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4 - Shortenings - Types and Formulations
4 - Shortenings - Types and Formulations
4 - Shortenings - Types and Formulations
Shortenings: Types
and Formulations
Richard D. O’Brien
1. INTRODUCTION
Shortening once was the reference to naturally occurring fats that are solid at room
temperature and were used to ‘‘shorten’’ or tenderize baked foods. The material
makeup of shortening has changed from a natural fat to blends of oils with hard
fats to hydrogenated liquid oils to blends with additives like emulsifers, antioxi-
dants, antifoamers, metal scavengers, antispattering agents, etc. With all these
changes, shortenings are still intended to tenderize, or shorten, baked products as
well as to provide many other functional attributes for baked and other food pre-
parations. Today’s shortenings are essential ingredients in virtually every type of
prepared food product. Shortenings affect the structure, stability, flavor, storage
quality, eating characteristics, and the eye appeal of the foods prepared.
1.1. Historical
The first fat and oil products used by humans were probably rendered from wild
animal carcasses. Then, as animals were domesticated, their body fat became an
important food source and was used for other things such as lubricants, illuminates,
and soap. Lard or hog fat became the preferred animal fat for edible purposes,
whereas the other animal fats were used for nonedible applications. The more
Bailey’s Industrial Oil and Fat Products, Sixth Edition, Six Volume Set.
Edited by Fereidoon Shahidi. Copyright # 2005 John Wiley & Sons, Inc.
125
126 SHORTENINGS: TYPES AND FORMULATIONS
pleasing flavor of lard may have been one reason for choosing it for edible pur-
poses. However, the principal reason undoubtedly was the plastic consistency of
this fat. At room temperature, lard had a good consistency for incorporation into
breads, cakes, pastries, and other baked products. The tallows were too firm for
this purpose and the available marine oils were too fluid (1).
Plastic fat usage has been more prevalent in the Western Hemisphere, largely
because of the meat-eating proclivities of the people and the availability of fats
from the animals eaten. Vegetable shortening with all the physical characteristics
of a plastic animal fat was an American invention; it was created by the cotton rais-
ing industry and perfected for soybean oil utilization. Cotton acreage expansion
between the American Civil War and the close of the nineteenth century resulted
in large quantities of cottonseed oil. At the same time, the pork industry could not
satisfy all of the plasticized shortening requirements. Initially, cottonseed oil was
blended with animal fats and called lard compounds or simply compounds and
were marketed as substitutes for lard. Therefore, meatpackers had a prominent
role in the development of the shortening industry due to the essential ingredient
of the product: hard animal fat (2).
The introduction of the hydrogenation process into the United States about 1910
split the development of vegetable shortenings into two divergent courses. The
meatpackers continued to process compounds or blended shortenings, employing
the hydrogenation process only for the production of hardened oils to serve as occa-
sional substitutes for oleostearine. Other manufacturers abandoned the lard substi-
tute concept to create products with properties better than the traditional properties
of lard. The terms lard compound and compound were replaced with proprietary
names or brands not suggestive of meat fats.
The vegetable shortening manufacturers had to devise methods for improving
their product to gain market share. It was necessary to more carefully refine and
bleach the vegetable oils than had been the custom with the compounds. New deo-
dorization methods with high temperatures and better vacuums were developed
to remove all traces of odor and flavor to produce ‘‘bland’’ shortenings. Further
improvements in the techniques of hydrogenation enabled the production of short-
ening products with increased oxidative stability, improved uniformity, and
enhanced performance characteristics. Additionally, better processes for solidifica-
tion, filling, packaging, and crystal development were devised to enhance the
appearance and improve the keeping qualities and performance of the shortenings (3).
Pure vegetable shortening quickly assumed a position of preeminence and was
accepted as a premium product both by the housewife and the commercial user or
baker. The bland flavor, uniform white color, and smooth texture were probably the
prime factors influencing acceptance by the consumer. Undoubtedly, these factors
also influenced the bakers, but the deciding factors were the increased stability and
the improved creaming properties (4).
The chemistry of natural fats was virtually an unexplored field; it did not attract
many research chemists. However, a rapid expansion of interest in lipid chemistry
began to be evident in the late 1920s. The obvious opportunities presented by the
INTRODUCTION 127
TABLE 1. Fats and Oils Used in U.S. Edible Products, for 2002–2003, 103 lb.a
Oct. 2002–
Oct. 2002 Dec. Feb. Apr. June Aug. Sep. 2003
Coconut oil:
Total edible 27,706 23,207 24,436 24,645 27,201 25,892 280,461
Corn oil:
Baking or frying fats D D D D D D D
Margarine D D D D D D D
Salad or cooking oil D D D D D D D
Total edible 141,092 128,579 116,510 D 129,486 132,085 D
Cottonseed oil:
Baking or frying fats 19,000 15,500 12,464 14,817 12,310 13,973 159,165
Margarine D D D D D D D
Salad or cooking oil 20,100 20,800 27,364 23,198 D 23,479 227,311
Other edible D D D D D D D
Total edible 41,400 37,700 41,257 D 36,192 39,067 386,983
Lard:
Baking or frying fats D D
Margarine 1,821 1,805 782 695 702 477 11,843
Other edible D D D D D D D
Total edible 21,823 21,525 15,425 14,780 17,673 15,340 198,054
Palm oil:
Baking or frying fats D D D D D D D
Total edible D D D D D D D
Peanut oil:
Salad or cooking oil D D D D D D D
Total edible D D D D D D D
Edible rapeseed oil:
Baking or frying fats D D D D D D D
Salad or cooking oil 78,287 66,600 50,015 53,575 61,207 65,490 666,293
Total edible 95,117 81,400 62,594 63,322 72,803 77,530 809,413
Safflower oil:
Consumption, total D D D D D D D
Soybean oil:
Baking or frying fats 818,750 678,675 622,495 672,673 646,872 696,112 7,640,653
Margarine 126,923 116,526 91,382 91,246 87,372 90,723 1,079,206
Salad or cooking oil 707,009 624,782 585,096 677,748 697,105 638,744 7,248,926
Other edible 10,913 8,813 9,383 10,550 10,439 10,143 109,958
Total edible 1,663,595 1,428,796 1,308,356 1,452,217 1,441,788 1,435,722 16,078,743
Sunflower oil:
Total edible 13,586 15,607 11,861 14,928 12,481 15,566
Tallow, edible:
Baking or frying fats D D D D D D D
Total edible 23,288 22,372 18,744 19,852 15,226 18,581 214,217
Total fats and oils
used in edible product:
Baking or frying fats 923,585 770,422 702,737 750,445 728,045 780,565 8,605,542
Margarine 135,511 126,956 97,466 96,655 95,167 96,561 1,156,075
Salad or cooking oil 991,575 881,607 801,231 916,860 941,157 890,675 9,978,189
Other edible 40,128 25,632 30,096 32,569 30,748 33,492 362,630
Total edible 2,090,779 1,804,617 1,631,530 1,796,529 1,795,117 1,801,293 20,102,436
a
Selective months shown. Total for Oct. 2002–Sept. 2003 includes entire 12-month period. D ¼ Withheld to
avoid disclosing figures for individual.
Source: Bureau of the Census.
INTRODUCTION 129
in edible products for 2002–2003 (9). Table 2 gives production and disappearance
of edible oils in the U.S. for the period 1988–2002 (10). Note that disappearance as
defined by USDA-ERS means beginning food stocks, production, and imports,
minus exports, shipment to U.S. territories, and ending stocks.
Lard usage in shortening decreased to a low point in 1940 while cottonseed oil
became the major source oil used in shortenings. Interestingly, soybean oil
accounted for almost 18% of the oil used for shortenings at this early date. The
next decade was a time of change as illustrated by the shortening source oils utili-
zation: (1) soybean oil replaced cottonseed oil as the highest volume oil to attain
49% of the total oil used and (2) the introduction of crystal-modified lard-based
shortenings in 1950 returned this raw material to shortening production. Interester-
ified lard shortenings were comparable to good-quality pure vegetable plasticized
shortenings in appearance and creaming properties.
Soybean oil began its rise from a minor, little known, problem oil before 1940
due to the scarcity of other oils during World War II. After the hostilities ended,
these gains were in jeopardy unless the technology could be developed to improve
the flavor stability of soybean oil products. The technologies developed included
metals deactivators, hydrogenation techniques and more selective catalysts, antiox-
idants, surface active agents, other surfactants, etc. These and other considerations
helped soybean oil reach and maintain a dominant shortening source oil position in
1960 with over 50% of the total requirement. The soybean oil share had risen to
75% for the 1992–1993 crop year.
Palm oil threatened to become a major source oil for U.S. shortenings in the
mid-1960s. It grew to command better than 15% of the total shortening requirement
in less than 10 years. Palm oil was found to be an excellent plasticizing agent to
force a shortening’s crystal habit to b0 . Therefore, the growth of palm oil usage
in shortenings was primarily at the expense of cottonseed oil and tallow. Palm oil’s
decline, which began in the late 1980s, was due to unfavorable publicity highlight-
ing nutritional concerns with saturated fatty acids. Palm oil dropped to an estimated
2–3% of the total shortening source oil requirement after this time.
Coconut oil and the other lauric oils are not among the more desirable materials
for shortening manufacture because of their short plastic range and tendency to
foam in deep-fat frying when mixed with other source oils. Nevertheless, coconut
oil was a popular frying media for Mexican foods, which probably accounts for the
high usage in 1980–1981. This use also suffered from unfavorable publicity that
convinced the foodservice industry to change to frying shortenings with a more
healthy image. This change probably accounted for the rise in corn oil utilization
in 1990.
Lard and tallow were both important shortening raw materials after the meat
fat shortenings regained popularity during the 1950s: interestified lard in bakery
shortenings and tallow in frying shortenings and as a hardening/plasticizing
agent for shortenings. Later, technology was developed to replace the crystal-mod-
ified lard with tallow. The meat fat usage continued to grow until cholesterol
concerns brought pressure on the major users to provide products that had a
better nutritional image. Meat fats account for less than 11% of the shortening
TABLE 2. Production and Disappearance of Edible Fats and Oils in the United States from 1990–2002, 106 lb.
Item 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001a 2002a
Imports
Coconut 946 838 1,162 999 1,100 873 1,188 1,440 791 926 1,100 1,150 1,150
Cottonseed 3 18 38 26 0 0 0 0 48 8 0 0 0
Olive oil (net) 211 216 253 262 260 227 304 333 355 397 455 455 455
Palm 284 220 267 368 218 236 322 282 284 345 399 490 460
Palm kernel 306 342 302 304 280 262 392 359 401 393 351 330 379
Peanut 10 1 0 11 4 5 14 10 73 12 79 39 45
Canola 583 815 861 902 938 1,086 1,075 1,088 1,060 1,139 1,193 1,108 1,027
Safflower 22 22 15 16 26 35 30 51 51 33 34 40 43
Soybean 17 1 10 68 17 95 53 60 58 82 73 46 65
Sunflower 33 9 0 7 1 2 22 8 5 4 8 16 5
Production
Corn 1,656 1,821 1,878 1,906 2,227 2,139 2,230 2,335 2,374 2,501 2,403 2,459 2,575
Cottonseed 1,154 1,279 1,137 1,119 1,312 1,229 1,216 1,224 832 939 847 870 865
Lard 934 1,016 1,011 1,015 1,052 1,013 979 1,065 1,106 1,069 1,050 1,080 1,085
Peanut 213 356 286 212 314 321 221 176 145 229 172 230 206
Canola 18 32 49 406 299 355 342 451 548 617 656 713 560
Safflower 78 69 87 111 115 127 103 115 111 91 88 76 89
Soybean 13,408 14,345 13,778 13,951 15,613 15,240 15,752 18,143 18,081 17,825 18,434 18,898 18,930
Sunflower 536 911 730 580 1,165 860 840 959 1,177 1,046 873 713 570
Tallow, edible 1,202 1,515 1,414 1,499 1,542 1,505 1,390 1,517 1,677 1,810 1,814 1,920 1,800
Exports
Coconut 51 22 15 20 18 11 11 7 11 14 8 11 10
Cornb 498 566 712 717 865 977 986 1,118 989 952 843 1,130 1,150
Cottonseed 249 281 177 248 338 221 240 208 111 141 140 140 125
Lardb 107 129 126 116 138 92 102 120 138 187 92 85 98
Palm kernel 2 2 9 4 2 2 2 2 2 2 2 2 2
Palm 4 7 7 7 13 20 9 11 11 11 11 10 11
Peanut 25 151 52 61 97 108 21 13 10 18 14 18 12
Canola 7 15 16 76 153 147 295 349 272 284 187 276 187
Safflower 56 73 65 75 93 122 83 83 92 51 35 37 40
Soybean 780 1,648 1,461 1,531 2,683 992 2,033 3,079 2,371 1,376 1,430 2,500 2,400
Sunflower 359 471 586 450 978 628 709 815 800 630 545 465 235
Tallow, edibleb 239 327 296 301 259 233 176 234 319 214 305 465 290
Domestic disap-
pearance
Coconut 897 906 1,082 1,067 1,082 941 1,111 1,190 1,021 927 968 1,100 1,201
Corn 1,149 1,202 1,220 1,228 1,250 1,298 1,244 1,268 1,397 1,417 1,711 1,342 1,400
Cottonseed 851 1,075 995 873 1,006 996 1,004 1,004 772 833 674 767 725
Lard 825 885 886 890 924 922 880 925 987 886 962 989 982
Olive 211 216 253 262 260 227 304 333 355 397 455 455 455
Palm 256 223 271 359 225 201 298 282 260 335 375 471 474
Palm kernel 362 344 254 315 295 293 362 344 390 414 243 355 440
Peanut 197 179 236 187 206 193 194 217 208 233 244 250 245
Canola 577 801 898 1,162 1,165 1,271 1,134 1,143 1,287 1,435 1,744 1,493 1,389
Safflower 58 15 47 40 57 17 67 73 59 86 102 89 93
Soybean 12,164 12,245 13,012 12,939 12,913 13,465 14,267 15,262 15,655 16,056 16,210 16,958 17,350
Sunflower 200 396 188 129 171 168 207 186 320 385 357 375 315
Tallow, edible 955 1,197 1,109 1,239 1,275 1,345 1,218 1,286 1,360 1,599 1,498 1,474 1,500
source oil requirements in 1992, after controlling slightly more than 25% for many
years.
The U.S. shortening industry has been able to develop processing technologies
for the utilization of many different source oils. The nutritional challenges may
require that the technology effort be directed toward a change in the source oil’s
composition. Plant biotechnology research has developed the potential for genetic
variation in the fatty acid composition of oils. This means that performance may be
grown into the oil rather than relying on processing to provide these characteristics.
Table 3 illustrates some of the potential changes in the fatty acid composition of
vegetable oils with biotechnology.
2. SHORTENING ATTRIBUTES
is the major contributor to the product structure and eating character as well as con-
tributing other significant effects upon the finished product’s quality. Satisfactory
shortening performance is dependent on many factors. Five of the most important
considerations, which affect most applications are: (1) flavor, (2) physical charac-
teristics, (3) crystal structure, (4) emulsification, and (5) additives.
2.1. Flavor
Generally the flavor of shortening should be as completely bland as possible so it
can enhance a food product’s flavor rather than contribute a flavor. In some specific
cases the desired shortening flavor is typical of the original flavor of the source oil,
for example, a lardy flavor is somewhat desirable in some products. Also, artificial
flavors are added to some shortening products to enhance the functionality. Both the
bland or typical flavor must be stable throughout the life of the food product. There-
fore, the oxidative stability requirements of the finished product must be established
to determine the minimum requirements for the shortening. The oxidative reversion
rate of a shortening is directly related to the type and amount of unsaturated fatty
acids available. The expected oxidation rates for the three most common unsatu-
rated fatty acids are as follows (12).
2.4. Emulsification
Shortening emulsifying properties are accomplished with adjustment of the fat
structure and with the addition of surface-active agents. The typical food emulsi-
fiers supplement and improve the functionality of a properly developed shortening,
i.e., act as lubricants, emulsify fat in batters, build structure, aerate, improve eating
qualities, extend shelf life, crystal modifier, antisticking, dispersant, moisture reten-
tion, etc. Obviously, no single emulsifier or emulsifier system can perform all of
these different functions. In selection of the proper emulsifier or system, the devel-
oper must consider the usage application, the preparation method, emulsion type,
effects of the other ingredients, economics, and any other applicable criteria for the
finished product. Most of the emulsifiers used in shortenings are listed in Table 4
with Code of Federal Regulations (CFR) Title 21 Part numbers and a suggested
application guide.
None 11 9 4 16
TBHQ 41 34 55 133
BHA 10 9 42 95
BHT 13 11 33 138b
c
Propyl gallate 26 30 42
a
200 ppm added.
b
100 each of BHA and BHT.
c
Not analyzed.
use are (1) unintentional addition to bakery shortenings can cause cake failures, (2)
glazes may not adhere to donuts fried with an antifoamer present, and (3) potato
chips may lack crispness (13).
Antioxidants. Antioxidants are materials that can retard the development of off-
flavors and odors by inhibiting oxidation. Vegetable oils contain natural antioxi-
dants, tocopherols, that can survive most processing. Several phenolic compounds
have been identified that can also provide oxidative stability. Table 5 presents active
oxygen method (AOM) stability data for select source oils treated with four differ-
ent phenolic compounds (13). This data should only be used as a guideline to dis-
tinguish effectiveness of the antioxidants. In general, tertiary butylhydroquinone
(TBHQ) is the most effective synthetic antioxidant in unhardened vegetable oils,
followed by propyl gallate. TBHQ also appears to be effective for the meat fats,
but protection is also afforded by butylated hydroxytoluene (BHT) and butylated
hydroxyanisole (BHA).
Metal Inactivators. Fats and oils obtain metal contents from the soils where the
plants are grown and later from contact during crushing, processing, and storage.
Many of the metals promote autoxidation that results in off-flavors and odors
accompanied by color development in the finished shortening. Studies have identi-
fied copper as the most harmful metal with iron, manganese, chromium, and nickel
following. The results of a lard study is presented in Table 6. Metal scavengers,
added at low levels during or immediately following deodorization, facilitate
removal of the harmful metals. The most widely used chelating agent is citric
acid at 50–100 ppm. Phosphoric acid at 10 ppm and lecithin at 5 ppm have also
been used to inactivate metals.
Colorants. Pigments used in shortenings are usually the oil-soluble carotenoids
in the yellow to reddish orange range. The carotenoids with U.S. Food and Drug
Administration (FDA) approval include the carotenes, bixin, and apo-6-carotenal.
Carotenoids are heat sensitive but can be stabilized with BHA and BHT for greater
heat stability. Lakes are FDA approved and heat stable but violent agitation is re-
quired to keep these oil-insoluble colorants in suspension. Apocarotenal, a synthetic,
FDA-approved pigment is used primarily as a color intensifier for b-carotene (15).
BASE STOCK SYSTEM 137
Copper 0.1
Manganese 0.6
Iron 0.6
Chromium 1.2
Nickel 2.2
Vanadium 3.0
Zinc 19.6
Aluminum 50.0
Flavors. Most of the flavors used in shortenings are butterlike. Diacetyl was the
major butter flavor used in fat and oil products until improved analytical techniques
identified other flavor components in butter. Today, the U.S. FDA regulations allow
safe compounds that impart a suitable flavor to the finished product (16). The
choice of a particular flavor or blend of flavors depends on the expertise and the
taste preference of the product developer.
In the past, prepared food products were formulated with the ingredients available.
Today, most prepared foods are formulated with ingredients designed for their
applications or, in many cases, specifically for the particular product and/or proces-
sing technique employed by the producer. These customer specialty products have
expanded the product base for fat and oil processors from a few basic products to
literally hundreds.
A shortening manufacturer could formulate products so that a special base fat or
series of base fats is required for each different product. This practice, with the
ever-increasing number of finished products, would result in a scheduling night-
mare with a large number of product heels tying up tank space and inventory. A
base stock system using a limited number of hydrogenated stock products for
blending to meet the finished product requirements is practiced by many shortening
producers.
Control.
Efficiency.
Hydrogenation Catalyst
Conditions Temperature Pressure Concentration Agitation
4. SHORTENING FORMULATION
Most shortenings are identified and formulated according to usage. Figure 1 illus-
trates the diverse SFI and melting point relationships among five different shorten-
ing products. This figure indicates the differences in plastic range necessary to
perform the desired function in the finished products. Shortenings with the flattest
SFI curves have the widest plastic range for workability at cool temperatures as
well as elevated temperatures. All-purpose shortenings have the widest plastic
range. Nondairy and solid frying shortenings have relatively steep SFI curves,
which will provide a firm, brittle consistency at room temperature but will be
almost fluid at only slightly elevated temperatures.
The product with the very flat SFI slope is a fluid opaque or pumpable liquid
shortening that has become popular due to the convenience offered, handling
cost savings in some situations, and lower saturated fatty acid levels. In these
systems, the b-crystal form is necessary to produce and maintain fluidity.
Shortening chips are a somewhat recent development as a specialty ingredient
for addition to doughs, biscuits, cookies, and other baked products. These specialty
products are modifications of fat flakes, which formerly indicated only the saturated
oil products or hard fats. The chips are formulated with selectively hydrogenated
base stocks with melting points high enough to flake but low enough for good eat-
ing characteristics. This product type now includes the traditional hard fat flakes,
shortening chips, and stabilizers for icings and glazes.
the solids content at that temperature. The all-purpose shortenings are formulated
to be not too firm at 10–16 C (50–60 F) and not too soft at 32–38 C (90–100 F).
Initially, a liquid oil was blended with a hard fat to make a compound shortening
that had a very flat SFI curve, which provided an excellent plastic range. However,
the low oxidative stability of these shortenings preclude their use today for most
products. Currently, most of these products are formulated with a partially hydro-
genated soybean oil base stock and a low-IV cottonseed or palm oil hard stock.
Hard fats are added to shortenings both to extend the plastic range, which improves
the tolerance to high temperatures, and for crystal type and stability. The b0 -crystal-
forming cottonseed oil hard stock functions as a plasticizer for improved creaming
properties.
Hydrogenation of a shortening base increases the oxidative stability. As a rule,
the lower the base IV the longer the AOM stability. However, as base hardness is
increased, the level of hard stock required to reach a desired consistency decreases.
Hard stock reduction reduces the plastic range and heat tolerance. Therefore, oxi-
dative stability improvements are achieved at the expense of plasticity. The extent
that one attribute can be compromised to improve another must be determined by
the requirements of the intended food product.
Shortening plastic range is important for bakery shortenings intended for roll-in
and creaming applications alike because of the consistency changes with tempera-
ture. Shortenings become brittle above the plasticity range and soft below the range;
both conditions adversely affect creaming and workability alike. Shortenings are
normally plastic and workable at SFI values between 15% and 25%. Therefore,
shortenings with flatter SFI slopes fall within the plasticity window for a much
greater temperature range than products with steep SFI slopes. The all-purpose
shortening in Figure 1 has a plastic range of 23 C (73.4 F) while the frying short-
ening has only a 4 C (39.2 F) plastic range. Theoretically, the frying shortening
should perform equally as well as the all-purpose shortening for baking applications
if it is used within the 4 C (39.2 F) range from 29 C to 33 C (85 F to 92 F). The
frying shortening’s use for the baking application would require very strict
controlled temperatures probably not available in most bakeries. The 23 C
(73.4 F) range from 10 C to 33 C (50 F to 92 F) for the all-purpose shortening
is decidely more practical.
Two of the basestocks outlined in Table 7 are designed for shortenings requiring
a wide plastic range, e.g., the nonselectively hydrogenated 80 and 85 IV base
stocks. Even these two base stocks with only a 5 IV difference provide measurable
differences in plastic range and stability when cottonseed oil hard fat is added to
produce equivalent consistencies at 26.7 C (80 F). The softer 85 IV base stock
required 2.5% more hard fat to achieve the targeted 20% SFI at 26.7 C (80 F).
The higher hard fat level indicates greater heat resistance and a wider plastic range
but a lower AOM stability from the lower IV value. The firmer 80 IV base stock
required 2.5% less hard fat to attain the 20% SFI at 26.7 C (80 F), which helped
reduce the plastic range by 4.5 C (40.1 F) but increased the AOM stability to 100 h
verses the 65 h for the shortening with the 85 IV base. Figure 2 graphically illus-
trates these effects.
142 SHORTENINGS: TYPES AND FORMULATIONS
The effect of hard stock upon the SFI slope and plastic range is illustrated by
Figure 3. Cottonseed oil hard fat was added to the 85 IV soybean oil base stock
to demonstrate the plasticizers effect; as the hard fat level is increased the shorten-
ing becomes firmer with a flatter slope. The higher hard fat levels are used to
formulate roll-in, puff pastry, and other shortenings where a plastic but firm consis-
tency is desired.
The use of a partially hydrogenated base plus hard fat to produce a wide plastic
range with good creaming properties has been expanded into a whole family of spe-
cialized shortenings. The development of these products has involved the selection
of the proper hydrogenated base stock and hard fat to produce the desired plastic
range and AOM stability. These developments have taken two directions: (1) the
addition of an emulsifier or an emulsifier system to an all-purpose shortening
base or (2) formulating nonemulsified products for a specific functionality.
Table 8 outlines shortening types in these two categories.
SHORTENING FORMULATION 143
Nonemulsified Emulsified
All-purpose Household
Danish roll-in Cake and icing
Puff pastry Icing and filling
Cookie Cake mix
Pie crust Specialty cakes
Donut frying Yeast raised
144 SHORTENINGS: TYPES AND FORMULATIONS
135 IV — 90 — —
108 IV 98 — 99 98
5 IV 2 10 1 2
Base total 100 100 100 100
Additives
Dimethylpolysiloxane 1.0 ppm None None None
Emulsifiers (%) None None Yes Yes
Analytical limits:
% SFI at 10.0 C 4.0 max 13.0 7.0 5.5
% SFI at 26.7 C 2.0 max 12.0 5.5 2.5
% SFI at 40.0 C 0.5 max 10.0 1.0 1.0
a monoglycerides (%) — — 1.5 4.0
PGME (%) — — 2.8 —
Typical compositions and SFI results for four different types of liquid shorten-
ings are compared in Table 9. These products must contain high levels of liquid or
only lightly hydrogenated oils to maintain fluidity. Therefore, additives must con-
tribute heavily to the product performance in all liquid shortenings. The major addi-
tives in liquid shortenings, as indicated with the compositions in Table 9, are
antifoaming agents for frying applications and emulsifiers for the cake and nondairy
products. Bread shortenings are the only product where an additive is not manda-
tory for liquid shortening performance. Lubrication is the primary function of a
bread shortening. However, the emulsifiers that improve bread shelf life are usually
produced with fully saturated fats that are difficult for the baker to add to doughs.
Liquid shortening is an ideal carrier for these emulsifiers, providing another conve-
nience for the user.
Other additives used with liquid shortenings are color and flavor. Butterlike fla-
vors and yellow colors have been added to the nondairy liquid shortenings to make
them more complete systems. In the foodservice area, a modification of the liquid
frying shortening has become another product type—pan and grill liquid shorten-
ing. Additions of butterlike flavors, yellow colors, and lecithin to the liquid frying
shortening are the usual procedure employed for making the pan and grill liquid
products. Lecithin, a natural emulsifier, functions as an antisticking agent in this
application.
food product. The traditional flaked products have been the saturated oil products
known as low IV hard fats or stearines. The hard fat flakes have been joined by
products formulated for special uses where the flake form is desirable. These speci-
alty flaked products are shortening chips and stabilizers for icings and glazes.
Hydrogenation selectivity is not important for the hard fats or stearines because
the reactions are carried to almost complete saturation. However, selectivity is very
important for the proper functionality of both the shortening chips and icing stabi-
lizers. The shortening chips are selectively hydrogenated to attain a steep SFI slope
with a melting point as low as possible to still allow the product to maintain the chip
form after packaging, during shipment to the food processor, while processing into
the finished product, and until heated by the homemaker during baking to produce a
flaky, tender product. The chips can be formulated from the base stock system with
a blend of the 60 and 65 IV base stocks depending on the desired melting point and
SFI requirements. Shortening chips made with nonlauric oils, melting points usual-
ly range from 43 C to 48 C (110 F to 118 F). Shortening chips can be made with
hydrogenated lauric oils (palm kernel or coconut) as well. The lauric-oil-based
chips offer a sharper melt with a lower melting point than the chips made with
soybean or cottonseed oils. The melting points for the lauric oil chips normally
range from 38 C to 42 C (101 F to 108 F).
Flavors, colors, and/or spices can be encapsulated in the shortening chips to
leave pockets of color and flavor where the chips have melted during baking. Short-
ening chips have been commercially available in flavors such as plain, butter, cin-
namon sugar, and blueberry.
Icing stabilizers are also selectively hydrogenated with melting points centered
at 45 C, 47 C, and 52 C (113 F, 116.6 F, and 125.6 F) and formulated with and
without lecithin dependent upon the desired degree of fluidity in the finished icing
or glaze. Lecithin addition increases fluidity up to 0.5% but restricts this function
at higher levels. The icing stabilizers must be hydrogenated specially to meet the
SFI–melting point requirements, except for the 45 C (113 F) melting point product;
it can be blended like the shortening chips. In either case, low-IV hard fats should
not be used to adjust melting points, due to the effect upon mouth feel.
particle sizing are two methods used for powdering or beading the hard fats (23).
Some of the uses for these products are as peanut butter stabilizers, specialty pre-
pared mix products, and in place of flaked hard fats where more rapid melting is
desirable.
5. SHORTENING CRYSTALLIZATION
The functionality of solidified edible oil products is influenced by three basic pro-
cesses: (1) formulation, which includes the choice of source oils and the hydroge-
nation techniques used for the base stocks; (2) chilling, which initiates the
crystallization process; and (3) tempering, where the desirable crystal nuclei are
developed and stabilized. Formulation, the first requirement for consistency control,
has been reviewed in the preceding section. Chilling and tempering, which develop,
mature, and stabilize the desired crystal structure introduced by the product com-
position, is discussed in this section.
Chilling and tempering processes are employed when shortenings are packaged.
The physical form of edible oil products is important for the proper handling and
performance in food products. The importance of shortening consistency cannot be
overemphasized, many applications depend on the physical properties peculiar to
each packaged product, such as softness, firmness, oiliness, creaming properties,
melting behavior, surface activity, workability, solubility, aeration potential, pour-
ability, and others. In the case of plastic shortenings, consistency is important from
the standpoint of usage and performance in bakery and related products. And the
importance of the consistency for a liquid shortening is obvious; it must be main-
tained as a uniform, homogeneous suspension to perform properly (24).
phase. As the solids contents increase, an edible oil product becomes firmer. The
proportion of the solid phase is influenced by the extent of hydrogenation and atten-
dant isomerization. Shortening products are also firmer with smaller crystal sizes
due to an increased opportunity for the solids particles to touch and resist flow. Stif-
fening is also increased more with the interlacing of long needlelike crystals than
with more compact crystals of the same size. The crystal nuclei (‘‘memory’’) are
developed by the further treatment of a newly solidified product. Exposure imme-
diately after chilling to 29 C (85 F) for 24þ h before cooling to 21 C (70 F)
provides a softer consistency with the ability to withstand widely fluctuating tem-
peratures and still revert back to the original consistency at room temperature (25).
1. a-crystal forms are unstable and will convert into the more stable b or b0
crystal forms.
2. b crystals are large, coarse, and self-occluding.
3. b0 crystals are small and needlelike and can pack together into dense fine-
grained structures.
Each common fat or oil has a definite crystal habit that is determined by four
factors: (1) palmitic fatty acid content, (2) distribution and position of palmitic
and stearic fatty acids on the triglyceride molecule, (3) degree of hydrogenation,
and (4) the degree of randomization. Table 10 identifies the crystal habit of hydro-
genated edible oils (27).
Many edible oil products contain various combinations of b and b0 tending com-
ponents. The ratio of b–b0 crystals helps to determine the dominant crystal habit,
but the higher melting triglyceride portions of a solidified fat product usually force
the fat to assume that crystal form. The crystal form of the solidified fat product has
a major influence upon the textural properties. Fats exhibiting a stable b0 form
PLASTICIZED SHORTENING CONSISTENCY 149
b b0
appear smooth, provide good aeration, and have excellent creaming properties for
the production of cakes, icings, and other bakery-type products. Conversely, the b0 -
polymorphic form tends to produce large granular crystals for products that are
waxy, grainy, and provide poor aeration. These b formers perform well in applica-
tions such as pie crusts where a grainy texture is desirable (28) and opaque liquid
shortenings where the large granular crystals are preferred for stability and main-
tenance of fluidity.
6.1. Chilling
One of the earliest methods of solidifying shortenings involved the use of a chill roll
that was internally refrigerated by circulating cold brine. The melted fat was fed
into a trough from which a thin film of the liquid was picked up as the roll revolved
and crystallized into a semisolid state during a revolution. A blade removed the
solidified fat film, which fell into a trough equipped with a rotating shaft with metal
fingers called a picker box, which worked the product to make it homogeneous and
to incorporate air. Pumps then picked up the shortening for transfer to filling
machines. This process has now become obsolete in the United States except for
some very special products. The reason for obsolescence for shortening processing
was the difficulty in controlling the variables to produce a uniform product (29),
poor thermal efficiency, and moisture condensation on the chilled roll surface.
Most shortenings are now quick-chilled in closed thin-film scraped-surface heat
exchangers. The principal of operation for most of these units is a combination of
chilling the fat in a very thin film, which is continually removed by scraper blades
with concise temperature control. The residence time within the heat exchanger
tubes is very short, almost always less than 20 s. Since all triglycerides exhibit a
high propensity for supercooling, the product exits from the heat exchanger cooled
well below the equilibrium crystallization temperature, usually within a range of
15.5–26.7 C (60–80 F) depending on the shortening type.
The chilling unit temperature control limits are determined by fill tests to iden-
tify the condition necessary to produce the consistency and plasticity requirements
for each shortening product. The initial guidelines are usually identified by trial and
error to determine the temperature and pressure where the shortening forms a slight
rounded or mounded surface upon filling plus evaluation of the product character-
istics after tempering. The finished shortening’s consistency becomes softer as the
temperature is decreased and firmer more brittle shortenings develop with higher
temperatures. After the operating limits are identified for a product, the processing
control should be within 1 C (33.8 F) for uniformity. Thereafter, if the plasticiza-
tion controls and the formulation specifications are met, the original product should
be duplicated.
6.4. Tempering
Most technologists agree that a shortening is tempered when the crystal structure of
the hard fraction reaches equilibrium by forming a stable crystal matrix. The crystal
structure entraps the liquid portion of the shortening. The mixture of low- and high-
melting components of the solids undergoes a transformation in which the low-
melting fractions remelt and then recrystallize into a higher melting, more stable
form. This process can take from 1 to 10 days depending on the shortening formu-
lation and package size. After a shortening takes an initial set, some a crystals are
still present. These crystals remelt and slowly recrystallize in the b0 form during
tempering. b0 crystals are preferred for most plastic shortenings, especially those
designed for creaming or laminating (31). Therefore, soybean-oil-based shortenings
requiring a plastic range are formulated with 5–20% of a b0 tending hard fat. The b0
hard fat must have a higher melting than the soybean oil base stock in order for the
entire shortening to crystallize in the stable b0 form.
The effect of tempering on a plastic shortening can be demonstrated best by per-
formance testing. In some cases penetration values undergo some change during
tempering, showing a softening of the conditioned shortening versus a nontempered
one. The effect of tempering can be identified with the feel or workability of the
shortening; a tempered product is more smooth with good plasticity while the non-
tempered shortening will be more brittle with less plasticity. b0 -crystal-forming
shortenings transferred to a cool temperature immediately after filling become per-
manently hard and brittle and attempts to recondition these products by subjecting
them to tempering conditions have not been successful.
Immediately after packaging, a shortening requiring a plastic consistency should
be stored 40 h or more in a quiescent state at a temperature slightly above the fill
152 SHORTENINGS: TYPES AND FORMULATIONS
temperature. In practice, holding at 29 C (85 F) for 24–72 h or until a stable crystal
form is reached is an acceptable compromise (28). The primary purpose of temper-
ing is to condition the solidified shortening so that it will withstand wide tempera-
ture variations in subsequent storage and still have a uniform consistency when
brought back to 21–24 C (70–75 F), which is the use temperature for a majority
of the plasticized shortenings (30).
2. Sandy or small lumps can be caused by too cold chilling unit temperatures or
precrystallization prior to the chilling unit.
3. Ribby is a condition of alternating layers of hard and soft product caused by
(1) too cold chilling unit with low pressure, (2) mixing streams from two
chilling units operating at different temperatures, or (3) too cold chilling with
excessive mounding when filling.
4. Puffy conditions are caused by too high creaming gas content or too low
pressure to finely distribute the air cells.
5. Brittle feel is contributed by (1) high chilling unit temperature, (2) absence of
low working after chilling, or (3) a formulated narrow plastic range.
6. Oil separation or Free oil, is caused by (1) high chilling unit temperature, (2)
precrystallization (3) temperature abuse after packaging, or (4) formulation.
7. Chalky appearance is caused by too high creaming gas content.
8. Vaseline-like or a yellowish greasy appearance is typical of shortenings
packaged without creaming gas.
9. Whiteness may be controlled by the amount and degree of dispersion of the
creaming gas (34).
Liquid opaque shortenings are distinguished from liquid oils by composition and
appearance. Both are pourable, but liquid oils are clear while liquid shortenings
are opaque due to their suspended solids. The suspended solids may be hard fats,
emulsifiers, or a combination of the two depending on the intended use, i.e., frying,
bread, cake, or nondairy products. Simply described, liquid shortenings are flow-
able suspensions of solid fat and/or emulsifiers in liquid oil.
1. b tending hard fats, such as the >5-IV soybean oil hard fat identified in the
base stock system, serve as quick-forming nuclei that cause solids in the base
oil to precipitate in small enough crystals to ensure pourability and prevent
separation. Many different crystallization procedures for liquid opaque
shortenings have been patented, some of which are briefly described below
(35–38):
2. Gradual cooling of melted product to form large b crystals with gentle
agitation. This procedure normally requires 3–4 days elapsed time.
3. Gradual cooling followed by comminution with a homogenizer or colloid
mill. An estimated 3–4 days elapsed time required for processing.
4. Rapid cooling with a swept-surface heat exchanger followed by a holding
period of at least 16 h with gentle agitation, to fluidize, just prior to
packaging.
154 SHORTENINGS: TYPES AND FORMULATIONS
5. Suspension of finely ground hard fat or emulsifier in a cool liquid oil with
subsequent comminution using a homogenizer, colloid mill, or shear pump.
6. Quick chilling a concentrated mixture of hard fat in liquid oil followed by a
holding period in an agitated tank to allow b-crystal growth. The stabilized
concentrate is then blended with a diluent oil at room temperature and seeded
with an oil containing b-hard fat crystals.
7. Quick chilling a solution of b-crystal-forming hard fat in liquid oil to 38 C
(100 F) and allowing the heat of crystallization to carry the temperature of
the cooled oil to not over 54 C (130 F). Complete crystallization reportedly
requires 20–60 min.
8. Recirculating a hot oil solution of hard fat from an agitated holding tank
through a scraped-surface heat exchanger and back into the holding tank. The
oil in the tank cools slowly and the crystals formed in the early stages melt in
the hot oil. Eventually the mass cools to a point where the crystals do not melt
but form a, then b0 , and finally stable b crystals. At this point, further chilling
is stopped and the resulting opaque pourable shortening is packaged.
9. Double chilling/tempering system of first cooling from 65 C to 43 C (150 F
to 110 F) followed by a 2-h crystallization period with gentle agitation and
subsequent supercooling to 21–24 C (70–75 F) followed by a second crystal-
lization period of approximately 1 h. The opaque liquid shortening is
packaged after an expected heat of crystallization rise of approximately
9 C (15 F) has been experienced.
As stated previously, shortening flake describes the higher melting edible oil pro-
ducts solidified into a thin flake form for ease of handling, quicker remelting, or for
a specific function in a food product. Flaking rolls, utilized for the chilling of short-
ening and margarine prior to the introduction of scraped-wall heat exchangers, are
still used for the production of shortening flakes. Chill rolls have been adapted to
produce several different flaked products used to provide distinctive performance
characteristics in specialty formulated foods. Consumer demands have created
the need for such specialty fat products. Specialty high-melting fat flakes have
been developed for specific applications with varied melting points as shown on
Table 11. Instead of becoming obsolete, chill rolls have fulfilled an equipment
requirement to produce specialty-fat-based products.
REFERENCES
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33. Ref. 13, p. 125.
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