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On Defying Resurgence (2017)
On Defying Resurgence (2017)
Behavioural Processes
journal homepage: www.elsevier.com/locate/behavproc
Review
A R T I C L E I N F O A B S T R A C T
Keywords: A review of different investigators’ definitions of resurgence revealed several common features: First,
Resurgence characteristics of the resurgent, or target, response, such as its transience; magnitude; time course within and
Recurrent behavior across sessions; and relativity to a baseline response rate are not mentioned. Second, the target response is
Condition worsening described as being established through its reinforcement in the first, or Training, phase of a resurgence
Extinction
procedure. Third, the target response must be eliminated as an alternative response is reinforced in the second,
Definition
Operant behavior
Alternative Reinforcement, phase of a resurgence procedure. Fourth, the alternative response must be
Reinforcement history extinguished during the Resurgence Test phase. Fifth, none of the definitions allude to any contribution of
Stimulus variables stimulus variables to resurgence. When reconsidered in light of contemporary research germane to these
features, none of the reviewed definitions sufficiently reflect important variables in the generation and
assessment of resurgence. The review concludes with a proposed working definition that takes into account
contemporary research involving all of the aforementioned factors.
⁎
Corresponding author at: Department of Psychology, West Virginia University, Morgantown, WV 26506-6040, United States.
E-mail address: klattal@wvu.edu (K.A. Lattal).
1
Now at Universidade de Brasília, Campus Universitário Darcy Ribeiro, 70. 910-900, Brasília-DF, Brazil.
2
Now at University of Mississippi Medical Center, Jackson, MS, 39216 USA. Carlos Cançado was supported by a postdoctoral fellowship (PNPD-CAPES) during the writing of this
article.
3
Now at Department of Psychology, Rollins College, Winter Park, FL 32789 USA.
http://dx.doi.org/10.1016/j.beproc.2017.04.018
Received 1 December 2016; Received in revised form 26 April 2017; Accepted 27 April 2017
Available online 06 May 2017
0376-6357/ © 2017 Elsevier B.V. All rights reserved.
K.A. Lattal et al. Behavioural Processes 141 (2017) 85–91
−“Resurgence is the term used here to refer to this occurrence of a effect. The discriminative stimuli associated with the richer and leaner
previously reinforced behavior … when a more recently reinforced schedules were reversed in the AR phase, with a reversal of the time
behaviour … is undergoing extinction …” (Cleland et al., 2000, p. 118; allocated to the schedules and their associated stimuli. In the RT,
see also Cleland et al., 2001). reinforcement was eliminated and time allocation transiently shifted in
− “A simple principle of potentially wide application may be stated favor of the stimulus associated with the richer schedule in the first
as follows: When, in a given situation, recently reinforced behavior is phase. Bruzek et al. (2009) reported similar findings with college
no longer reinforced, behaviors that were previously reinforced under students. When time spent on activities designed to quiet the crying of a
similar circumstances tend to recur” (Epstein, 1983). simulated infant no longer quelled its crying, the students spent their
− “Resurgence is the recovery of a previously reinforced and time engaged in activities that, in the T phase, had that quieting effect.
extinguished response during extinction of a second previously re- The most direct measure of resurgence is an absolute one: How
inforced response” (Hoffman and Falcomata, 2014). many responses occur or how much time is allocated to an alternative
− “Resurgence occurs when a previously extinguished response during the RT phase? This widely used index of resurgence can be
recovers following the extinction of some alternative response” misleading in the absence of a baseline context. For that reason, most
(Lambert et al., 2016, p. 283). tests of resurgence either informally or formally take into account the
− “Resurgence is said to occur when a previously learned response rate of the target response relative to its occurrence in other phases of
recurs following a hiatus from that response, during which time some the resurgence experiment. For example, using a single discrete
other response first is reinforced and thereafter extinguished” (Lattal response, the usual procedure is to compare the rate of the target
and St. Peter Pipkin, 2009, p. 254). response to its rate of occurrence in the terminal sessions of the
− “Resurgence refers to recovery of an extinguished operant immediately preceding AR condition. Resurgence is said to occur only
response after discontinuation of reinforcement of an alternative when the target response rate is relatively higher than its rate in those
response” (Marchant et al., 2013, p. 678). terminal sessions.
− “Resurgence is characterized by the reappearance of an extin- Other relative measures of resurgence can be useful when the effects
guished operant response when an alternative behavior introduced of two or more independent variables or values of independent
during extinction is subsequently placed on extinction” (Podlesnik and variables on resurgence are directly compared using either multiple
Shahan, 2009). (e.g., Doughty et al., 2007) or concurrent schedules (for further
− “Extinguished operant behavior can return or ‘resurge’ when a discussion of measuring resurgence, see Cançado et al., 2016). da
response that has replaced it also is extinguished” (Trask et al., 2015, p. Silva et al. (2008, Experiment 1b), for example, used a three-phase
187). concurrent resurgence procedure to examine the effects of reinforce-
These definitions, along with others, which were omitted simply ment frequency of the target response in the T phase on subsequent
because they repeat the same points, share several elements. First, resurgence. Pigeons first were trained on a concurrent variable-interval
measurement characteristics of the resurgent (hereafter, target) re- (VI) 1-min VI 6-min schedule. In the AR phase, key-peck reinforcement
sponse, such as its magnitude and time course within and across was discontinued (extinction) and reinforcers were delivered according
sessions and its relation to some behavioral baseline are not mentioned to a single VI 3-min schedule for responding on a third response key.
in any of the definitions. Second, the target response must be During the RT phase, more responding occurred on the key previously
established by its reinforcement, which is accomplished in the first, associated with the schedule delivering more frequent reinforcement;
or Training (T), phase of a resurgence procedure. Third, the target however, when responding on the keys formerly associated with the VI
response must be at least nominally extinguished as an alternative 1-min and VI 6-min schedules was normalized with respect to the
response is reinforced in the second, Alternative Reinforcement (AR), response rates on either key in the T phase, the relative resurgence on
phase of a resurgence procedure. (In some experiments, this phase is the two keys was about the same.
broken into two phases, with functional extinction of the first-trained Two other, less well investigated, dimensions of the measurement of
response occurring in the T phase followed by reinforcement of the resurgence important in its definition are temporal and local ones.
alternative response in the second; cf. Cleland et al., 2000; Epstein, Sidman (1960) observed that “the completion of a transitory phase is
1983.) Fourth, the alternative response must be extinguished during the marked by a return to the same behavior that would have been
Resurgence Test (RT) phase. Fifth, none of the definitions allude to the observed if the transitory effect had never taken place” (p. 311), and
role of stimulus variables in resurgence. The question of how each of so it is with resurgence. When the RT is extended beyond a single
these shared definitional features map onto what currently is known session, the time course of resurgence sometimes, but not always, is one
about resurgence is considered in the sections that follow. of the target behavior increasing from near zero at the beginning of the
RT phase to peak as the alternative response dissipates across this
3. Measuring resurgence phase. The target behavior then dissipates to zero as the RT phase
continues (presumably because such behavior is not reinforced). A
Definitions typically start with measurement (e.g., Bridgman, 1927; common, but not uniform finding, is that resurgence often reaches its
Kaplan, 1964/1998; Kaplan, 1964; Plutchik, 1968). Most of the apogee not in the first session, but in subsequent ones (depending, of
definitions in the preceding section indicate the measurement of course, on such things as session duration and frequency). Basing
discrete responses (as in “a response” or “a behaviour”). A few, however assessments of resurgence on single sessions therefore may be mislead-
indicate simply “behavior” as the measure. It has been suggested that a ing in terms of whether it occurred and the extent of such occurrence.
good bit of operant behavior, such as reading, conversing, eating, or Little is known at this point about variables controlling either the time
sexual activity, does not lend itself as readily to discrete frequency course or qualitative character of resurgence. Session length undoubt-
counts as it does to time allocated to such activities (e.g., Baum, 2012; edly has an effect, but whether, and, if so how, these aspects of
Premack, 1965; see also Brownstein and Pliskoff, 1968). But, does resurgence change as a function of variables in either the training or
operant behavior measured as time allocation resurge similarly to alternative reinforcement phases is under-investigated (see Podlesnik
operant behavior measured as discrete responses? Cançado et al. (in and Kelley, 2014; for an assessment of how stimulus variables affect the
press) measured resurgence as time allocated to one of two concur- pattern of resurgence across sessions in the RT phase). In some reports
rently available variable-time reinforcement schedules. In the T phase, of resurgence, its transitory nature has been ignored by using a single
one VT schedule delivered response-independent reinforcers with a RT-phase session. Even more problematic is that in group designs the
probability of 0.75 and the other with a probability of 0.25. Each peck highly variable resurgence effect often is averaged across several
on a changeover key shifted the discriminative stimuli and schedules in subjects, obfuscating the variability of its time course.
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K.A. Lattal et al. Behavioural Processes 141 (2017) 85–91
Fig. 1. Cumulative target responses of a rat during the first three sessions of an RT phase.
Each hash mark on the x-axis represents 100 s.
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K.A. Lattal et al. Behavioural Processes 141 (2017) 85–91
trials consisting of extended local periods of extinction among trials resurgence in their definition of resurgence as the “reappearance of
that typically reinforced a target followed by an alternative response. behavior that occurred earlier in the individual’s history but not
Restricting the definition of resurgence to transient observations of its recently, without restoration of the conditions under which the earlier
appearance and then disappearance provides only a narrow picture of behavior occurred” (p. 63). Their definition is unique relative to the
the phenomenon, and hence its definition. Expanding the resurgence others cited previously in that it does not specify extinction, elimina-
paradigm by attempting to create “steadier states” of resurgence opens tion, or suppression of the target response, but rather only that it not be
possibilities not only for expanding the definition, but also its implica- present (reflected by the term “reappearance,” which also implies its
tions of resurgence for reinforcement theory and practice. current absence) at the time of the resurgence test. (In Mechner &
Jones’s definition, “not recently” remains undefined, too.)
5. Target-response reinforcement history as a defining feature of In many, perhaps most, instances the “extinction” of the target
resurgence response in the AR phase is procedural in that reinforcement of that
response is eliminated, but it is functional only to the extent that the
In each of the definitions cited in the Defining resurgence section rate of the target response is near-zero. Whether the response actually is
above, the target response is described as having been established in the eliminated remains a subject of debate (e.g., Leitenberg et al., 1975).
organism’s repertoire at some previous time, although the conditions There are two procedures used to study resurgence, in which the target
defining “established” and “some previous time” are not specified. The response in the AR phase may be considered “eliminated” and not just
relation between the conditions of establishment of the target response nominally so. One is when the target response is reduced to near zero
and its subsequent resurgence is largely unexplored (but cf. Lieving and before the alternative response is reinforced, as in the four-phase
Lattal, 2003, Experiment 1). Nonetheless, the broad requirement that resurgence procedure described above (cf. Epstein, 1983; Lieving and
the target response must have been established in the past through Lattal, 2003). The other is when a DRO schedule is used in the AR
reinforcement precludes including simply any increase in behavior, as phase, as was done by da Silva et al. (2008, Experiments 2 & 3). Under a
in, for example, an increase in general activity, in the definition of DRO schedule, the target response cannot be reinforced, thus the target
resurgence. Also excluded from these definitions are increases in response must be functionally eliminated to the point that a pause in
specific responses that have not previously been reinforced. Stated responding is sufficiently long that the DRO-scheduled reinforcer
another way, a response has to have a history of reinforcement before it occurs. Either of these two procedures to explicitly eliminate the target
can be subject to resurgence. response results in its subsequent recurrence in the RT phase. However,
One way of affirming that the previous reinforcement history of a research comparing resurgence generated using either of these proce-
specific target response is critical in the later appearance of resurgence dures may yield resurgence differing qualitatively and quantitatively
has been to include a control or sham operandum throughout the from one another (cf. Doughty et al., 2007).
experiment on which responding is never reinforced (see Epstein, 1983;
for an example). Responding on the sham operandum during the 7. Extinction of the alternative response as a defining feature of
resurgence test is minimal relative to that observed on the target resurgence
operandum, which is taken as evidence of the necessity of prior training
of the target response. Both a strength and a limitation of this All of the definitions in the section on Defining resurgence note that
interpretation, however, is that, unlike the target response, there is resurgence occurs when the alternative response is extinguished. But is
no history of reinforcement of responding on the sham operandum. such extinction really necessary for generating resurgence? The answer
Does, then, the absence of responding on this sham operandum reflect suggested by several recent experiments is “no.” Lieving and Lattal
the absence of the history of responding associated with the resurgence (2003, Experiment 4) reported resurgence when, in the resurgence test,
operandum? Or, in lay terms, does it reflect a simple failure of the rather than extinguishing the alternative response, the reinforcement
operandum as a salient feature of the environment, no different, for schedule associate with responding in the alternative reinforcement
example, than many other static features of the environment bearing no condition was changed from the VI 30-s schedule that was in effect in
particular relation to reinforcement? da Silva et al. (2008, Experiments the AR phase to a VI 6-min schedule in the RT phase. The resurgence
1a & 1b) addressed this question using the concurrent resurgence effect under the latter condition occurred in 2 of 3 pigeons, and the
procedure noted above. In Experiment 1a pecking on either of two effect was weaker than that obtained when, in the RT phase, the
side keys was autoshaped (Brown and Jenkins, 1968) to provide a alternative response was extinguished. At least some resurgence has
minimal history of responding on them. In the next, AR, phase been found in our laboratory when the conditions of reinforcement of
responding on a third key was reinforced according to a VI 1-min the alternative response are “worsened” in other ways than reductions
schedule. In the subsequent RT, responding on the center key was in reinforcement rate. Resurgence occurred reliably, for example, when
extinguished and virtually no pecks occurred on either side key, the number of food pellets delivered to rats following lever-press
suggesting that any general increase in activity induced by the responses was reduced from four in the AR phase to one in the RT
extinction of responding on the third key was not manifest as respond- phase (see also Craig et al., 2017, Experiment 2). Results of the first RT
ing on the side keys. In Experiment 1b, using the same pigeons, a session for one rat in this experiment are shown in Fig. 3.
conventional three-phase resurgence procedure was effected as de- In a related experiment with pigeons, however, when the duration
scribed in the Measuring resurgence section above, with the result that of access to a food reinforcer was reduced from 6 s in the AR phase to
now resurgence occurred on both side keys in the RT phase. These 1 s in the RT phase, resurgence occurred in only four of seven pigeons,
results in combination with those of their Experiment 1a suggest the suggesting that magnitude reductions as an inducer of resurgence may
importance of a prior history of reinforcement for the resurgence of depend on the method by which the magnitude is reduced.
responding. Nighbor et al. (2017b) investigated how delayed reinforcement
affects resurgence (see also Jarmolowicz and Lattal, 2014). Changing
6. Extinction of the target response as a defining feature of the immediate reinforcement of the alternative response in the AR
resurgence phase to reinforcement delivered after a 60-s (blackout) signaled delay
in the RT phase yielded resurgence of the target response in each of six
Although a response has to be established before it can be pigeons exposed to this procedure. Reinforcement rates between the
eliminated, is it necessary that the target response be extinguished immediate and delayed reinforcement conditions differed by less than
before it can be resurged, as each of the definitions in the Defining one reinforcer per minute. The important finding for the present
resurgence section state? Mechner and Jones (2015) omitted this facet of discussion, however, is that, as in Lieving and Lattal’s Experiment 3
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K.A. Lattal et al. Behavioural Processes 141 (2017) 85–91
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K.A. Lattal et al. Behavioural Processes 141 (2017) 85–91
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