religion of
Satan’; ‘Two World Wars’ – see F177/76. For Vansittart’s views see his Black Record:
Germans, Past and Present (London: Hamish Hamilton, 1941).
40. The best discussion is in E.H.H. Green, Ideologies of Conservatism: Conservative
Political Ideas in the Twentieth Century (Oxford: Oxford University Press, 2002),
ch. 5: ‘The Battle of the Books’.
41. King’s College, London, Liddell Hart Centre for Military Archives, Bryant Papers
C41 and C49. See Stone, Responses to Nazism in Britain, 1933–1939, 144–45, for a
fuller discussion. On Ashridge and its role in interwar Conservatism, see Clarisse
Berthezène, ‘Creating Conservative Fabians: The Conservative Party, Political
Education and the Founding of Ashridge College’, Past and Present, 182 (2004),
211–40.
42. Green, Ideologies of Conservatism, 147–48. See also Andrew Roberts, ‘Patriotism:
The Last Refuge of Sir Arthur Bryant’ in his Eminent Churchillians (London:
Phoenix, 1995), 287–322.
43. E.O. Lorimer, ‘The Mein Kampf Ramp’, typed memorandum, F177/85.
44. Arthur Bryant, Unfinished Victory (London: Macmillan, 1940); Time and Tide,
10 February 1940. For a discussion of the reception of Unfinished Victory and
of Bryant’s relationship with Macmillan see Richard Griffiths, ‘The Reception of
Bryant’s Unfinished Victory: Insights into British Public Opinion in Early 1940’,
Patterns of Prejudice, 38, 1 (2004), 18–36.
45. Lorimer, ‘The Mein Kampf Ramp’.
46. Ibid.
47. In the United States the debate centred on whether Houghton Mifflin & Co. and
Hitler were the American copyright owners of Mein Kampf, or whether, as rival
publishers Stackpole Sons, Inc. argued, Hitler had declared himself to be a ‘state-
less man’ and therefore not a citizen of any country with which the US had
a copyright agreement. The rival 1939 ‘unexpurgated’ editions brought out by
Reynal & Hitchcock under licence from Houghton Mifflin and Stackpole Sons
competed for the market until, on appeal, the courts upheld Houghton Mifflin’s
argument that they were the legitimate copyright holders, thus preventing fur-
ther sales of the Stackpole edition. Stackpole Sons made great play of the fact
that they were donating all royalties to refugees funds, but Houghton Mifflin also
promised that, after the deduction of royalties from their net receipts (as with
Hutchinson) they would donate the profits to refugees from Nazi Germany.
See the Times, 1 March 1939 and 14 June 1939 for discussions. And, for a
fuller discussion, Barnes and Barnes, Hitler’s Mein Kampf in Britain and America,
73–134.
48. Lorimer to ‘Dix’, 13 May 1942, F177/46.
49. ‘Review of Anthony M. Ludovici, The Future of Women and Ray Strachey, ed.,
Our Freedom and Its Results’, Listener (6 January 1937). On Ludovici see Dan
Stone, Breeding Superman: Nietzsche, Race and Eugenics in Edwardian and Interwar
Britain (Liverpool: Liverpool University Press, 2002), ch. 2.
210 Notes
significance that a book entitled Young Germany devotes several pages to him.
Gardiner also receives a brief mention in Howard Becker, German Youth: Bond
or Free? (London: Kegan Paul, Trench, Trubner, 1946), 70 n11. See also George
L. Mosse, The Crisis of German Ideology (London: Weidenfeld & Nicolson, 1970)
and Germans and Jews: The Right, the Left, and the Search for a ‘Third Force’ in
Pre-Nazi Germany (London: Orbach & Chambers, 1971) for relevant contextual
information.
15. See, for example, E.Y. Hartshorne, German Youth and the Nazi Dream of Victory
(Oxford: Oxford University Press, 1941) and, for the same claim made from a
pro-Nazi position, Paul Gierlichs, German Youth: The Making of Nazis (London:
np, 1939).
16. Peter D. Stachura, The German Youth Movement 1900–1945: An Interpretative and
Documentary History (London: Methuen 1981), 63, 67.
17. Malcolm Chase, “‘North Sea and Baltic”: Historical Conceptions in the Youth
Movement and the Transfer of Ideas from Germany to England in the 1920s
and 1930s’, in Stefan Berger, Peter Lambert and Peter Schumann (eds.),
Historikerdialoge: Geschichte, Mythos und Gedächtnis im deutsch-britischen kulturellen
Austausch 1750–2000 (Göttingen: Vandenhoeck & Ruprecht, 2003), 309–30,
here 327.
18. Leslie Paul, The Annihilation of Man: A Study of the Crisis in the West (London: Faber
and Faber, 1944).
19. Rolf Gardiner, ‘Correspondence’, The Adelphi, 8, 1 (1934), 64. This was a response
to Paul’s article ‘The Decline of the Youth Movement’, The Adelphi, 7, 5 (1934),
317–27.
20. See Paul, ‘The Decline of the Youth Movement’; Gardiner, ‘Correspondence’;
Paul, The Annihilation of Man; idem., Angry Young Man (London: Faber and Faber,
1951), 205–06. For a discussion see Tyldesley, ‘The German Youth Movement and
National Socialism’.
21. Rolf Gardiner, ‘The Outlook of Young Germany’ (1929), 3, Cambridge Univer-
sity Library, Rolf Gardiner Papers (henceforth RGP), A3/1/1. I am grateful to
Mrs Rosalind Richards for permission to cite from her father’s papers, and to
Cambridge University Library’s Special Collections Department for their help
with accessing them.
22. Rolf Gardiner, ‘Stroemungen des englischen kulturellen und politischen Lebens’
(no date, c.1933), 1, 5, RGP A2/6.
23. Ibid., 15.
24. Ibid., 21.
25. Rolf Gardiner, ‘Die Wende des englischen Volkes’ (no date, c.1933), 1, 18, RGP
A2/6.
26. Ibid., 33–34.
27. Rolf Gardiner, letter to the Times, no date (c.1933), RGP A2/6.
28. Rolf Gardiner, ‘Karl Marx and Young Germany’ (no date, c.1932), RGP A3/1/2(b);
idem., ‘Die deutsche Revolution von England gesehen’, in Rolf Gardiner,
Arvid Brodersen and Karl Wyser (eds.), Nationalsozialismus vom Ausland gese-
hen: an die Gebildeten unter seinen Gegnern (Berlin: Verlag die Runde, 1933),
15. Gardiner was here rather ill-informed about European history – Jews have
been present in the lands now called ‘France’ and ‘Germany’ long before
the states that bore those names came into being. But of course, this sort
of fact-correcting is hardly the right way to combat antisemitism, as Hannah
Arendt noted in the 1930s. See Hannah Arendt, ‘Antisemitism’, in Jerome Kohn
212 Notes
and Ron H. Feldman (eds.), The Jewish Writings (New York: Schocken Books,
2007), 49.
29. Rolf Gardiner, England Herself: Ventures in Rural Restoration (London: Faber & Faber,
1943), 7.
30. Rolf Gardiner, ‘A Survey of Constructive Aspects of the New Germany. With Some
Notes and Suggestions as to the Methods of Projection’ (June 1934), 15, 16. RGP
M3/7.
31. Ibid., 27, 37, 44.
32. Ibid., 43. See also in the same file, ‘An English Centre of German Propaganda’.
33. Gardiner to Goebbels, 25 April 1933. RGP A2/6. See Frank Trentmann, ‘Gardiner,
(Henry) Rolf (1902–71)’, Oxford Dictionary of National Biography.
34. See Goetsch’s letter to Gardiner, 13 August 1939, RGP E2/4, where he explains
his commitment to the Nazi regime, noting that ‘There is young [sic] generation
in Germany which is obviously willing to carry out on a large scale and bring
into national reality, what my friends and myself searched for all our lives and
tried out in preliminary activities in smaller groups.’ The letter was written from
Farleigh Wallop, Lymington’s estate in Hampshire.
35. Gardiner, England Herself, 73.
36. Laqueur, Young Germany, 243. On this issue, see my Responses to Nazism in Britain,
1933–1939: Before War and Holocaust, 2nd edn (Basingstoke: Palgrave Macmillan,
2012), ch. 4.
37. Gardiner to Alan (surname unknown), 17 November 1930. RGP A2/6. See
also Gardiner, ‘Wisdom and Action in Northern Europe’ (n.d., c.1926-27), RGP
A3/1/10(b), where he writes that ‘Between the Adriatic and the Arctic, the Vistula
and the Atlantic, there is a hidden kingdom to which we all, Scandinavians,
Germans and English belong in our blood and our souls. This is a positive, organic
kinship, slumbering within us, not an abstract brotherhood imposed by the ideal
will.’
38. Rolf Gardiner, ‘Stroemungen des englischen Kulturellen und politischen Lebens’,
12 (‘Die Union Jack plus Fussballmasse plus Windhundwettrenindustrie, – das ist
ungefähr the “Blackshirt Movement”’).
39. Rolf Gardiner, ‘Youth and Europe’ (1923), WSG, 19–21.
40. Moore-Colyer, ‘A Northern Federation?’, 319.
41. Rolf Gardiner, World Without End: British Politics and the Younger Generation
(London: Cobden-Sanderson, 1932), 33–34. Gardiner used the same formulation
elsewhere: ‘Every country needs a form of Fascism today in order to redeem the
vital impulses of society from the muddle and formlessness into which scientific
liberalism and homogeneous democracy have betrayed the human soul.’ ‘The
Example of Kibbo Kift’, RGP A2/6.
42. Rolf Gardiner, ‘Germany: A Personal Confession’, Tomorrow [Dartington School
magazine]’ (July 1933), 22. RGP A3/1/12. The phrase was of course Lenin’s before
it was Macmurray’s. On Macmurray See Philip Conford, ‘ “Saturated with Bio-
logical Metaphors”: Professor John Macmurray (1891–1976) and The Politics
of the Organic Movement’, Contemporary British History, 22, 3 (2008), 317–34.
See also Richard Griffiths, ‘The Dangers of Definition: Post-Facto Opinions on
Rolf Gardiner’s Attitudes towards Nazi Germany’, in Matthew Jefferies and Mike
Tyldesley (eds.), Rolf Gardiner: Folk, Nature and Culture in Interwar Britain (Farnham:
Ashgate, 2011), 137–49.
43. I use the word popularised by Roger Griffin in order to suggest that Gardiner was
not so distant from fascism as he claimed. See Roger Griffin, The Nature of Fascism
(London: Routledge, 1991) and his many publications since.
Notes 213
44. On Ludovici, see my Breeding Superman: Nietzsche, Race and Eugenics in Edwardian
and Interwar Britain (Liverpool: Liverpool University Press, 2002), ch. 2, and on
the English Array and its relationship to the BUF, see my Responses to Nazism in
Britain, 1933–1939, ch. 6.
45. Moore-Colyer and Conford, ‘A “Secret Society”?’, 199.
46. Thomas Lekan, Imagining the Nation in Nature: Landscape Preservation and German
Identity, 1885–1945 (Cambridge, MA: Harvard University Press, 2004); Franz-Josef
Brüggemeier, Mark Cioc and Thomas Zeller (eds.), How Green Were the Nazis?
Nature, Environment and Nation in the Third Reich (Athens, OH: Ohio University
Press, 2005); Thomas Lekan and Thomas Zeller (eds.), Germany’s Nature: Cul-
tural Landscapes and Environmental History (New Brunswick, NJ: Rutgers University
Press, 2005); David Blackbourn, The Conquest of Nature: Water, Landscape and
the Making of Modern Germany (London: W. W. Norton, 2006); Frank Uekoetter,
The Green and the Brown: A History of Conservation in Nazi Germany (Cambridge:
Cambridge University Press, 2006). Useful surveys are provided by Frank Uekötter,
‘Green Nazis?’, German Studies Review, 30, 2 (2007), 267–87, and David Motadel,
‘The German Nature Conservation Movement in the Twentieth Century’, Journal
of Contemporary History, 43, 1 (2008), 137–53.
47. See, for example, Michael Hau, The Cult of Health and Beauty in Germany:
A Social History, 1890–1930 (Chicago: University of Chicago Press, 2003);
John Alexander Williams, Turning to Nature in Germany: Hiking, Nudism and
Conservation, 1900–1940 (Stanford, CA: Stanford University Press, 2007). Cf.
Ina Zweiniger-Bargielowska, ‘Building a British Superman: Physical Culture in
Interwar Britain’, Journal of Contemporary History, 41, 4 (2006), 595–610; Bernhard
Dietz, ‘Countryside-versus-City in European Thought: German and British Anti-
Urbanism between the Wars’, The European Legacy, 13, 7 (2008), 801–14.
48. Rolf Gardiner, ‘Correspondence’, The Adelphi, 8, 1 (1934), 65.
49. Rolf Gardiner, ‘Farming and Forestry in an Overcrowded World’ (1966), WSG,
268.
50. Clare and Nicholas Goodrick-Clarke, ‘The Kinship in Husbandry’, Salisbury
Review, 15, 3 (1997), 36.
51. Rolf Gardiner, ‘Can Farming Save European Civilisation?’ (1950), WSG, 196.
52. For more details on the Kinship in Husbandry – names of members, its relations
with other bodies, and so on – see Moore-Colyer and Conford, ‘A “Secret Soci-
ety”?’ and my Responses to Nazism in Britain, 153ff. For an earlier discussion see
Anna Bramwell, Ecology in the 20th Century: A History (New Haven: Yale University
Press, 1989), 112–22.
53. Rolf Gardiner, ‘A Sermon to English Youth’, New English Weekly (4 July 1940),
copy in RGP A3/6/2.
54. Rolf Gardiner, ‘Forestry and Husbandry’, in H.J. Massingham (ed.), The Natural
Order: Essays in the Return to Husbandry (London: J. M. Dent & Sons, 1945), 130–31.
See also Rolf Gardiner, ‘Rural Reconstruction’, in H.J. Massingham (ed.), England
and the Farmer: A Symposium (London: B. T. Batsford, 1941), 91–107. Here he
wrote of the need to focus on the local and argued (107) that ‘National-Socialist
Germany set out to restore the experience of blood and soil to a rapidly urban-
ized nation. But the experience remained a doctrine and the blood and soil were
sacrificed to the Baal of war.’
55. Peter J. Atkins, ‘The Pasteurisation of England: The Science, Culture and Health
Implications of Milk Processing, 1900–1950’, in David F. Smith and Jim Phillips
(eds.), Food, Science, Policy and Regulation in the Twentieth Century: International and
Comparative Perspectives (London: Routledge, 2000), 37–51, esp. 45–46.
214 Notes
56. Lymington (as Gerard Wallop) to Gardiner, 11 August 1943, RGP F2/2.
57. On this matter see Moore-Colyer and Conford, ‘A “Secret Society”?’, 196–99.
58. Blunden to Gardiner, 6 August 1943, RGP F2/2.
59. Chase, ‘North Sea and Baltic’, 329.
La fin de la France paysanne de 1914 à nos jours, vol. 4 of Georges Duby and Armand
Wallon (eds.), Histoire de la France rurale (Paris: Seuil, 1976).
9. Brian Short, ‘War in the Fields and Villages: The County War Agricultural Com-
mittees in England, 1939–45’, Rural History, 18, 2 (2007), 217–44; Brian Short,
Charles Watkins and John Martin, ‘ “The Front Line of Freedom”: State-Led Agri-
cultural Revolution in Britain, 1939–1945’, in Brian Short, Charles Watkins and
John Martin (eds.), The Front Line of Freedom: British Farming in the Second World
War (Exeter: British Agricultural History Society, 2006), 1–15.
10. A.G. Street, Feather-Bedding (London: Faber and Faber, 1954), cited in Short, ‘War
in the Fields and Villages’, 237.
11. Edouard Lynch, ‘La parti socialiste et la paysannerie dans l’Entre-deux-guerres:
pour une histoire des doctrines agraires et de l’action politique au village’,
Ruralia, 3 (1998), online at: http://ruralia.revues.org/document54.html (accessed
10 September 2008); Edouard Lynch, Moissons rouges: les socialistes français et la
société paysanne durant l’Entre-deux-guerres, 1918–1940 (Lille: Presses universitaires
du Septentrion, 2002); Jean Vigreux, ‘Le Parti communiste français à la campagne,
1920–1964’, Ruralia, 3 (1998), online at: http://ruralia.revues.org/document55.
html (accessed 10 September 2008).
12. Susan Carol Rogers, ‘Good to Think: The “Peasant” in Contemporary France’,
Anthropological Quarterly, 60 (1987), 56, cited in Shanny Peer, ‘Peasants in France:
Representations of Rural France in the 1937 International Exposition’, in Steven
Ungar and Tom Conley (eds.), Identity Papers: Contested Nationhood in Twentieth-
Century France (Minneapolis, MN: University of Minnesota Press, 1996), 19. See
also Armand Frémont, ‘The Land’, in Pierre Nora (ed.), Realms of Memory: The
Construction of the French Past, vol. 2: Traditions (New York: Columbia Univer-
sity Press, 1997), 3–35; Romy Golan, Modernity and Nostalgia: Art and Politics in
France between the Wars (New Haven, CT: Yale University Press, 1995), 40–45;
Christopher Parsons and Neil McWilliam, “‘Le Paysan de Paris”: Alfred Sensier
and the Myth of Rural France’, Oxford Art Journal, 6, 2 (1983), 38–58. And,
for a more recent example, Jean-Luc Mayaud, Gens de la terre: La France rurale
1880–1940 (Paris: Éditions du Chêne, 2002).
13. Gervais, Jollivet and Tavernier, La fin de la France paysanne, 442; Moulin, Peasantry
and Society, 151–58; Peer, ‘Peasants in France’, 43. See also Michael Heffernan,
‘Geography, Empire and National Revolution in Vichy France’, Political Geogra-
phy, 24, 6 (2005), 731–58. The reality was of course somewhat different, with
behaviour in certain areas, such as the Cévennes, being ‘diametrically opposed
to the attitudes and behaviour that Vichy expected of its rural populations.’ See
H.R. Kedward, ‘Rural France and Resistance’, in Sarah Fishman, Laura Lee Downs,
Ioannis Sinanoglou, Leonard V. Smith and Robert Zaretsky (eds.), France at War:
Vichy and the Historians (Oxford: Berg, 2000), 126. As Kedward notes (129 and
136–37), by the time Vichy was espousing its ‘return to the land’ ideas, they were
‘already a cliché’, but so too were the almost identical images of the peasantry as
the ‘fundamental embodiments of France’ being promoted by the London-based
La France Libre.
14. On the ‘immunity thesis’—the claim that France was ‘allergique au fascisme’—
see Brian Jenkins, ‘The Right-Wing Leagues and Electoral Politics in Interwar
France’, History Compass, 5, 4 (2007), 1359–81; Brian Jenkins (ed.), France in
the Era of Fascism: Essays on the French Authoritarian Right (New York: Berghahn
Books, 2005); also Robert J. Soucy, ‘The Debate over French Fascism’, in
Richard J. Golsan (ed.), Fascism’s Return: Scandal, Revision, and Ideology since
216 Notes
‘Agrarian Movements and Their Contexts’, Sociologia Ruralis, 17, 1 (1977), 167–90,
esp. 183 on the radical right.
31. Susie Byers, ‘ “I am not a force of nature”: Ecology and Humanity in the Fascism of
Pierre Drieu La Rochelle’, unpublished MA essay (University of Western Australia,
2008), 8. My thanks to Susie Byers for a copy of this essay.
32. Byers, “‘I am not a force of nature”’, 11.
33. Pierre Drieu La Rochelle, ‘Pour sauver le peau des français’, Le flambeau (27 June
1936), cited in Kalman, ‘Faisceau Visions’, 352.
34. George L. Mosse, ‘On Homosexuality and French Fascism’, in his The Fascist
Revolution: Toward a General Theory of Fascism (New York: Howard Fertig, 1999),
179–80.
35. Le Nouveau Siècle, 25 January 1926, cited in Winock, Nationalism, Anti-Semitism,
255.
36. Mosse, ‘Fascism and the Intellectuals’, in The Fascist Revolution, 116.
37. Gardiner to Alan (surname unknown), 17 November 1930. Rolf Gardiner Papers
(RGP), University of Cambridge, A2/6; Gardiner, ‘Wisdom and Action in Northern
Europe’ (n.d., c.1926–27), RGP, A3/1/10(b).
38. Rolf Gardiner, ‘A Survey of Constructive Aspects of the New Germany. With Some
Notes and Suggestions as to the Methods of Projection’ (June 1934), 27, 37, 44;
RGP, M3/7.
39. Ibid., 43.
40. See, for example, Rolf Gardiner, World without End: British Politics and the Younger
Generation (London: Cobden-Sanderson, 1932), 33–34.
41. Moore-Colyer, ‘Towards “Mother Earth”’, 355.
42. I use the word popularised by Roger Griffin in order to suggest that the English
Mistery was not as distant from fascism as it claimed. This is not meant to be an
unequivocal endorsement of Griffin’s claim that there now exists a ‘consensus’ in
the study of fascism; for discussion see, for example, R.J.B. Bosworth’s introduc-
tion to The Oxford Handbook of Fascism (Oxford: Oxford University Press, 2009),
1–7, and David D. Roberts, ‘Fascism, Modernism and the Quest for an Alternative
Modernity’, Patterns of Prejudice, 43, 1 (2009), 91–102.
43. On the English Mistery/English Array and its relationship to the BUF, see my ‘The
English Mistery, the BUF, and the Dilemmas of British Fascism’, Journal of Modern
History, 75, 2 (2003), 336–58.
44. On Massingham, see, R.J. Moore-Colyer, ‘A Voice Clamouring in the Wilderness:
H. J. Massingham (1888–1952) and Rural England’, Rural History, 13, 2 (2002),
199–224; Clare Palmer, ‘Christianity, Englishness and the Southern English Coun-
tryside: A Study of the Work of H. J. Massingham’, Social and Cultural Geography,
3 (2002), 25–38.
45. My thanks to Philip Conford for this point.
46. Short, ‘War in the Fields and Villages’, 219.
47. George Stapledon, The Way of the Land (London: Faber and Faber, 1943), 92, 94.
48. Earl of Portsmouth, Alternative to Death: The Relationship between Soil, Family and
Community (London: The Right Book Club, 1945 [1943]), 30.
49. Malcolm Chase, ‘ “North Sea and Baltic”: Historical Conceptions in the
Youth Movement and the Transfer of Ideas from Germany to England in
the 1920s and 1930s’, in Stefan Berger, Peter Lambert and Peter Schumann
(eds.), Historikerdialoge: Geschichte, Mythos und Gedächtnis im deutsch-britischen
kulturellen Austausch 1750–2000 (Göttingen: Vandenhoeck & Ruprecht, 2003),
329.
218 Notes
69. See, for example, Michael Winter, ‘Corporatism and Agriculture in the U.K.: The
Case of the Milk Marketing Board’, Sociologia Ruralis, 24, 2 (1984), 106–19.
70. Howkins, ‘Fascism and the Rural World’, 19.
20. Sociology of Communism receives a passing mention, for example, in Emilio Gen-
tile, ‘Political Religion: A Concept and Its Critics—A Critical Survey’, Totalitarian
Movements and Political Religions, 6, 1 (2005), 19–32.
21. Raymond Aron, ‘The Future of Secular Religions’ (1944), in Aron, The Dawn of
Universal History: Selected Essays from a Witness to the Twentieth Century, ed. Yair
Reiner (New York: Basic Books, 2002), 177–201. On French intellectuals and com-
munism, see Tony Judt, Past Imperfect: French Intellectuals, 1944–1956 (Berkeley,
CA: University of California Press, 1992); Peter Starr, Logics of Failed Revolt: French
Theory after May’68 (Stanford, CA: Stanford University Press, 1995). A relevant
case study is Richard Shorten, ‘François Furet and Totalitarianism: A Recent Inter-
vention in the Misuse of a Notion’, Totalitarian Movements and Political Religions,
3, 1 (2002), 1–34.
22. On Rassinier, see Pierre Vidal-Naquet, Les assassins de la mémoire: ‘Un Eichmann
de papier’ et autres essais sur le révisionnisme (Paris: La Découverte, 1987), 49–57.
For an interesting case study, see Jeffrey M. Bale, ‘ “National Revolutionary”
Groupuscules and the Resurgence of “Left-Wing” Fascism: The Case of France’s
Nouvelle Résistance’, Patterns of Prejudice, 36, 3 (2002), 24–49. Of course, in the
interwar years, this was by no means an unusual trajectory, as the careers of
Benito Mussolini, Georges Sorel, Henri de Man, Jacques Doriot, Marcel Déat,
Georges Valois and Gustave Hervé indicate. See, for example, Gilbert D. Allardyce,
‘The Political Transition of Jacques Doriot’, Journal of Contemporary History, 1,
1 (1966), 56–74; Philippe Burrin, La dérive fasciste: Doriot, Déat, Bergery 1933–
1945 (Paris: Seuil, 1986); Michael B. Loughlin, ‘Gustave Hervé’s Transition from
Socialism to National Socialism: Continuity and Ambivalence’, Journal of Con-
temporary History, 38, 4 (2003), 515–38; Richard Griffiths, ‘Fascism and the
Planned Economy: “Neo-Socialism” and “Planisme” in France and Belgium in
the 1930s’, Science & Society, 69, 4 (2005), 580–93. My thanks to Philippe
Vervaecke for alerting me to Soral. See www.alainsoral.com (accessed 5 February
2010).
23. Stanley Stowers, ‘The Concepts of “Religion,” “Political Religion” and the Study
of Nazism’, Journal of Contemporary History, 42, 1 (2007), 9–24, here 22.
24. Stowers, ‘The Concepts’, 11, 13.
25. Eric Voegelin, Die politischen Religionen (Munich: Wilhelm Fink, 1996 [1938]).
Before Monnerot, the fascist movements had also been likened to religious move-
ments by Talcott Parsons, who thought that this similarity could ‘serve as a
guide to the sociological analysis of their origins and character’. Talcott Parsons,
‘Some Sociological Aspects of the Fascist Movement’ (1942), in Uta Gerhardt (ed.),
Talcott Parsons on National Socialism (New York: Aldine de Gruyter, 1993), 204. See
also Richard Shorten, ‘The Enlightenment, Communism and Political Religion:
Reflections on a Misleading Trajectory’, Journal of Political Ideologies, 8, 1 (2003),
13–37; Alexander Tristan Riley, ‘Durkheim contra Bergson? The Hidden Roots
of Postmodern Theory and the Postmodern “Return” of the Sacred’, Sociological
Perspectives, 45, 3 (2002), 243–65.
26. Monnerot, Sociology of Communism, 268.
27. Claude Lefort, ‘Sociologie du communisme’, Les temps modernes, 50 (1949),
1098–108. N.S. Timasheff, reviewing the book in the Annals of the American
Academy of Political and Social Science, 267 (1950), 211, wrote that ‘no clear-cut
and convincing conception of Communism as a social phenomenon is arrived
at’, and Ossip K. Flechtheim, writing in the American Political Science Review, 48,
1 (1954), 223, argued that Monnerot’s book offered the reader no information
222 Notes
about the social structure of the communist parties or institutions, but instead
‘rather commonplace socio-philosophical observations about communism as a
totalitarian dictatorship and as a secular religion’.
28. See, for example, Henry W. Ehrmann, ‘French Views on Communism’, World Pol-
itics, 3, 1 (1950), 141–51; Mercer Cook, ‘Race Relations as Seen by Recent French
Visitors’, Phylon, 15, 2 (1954), 121–38.
29. Richard J. Golsan, ‘From French Anti-Americanism and Americanization to
“American Enemy?”’ in Alexander Stephan (ed.), The Americanization of Europe:
Culture, Diplomacy, and Anti-Americanism after 1945 (New York: Berghahn Books,
2006), 44–68.
30. Jules Monnerot, Les faits sociaux ne sont pas des choses (Paris: Gallimard,
1946). On Durkheim and the College of Sociology, see the excellent study by
Michèle H. Richman, Sacred Revolutions: Durkheim and the Collège de Sociologie
(Minneapolis, MN: University of Minnesota Press, 2002); also Simonetta Falasca-
Zamponi, ‘A Left Sacred or a Sacred Left? The Collège de Sociologie, Fascism,
and Political Culture in Interwar France’, South Central Review, 23, 1 (2006),
40–54.
31. Monnerot, Sociology of Communism, 194.
32. Richardson, ‘Sociology on a Razor’s Edge’, 41.
33. Monnerot, Sociologie du communisme, 543, cited in Heimonet, ‘Le Collège et son
double’, 233; ‘in the making’ in English in the original.
34. Monnerot, Sociology of Communism, 19–20.
35. Jules Monnerot, ‘La guerre subversive en Algérie’, Les Cahiers du Comité de
Vincennes, 3 (1960), online at: http://julesmonnerot.com/GUERRE_SUBVERSIVE_
ALGERIE.html (accessed 9 February 2010). See also Jules Monnerot, Désintox:
Au secours de la France décérébrée (Paris: Albatros, 1987), 42, online at: http:
//julesmonnerot.com/DESINTOX.html (accessed 9 February 2010) for a similar
statement. And, for the broader context, which shows how the FLN operated in
the interstices of Cold War rivalries, see Matthew Connelly, A Diplomatic Rev-
olution: Algeria’s Fight for Independence and the Origins of the Post-Cold War Era
(New York: Oxford University Press, 2002).
36. See, for example, Claire Eldridge, ‘Blurring the Boundaries between Perpetrators
and Victims: Pied-noir Memories and the Harki Community’, Memory Studies, 3,
2 (2010), 123–36.
37. Monnerot, Sociology of Communism, 220–21.
38. Ibid., 143.
39. Ibid., 146.
40. Ibid., 16.
41. Emilio Gentile, Politics as Religion (Princeton, NJ: Princeton University Press,
2006), probably the leading work in the field, makes essentially the same point as
Monnerot. For a similar analysis contemporaneous with Monnerot’s, but without
the analogy of communism with Islam, see Waldemar Gurian, ‘Introduction’, to
Gurian (ed.), Soviet Imperialism: Its Origins and Tactics. A Symposium (Notre Dame:
University of Notre Dame Press, 1953), 1–16.
42. Monnerot, Sociology of Communism, 18–19.
43. Ibid., 22. Cf. Isaac Deutscher, ‘Marxism and Primitive Magic’, in Tariq Ali (ed.),
The Stalinist Legacy: Its Impact on 20th-Century World Politics (Harmondsworth:
Penguin, 1984), 106–17.
44. Monnerot, Sociology of Communism, 127.
45. Ibid., 162, 210.
Notes 223
50. Helen Graham, ‘The Memory of Murder: Mass Killing, Incarceration and the
Making of Francoism’, in Alison Ribeiro de Menezes, Roberta Quance and Anne
L. Walsh (eds.), Guerra y memoria en la España contemporánea/War and Memory in
Contemporary Spain (Madrid: Verbum, 2008).
51. Quoted in Robert Manne, ‘Aboriginal Child Removal and the Question of
Genocide, 1900–1940’, in A. Dirk Moses (ed.), Genocide and Settler Society: Fron-
tier Violence and Stolen Indigenous Children in Australian History (New York:
Berghahn Books, 2004), 229, 237; Pat O’Malley, ‘Gentle Genocide: The Gov-
ernment of Aboriginal Peoples in Central Australia’, Social Justice, 21, 4 (1994),
46–65.
52. Keith Windschuttle, The Fabrication of Aboriginal History (Sydney, NSW: Macleay
Press, 2002).
53. Damien Short, ‘Reconciliation, Assimilation, and the Indigenous Peoples of
Australia’, International Political Science Review, 24, 4 (2003), 506.
54. Moses, ‘Moving the Genocide Debate’, 254–5. See also Patrick Brantlinger, ‘ “Black
Armband” versus “White Blindfold” History in Australia’, Victorian Studies, 46, 4
(2004), 655–74; Neil Levi, ‘ “No Sensible Comparison”? The Place of the Holo-
caust in Australia’s History Wars’, History & Memory, 19, 1 (2007), 124–56; Andrew
G. Bonnell and Martin Crotty, ‘Australia’s History under Howard, 1996–2007’,
Annals of the American Academy of Political and Social Science, 617 (2008), 149–65.
55. Dirk Moses, ‘An Antipodean Genocide? The Origins of the Genocidal Moment in
the Colonization of Australia’, Journal of Genocide Research, 2, 1 (2000), 89–106.
56. Jens Bartelson, ‘We Could Remember It for You Wholesale: Myths, Monuments
and the Constitution of National Memories’, in Duncan Bell (ed.), Memory,
Trauma and World Politics: Reflections on the Relationship between Past and Present
(Basingstoke: Palgrave Macmillan, 2006), 51.
57. Young, The Texture of Memory, 2.
58. Barta, ‘Decent Disposal: Australian Historians and the Recovery of Genocide’, in
Stone (ed.), The Historiography of Genocide, 296–322; Alfred A. Cave, ‘Genocide in
the Americas’ in ibid., 273–95; Avraham Burg, The Holocaust Is Over, We Must Rise
from Its Ashes (Basingstoke: Palgrave Macmillan, 2008).
59. Alon Confino, ‘Collective Memory and Cultural History: Problems of Method’,
American Historical Review, 102, 5 (1997), 1403.
60. Peter Fritzsche, ‘The Case of Modern Memory’, Journal of Modern History, 73, 1
(2001), 117.
61. Maurice Blanchot, The Writing of the Disaster (Lincoln: University of Nebraska
Press, 1986), 42.
5. Andreas Huyssen, Twilight Memories: Marking Time in an Age of Amnesia (New York:
Routledge, 1995).
6. David Farrell Krell, ‘The Perfect Future: A Note on Heidegger and Derrida’, in
John Sallis (ed.), Deconstruction and Philosophy (Chicago: University of Chicago
Press, 1987), 114–21.
7. Charles S. Maier, ‘A Surfeit of Memory? Reflections on History, Melancholy and
Denial’, History & Memory, 5, 2 (1993), 150–51.
8. Charles S. Maier, ‘Hot Memory . . . Cold Memory: On the Political Half-Life of
Fascist and Communist Memory’, Transit: Europäische Revue, 22 (2002), online at:
www.iwm.at/t-22txt5.htm (accessed 5 July 2005).
9. See my ‘Memory, Memorials and Museums’, in Dan Stone (ed.), The Historiography
of the Holocaust (Basingstoke: Palgrave Macmillan, 2004), 508–32.
10. BBC1, 10 o’clock news, 28 June 2005.
11. Paul Connerton, How Societies Remember (Cambridge: Cambridge University Press,
1989), 5 and passim.
12. Vera Schwarcz, ‘Mnemosyne Abroad: Reflections on the Chinese and Jewish Com-
mitment to Remembrance’, in David E. Lorey and William H. Beezley (eds.),
Genocide, Collective Violence, and Popular Memory: The Politics of Remembrance in
the Twentieth Century (Wilmington, DE: Scholarly Resources, 2002), 139–66, here
143 (orig. 1991).
13. Thomas Butler, ‘Memory: A Mixed Blessing’, in Thomas Butler (ed.), Memory:
History, Culture and the Mind (Oxford: Basil Blackwell, 1989), 25. See also Jay
Winter, ‘The Generation of Memory: Reflections on the “Memory Boom” in
Contemporary Historical Studies’, German Historical Institute Bulletin, 27 (2000),
online at: http://www.ghi-dc.org/publications/ghipubs/bu/027/b27winterframe.
html (accessed 5 October 2012).
14. Norman G. Finkelstein, The Holocaust Industry: Reflections on the Exploitation of
Jewish Suffering (London: Verso, 2000), 5.
15. Noa Gedi and Yigal Elam, ‘Collective Memory – What Is It?’, History & Memory,
8, 1 (1996), 30–50. For an earlier discussion see M.I. Finley, ‘Myth, Memory and
History’, History and Theory, 4, 3 (1965), 281–302, here 297: ‘ “group memory” is
never subconsciously motivated in the sense of being, or seeming to be, automatic
and uncontrolled, unsought for as personal memory so often appears. Group
memory, after all, is no more than the transmittal to many people of the memory
of one man or a few men, repeated many times over; and the act of transmittal, of
communication and therefore of preservation of the memory, is not spontaneous
and unconscious but deliberate, intended to serve a purpose known to the man
who performs it’. Memory, Finley notes, is thus ‘controlled by relevance’.
16. Dominick LaCapra, History and Memory after Auschwitz (Ithaca, NY: Cornell
University Press, 1998), 8.
17. Tony Judt, ‘From the House of the Dead: On Modern European Memory’,
New York Review of Books (6 October 2005), 16. See also Tony Judt, Postwar: A His-
tory of Europe since 1945 (London: William Heinemann, 2005), 803–31; Richard
S. Esbenshade, ‘Remembering to Forget: Memory, History, National Identity in
Postwar East-Central Europe’, Representations, 49 (1995), 72–96.
18. Kerwin Lee Klein, ‘On the Emergence of Memory in Historical Discourse’, Repre-
sentations, 69 (2000), 127–50.
19. Wulf Kansteiner, ‘Finding Meaning in Memory: A Methodological Critique of
Collective Memory Studies’, History and Theory, 41 (2002), 179–97, here 180.
20. Ibid., 184, 193.
Notes 231
21. Peter Gray and Kendrick Oliver, ‘Introduction’, in Peter Gray and Kendrick Oliver
(eds.), The Memory of Catastrophe (Manchester: Manchester University Press,
2004), 1–18, here 5.
22. Duncan S.A. Bell, ‘Mythscapes: Memory, Mythology, and National Identity’,
British Journal of Sociology, 54, 1 (2003), 63–81, here 65.
23. Bell’s distinction between those who hold neurological memories in their brains –
for whom the word ‘memory’ is appropriate and everyone else – for whom col-
lective memory should be replaced by ‘myth’ – is too simplistic and is a version
of the argument that has also been put forward by Gedi and Elam, among oth-
ers. Timothy Snyder’s distinction between ‘mass personal memory’ and ‘national
memory’ – though it uses the specific term (‘national memory’) that Bell wants to
decouple – seems to me to be more alive to the complexities and nuances of what
is meant by ‘collective memory’ than Bell’s literalism. See Gedi and Elam, ‘Col-
lective Memory – What Is It?’; Timothy Snyder, ‘Memories of Sovereignty and
Sovereignty over Memory: Poland, Lithuania and Ukraine, 1939–1999’, in Jan-
Werner Müller (ed.), Memory and Power in Post-War Europe: Studies in the Presence
of the Past (Cambridge: Cambridge University Press, 2002), 39–58.
24. Roy Strong, ‘Introduction’, to Patrick Cormack, Heritage in Danger, 2nd edn
(London: Quartet, 1978), 10, cited in Robert Hewison, ‘The Climate of Decline’, in
David Boswell and Jessica Evans (eds.), Representing the Nation: A Reader. Histories,
Heritage and Museums (London: Routledge, 1999), 160.
25. Ido de Haan, ‘Paths of Normalization after the Persecution of the Jews: The
Netherlands, France, and West Germany in the 1950s’, in Richard Bessel and
Dirk Schumann (eds.), Life after Death: Approaches to a Cultural and Social His-
tory of Europe during the 1940s and 1950s (Cambridge: Cambridge University Press,
2003), 65–92, here 68–69.
26. Wulf Kansteiner, ‘Genealogy of a Category Mistake: A Critical Intellectual His-
tory of the Cultural Trauma Metaphor’, Rethinking History, 8, 2 (2004), 193–221,
and ‘Testing the Limits of Trauma: The Long-Term Psychological Effects of the
Holocaust on Individuals and Collectives’, History of the Human Sciences, 17, 2–3
(2004), 97–123. See also Eelco Runia, ‘Presence’, History and Theory, 46, 1 (2006),
4, for a brief but tough criticism of ‘trauma’.
27. Ricoeur, Memory, History, Forgetting, 78.
28. Norman Manea, The Hooligan’s Return: A Memoir, trans. Angela Jianu (New York:
Farrar, Straus and Giroux, 2003), 224.
29. Ibid., 244.
30. Andrew O’Hagan, ‘Still Reeling from My Loss’, London Review of Books (2 January
2003), which memorably opens: ‘If you want to be somebody nowadays, you’d
better start by getting in touch with your inner nobody, because nobody likes a
somebody who can’t prove they’ve been nobody all along.’
31. LaCapra, History and Memory after Auschwitz, 8.
32. Jonathan M. Hess, ‘Memory, History, and the Jewish Question: Universal Citi-
zenship and the Colonization of Jewish Memory’, in Alon Confino and Peter
Fritzsche (eds.), The Work of Memory: New Directions in the Study of German Society
and Culture (Urbana, IL: University of Illinois Press, 2002), 40–41.
33. As exemplified by David B. Pillemer, ‘Can the Psychology of Memory Enrich His-
torical Analyses of Trauma?’ History & Memory, 16, 2 (2004), 140–54. Pillemer
argues (150) that ‘ “collective knowledge” is a more apt descriptor than “collective
memory”’. For an attempt to mediate between notions of societal remember-
ing and individual memory that uses ‘non-discursive forms of memory’ as its
232 Notes
Holocaust Memory and the Color Line, 1949–1952’, Yale Journal of Criticism, 14,
1 (2001), 169–89; idem, ‘The Work of Testimony in the Age of Decolonization:
Chronicle of a Summer, Cinema Verité, and the Emergence of the Holocaust
Survivor’, PMLA, 119, 5 (2004), 1231–46; Avishai Margalit, The Ethics of Mem-
ory (Cambridge, MA: Harvard University Press, 2002); Marc Augé, Oblivion, trans.
Marjolijn de Jager (Minneapolis, MN: University of Minnesota Press, 2004).
45. Kansteiner, ‘Finding Meaning’, 184.
46. LaCapra, History and Memory after Auschwitz, 19; Patrick H. Hutton, History as an
Art of Memory (Hanover: University Press of New England, 1993).
47. Ricouer, Memory, History, Forgetting, 95–96.
48. Benjamin Forest, Juliet Johnson and Karen Till, ‘Post-totalitarian National Iden-
tity: Public Memory in Germany and Russia’, Social and Cultural Geography, 5,
3 (2004), 357–80, here 374. See also Alexander Etkind, ‘Hard and Soft in Cul-
tural Memory: Political Mourning in Russia and Germany’, Grey Room, 16 (2004),
37–59.
49. Alon Confino, Germany as a Culture of Remembrance: Promises and Limits of Writing
History (Chapel Hill, NC: University of North Carolina Press, 2006), 209.
50. Rothberg, ‘The Work of Testimony’, 1243.
51. Zelizer, Remembering to Forget, 13. See also, on the question of the ‘failure of
memory’, Paul Eisenstein, Traumatic Encounters: Holocaust Representation and the
Hegelian Subject (Albany, NY: SUNY Press, 2003).
52. Ricoeur, Memory, History, Forgetting, xv.
53. Ibid., 89.
54. Ibid., 147.
55. Ibid., 498.
56. Ibid., 21.
57. Ibid., 68, 87.
58. Ibid., 147.
59. Bruce E. Baker, ‘Under the Rope: Lynching and Memory in Laurens County, South
Carolina’, in W. Fitzhugh Brundage (ed.), Where These Memories Grow: History,
Memory, and Southern Identity (Chapel Hill, NC: University of North Carolina Press,
2000), 319–45.
60. Paul Ricoeur, ‘Memory-Forgetfulness-History’, ZiF Mitteilungen, 2 (1995), 12. See
my discussion in ‘Paul Ricoeur, Hayden White and Holocaust Historiography’, in
History, Memory and Mass Atrocity, 107–31.
61. Ricoeur, Memory, History, Forgetting, 459. For an exemplary discussion of the prob-
lems associated with the interaction, indeed indistinction, between Ricoeur’s
categories of ‘personal memory’, ‘social memory’ and ‘historical memory’, see
Susan Rubin Suleiman, ‘History, Heroism, and Narrative Desire: The “Aubrac
Affair” and National Memory of the French Resistance’, South Central Review, 21,
1 (2004), 54–81.
62. Walter Benjamin, Illuminations, trans. Harry Zohn (London: Fontana Press, 1992),
98 (citing Lukács). See also Susan A. Handelman, Fragments of Redemption: Jewish
Thought and Literary Theory in Benjamin, Scholem, and Levinas (Bloomington, IN:
Indiana University Press, 1991), 150; and Rebecca Comay, ‘Redeeming Revenge:
Nietzsche, Benjamin, Heidegger, and the Poetics of Memory’, in Clayton Koelb
(ed.), Nietzsche as Postmodernist: Essays Pro and Contra (Albany, NY: SUNY Press,
1990), 21–38.
63. Handelman, Fragments, 164.
64. Ricoeur, Memory, History, Forgetting, 95–96.
234 Notes
65. Ibid., 169. See also Giorgio Agamben, Infancy and History: Essays on the Destruction
of Experience, trans. Liz Heron (London: Verso, 1993), 94. As Marc Bloch wrote,
‘nothing can really ever take the place of seeing things with one’s own eyes – pro-
vided one is blest with good sight’, quite a claim for a modern historian. Strange
Defeat: A Statement of Evidence Written in 1940, trans. Gerard Hopkins (New York:
W.W. Norton & Company, 1999), 24.
66. Lucian Hölscher, ‘Geschichte und Vergessen’, Historische Zeitschrift, 249 (1989),
1–17.
67. Ricoeur, Memory, History, Forgetting, 499.
68. Ibid., 408.
69. Rudy Koshar, Germany’s Transient Pasts: Preservation and National Memory in the
Twentieth Century (Chapel Hill, NC: University of North Carolina Press, 1998), 18,
cited in Peter Fritzsche, Stranded in the Present: Modern Time and the Melancholy of
History (Cambridge, MA: Harvard University Press, 2004), 54.
70. Kansteiner, ‘Finding Meaning in Memory’, 193.
71. Klein, ‘On the Emergence’, 129.
72. Bellow, ‘The Bellarosa Connection’, 35.
10. Gavriel D. Rosenfeld, ‘A Looming Crash or a Soft Landing? Forecasting the Future
of the Memory “Industry”’, Journal of Modern History, 81, 1 (2009), 127, 135.
11. Silviu Brucan, The Wasted Generation: Memoirs of the Romanian Journey from
Capitalism to Socialism and Back (Boulder, CO: Westview Press, 1993), x.
12. Tony Judt, Postwar: A History of Europe since 1945 (London: William Heinemann,
2005), 749.
13. Geoff Eley, ‘Historicizing the Global, Politicizing Capital: Giving the Present
a Name’, History Workshop Journal, 63, 1 (2007), 154–88. Cf. Carl Tighe, ‘Pax
Germanica’, in his Pax Variations (Manchester: IMPress, 2000), 89–141.
14. Tomislav Dulić, Utopias of Nation: Local Mass Killing in Bosnia and Herzegovina,
1941–42 (Uppsala: Uppsala University Press, 2005); Dubravka Ugrešić, ‘The Con-
fiscation of Memory’, in her The Culture of Lies: Antipolitical Essays (London:
Phoenix, 1998), 217–35.
15. William I. Hitchcock, Liberation: The Bitter Road to Freedom, Europe 1944–1945
(London: Faber and Faber, 2009), 369; Pieter Lagrou, ‘Victims of Genocide and
National Memory: Belgium, France and the Netherlands 1945–1965’, Past and
Present, 154 (1997), 181–222.
16. Hitchcock, Liberation, 370–71; Jeffrey Herf, Divided Memory: The Nazi Past in
the Two Germanys (Cambridge, MA: Harvard University Press, 1997); Robert
G. Moeller, War Stories: The Search for a Usable Past in the Federal Republic of
Germany (Berkeley, CA: University of California Press, 2001).
17. Lebow, ‘The Memory of Politics in Postwar Europe’, 19.
18. Claudio Fogu and Wulf Kansteiner, ‘The Politics of Memory and the Poetics of
History’, in Lebow, Kansteiner and Fogu (eds.), The Politics of Memory in Postwar
Europe, 295.
19. Vladimir Tismaneanu, Fantasies of Salvation: Democracy, Nationalism, and Myth in
Post-Communist Europe (Princeton, NJ: Princeton University Press, 1998).
20. Gabriela Cristea and Simina Radu-Bucurenci, ‘Raising the Cross: Exorcising
Romania’s Communist Past in Museums, Memorials and Monuments’, in Oksana
Sarkisova and Péter Apor (eds.), Past for the Eyes: East European Representations
of Communism in Cinema and Museums after 1989 (Budapest: Central European
University Press, 2008), 275–305, esp. 297–303.
21. Vladimir Tismaneanu, ‘Civil Society, Pluralism, and the Future of East and Central
Europe’, Social Research, 68, 4 (2001), 989.
22. Robert M. Hayden, ‘Mass Killings and Images of Genocide in Bosnia, 1941–45 and
1992–95’, in Dan Stone (ed.), The Historiography of Genocide (Basingstoke: Palgrave
Macmillan, 2008), 487–516.
23. Marc Morjé Howard, ‘The Leninist Legacy Revisited’, in Vladimir Tismaneanu,
Marc Morjé Howard and Rudra Sil (eds.), World Disorder after Leninism: Essays in
Honor of Ken Jowitt (Seattle, WA: University of Washington Press, 2006), 34–46;
Jeffrey Kopstein, ‘1989 as a Lens for the Communist Past and Post-Communist
Future’, Contemporary European History, 18, 3 (2009), 289–302.
24. Ivan Krastev, ‘The Strange Death of the Liberal Consensus’, Journal of Democ-
racy, 18, 4 (2007), 63; Vladimir Tismaneanu, ‘Leninist Legacies, Pluralist Dilem-
mas’, Journal of Democracy, 18, 4 (2007), 38. Cf. Charles S. Maier, ‘What Have
We Learned since 1989?’ Contemporary European History, 18, 3 (2009), 253–69;
Michael Shafir, ‘From Historical to “Dialectical” Populism: The Case of Post-
Communist Romania’, Canadian Slavonic Papers, 50, 3–4 (2008), 425–70.
25. Dieter Prowe, ‘ “Classic” Fascism and the New Radical Right in Western Europe:
Comparisons and Contrasts’, Contemporary European History, 3, 3 (1994), 289–314;
236 Notes
Richard Golsan (ed.), Fascism’s Return: Scandal, Revision, and Ideology since 1980
(Lincoln: University of Nebraska Press, 1998); Tamir Bar-On, ‘Fascism to the
Nouvelle Droite: The Dream of Pan-European Empire’, Journal of Contemporary
European Studies, 16, 3 (2008), 327–45.
26. Etienne Balibar, ‘Is There a “Neo-Racism”?’ in Etienne Balibar and Immanuel
Wallerstein, Race, Nation, Class: Ambiguous Identities (London: Verso, 1991),
17–28; Lisa Lampert, ‘Race, Periodicity, and the (Neo-) Middle Ages’, Modern
Language Quarterly, 65, 3 (2004), 391–421.
27. For example: Jan-Werner Müller (ed.), Memory and Power in Post-War Europe: Stud-
ies in the Presence of the Past (Cambridge: Cambridge University Press, 2002);
Małgorzata Pakier and Bo Stråth (eds.), A European Memory? Contested Histories
and Politics of Remembrance (New York: Berghahn Books, 2010).
28. For example: Harold Marcuse, ‘The Revival of Holocaust Awareness in West
Germany, Israel, and the United States’, in Carole Fink, Philipp Gassert and
Detlef Junker (eds.), 1968: A Year Transformed (Cambridge: Cambridge Univer-
sity Press, 1998), 421–38; Susan Rubin Suleiman, Crises of Memory and the Second
World War (Cambridge, MA: Harvard University Press, 2006); Andy Pearce, ‘The
Development of Holocaust Consciousness in Contemporary Britain, 1979–2001’,
Holocaust Studies, 14, 2 (2008), 71–94; Hasia R. Diner, We Remember with Rever-
ence and Love: American Jews and the Myth of Silence after the Holocaust, 1945–1962
(New York: New York University Press, 2009).
29. Claudio Fogu, ‘Italiani brava gente: The Legacy of Fascist Historical Culture on
Italian Politics of Memory’, in Lebow, Kansteiner and Fogu (eds.), The Politics of
Memory in Postwar Europe, 161–65.
30. Robert A. Ventresca, ‘Mussolini’s Ghost: Italy’s Duce in History and Memory’,
History & Memory, 18, 1 (2006), 96–97.
31. Ventresca, ‘Mussolini’s Ghost’, 102–04. See also Ventresca, ‘Debating the Meaning
of Fascism in Contemporary Italy’, Modern Italy, 11, 2 (2006), 189–209; Andrea
Mammone, ‘A Daily Revision of the Past: Fascism, Anti-Fascism, and Memory
in Contemporary Italy’, Modern Italy, 11, 2 (2006), 211–26; Joshua Arthurs, ‘Fas-
cism as “Heritage” in Contemporary Italy’, in Andrea Mammone and Giuseppe
A. Veltri (eds.), Italy Today: The Sick Man of Europe (London: Routledge, 2010),
114–27.
32. Pamela Ballinger, ‘Who Defines and Remembers Genocide after the Cold War?
Contested Memories of Partisan Massacre in Venezia Giulia in 1943–1945’, Jour-
nal of Genocide Research, 2, 1 (2000), 11–30; Gaia Baracetti, ‘Foibe: Nationalism,
Revenge and Ideology in Venezia Giulia and Istria, 1943–45’, Journal of Contempo-
rary History, 44, 4 (2009), 657–74; Martin Purvis and David Atkinson, ‘Performing
Wartime Memories: Ceremony as Contest at the Risiera di San Sabba Death Camp,
Trieste’, Social and Cultural Geography, 10, 3 (2009), 337–56.
33. Ruth Ben-Ghiat, ‘A Lesser Evil? Italian Fascism in/and the Totalitarian Equation’,
in Helmut Dubiel and Gabriel Motzkin (eds.), The Lesser Evil: Moral Approaches
to Genocide Practices (London: Routledge, 2004), 147. Cf. James Walston, ‘History
and Memory of the Italian Concentration Camps’, The Historical Journal, 40, 1
(1997), 169–83; Robert S.C. Gordon, ‘The Holocaust in Italian Collective Memory:
Il giorno della memoria, 27 January 2001’, Modern Italy, 11, 2 (2006), 167–88.
34. Ido de Haan, ‘Paths of Normalization after the Persecution of the Jews: The
Netherlands, France, and West Germany’, in Richard Bessel and Dirk Schumann
(eds.), Life after Death: Approaches to a Cultural and Social History of Europe during
the 1940s and 1950s (Cambridge: Cambridge University Press, 2003), 69.
Notes 237
35. Ido de Haan, ‘Routines and Traditions: The Reactions of Non-Jews and Jews in the
Netherlands to War and Persecution’, in David Bankier and Israel Gutman (eds.),
Nazi Europe and the Final Solution (Jerusalem: Yad Vashem, 2003), 437.
36. William B. Cohen, ‘The Algerian War and French Memory’, Contemporary
European History, 9, 3 (2000), 489–500; Vladimir Tismaneanu, ‘Communism and
the Human Condition: Reflections on The Black Book of Communism’, Human
Rights Review, 2, 2 (2001), 125–34.
37. Michael Richards, ‘Between Memory and History: Social Relationships and Ways
of Remembering the Spanish Civil War’, International Journal of Iberian Studies,
19, 1 (2006), 86; Francisco Ferrándiz, ‘Cries and Whispers: Exhuming and Nar-
rating Defeat in Spain Today’, Journal of Spanish Cultural Studies, 9, 2 (2008),
177–92.
38. I am grateful to Helen Graham for the wording of this sentence.
39. Carolyn P. Boyd, ‘The Politics of History and Memory in Democratic Spain’,
Annals of the American Academy of Political and Social Science, 617 (2008), 142–43.
See also Carsten Jacob Humlebæk, ‘Political Uses of the Recent Past in the Spanish
Post-Authoritarian Democracy’, in Max Paul Friedman and Padraic Kenney
(eds.), Partisan Histories: The Past in Contemporary Global Politics (New York:
Palgrave Macmillan, 2005), 75–88; Paloma Aguilar and Carsten Humlebæk, ‘Col-
lective Memory and National Identity in the Spanish Democracy’, History &
Memory, 14, 1/2 (2002), 121–64. For a moving example, see Ramón Sender
Barayón, A Death in Zamora (Albuquerque: University of New Mexico Press,
1989).
40. Antonio Monegal, ‘Exhibiting Objects of Memory’, Journal of Spanish Cultural
Studies, 9, 2 (2008), 239–51.
41. István Rév, Retroactive Justice: Prehistory of Post-Communism (Stanford, CA: Stanford
University Press, 2005), 282, 296. See also Mark Pittaway, ‘The “House of Terror”
and Hungary’s Politics of Memory’, Austrian Studies Newsletter, 15, 1 (2003), 16–17;
Judt, Postwar, 827–28; Péter Apor, ‘Eurocommunism: Commemorating Commu-
nism in Contemporary Eastern Europe’, in Małgorzata Pakier and Bo Stråth (eds.),
A European Memory? Contested Histories and Politics of Remembrance (New York:
Berghahn Books, 2010), 233–46.
42. Evans, ‘Memorials, Monuments, Histories’, 319–21; James Mark, ‘Containing Fas-
cism: History in Post-Communist Baltic Occupation and Genocide Museums’, in
Sarkisova and Apor (eds.), Past for the Eyes, 352.
43. Meike Wulf, ‘Changing Memory Regimes in a New Europe’, East European Memory
Studies, 7 (2011), 17–18.
44. William Outhwaite and Larry Ray, Social Theory and Postcommunism (Oxford:
Blackwell, 2005), 184–86. See also Richard Shorten, ‘Hannah Arendt on Total-
itarianism: Moral Equivalence and Degrees of Evil in Modern Political Vio-
lence’, in Richard H. King and Dan Stone (eds.), Hannah Arendt and the Uses
of History: Imperialism, Nation, Race, and Genocide (New York: Berghahn Books,
2007), 173–90; Michael Geyer and Sheila Fitzpatrick (eds.), Beyond Totalitarian-
ism: Stalinism and Nazism Compared (Cambridge: Cambridge University Press,
2009).
45. Stuart Elden and Luiza Bialasiewicz, ‘The New Geopolitics of Division and the
Problem of a Kantian Europe’, Review of International Studies, 32, 4 (2006), 627.
46. Maria Mälksoo, ‘The Memory Politics of Becoming European: The East European
Subalterns and the Collective Memory of Europe’, European Journal of Interna-
tional Relations, 15, 4 (2009), 653–80. See also Claus Leggewie, ‘A Tour of the
238 Notes
56. Juan J. Linz and Alfred Stepan, Problems of Democratic Transition and Consolidation:
Southern Europe, South America, and Post-Communist Europe (Baltimore, MD: Johns
Hopkins University Press, 1996), 344–65.
57. Vladimir Tismaneanu, ‘Democracy and Memory: Romania Confronts Its Com-
munist Past’, Annals of the American Academy of Political and Social Science, 617
(2008), 166–80; Ruxandra Cesereanu, ‘The Final Report on the Holocaust and the
Final Report on the Communist Dictatorship in Romania’, East European Politics
and Societies, 22, 2 (2008), 270–81.
58. Carolyn J. Dean, ‘Recent French Discourses on Stalinism, Nazism and “Exorbi-
tant” Jewish Memory’, History & Memory, 18, 1 (2006), 43–85.
59. Adam Hochschild, ‘In the Heart of Darkness’, New York Review of Books (6 Octo-
ber 2005), 39–42; Ludo de Witte, The Assassination of Lumumba (London: Verso,
2002); Martin Ewans, European Atrocity, African Catastrophe: Leopold II, the Congo
Free State and its Aftermath (London: Routledge, 2002).
60. Caroline Elkins, Britain’s Gulag: The Brutal End of Empire in Kenya (London:
Jonathan Cape, 2004); David Anderson, Histories of the Hanged: Britain’s Dirty War
in Kenya and the End of Empire (London: Weidenfeld and Nicolson, 2004).
61. Kenneth O. Morgan, ‘The Second World War and British Culture’, in Brian Brivati
and Harriet Jones (eds.), From Reconstruction to Integration: Britain and Europe since
1945 (Leicester: Leicester University Press, 1993), 45 (national ego); Reynolds,
‘World War II and Modern Meanings’, 470 (German domination); Malcolm
Smith, Britain and 1940: History, Myth and Popular Memory (London: Routledge,
2000), esp. ch. 7; cf. Wendy Webster, ‘ “Europe against the Germans”: The British
Resistance Narrative, 1940–1950’, Journal of British Studies, 48 (2009), 958–82.
62. Caroline Elkins, ‘Race, Citizenship, and Governance: Settler Tyranny and the End
of Empire’, in Caroline Elkins and Susan Pedersen (eds.), Settler Colonialism in the
Twentieth Century: Projects, Practices, Legacies (New York: Routledge, 2005), 203–22.
63. Matthew Connelly, ‘Taking Off the Cold War Lens: Visions of North-South Con-
flict During the Algerian War for Independence’, American Historical Review, 105,
3 (2000), 739–69.
64. Edward T. Linenthal and Tom Engelhardt, History Wars: The Enola Gay and
Other Battles for the American Past (New York: Henry Holt & Co, 1996); Phillips
P. O’Brien, ‘East versus West in the Defeat of Nazi Germany’, Strategic Studies,
23, 2 (2000), 89–113; Mark A. Stoler, ‘The Second World War in US History and
Memory’, Diplomatic History, 25, 3 (2001), 383–92.
65. John Torpey, ‘ “Making Whole What Has Been Smashed”: Reflections on Repa-
rations’, Journal of Modern History, 73, 2 (2001), 333–58; Elazar Barkan, The Guilt
of Nations: Restitution and Negotiating Historical Injustices (Baltimore, MD: Johns
Hopkins University Press, 2000).
66. Richard H. King, ‘ “What Kind of People Are We?” The United States and the Truth
and Reconciliation Idea’, in Wilfred M. McClay (ed.), Figures in the Carpet: Finding
the Human Person in the American Past (Grand Rapids: Eerdmans, 2007), 496.
67. Christopher J. Le Mon, ‘Rwanda’s Troubled Gacaca Courts’, Human Rights Brief,
14, 2 (2007), 16–20.
68. Jeffrey C. Alexander, ‘On the Social Construction of Moral Universals: The “Holo-
caust” from War Crime to Trauma Drama’, European Journal of Social Theory, 5,
1 (2002), 5–85; Daniel Levy and Natan Sznaider, ‘Memories of Europe: Cos-
mopolitanism and Its Others’, in Chris Rumford (ed.), Cosmopolitanism and Europe
(Liverpool: Liverpool University Press, 2007), 158–77; Gerard Delanty, ‘The Idea
of a Cosmopolitan Europe: On the Cultural Significance of Europeanization’,
240 Notes
International Review of Sociology, 15, 3 (2005), 405–21. See also the important arti-
cle by Marco Duranti, which decouples Holocaust consciousness from the history
of human rights: ‘The Holocaust, the Legacy of 1789 and the Birth of Interna-
tional Human Rights Law: Revisiting the Foundation Myth’, Journal of Genocide
Research, 14, 2 (2012), 159–86.
69. Mark Mazower, ‘The Strange Triumph of Human Rights, 1933–1950’, The Histori-
cal Journal, 47, 2 (2004), 379–98.
70. Eric D. Weitz, ‘From the Vienna to the Paris System: International Politics and
the Entangled Histories of Human Rights, Forced Deportations, and Civilizing
Missions’, American Historical Review, 113, 5 (2008), 1313–43.
71. Jens Bartelson, ‘We Could Remember It for You Wholesale: Myths, Monuments
and the Constitution of National Memories’, in Duncan Bell (ed.), Memory,
Trauma and World Politics: Reflections on the Relationship between Past and Present
(Basingstoke: Palgrave Macmillan, 2006), 51. In general, for the best critical his-
tory of human rights, see Samuel Moyn, The Last Utopia: Human Rights in History
(Cambridge, MA: The Belknap Press of Harvard University Press, 2010).
72. Rosenfeld, ‘A Looming Crash’.
73. Ido de Haan, ‘The Construction of a National Trauma: The Memory of the Perse-
cution of the Jews in the Netherlands’, Netherlands Journal of Social Sciences, 34, 2
(1998), 196–217.
74. Wulf Kansteiner, ‘Genealogy of a Category Mistake: A Critical Intellectual History
of the Cultural Trauma Metaphor’, Rethinking History, 8, 2 (2004), 193–221; Wulf
Kansteiner, ‘Testing the Limits of Trauma: The Long-Term Psychological Effects
of the Holocaust on Individuals and Collectives’, History of the Human Sciences,
17, 2–3 (2004), 97–123. On Friedländer’s use of testimony, see Amos Goldberg,
‘The Victim’s Voice and Melodramatic Aesthetics in History’, History and Theory,
48 (2009), 220–37.
75. Tony Judt, ‘The “Problem of Evil” in Postwar Europe’, New York Review of Books
(14 February 2008).
76. Michael Rothberg, ‘The Work of Testimony in the Age of Decolonization: Chron-
icle of a Summer, Cinema Verité, and the Emergence of the Holocaust Survivor’,
PMLA, 119, 5 (2004), 1243.
77. Richard Ned Lebow, ‘The Future of Memory’, Annals of the American Academy of
Political and Social Science, 617 (2008), 25–41.
78. Prizel, ‘Nationalism in Postcommunist Russia’, 334.
79. Georges-Henri Soutou, ‘Was There a European Order in the Twentieth Century?
From the Concert of Europe to the End of the Cold War’, Contemporary European
History, 9, 3 (2000), 330. See, for examples: Jeffrey S. Kopstein, ‘The Politics of
National Reconciliation: Memory and Institutions in German-Czech Relations
since 1989’, Nationalism and Ethnic Politics, 3, 2 (1997), 57–78; Jan C. Behrends,
‘Jan Józef Lipskis europäischer Traum: Zur Geschichtskultur in Polen, Russland
und Deutschland nach 1989’, Themenportal Europäische Geschichte (2007), online
at: www.europa.clio-online.de/2007/Article= 246; and the forum ‘Truth and Rec-
onciliation in History’, ed. Elazar Barkan, American Historical Review, 114, 4
(2009).
Index
241
242 Index