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Eur. J. Lipid Sci. Technol.

104 (2002) 293–299 293

Zoran S. Petrović a, Epoxidation of soybean oil in toluene with


Alisa Zlatanić a, Charlene
C. Lavaa, Snežana peroxoacetic and peroxoformic acids – kinetics
Sinadinović-Fišerb and side reactions
The kinetics of the epoxidation of soybean oil and the extent of side reactions were
a Pittsburg State University, studied at 40, 60 and 80 °C. Epoxidation was carried out in toluene with “in situ ”
Kansas Polymer formed peroxoacetic and peroxoformic acid and in the presence of an ion exchange
Research Center, resin as the catalyst. The reaction was found to be first-order with respect to the dou-
Pittsburg, KS, USA ble bond concentration. At higher temperatures and at higher conversions a deviation
b Faculty of Technology,
from the first-order kinetics was observed. The rate constants for the epoxidation with
University of Novi Sad,
peroxoacetic acid were 0.118 (h–1) at 40 °C, 0.451 (h–1) at 60 °C and 1.278 (h–1) at
Novi Sad, Yugoslavia
80 °C, while those for peroxoformic acid were 0.264, 0.734, and 1.250 (h–1). The acti-
vation energy was found to be 54.7 kJ/mol for the epoxidation with peroxoacetic acid
and 35.9 kJ/mol for that with peroxoformic acid. Three factors indicated that side reac-
tions did not occur on a large scale: The absence of an OH band in the IR spectra, the
formation of less than 2% of higher molecular weight products from gel permeation
chromatography and the selectivity values between 0.9 and 1.

Keywords: Epoxidation, kinetics, soybean oil, peroxoacetic, peroxoformic.

1 Introduction caused by acetic acid suggesting that acetic acid is more


suitable for the preparation of epoxidized oils [2]. The ki-
Epoxidation of vegetable oils on an industrial scale is netics of the epoxidation of vegetable oils with peroxo-
most frequently carried out with peroxoacetic and peroxo- acetic acid were studied under different conditions [3–8]
formic acids, the products being used as PVC plasticiz- whereas most of the kinetic studies with peroxoformic
ers. Typical conversions of double bonds to epoxy groups acid were carried out on the epoxidation of rubbers
are about 90%. Epoxidation may be carried out to reach a [9–12]. It was found that the kinetic parameters for the
maximum conversion (epoxy yield), especially if the prod- epoxidation of natural rubber were identical to those for
uct is to be used for further chemical transformations. On the epoxidation of palm olein methyl esters [1]. Our aim
the other hand epoxidation may be employed to obtain a was to compare the epoxidation rates of soybean oil with
product in the most economical way, e.g. aiming at the those of the two acids and analyze the extent and type of

Research Paper
highest conversion rate but not necessarily at the highest side reactions. In this work, we compared the kinetics of
conversion. The kinetics for each individual set of condi- the epoxidation of soybean oil in toluene with peroxo-
tions differ. In our study, we selected the synthesis in so- acetic and peroxoformic acid generated “in situ” in the
lution in order to minimize side reactions and to obtain a presence of an ion exchange resin as catalyst. The mea-
high epoxy yield. sured kinetic parameters were the rate constants at 40,
60 and 80 °C and the activation energies. The extent of
The objective of this work was to find the conditions for a side reactions that may have taken place was determined
maximum epoxy yield and to compare the kinetics of the by titration, Fourier Transform Infrared Spectroscopy
epoxidation with peroxoformic and peroxoacetic acids (FTIR), gel permeation chromatography (GPC) and vis-
formed “in situ”, as well as to analyze the type and extent cosity measurements.
of side reactions. We were particularly concerned with the
polymerization reaction as a result of the ring opening,
2 Materials and methods
since it contributes considerably to the increase of viscos-
ity. It is known that epoxidation in solution is preferable if 2.1 Materials
the minimization of side reactions is desired [1]. The ring
opening caused by formic acid in the presence of isobu- Soybean oil of RBD grade (refined, bleached, deodor-
tanol was found to be a thousand times faster than that ized) and of an iodine number of 125 (Hanus) was ob-
tained from Archer Daniels Midland Company (Decatur,
USA). Glacial acetic acid (certified A.C.S. Plus) from
Correspondence: Zoran Petrović, Pittsburg State University,
Kansas Polymer Research Center, 1501 S. Joplin Street, Pitts-
Fisher Scientific (Pittsburgh, PA, USA), formic acid
burg, KS 66762, USA. Phone: 316-235-4928, Fax: 316-235-4919; (95–97%) from Aldrich (Milwaukee, WI, USA) and a 30%
e-mail: zpetrovi@pittstate.edu (w/w) solution of hydrogen peroxide from Sigma (St.

© WILEY-VCH Verlag GmbH, 69451 Weinheim, 2002 0931-5985/2002/0505-0293 $17.50+.50/0


294 Petrović et al. Eur. J. Lipid Sci. Technol. 104 (2002) 293–299

Louis, MO, USA) were used. Amberlite IR–120 in acid spread on a NaCl plate were analyzed using FTIR to
form was purchased from Supelco (Bellefonte, PA, USA), check the disappearance of the double bonds at
toluene (HPLC grade), ethyl acetate (HPLC grade), and 3009 cm–1 and the formation of the epoxy groups (dou-
sodium sulfate anhydrous from Fisher Scientific. blet at 822 cm–1 and 833 cm–1). The iodine value, as the
measure of concentration of double bonds, was deter-
2.2 Methods mined using the Hanus method [13], and the epoxy oxy-
gen content was measured according to a standard pro-
A FTIR Perkin-Elmer spectrophotometer, model Spec-
cedure for oils and fats [14].
trum-1000 (Perkin-Elmer, Norwalk, CT, USA), was used
to follow the formation of epoxy groups, the disappear-
ance of double bonds and the formation of hydroxyl 3 Results and discussion
groups (side reactions). GPC is a technique used to sep-
arate the molecules according to their sizes, and was “In situ” epoxidations were carried out in the molar ratio of
found to be well suited to follow the formation of dimers 1:0.5:1.5 – double bonds : organic acid : hydrogen perox-
or trimers from the side reactions during synthesis. Wa- ide. The detailed mechanism of the peracid formation dur-
ters GPC model 510, equipped with three Styragel HR ing epoxidation with in situ formed peroxoacetic acid is
Waters columns (covering molecular weights range given in a previous paper of us [3]. While organic acid is
102–106) and differential refractometer model 410 (Waters, converted to peroxoacid and then regenerated, hydrogen
Milford, MA, USA), with tetrahydrofuran as the eluent was peroxide is consumed in the process and the excess of
used to follow the molecular weight increase (polymeriza- 50 mol-% relative to double bonds was considered rea-
tion side reactions). The flow rate of tetrahydrofuran was sonable. The amount of toluene used was 43.9 wt-%
1 ml/min at room temperature. Viscosity was measured at relative to the weight of soybean oil. Ion exchange resin
30 °C with a Rheometric Dynamic Stress Rheometer, was added in an amount of 25 wt-% relative to the sum
model SR–500 (Rheometric Scientific, Inc., Piscataway, of the weights of organic acid and 30% H2O2 solution.
NJ, USA), with parallel plates of 25 mm in diameter, Two series of epoxidations were carried out at three
having a gap of 0.200 mm. different temperatures (40, 60 and 80 °C), one with per-
oxoacetic acid and the other one with peroxoformic acid.
The samples of the first series are designated as SB-
2.2.1 Synthesis
PAA40, SBPAA60 and SBPAA80, where SB stands for
Each synthesis was carried out in a 500-ml three-necked soybean, PAA for peroxoacetic acid and the number for
round-bottom flask equipped with a thermometer sensor, the temperature. Corresponding samples with peroxo-
a mechanical stirrer, and a septum, pierced with an injec- formic acid were designated as SBPFA40, SBPFA60 and
tion needle to equalize pressure. The whole apparatus SBPFA80.
was kept in a water bath to maintain the respective tem-
perature of 40, 60 and 80 ± 0.5 °C. Thus, the temperature The variations of the iodine values and the epoxy oxygen
was measured inside the reaction vessel and in the water contents with reaction time for epoxidations with perox-
bath. 100 g (0.49 mol) of soybean oil, 50 ml of toluene, oacetic acid and peroxoformic acid at the three applied
25.00 g of Amberlite, and either 15.00 g (0.25 mol) of temperatures are presented in Figs. 1 and 2. The iodine
glacial acetic acid or 11.80 g (0.25 mol) of formic acid value is a measure of the concentration of double bonds
were added into the round-bottom flask. With agitation,
83.70 g (0.74 mol) of 30% H2O2 were added slowly
through a separatory funnel during half an hour. This pre-
caution was taken to prevent overheating of the system
due to the exothermic nature of epoxidation reactions. An
ice water bath was prepared to cool off the reaction if
needed. Samples were taken out of the reaction vessel
every hour.
To purify the samples, the solution was first dissolved in
ethyl acetate. The Amberlite was filtered off, and the fil-
trate was poured into a separatory funnel. The washing
with warm water was repeated until the pH was neutral.
The oil phase was further dried above anhydrous sodium
sulfate and then filtered. The solvent was removed using Fig. 1. Comparison of iodine values vs. time for the epox-
a rotary evaporator, first with the help of a water vacuum idation of soybean oil with peroxoacetic and peroxoformic
pump and then under high vacuum. The purified samples acid at 40, 60 and 80 °C.
Eur. J. Lipid Sci. Technol. 104 (2002) 293–299 Epoxidation of soybean oil in toluene 295
k1
AA + H2O2 i PAA + H2O (1)
k2
k1
DB + PAA i EO + AA (2)

where AA is acetic acid; PAA is peracetic acid, DB is dou-


ble bond, EO is epoxy group and k1, k2 and k3 are reaction
rate constants.

The first reaction is the acid-catalyzed formation of per-


oxoacetic (or peroxoformic) acid from acetic (or formic)
acid, while the second is the uncatalyzed epoxidation of
unsaturated soybean oil with the peroxoacid. At the same
time, the side reactions, such as epoxy ring opening
Fig. 2. Comparison of the epoxy oxygen content vs. time
for the epoxidation of soybean oil with peroxoacetic and (reactions with the acid or water) followed by the dimer-
peroxoformic acid at different temperatures. ization of already formed hydroxy and/or acetoxy com-
pounds, may proceed. A range of possibly occurring side
products is given in Fig. 3.
present. For the epoxidation with peroxoacetic acid, the
conversion of double bonds was very fast at 80 °C Polymerization reactions are especially detrimental since
(Fig. 1). In that case the final epoxy content was already they increase the viscosity of the product considerably.
reached after 3 h. At 60 °C it was reached after 9 h, Polymerization of epoxides in the presence of acids
whereas even after 12 h a significant double bond con- (cationic polymerization) is a well-established route to re-
centration was still present at 40 °C. Epoxidations with generate epoxy resins. In the case at issue the first step,
peroxoformic acid followed the same trend. It appears, the attack of a proton on an epoxy group, leads to the
however, that with peroxoformic acid a somewhat higher formation of hydroxyl and acetyl or formyl groups. If the
epoxy content was obtained at 60 °C than at 80 °C. Fig. 1 reaction stops at that stage, a polyol is formed. A hydrox-
shows that at 40 °C and 60 °C the epoxidation of soy- yl group may react further with an epoxy group to give in-
bean oil followed by the conversion of double bonds was ternal ethers or oligomeric ethers (dimers) as shown in
faster in the presence of peroxoformic acid than in that of Fig. 4.
peroxoacetic acid, but at 80 °C the peroxoacetic acid was
more efficient than the peroxoformic one. Comparing the
changing epoxy oxygen content with time of the two acids
at different temperatures entails also the just mentioned
conclusion (Fig. 2). With peroxoformic acid a higher
epoxy yield was obtained at 60 °C than at 80 °C. Howev-
er, the reaction rate was lower. Whereas the maximum
epoxy yield obtained was almost the same for both per-
oxoacids at 80 °C, the rate of achieving it appeared to be
higher with peroxoacetic acid than with peroxoformic
acid. The conclusion is that at lower temperatures (40 and
60 °C) peroxoformic acid is more efficient for “in situ”
epoxidation than peroxoacetic acid, while at the higher Fig. 3. Possible side reactions of epoxy group.
temperature (80 °C) peroxoacetic acid is at least as effi-
cient if not more efficient than peroxoformic acid. There is
good reason to suppose that due to the very high activity
of the formic acid some hydrogen peroxide is decom-
posed, and thus the system is depleted of oxygen fairly
early on. Hence the reaction is slowed down. In other
words, this temperature is too high for an epoxidation with
peroxoformic acid. Consequently, only the initial stage of
the reaction was taken into account for the kinetic studies.

“In situ” epoxidation is characterized by two main reac-


tions involving formation of peroxoacids (1) and formation
of epoxides (2) as exemplified with peroxoacetic acid: Fig. 4. Schematic representation of dimer formation.
296 Petrović et al. Eur. J. Lipid Sci. Technol. 104 (2002) 293–299

Selectivity (S) is a measure for the amount of side reac-


tions occurring during epoxidation, it gives the relative
yield of epoxides and was calculated as:
S = (EO/EOm)/([IV0–IV]/IV0)

where EO (%) is the experimentally determined content of


epoxy oxygen in 100 g of oil, IV is the iodine value, IV0 is
the initial iodine value and EOm (%) is the content of
epoxy oxygen in 100 g of oil at complete conversion, cal-
culated as:
EOm = [(IV0/2AJ)/100 + (IV0/2Aj) · A0] · A0 · 100
where AJ = 126.9045 and A0 = 16.0000. For IV0 =
125 is EOm = 7.3 Fig. 6. Selectivity vs. time for the epoxidation with per-
oxoformic acid at different temperatures.
Plots of selectivity vs. time for epoxidations with peroxo-
acetic and peroxoformic acid at the three temperatures the OH band in the IR spectra of the epoxidized oils,
are depicted in Figs. 5 and 6. Higher values of selectivity obtained from both peroxoacetic and peroxoformic acid,
were observed at lower temperatures and at the begin- indicated a negligible occurrence of ring-opening reac-
ning of the epoxidation. Selectivity values higher than 1 tions and thus a negligible formation of hydroxyl groups
can be explained by the fact that the epoxy oxygen con- and/or hydroxyacetate byproducts.
tent is low and the relative error is high (5–10%) at low
concentrations of epoxy groups. This phenomenon is In almost all GPC graphs, a peak from a higher molecular
more pronounced for the slowest reaction at 40 °C, as in weight compound (dimer, since higher oligomers were not
this case only about 30% of epoxy groups are formed af- observed) appeared at shorter retention times than the
ter 3 h with PAA. Otherwise, the selectivity values are be- main peak for the epoxidized soybean oil (ESBO). The
tween 0.9 and 1, they indicate a relatively low extent of relative areas of the two peaks are presented in Tab. 1.
side reactions. With peroxoacetic acid, the selectivity The degree of dimerization increased with time, but the fi-
values at 60 and 80 °C are the same within the experi- nal amount of dimers was less than 2%. Thus GPC analy-
mental error, suggesting that the epoxidation should be sis showed that higher molecular weight products result-
rather carried out at 80 °C, the temperature allowing for a ing from polymerization side reactions during the epoxi-
higher reaction rate (Fig. 5). However, the selectivity val- dation with both organic acids at all temperatures never
ues for peroxoformic acid are lower at 80 °C than at 60 °C exceeded 2%. It should be emphasized that when a dimer
(Fig. 6), indicating that a lower temperature is preferable is created an intermolecular ether bond is formed only be-
to prevent an undesirable extent of side reactions. tween two epoxy groups although 8–9 groups are present
During the epoxidation IR spectroscopy was used to fol- altogether. Thus, if only one intermolecular bond is formed
low the disappearance of double bonds and the formation in 100 triglyceride molecules, the dimer area amounts to
of epoxy groups with time, but also to detect the presence 2%. The extent of intramolecular bonds cannot be esti-
of any OH (and/or C=O) group(s), which would indicate mated since it only causes a lower epoxy yield and does
the formation of side reaction products. The absence of not promote a molecular weight increase. Besides FTIR is
not sensitive enough to detect such low conversions.
Since the probability of intramolecular and intermolecular
reactions is the same, it can be concluded that intramole-
cular reactions also occur only to a minor degree. Tab. 1
shows that dimer formation increases with temperature
and reaction time and that it is slightly higher with peroxo-
formic acid than with peroxoacetic acid. Nevertheless, all
values are very low.

The extent of side reactions that may occur during epoxi-


dation was also assessed by viscosity measurements.
The viscosity for soybean oil with IV = 125 is 58 mPa s at
30 °C while the viscosity of the completely epoxidized
soybean oil is about 210 mPa s. The conversion of dou-
Fig. 5. Selectivity vs. time for the epoxidation with per- ble bonds to epoxy groups leads to an increased viscosi-
oxoacetic acid at different temperatures. ty. However, if hydroxyl groups are formed, the viscosity
Eur. J. Lipid Sci. Technol. 104 (2002) 293–299 Epoxidation of soybean oil in toluene 297

Tab. 1. Analysis of the GPC results of epoxidized soybean oils with peroxoacetic and peroxoformic acids.
Sample Temperature [°C] Time [h] area of ESBO [%] area of dimer [%]
SBPAA40 4 99.5 0.5
40 8 99.5 0.5
12 99.2 0.8
SBPAA60 4 99.4 0.6
60 8 99.0 1.0
12 98.8 1.2
SBPAA80 3 98.7 1.3
80 6 98.4 1.6
9 98.2 1.8
12 97.3 2.7
SBPFA40 4 99.4 0.6
40 8 99.3 0.7
12 98.8 1.2
SBPFA60 2 99.3 0.7
60 5 99.1 0.9
9 98.9 1.1
12 98.5 1.5
SBPFA80 2 99.0 1.0
80 5 98.5 1.5
9 97.8 2.2
12 97.9 2.1

increase is significantly higher [15] (the viscosity of the that there was no considerable difference in side reac-
polyol, depending on the number of hydroxyl groups and tions.
substituents on the adjacent carbon atom, is typically
above 2000 mPa s for 3 OH groups per molecule). 3.1 Kinetics of epoxidation
The presence of dimers and trimers in the polyol drives The above-mentioned results were used to determine the
viscosity to about 4000 mPa s. Acetic and formic acids reaction order of the epoxidations carried out with perox-
achieved almost complete conversion in about 3 h at oacetic and peroxoformic acids formed “in situ”, and also
80 °C judging by the time when the final viscosity was to determine the activation energies for the applied ex-
reached. When viscosity is plotted against conversion, all perimental conditions. The general form of the rate equa-
values for the different reaction temperatures and the dif- tion for the conversion of double bonds by peroxoacetic
ferent peroxoacids fell on the same line (Fig. 7) indicating acid (epoxidation reaction 2) may be written as:

Fig. 7. Change of viscosity with conver-


sion of double bonds into epoxide groups.
298 Petrović et al. Eur. J. Lipid Sci. Technol. 104 (2002) 293–299

–d[DB]/dt = k3 [DB]n1[PAA]n2 (3) ln([DB]0/[DB]) = kt (5)


where [DB] and [PAA] are molar concentrations of double The slope of the plot of ln([DB]0/[DB]) vs. reaction time
bonds and peroxoacetic (or peroxoformic) acid, respec- points to a pseudo first reaction order. The results of the
tively; k3 is a rate constant (see eq. 2), n1 and n2 are the rate constant determinations for epoxidations with perox-
reaction orders with respect to the double bonds and per- oacetic and peroxoformic acid at three temperatures are
oxoacetic or peroxoformic acid. shown in Figs. 8 and 9. The kinetics of the epoxidation
with peroxoacetic acid followed first order kinetics for fair-
If it is assumed that epoxidation is pseudo first order with
ly high conversions. Consequently, they result in a linear
respect to the double bonds as well as to the peroxoacetic
dependency and the straight lines in Figs. 8 and 9 indi-
acid and if the rate constant is defined as k = k3 [PAA], the
cate that the epoxidation with both acids is a pseudo first
rate equation for pseudo first order can be written as:
order reaction with respect to the double bond disappear-
–d[DB]/dt = k[DB] (4) ance in the early stages of the reaction. In contrast the
The rate data for the epoxidation with peroxoacetic acid epoxidation with peroxoformic acid at 80 °C the final con-
are fitted in equation (4). And the latter is also used for the version was reached incredibly fast and thus this reaction
kinetics data of the epoxidation with peroxoformic acid, exhibited non-linear dependencies. In other words, this
PFA, except that the rate constant in that case is defined epoxidation did not follow first order kinetics at higher
as k = k3 [PFA]. Hence, after integration, equation (4) be- conversions. Activation energy for the epoxidation process
comes: was determined from the rate constants at different tem-

Fig. 8. Determination of the pseudo


rate constants for the epoxidation of
soybean oil with peroxoacetic acid at
40, 60 and 80 °C.

Fig. 9. Determination of the pseudo


rate constants for the epoxidation of
soybean oil with peroxoformic acid at
40, 60 and 80 °C.
Eur. J. Lipid Sci. Technol. 104 (2002) 293–299 Epoxidation of soybean oil in toluene 299

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This material is based upon work supported by the Co- Polym. Sci. A: Polym. Chem. 38 (2000) 3900–3910.
operative State Research, Education and Extension Ser-
vice, U.S. Department of Agriculture, under Agreement
No. 99-35504-7873 and PSU/NSF-REU Program. [Received: September 6, 2001; accepted: February 15, 2002]

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