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Evaluation of Postural Stability in Youth Athletes: The Relationship Between Two Rating Systems
Evaluation of Postural Stability in Youth Athletes: The Relationship Between Two Rating Systems
David R. Howell, Benjamin J. Shore, Emily Hanson & William P. Meehan III
To cite this article: David R. Howell, Benjamin J. Shore, Emily Hanson & William P. Meehan III
(2016): Evaluation of postural stability in youth athletes: the relationship between two rating
systems, The Physician and Sportsmedicine, DOI: 10.1080/00913847.2016.1197763
Article views: 3
Download by: [University of Nebraska, Lincoln] Date: 14 June 2016, At: 09:08
Publisher: Taylor & Francis
DOI: 10.1080/00913847.2016.1197763
Article Type: Original Research
Evaluation of postural stability in youth athletes: the relationship between two rating
systems
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Authors: David R. Howell, Benjamin J. Shore, Emily Hanson, and William P. Meehan III
David R. Howell:
Post-Doctoral Research Fellow, The Micheli Center for Sports Injury Prevention, Boston
Children’s Hospital, Boston, MA, USA
Emily Hanson: Certified Athletic Trainer, The Micheli Center for Sports Injury Prevention,
Boston Children’s Hospital, Boston, MA, USA
William P. Meehan III: Director, The Micheli Center for Sports Injury Prevention, Waltham,
MA, USA; Assistant Professor in Pediatrics and Orthopaedics, Harvard Medical School, Boston
Children’s Hospital
Objectives: The Balance Error Scoring System (BESS) has been documented as a useful way to
However, limitations have been reported with its use due to the reliance on visual observation as
the primary measurement outcome. The primary purpose of this study was to examine the
correlation between the modified BESS (mBESS) as rated by a clinician and a simultaneous
analysis performed by an integrated video-force plate system. The secondary purpose was to
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Methods: A group of healthy youth athletes (n = 398; mean age 13.7 ± 2.4 years) completed the
postural stability. Spearman rank-order correlations were used to determine the strength of
correlation between the 2 rating systems. In addition, performance on the mBESS between those
with and without a history of concussion was compared using univariate ANCOVAs.
Results: A moderately high correlation was found during single-leg stance (ρ = -0.64, p < .001),
while a weak correlation was found during tandem stance (ρ = -0.30, p < .001). No postural
control differences were found between groups with and without a concussion history.
Conclusion: The video-force plate rating system correlates well with the clinician rating during
the single-leg stance of the mBESS, but not during double-leg or tandem stances. A history of
Keywords: postural balance; cerebral concussion; kinematics; kinetics; balance error scoring
system,
Introduction
Balance and postural control are necessary components for everyday functioning [1].
Concussion has been documented to impair the ability to control balance and posture [2–4].
Thus, balance control and postural stability assessments following concussion are often included
during post-injury examinations [5]. Prior studies have used three-dimensional motion capture
and force plate systems to objectively evaluate balance control following concussion, detecting
deficits lasting from several days to many months after injury [2,6,7]. Widespread use of these
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systems in a clinical setting, however, is limited due to cost and space constraints for testing.
Developing portable methods to test postural stability would allow clinicians to identify
impairments resulting from injury in an objective manner, within the confines of a clinical
setting. Prior studies suggest that portable balance testing protocols can be a way to identify
A common post-concussion postural control assessment, the balance error scoring system
(BESS), consists of measuring the ability of an individual to stand upright in various stances, on
firm or foam surfaces [5,9,10]. By altering the foot position of an individual and the surface
material on which they are standing, the BESS represents a systematic way to alter available
somatosensory and/or visual stimuli. The modified BESS (mBESS), a version of the BESS
which does not include foam surface conditions, has been suggested as a reliable and time-
efficient assessment for clinicians to use in the assessment and management of sport-related
concussion [11,12]. Although it is quick and easy to implement in clinical settings, limitations
have been identified with its use due to practice, learning, and fatigue-related effects [13–15].
Previous studies investigating the duration of practice and learning effects have reported
improvements across one season of athletic participation [14,16]. When repeat administration of
the BESS occurs, significant improvements have been identified from pre-season to post-season
in healthy athletes as rated by clinicians [14]. The effects resulting from a concussion have been
identified to last up to 5 days post-injury when rated by a clinician [17], but few studies have
tool for concussion [5], reliance on examiner judgment may produce inter-rater variability. The
clinical utility of the mBESS as a post-concussion evaluation of postural control may be limited,
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particularly in children and adolescent athletes, who are still developing and improving their
postural control as they age [18]. Thus, numerous recent studies have investigated ways to
increase test objectivity during stance tasks by examining kinematic data using accelerometers
[3,8,19], or kinetic data using pressure platforms [20,21] and force plate systems [22]. While
both forms of assessment provide useful data about postural stability, unique information may be
gathered by integrating both sources of data into a single objective rating of postural control
which combines kinematic and kinetic data [23]. Furthermore, doing so using a portable
examination system may enable clinicians to routinely conduct objective postural control
assessments to monitor recovery from injury. Therefore, the primary objective of this study was
to examine the correlation between clinician rated mBESS scores and simultaneously captured
postural control ratings using a video-force plate system among young, uninjured athletes. The
secondary outcome was to investigate the effect of prior concussion history on these two rating
system measures.
Participants
We conducted a cross-sectional study of athletes who underwent an Injury Prevention
Evaluation (IPE) at a sports injury prevention center between April 2013 and July 2015. During
the IPE, athletes complete a questionnaire about their previous medical history, sports
Participants were included if they completed the questionnaire documenting their injury history
and underwent an analysis of postural stability that included the mBESS as rated by a trained
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injury prevention specialist (certified athletic trainer or master’s level kinesiologist) and
Engineering LLC, Henrietta, NY). Participants who reported active involvement in at least one
sport at the time of testing were included in the study, while those with an existing ankle injury
at the time of testing [24] or with an intellectual or developmental disability [25,26] were
excluded from the current study. The study protocol was approved by the institutional review
board.
Within the medical history questionnaire, participants were asked if they had ever been
diagnosed with a concussion by a doctor or athletic trainer. Concussion was defined as a brain
injury caused by a direct blow to the head, face, neck, or elsewhere on the body, resulting in the
rapid onset of impairment of neurological function [5]. Thus, a history of concussion was
recorded from the participants’ response. Athletes who reported a prior history of concussion
were able to participate in the study protocol if they had already been medically cleared to
participate in unrestricted physical activity by their physician as a part of the IPE, and were not
Procedures
Three trials of the mBESS [3] were performed in 3 stances: double-leg, single-leg, and
tandem, each performed on a force plate(s) [11,12]. During double-leg stance, participants were
instructed to stand with their feet positioned side by side. During single-leg stance, participants
stood on the foot that they identified as their non-dominant kicking leg. The tandem stance
consisted of participants standing with their feet positioned where the non-dominant foot was
placed directly behind the dominant foot. During each stance, athletes place their hands on their
iliac crest and close their eyes. Each trial was performed for 20 seconds. Examiners recorded an
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error any time an athlete took their hands off of their iliac crests, opened their eyes, stumbled,
flexed or abducted the hip greater than 30 degrees, lifted their forefoot off of the floor, or
remained out of the proper position for greater than 5 seconds. Per mBESS protocol, the
maximum amount of errors per stance is 10. Four injury prevention specialists administered the
study protocol; previous studies have reported inter-rater reliabilities on the mBESS to range
from 0.85 to 0.95 (ICC) [27,28]. The sum of all errors committed during each stance comprised
respective clinician ratings. The sum of all errors committed across all conditions of the mBESS
comprised the composite clinician score, which ranged from 0 (no errors committed) to 30 (10
errors committed in each of the 3 conditions). Thus, the lower the score on the mBESS, the better
Simultaneously, postural control was assessed by the video-force plate system during
each trial through a concurrent capture of kinematic and kinetic data [23,29]. While participants
stood on the force plate(s), they wore a motion tracking vest. Markers were attached to the vest
via Velcro, and tracked by two video cameras (Webcam C600, Logitech Inc., Newark, CA,
USA) placed posteriorly and to the left and right of the participant. A set of 7 markers were
placed on anatomical landmarks of participants and tracked using the two cameras, positioned
posterior and to the left/right of the participant. The marker trajectories were captured at a
sampling rate of 30 Hz and reconstructed from data captured by the 2 video cameras to calculate
the three-dimensional position of each torso marker in space throughout the 20 second trial,
using Balance Engineering software. Markers were placed on the following anatomical
landmarks to define torso movement: superior medial scapular border (left and right), posterior
superior iliac spine (left and right), C7, T7, and sacrum. These anatomical locations provide a
representation of movement of the entire torso during each experimental trial. Seven markers
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were used, rather than a single point, to provide a three-dimensional trajectory of the entire torso
during the 20 second trial for use in further calculations. Center of pressure (COP) data were
collected synchronously as participants stood on the two force platforms, each embedded with 4
force sensors (FC23 Compression Load Cell, Measurement Specialties Inc., Fremont, CA, USA).
Postural stability was automatically quantified using Balance Engineering software [23]
and further analysis was conducted using a custom LabView program (National Instruments
Corp., Austin, TX). Three metrics were obtained during each stance, each representing a
different component of postural control: 1) the overall postural control rating, 2) the frequency of
movement in the sagittal and frontal planes of movement, and 3) the average weight distribution
of the participant on each force plate. The overall postural control rating is a metric representing
the ability of the participant to maintain control of their torso and center of pressure during each
20 second stance, previously used to examine the normative reference values among youth
athletes [23] and the effect of anterior cruciate ligament reconstruction on postural stability [29].
It was calculated using the displacement and variance of the torso marker and COP data: total
displacement was calculated for the weighted sum of the torso marker trajectories and COP path
throughout the 20 second trial, while variance was calculated as the average of the squared
differences from the mean of torso markers and COP path during the 20 second trial. The marker
and COP displacement and variance calculations were then used to calculate the postural control
( & ) ( & )
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This rating was normalized for the time of the test on a scale from 0-100, where a score
of 100 indicates no torso or center of pressure movement, and has been used in prior studies
evaluating postural control among athletes [23,29]. Additionally, a composite rating was
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The frequency of movement in the sagittal and frontal planes of movement was also
calculated. This metric is calculated from the rate of torso directional movement changes during
the duration of the trial, calculated separately for frontal (medial-lateral) and sagittal (anterior-
posterior) planes of movement. A low frequency indicates less torso movement change of
direction, while a high frequency indicates a high degree of directional changes of the torso
during the trial. Assuming an inverted pendulum model, double-leg stance control may be
achieved using an ‘ankle-strategy’ and primarily movement is expected in the sagittal plane of
movement [1].
The average weight distribution on each force plate is a variable indicative of basic
weight distribution during each stance, and was calculated from the percentage of total force
applied on each force plate throughout the duration of the test. Right and left percentages are
calculated during double stance, while forward and back foot percentages are calculated during
tandem stance, and the stance foot is calculated during single-leg stance.
Statistical Analyses
Continuous variables are presented as means ± standard deviations and were compared
using Student’s t-test; categorical variables are presented as percentages and were compared
using Fisher’s exact test. Concurrent validity between mBESS clinician-rated errors and the
video-force plate rating system was determined using Spearman’s rank-order correlations (ρ).
The strength of correlations between clinician-rated mBESS performance and video-force plate
ratings were considered according to the following definitions: no correlation (0-0.19), low
and high correlation (≥0.8) [30]. The reliability of measurements from the video-force plate
overall postural control ratings were evaluated using intraclass correlations (ICCs) across the 3
trials. The mean of the 3 tests in each condition was also compared using one-way analyses of
variance.
Clinician-rated mBESS scores and outcome variables derived from the video-force plate
analysis were also evaluated using a one-way analysis of covariance to determine if differences
existed between groups: those with a history of prior concussion and those without a history of
prior concussion. The following covariates were included in the analysis and were selected due
to prior literature suggesting an effect on postural control: sex [31], age [32], BMI [11], ankle
injury history [33], knee injury history,[34] and migraine history [35]. Statistical significance
was set at p < 0.05 and adjusted using the Bonferroni procedure when multiple comparisons were
made. Statistical analyses were performed with Statistical Package for the Social Sciences (IBM
Results
A total of 413 youth athletes underwent injury prevention evaluations during the study
period. Of those, 20 participants were excluded: 10 because they reported an existing ankle
injury at the time of testing, 5 because they reported no active participation in any sport or
activity, and 5 because they had a history of developmental disability. Thus, a total of 393
participants were included in the current study. Participant ages ranged from 8-18 years (mean =
14.3±2.4 years); those with a history of concussion were older, heavier, and had higher BMIs
than those without a history of concussion (Table 1). For participants with a history of prior
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concussion, the most recent injury occurred at a mean of 2.0±1.7 years prior to testing. Sixty-
No correlation was found between mBESS and video-force plate rated performance
during double-leg stance (ρ = -0.09, p = 0.09; Figure 1A). In contrast, a moderately high
correlation was found between measurements during single-leg stance (ρ = -0.64, p < .001;
Figure 1B) and a low correlation was found during tandem stance (ρ = -0.30, p < .001; Figure
1C). A moderate correlation was found for the sum of all 3 stances (ρ = -0.60, p < .001; Figure
1D). The ICCs in each stance suggested a high degree of internal consistency, as values from the
3 trials were 0.89 (double-leg stance), 0.80 (single-leg stance), and 0.83 (tandem stance). No
significant differences were detected between trials for double-leg stance (p = 0.56), single-leg
stance (p = 0.99), or tandem stance (p = 0.93), suggesting minimal learning effects within the 3
During double-leg stance, only 6 participants committed errors identified by the injury
prevention specialist during the mBESS (4 from the history of prior concussion group, 2 from the
no history of prior concussion group); thus, we were unable to make reliable between group
comparisons about the effect of prior concussion on performance during the double-leg stance
(Table 2). No significant differences were found during any condition of the mBESS when rated
by a clinician between those with and without a history of concussion (Table 2). Similarly, no
significant overall postural control rating differences were observed between the two groups in
any of the three stances (Table 3). No significant differences between groups were detected for
sagittal plane torso movement frequency or for average weight distribution in each of the 3
stances (Table 4). Participants with a history of concussion demonstrated significantly less
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frontal plane movement frequency during double-leg stance, but not in single-leg or tandem
Discussion
Data obtained from this cross-sectional investigation indicate that clinician ratings on the
mBESS and postural control ratings obtained from video-force plate system are moderately
highly correlated during the single-leg stance of the mBESS; more clinician-observed errors
correlated with more torso and COP movement. The double-leg and tandem stances of the
mBESS, however, did not demonstrate high correlations, suggesting that clinician rated errors
and video-force plate analysis do not possess a strong correlation during these conditions.
Prior studies have examined the association between observer ratings and instrumented
systems of evaluation on static balance tests. Using force plate measurements, Alsalaheen and
colleagues recently observed that BESS error scores and sway velocities are significantly and
highly correlated during single and tandem stances in a group of 36 healthy adolescents [22],
while Caccese and Kaminski observed that pressure platform metrics agreed with human scorers
during all 3 stances of the mBESS in a sample of 111 healthy collegiate athletes [20]. Others
have quantified postural control and its association with human raters through kinematic analyses
[3,8]. Comparing clinician-rated postural control errors with an accelerometer rating system,
increased diagnostic accuracy after concussion has been reported [3], while an accelerometer
placed on the forehead predicts observer-rated BESS scores [8]. Our data support this previous
work during the single-leg stance of the mBESS. As a moderately high correlation exists
between clinician and video-force plate ratings, the addition of an integrated system including
kinematic and kinetic data may be an appropriate method to increase objectivity of the single-leg
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The lack of moderate or high correlations between clinician-observed errors and the
postural control rating during the tandem and double-leg stances of the mBESS suggests that the
ratings calculated from the video-force plate system were not reflective of the performance
evaluated by the clinician. Previously, clinician raters and an accelerometer placed on the
midline of the pelvis have been identified to rate BESS performance differentially after
concussion, where the instrumented ratings could not distinguish patients with and without a
concussion but clinician raters could, particularly during the tandem stance [19]. The lack of a
strong relationship between rating systems during double-leg and tandem stances observed in our
study may be related to the notion of using a subjective form of rating postural stability to
quantify the maintenance of posture during a 20 second trial, which may not be reflective of true
postural control abilities [36]. Objective rating systems may provide a way to augment clinical
assessments of posture and increase the sensitivity of a testing battery to the effects of
concussion. Future research should seek to identify the added value of an integrated video-force
plate rating system during post-concussion evaluations to objectively detect postural control
impairments.
The similar postural control performance by this cohort of youth athletes suggests that
both instrumented and observer rating systems were unable to detect differences between those
with and without a history of prior concussion. Our cross-sectional approach to investigate this
question, however, is limited, as the mean time since the previous concussion among those with
a concussion history was 2 years. Previous work has demonstrated balance control deficits using
observer-rated BESS scores for up to one week post-injury [37] and for 5 months post-
concussion using an instrumented system of evaluation [3]. In contrast, dynamic gait deficits
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have been reported to range between 2 months to 5 years after concussion [38–41]. Thus, in
order to detect persistent deficits from concussion, more dynamic and challenging tasks may be
required.
During the double-leg stance condition of the mBESS, only 6 total errors were identified
by clinician raters throughout the entire study cohort (1.2% of all trials). This is likely due to a
basement effect in this condition which has been previously described in healthy individuals and
in those who recently sustained a concussion [12,19]. As a result of this effect, Hunt and
colleagues have suggested that removal of the double stance condition may increase the
reliability of postural control assessments commonly utilized following concussion [12]. Results
from the integrated video-force plate system provided a wider distribution of possible scores
(Figure 1A), potentially limiting such basement effects during the double-leg stance of the
mBESS. As deficits during the double-leg stance with eyes closed may indicate difficulty
controlling precise posture and integrating sensory stimuli [10], the use of objective methods
incorporating both kinematic and kinetic data may allow clinicians to identify subtle postural
stability deficits undetectable during human-rated trials particularly during double-leg quiet
stance tasks.
Interpretation of the findings from this study must be viewed in light of several
limitations. All study participants reported for testing as a part of a comprehensive evaluation of
injury risk factors and subsequent exercise prescriptions. Therefore, these athletes likely
represent a different cohort than the general population or the general athletic population,
limiting the generalizability of our results. Furthermore, we relied on the retrospective self-
reporting of previous injury history, rather than obtaining medical records for documentation of
concussion occurrences. A prospective approach which tests athletes acutely after concussion
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may provide a more robust method to identify if a combined video-force plate analysis could
augment the diagnosis and management of sport-related concussion by increasing the objectivity
of clinical balance exams. In addition, we did not record how many times and when the athletes
had previously completed an mBESS assessment, which may have affected performance.
Finally, athletes who had a concussion history were older and heavier than those without a
concussion history and these group characteristic differences may have affected our results.
Conclusion
mBESS performance and postural stability measured by a video-force plate system during the
single-leg stance of the mBESS. The use of objective methods to identify deficits following
concussion may assist clinicians by reducing the variability inherent in human judgment and
limiting practice effects, thus representing a useful addition to the multifaceted post-concussion
examination.
Acknowledgements
The authors gratefully acknowledge Corey Dawkins, MS, ATC, Dennis Borg, MS, ATC, CSCS,
and Jen Morse, MS, CSCS for their assistance in the collection of data.
Declaration of interests
W Meehan receives royalties from ABC-Clio publishing for the sale of his book, Kids, Sports,
and Concussion: A guide for coaches and parents, and royalties from Wolters Kluwer for
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working as an author for UpToDate. He is under contract with ABC-Clio publishing for a future
book entitled, Concussions, and with Springer International publishing for a future book entitled,
Head and Neck Injuries in Young Athletes. His research is funded, in part, by from the Football
Players Health Study at Harvard, which is funded by the National Football League Players
Association and by philanthropic support from the National Hockey League Alumni Association
through the Corey C. Griffin Pro-Am Tournament. The authors have no other relevant
affiliations or financial involvement with any organization or entity with a financial interest in or
financial conflict with the subject matter or materials discussed in the manuscript apart from
those disclosed.
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Figure 1: Scatterplot and line of best fit describing the relationship between clinician-rated
errors on the mBESS and video-force plate postural control ratings during (A) double-leg stance,
(B) single-leg stance, (C) tandem stance, and (D) the composite of all 3 stances.
Downloaded by [University of Nebraska, Lincoln] at 09:08 14 June 2016
Table 1: Participant Demographics. Means (SD) are presented for continuous variables, n (%)
are presented for categorical variables.
Ankle injury
42 (40%) 100 (35%)
history
Knee injury
11 (11%) 20 (7%)
history
Migraine
10 (10%) 19 (7%)
history
*Youth athletes with a history of concussion were significantly older (p = .006) and heavier (p =
.049) than those without a history of concussion.
Table 2: Mean (95% CI) scores of athletes during each stance of the mBESS rated by a clinician
(ANCOVA covariates included sex, age, BMI, ankle injury history, knee injury history, and
migraine history).
Table 3: Mean (95% CI) scores of athletes during each stance of the mBESS for the overall
postural control rating of the video-force plate analysis (ANCOVA covariates included sex, age,
BMI, ankle injury history, knee injury history, and migraine history).
Concussion History No Concussion Significance
Variable
(n=104) History (n=289) (p)
* Participants with a history of concussion demonstrated significantly less frontal plane torso
movement frequency than those without during double-leg stance.