Cystic Fibrosis

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PHYSIOLOGICAL REVIEWS

Vol. 79, Suppl., No. 1, January 1999


Printed in U.S.A.

Physiological Basis of Cystic Fibrosis: A Historical Perspective


PAUL M. QUINTON

Department of Pediatrics, University of California, San Diego, La Jolla; and Division of Biomedical Sciences,
University of California, Riverside, California

I.Introduction S3
II.From Witches to Science S4
III.Research in the ‘‘Wild West’’ S5
IV. The Mucus Story S5
A. Pancreas S6
B. Airways S6
C. Gastrointestinal tract S7
D. Reproductive tract S7
E. Salivary glands S7

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F. The cell S8
V. The Electrolyte Story S9
A. Sweat gland S9
B. Pancreas S11
C. Airways S12
D. Intestine S13
E. The gene and cell S13
VI. Which Story to Believe? S14

Quinton, Paul. M. Physiological Basis of Cystic Fibrosis: A Historical Perspective. Physiol. Rev. 79, Suppl.: S3–
S22, 1999.—Cystic fibrosis made a relatively late entry into medical physiology, although references to conditions
probably reflecting the disease can be traced back well into the Middle Ages. This review begins with the origins
of recognition of the symptoms of this genetic disease and proceeds to briefly review the early period of basic
research into its cause. It then presents the two apparently distinct faces of cystic fibrosis: 1) as that of a mucus
abnormality and 2) as that of defects in electrolyte transport. It considers principal findings of the organ and cell
pathophysiology as well as some of the apparent conflicts and enigmas still current in understanding the disease
process. It is written from the perspective of the author, whose career spans back to much of the initial endeavors
to explain this fatal mutation.

I. INTRODUCTION zens in the struggle for its control (28). It is little wonder
in view of this wide range of effects and of the remarkable
During my career, cystic fibrosis (CF) has grown vig- progress made in our time in understanding the disease
orously in science, medicine, and society. Scientifically, that it is now considered by some to be a paradigm for
CF has advanced from innumerable speculations about integrating scientific, medical, and social efforts in the
its cause to a precise definition of causative mutations control of a disease. But still we have no cure and no
accompanied by accurate, quantitative descriptions of effective control of its relentless destruction of the lungs
their physiological effects. Medically, the life expectancy and pancreas.
of CF patients has increased from death in early childhood This review is constrained to the events and observa-
to an age over 30 years (98), with a great reduction in tions that, from my viewpoint, seem to bear directly on
pediatric morbidity.1 Socially, it has almost become a the development of fundamentals in our understanding of
household word, enlisting the support of millions of citi- the disturbances in the physiological systems and pro-
cesses that result in the disease we call CF. I can in no
1
In the United States, the gene frequency is almost 4%, and CF way deal with all of the observations, insights, and efforts
afflicts Ç1 in 3,200 live births (1 in 2,400 in the United Kingdom). Over
20,000 patients are under the care of 113 certified CF centers alone (76, that have created our present understanding. An excellent
93, 111, 248). recent review (266) covers a number of contemporary and

0031-9333/99 $15.00 Copyright q 1999 the American Physiological Society S3

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S4 PAUL M. QUINTON Volume 79

more recent subjects that relate fundamental abnormali- still nameless, the present day terminology for CF began
ties to clinical progress and gene therapy. to evolve during the 1930s. These descriptions focused
Over the past three decades, I have struggled, and on the pancreatic involvement and steatorrhea and often
still struggle, to understand how CF can be seen both as related it to a form of celiac disease, although the concur-
a disease simply caused by abnormally thick mucus and rence of bronchopulmonary complications were noted as
as a disease of clearly fundamental defects in electrolyte well (4, 26, 95, 119). Fanconi et al. (95), in 1936, were
transport. This struggle admittedly shapes this review. In probably first to refer to the disease as ‘‘cystic fibro-
so much as this approach may be controversial because matosis with bronchiectasis’’ and recognized it as sepa-
of the inevitable biases that I carry, I hope that it might rate from celiac disease. Andersen in 1938 (4) used the
also provoke better resolution of the problem. Also, I have term ‘‘cystic fibrosis of the pancreas.’’ Histochemical ex-
taken the more personal, but less scientifically formal, aminations of other organs revealed inspissations and
approach of citing the names in most instances of the concretions in the ducts and lumens of intestine and lung.
investigators of whom I have been privileged to know. By 1945 (before the abnormality in sweat was known),
There are others that I have not named directly; I hope Farber (96) had introduced the term mucoviscidosis to
that they will be forgiving. I am indebted to them all. challenge the fledgling nomenclature that Andersen had
focused on the pancreas. He firmly believed that the
cause of the disease was a generalized ‘‘state of thickened
II. FROM WITCHES TO SCIENCE mucus.’’ This name is still widely used and often preferred
outside the English speaking world. In retrospect, both

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Historical searches lead us to believe that at least names were misnomers reflecting the limited view of the
some of the characteristic symptoms of the disease may pathology at the time. In 1946, Andersen and Hodges (5)
have been recognized and been associated with its mor- refined the observations and presented the first compel-
tality in the primitive societies of eastern Europe even ling evidence that the disease is genetic and results from
before the Middle Ages. Most of our information on the an autosomal recessive mutation. Two years later, an im-
earliest indications of CF come from the persistent dig- pressive heat wave in New York resulted in a high inci-
gings of Busch (40 –46). A few references uncovered in dence of heat prostration among a number of her patients
medieval folklore predict death for an infant that tastes at Columbia Hospital (136). Fascinated by this event, di
‘‘salty’’ when kissed. Such infants were thought to be Sant’Agnese, also at Columbia, sought the source of the
‘‘hexed’’ (46). In 1606, Alonso y de los Ruyzes de Fonteca, salt loss that had precipitated the heat prostration (73).
professor of medicine at Henares in Spain, wrote that it His conclusion brought the empirical insights of primitive
was known that the fingers taste salty after rubbing the folklore on salty tasting kisses into the medical literature
forehead of the bewitched child (3). The modern diagnos- of the 20th century. di Sant’Agnese presented his findings
tic criterion of salty sweat seems to have been seen even to the American Pediatrics Society in 1953 as the last
then as a premonition of sickness, emaciation, and early paper of the day which he noted ‘‘almost no one attended’’
death. Possibly the earliest accurate medical description (personal communication). General acceptance of the ab-
of the pancreatic lesion in a case of CF was given in an normality as a fundamental component of the disease
autopsy report on a supposedly ‘‘bewitched’’ 11-yr-old girl took several years. But within 5 yr, it was established that
in 1595 by Pieter Pauw, professor of botany and anatomy the uniqueness of this particular abnormal physiological
in Leiden, The Netherlands. He described the child as function afforded a method for accurate, accessible diag-
being meager with a swollen, hardened, gleaming white nosis. The sweat test quickly became and remains the
pancreas (46). Anecdotal records from the mid-1600s re- most common and reliable single parameter, possibly ex-
port conditions that must have reflected steatorrhea, pre- cepting recently available genetic analysis, for differential
sumably arising from pancreatic insufficiency, another diagnosis of CF (158).
diagnostic hallmark of the disease (40, 42, 44, 124). A few However, these apparently unrelated findings set the
records from the 19th century and early 20th century stage for confusion. On the one hand, it was obvious to
associated steatorrhea, meconium complications, and the pathologist that the disease was caused by abnormal
pancreatic lesions (103, 213). Landsteiner, who also de- mucus or proteinaceous inspissations in the lumens of
fined blood groups, published possibly the first modern pancreas, lung, and intestine. Adjectives like ‘‘thick,’’
description of meconium ileus associated with a defec- ‘‘sticky,’’ ‘‘tenacious,’’ and ‘‘inspissated’’ were used liber-
tive CF pancreas (156). Meconium ileus is now consid- ally in early reports (4, 26, 95, 96, 277) and continue to
ered to be almost pathognomonic of the disease (216). be used (93, 94, 150, 184, 207, 255) to describe the micro-
The turn of the 20th century brought the first obser- scopic changes observed in affected tissues. On the other
vations that began to associate lung disease with diarrhea hand, the sweat gland with its abnormally salty secretion,
and abnormal pancreatic function as well as reports of which produced no mentionable amount of mucus and
congenital familial steatorrhea (103, 272). Although it was showed no structural defects, became the clearest crite-

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January 1999 CYSTIC FIBROSIS: A HISTORICAL PERSPECTIVE S5

rion for diagnosis. Any unifying hypothesis needed to ex- cellular Ca2/ in mononucleocytes was abnormal. De-
plain both. creased protease activity (203, 261), arginine esterase
(202), g-glutamyl transpeptidase (19), galactosyl trans-
ferase (204), a-D-glucosidase (2) activities, and a2-macro-
III. RESEARCH IN THE ‘‘WILD WEST’’ globulin (234) were all reported to be altered as well.
Attention turned again to cultured cells when Breslow
In the ensuing 20 years, the search for a basic defect and co-workers (35, 37) reported that CF fibroblasts were
that would unify the disparate symptoms of the disease much more resistant to dexamethasone in culture than
followed numerous paths mainly based primarily on em- their normal counterparts. It was reported that Tamm-
pirical observations, often completely unrelated to any Horsfall glycoprotein induced a multifold increase in alka-
known pathology. Much of the literature from the late line phosphatase activity in CF fibroblasts (49), that acid
1960s and 1970s came from what might be viewed as a phosphatase and a-mannosidase enzymes from CF cells
‘‘Wild West’’ era of research. Few things made sense, and were more heat sensitive than normal (50), that intracellu-
there seemed to be almost no guidelines. I well remember lar Ca2/ was increased in CF fibroblasts (8, 51), and that
Efraim Racker’s remark in 1985 as he began an overview calmodulin regulation of Ca2/-ATPase was abnormal (132).
of CF as an address to a National Institutes of Health Sometimes many man years of labor were lost and careers
sponsored symposium at the Heart House with the remark were changed in failed attempts to duplicate a result. For
that ‘‘Anyone who has read the literature in CF and says example, several years and literally thousands of rats (D.
he isn’t confused, is confused.’’ Dearborn, personal communication) were invested in try-

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The first reported putative cellular defect was an off- ing to replicate the transport inhibitory factor effect re-
shoot of observations in glycogen storage disease in ported on rat parotid glands (171, 269). None of these re-
which Danes and Bearn (63, 64) reported that fibroblasts ports has been substantiated rigorously. Some have been
cultured from CF patients developed significantly more refuted or seriously challenged (22, 38, 209, 258, 268). A
metachromatically stained granules than those derived very few have been courageously retracted (36).
from normal subjects. Later in the course of examining Many of these reports most likely represent errone-
the effect of tobacco smoke on ciliary beating, Spock ous starts and premature conclusions that were supported
(242) reported that serum from patients with CF caused by the ease of publishing in a field without a reliable,
increased mucus release and induced a marked dyskinesia reproducible scientific point of reference. Often studies
in the ciliary action of rabbit trachea when applied to of this period rested on an uncritical faith in published
the luminal surface in vitro. The excitement gained much results. The renowned CF physician Harry Shwachman
momentum when Bowman et al. (34) reported that the once remarked ‘‘There have been more Chairmen of pedi-
effect could be duplicated using oyster cilia and Dogett atrics made from CF than from any other disease because
and Harrison (83) reported that it could be reversed by anything can be published’’ (personal communication). As
heparin and that a cationically charged protein was the a part of the CF story, these works may be most valuable
‘‘factor’’ responsible for the effect. in emphasizing the importance of setting critical experi-
The idea that a circulating humoral factor was at the mental standards and in posting a warning of the pitfalls
heart of the pathology gained still greater attention when that must accompany attempts to tie empirical pathologi-
Mangos and co-workers reported that sweat or saliva from cal observations to underlying physiological and biochem-
CF patients applied to the luminal surface of rat salivary ical phenomena.
gland ducts (172) or human sweat gland ducts (173) inhib-
ited active Na/ absorption in these epithelia. Rao and IV. THE MUCUS STORY
Nadler (202) suggested that a defect in arginine esterase
accounted for these effects by elevating the concentra- It is now clear that abnormalities extend well beyond
tions of cationic amino acids. A large, heat stable macro- fibrotic cysts in the pancreas and that several target or-
molecule in CF tears and stool fluids was reported to gans such as the sweat, lacrimal, and parotid salivary
stimulate excessive mucin release from the urn cell of the glands do not produce ‘‘viscid mucus’’ (194). Nonetheless,
exotic marine invertebrate Sipunculus (10). no doubt because of the impressive histological findings
Then, Wilson and co-workers (270, 271) reported that of accumulated mucus in the airways and to apparent
a unique protein band appeared in CF serum electropho- ‘‘mucous plugs’’ in other organs (31, 96, 277), the idea that
resed through a pH gradient to its point of isoelectric CF was a disease primarily caused by thick sticky mucus
focus. Lieberman and co-workers thought that an elevated to this day commonly pervades the thinking of physicians,
protein with lectinlike binding properties that could be scientists, and patients alike. This perspective of the dis-
detected via agglutination of red blood cells (163), but ease was entrained by observations in several exocrine
which disappeared during menses (164), reflected the ba- organs that appeared to be based on some form of abnor-
sic defect. Katz and co-workers (223) reported that intra- mal mucus secretion or metabolism.

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S6 PAUL M. QUINTON Volume 79

A. Pancreas cells, but probably not more so than other chronically


inflamed airways (207).
Cystic fibrosis patients with infected airways gener-
Abnormalities in the pancreas made it easy for early
ally produced sputum that was thick and viscid, but its
investigators to conclude that the fundamental abnormal-
physical properties were largely determined by the pres-
ity was altered and/or increased in mucus production.
ence of cellular and bacterial debris, especially DNA,
Overt symptoms of pancreatic insufficiency did not ap-
which made it impossible to define the nature of (or possi-
pear until ú85–90% of the pancreas was lost (69, 99, 174).
ble differences between) pure mucus secretions from na-
Pancreatic insufficiency developed in utero in some pa-
tive uninfected CF and control airways. Nonetheless, the
tients and over a period of many years in others (259).
gross appearance of the expectorant as well as analyses
The progression has been qualitatively estimated as in-
reporting abnormally low water content (96% for CF vs.
volving four (subjective) degrees of involvement (65): 1)
98% for bronchiectasis) supported the notion that airway
eosiniphilic concretions in the lumen, 2) widening of the
mucus secretions were abnormally thick and ‘‘dehy-
ducts with intra- and interlobular fibrosis and microcysts
drated’’ (137a, 185–187). Even now, the question remains
appearing to be due to ductal obstruction, 3) acinar and
as to which occurs first, increased (abnormal) mucus se-
ductal atrophy and disintegration accompanied by fatty
cretion or infection and inflammation (17, 137, 139). Un-
infiltration, and 4) scar tissue surrounding isolated islets
doubtedly, it is noteworthy that infections begin in the
of Langerhans with total loss of acinar and ductal struc-
small bronchioles before detectable loss of lung function
tures with increased incidence of insulin and glucagon
takes place (66, 184, 251). Pertinent to the question, there
insufficiency due to ‘‘strangulation’’ of the islets. The in-

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is very recent evidence from studies of a specially bred
spissated plugs or concretions in the ducts were reported
CF-gene knockout mouse that changes in mucus in the
to contain high concentrations of Ca2/ (151). In general,
airway may precede disease (133). It remains significant
the caudal pancreas was found to deteriorate more rapidly
that despite prodigious efforts to define a chemical aberra-
than the head, and although there is no bacterial infection,
tion in mucins produced in CF, to date no unique composi-
mild leukocytic infiltration was seen even in early stages
tional differences have been defined (114, 159). However,
of the destruction (71). The progressive loss of function
some progress may be being made (56, 220) in redefining
was highly variable, not an ‘‘all or none’’ phenomenon,
early reports of alterations in the sulfation (29, 53) and in
and in some cases seemed to occur almost ‘‘unit by unit’’
sialylation and fucosylation of CF mucus (79). The early
over extended periods as ducts were obstructed and acini
recognition that DNase had marked thinning properties
were lost to ‘‘mucus blockage’’.
on crude CF sputum (52) and the recent application of this
knowledge through the therapeutic use of cloned human
DNase to reduce sputum viscosity in vivo (189, 201, 232,
B. Airways
233) underscored the fact that viscosity was not solely
due to abnormal mucus. Thus the disease in the lung was
Impressions from the pancreas that CF was a disease frequently perceived as being caused by thick mucus, that
of abnormal mucus were strongly reinforced by lung pa- was clearly ‘‘abnormal’’ as compared with normal lung
thology. In young infants, even before significant anatomic secretions, but the more appropriate comparison is proba-
changes occurred, the appearance of bronchial mucus bly to mucus produced in other diseased lungs. Introduc-
hypersecretion was the first notable evidence of a pulmo- tory sentences such as ‘‘Abnormally viscoelastic secre-
nary lesion (277). It remains an enigma that in contrast tions in CF cause impaired mucus clearance and persis-
to most other lung diseases, the upper lobes fell prey to tence of bacteria within the lung’’ were and are common
infection before the lower lobes, and like the pancreas, in the literature of CF. That is not to say that there is no
the lungs deteriorated over months or years seemingly chemical abnormality in CF mucus, but it seems that it
almost unit by unit. Frequent involvement of the airways was not widely recognized that such an abnormality was
was consistently noted at autopsy as dilated bronchi with still far from being established and that other diseases,
tubular bronchiectasis. Bronchial lumens were filled with asthma and especially status asthmaticus (250), bronchi-
purulent exudates (4, 31, 93, 94). The tracheal bronchial ectasis without CF (176), pseudohypoaldosteronism
submucosal glands appeared normal in development but (117), Kartagener’s (immotile cilia) syndrome (221), and
frequently hypertrophied with dilated lumens that under some cases of Sjogren’s (autoimmune destruction of exo-
the microscope seemed to be filled with dense mucus crine tissue) syndrome (61), all produced sputum that is
(207). Histochemical studies suggested that glands in ‘‘thick and viscid’’ or ‘‘dry,’’ but did not result in CF lung
chronically infected patients produced more highly sul- pathology (112). Cystic fibrosis sputum was found to be
fated mucins, but probably not more so than non-CF, dis- almost uniquely characterized by bacterial flora con-
ease-related controls (154). Similarly, the airway epithe- taining a mucoid form of Pseudomonas aeruginosa that
lium appeared to be excessively populated with globlet produced alginate. This protein, commonly used as a food

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January 1999 CYSTIC FIBROSIS: A HISTORICAL PERSPECTIVE S7

thickener, was once thought to be largely responsible for cosal fluid-filled cysts, but these changes apparently
the viscosity of CF sputum (84, 85). Why the CF lung is occurred without inflammation (92). As many as 20%
predisposed to this form of a ubiquitous bacteria remains of CF patients were observed to suffer cholelithiasis
as another mystery. Unfortunately, the complexity of spu- (gallstones), but it is most likely that this complication
tum, the nature of the infection, and the individual vari- was secondary to depletion of the bile acid pool be-
ability of the inflammatory responses (137a, 138, 196) have cause of decreased digestive enzymes and increased
prevented unassailable comparisons of the composition stool (259).
of mucus in different diseases.
D. Reproductive Tract
C. Gastrointestinal Tract
Observations in the female genital tract gave fur-
ther evidence of a disease of viscid mucus. Inspissated
The biliary tree, the gallbladder, and the intestine
mucus plugs were sometimes found obstructing the
have all been reported to show similar signs of increased
cervical canal (183). At times, the endocervix and cer-
mucus or ‘‘thickened’’ mucus production. Clearly, one of
vix were found to exhibit polypoid masses presumed
the most dramatic and compelling demonstrations that
to contain inspissated mucus (86, 183). The gross qual-
CF was a disease of ‘‘mucoviscidosis’’ derived from the
ity of the mucus was found to be thick, tenacious, and
pathognomonic association between CF and meconium
of relatively low volume compared with controls (150).
ileus. During the 1960s, sufficient records were accumu-
Cystic fibrosis women showed a significantly lower fer-

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lated to demonstrate that Ç10% of CF patients were born
tility rate thought to be due to the impediment the
with this condition (75, 216). In these infants, the small
thick mucus imposed upon sperm entering the cervical
bowel was blocked with a thick, dehydrated, rubbery,
canal (59).
tarry, tenacious mucoid plug. The loss of pancreatic en-
The tissue most sensitive to CF in terms of embryo-
zymes in utero undoubtedly gave rise to accumulations
logical development was the epididymal duct and vas def-
of undigested proteins (e.g., albumin) which when mixed
erens. In most cases of CF, these structures were found
with intestinal mucus produced the impervious, hypervis-
to be incomplete (129, 181). It was speculated, but not
cid meconium substance. Microscopic examination of the
proven, that the atresia was due to blockage of the duct-
surrounding intestinal epithelium showed dilated mucus
ules in utero (123, 155, 160). Most males with CF were
glands with prominent mucus cells along lumens that con-
found to be aspermic or hypospermic (123).
tained a ‘‘stringy’’ secretion (31, 126, 255). It was taken
almost as a given that the mucus glands of the colon
similarly demonstrated an increased proportion of mucus E. Salivary Glands
goblet cells (31), but a carefully executed morphometric
study of colonic biopsies showed no significant differ- A few other morphological aberrations mainly in the
ences between goblet cell distribution in CF and normal submaxillary and minor labial salivary glands also seemed
subjects. Differences in individual cell morphology be- consistent with abnormal mucus. These glands were re-
tween CF and normal cells were attributed to the high ported to contain mucous plugs and eosinophilic staining
lipid load associated with pancreatic insufficiency (179). mucus in their lumen (231), but it was not possible to
A more recent ultrastructure study of the small gut sug- conclude that these observations were strictly unique to
gested that cytological abnormalities were associated the disease (161). Figures 1 and 2 offer an example of the
with crypt cells where the highest concentration of cystic kinds of microscopic changes that have been observed in
fibrosis transmembrane conductance regulator (CFTR) mucus-producing exocrine glands in the form of minor
was expressed (219). salivary glands from CF and control subjects. Even though
Liver cirrhosis was not usually encountered until these glands were not known to become infected or in-
much later in life and then in only a few percent of pa- flamed or to autodestruct by autolysis, dilated ducts with
tients, but a large fraction of patients at autopsy exhibited thinner walls were outstanding features of the CF speci-
‘‘focal biliary cirrhosis’’ in which focal zones of numerous mens, but what appeared to be more darkly stained mate-
bile ducts and tubules contain distinctly eosiniphilic, gran- rials, thickened, were present in the lumens of the ducts
ular secretions that appeared to form plugs that caused of both glands.
ductal dilation (72). Barbero and Sibinga (13) found that salivary glands
In about one-third of autopsied cases, the gallblad- were significantly enlarged in CF, but this result was then
der was found to be hypoplastic and to contain thick interpreted to be due to the chronic administration of b-
or gelatinous mucus, viscid green bile, clear jelly, solid adrenergic agonists (222, 230). Saliva from CF patients
green bile mucus sometimes along with obliteration of demonstrated an abnormal color and turbidity, presum-
the cystic duct. These bladders often exhibited submu- ably due to higher concentrations of Ca2/ and phosphate

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S8 PAUL M. QUINTON Volume 79

FIG. 1. Hematoxylin- and eosin-stained tis-


sues from cystic fibrosis (CF) minor labial sali-
vary glands. Note ducts are distended with rela-
tively thinner epithelial walls (right arrow).
Acini appear dilated also (middle arrow). Ironi-
cally, substance in lumen (left arrow) for most
part appears less ‘‘dense’’ and ‘‘thick’’ than in
normal tissue in Fig. 2. Magnification, 1200. (Mi-
crograph courtesy of Dr. Walter Finkbeiner, Uni-
versity of California, San Diego.)

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(30, 169) that appeared to reverse upon administration of impact on understanding mucus abnormalities in CF.
guanethidine (55). Pancreatic enzyme supplements were However, once it became appreciated that CFTR was a
thought to influence salivary composition as well (247). Cl0 channel, Al-Awqati and co-workers (1, 11) reported
that normal acidification of intracellular vesicles in CF
could not be achieved and that posttranscription sialyla-
F. The Cell tion and fucosylation of mucous molecules would be de-
creased and increased, respectively, due to the effect of
Even though CFTR, the gene affected in CF, was the altered pH on the optima of the glycosylating enzymes.
cloned 10 years ago (134, 210, 215), the finding has little However, Verkman and co-workers (25, 229) found no

FIG. 2. Hematoxylin- and eosin-stained tis-


sues from normal minor labial salivary glands.
Walls of duct are clearly thicker (top right
arrow), and lumen diameters are significantly
smaller relative to comparable structures in CF
gland. Acini are not dilated, and their lumens
are hardly discernible at this level (left arrow);
however, substance in lumens (bottom right
arrow) could be interpreted as being ‘‘thick-
ened’’ compared with CF tissue submandibular
glands (Fig. 1). These examples are provided
to not only show tissue differences but also to
illustrate ambiguity in interpreting ‘‘appearance’’
of mucus in histological specimens as was com-
mon in early pathology studies. Magnification,
1200. (Micrograph courtesy of Dr. Walter Fink-
beiner, University of California, San Diego.)

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January 1999 CYSTIC FIBROSIS: A HISTORICAL PERSPECTIVE S9

differences in intraorganelle pH of CF cells and vigorously TABLE 1. Electrolyte concentrations in control and CF
refuted this observation and speculation. sweat
Electrolyte Concentration, mM
V. THE ELECTROLYTE STORY Cl0
Na/ K/ Ca2/

Except for the sweat gland, most clinical distur- Control 16 23 8 0.65
CF patients 99 101 15 0.83
bances have been related to abnormalities that appeared
to be directly related to abnormally viscid mucus secre- Measurements are averages from more than 500 cystic fibrosis
tion. The three to five times normal elevation of NaCl in (CF) and 1,000 control subjects and should not be taken as fixed or
the sweat of CF patients was long viewed as something absolute (see text). [Data from di Sant’Agnese and Powell (76).]
of an outlier in the etiology of the disease because the
sweat gland was without significant mucus. Even Ander-
tolerance among troops sent to North Africa was attrib-
sen was reluctant at first to believe that it could be im-
uted to adaptations in sweating, he pursued excessive loss
portant to the basic pathology of the disease (di
of salt in the sweat as the most likely origin of volume
Sant’Agnese, personal communication). A few investiga-
depletion during the high heat stress (personal communi-
tors tried to reveal similar electrolyte abnormalities in the
cation). He began collaborating with Darling, Perera, and
salivary glands (27, 74, 170, 263). In general, the Na/, Cl0,
Shea to prove it. Renal output and conservation of Na/
and K/ concentrations in CF salivary secretions, more so
was within normal range. Nothing in the stool could be
with submaxillary and labial than with parotid glands,

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implicated. However, when sweat was collected and ana-
appeared at somewhat higher concentrations than those
lyzed, the concentrations of both Na/ and Cl0 were greatly
from normal glands, but although Ca2/ was consistently
increased in sweat from CF patients (73). It was not possi-
found to be about twice normal, the results have not al-
ble to give strict concentration values for these ions in
ways been statistically significant (27, 194). If there are
either CF or normal subjects simply because the fractional
disturbances in tear glands, they are not large, probably
absorption of salt from the secreted sweat varied enor-
because these glands secrete a relatively unmodified iso-
mously with secretory rate, age, circulating aldosterone
tonic fluid (32, 74, 235). Throughout the history of CF, no
levels, acclimatization, drugs, and any number of less ob-
exocrine secretion or physiological function has provided
vious factors (167, 236). For example, in salt-depleted nor-
as clean a discriminator between normal and CF subjects
mal individuals, fractional absorption ranged from almost
as has sweat.
90% for sweating at low sweat rates to only a few percent
Undoubtedly, the overt lack of any clinically apparent
in some subjects surfeiting on sodium and sweating at
renal disturbance undermined early thinking of CF as a
very high rates (personal observations; Refs. 81, 90, 91,
disease of a generalized disturbance in electrolyte trans-
168). After analyzing samples from hundreds of patients
port (76). The CFTR was found recently to be expressed
(76, 236), however, it became evident that two relatively
in the human kidney (62, 178), but there was little evi-
distinct zones separated normal from CF pediatric sub-
dence of renal compromise. No morphological abnormali-
jects (Table 1). In normal subjects, sweat concentrations
ties have been observed (177). There is an increased unex-
of salt fell below Ç60 mM, and in CF, sweat concentra-
plained clearance of several drugs, especially aminoglyco-
tions rose above that value with almost no overlap (76,
sides (9, 97, 128, 157, 274). A few reports of other
236).3 In an extensive study, the average sweat electrolyte
functions such as reduced concentrating and diluting ca-
values for siblings and parents of CF patients were found
pacities (210) or altered glomerular filtration rate (121,
to be slightly, but significantly, increased over the normal
243) were either not followed up or remained controver-
population (76). A few years later, Shwachman and Mah-
sial (241).
moodian (236) refuted these results in putative heterozy-
gotes in another extensive report.
A. Sweat Gland Sweat had much value as a parameter in differential
diagnosis, but it was cumbersome to collect and difficult
As noted in section II, the first indication that CF to obtain without serious evaporative losses. Some early
extended beyond an apparently abnormal mucus ap- attempts to place the subject in a body bag to obtain
peared when di Sant’Agnese set out to determine the etiol- enough sweat for analysis proved that this approach pre-
ogy of volume (salt) loss in Andersen’s patients afflicted sented a high risk for fatal hyperthermia. In the late 1950s,
by the heat wave that hit the northeast United States in Gibson and Cooke (104) seized the idea of stimulating
the summer of 1948.2 Noting that the development of heat localized sweating by electrophoresing (iontophoresing)

2 3
One cannot help but wonder about the course of events had air The overlap is much greater with adults, presumably because of
conditioning been common then. the increased secretory capacity relative to its absorptive capacity.

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S10 PAUL M. QUINTON Volume 79

the positively charged secretagogue pilocarpine into an In 1981, Knowles et al. (140) reported that the electro-
area of skin of Ç20 cm2. The area was then hermetically negative potential across the nasal airway in CF was sig-
sealed under taped plastic, and after Ç30 min, the sweat nificantly larger than normal. This report along with the
absorbed into the gauze was weighed, eluted, and ana- facts that NaCl absorption was inhibited in CF sweat ducts
lyzed for concentrations of Cl0.4 The protocol has become and that Na/ was relatively more absorbed than Cl0 gave
internationally used and accepted as almost mandatory me the idea that the basic defect in the CF duct had to
for the diagnosis of CF (158). Only a few other very rare be due to anion impermeability (192) and not to defective
conditions created false-positive results. Among them anion exchange (191) (as I had been thinking earlier based
were Addison’s disease (82), pseudohypoaldosteronism on chemical measurements) or to increased Na/ absorp-
(117), hypothyroidism (60), and malnutrition (48, 57, 175). tion as was postulated for the airway (140).6 However,
A few isolated cases diagnosed with CF have been re- the fluid volumes involved in microperfusion of single
ported with sweat Cl0 concentrations in the normal range ducts were far too small and the specific activity of Cl0
(67, 244), but it is not clear whether these observations too low to accurately measure isotope fluxes to prove Cl0
are true exceptions with an unknown physiological com- impermeability. In microperfused isolated segments of ab-
pensation or whether normal physiological parameters sorptive ducts from CF and normal subjects, I found that
that have not been accounted for are at play. the average spontaneous transepithelial potential of nor-
Numerous studies were conducted over the next de- mal sweat ducts was Ç7 mV, whereas in CF ducts it was
cade that firmly established the validity of the sweat test Ç75 mV (193). In the meantime, on the suggestion of
(70, 76, 105, 158, 236), but in the course of these studies, Maurice Burg, I found that we could demonstrate the

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several observations were also noted that would form anion impermeability electrophysiologically by ion substi-
the basis of, or provide helpful insights into, the future tution and showed that replacing Cl0 with the relatively
understanding of the physiology of CF. First, almost con- impermeable SO20 4 anion in normal, microperfused ducts
temporary with di Sant’Agnese’s observations, the ‘‘two- raised the value of lumen negative potential to about equal
step’’ theory of exocrine fluid formation was published that of the CF duct, whereas the maneuver had much
(227). The theory predicted that exocrine fluids were first less effect in CF ducts (193). Corroborating results were
secreted as an iso-osmotic fluid in the secretory or acinar obtained a little later in single glands in vivo (23, 198).
structure of the gland and secondarily were modified in Because the defect was expressed in the morphologically
composition as they passed through the ductal or tubular normal sweat gland, it appeared to be independent of any
network of the gland before being excreted.5 Direct ultra- secondary pathological or degenerative consequences due
micro sampling from the gland (224–226), histological to infection, inflammation, or mucus disturbances that
cryo-osmometry (237, 239), and linear extrapolation (48, often occurred in other target tissues that secreted macro-
80) were important approaches that verified the theory molecules. Thus this property not only provided a physio-
and answered the initial question of whether CF sweat logical explanation for the high salt content in CF sweat,
was higher in concentration due to a primary secretory but it also provided the first description of a basic, cellular
defect that secreted fluid at hypertonic concentrations or defect that has since proven to be uniformly inherent in
due to an absorptive defect in which ductal electrolyte CF affected cells.
absorption failed in CF. It was also noted that sweat Na/, Abnormalities in adrenergic control in CF had been
but not Cl0, in CF dropped as expected in response to suspected for several years (12, 246). Schwarz and Sut-
increased levels of circulating aldosterone (78). Slegers cliffe (228) suggested that the uptake of salt from the duct
(238, 239) also observed that the ratio of Na/ concentra- might be influenced with adrenergic agonists. But not until
tion to Cl0 concentration in normal sweat was almost 1984 did Sato and Sato (217) find a fundamental corollary
invariably ú1.0, whereas in CF sweat, it was almost al- of the Cl0 impermeability defect in fluid secretion, also
ways õ1.0. Both of these observations hinted that Cl0 in sweat glands. They found that the secretory activity of
was less effectively absorbed than Na/. Schulz and CF sweat glands was almost completely insensitive to b-
Fromter (225) noted in three patients with CF that the adrenergic stimulation.7 The insensitivity was later shown
electrical potential associated with sweat production on to be due to the fact that in the sweat gland b-adrener-
the skin was more electronegative than normal and even gically stimulated fluid secretion was coupled to the same
suggested that this could only occur if Cl0 were less per- Cl0 channel that was altered in salt absorption (195). The
meable than Na/, but these results were neglected and Cl0 conductance in absorption was also under b-adrener-
apparently were not mentioned again until pointed out by 6
I felt some empathy with di Sant’Agnese because I presented this
a reviewer of my manuscript some 14 years later (193). idea in 1982 at a Cystic Fibrosis symposium where I too was the last
speaker of the evening, and although present, most of the audience was
4
The differences from normal in Cl0 concentration are larger than asleep.
differences in Na/ concentration. 7
b-Adrenergic innervation serves no known physiological func-
5
Some lower vertebrates, but not mammals, can secrete hyper- tion; thermoregulatory sweating appears to be purely cholinergic and is
tonic fluids (190). not abnormal in CF.

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January 1999 CYSTIC FIBROSIS: A HISTORICAL PERSPECTIVE S11

TABLE 2. Comparison of electrolyte composition and rate of pancreatic secretions collected from the duodenum of
control and pancreatic sufficient CF patients
Electrolyte Composition, mM
Volume, Trypsin, Protein,
0
Cl HCO30 Na/ K/ mlrkg01rh01 mg/ml mg/ml

Hadorn’s study
Control subjects (n Å 10–30) 60 (258) 75 (258) 107 (73) 11 (73) 4.7 (115) 220 (115)
CF patients (n Å 10) 86 (115) 19 (115) 119 (73) 9 (73) 0.8 (115) 515 (115)

Kopelman’s study
Control subjects (n Å 9) 81 45 142 8 9.7 2.75
CF patients (n Å 9) 77 39 151 8 4.9 5.6

Reference numbers are given in parentheses. Data for Kopelman’s study are from Kopelman et al. (149).

gic, cAMP-dependent control (199, 200, 206, 267). Chloride of Vater and collect relatively pure pancreatic secretions
impermeability and insensitivity to activation by protein also during in vivo pharmacological stimulation with intra-
kinase A has now become the signature of expression venous pancreozymin/secretin. Although Kopelman et al.
of CF in the single cell, whether native, transfected, or (148) did not find significant differences in electrolyte con-

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cultured.8 Although overlap was too great to permit detec- centrations (Table 2), both studies concluded that macro-
tion of heterozygotes on an individual basis, the average molecules were abnormally concentrated and that
sweat rate of the heterozygote population in response HCO30 and volume outputs were abnormally low in CF
to a b-adrenergic challenge still remains one of the few, patients. The fact that secretin-stimulated HCO30 secretion
perhaps the only, physiological parameter that showed was mediated by cAMP-dependent protein kinase and that
intermediate expression of the gene in vivo (18, 218). the pancreas was so adversely affected in CF revealed
that Cl0 impermeability has a pronounced negative effect
B. Pancreas on exocrine HCO30 transport. This effect still remains as
one of the most important but neglected and poorly under-
Untreated, the large majority of CF patients suffered stood aspects of pathophysiology in CF. With the recogni-
from severe malnutrition that was attributed to the loss tion that fluid secretion was inhibited, the explanation for
of pancreatic parenchyma and the concomitant loss of pancreatic deterioration no longer required ductal
digestive enzymes. Some questioned whether the defect blockage by abnormally viscid mucus. Without sufficient
in sweat NaCl might be due to poor nutrition. About 10% of fluid and HCO30, digestive proenzymes stagnated and acti-
diagnosed patients escaped pancreatic insufficiency (71), vated prematurely in the pancreatic ducts. The results,
which we now know is due to different genotypes (135, nonetheless, were the same: microautolysis, focal injury,
152). Although the gross and microanatomy of pathologi- inflammation, infiltration, calcification, plugged ducts, fi-
cal changes in the pancreas were obvious from the outset, brosis, and scarring until the entire parenchyma of the
it was not until the late 1960s that Beat Hadorn recognized pancreas, like the lung, but from a seemingly different
that fluid and electrolyte secretion, like electrolyte ab- cause, was destroyed.
sorption in sweat, was also abnormal in CF. In 10 patients The first fundamental work on the molecular proper-
who did not exhibit overt pancreatic insufficiency, se- ties of the Cl0 conductance affected in the disease also
creted volumes and HCO30 content were markedly de- arose from the pancreas. The earliest attempts (101, 264)
creased in CF while Cl0 and digestive enzyme concentra- to use patch-clamp techniques to show the molecular de-
tions were increased (115, 116, 125) (Table 2). Most CF fect through Cl0 single-channel activity encountered se-
patients were relatively refractory to secretin stimulation vere controversy. Several investigators, most of whom did
but responded to pancreozymin. These early observations not publish (J. Hanrahan, J. Wine, J. Bijman, and R.
were the first evidence that like the sweat gland, only one Greger), were unable to repeat the published results that
of at least two mechanisms of fluid secretion involved in a nonlinear rectifying Cl0 channel could be activated by
pancreas was seriously impaired. b-adrenergic agonists, as required for the affected channel
About 15 years later, Kopelman et al. (149) used an in CF (153). After 2 years of controversy, using an organ
enteric double-ballooned catheter to isolate the ampula culture system of human pancreatic ducts developed by
Ann Harris, Argent et al. (109) found two types of Cl0
8
Protein kinase A is the most established intracellular mediator channel activity: one with outwardly rectifying chord con-
of CFTR Cl0 conductance, although other pathways may be involved. ductances ranging from Ç19 to 53 pS was seen rarely and

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S12 PAUL M. QUINTON Volume 79

was activated by strong depolarization and another with TABLE 3. Concentrations of electrolytes in airway
Ç4–7 pS linear conductance was abundant and activated surface fluids from two studies
by cAMP/protein kinase A. These results were rapidly con-
Electrolyte Concentration, mM
firmed (21, 58, 120, 273), and the rectifying channel was
0
shown not to be correlated with CF (262). Cl Na/ K/

Joris’ study

C. Airways CF patients 121 129 23


Control subjects 82 84 29

While searching for evidence that electrolyte trans- Knowles’ study


port in the airways was important for host defense,
CF patients 76 86 24
Knowles et al. (140) included a few CF patients in his Control subjects 80 88 22
cohort of asthmatic and heart disease subjects. He discov-
ered that the electrical potential associated with the nasal
mucosa of CF patients was significantly more electronega-
tive with respect to blood than with all other subjects. spontaneous potential was read, Na/ conductance was
This finding in 1981 provided the first physiological link blocked with amiloride, the mucosa was challenged with
between the lung, the pancreas, and the sweat gland (140). isoproterenol, a b-sympathomimetic agonist, and Cl0 was
The common link was not mucus, but electrolytes. Al- removed from the perfusate. The response of the electri-

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though it was not rapidly appreciated, the finding allowed cal potential to amiloride was two- to threefold larger, but
the possibility that problems with mucus were due not to the response to b-adrenergic challenge and Cl0 substitu-
abnormalities with its synthesis or composition, but to tion was significantly smaller or nonexistent in CF sub-
the fluid environment into which mucus was secreted jects; all effects were consistent with inherent Cl0 imper-
(195, 196). In CF subjects, the spontaneous electrical po- meability in CF.
tentials measured across respiratory mucosa were about With the recognition that CF was a disease of electro-
twice normal (53 mV in CF vs. 25 mV in healthy control lyte transport came a renewed concern regarding abnor-
subjects) with no overlap in values. The difference in elec- malities in the composition of the airway surface fluids
trical potential between CF patients and normal subjects (ASF). Earlier attempts to gain insights from sputum and
persisted down the airways as far as the airway lumen laryngeal secretions collected from CF patients and con-
could be accessed, although the absolute values became trol bronchiectatic subjects indicated that the solid con-
smaller so that in CF segmental bronchi the average po- tent of these fluids were increased (Ç10 vs. Ç5%) and
tential difference was 32 mV (CF) vs. 15 mV (normal) in that Na/ and Cl0 concentrations were lower, respectively
bronchi (145), lumen negative relative to blood. In the (176, 186, 187). However, these results probably did not
presence of amiloride, a diuretic known to block epithelial reflect the actual physiological values of the ASF in vivo
Na/ conductance, the transepithelial electrical potential because these secretions were badly contaminated with
fell in both groups to about the same level (Ç5 mV). debris from infection and inflammation. Unfortunately, it
Knowles et al. (140) postulated that in the airways, the has proven to be extremely difficult to collect and analyze
increased potential found in CF was due to significantly ‘‘pure’’ ASF from the airways because it normally exists
accelerated active Na/ absorption from the airway surface in an extremely thin layer estimated to be from 10 to 50
fluids in the lumen. This hypothesis was appealing be- mm in depth. More recent studies reporting the composi-
cause it presented a mechanism (dehydration by exces- tion of salt in the fluid in the large airways are inconsistent
sive fluid absorption) by which abnormally thick mucus for CF. During bronchoscopy, samples were collected on
could be formed in the airways (33). The same Cl0 imper- filter paper placed in the ASF on the airway wall. In addi-
meability defect previously described in the sweat duct tion to the difficulty of analyzing such small samples free
(192, 193) was then found in the airways (142, 144). So- of evaporative and gravimetric errors, even these direct
dium absorption was not enhanced but clearly decreased sampling techniques suffer serious potential artifacts aris-
in the sweat duct, and it is not clear that Na/ transport ing from the invasiveness of the method and the respon-
is affected in the pancreas or intestine. Neither the mecha- siveness of the epithelium to disturbances (Table 3).
nism of enhanced Na/ absorption in CF airways nor its As of this writing, the airway continues to build CF
link to the genetic defect has yet been explained. history. Recently, Smith et al. (240) reported that primary
From these initial observations, a new clinical proce- cultures of CF airway epithelial cells grown at an air inter-
dure using the potential differences measured across the face were compromised in their ability to resist bacterial
nasal mucosa was developed to assist in the diagnosis of infections with respect to their normal counterparts. They
CF (141). The potential was measured while the nasal further showed that reducing the salt concentration of
mucosa was perfused with different solutions. After the fluid collected from the CF epithelium restored bacteri-

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January 1999 CYSTIC FIBROSIS: A HISTORICAL PERSPECTIVE S13

cidal activity and raising the salt concentration of the fluid enterocyte cells. Several other alterations in the gastroin-
collected from control epithelia removed its bactericidal testinal tract have been reported, but clear abnormalities
activity. Similar results were reported for CF and control have been difficult to establish (110).
cells grown on tracheal xenografts in immunodeficient Ironically, it now seems that these abnormalities in
mice (107). Analysis of the salt concentrations in the ASF the gut may be the most likely cause for the high incidence
over primary cultures supported the conclusion that, like of some CF mutations, notably DF508. Earlier, the selec-
the sweat gland, the NaCl concentration in CF ASF was tive pressures thought to be responsible for the high gene
significantly elevated (276). These results may strengthen frequency of CF were numerous and almost completely
the possibility that abnormalities in the composition of speculative (147, 188, 245). When it became clear that all
the airway fluid as opposed to inherent abnormalities in three target organs, the sweat gland, the pancreas, and
the composition of airway mucus was the component that the lung, were products of electrolyte transport distur-
predisposes the CF lung to airway disease. bances, I suggested altogether too narrowly that the selec-
tive advantage of the CF heterozygote might be in the
intestine and related it to surviving cholera infections
D. Intestine (192). I did not realize that cholera did not strike Europe
until the 19th century, obviating this plague as a selective
Work on the electrolyte abnormality in the gut was pressure. However, I later learned that that diarrheal dis-
slow to evolve probably because of an early prevalence eases caused by ubiquitous organisms such as enterotoxic
of the idea that malabsorption in CF was essentially due Escherichia coli (197) have affected humans for long

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to pancreatic dysfunction. In 1985, the first transport ab- enough period to conceivably constitute the selective
normality in the CF intestine was reported as an enhanced pressure. Proof of the notion has not been forthcoming,
rate of glucose uptake in vivo (100), which was proposed but CF patients have been found to be refractory to acute
to be due to smaller diffusional barriers. The finding was exposure to Sta (heat-stable E. coli enterotoxin) in vivo
later confirmed in vitro and shown to be associated with (108). The survival of transgenic CF mice exposed to chol-
significantly higher nutrient-stimulated short-circuit cur- era toxin perhaps provided the strongest support of the
rents in CF (15, 118, 254). Additional electrolyte transport hypothesis (102).
disturbances in the CF intestine arose from observations
that jejunal biopsies from CF patients in contrast to nor-
mal subjects failed to respond with a significant increase E. The Gene and Cell
in lumen to serosal positive current when stimulated with
PGE2, dibutryl cAMP, acetylcholine (252, 253), or the Ca2/ In addition to being a dramatic achievement in sci-
ionophore A-23187 (180). Consistent results were ob- ence, the search for the CF gene was one of the greatest
tained in the ileum, colon, and rectum (20, 24). The in successes in CF research. Because there was no known
vivo intraluminal potential in the jejunum when perfused gene product and only Cl0 impermeability, a membrane
with Cl0-free solution was significantly more positive in function property, was known to be characteristically al-
CF than in control subjects, whereas theophylline stimu- tered, the gene had to be found without a chemical
lated net fluid secretion in control, but not CF, subjects marker. The alternative approach was positional cloning,
(254). Both the increased Na/-dependent nutrient uptake but only the assumption that the mutated gene had to be
and the depressed secretory responses of the CF gut were expressed in the sweat gland, where Cl0 impermeability
compatible with an inherent loss of Cl0 conductance. The had been demonstrated, linked the patient phenotype to
absence of a normal anion shunt in the apical membrane the positional cloning effort. Before 1985, the location
should increase the apical membrane Na/ gradient of the of the CF gene in the human genome was completely
enterocyte in CF, thereby producing larger currents when unknown. Eiberg et al. (89) observed that a polymorphic
nutrients were present. As for diminished secretion, any serum paroxonase was inherited with high frequency
agonist that required the CFTR Cl0 channel in the apical (linked) with the CF gene. In the same year, Tsui and
membrane would necessarily fail to elicit a response if co-workers (146, 257) used another restriction fragment
the channel were missing or nonfunctional. linked polymorphism (RFLP) marker to localize the gene
There was accompanying evidence of pH aberrations to the long arm of chromosome 7. Thereafter, the race
in the CF intestine. Postprandial contents in the early gut was on to find the gene. Its localization was narrowed to
remained at a lower pH (õ6.0) for significantly longer within 1–2 1 106 base pairs using RFLP. The most vigor-
periods of time than in that of control subjects (106, 211, ous competition was between Williamson’s group in Lon-
275). These effects may be simply the result of diminished don and Tsui’s group in Toronto. It was rumored that Bob
pancreatic HCO30 secretion but could also, like the pan- Williamson had the gene, but the lead did not hold. In
creas, reflect a compromised ability of the intestine to 1985, in a stunning trilogy of papers published simultane-
secrete HCO30 as a function of lost Cl0 permeability in the ously (134, 210, 215), the Toronto group including Jack

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S14 PAUL M. QUINTON Volume 79

Riordan’s laboratory supported by Francis Collins’ group would require enhancing expression and delivery of the
at Michigan reported the cloning of the gene for CF. The mutant protein to the membrane. Still, direct proof that
gene was conserved throughout numerous species, indi- CFTR was a Cl0 channel was lacking. It remained possible
cating its evolutionary importance; it was predominantly that it was a regulator, not a channel itself. The first evi-
expressed in the target organs affected by the disease dence that CFTR was a channel was presented by mutat-
including cells from the sweat gland. The cDNA hybridiz- ing lysine at position 95 and 335 to glutamate and showing
ing to the candidate gene sequences from the CF locus that this change reversed the anion selectivity sequence
were isolated from libraries constructed from sweat gland of the channel (7). Although Greger and co-workers (122)
mRNA from CF patients and unaffected subjects. Se- refuted these results, it is difficult to imagine how such
quence comparisons between initial partial cDNA from alterations would cause changes in permselectivity if they
the two sources revealed the absence of three nucleotides were not directly involved with conducting the anion.
in the patients even before the full-length sequence was Bear et al. (16) provided the first direct proof that CFTR
obtained, which was ultimately necessary to predict the was a Cl0 channel by reconstituting CFTR protein into
protein product structure. The subsequent finding that artificial membranes and demonstrating cAMP/ATP-de-
this DF508 deletion was present in almost 70% of the pendent channels with the same properties as those pre-
chromosomes from patients diagnosed with the disease viously described for CFTR wild type expressed ex vivo
provided assurance that the correct gene had been found. in patch clamping.
They named its protein product CFTR, suggesting that it We pass over an avalanche of data provided subse-
might not be a Cl0 channel itself, but that it might regulate quently by patch-clamp and whole cell electrical re-

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Cl0 channel activity (210). cording techniques. The principal results of which de-
The next important step was to express the gene in scribed an ion channel with an anion selectivity of NO3
living cells. At first, great difficulty was encountered in ú Br ¢ Cl ú I ú gluconate and a nonrectifying conduc-
creating a full-length cDNA that could be propagated in tance of Ç6 – 8 pS (58, 109, 131, 273). The channel was
bacteria and expressed in cells. Gregory et al. (111) clev- primarily activated by cAMP-dependent protein kinase
erly surmised and validated that a cryptic region in exon (58, 214, 248, 265). Activity was ATP dependent (6, 200),
6 of the CFTR cDNA induced a transcript that was toxic and ATP hydrolysis was required for channel opening
to the host bacteria. When they inactivated the promoter, and for channel closing as well as a nonhydrolyzed li-
the bacteria were able to carry plasmids containing CFTR gand (14, 113, 205, 256).
cDNA. This important conclusion was fundamental to de-
veloping cell lines expressing the gene and its mutants.
Using a low copy number plasmid, Welsh and co-workers VI. WHICH STORY TO BELIEVE?
(208) first corrected CF in cells ex vivo by transfecting a
CF cell line with normal cDNA. The approach was quickly What does CF history show us in the past half cen-
improved upon by using mutated E. coli in which produc- tury? It is clear that CF involves electrolyte transport ab-
tion of the toxic component was suppressed (54, 87). With normalities in all affected epithelial tissues and that mu-
the advent of cell lines capable of expressing CFTR and cus secretion is or becomes enhanced in some tissues but
its mutants came Seng Cheng’s startling discovery that not in others. It is clear that mutations in CFTR directly
mutations in the putative nucleotide binding folds pro- affect Cl0 permeability and likely have other effects either
duced proteins that were incompletely processed or de- directly or indirectly on Na/, HCO30, and probably other
graded before reaching the membrane. The hallmark of ion distributions. However, the effect on mucus remains
this event was failure to glycosylate asparagine residues unclear. Admittedly, I have been biased for many years
at positions 894 and 900 of the CFTR protein, which was that the basic defect probably does not directly involve
readily monitored from the electrophoretic mobility shift both electrolytes and mucus, largely because it seemed
associated with the extension of the N-linked oligosaccha- superficially, at least, incompatible with my obsolete edu-
ride chains elaborated in the Golgi (54). Kartner et al. cation in the ‘‘one gene, one protein’’ concept. The sweat
(130) then showed that DF508 CFTR did not reach the gland offers no support for a defect in mucus production
membrane in native CF epithelia. However, equally sur- or synthesis. The luminal blocks and concretions of the
prisingly when mutant CFTR such as DF508 did reach the pancreas can probably be explained as the result of focal
membrane, it exhibited reasonably good function as a Cl0 stagnation of autolytic enzymes as discussed in section
channel (88, 162). Shortly later, Welsh and co-workers IVB. It has been tempting to say that the ‘‘abnormality’’ of
(68) also discovered that these mutants were thermosensi- mucus in the airways is simply the result of infection and
tive, and growing cells at reduced temperature enhanced that the apparently abnormal increase in viscosity is due
processing and allowed expression of CFTR Cl0 channels. to the presence of DNA or to relative dehydration. Cer-
These findings generated new thinking about therapeutic tainly, a number of related anecdotal observations made
approaches. They suggested that correcting the defect on very young infants as well as on adults dying of nonres-

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January 1999 CYSTIC FIBROSIS: A HISTORICAL PERSPECTIVE S15

piratory causes report the presence of multiple casts and sporadic events seems to fit well with the disease process;
plugs in very small airways that conceivably could pre- that is, neither of the two organs that completely fail in
cede infection. The lack of normal, cyclical changes in CF, the lungs and the pancreas, do so suddenly. Rather,
the viscosity of vaginal fluids during the menstrual cycle there is progressive destruction (sometimes enduring de-
and the occasional mucus plugs encountered in the female cades) of the organ unit by unit as it were. In the airways,
CF cannot be easily explained by infection either. In addi- the sporadic insults that continually occur with debris
tion, the submucosal glands of the large airways and the that is deposited from inhaled air push isolated units be-
intestine have been described repetitively as containing yond the threshold of homeostasis to produce a localized,
thick, stringy, or viscous mucus. It also seems unlikely destructive spiral of mucus release, accumulation of de-
that these results are directly due to infection. Still, the bris, and inspissation of ineffective mucus with subse-
evidence that the mucus per se in these glands is abnormal quent loss of function. We know too little about variations
in CF is weak. We may surmise that the ‘‘apparently’’ in acinar and lobular functions in the pancreas to be able
abnormal mucus might well be a normal response to an to suggest what precipitating factors initiate focal stagna-
underlying challenge, but it is not possible to dismiss the tion in ductules, but it seems likely that such variations
mucus condition in CF as simply due to chronic infection. exist and that beyond a point, localized flow and probably
There are fundamental tissue phenomena that may pH, becomes too low to provide proper clearance of the
help in integrating these events, at least from my armchair. unit before proteolytic enzyme activation and autolysis
First, one of the most primitive defenses that epithelia occurs. Because a few percent of CF males are fertile, the
offer to challenges from the outside world is mucus re- vas deferens may follow the same pattern, possibly again

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lease. Irritation of an epithelium results in hypersecretion due to problems in HCO30 and pH. Without further knowl-
of mucus. If mucus secretion is increased in CF and not edge of the processes incumbent with its development,
inherently constituitively increased or a function of infec- we cannot know which potentially destructive elements
tion, some form of ‘‘irritation’’ of the epithelium seems might be present, but stagnant lytic enzymes in the semi-
likely to be present. Changes in the composition (and/or nal fluid seem likely to lead to the same course seen in
volume) of the epithelial surface or luminal milieu should the pancreas. The intestine and other organs largely es-
inherently accompany the physiological defect in electro- cape this tirade of deterioration because there seems to
lyte transport in CF. Because epithelia are skilled in de- be few, if any, destructive elements such as highly concen-
tecting surface or luminal changes, I ask if the defective trated digestive enzymes in the pancreas or intensely in-
changes in themselves could constitute a chronic irrita- flammatory agents in the airway to damage the epithelia.
tion to target epithelia. The defect would be even more The sweat gland escapes structural alterations for at least
aggravating if CFTR has functions that extend beyond two reasons: 1) physiological sweating is driven by a se-
creating a Cl0 conductance, especially if it either directly cretory mechanism that is not affected in CF so that there
or indirectly impedes the movement of other ions such is no reduction in flow, and 2) the composition of its
as HCO30, where the pancreas has tried so emphatically product, sweat, normally varies over a wide range that
to teach us for years that the transport of the two ions includes the composition of sweat produced in CF so that
must be coupled. In addition to potentially constituting a the composition in the CF gland lumen is still within a
chronic irritation and provoking increased mucus secre- well-tolerated physiological range.
tion, alterations in composition also present an abnormal Which story is correct? Neither a consideration of
environment into which mucus secretions are released, mucus nor of electrolytes alone is likely to present the
leading to a second, related phenomenon: physical prop- whole truth. Both must be interdependent and interre-
erties of mucus are intrinsically dependent on their envi- lated. History has not yet resolved where and why they
ronment. The viscoelastic properties of macromolecular overlap to produce the complex path that witches dubbed
polyelectrolytes such as mucus are critically sensitive to as a curse and that we in science still struggle to find.
ionic strength and pH (165, 166, 249). Alterations in the Until we chart that path, we may wander the Wild West
ionic strength, divalent ion concentration, or pH are cer- with the stark possibility that even now we have not yet
tain to affect the physical status of the mucus, which considered the true reason that CF is a disease.
again, in itself, may contribute to irritation to create a
vicious cycle. The facts that in nature mucus and HCO30
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Physiological Basis of Cystic Fibrosis: A Historical
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