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What is This?
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The End of Luhmann’s
Social Systems Theory
GERHARD WAGNER
University of Bielefeld
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After having clarified his basic terms here, Luhmann turned his
attention to individual functional systems. In 1988, he published a
monograph on &dquo;The Economy of Society,&dquo; in 1990 on &dquo;The Science of
Society,&dquo; in 1993 on &dquo;The Law of Society,&dquo; and in 1995 on &dquo;The Art of
Society,&dquo; with all of the books running roughly 500 pages in length.
In support, as it were, of these studies, he also worked on historical
and systematic studies: four volumes of essays on &dquo;Social Structure
and Semantics&dquo; and six volumes of essays on &dquo;Sociological Enlight-
enment&dquo; have appeared up until now. In addition, other writings have
been published on topics prompting discussion within sociology,
such as ecology and risk. Unfortunately, little of this vast array of
writings has found its way into book form in English. Aside from
journal publications, only six monographs and two collections of
essays have appeared in English (Luhmann 1979, 1982, 1984b, 1985,
1989a,1990b,1993,1995).
In the midst of all of this, Luhmann has never refrained from
comparing his theory to that of Habermas. In recent times, though,
this critical comparison has taken on harsher forms, for Luhmann is
now convinced that critical theory has reached the end of its useful-
ness. Less than 7 years have passed since Luhmann announced the
end of critical sociology. It was not the &dquo;real events involved in the
breakdown of the socialist political and economic systems,&dquo; but radi-
cal developments in the field of basic scientific theory and research
that led to the demise of critical sociology: &dquo;It was more provocatively
called in question by the end of the ontological conception of the
world than by the end of socialism&dquo; (Luhmann 1991a, 147).
Though Luhmann fails to indicate what ontological means in this
context, a glance at his other writings show nothing more than foun-
dationalist thinking is being referred to. It is common knowledge
that foundationalist thinking is based on a relation that can be under-
stood in the sense of an absolute reduction. Just &dquo;the Latin term
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390
II
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391
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392
cannot advocate this openly without placing himself among the ranks
of the old-world foundationalist thinkers. If, however, this is actually
the case, then it would be justified to conclude that Luhmann sounds
the death knell for his own systems-theoretic sociology If one applies
the same criterion to his own theory with which he dismisses critical
sociology, then it too must be declared dead for precisely the same
reason. The aim of the following argument is to demonstrate that
Luhmann in no way goes beyond foundationalist thinking with his
systems-theoretic sociology
The first step in proving this thesis involves a discussion of the
peculiar use that Luhmann makes of the existing array of difference
theories in general and of the logic of George Spencer Brown in
particular. It will be seen that Luhmann in no way exploits the calculus
of the latter according to a difference-based logic but instead already
reinterprets its initial operations in the direction of identity (Section III).
As a consequence of this reinterpretation, Luhmann understands
difference solely as polar opposition. This in turn forces him to assume
a unity encompassing the two opposing moments (Section IV). The
fact that this unity has to be conceived as identity is demonstrated by
taking a look at Hegel’s logic of reflection, a logic that serves as the
background for Luhmann’s thinking in the development of his gen-
eral theory of self-referential systems (Section V). On the basis of a
discussion of the concept of self-reference, the affinities can actually
be brought out that link the sociology of systems theory with the work
of the philosopher of identity, Hegel (Section VI). An explication of
these affinities furthermore makes it plausible to assert that in his
systems-theoretic sociology, Luhmann’s preference falls to a trun-
cated form of dialectic. This justifies speaking, in conclusion, of the
end of his systems-theoretic sociology (Section VII).
III
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393
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394
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395
space inside the boundary line is made the marked state, then the
space outside it becomes the unmarked one, or vice versa.
By contrast, Luhmann insists that in making distinctions, there
always has to be a preferred side. Because, in his view, distinctions
can only &dquo;be divested of their differences in preference and be made
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396
makes crossing possible. In his view, a crossing can only occur because
the preferred side is a preferred one and thus capable of keeping the
nonpreferred side accessible. In this way, it guarantees the success of
the second operation. In short, Luhmann already deviates from
Spencer Brown’s calculus of difference-based logic after completing
only its first few steps.
It is easy to understand why Luhmann, in contrast to Spencer
Brown, insists on asymmetry at all. To be able to give an account of
&dquo;systems&dquo;-theoretic sociology, Luhmann requires an argument as to
why, after the opening distinction between system and environment,
a bias actually arises toward the systems side and not toward the
environmental side, which would bring an &dquo;environmental&dquo;-
theoretic sociology into being (Bradley Laska 1993). The focus of his
thinking is on the system and not the environment, and the assump-
tion of an asymmetry is supposed to prevent, a priori as it were, the
equal likelihood of differentiation on either the environmental or
systems side. In fact, Spencer Brown (1971) makes it easy for Luh-
mann to advance the thesis of an asymmetry fundamental to drawing
distinctions. Thus, the very example that Spencer Brown provides to
illustrate his first distinction puts Luhmann in the position to con-
vince the readership of the supposed asymmetric character of the
basic operation of the Laws of Form.
As Gaston Bachelard (1975, 242) demonstrates so vividly, the con-
ception of an &dquo;inside and outside&dquo; created by the image of a circle on
a plane implies, namely, a very special &dquo;dialectic of dismemberment.&dquo;
As opposed, for instance, to the image of a plane divided by a line,
which separates the two sides from each other in an indifferent
manner, the image of a circle on a plane has suggestive powers that
always result in a preference for the inside of the circle. Luhmann
without doubt builds on these suggestive powers to advance that
&dquo;asymmetricalization&dquo; (Luhmann 1988b, 49) of Spencer Brown’s
(1971) basic operation, which, admittedly, then predetermines all of
his subsequent steps in the direction of identity.
IV
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397
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398
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399
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400
1981, 106), insofar as the identity of each of the two moments develops
in the relationship to the other. Accordingly, the positive can be
identified with the nonnegative and the negative with the nonposi-
tive, for in Hegel’s view, each moment of a polar opposition is
&dquo; ’identical’ with the unique counterpart of its unique counterpart&dquo;
(Wolff 1981, 107). To give this specific relationship of negative and
mutual determinateness precise formulation, Hegel speaks of &dquo;nega-
tivity&dquo; ; this is &dquo;to be understood as the negation of otherness&dquo; (Hegel
1966, 78). But since this does not involve just any other &dquo;otherness&dquo;
but the &dquo;otherness&dquo; of oneself, the negation of &dquo;otherness&dquo; is, &dquo;as such,
a relationship to oneself&dquo; (Hegel 1966, 78).
Now for Hegel there is no doubt that the negativity manifesting
itself in the relationship of polar opposition requires a premise. For a
polar opposition involves, namely, a &dquo;relationship of special dissimi-
larity,&dquo; for opposed moments cannot be merely &dquo;randomly different&dquo;
(Wolff 1981, 106). There is always only one regard in which one can
speak of a polar opposition (i.e., only in relation to one particular
premise). One moment is only negative vis-a-vis another because it is
the determination of precisely one premise &dquo;in regard to which the
other determination acts as exclusive counterdetermination&dquo; (Wolff
1979, 345). Hegel illustrates this interconnection in terms of an exam-
ple from arithmetic, where he shows that +a and -a can only then be
conceived as &dquo;opposing variables at all,&dquo; if both have at their com-
mand one and only one a as a &dquo;unity in itself upon which both are
based&dquo; (Hegel 1983a, 60).
Since Hegel does not conceive of this presupposed unity, on its part,
as an opposed variable but rather as &dquo;that which is indifferent vis-a-
vis the opposition&dquo; (Hegel 1983a, 60), it is possible for him to conceive
of the opposing moments as &dquo;difference within an identity&dquo; (Hegel
1983a, 55). Seen in this way, the premised unity is not only a unity
vis-A-vis the duality of the opposing moments, but it is also this
duality itself. It maintains itself in the duality &dquo;as identical with itself&dquo;
(Gloy 1990, 63). The unity in itself is given &dquo;the function of identity
vis-A-vis the different determinations, indeed, even of numerical iden-
tity, of the persistence of the sameness through the different determi-
nations&dquo; (Gloy 1990, 65).
Hegel incorporates this entire complex of meaning in the term
&dquo;inner reflection&dquo; or &dquo;reflection in itself&dquo; (Hegel 1983a, 60). In contrast
to an external or subjective reflection of an &dquo;activity of the intellect (an
identifying, distinguishing, opposing activity, etc.)&dquo; (Wolff 1981,105),
reflection in itself refers to an objective process that occurs inde-
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401
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402
278).
There is noquestion that such a notion can only make plausible at
most the internal differentiation of a system in terms of self-reference.
It can never do so, however, for the logically prior distinction between
system and environment basic to systems-theoretic sociology. The
distinction between system and environment, the starting point for
systems-theoretic thinking, is, to wit, absolutely constitutive for the
reentry of the distinction of system and environment into the realm
of the system. In other words, the original self-reference realizing
itself between system and environment is logically prior to the pecu-
liar form of self-reference first inaugurated by reentry
In fact, a second look at Varela’s (1975) logic makes it clear that it
in no way represents a product of postfoundationalist thinking. Any-
thing but original, Varela is actually engaged in ascending to the level
of reflection once reached by German idealism. Thus, it is not a simple
act of homage but the acknowledgment of a basic state of affairs when
Luhmann, on the occasion of the acceptance of the Hegel Prize,
characterizes the Science of Logic as &dquo;a never-again surpassed effort to
process distinctions in regard to that which is identical or different in
them. No one has yet succeeded to do the same thing in a different
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403
VI
443; 1984a, 600). However, there is just as little doubt that it also
indicates the mechanism that characterizes all forms of self-reference.
If Luhmann already knew to report on such things as &dquo;self-
referentiality&dquo; or &dquo;relation to the relating self&dquo; in his essay on &dquo;Reflex-
ive Mechanisms&dquo; (published in 1966) (Luhmann 1974, 99), then he
clearly conceives of the self-referential mechanism as reflection in the
sense of Hegel in the advance he made in general theory in the 1980s.
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404
each relatum &dquo;relates to the other and in this way to itself&dquo; (Luhmann
1986b,269).
But Luhmann also disallows the other extreme. If the two relata
were conceived of, namely, as completely different from one another,
then the concept of self-reference would lose all meaning, for then it
would really be a case of reference to the other. The other, via which
the indirect course of self-reference is supposed to run, cannot merely
be something different. Thus, if the concept of self-reference is not to
become completely arbitrary, as we find it to be in the writings of
biosystems research and radical constructivism, then the other can
only be the other of the one-in other words, its other or the other of
itself. In keeping with the Hegelian maxim, &dquo;everything relates to
itself only as it relates to its other&dquo; (Hegel 1983a, 57), Luhmann
conceives of the two relata as opposed to each other. In view of the
phenomenon of &dquo;original self-reference,&dquo; he insists that the two relata
have to &dquo;make each other possible&dquo; (Luhmann 1981, 24). And this can
mean nothing but that they are necessarily negatively determined by
each other.
Luhmann, with his polar-opposition-oriented understanding of
self-reference, commits himself to Hegel’s theory of negativity. For-
mulated in precise terms, self-reference in Luhmann’s sense thus has
no other meaning than the negation of the otherness of itself. Only in
the negation of its environment can the system relate to itself. Herein
and only herein lies the meaning of the self-reference-defining state-
ment of Luhmann: &dquo;We will speak of reflection when the basic distinc-
tion is between system and environment&dquo; (Luhmann 1995,444; 1984a,
601). For self-reference &dquo;is an operation by which the system indicates
itself in contrast to its environment&dquo; (Luhmann 1995, 444;1984a, 601).
That it was so easy to present this entire context against the back-
ground of Hegelian logic is apparently connected to the fact that it
really cannot be done otherwise. As early as 1973, Luhmann had, in
the context of self-reference, conceived of the mechanism of &dquo;reflec-
tion as the establishment of a relation&dquo; in a special sense; the &dquo;relation
of the system to its environment&dquo; has to serve as &dquo;context for the
definition&dquo; of the &dquo;relation of the system to itself&dquo;: &dquo;Only because the
system has an environment can it relate to itself&dquo; (Luhmann 1973, 25).
A decade later, he reaffirmed his view. Only in distinction to its
environment can systems orient &dquo;themselves to themselves&dquo; (Luh-
mann 1995,455; 1984a, 617). Indeed, nothing can relate to itself except
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405
not just occasionally and adaptively, but structurally, and they cannot
exist without an environment.... Without difference from an envi-
ronment, there would not even be self-reference&dquo; (Luhmann 1995,
16-17; 1984a, 35).
With his commitment to negativity, Luhmann attempts to assimi-
late the concept of self-reference, constitutive as it is for the general
theory of self-referential systems and something that Varela’s (1975)
calculus also failed to provide. In his view, this specific reflective
structure of mutual and negative determinateness characterizes that
foundational difference between system and environment from
which systems-theoretic sociology takes its start. It is important to
emphasize here once again that an internal sort of reflection is in-
volved here, which takes place independently &dquo;of the cut of observa-
tion by others&dquo; (Luhmann 1995, 33; 1984a, 58). When Luhmann
establishes that there are self-referential systems, he is speaking of a
real and objective state of affairs devoid of any subjective constructs:
&dquo;There are self-referential systems in reality. Self-reference is not only
a structure of (subjective) consciousness, much less only a structure
of cognition&dquo;; instead, both &dquo;organic reality&dquo; and &dquo;socially ordered
reality&dquo; are made up of systems that &dquo;relate to themselves&dquo; (Luhmann
1981, 18; see Luhmann 1995, 479;1984a, 648).
VII
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other of one’s self. Just as the positive proves to be identical with the
nonnegative and the negative with the nonpositive, the system iden-
tifies itself with the nonenvironment and the environment with the
nonsystem by means of an operation of negation, termed self-reference,
of its respective &dquo;otherness.&dquo;
Thus, Luhmann’s claim that the environment &dquo;underlies&dquo; the sys-
tem is more than just misleading (Luhmann 1995, 178; 1984a, 244).
That Luhmann employs the consequential category of &dquo;ground&dquo; has,
admittedly, a very definite meaning. This puts Luhmann in the posi-
tion to abstract from another, real ground: from the world. Thus, it is
not surprising that one repeatedly finds passages in his writings in
which, without further ado, no distinction is made between the
concepts of environment and world. Camilla Warnke (1974) suc-
cinctly summarizes the consequences of Luhmann’s identification of
environment and world: &dquo;The hypostatization of the environment to
the world ... prevents one from conceiving of system and environ-
ment in terms of their identity&dquo; (87). Luhmann has postfoundational-
ist reasons for doing this.
At the same time, he does not force this hypostatization. The fact
that the systems-theoretic distinction between system and environ-
ment requires a premise simply cannot be denied. For only through
&dquo;that reflection on the unity of difference&dquo; (Luhmann 1995,475; 1984a,
642) of system and environment can it be ensured that each is only
what it is in relation to the other: &dquo;Only a notion of the world that
encompasses the relationship and integrates system and environment
can serve as a context for establishing such a relation between system
and environment (Luhmann 1973, 34). Thus, as much as it is true that
the difference of system and environment is constitutive for the
identity of both, it is also equally true that system and environment
are only in a relation of opposition within an identity, termed world.
The difference between system and environment is &dquo;permeated and
circumvented by a ’reality’ &dquo; that encompasses &dquo;both sides&dquo; and
without which the difference cannot be practiced (Pfutze 1988, 303).
Under these auspices, Luhmann’s estimation of his systems-
theoretic sociology as belonging to the postfoundationalist paradigm
of the &dquo;difference between identity and difference&dquo; is wrong; Luh-
mann’s theory of self-referential systems clearly has to be classified
as part of the old-world dialectical tradition of the identity between
identity and difference (Luhmann 1995, 498;1984a, 26), for the world
is the ultimate &dquo;unity and identity&dquo; (Gloy 1990, 63) on which the
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407
begin with precisely such a distinction that does not need to be based
on an underlying identity was to get beyond the ontological world-
view.
Luhmann has failed to do this. As we have seen, making the
distinction that is constitutive for his systems-theoretic sociology
between system and environment requires the premise of a founda-
tion. Regardless of all the rhetoric, Luhmann does not get beyond the
foundationalist presuppositions of the dialectical tradition. For this
reason, it is also justified, as far as Luhmann’s work is concerned, to
announce the end of systems-theoretic sociology There may be other
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408
REFERENCES
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—. 1991a. Am Ende der kritischen Soziologie. Zeitschrift fur Soziologie 20:147-52.
—. 1991b. Die Form Person. Soziale Welt 42:166-175.
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