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Composing Processes and Artistic Agency PDF
Composing Processes and Artistic Agency PDF
Introduction 1
Starting-point and research interest 1
Empirical bases and research design 5
Overview of chapters 7
Index 152
Figures
This publication and the research project on which it is based would not have
been possible without the financial support of the Jubilee Fund of the City of
Vienna (project no. J 2/12) and the Austrian Science Fund – FWF (project
no. P 27211-G22). The University of Music and Performing Arts Vienna was
the third funding body, since Andreas Holzer, Annegret Huber, Rosa Reitsamer
and Tasos Zembylas are university employees and conducted their research as
part of their official duties. The three organisations are due equal credit.
Due to other commitments, Annegret Huber and Rosa Reitsamer were
unable to prepare a text contribution for this publication. As members of the
project team they achieved much, both in developing theory and in collecting
data. We would like to thank them for their specialist help and collegial support.
Our warmest thanks go to the many composers – and especially those of
the case studies – for their time, interest and confidence in our work: Helga
Arias Parra, Katherine Balch, Marko Ciciliani, Renald Deppe, Christof Dienz,
Karlheinz Essl, Viola Falb, Clemens Gadenstätter, Bernhard Gander, Matthew
Gantt, Michael Kahr, Katharina Klement, Alexandra Karastoyanova-
Hermentin, Johannes Kretz, Hans Lassnig, Mikhail Malt, Veronika Mayer,
Bertl Mütter, Javier Party, Christof Ressi, Veronika Simor, Emiliano Sampaio,
Kristoffer To, Marianna Tscharkwiani, Dan Tramte, Judith Unterpertinger,
Nancy van de Vate, Judit Varga, Antoine Villedieu, Joanna Wozny and
Bärbel Zindler. In addition, we would like to thank Nicolas Misdariis, Markus
Noisternig and Adrien Mamou-Mani of the Institut de Recherche et Coordi-
nation Acoustique/Musique in Paris, who facilitated our understanding of the
collaboration between software developers, composers and sound engineers.
Florian Grote provided guidance on the development and construction of
electronic instruments.
We also owe thanks to other colleagues, whose advice and competence we
benefited from in workshops and discussions: Fritz Böhle, Sarah Chaker,
Nicolas Donin, Michael Huber, Georg Hans Neuweg, Tanja Paulitz,
Katharina Rosenberger, Mihály Szivós, Alfred Smudits and Martin Winter.
Finally, we must also mention the help and support given by the organising
team of the ManiFeste 2015 at the Institut de Recherche et Coordination
Acoustique/Musique in making Martin Niederauer’s research visit possible.
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Introduction
This book will integrate these perspectives and extend them with additional
dimensions. The role of several participants, persons and objects elucidates
the social and material dimension of composing practices. We will discuss the
temporal dynamics of composing processes so as to point out the inherent
interdependence of individual work phases. We will present the cognitive
and simultaneously somatic dimension of composing work by showing the
effects of several forms of knowledge, which we shall elaborate from an
interpretative description and analysis of doing.
Overview of chapters
The first chapter, entitled “The Topography of Composing Work”, discusses
the great variety of relationships between people, artefacts and resources that
characterise contemporary composing practices. Its analytical focus is on the
predetermined parameters (place and date of performance, length of compo-
sition, ensemble), the amount of work time available and the place of work,
informal exchange and formal collaboration with other musicians as well as
the role of material objects (writing utensils, musical instruments, computers,
technical apparatuses) and immaterial objects (notation systems, algorithms,
aesthetic discourses). The interplay between these aspects varies from case to
case, so that each composing process represents a particular set of circum-
stances. This chapter nonetheless asserts that, in western contemporary art
music, there are generalisable westernised composing practices. Composing is
preconditionally dependent on participating in a shared musical practice,
exchanging knowledge with other people, and learning a skilful use of material
and immaterial objects.
The second chapter, “The Processuality of Composing”, takes a temporal
approach and asks the following questions: what do composers do while
8 Introduction
composing? How do they do it? When do certain work phases occur? Study-
ing composing processes in actu lays bare their essential openness and fragility.
They are open because the gestalt of the final product that composers strive for
is only generated during the work process. Until that point, there are countless
forking paths. Composing processes are fragile because they are sensitive to
disruptions and entail the possibility of failure. The concept of decision-
making is mostly not suited to explaining creative processes. Nor do we resort
to phase models, but concentrate instead on analysing the empirical material.
We clearly see from this that there is an interdependence of all sorts of activ-
ities immanent in processes, which we divide into four groups: exploring,
understanding, valuing and making. While we can separate out these activity
groups for analytical purposes, they only attain their full significance in their
unity and interconnectedness.
The third chapter, “Orchestrating Different Forms of Knowledge”, assumes
that current sociological, musicological and psychological research into com-
posing processes must be expanded by adding an epistemic conceptualisation
of artistic agency. At the beginning of the chapter, we undertake an analytical
differentiation of the concept of knowledge. Instead of remaining bound by
traditional binary conceptions – knowing how to do something versus knowing
that x is the case, explicit versus implicit knowledge, theoretical cognising versus
actionable knowing – we identify a variety of different forms of knowledge.
We emphasise the significance of abilities that are relevant in creative processes
and, as a result, the significance of experience, the body (including sensory
perception) and practical fine-tuning for particular circumstances. Alongside
this, we discuss the role of formal-propositional knowledge contents, because
reflective moments are activities that are integrated into composing practice.
Our empirical analysis discloses, first, the interlinking and synergy of different
forms of knowledge and, second, that the change from flow of action to
conscious distancing from the musical material is a typical feature of complex
and long-term activities.
In the fourth chapter, “Musicological Perspectives on Composing”, our
colleague Andreas Holzer devotes himself to the issue of how ideas, explora-
tion and notation correlate. His specific focus arises from the low profile
within musicology of sketch research (meaning the reconstruction of a work’s
genesis based on analysing the extant documents). He opens the chapter with
a historical outline of musicological research into composing processes and
goes on to identify the basic problems in attempting to capture composers’
actions and thought processes using sketches, interviews and self-descriptions.
The second half of the chapter is dedicated to three case studies. By means of
comparative interpretation, Holzer elaborates case-specific differences in the
composers’ attitudes and their associated work modes, specific composing
circumstances, the nature of their musical material, and their concrete aes-
thetic objectives. These differences lead him to question the meaningfulness of
generalising theories and methods, and to call instead for complex particula-
rities to be sensitively handled.
Introduction 9
In summary, the term “creativity” does not describe a particular kind of
individual action. Rather, it usually metonymises a positive evaluation of the
outcome of someone’s endeavours. Many sociologists thus explain creativity
as the product of negotiations of meaning and valuation within cultural
institutions (cf. Peterson 1990; Frith 2012: 62f.). Yet we may speak of composing
as a creative process, since composers have as a rule acquired domain-specific
abilities. Their explorations, ideas, understandings and creations are socially
embedded, since musical practices and traditions are indeed trans-individual.
Sociological investigations thus tend to focus on valuations, discourses and
institutions, or on musical practices, competences, materialities and con-
stellations. While the former perspective has already been widely scrutinized,
this monograph will pay more attention to the latter. Furthermore, it will add
an epistemic perspective on practice that enriches sociological and musicological
analysis and highlights new issues. Composing processes generate two different
outputs: the composed work and the artistic practical knowledge that has
been gained. Whilst musicologists usually direct their attention more onto the
works produced (scores as well as performances), this publication opens up a
complementary perspective onto components of knowledge, or more precisely
onto artistic practical knowledge, which to our minds is far from a negligible
accessory to the composing process. Our specific epistemic perspective results
from the fact that artistic practical knowledge is in fact the key to understanding
artistic agency.
Notes
1 Over the past 25 years, neuroscience research has substantially influenced cognitive
psychology, to the extent that cognition is now being re-interpreted as being fun-
damentally embedded in the body: the “embodiment thesis” (see Gallagher 2014).
Cognitive activities are moreover embedded situatively – the “embedding thesis”
(see Robbins & Aydede 2009) – and are hence analysed more closely in their social
conditionedness – the “extension thesis” (see Aizawa 2014).
2 The question of why distinguishes intentional from non-intentional actions (see
Anscombe 1957/1963: 9). However, since there are grey areas between the two
extremes, this is not a strict differentiation. Moreover, the concept of intention is an
interpretative construct, as Hubert Dreyfus (2002: 380) remarks: “we do not
experience our intentions as causing our bodily movements; rather, in skilful coping
we experience the situation as drawing the movements out of us”.
3 They were given detailed recommendations on what to note and discuss, such as
daily routines, time resources, disruptions or longer breaks in the composing work,
gathering of material and research, organising the material, ideas they had retained
or discarded, references to other compositions or works, particular technical or
artistic problems in composing, omissions, deletions, corrections, etc.
4 Some of the works may be heard on our website: http://www.mdw.ac.at/ims/komp
ositionsprozesse
5 Some of the codes we developed – education, reference to other artists/pieces,
working space, gender-related statements, research and ideas, immaterial objects,
composing, artistic participants, artistic self-image, material objects, audience,
performance space, predetermined parameters, knowledge – were differentiated
further.
10 Introduction
6 Historians of science such as Ludwik Fleck, Georges Canguilhem or Michel
Foucault have emphasised that observational data are prestructured by proto-ideas,
styles of thought and discourses. Philosophers of science Michael Polanyi, Thomas
S. Kuhn, Frederic L. Holmes and others have taught us that observational data can
again and again challenge and transform proto-ideas, styles of thought and
discourses. This interdependence also occurred in our research project.
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1 The topography of composing work
First I actually had to learn how to work from home. I found it hard, but
I’ve learnt how. […] I try to get into a rhythm, but in fact I never stick to
it and ultimately everything gets pushed back into the night. That means
I can only work properly when it’s dark and there are no more distrac-
tions. […] In the morning, over lunch and in the afternoon, I tend to take
care of all the office work, meaning emails, organising, phone calls,
and so on.
The topography of composing work 19
Knowing what factors are effective in stimulating your productivity, and
under what circumstances you work well, is “personal knowledge” by
Michael Polanyi’s (1958) definition. The way you organise your work is based
on experience, insights derived from goals for certain activities that you have
met, and temporal resources. On the basis of these, you practise an ordered
daily routine that does justice to individual demands and requirements. And
yet the connection between work hours, organisation of the daily work routine
and living conditions shows that for most composers their composition
activities are not just work, but – despite their pragmatic attitude – a practice
that shapes their lives. This life practice – or in Ludwig Wittgenstein’s (1953/
1968: § 23) terminology, “form of life” – is characterised by the following:
imposing a time structure on the composer’s daily routine; prioritising his or
her artistic and musical activities both practically and emotionally; and
focusing efforts on certain goals while putting up with an often precarious
financial situation.
1.1.3 Workplace
Workplaces vary depending on the individual’s living situation, family obli-
gations, financial resources and personal preferences. Our interviewees
described very different workplaces: in their private living space or own
studio, or in public places such as coffee houses, train compartments and
public libraries. In spite of such differences, these places have to be appropriated
functionally and emotionally to the extent that the composer can feel at home
in them, or at least no longer consider others a disturbance. In his interview,
Bertl Mütter describes his living-room as his workplace. There he has every-
thing “that you surround yourself with. That’s where the books are, that’s
where the CDs are, the radio’s on, there’s the trombone and the computer. So
in principle it’s relatively interchangeable.” Strictly speaking, however, it is
impossible for the composer’s workplace to be interchangeable. Creative
workspaces need to radiate an atmosphere that encourages a specific mood of
concentration and inspiration. One interviewee addressed this problem
directly: “I used to work at home, but it drove me crazy. Because of the children,
among other things. Because something’s always going wrong. You actually
have to leave the house, otherwise you don’t stand a chance.” And when the
composer’s partner is also a musician and regularly has to practise at home,
this background sound can massively impair the composer’s chances of
working concentratedly. A workplace that is separate from the living space
structures how work is organised. It enables a spatial as well as temporal
division of the day into work versus private life (even though it is unlikely that
the separation will always be strictly maintained). Karlheinz Essl’s studio, for
instance, contains a multitude of instruments and technical apparatuses as
well as an extensive collection of books. Although it is a workspace,
this does not mean foregoing comfort: there is a sofa suite with armchairs.
Past composition projects, including various music sketches, writings and
20 The topography of composing work
scores, have been sorted and are kept in file cabinets in a separate office space,
accessible at all times. The studio is not just where current production occurs,
but also where past work and the knowledge associated with it are stored and
where there is anticipatory reflection on the various work phases (see also
O’Doherty 2007: 18; Morgner 2016: 41ff.).
On the whole, workspaces are equipped for a purpose and express a reified
self-discipline. Ultimately, the objects they contain and the way in which these
have been arranged reveal each composer’s personal understanding of creative
work. Creative work needs creative impulses, is predicated upon maintaining
good social and professional contacts, and requires both order and organisa-
tion. The functionality of the workspace is also related to individual needs
and work habits – especially where composers require technical equipment.
As Katharina Klement explains, her workspace “[is] a bit cluttered. Because
I’ve got these two loudspeakers for stereo playback. And here’s my desk
without computer. It’s a tried-and-tested arrangement [our italics]. There’s the
hifi for my record-player. […] My main stereo playback is via bigger PA
boxes, which might be a bit oversized, but I really like them because I’ve used
them for years.” Again, this demonstrates the extent to which the auditory
layout and appropriation of a space also helps to make it a workplace. Since a
separate personal studio generates additional costs that may not be affordable,
many composers make do as best they can. Alexandra Karastoyanova-
Hermentin explains that “before I had children, I found it very disruptive to
hear anything that disturbed me when I needed quiet. When you have children,
you learn to work more quickly. You just need the time. Then you can switch
off completely and start work right away.” Some composers remember their
college years, when spatial conditions for composing were less than ideal.
Judith Unterpertinger lived in a small one-room flat and went to a café in the
evening: “For me, the café was a place to think. A creative place where I was
served. Where I couldn’t jump up from my seat. I’m often very restless when
I’m composing. When I’m at the start of a piece, my flat’s always very clean.
Because I start cleaning the flat or doing other unnecessary things.” Judit
Varga lived in a student hall of residence. “Usually, at least three people
would be practising in my room at the same time. It’s impossible to compose
like that. So I often went to McDonald’s to compose there instead.” Even in
later stages of life, some composers are professionally very mobile and use
public spaces for working, as Marko Ciciliani describes: “Basically, I can
compose pretty much anywhere. […] But I do have to feel uninterrupted.”
I play Eva the recording from Friday. She’s enthusiastic and wants to
know how many loudspeakers I’ll be using at the premiere. I’d only
intended to use two. Eva rightly says that the piece would be enhanced by
surround setting – if the audience were surrounded by the sounds. When
we listen to it again, I direct her attention to the critical passage with the
Flanger melody. She asks, “You mean the bit with the electric guitar?”
No electric guitar is used here, yet clearly there’s an impression of foreign
elements. Further confirmation for me that I need to change this section.
During rehearsals
The encounter between composer, conductor and performing musicians
within the rehearsal setting is a collaborative situation. In general, one might
expect to see a traditional hierarchical relationship between a higher-ranking
composer, who creates art, and lower-ranking musicians, who reproduce it.
Social reality, however, is more complex. Stephen Davies (2003: 252) considers
the fundamental role of performers to be one of both responsibility and
creativity: “There is a gap between a performance and the features that con-
stitute the work the performance is of. Where works are specified by scores,
the performance always is more detailed than the piece. […] Provided the
performer is in control of the sounds she produces, it is she who decides how
to bridge this gap.” From the composers’ point of view, musicians likewise
play a key role in successfully performing their work. In Bernhard Gander’s
The topography of composing work 27
words: “If they say, they’re keen on it and it’s fun to play, then the race is
pretty much won. Because if they’re convinced themselves, they convey that to
the audience.” Composers treat musicians as their first audience because
they are aware how vital their “impact on the musicians” is, as Alexandra
Karastoyanova-Hermentin puts it.
This insight has repercussions on the way the composition process unfolds
and on the performance. Contemporary art music is on the fringes of the
public’s perception of music, at least in German-speaking countries, where
tonal music and especially works and styles from the 18th and 19th centuries
predominate. As a result, neither conservatoires in their instrument tuition
nor many professional orchestras tend to tackle with any perseverance the
new musical forms that have emerged in the past decades. This means that it
is not always easy for composers to work together with musicians, as Karlheinz
Essl discovered: “Many orchestra musicians don’t want to leave their comfort
zone. I mean, they’re specialists, they have perfect mastery of their instrument,
but within a specific framework of tradition and repertoire, which is fixed. […]
And it’s often a very lengthy process to explain and implement things with
such musicians.”
For a collaboration to be successful, it is important not only that the parti-
cipants have experience in similar music practices, but also that they connect
on the interpersonal level. Veronika Simor stresses this: “Human contact is
very important for convincing people at all stages of the process that what’s
written down there is good.” Composers occasionally find themselves in a
position of throwing down the gauntlet: they confront musicians with new
challenges to be mastered. Mutual respect is therefore crucial for both sides – but
cannot always be mustered. For composers, encountering and working together
with unknown musicians or with an acclaimed ensemble can be fraught with
tensions. An experienced composer admits, “It’s not so easy to establish your
authority in front of an orchestra that’s seen it all.” And as another interviewee
states, “You can’t allow them not to take the piece seriously.”
In the preliminary stages, the physical encounter between composers and
musicians or ensembles is mediated by the score. The score is the point of
departure for rehearsals and can be interpreted as a set of instructions (see
also Cook 2001: § 15). In some cases, these instructions are set down with
maximum precision, as Katharina Klement explains: “My intention is to put
it down on paper in a way that’s as clear as possible so that there’s not much
left to explain.” Other composers renounce noting down everything to the last
detail because they view it as unnecessary. In Judith Unterpertinger’s experience,
it is “often totally absurd to write down everything in detail when I know the
musician would have to sit down and rehearse it for half a year. If I explain
what I want really well, they can do just as good a job, but they’ll have
understood it in ten minutes.”
Historically, there have been different approaches to the question of whether
a score should be annotated down to the very last detail or whether passages
should be deliberately kept vague. In his study of notation systems in New
28 The topography of composing work
and Serial Music, Erhard Karkoschka (1972) took into account the extent to
which the interpretation of notes by musicians was already indicated in the
score and how much room for interpretation remained. Karkoschka dis-
tinguished between precise notations, which contain exact instructions on how to
realise the score; parameter notations, which offer a choice within fixed
boundaries; indicative notations, which give the musicians the opportunity to
get a feel for timing and duration (for example) and then decide themselves;
and a musical graphic that encourages interpretation. Obviously there are
hybrid forms of these notation systems. In any case, our interview material
has led us to conclude that scores are always negotiable formulations,
regardless of the notation system on which they rely and regardless of their
intended precision. Scores are sequences of signs which always initiate a realm
of meaning while at the same time leaving much unwritten or even unrepresen-
table. The relationship between score and sound is therefore underdetermined
and in some cases even fundamentally metaphorical. The appropriate sound
has to be found, tried and negotiated while playing. There are of course different
ways of interpreting a piece of music. Katharina Klement’s statement makes
this clear: “That’s when we start discussing things that go beyond the values
of notes or dynamics or tempos […]. We’re no longer talking about crescendo
and decrescendo, but about tension and relaxation, and we use tacky expressions
and metaphors like ‘It sounds as if the sun is rising.’”
While some composers cannot always find the time to attend rehearsals
and only go to the final rehearsal, others can afford “the luxury” – as Bertl
Mütter calls it – of being present at all rehearsals: “The joy of working with
people and realising that my way of writing something is a kind of compres-
sion. And then it’s enriched by what I say during the rehearsal process, so that
some very complex things can be learned and reproduced in a very short time.
That way musicians sound fresh when they play it, and they enjoy it.” The
joint action of making music with others demands a sensory and emotional
fine-tuning with one another, so as to be able to work together on the sound
experience (see also Ravet 2016: 297f.). Many composers thus characterise
their attitude during rehearsals as pragmatic and ready to compromise. In
Christof Dienz’s words: “If somebody says to me, ‘That’s really shit, and it
just can’t be done that way’, I’d be the last person to say, ‘Too bad. It stays
like that.’ Instead, I’ll say, ‘Okay, let’s change it.’” The musicians’ commitment
while preparing the performance and their interpretative achievement during
it are among the factors that determine both the quality of the performance
and whether or not the practical implementation of the score conforms to the
composer’s vision. At the same time, it is up to composers to motivate musicians
properly and involve them in the creative process. In this, they need to consider
that musicians often prepare for a performance under great time pressure,
which requires knowledge of the working processes and conditions of
orchestras, ensembles and conductors. Such knowledge has an effect on com-
posing because the way the work process will be managed by the performing
ensemble and conductors is already thought out in the composer’s own
The topography of composing work 29
schedule, and organisational issues concerning rehearsals or preparing for the
performance are already taken into account. This is what Bernhard Gander
describes:
Usually you have to deliver the score first and the sheet music later. I
always finish very early. In one case, the premiere was set for late
September and I had finished the piece by the previous December. So the
score was ready by April or May. Then the conductor received it. That
way they can already schedule their rehearsals. And I write them a short
text about the content of the piece because they also want to propose the
piece to other venues. Each time, it’s an ongoing exchange.
They [a large orchestra] have little time to rehearse. Their motto is: Just
play what’s on the sheet. Every note is clearly described. There’s no need
to discuss much, they don’t need to do much soundwise – of course they
do overall, but that’s the conductor’s job and there’s no changing it.
Whereas in the XY pieces, the way the flautist plays that long note so that
harmonics develop, so that the note changes more and more from hissing
and breath into sound, that is written down. But there’s still room for
manoeuvre in the way it’s done. And skill comes into play here. Some
musicians can do it incredibly well. Others can’t do the breathed start of
the sound. […] And it takes an unbelievable amount of time to motivate
the musicians to try it anyway. And then suddenly, somehow, it works.
In the score, the composer tries to formulate clearly what the notation system
he or she uses will afford. This is a pragmatic approach, which does not have
to deprecate large orchestras. But where the musicians’ working processes and
conditions allow it, they will be expected to show initiative and contribute
creatively – the score will be prepared in such a way that they can participate.
Here, composers do not see themselves as the artist-as-solo-creator, but rather
include the performing musicians in the interpretation of the score. In return, they
expect the musicians not to behave purely as reproducers, but to take the time to
enter into the material and develop their own ideas about how the composi-
tion might be realised as sounds. In his discussion of authors, Jérôme Meizoz
(2007: 42) introduces the concept of “instance plurielle”, which can be trans-
posed to composition processes. Meizoz suggests that a literary work is
the result of a creative process in which several people participate – and a
30 The topography of composing work
composition is no different. In this sense, authorship must be thought of as
plural (see also Stillinger 1991).
Musicians also contribute to rehearsals spontaneously. During a rehearsal
for the premiere of Bernhard Gander’s sitcom opera, “Das Leben am Rande
der Milchstraße” (Wien Modern, 2014), the violin, cello and double bass were
struggling with a difficult combination of rhythms when the percussionist
stepped in. He gave them advice on how best to count so the stresses fell in the
right places and so the musicians could coordinate better. He played the passage
on his percussion elements while counting aloud. He then accompanied
the three instruments even though he was not in the score, and switched on a
metronome. The conductor and composer did not get involved. Instead, the
four musicians spontaneously synchronised on the basis of their respective
expertise. This is an example of “experience-based subjectivising cooperation”,
as Fritz Böhle (2010: 164 – our translation) calls it: “The catalyst, timing and
co-operators involved evolve in a situated way depending on the problem;
communication occurs based on shared experiences and uses objects; and the
relationship between the co-operators is founded on reciprocal (work-related)
familiarity.” Composers need to know many things, but cannot know everything;
they always have the choice of delegating. Asked whether it ever happened
that musicians were unable to play a passage, Joanna Wozny answers: “Yes, it
happens. But it’s not a big problem because the musicians often look for
solutions themselves.”
Despite their different training and practical competences, musicians and
composers share a broad body of knowledge: of writing and reading musical
notes; of instruments, their sound and tonal range and the way they are
played; of arrangements and of musicians making music together. Thus, from
this perspective, they are peers. This joint theoretical, music-practice and
acoustic knowledge always has an impact when producing a score. Howard S.
Becker points out that in their actions people anticipate the possible reactions
of their counterparts and so change perspective. Artistic actions are not
excluded from this: “[A]rtists create their work, at least in part, by anticipat-
ing how other people will respond, emotionally and cognitively, to what they
do” (Becker 1982/2008: 200). The significance of shared knowledge, common
practices and anticipated reactions becomes obvious when the notation
cannot express the composer’s intentions. Even when composers use a con-
ventional notation system for their score, it is not necessarily musically realised
by the performers that the composer originally had in mind. Potential reac-
tions cannot always be anticipated in spite of shared knowledge and common
practices. Individual notation systems can express a great many things, yet
they also always come up against the limits of what they can represent. In
such cases, composers use various techniques for answering questions or
avoiding communication problems.
Since every notation system has semantic ambiguities, composers often use
verbal explanations as well as symbolic analogies. Thus Bertl Mütter avoids the
need for complicated or time-consuming detailed notes by explaining to a pianist:
The topography of composing work 31
I want to hear you play the piece like a piano player in a bar. […] I’ll tell
him, “Look, it should sound like perfumed bar music. Like a piano player
who smiles and then plays ‘I Did It My Way’.” That has its own sound. I
could tear out my hair writing it, and research voicings. Or I can just say:
“You know what I mean. A pianist in a bar. Say, in a five-star hotel, but
not the best. Imagine you have brylcreem in your hair, and you’re wearing
a white dinner jacket, and you’re sort of smiling, but you know you’re not
really allowed to talk to anyone, because you’re an employee.”
For this, composers have to be able to gauge the frame of reference for those
involved (their experience, tools, and ways of thinking) to ensure that analogies,
imitations and gestures work. Even common associations and widely shared ideas
are only partly self-explanatory. Communicating and learning from each
other are based on imagination supported by experience. And when symbolic
analogies are not effective, composers often attempt to explain their sound ideas
to the musicians more immediately by playing, singing or imitating sounds.
There are many composers who only pay attention to right or wrong,
blablabla. Whereas I can turn up with really complicated things, and the
musicians will play them correctly. Because I’ll explain: “That deep sound
there doesn’t really need to be played right, it should be more like
growling or puking or something.” And then I’ll imitate it too:
“blarghhh” [makes retching sounds]. They’ll laugh, but they’ll know
exactly what I mean.
(Bernhard Gander)
So, in that way an area of rustling noise builds up, which slowly moves
through the room. And at this point the tremolo is slowly turned up from
zero to half, over eight seconds. That’s a very precise instruction. That
means this noise surface starts to tremble [makes shivering sounds and
makes his hands tremble].
1.2.5 Summary
In this section, we have been discussing composers’ interactions with peers
and non-peers. These interactions, however, do not occur throughout the
creative process, but sporadically in certain phases. At times, composing is
indeed a “lonely” affair, with hardly any interaction with others that is
meaningful for the composition.
To summarise, composers and peers or non-peers relate on three levels. On
the social level, we have made the distinction between cooperative and colla-
borative relations based on the following differential criteria: whether those
involved share in the objective of the work, and whether their interactions are
informal or contractual. On an epistemic level, we distinguish between crea-
tive and knowledge-generating relationships. The former primarily provide
inspiration and generate ideas whereas the latter aim to solve specific pro-
blems. The relationship between composers and others can also be analysed
on a third, motivational level: composers have to reach out to the musicians,
convince them of their ideas and expectations, and create enthusiasm for a
successful interpretation of the composition. These three relationship levels
are not strictly divided. Together they produce an interdependent relation, in
which composers and others influence each other and benefit from one
another.
Composing can be interpreted as the collective undertaking of a practice
community, whose participants are involved with varying degrees of intensity,
depending on their competences and resources. And yet, even where musicians
sporadically influence the composition process and the rehearsals with their
knowledge, they are not granted the status of creators. Bertl Mütter describes
his relationship to musicians as “primus inter pares” [first among equals],
expressing his willingness to engage in a fundamentally egalitarian, non-hier-
archical relationship. This is reciprocal: the composers expect musicians to
show initiative and commitment and make creative contributions while they
themselves must meet the ensemble’s needs (see also Ravet 2016). It is just as
important in peer-to-peer relationships to convey professionalism and be
perceived as a professional, as one composer clarified: “If they get their sheet
music early, I know they’ll think, ‘Right, he’s well-organised’. There are
composers who’ll bring the last notes to the last rehearsal. To be honest, I’d
be sceptical myself. I’d think, ‘Whoa, this piece can’t be any good if he can’t
get it together!’”
The topography of composing work 33
1.3 Material objects: musical instruments, computers and
writing materials
In a practice-orientated perspective, the focus can also be shifted to material
objects – such as musical instruments, computers or various writing materials –
as a means of demonstrating the materiality of practices of composing (see
Engeström 1993; Knorr-Cetina 2001; Nicolini 2012: 223ff.; Shove, Pantzar &
Watson 2012). Material objects are not simply tools for carrying out actions.
In some cases they contribute constitutively to the occurrence of particular
actions. James J. Gibson’s (1979) term of “affordance” lends itself to an
interpretation of the role played by material objects. Building on Gestalt
psychology (Kurt Koffka and Kurt Lewin), Gibson uses affordance to refer to
the action-stimulating character of objects: because of their gestalt – understood
as the totality of their visible form and properties, including colours, devices,
surface, material, etc. – objects invite certain actions, but they can also be
used in various other ways. Instead of considering the perception of an object
as a stimulus-response pattern or a purely cognitive achievement, Gibson calls
for an activist conception of perception, pointing out that the relationship
between people and objects is dynamic. Affordance, he argues, is orientated
both physically and psychologically and concerns the object and its observer
equally while they interact with each other in any concrete situation (see
Gibson 1979: 129). This reciprocity between persons and objects has a
meaningful complement in James G. Greeno’s (1994: 338) concept of “ability”.
Where affordance focuses on the interaction between person and object in
terms of the object’s gestalt and available actions, Greeno points out that such
an interaction is similarly marked by the person’s ability and practical inten-
tionality: imagining various uses, developing a practical sense of the object
and acting skilfully (see also Noë 2012: 29). There is thus a creative factor in
using an object. Scott Cook and John Brown (1999: 64–67) refer to this logic
when they speak of “dynamic affordances”, pointing out that when a person
handles an object, pre-existing knowledge comes into play, but new knowl-
edge can be generated as well.
The graph paper drafts show very nicely that I’m thinking contra-
punctually. There’s a voice here, another voice here, and this is the light
voice [referring to the use of light in his piece “Les Cris des Lumières”].
Many details are fixed in this sketch layer – they’re the results of other
sketch layers, which are in sketch books. The only things still to do are
ordering them into score format, and putting the exact pitch relations
and details on the sound qualities of certain instruments.
He uses notepaper for working out all composition details and thus the score. The
score is then transferred to the computer where – as described above – he reworks
it once more. The kind of paper thus changes depending on the state of the com-
position process, the directionality of thought and the required accuracy of the
notating: the change in paper follows the practical logic of the creative process.
1.3.4 Summary
In this section, we have pointed out the regulative function of material objects:
they shape the composition process through their gestalt, culturally estab-
lished uses and practical habits. In certain cases, material objects achieve a
constitutive function by making actions possible that would be impossible
without them. Material objects thus play a fundamental role in practices of
Figure 1.2 From Clemens Gadenstätter’s sketchbook for “Les Cris des Lumières”, 2014 – © Clemens Gadenstätter
The topography of composing work 41
composition. Through their action-structuring effect, these objects create an
objectivised counterpart, almost a partner in an interaction, which makes the
composers’ composing visible, audible and tangible for them – in short: dis-
coverable to the senses. Alongside their useful function as tools, musical
instruments, computers and writing materials also develop a creative-epis-
temic function in the context of certain actions – for example, the sensory and
experimental handling of instruments or different kinds of paper.
Vygotzky primarily focuses on verbal language. But many people also learn
other kinds of languages during their lifetimes, for example mathematical,
musical sign or programming languages. Vera John-Steiner (1995) developed
the concept of “cognitive pluralism” to describe this phenomenon, a concept
which can be applied to composers as well. Katharina Klement often works
with graphic representations of sounds. For one composition, she drew
coloured geometrical shapes on several transparencies (see Figure 1.3). She
Figure 1.3 From Katharina Klement’s sketchbook for “lichte Sicht” for 18 strings, 2014 – © Katharina Klement
The topography of composing work 43
then put those transparencies on top of each other to represent the layering of
sound. Such visual blueprints resemble the “technique of over-painting. They
come from my spatial ideas, or rather they represent them, and they correspond
primordially to the intended sound.” These “base layers” are thus relevant
both for developing a musical notation and in the performance context.
However, this example should not be taken to mean that immaterial objects are
the product of a private sensitivity (see also on private language Wittgenstein
1953/1968: §§ 256–269). They are social because they are socially generated,
shared and used. They are structured objects, which are embedded in supra-
individual systems shaped by rules (language, notation systems, mathematics,
logics). These underlying systems are characterised by their high combinability.
A limited number of signs can form a very large, almost infinite number of
algorithms, scores and texts.
I notice that when you read a lot, you know a lot more, but on the other
hand you become more critical. So knowledge can also block you. You
realise that so much has been done before. […] At the moment, I feel the
need to read a lot again, and ask philosophical questions. But there are
times when I think it’s very important to consciously distance yourself.
An interest in theory must not turn into a compulsion that distracts composers
from action, or in other words, from composing. Besides, grappling with
theory is not merely an intellectual challenge that is part and parcel of com-
posing, but also – as Clemens Gadenstätter says – time-consuming: “I lack
the time to concern myself with everything, so I have giant gaps.” Ideally,
reading should inspire and offer food for thought (“so-and-so does it like this,
so I could proceed by analogy and do this…”), with inspiration being the
result of a creative personal contribution. Beyond that, reading can serve as a
catalyst for making progress in a different context. As Clemens Gadenstätter
remarks,
Claude Lévi-Strauss, I mean he was like live-cell therapy for me. When I
read “Mythologica”, I had the impression that his thinking directly con-
cerned me. A light suddenly went on in my head: ah! And suddenly I had
a different relationship with musical material. Or when I starting tackling
Lakoff and Johnson, “Philosophy in the Flesh”. That was more important
to me in some ways than concrete music.
Additionally, there are theories from physics, natural sciences and mathe-
matics, which in their genuine complexity are not easily accessible to non-
specialists. When the interviewed artists refer to such theories, they do so in a
largely metaphorical sense or – to exaggerate somewhat – exploitatively. They
alight on something that seems inspiring to them, but without doing justice to
the respective theory or needing to understand it in its entirety. One composer
echoed this, saying with specific reference to postmodern philosophers
including Gilles Deleuze that they are good sources of inspiration because
“they’re so vague in their statements that composers can interpret them in any
way they find inspiring [laughs].”
46 The topography of composing work
As critical participants in the music sector, however, many composers
notice that music-theory discourses not only discuss certain topics, but are
generally also instrumental in power relationships: they serve particular
struggles for positioning and legitimisation. One composer observes, “I don’t
want to sound arrogant, but I really have to say that I’ve found music theory
pretty boring for a long time. […] Because I think music is almost always
about material concepts in some way, and about how someone deals with his
material, etc.” A different interviewee mentions her interest in “certain sensuous
qualities, but then in Darmstadt they [other composers at the international
summer courses for New Music] would probably assume I was a romantic,
and I’m really not keen on that idea.”
As previously mentioned, composers write texts as well. Only a few com-
posers might publish theoretical texts, but all of them occasionally write short
texts to accompany programmes or CDs. The purpose of the publication
determines the style of writing and content. Katharina Klement says that her
contributions to programmes “sometimes evolve all by themselves. Sometimes
I add why the piece has that particular title. There usually is a reason, at least
in my case. It often points to something in the content or structure. I can
explain that, and I think that’s good.” But not all composers like to assume
the role of author, as the following excerpt from an interview shows:
I can only speak in technical terms. […] Of course I can write, but then
these sentences come out that, well, [breathes out deeply] who’s it for?
Obviously, sometimes the audience likes to hear composers talk about
their piece, and I think it’s okay for composers to try and make their
work accessible. But what I find strange is when people say a piece offers
resistance or something, against politics.
This composer evidently feels the pressure from the commissioning party or
audience, expecting her to justify herself. Not everyone shares this feeling,
however. One interviewee remarked on the purposefulness of programme
texts and concluded:
I position myself very clearly to show what I’m about. In radio interviews
as well, et cetera. Of course I always say the same things. When I say,
okay, so-and-so interests me the most, I know what effect that’ll have. Of
course you can say, it’s a fad. But everything you say assumes a certain
label. I question my motives too. Is it still authentic, is it still about the
content? As long as that’s the case, I’ll keep saying things very clearly. […]
But even that’s a bit of a reaction. Because I know that in the new form
of music that became the fashion after 1945 or so, you always have to
have ten pages of introduction, so you can understand it, with quotes by
Adorno and so on and so forth. That’s always got on my nerves, right
from the start. […] I suppose I could stop giving interviews, say nothing
else, just the bare work. But that’s the worst fad of all.
The topography of composing work 47
Even though our composers have different opinions on their role as authors
of texts, consensus still emerges: their ambivalent attitude towards intellectual
expectations. Some consider it a real strain “because it’s become almost a
neurosis, where you can’t write a single note without justifying it somehow.”
1.4.2 Notations
It is probably difficult to imagine our daily lives without written language.
Writing a text message, reading newspapers and books, or handwriting a
shopping list are a daily matter of course and a firm part of our lives, without
us thinking much about them. This literality that constantly surrounds us,
however, also has a different effect, as Walter Ong (1982: 78) notes: “More than
any other single invention, writing restructures consciousness.” This applies not
only to verbal language. With the invention of notation systems, music –
which until then had only had an existence in sound and performance –
achieved a sign-bounded objectivisation, which gradually changed musical
thinking. Erhard Karkoschka (1972: 1) views a notation system, on the one
hand, as a tool “to make possible the construction, preservation and commu-
nication of more complex kinds of music”. On the other hand, however, he
points out the very significant fact that “the technical possibilities of a notation
system also influence the act of composing – the entire thinking of all musi-
cians”. As media, then, notation systems are absolutely not epistemically
neutral. The technical reproducibility of performed music since the end of the
19th century, as well as its digitisation about a century later, in no way changes
the structuring and generative impact of notation systems.
Notation systems consist of a limited number of signs, of a syntax and
semantics. Following Ernst Cassirer (1923/1953: 161), we view notation systems
and artificial languages not primarily as “product (ergon), but [as] an activity
(energeia)”, whose “true definition can only ever be genetic”. Notation systems
make possible activities such as forming, organising, representing, recombining
and sharing musical thoughts, or coordinating several members of an orchestra.
To speak here of symbolic or cognitive affordances provides an interesting
analogy to the concept of material affordances that we have already discussed.
Adjectives such as “symbolic” or “cognitive” should here be understood as
being practice-bounded. The use of notation systems resembles the writing of
texts in that it is not an immaterial and purely mental act, but a core element
of the practice of composing. Like every other practice, reading and writing – or
rather the ability to read and write – are the result of exercise and education.
For Ludwig Wittgenstein (1969/2005: 6),
Right, now we’ll play this picture here from the Prinzhorn Collection [a
famous collection of art brut]. […] There are so many … irritations. I
would write “Your ad could appear here” in a score. […] There are so
many possibilities and ideas. Of course [he points at an illustration in his
score], some things are notated gesturally too, such as – it’s a Brownian
motion of molecules.
As this example shows, images can notate things that cannot be captured
using musical signs.
Every music notation system and every actual score contain numerous
indeterminables and imponderables, which can ultimately only be worked on
during rehearsals. Indications on dynamics, for instance, are always relative.
Timbre and the balance between instruments are also difficult to notate pre-
cisely. And as with the different communication practices we described in
composers’ interactions with musicians (language, gestures, singing, etc.),
there are similar strategies for dealing with notation systems. Every notation
system has its limits for representing musical ideas, and thus tends to restrict
musical thinking at the same time. Every notation system, however, also
expands the limits of every other notation system. This once again demon-
strates the cognitive pluralism already discussed: several forms of articulation
are used, which complement one another by partially removing each other’s
limitations.
Hence it is only partly true that scores can be characterised as sets of
instructions. Scores are sequences of signs, which always open up a space of
The topography of composing work 49
interpretation and at the same time leave much implicit. The relation between
music notation and sound event remains underdetermined. It has to be prac-
tically revealed, tried and negotiated through playing. While Carl Dahlhaus
(1970: 65 – our translation) states that “the reading of sheet music […] is
always accompanied by acoustic imaginings”, this is neither entirely true nor
completely false. Acoustic imaginings do not have the sensory concreteness of
sound events because they always contain vagueness. They consist of acoustic
impressions that those reading the score already have in their aural memory
from previous experiences. That can be the only explanation of why, for every
piece of music, there is always a spectrum of different interpretations that are
deemed legitimate by a community of shared cultural practice.
If we define scores as the outcomes of intentional acts because they are
primarily aimed at performers, then there must be case-specific criteria for
success. The writing and finalising of scores is then an activity that requires
various competences to meet these criteria. Performing musicians read the score
by starting with the notation signs and then channelling towards the musical
meaning. The directionality of their reading is crucial. It has an underlying
aesthetic intentionality even in the absence of any intended musical meaning –
for instance, in Dadaistic concepts – and even where composers try to be
illegible by deliberately including discontinuities, polyvalent marks and allit-
erations. Both reading and writing are procedural acts, which implies that they
weigh potential meanings. Importantly, this includes implicitly taking into
account those aspects which cannot be represented through a given notation
system. All composers are aware of the multi-layeredness and ambiguity of
writing processes and reading. Clemens Gadenstätter approaches the issue
pragmatically and with a relaxed attitude: “[Helmut] Lachenmann”, he says,
developed a fantastic notation system, “and I don’t see any reason to re-invent
the wheel when it’s already great. […] Anyway, one thing’s obvious: there’s no
such thing as a perfect notation.”
1.4.4 Summary
In conclusion, we hold that immaterial objects have three functions. As tools
of cognitive practices, they possess a generative and a transformative function.
Different notation systems enable composers to represent sounds or ideas for
sounds using different symbolic shapes. Music-aesthetics discourses – to
mention a second example – help to develop or organise thoughts and thus to
generate new ideas and composition concepts. At the beginning of the com-
position process, especially when the first ideas are being generated and
notated, verbal means and musical notation signs act as vehicles for artistic
and creative processing. Writing down composition ideas or first concepts in
notebooks or sketchbooks not only works as a reminder, but also drives the
generation of ideas. When finalising and fixing musical ideas, notation systems
make possible detailed work, precision, revision and further development of
parts of the piece. Immaterial objects can vastly expand the possibilities of
human cognition by decisively widening imagination, processing power and
memory capacity. This in turn boosts the intramusical complexity of
achievements in composition. And finally, signs have a coordinating function.
Towards the end of the composition process, musical notation functions as a
structuring instance during rehearsals. Here, notation signs are catalysts for
social interactions.
Notes
1 Theodore Schatzki criticises Becker’s approach as a variant of methodological
individualism and argues that actions always take place in “constellations of practice-
material bundles” (Schatzki 2014: 17). The terms “constellations” and “bundles” here
refer to a level of aggregation that exceeds immediate micro-sociological interactions
and actions. “Practice-material bundles” structure the social setting for the actions
and interactions taking place before they take place. (For a development of the con-
cept of “joint action” from a practice-theory perspective, see also Barnes 2001:
17–28.) Pierre Bourdieu (1992/1996: 204f.) in turn accuses Becker’s generalised
The topography of composing work 53
concepts of interaction and cooperation of masking the objective structures of the
artistic field, which arise from the unequal distribution of resources and power, as well
as the antagonisms and struggles that this generates. Arguing from a perspective of
symbolic interactionism, Becker (1982/2008: 372–386) responds that Bourdieu’s
concept of the field looks as if social relationships were shaped by some sort of invi-
sible forces. Becker, on the other hand, focuses on interactions to explain how human
beings develop their activities and attitudes in these interactions with others.
2 A network analysis for British composers can be found in McAndrew & Everett 2015.
3 Similarly, many writers who mainly work on a computer will print out partial prose
texts because printed paper creates a certain distance and at the same time provides
a better overview (see Zembylas & Dürr 2009: 31, 47, 110f., 114).
4 The embedding of artists in existing traditions has been associated with the notion
of influence. The art historian Michael Baxandall (1987: 59) has elaborated an
alternative interpretation of influence which emphasises the manifold and active
relations of an artist to artistic models. This relation might be to “draw on, resort
to, avail oneself of, appropriate from, have recourse to, adapt, misunderstand, refer
to, pick up, take on, engage with, react to, quote, differentiate oneself from, assim-
ilate oneself to, align oneself with, address, paraphrase, absorb, make a variation on,
revive, continue, remodel, ape, emulate, travesty, parody, extract from, distort,
attend to, resist, simplify, reconstitute, elaborate on, develop, face up to, master,
subvert, perpetuate, reduce, promote, respond to, transform, tackle”.
5 As a kind of text, the diary possesses certain formal and characteristic features – for
instance, text media, format, type of writing, writing tools, and others – that con-
firm its identity as an autobiographical text.
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2 The processuality of composing
The metaphysical condition of music with which we in the West are most
familiar is that music is an object. As an object, music is bounded, and
names can be applied to it that affirm its objective status. […] By con-
trast, music exists in the conditions of a process. Because a process is
always in flux, it never achieves a fully objective status; it is always
becoming something else. As a process music is unbounded and open.
One way of analysing the creative process in art is to draw for instance on
Henri Poincaré (1908/1914: 50–63) and Graham Wallas (1926/2014: 39) and
subdivide it into stages: preparation, incubation, illumination, verification.
That would certainly structure the process and also make it possible to find
out what problems and challenges are characteristic to each individual stage.
However, any explanation of processes that uses stage models (e.g. Katz &
Gardner 2012: 110–120) also risks imposing a development structure on the
different composition processes that conceals their contingency and diversity.
As Friedemann Sallis (2015: 7) rightly points out, “[t]he sheer diversity of
working methods should make us sceptical of attempts to define stages of this
activity all too precisely.” In this chapter, we will take a different path and
concentrate on the dynamic unity of cognitive and performative aspects. Thus
our reference point will not be stages, but rather the composers’ activities. We
will examine what precisely composers do during composing, and how their
activities are intertwined.
58 The processuality of composing
We aim to show that composition processes are goal-directed but not goal-
driven. The final gestalt of the piece is not known beforehand – except that it
must be a finished composition that corresponds to the specific contractual
agreements – but only emerges during the creative process. The composed
piece thus represents the result of focused work, whose progress we view as
neither linear nor rational. Drawing on Karin Knorr-Cetina’s (1981: 113)
laboratory studies, we might say that the working process “is dominated by
what could be the case, and what should or might be done”. Composers seek
ideas, but do not always know what exactly they are looking for. They may
keep an open mind and try out sounds that leave potential for unpredictability
and association. Such openness, curiosity and willingness to experiment are
the result of a historical cultural process as well as the musical tradition of
western contemporary art music. They are not primary characteristics of
individual psychology. They manifest themselves in composing practices,
without excluding or eliminating the effectiveness of other habitual thought
patterns or routines.
If we consider the concept of process in terms of an “ontology of becom-
ing” (Pickering 2008: 12), we notice that it contains the idea of duration. The
composition process consists of a temporal interconnection of action and is
therefore not an event. After all, compositions do not simply fall into the
composer’s lap, however many ideas he or she might have. At first sight it
might seem self-evident to view process and event as opposites. On closer
inspection, the relationship between process and event is more complicated. A
process has a duration whose beginning and end may be vague. An event, on
the other hand, is a one-off occurrence that can largely be dated and identi-
fied precisely. And yet in any composition process there can be events that
shape the process. While open-mindedly trying out instruments and sounds,
composers can make discoveries that trigger a rethinking of the composition
process. These seminal events during the course of the creative process can
be described using such metaphors as “forking paths” (Becker, Faulkner &
Kirshenblatt-Gimblett 2006: 5) or “turning points” (Schwarz 2014: 13f.).
Prominent events emphasise the non-linearity of creative processes and their
openness in terms of results.
And yet this should not shift the analysis of composition process too far
towards singular events. An event – be it a new idea, a meeting with a per-
forming musician or a rhythmic sound heard by chance at the cinema – is
interpreted as a “forking path” or “turning point” only in retrospect. That
does not automatically discount the interpretation, but it must be justified by
the overall picture of the composition process. Processuality cannot be frag-
mented into innumerable events since that would dissolve the connection
between composition activities. “Process” and “event” are thus different con-
cepts, but not mutually exclusive.
This brings us to a further characteristic of composition processes: they are
dynamic and incremental. Incremental (Latin incrementare, make bigger)
because their complexity – meaning the extent of their internal interactions
The processuality of composing 59
and variables – increases over the course of the creative process. Dynamic
because the nature of the variables changes over the course of the creative
process. Activity Y has an impact on subsequent activity Z, and changes the
way in which one perceives preceding activity X. Processuality as a temporal
interconnection therefore also denotes a dynamic interdependence between
individual activities.
Complexity is, then, one of the defining features of creative processes.
Composition processes consist of myriad attempts, intuitive and emotion-
based decisions, thoughts, and small piecemeal processing steps, making them
particular and non-repeatable. “The difficulties are always new, or at least
they feel new each time”, Marco Ciciliani observes. The way composers deal
with this intrinsic complexity varies. We can distinguish two work-mode
ideals. Some composers design a synoptic plan at the beginning of the work
process, to which they will adhere more or less strictly. It thus determines
their subsequent work steps to a certain extent. Other composers pursue a
more heuristic approach, where the composition only develops gradually
during the writing process (see Donin & Féron 2012: 19). Fritz Böhle (2009)
likewise distinguishes between exploratory actions and those carried out
according to a plan, insisting, however, on the limits of the planned approach.
Complex work actions always rely on exploratory, corporeal and sensory
knowledge that is guided by experience.
The relatively long duration of composition processes in art music and their
complex and incremental character cause problems for our empirical study. It
is clearly impossible to document a work process lasting several months
without omissions. We thus asked the case-study composers to keep a work
diary to note down their activities. These work diaries were begun at the start
of the composition process and ended with the finished composition. It was
left to the composers to decide on the form of their diaries. Karlheinz Essl
and Katharina Klement kept a written diary; Marko Ciciliani and Joanna
Wozny made spoken recordings and submitted additional written notes.
These diaries give us an insight into the composers’ daily routines, when they
worked on particular parts of the composition, and what activities they
engaged in. Once we received these documentary materials, however, it was
obvious that it is impossible for composers to verbalise all work steps, ideas
and sensations. Even when they tried to set out their working processes to the
best of their knowledge and belief, they instinctively resorted to narrative
patterns that convey a specific image of the creative process. Furthermore,
they could only communicate what they were conscious of. Missing from the
diaries, therefore, are activities that escaped their attention at the time. This has
resulted in an additional empirical and interpretative difficulty. Since the core of
our analysis consists of the composers’ personal reports and descriptions –
alongside sketches, sound recordings and videos – many of the more peripheral
and discreet activities leave hardly any traces. Examples of these are compo-
sers re-reading their own musical marks (Notate) to consider how to continue
the writing process, or listening to partial recordings of their own composition
60 The processuality of composing
during its creation – made using appropriate programs – to advance the work.
Composers can only discuss such processes to a limited degree because,
during the re-reading or listening, their attention is focused on the “making”
and not on themselves (see Polanyi 1958: 55ff.).
on
iti
im
tu
ag
in
in
at
io
prior understanding,
n
abilities
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Exploring Making
experience,
knowledge
[13 Dec 2013] First experiments with the spoken material. I choose Her-
beck’s poem, “Das Leben”3 and start stretching the length of the record-
ing (using the audio editor DSP-Quattro). I layer the various stretched
versions (by a factor of 1, 2, 3, 5, and 8) on top of each other using the
DAW [digital audio workstation] Reaper. But the results don’t sound
particularly interesting – I stop the experiments. I make a further attempt
to edit the spoken recording with my own granular synthesis software.
This time the results are much more promising. As I slowly and manually
scan the sound file, I’m able to isolate Herbeck’s intonation: he speaks in
B minor!
[9 Jan 2014] Experiments with the Ircam software TRAX, which allows
me to manipulate the structure of the speech formants. For example, you
can change a man’s voice into a woman’s or into a whisper. […] I
program a software instrument called Herbeck Stretcher in MaxMSP for
further experiments: once again, the starting-point is the paradigm of the
granular synthesis, whose parameters and algorithms I’ve entirely adapted
to Herbeck’s voice. So as not to lose sight of the many creative possibilities, I
program a pre-set structure to obtain reproducible results.
[16 Jan 2014] I continued work on the MaxMSP Patch Herbeck Stutter,
started yesterday, which is increasingly becoming a software instrument
for playing the middle movement live. I fine-tune the algorithms by closely
defining the system parameters and their mutual dependency. […] Having
added two sound processors (flanger, frequency shifter), I can now give
the primarily noise-like, spoken material harmonic colour, which
further increases the possibilities for creative expression during a live
performance. Finally I integrated a reverb with a freeze function. It can
be used to create an infinite reverb from time to time which “freezes” the
generated stream of sound.
Here, Karlheinz Essl is not focused on examining and developing the musical
material, but on developing and implementing the software instrument. In this
context, his exploring, understanding, valuing and making unfold along the
central question: what is the optimal software instrument for this performance?
The question keeps him occupied for several days.
[22 Jan 2014] The whole thing works magnificently, but I’m still looking
for a universal solution for the piece. Instead of developing software for
each movement, I’d rather develop all three movements using the same
approach, a general meta-structure. […] I also subject the MIDI controller
to critical scrutiny. I now check whether my kalimba equipped with a
contact microphone can serve as a touch controller and soon realise that
it would use up too much energy and time to program the device. I drop
66 The processuality of composing
the idea. Slight frustration is spreading. I need to find a totally different
way. […] I now incorporate the audio plug-ins SoundMagic Spectral into
my Herbeck Stutter to further transform the result of my granular
synthesis and experiment with the various plug-ins. I prick up my ears at
DroneMaker. I’ve finally found the tool I was looking for to change
Herbeck’s voice into long-drawn-out sound structures. I’m thrilled and
moved. But now starts a phase of intensive trying-out of the possibilities
for composing. The interaction between the various parameters has to be
tested and understood.
[23 Jan 2014] I need to make many small changes and adjustments to the
various system parameters to achieve fluid and intuitive mastery of the
instrument. Since the individual segments of the composition cannot be
viewed in isolation, I try to save certain settings using presets so that I
can compare the various settings better. […] I now get the impression that
I’ve more or less finished developing the instrument. All the controls on
my MIDI controller are taken up too, which means further expansion
would not be sensible. You have to stop at some point! Now it’s time to
compose!
[11 Feb 2014] Now I need to clear a path through this landscape that my
listeners can actually follow. Under no circumstances do I want to do this
as didactically as Herbert Eimert did in his “Epitaph für Aikichi
Kuboyama” (1960–62), where the original voice is increasingly defami-
liarised in a series of “variations”. But then I’m pursuing a totally different
formal strategy: Herbeck’s original voice will only become audible during
the course of the piece, and then only as a small quotation. I want his
The processuality of composing 67
voice to slowly be distilled out of “abstract” sounds, which start off sound-
ing like human breathing. […] Here is the – still incomplete – progression:
1. Breathing > sputtering; 2. Sputtering > stuttering; 3. Stuttering >
whispering; 4. Whispering > chorus 5. Chorus > groove; 6. Groove >
slurring; 7. Slurring > speaking. Each of these formal parts will be
described in detail in a sort of performance score. […] All afternoon I
define the various sections and simultaneously try them out on the soft-
ware instrument. I’m very satisfied with it because I’m no longer con-
sidering a free improvisation (which would also be within the realm of
possibility).
[12 Feb 2014] More work on the formal progression of the piece to
complete the ending: the speaking becomes “singing”, which develops
into “bellowing”. For the “singing”, I develop a method of giving the
speech particles harmonic colour using a flanger. For this, I use the scale
(c# – d – e – f – g – a♭– b – c), whose notes are chosen at random. Its
middle note g is the “tonal” centre of the piece, already hinted at in earlier
sections. […] I start the first trial recordings of the piece. I like the third
recording, Herbecks-Versprechen_24590.aif, even after repeated listening.
Nonetheless I recognise that the ending doesn’t cohere yet: still too much
going on there. Editing is called for!
Since the formal structure of the composition (see previous diary entry) has
already been developed, Essl’s composing now follows an established path
specifically regarding individual parts of the piece. Once again, hearing is
crucial. Essl’s concentrated re-listening to the provisional reference recordings
of his piece also changes the directionality of the listening. On a case-by-case
68 The processuality of composing
basis, this can lead him to focus on different aspects. His “repeated listening”,
however, does not follow any set plan with pre-fixed focal points. As Essl
explains, he uses the reference recording to “change perspective”. He likens
this to dancers who film and then watch themselves so as to be able to see the
choreography and sequences from the spectator’s perspective. While listening
to the reference recording, he pays attention to “the timing, transitions, flow
and energy”. If he has an idea for reworking a section, he makes a short note
indicating the time.
During the final days of work, valuing is employed to polish the composition.
The recordings here give Karlheinz Essl the necessary reference points – any
reworkings need to be realised in sound so that he can check the results of his
making.
[13 Feb 2014] As I play the piece several times, the progression becomes
more and more polished. […] I try to make the textual notation (the “score”
of the piece) as clear as possible using different colours, font attributes and
indents. I ban all superfluous elements and all not-immediately-necessary
representations of the system parameters from the GUI [graphical user
interface]. […] I eliminate everything that could distract.
[14 Feb 2014] I’m not sure if I should leave in the “singing” with the
flanger melody. It doesn’t seem to fit with the overall progression. The
passage sounds “great” in itself, but it’s definitely strikingly different. It
seriously disrupts the whole structure: the piece disintegrates into individual
segments.
[18 Feb 2014] Small cosmetic changes to the graphical user interface and
minimal corrections to the score. Then I make two reference recordings.
After listening to both recordings, I feel the piece is finally finished.
As this case study demonstrates, the meaning of exploring changes with time
from an open and exploratory activity to a focused activity, depending on the
specific situations, tasks set and challenges met. Further activities, such as
understanding and valuing, are also orientated towards the making of the
final composition. They are supposed to capture the possibilities of the sound
material so as to anticipate roughly what the software instrument has to
deliver. Understanding and valuing are often sensory and auditory, and thus
give hearing a central role. Because of Karlheinz Essl’s dual composer-performer
perspective, there is a pendulum swing between his creative making of the
composition and his operative making related to the performance. While
repeatedly listening, he develops existing ideas and structural concepts and
decides whether the overall piece is coherent. In other words, at certain
moments Essl anticipates and incorporates the audience’s perspective alongside
the composer’s and performer’s perspectives.
Let us now look at a second case study to analyse the cohesion and inter-
dependency of exploring, understanding, valuing and making: Marko Ciciliani’s
work “LipsEarsAssNoseBoobs (Gloomy Sunday)”. It was created in about
The processuality of composing 69
six months between September 2013 and February 2014. The particular
parameters of this creative process stemmed from the fact that the piece is the
fifth part of Ciciliani’s cycle “Suicidal Self Portraits”. And like Karlheinz
Essl, Marko Ciciliani immediately knew that he would be perfoming the piece
with his ensemble Bakin Zub, with him playing keyboards and electronics. He
also planned a video projection. In Ciciliani’s case, we have an audio diary
and copies of his writings. In what follows, we will refer to both.
On the first day of his diary entries, Marko Ciciliani says he has already
decided that this fifth part will be the last of his composition cycle. He then
reflects on what he has done in the previous parts, in terms of both composition
and performance technology. The audio diary thus starts with a reflective
introduction, in which the composer presents his understanding of the situa-
tion. He describes the cycle’s thematic and musical terms of reference, and
how he might respond to them. For the time being, this centres on a thematic
exploring, interpreted as a search for inspiration. The exploring is not entirely
open-ended, since the established cycle prescribes various points of orientation:
thematical (suicide), musical and instrumental (his own ensemble), temporal
(duration of the cycle’s other parts) and pragmatic (performance date and place).
To gain a closer understanding of the composition task he has set himself,
Marko Ciciliani – like Essl in the previous case study – evokes another composer’s
work for comparative purposes, namely Luciano Berio’s cycle “Sinfonia”
(1970). He states that the last part of his own cycle should not attempt to pick
up and resolve any loose threads from its previous parts. He always “very
much regretted this in the fifth movement of Berio’s ‘Sinfonia’, where he does
exactly that and where I got the impression that he’s apologising after the fact
for the things he dared to do in the first four movements.” Ciciliani continues:
[28 Sep 2013] Apart from that, I’d like to have a small video interlude
again, just as I did in all previous pieces. Mind you, it could also extend
into the piece and not remain an interlude, but flow into the last piece.
Then I did a bit of research on possible themes to address in the fifth
part. […] In any case, it would be logical to do something that deals with
the media or pop culture again in some shape or form. I really can’t say
anything more on that for now. I just need to keep researching and try to
narrow it down.
[29 Sep 2013] Today I did some more research on potential themes and,
as part of that, looked at the website www.secret-confessions.com. But
then I realised that I don’t really want to do another piece about con-
fessions. […] But since the title, at least, contains the subject of suicide –
even though I don’t interpret it as killing oneself – I did some more
research into what things might be possible, i.e. connections between
pieces of music and suicide. And I stumbled across a quite interesting
song from the 1930s, by a Hungarian, Rezső Seress, who is supposed to
have written a song [Gloomy Sunday], after which quite a few people
committed suicide. Perhaps I could look to that for a point of contact
70 The processuality of composing
and compose a piece that’s in some way a very free, elaborate cover version
of that piece.
Because of his plan to create a link to his cycle “Suicidal Self Portraits”,
Ciciliani already addresses important pre-compositional decisions in what
is only the second entry in his diary. Acts of valuing predominate here.
His statement about possibly working with the piece “Gloomy Sunday”
points out that the material (the piece of music and its historical context)
motivates and energises him. It encourages him to continue down the path he
has taken and at the same time stimulates ideas for his composition. However,
this also changes his acts of valuing, as can be seen in his written notes of 10
October 2013. Here, he wonders whether “Gloomy Sunday” might be “a bit
too banal” and whether the song might be a reference that “nobody gets
anyway”. The criterion on which he bases his valuing is directly named – the
contrast of banal vs. original, challenging, interesting. What exactly Ciciliani
understands these to mean, however, he does not specify.
Pragmatic considerations also emerge from his acts of valuing the material,
for example when he notes: “The final part [the fifth part of the cycle] should
have some substance, i.e. it should last ten minutes, give or take a bit. The
song probably doesn’t yield enough material for that kind of length.” He also
continues to look for reference points for the content of the work and writes:
[27 Oct 2013] Earlier in the week, I happened to come across a news item
about an American singer who has undergone quite a lot of cosmetic
surgery to resemble Justin Bieber as much as possible. I found that a
pretty interesting story in its absurdity. And I thought, the whole topic of
plastic surgery obviously has to do with redefining the self as well, which
is in keeping with my topic.
[1 Nov 2013] I started by looping two dozen cover versions of the song
“Gloomy Sunday”, which I’d downloaded yesterday. I mean, I organised
them by key and then looped them in such a way that they replace each
other fluidly, i.e. by overlapping slightly. And I did a … well, a transpo-
sition or an abrupt modulation from C minor via G minor via D minor
to A minor. And, yes, on the whole I like it. But it hasn’t yielded anything
substantial yet. I kept having this idea that the layerings of the various
cover versions could create a sort of background texture, and then I could
sort of put the actual instrumental parts on top. As if it was a painting
with a primer coat. […] Then I had the idea that maybe this “Gloomy
The processuality of composing 71
Sunday” could play as a kind of ad music, with a film showing at the
same time. […] And that’s how I finally realised – since “Gloomy
Sunday” is a fairly melancholy song – that it probably isn’t best suited for
affirming cosmetic surgery. So I composed a version in a major key,
which could work very well for that. But most of all, this version makes it
possible to flow into a minor version and do a nifty transposition. And
that would clear the way for stacking all the other cover versions on top
of each other. […] And I really quite like that, somehow. Somehow the
piece is starting to take shape after all, even though I still don’t know
what the piece is… well, how it will continue. […] I also want to watch a
documentary about plastic surgery today. And in parallel, I’m also
watching a DVD put out by the ZKM [Centre for Art and Media,
Karlsruhe, Germany] about the history of video art in Germany from the
1960s to today.
This is the first time a musical making – in other words, an action of musical
bringing-to-fruition – comes into play, based on Ciciliani’s knowledge of
musicology and structural techniques. This making correlates with a compo-
sition idea: creating a “background texture” of sound (see Figure 4.6, Chapter
4). However, his actual treatment of the song “Gloomy Sunday” does not put
an end to the process of exploring. Rather, this aspect is displaced onto the
video recording. Ciciliani’s research aims to generate ideas for this. Here,
exploring means finding out what might be on offer, what Marko Ciciliani
might do.
The following diary entry shows that in Ciciliani’s as in Karlheinz Essl’s
composition process, hearing is an act of valuing and verifying as well as a
generation of ideas.
[3 Nov 2013] This morning I first listened to the sequence of the cover
versions again and then looked for reverb variations that ended up
replacing the real recordings to make the whole thing a bit fluffier and
muffled, so that it can act as more of a background texture. I like the
result now. I mean, there will probably always be small things to do here,
but I think I’ll consider it finished for now.
Ciciliani’s diary does not report how he listens or how the directedness of his
listening differs from case to case. This creates a blind spot in our empirical
material, which is understandable since, when listening, the composer focuses
his attention on the sounds and does not explicitly inform us whether the lis-
tening is valuing, verifying or generating ideas. These aspects of listening
remain tacit and leave hardly any traces in the diary entries.
Other situations reveal additional functions alongside the valuing, verifying
and generating functions of listening. Marko Ciciliani has to find his way
back into the composition after an involuntary break brought about by
another commission lasting several weeks. This is an experience-governed
72 The processuality of composing
process5: on the one hand, he goes through his notebook and reminds himself
of his composition ideas; on the other hand, he “plays around” and “listens
to” already completed work.
[15 Dec 2013] I haven’t worked on the piece for a good month. […] So
how do I get back into it? Yesterday, I played around with my instruments
for a bit. One new addition is that I bought a specific organ software
module. In the “Suicidal Self Portraits” cycle I keep using organ sounds.
And for the performance at the Deutschlandfunk [a public radio station
in Germany], I’d like a set-up that’s as stable as possible. […] Since
Mainstage [a software] has turned out to be less robust than it seemed to
begin with, using it seems risky. I won’t be able to do without Mainstage
entirely, but I’d like to outsource as much of it as possible. […] I’ve also
had this idea that car noises could have a sort of surrogate function for
the topic of plastic surgery. I mean, putting noble car sounds and not so
noble ones side by side. […] And then I downloaded 14 different car noises
from the Internet – for example of doors slamming shut – staggered them
a bit and tried to sort them to see if they could make a kind of heart-beat
rhythm. Again, the quality is not as apparent as I’d hoped. But in prin-
ciple, something should still be possible here.
When Marko Ciciliani re-enters the composition process, he first directs his
attention away from composition creation and onto technical realisability in
a performance setting. He anticipates possible software-related problems
and tries to minimise risks. His valuing of the instrument also goes hand in
hand with an experimental exploring of it and a practical understanding of its
fundamental technical characteristics. Ciciliani tries out the newly acquired
organ module so as to familiarise himself with it. The diary entry also shows
that he thinks in analogies. The association of a “heart-beat rhythm” – created
by car doors slamming in rhythmic sequence – with plastic surgery can be
interpreted as the result of preceding composition ideas and simultaneously as
a catalyst for new ideas (see Bailes & Bishop 2012). Such analogies also make
an appearance later in the diary, for instance the use of clapping on areas of
the body to emphasise the importance of the body for the piece’s theme.
[5 Jan 2014] I’ve developed a violin part, which is quite schematic per se,
but based on the melody of “Gloomy Sunday”. The song really consists
of a rising – it really consists of a triad in minor, which ascends over an
octave. Hang on, it sounds like this [plays the tune on the organ]. And
then there’s a revolving melodic motion. So what I’ve taken from that
schematically is that ascent [plays melody] and then this descending
motion of the melody [plays melody], which happens stepwise. Out
of that, I developed a melody scheme for the whole pitch range of the
violin that consists quite simply of broken triads in minor [plays melody]
and then descends [plays melody]. […] On top of that, I made some
The processuality of composing 73
percussive interventions, which are created by clapping. This clapping
also represents the link to the body that I’d been looking for in this piece
because I also use it in the other parts of the cycle. There are two things
here. First you clap your hands and then you clap against your cheeks
while shaping different vowels [makes the sounds by clapping his hand
against his hollow cheek]. […] I then assigned the “a, e, i, o, u” the text
that will probably be the title of the piece, too: lips, ears, ass, nose, boobs.
Lips for i, ears for e, ass for a, nose for o and boobs for u. The five areas
of the body represent the meta topic of the piece, which is of course
plastic surgery.
Since the background texture of “Gloomy Sunday” has now been settled,
Marko Ciciliani starts to work out individual aspects of the piece. This is
based on an act of understanding, which in turn is the result of a process of
exploring. However, we need to keep in mind that the diary is a narrative –
Ciciliani’s documentation suggests a certain sequence of activities. It appears
that he first identified the structure of the basic musical material (“Gloomy
Sunday”), then created an abstraction and then developed the violin part.
This gives the impression that Ciciliani divides his work into analytically dis-
ciplined steps and then works his way through them. However, an incremental
procedure is more likely here, meaning that no work task can be considered
finished at the point in time when another is tackled. We view Marko
Ciciliani’s procedure as a complex one and assume that the various activities
are interlinked.
Some aspects of musical understanding – such as the humour and irony in
a piece – are not openly addressed and thus remain implicit. This demon-
strates that understanding is the production of meaning integrated into
making. Irony is expressed in various ways, for instance by clapping onto
various areas of the body. This action, as Marko Ciciliani explained when
asked, is intended to have an absurd and theatrical aspect where spoken texts
are synchronised with an at times virtuoso drum part. The texts he uses derive
from various pop-music lyrics that comment on different areas of the body.
The analogy between the gradually souped-up car and plastic surgery, or the
very cloying use of the organ during the drum part, can be similarly
interpreted.
In January 2014, Ciciliani continues to work on the composition and on 11
January refers to the “polishing” and “fine-tuning” still to be done. These
statements indicate that he is no longer considering fundamental changes.
Rather, the path he has chosen is continually confirmed by his making. They
also hint that the goal of his creative making is now to finalise the composi-
tion. As his written notes corroborate, Ciciliani is now mulling specific details.
On 12 January 2014, for instance, there is a remark about a change in key
with a time indication to the nearest second. On 18 January 2014, he jots
down the idea for a “sudden ‘decompression’” so as to underline part of the
composition (the clapping). The progression of the composition work also
74 The processuality of composing
effects valuing. Like Karlheinz Essl, Marko Ciciliani reports that he repeatedly
listens to what he has created in order to fine-tune it.
In his final diary entries, he mentions work on the video and the fine details
of the composition.
[10 Feb 2014] The last time I stopped at a passage where the drums come
in and where texts are meant to be spoken too, over drum rhythms. Texts
that are derived from pop songs and sing about different areas of the
body. But all pejorative. And it was supposed to be a sort of “before”
section, to be followed by an “after” section. When I say before and after,
I mean those photographs that you often see next to each other, […]
where you see the person’s state before the cosmetic surgery and then
after it. And I’m not sure yet what the “after” section will look like, but
this was the “before” section, where these texts appear, and here the car
on the video will be more prominent. […] I integrated a change in tempo,
which then creeps back into a 5/8 rhythm, like before. And now I’ve
written in cadences with false resolutions, like at the start of the piece.
And these deceptive cadences in a way introduce the “Gloomy Sundays”
that you can hear at the start of the piece and that keep popping up
during the piece, like a background primer coat. […] So I’ve got these
deceptive cadences connected in a series, which leave behind single notes
in both the violin part and the organ part, which form diatonic clusters,
or in the case of the violin chromatic clusters as well, and in that way
lead back to a sort of compression of the texture. And I don’t know
where exactly this might lead. One idea is to have another large sounds-
cape of “Gloomy Sunday” here. Either in the shape of compressed layers
of “Gloomy Sunday” or, as I’ve done before, by having a spectral freeze
swell very prominently.
Notes
1 The compositions can be heard on our project website at http://www.mdw.ac.at/ims/
kompositionsprozesse
The processuality of composing 77
2 Ernst Herbeck (1920–1991) was an Austrian poet who spent many years in the
Gugging state psychiatric hospital.
3 “Life is beautiful / quite as beautiful as life. / Life is very beautiful / we learn it; life; /
Life is very beautiful. / How beautiful life is. / Life starts out beautiful. / So (beautifully)
hard it is too.” (Herbeck in Navratil 1977: 39 – our translation.)
4 In October 2016, Karlheinz Essl gave a public lecture at Helsinki’s Aalto University
on the context of “Herbecks Versprechen” and the software he had used – see
http://www.essl.at/works/herbeck.html.
5 John Dewey (1916/1941: 164) writes: “To ‘learn from experience’ is to make a
backward and forward connection between what we do to things and what we enjoy
or suffer from things in consequence. Under such conditions, doing becomes a
trying; an experiment with the world to find out what it is like; the undergoing
becomes instruction – discovery of the connection of things.”
6 This artistic demand can be seen, for instance, in a jazz improvisation, which is con-
stituted, inter alia, by its ephemeral nature and the imperative of the non-repetitive
associated with it. In turn, this imperative can “only” act as an ideal and not be posited
as categorical since improvisation is no creatio ex nihilo (see Niederauer 2014: 182).
7 We use the term “thick description” in reference to Clifford Geertz (1973: 3–30)
who interprets cultural actions from a quasi-internal practice perspective. Andrew
Pickering (1995: 17) also follows this by stressing the importance of intentionality,
since practice is “typically organised around specific plans and goals”. A “thin
description” would therefore exclude the composers’ intentions.
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3 Orchestrating different forms
of knowledge
I mean, to some extent it’s true that you develop patterns or sleights of
hand over the years. You have aids, tools or work processes that become
a bit of a habit, and then they’re always more or less the same. And you
know that, if you use them, you get results. That’s definitely an area
where routine or experience makes it sort of easier to compose pieces.
Precisely because you have processes that help you get results.
This fundamental self-confidence not only comes into play in familiar tasks,
but also when composers face new challenges, which always require an
increased level of attention and effort. For Marko Ciciliani, “The difficulties
are always new, or at least they feel new each time. I think what changes is
perhaps a certain confidence, whereas 15 years ago I would have panicked:
‘I’ll never finish the piece’!”
Professional knowledge that results from being experienced is a practical
knowledge of the conditions and peculiarities of work processes. Composers
pay attention to such aspects, meaning that their experiential knowledge
shows through in their daily practice. It is a “personal knowledge” (Polanyi
1958) of the aspects that promote or else hinder their productivity. Judit
Varga’s insight into what is meaningful for her own work methods therefore
does not necessarily hold true for other composers:
Occasionally, Judit Varga has to protect her emerging work from self-doubt
and self-criticism. Mastery is based on an implicit structure of skilfulness and
self-confidence, which is why too much self-examination and hyper-reflexivity
can have a negative impact on the creative process. A centipede that thinks
about every movement of its legs and how to coordinate them while walking
will never move from the spot. Judith Unterpertinger similarly remarks: “On
the one hand, I notice that when you read a lot, you know a lot more, but on the
other hand you become more critical. So knowledge can also block you.”
There is a “dangerous practice of thinking” (Boreham 1994) that must be
selectively avoided. Clearly, competent persons do not function entirely
84 Orchestrating different forms of knowledge
without self-reflection. Rather, they have a sense based on experience of when
reflection might be necessary and when it would disrupt the creative process.
This knowledge is not general or abstract, but situative and case-specific (see
Shove, Pantzar & Watson 2012: 100f.). If a composer is stuck, the ability to
assess correctly when it is better to put aside his or her work and when it is
best to keep going to resolve a problem is a form of practical insight, or even a
kind of wisdom. Such wisdom is indispensable for productive composing. As
we have previously hinted, freely designed artistic and creative work always
encompasses certain habits and routines, which have evolved through practice
or specific resources and parameters. In other words, work routines are no
“automatic reaction to habitual stimuli” (Weber 1922/1978: 25), but in most
cases a form of intelligent action without reflexive self-monitoring.
Creative processes require a high degree of concentration and a continuous
focus on the task. John Dewey (1916/1941: ch. 10) interprets discipline – on
the condition that it be voluntary – as the attitude necessary to perfect an
ability or reach long-term goals. An undisciplined mind is impatient and
sloppy and therefore produces little of quality. This is why Dewey considers
discipline to be a necessary but insufficient component of agency and mastery.
Discipline is practised and habituated. Karlheinz Essl demonstrates this when
he says: “When I’m in a composing phase, I set the alarm even if I don’t have
any deadlines. I prefer to be awake by seven, half past seven and start the day
as early as possible.” But this discipline also shows in the ability to focus
quickly and work concentratedly for long hours, as Clemens Gadenstätter’s
remarks: “I write until I sort of lose concentration or get hungry. […] Luckily,
I no longer need to tune in to work. I just sit down and work. That’s it. Only
when I’m really agitated or totally stressed, I might need half an hour till
I’m ready.”
An additional type of knowledge of the work process – which develops
cumulatively based on experience – is the technical and practical know-how of
handling instruments and apparatuses; understanding their range of affordances
and constraints, and using them in a smart, situation-specific manner to obtain
certain results efficiently and exhaust their affordances (see also Reitsamer 2013:
96–104). This knowledge is not merely formal or theoretical – even where writ-
ten technical instructions are available. Technical knowledge can sometimes be
articulated without any major effort, as the example of composing electronic
music reveals. Using his laptop, Karlheinz Essl can easily explain and demon-
strate to us precisely what certain algorithms can do:
This is the scan algorithm. That’s the one you can hear right now. Hang
on, I’ll return to the original situation [plays a part]. And then I can
change the speed. Slower or faster, within a certain range. Or I can switch
to automatic, then this change in speed happens sort of automatically.
And the second mode is jumping. It doesn’t play regularly in this mode,
but jumps here and there. You’ll see what I mean. But the distance it
jumps also depends on the speed. So there’s a coupling of parameters.
Orchestrating different forms of knowledge 85
During their training, composers learn some of the technical knowledge
required to select and apply algorithms for creating or transforming certain
sounds. Ultimately, however, they have to acquire the processes through
practice. And yet the application of technical knowledge in any given com-
posing situation remains subtle. It is barely necessary for composing to theo-
rise or formalise technical and practical knowledge because its application is
usually coupled with the composer’s sense of hearing. And his or her actual
situative hearing experience in turn cannot be grasped theoretically because it
is fundamentally case-specific and tacit.
Hearing is important because it makes the things I’m trying out somehow
not abstract. I listen to them, and my hearing is the control function that
tells me whether it actually works. It’s a sort of interactive loop.
(Karlheinz Essl)
I’m writing it for three wind instruments. And I’m taking part myself as
well. I play bassoon, zither and two clarinets. So of course I try it out to
see whether it makes sense or not.2
(Christof Dienz)
86 Orchestrating different forms of knowledge
The primacy of sensory and situative experience does not negate the
importance of the reflexive, discursive and intellectual components of com-
posing. Perceptual judgements are preconditionally dependent on a certain
practical, cultural and epistemic background (see Schatzki, Knorr-Cetina &
von Savigny 2001: 2f.; Nicolini 2011). And yet such judgements are formed
spontaneously and intuitively – “you can hear it”, “you can feel it” – and not
primarily through analysis or reflection. If they were, composers would be
able to justify them (see Polanyi 1966; Standish 2015). The sense of touch in
the composer’s fingers, his or her sensitive ears and other sense organs are
valuing “agents” to which he or she refers to gain practical certainty. The
knowledge of fingers and ears is mute, and, as a rule, only becomes discursive to
any extent in situations where composers convey or justify themselves – in
other words, with explicit reference to music-theory or aesthetic aspects of
their work. However, the ability to explain what you are hearing or doing and
to justify why you have done something is quite different from the ability to
compose itself – otherwise, musicologists and music theorists would be the
best composers.
“Trying out” is the central verb here. It is the entry-point into exploratory
experiences and generates knowing-in-action. Certain insights and solutions
are only made possible experimentally, through playing around. All of the
composers we interviewed talked of trying out and playing around. The
following are just two examples of many:
Playing around can just be a form of trying-out. Where I try out different
constellations of material. […] But in any case, when I play around, it’s
usually on the computer. I’ll have some material and try to vary it in
different ways or put it into new constellations.
(Marko Ciciliani)
It took me a long time to find the range where the voice can be slowed
down or speeded up. I mean, I really tried for a long time. If I slow down
the voice by 50%, it sounds totally unnatural [speaks slowly]. When I
make it faster [speaks fast], it’s stupid as well. I really tried out lots of
things, and I worked out that 70% is too much, but 75%, well, it fits like a
glove. Same thing for the accelerated voice. I just experimented with it for
a really long time, till I got the impression those are my limit values, and
they’re acceptable.
(Karlheinz Essl)
Again and again the dogs bark down in the park. At noon, the wonderful
sounds of the bells from the Church of Saint Sava – pentatonic. Again
and again car alarms start up and emergency vehicles make their sounds.
[…] There’s a soft/gentle feel to everything, despite the noise – e.g. when
people introduce themselves with their name, they do it with a gentle
handshake and voice. Even the sound of the bells has something soft
about it.
It requires a lot of fine motor skills because the controls are very
small. It really is precision work. […] I mean, when I play around
with these three controls, there are so many interdependencies that it’s
incredibly complicated to monitor them. That means I have to do
insane amounts of practice and gain a lot of experience so that I
know exactly which control does what in which position and how to
adjust.
When he performs his piece, he has to accomplish his actions fluidly and
intuitively: “I mean, I have to look at the screen, obviously, because that’s
where my sequences [the score] are written down – the things I have to do.
But I make sure that I move the controls by touch.” Necessarily, Essl
rehearses intensively and for a long time so that knowledge is worked into his
fingers. We use this metaphorical expression because locating knowledge and
skilfulness is problematic. It is evidently nonsensical to speak of disembodied
skills or disembodied cognition – and yet the “fingers’ knowing” has no separate
existence and is not an object. “Knowing” thus indicates a performative
ability that develops from the synergetic effect of many different aspects,
including motor learning, sense of hearing, power of imagination, sensations
and aesthetic preferences. This holistic understanding of ability should not be
lost in location metaphors. It demonstrates that neither a subject nor a mind
nor a corporeal “I” is the carrier or foundation of the knowing or acting (see
Taylor 1987/1995, 2006).
Practising also drills the body. However, a body that constantly makes
experiences and thus has already learned a large amount can do more than
just reproduce what it has practised. The body can be creative. Composers
need to put their bodies into a certain mood. This is done subtly – by creating
body tension, for instance by working standing up; or by relaxing the body by
lying down comfortably; or by stimulating the body by consuming chocolate,
coffee or a glass of wine, etc. In a manner of speaking, the body is prepared
for accomplishing something. Bertl Mütter reports that going for a jog can be
a catalyst of ideas for him: “Afterwards [after the jog], I go home, I’m all
sweaty, and I have to write something down quickly and hope that I’ll still be
able to read it after my shower. It’s like waking up from a dream and having
an idea, where you have to write it down quickly as well, or it’s gone. […]
Those are moments where thoughts think around you.” These everyday
situations of getting the body into a certain mood or posture usually occur
under the threshold of awareness. Harry Collins (2010: 86) defines this as
“weak or relational tacit knowledge”. They can, however, be grasped
Orchestrating different forms of knowledge 89
reflexively when the person concerned directs his or her attention onto his or
her body’s activities. Karlheinz Essl, for instance, describes his posture during
performances as follows:
During playing and trying-out, intuitive sentient judgements are made: “it
fits” or “it sounds right”. But what does the pronoun “it” refer to here? Why
not have an “I” as the subject of the sentence? We could simply point to lin-
guistic conventions and refrain from further interpretation. But when we ask
composers, they refer to the immediacy of these judgements-by-the-body: they
do not make their decisions after analytical reflection. According to Maurice
Merleau-Ponty (1945/2005: 114f.; see also Dreyfus 2002; Shusterman 2008:
63f., 67ff.), bodily perception has a gestalt effect, that is to say, it generates
whole and intelligible impressions rather than collecting elementary and
unrelated information. And the gestalts that it generates culminate in these
judgements that feel like direct evidences and certainties. Michael Kahr, for
one, prefers composing on the piano because, while playing and trying out, “I
[develop] a sense on the piano: now it fits. […] For me, composing also has a
physical aspect. […] For example, if you play a rhythmic figure, that figure has
a certain feel on the piano. Some figures are angular and have sharp edges.
They don’t feel nice.” (On the significance of the body as a source of music,
see also Shilling 2005: 127–132; Crossley 2015: 483ff.) Alongside the embo-
died gestalt perception, there is also an embodied memory and an established
sense of time for processes and chronology, which develop through repeated
rehearsing. Karlheinz Essl knew that his piece “Herbecks Versprechen” lasted
about 11 minutes and 30 seconds, “but I deliberately didn’t write it down”.
He developed an “internal timing” during rehearsals and was thus able to do
without an external chronometer. This takes not only practice but concentra-
tion and discipline as well. Essl remarks: “You do have to watch out that
you’re not swept away by your feelings and start clowning around. Obviously,
that’s always a bit of a risk when you’re playing live. You have to discipline
yourself and say: ‘Right, this part of the piece is done, now you have to keep
going.’ But without a stopwatch.”
Even though the composing of contemporary art music is generally
viewed as an “intellectual activity”, composers rely heavily on their bodies.
90 Orchestrating different forms of knowledge
Katherine Balch describes her work processes as “very kinaesthetic, […]
very playful. When I work I like to move and touch things and be actively
involved, and that helps me think.” Javier Party also refers to this physical
and practical approach: “When I was writing an octet for eight violins, I
bought myself a really cheap violin. There were certain things I wanted to
feel, even though I already knew a lot about the violin. But feeling a bit is
helpful too.” Through trying-out, Party performed the playing sequence
with his own body. In other cases, composers ask musicians to show them
certain ways of playing. Christof Dienz gives an example of this: “If you
want to do a superfast trill on a clarinet, or a trill with a larger interval,
there are positions that work well and others that are torture. So you ask to
be shown what works well, so that you don’t end up torturing the musician.”
Katherine Balch confirms this: “The physical playing of the instrument is
the critical part of writing.” It is important to be able to re-enact “what it
feels like to be in the body of the instrumentalist”. Balch and Dienz here
refer to knowledge of the musicians’ physical processes and efforts during
playing. This knowledge is not only a form of “knowing that”, it is also
anchored in practice: either the composers themselves play the instrument
for which they are composing, or else they discuss directly with instrumen-
talists what specific playing techniques are associated with what specific
physical endeavours.
Once again, the statement contains the anonymous pronoun “it”. However, it
falls into place by itself only for those who have mastered composing.
Experienced practitioners have their “filters” and are thus in a position to find
and do the right thing without analytical reflection. Philosophers frequently
use the term “intuition” to describe this phenomenon.5 Examples from our
empirical material draw a complex picture of the intuitive work mode.
I: And when or how do you know that it fits? I mean, what makes you
certain?
Katharina Klement: Well, I think you feel it straightaway. Today I
thought: “Hmm, how did [Iannis] Xenakis do that?” And you look at his
scores and see how he divides time. Or you read articles about it. At these
points, I look in my sketchbooks and I’m glad that I keep collecting stuff
like that. […] And then this morning, I returned to the idea and listened to
my sound installations – they’re electronic sounds, obviously – and I
thought: “Well, why not try and transcribe it for instruments?” And with
that, I got some clarity and thought: “Ah, now it fits, I’ll do it like this.”
And then there was suddenly a lightness to it. And I thought: “Right, this is
the path I’m taking!” I mean, those are experiential values, perhaps. […]
That really made me happy. I thought: “Well, why not do it like this, it’s
much smarter this way.” There is a coherence.
I: When you say it made you happy, did you feel happy as well?
Katharina Klement: Oh, yes. And then I try to go on in the state I’m in
because you’ll be sorry if you take a path that you believe you absolutely
have to take. Because then you have to stay on that path to the end,
obviously. […] That’s why I prefer to spend more time in the beginning
phase, where the decisions are taken that really lay the foundations.
Where I can’t yet really gauge the whole thing myself. You can’t know at
that stage how to approach it properly. A great deal only develops as the
work unfolds, but it still depends on the first decisions. And so I at least
try to be careful that I stick to mine.
Subjective certainty has many anchor points, such as models and convictions,
experience and somatic sensations. Together, they enable agency and also
explain the perceived immediacy of the composers’ aesthetic judgement (see
Born 2010: 192). Recognising whether a composition concept or specific
sound results are coherent has less to do with a logical rigour conferred by
92 Orchestrating different forms of knowledge
their conformity to rules and explicit criteria than with visual gestalt perception:
the ability to perceive the significant properties directly at first glance.
The connection with experience is twofold. Experience necessarily correlates
with a certain age, or rather with a certain duration of working in a field of
practice. Second, it hints that judgements are not arrived at arbitrarily or by
chance. As Katharina Klement insists: “Where the decisions are taken that
really lay the foundations [of the work …], I at least try to be careful”.
Action – unless it occurs under time pressure (see also Ross, Shafer & Klein
2006) – also encompasses conscious considerations. A composer can engage
in an appraising reflection or seek external advice. Katharina Klement mentions
such a case:
Bodily-somatic sensations and emotions are present, but often not pervaded
by analysis or reflection. The composers sense something, but cannot give
reasons for it until someone else has helped them gain insight – in other
words, provided the impetus for seeing certain aspects clearly. Clemens
Gadenstätter also invokes a kind of intuitive authority. His statement is fairly
representative of conversations with professionally experienced composers:
I: When you make sketches, do you also keep in touch with colleagues to
discuss the sketches?
Clemens Gadenstätter: Not really. Composing is … I mean, there are
people you talk to, that you tell things, that you exchange with a bit. But
when it clicks and suddenly makes sense, that’s something […] that you
sort of feel: ah, now it has clicked! Yes, now it makes sense! Now I’ve
immersed myself in the idea and structure to such an extent that every-
thing links up almost automatically. At that point, connections and logic
arise that I didn’t really believe I was able to think up.
One possible way of interpreting this sudden intuition is that the composer’s
awareness of his aesthetic and practical judgement – “ah, now it has
clicked” – correlates with the implicitness of the criteria for composing. In
their five-step model of skill acquisition, Hubert and Stuart Dreyfus (Dreyfus &
Dreyfus 1986: 19ff.) include a specific trait for “proficiency” and “expertise”:
those who act proficiently or expertly replace the explicit and formal rules
with “situational discriminations” (Dreyfus 2002: 370). This ability to dis-
criminate can be demonstrated using an example from a Gerhard Nierhaus
(2012: 31 – our translation) study. In it, he asked the composer Elisabeth
Orchestrating different forms of knowledge 93
Harnik among others to choose the best version out of a wealth of musical
material that had been generated by a computer algorithm. Harnik remarked
that this evaluation was difficult. “With ‘manual work’”, she said, evaluation
and choice were already integrated into the process of generating material:
“First, because I reach my intuitive decisions much more quickly, since the
choice is reduced, and also because I put the material directly into the context
of composing. For me, the computer results created a sort of ‘isolated’ material.”
Indeed, a music computer simply operates on the basis of a syntax. By contrast,
composers also use cultural semantics that constitute their understanding of
musical material. They view the sound material (e.g. a sequence of notes, a
sound structure) holistically, which means they view it both from an internal
musical perspective (what is written down before, what follows after?) and
from a cultural perspective that generates imageries, meaningful relations and
tentative associations. In other words, subtly differentiated perceptions by
experts usually result in the ability to make very case-specific judgements and
take case-tailored action. In the daily work routine, such subtle perceptions and
discriminations unfold during the flow of actions and make non-intentional,
implicit learning possible. As Polanyi (1958: 50) summarises: “Rules of art
can be useful, but they do not determine the practice of an art; they are
maxims, which can serve as a guide to an art only if they can be integrated
into the practical knowledge of the art. They cannot replace this knowledge.”
Learning is a practical activity carried out interactively with others and with
the involvement of others. It is, in other words, a profoundly social activity,
which in many cases is institutionally organised, as Jean Lave (1993: 5)
remarks: “it is difficult, when looking closely at everyday activity […] to avoid
the conclusion that learning is ubiquitous in ongoing activity, though often
unrecognised as such”. Consequently, learning also occurs non-intentionally,
as a side effect of other activities.
Without exception, all the composers we interviewed learned to play one or
more musical instruments in childhood. Retrospectively, they all view these first
learning experiences as foundational. Karlheinz Essl, for instance, remarks:
At seven, I was taking piano lessons. My teacher did music theory with
me from the start. Which means that I had to play cadences, and modulate
and transpose and all those things. We also did ear training and hearing
tests. It really irritated me. But I’m eternally grateful to the woman for
making music theory a part of the instrumental lessons from the start.
Here Ciciliani not only points to a shift in his thinking, but also to a quali-
tative change in his making. Sensory experiences change with his increasing
96 Orchestrating different forms of knowledge
experience as a composer. The catalyst is not some theoretical knowledge, but
a form of learning that is fully integrated into practice and results in ability.
Thus, when we observe composers while they are creating music, we also
notice how they are implicitly learning to create music.
Artistic practical knowing comes from learning by doing and while doing.
Such learning begins with artists familiarising themselves with a practice
domain, then finding their bearings and knowing their way around. This leads
to maturity and in certain cases to above-average mastery, meaning a clar-
ification and consolidation of artistic goals, increased skilfulness and accuracy
in determining the appropriate criteria, and ultimately wise artistic decisions
(see Aubenque 1962/2007: 66, 139f.; Shotter & Tsoukas 2014). This schematic
description of the process of achieving mastery should not be taken to be a
reformulation of the five-step model devised by the Dreyfus brothers (Dreyfus
& Dreyfus 1986: 19ff.), which contains a phenomenological analysis of the
way beginners develop into experts. Our reason for not adopting this model is
because we regard the objectification of artistic quality – namely, differ-
entiating between a good and a bad composition – largely as the result of
social negotiating processes that lie beyond the individual’s sphere of influ-
ence. The definition of mastery described by Dreyfus and Dreyfus is proble-
matic in art because the recognition and appreciation of artistic achievements
is highly dependent on contingent social factors.6
Transformative learning processes based on experience change what we are
able to do and consequently what we are – our very identity. The extent of the
changes is hard to measure because they are subtle. Bernhard Gander
describes his own transformation in these terms:
It has somehow got easier, because 20 years ago I was still a novice. I
mainly knew the things I didn’t like or didn’t want to do, or absolutely
had to avoid so I didn’t copy so-and-so’s clichés. So I defined myself largely
by negation. Now, I define myself more by positive things. I remember at
the beginning it took ages till I was satisfied with something. Insane
amounts of sketches and graphical notes to find a melody or a chord. A
lot of thought went into it. Now, over the 20 years, certain things or
preferences have got reinforced. Now it just works quicker.
Skills may be learned by doing or through vocational training, but proficiency can
only be acquired through wide experience and rich reflective practice (see Schön
1983; Winterton, Delamare-Le Deist & Stringfellow 2006: 26f.; Nicolini 2011).
When Marko Ciciliani was younger, he had several jobs as a sound technician.
The experiences he gained were helpful “because I actually studied instrumental
composition, but I soon started using electronics more and more” (for the concept
of transferable skills, see Shove, Pantzar & Watson 2012: 51, 128).
What, then, constitutes competence in composing? However detailed the
list of general knowledge and specific abilities might be, the answer will always
be incomplete. Competence not only necessarily requires a multitude of elements,
Orchestrating different forms of knowledge 97
their interaction, fine-tuning and manner of complementing and completing
one another are important as well. And all the elements that constitute mastery
cannot be represented exhaustively because they cannot be analysed and
comprehended in their entirety. We observe, therefore, that composing has
two levels of achievement: the work being created and the artistic practical
knowing that has been generated. The new artistic practical knowing may be
helpful to composers in future composing situations. Proficiency in composing
is not a static state, but a dynamic process that cannot be concluded. It
remains fragile because it is linked to an appraising field of practice that itself
is in constant flux. We therefore understand proficiency to be fundamentally
social, meaning that it is interdependent on the societal organisation of the
artistic practice concerned.
Scholarly knowledge
Formal technical knowledge
Local knowledge
Such prioritising, however, does not suggest that some forms of knowledge
are more valuable than others. Rather, it assumes that the forms are inter-
linked. Conversely, other approaches attempt to reduce practical knowledge
to propositional knowledge. For instance, Jason Stanley and Timothy
Williamson (Stanley & Williamson 2001: 444) assume that “all knowing-how
is knowing-that. The intellectualist legend is true”. John Hawthorne and
Jason Stanley (Hawthorne & Stanley 2008: 574) remark that “[i]f you know
that p, then it should not be a problem to act as if p”. These approaches do
not draw on the immanent critique of rationality and representationality that
is so crucial to the theories of Dewey, Polanyi, Ryle and Merleau-Ponty (see
e.g. Duguid 2005; Jung 2012: 31–77).
Composing practices consist of interwined activities and are complemented
by paratexts and wrapped around with aesthetic and ethic commitments, in
other words, by statements made before, during and after the various actions.
Discourses, propositional contents and conditions of production are a com-
pound that forms an integral part of practices (see Zembylas 2004: 89–96).
Expressions in conceptual, mathematical and technical languages are also
constituents of practices. Language and symbolic forms are involved in
everything we perceive, think and do, as well as in all our sensations, wishes
and intentions. The interleaving of doings and sayings and of practices and
discourses is also operative in spontaneous results, for instance in gestalt
perception. Allan Janik’s (1994: 41f.) remarks on medical activities thus hold
true for composers:
Learning to see is thus learning to judge “at a glance” that this complex
before me is a significant unity, a Gestalt. This is a matter of judgement
104 Orchestrating different forms of knowledge
[…]. “Seeing” in such situations is anything but a matter of perceiving
discrete sense data, collecting them and then synthesising them. […] For
that we need to have a set of categories and concepts drilled into us, if we
are to orient ourselves. This conceptual orientation is precisely what we
receive in the course of our professional enculturation.
It is not only that any frontier is porous, that things explicitly formulated
and understood can “sink down” into unarticulated know-how, in the
way that Hubert and Stuart Dreyfus [1986] have shown us with learning,
that our grasp on things can move as well in the other direction, as we
articulate what was previously just lived out. It is also that any particular
understanding of our situation blends explicit knowledge and unarticulated
know-how.
Notes
1 While Michael Polanyi (1958) introduced only a very loose differentiation between
active and passive modes of tacit knowledge, Harry Collins (2010: 85ff., 99ff.,
119ff.) distinguishes three kinds of tacit knowledge: relational, somatic and collective.
Mihály Szivós, who worked with us on this research project, identifies four types of
106 Orchestrating different forms of knowledge
tacit knowledge: tool-centred, environment-centred, personal relation-centred, and
social institution-centred (Szivós 2014a: 24–27). For an analysis of the meaning of
“tacit”, see also Neuweg 2004: 12–24; 2006.
2 Clearly, at times it is also possible to compose without using instruments. This
method is even quite common “because you have that wealth of experience. You’ve
got certain recordings of split sounds or things that work well. That’s something
you also learn over the years,” according to Christof Dienz.
3 Generally speaking, an abductive procedure is characteristic of creative and experi-
mental thinking. It forms evidence-based, ad-hoc hypotheses out of existing
empirical data, knowledge and clues. Such ad-hoc hypotheses are generative since
they create paths for further research. During such an exploration, several ad-hoc
hypotheses can be developed, expanded or discarded on the basis of new data and
clues. The exploration is concluded when an explanation based on these hypotheses
has been found that integrates the available empirical data in line with a purpose.
4 Mihály Szivós (2014b) elaborates four types of acoustic attention: unconscious
hearing, background hearing, hearing with a distal awareness, focal attention.
5 Intuition, however, has several meanings: intelligibility without concepts (Kant),
empathy (Bergson, Lipps), a way of seeing the world, e.g. aesthetic experience
(Gadamer), non-conceptual understanding (Wittgenstein), sensing (Heidegger),
anticipation of thought (Polanyi), a situative corrective to schematic identification
without claim to real cognition (Adorno).
6 For a critique of the applicability of the Dreyfus model to artistic professions, see
Zembylas & Dürr 2009: 142–144; on the concept of quality in art, see Zembylas
2004: 205–219; on the contingency of aesthetic assessments, see Zembylas 1997.
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4 Musicological perspectives
on composing
Andreas Holzer
Scholarly interest in the processes of composing in their entirety and with all
their associated requirements and conditions is a relatively recent phenomenon
in musicology. There was, however, interest in certain aspects from about the
mid-19th century, for example, in the form of sketch studies or an exploration of
the psychology of creative processes. This chapter is therefore divided into two
sections. The first will provide a historical outline of attempts that did not
examine the result of a creative process (usually a work based on a score), but the
process itself. The second section will explore composing-as-process using
current theories, not least to answer the question of the extent to which an
amalgamation of contemporary sociological and musicological perspectives
generates new, or at least apt, insights into a subject that continues to be con-
sidered highly problematic by broad swathes of musicology. For John Sloboda
(1986), for instance, the process of composing represents a phenomenon simply
too complex to be accessible to any musicological scrutiny. Robert Schumann’s
claim that humans have “a distinct awe of the workplace of genius” and there-
fore wish “to know nothing of the causes, tools and secrets of creativity” (Schu-
mann 1835: 50 – our translation) can be found in a very similar version in a
recent publication. In the preface to the sketch diary kept over several years by
Robert Platz (2010: 7 – our translation), Stefan Fricke asks the following
questions – rhetorical though they may be – about the composer’s method: “Was
this really a good idea? Do the writings not reveal too much of the writer? Does
he not grant us an insight far too profound, far too intimate into the close
surroundings, everyday life and professional practice of the freelance artist?” At
the very least, the statement (Schumann) has turned into a question (Fricke).
However, such scepticism is not exclusively due to the idea that the process
of creating artworks eludes investigation because of its complexity, that it is
too intimate, or that embedding it into everyday life somehow demystifies art.
Yet when Theodor W. Adorno pushes the genesis of an artwork into the
background (which he does by allotting this aspect an extremely marginal
role in his Aesthetic Theory, if nothing else), he has a quite different aim:
In art the difference between the thing made and its genesis – the
making – is emphatic: Artworks are something made that has become
112 Musicological perspectives on composing
more than something simply made. This was not contested until art
began to experience itself as transient. The confounding of artworks with
their genesis, as if genesis provided the universal code for what has
become, is the source of the alienness of art scholarship to art: for artworks
obey their law of form by consuming their genesis. Specifically aesthetic
experience, self-abandonment to artworks, is indifferent to their genesis.
Knowledge of the genesis is as external to aesthetic experience as is the
history of the dedication of the Eroica to what musically transpires in that
symphony. The attitude of authentic artworks toward extra-aesthetic
objectivity is not so much to be sought in how this objectivity affects the
process of production, for the artwork is in-itself a comportment that
reacts to that objectivity even while turning away from it.
(Adorno 1997: 179)
Admittedly, our research project pursued quite different questions and there-
fore need not attach any importance to Adorno’s disregard for the genesis of
art. And that is certainly true as far as the forming of aesthetic experiences is
concerned, let alone evaluation: neither of these plays a prominent part in our
project. It is not the case, however, as per Adorno’s thesis that artworks
follow a “law of form”. Any examination of their genesis would then have to
focus on the musical material and internal work criteria, but not on the
creators’ forms of knowledge. In the recent past, composers as well as
philosophers have occasionally made similar announcements that artworks
determine their own organisation to a certain extent. In an effort to overcome
subjectivist explanations, the German system theorist Niklas Luhmann (2000:
245f.) regards artworks as entities that “converse with one another”, and by
doing so, contribute to their own “selfprogramming” as well as to the formation
of a collective memory in the art system. Within musicology, the question of
where to locate the artistic subject in such art production has led to general
resistance to, or ignorance of, the system-theory position. For instance the
musicologist Ulrich Tadday (1997: 14) accuses Luhmann of radically
neglecting the role of the artistic subject, its intentions and its poetical ideas.
Luhmann has also been resented in various quarters for degrading the concept
of genius – still not completely vanquished in the art world – to an evolutio-
nistic phenomenon by positing that the term “genius” stands “for the
improbability of emergence [of innovative artworks]” and that geniuses are
“products, not causes, of evolution” (Luhmann 2000: 224).
Over time, the orientation and limits of the issues raised within sketch studies
have also changed and expanded. In keeping with 19th-century musicological
research, which focused on masterpieces by geniuses, sketches were initially
assigned a status comparable to relics, supposedly able to give insight into the
mysteries of the creative process. In his attempt to get as close as possible to a
composer’s intentions, Heinrich Schenker was a pioneer of urtext research in
the early 20th century. Using sketches (and focusing once again on Beethoven),
he tried not only to illuminate the genesis of works and locate it in the composer’s
biography, but also to make it productive for a more specific understanding of
the pieces in his analyses. Schenker, like August Halm and Ernst Kurth, con-
tributed to replacing “a normative-dogmatic music theory, whose last out-
standing representative seems to have been Hugo Riemann” by “capturing,
through ever more differentiated analyses, the particularity of the work”
(Dahlhaus 1989: 2, 262 – our translation). Schenker apparently felt compelled
to justify having included sketches in his analyses of Beethoven because the
114 Musicological perspectives on composing
predominant and clichéd understanding of the manner in which geniuses
created art was that it was effortless. He does so, for instance, in his discussion
of the second movement of the “Piano Sonata op. 111”:
Sheet by sheet of images of the hardest struggle and torture of the soul.
Unfortunately, these are quite inaccessible to the imagination of the
layman or uneducated musician, who simply cannot believe that Beethoven,
in spite of his most extraordinary gift of improvisation and his experience
of having already created such a large number of works, and even in his
most advanced age, was still not spared the struggle of having to conquer
every single note of a variation movement with an easy arrangement,
almost as if he were a novice.
(Schenker 1916: 55 – our translation)
Despite the turbulent reception afforded his works because they included
sketches in musical analysis, Schenker’s contribution had no significant impact.
This was due not least to the widespread opinion that the genesis of an artwork
was not only irrelevant for understanding the latter, but was moreover also a
private matter for the composer. Theodor W. Adorno was a prominent
representative of this position, as the above quotation reveals. A few of
Adorno’s contemporaries did experience a sort of reversal of values, but for a
long time this had no effect on musicology at all. Thus, Walter Benjamin’s
(1928/1979: 65) statement that “[t]he work is the death mask of its conception”
chimes with Paul Valéry’s argument (Valery 1962: 70 – our translation): “In
me lives a primordial inclination, an insurmountable inclination – it may well
be despicable – to view the completed work, the finalised piece, as a sort of
expulsion or discard, as a dead thing.”
After the Beethoven Archive in Bonn planned to publish the sketches in the
1950s, a similar decision was also taken at the drafting stage of the complete
Schönberg edition, in the 1960s, to integrate sketches – a procedure that has
since become the norm. This complete edition as published includes, alongside
the notes and critical commentary, extensive chapters on the genesis of works
as well as on printing, performances and various versions. Since it also collected
testimony by Schönberg and members of his circle, and the most varied
documents from the context of the complete process of creation, it could be
considered an anticipation of the requirements of critique génétique. This
branch of literary criticism developed in France in the 1970s and attempted to
explore individual processes of writing by integrating all available sources,
even previously neglected peripheral ones. To the best of my knowledge,
musicologists did not make a firm case for embracing critique génétique in
musicological practice until the 1990s.
The Paul Sacher Foundation mentioned above has not only vastly extended
its collections by including living composers, it also, in line with critique
génétique principles, gathers a large variety of sources, which in turn enable a
large variety of perspectives onto creative processes. The prefaces of the series
Musicological perspectives on composing 115
“Source Studies” that have emerged from the Foundation equally emphasise
that the research interests markedly transcend any purely philological dimension:
“Only where the philological findings are successfully related to the compo-
ser’s creative-poetical and aesthetic conditions is it possible to come close to
the complex process of creating” (Meyer 1993: 7). In contrast to Adorno’s
verdict, these studies likewise champion the belief that knowledge about the
process of composing does contribute to a more comprehensive understanding
of the finished composition. Thus, a great variety of sources can show the
different ideas or even fractures that may develop over the course of the different
phases of the process of composing, which substantially relativise the very
persistent notion of a piece of music as an “inevitable result of musical planning”
(Meyer 1993: 8 – our translation). Every result could always also have looked
different. This underlines the question of where to locate the “actual act” of
composing, if the intention is to differentiate such an act from precompositional
phases of organisation.
Friedemann Sallis’ most recent research (Sallis 2015) also far exceeds mere
philological interests. His case studies, which extend over the past 400 years
of the history of composing, are more closely focused on the processual aspect
of composing than his previous appraisals. This is partly shown in the fact
that he both takes into account the relevance of objects used during composing
and delineates the problem areas that might arise due to the integration of
sketches into music-analysis practice.
Regardless of all the afore-mentioned transformations and expansions of
research perspectives, however, contemporary musicology still overwhelmingly
focuses on gaining a deeper understanding of the finished product, rather
than on the specific nature of the creative process. The fixation with written
sources remains just as marked, even in cases where it would be possible to
interview their creators.
Even though Xenakis repeatedly stated that any musical phenomenon only
had merit if it could be translated into rational structures, this should not be
taken to mean that he simply used mathematical procedures to extend sounds
into a work. Overall, in this and other texts, Xenakis always proceeded from
musical ideas, which could be inspired by all sorts of impressions, often
visual. He saw mathematical procedures as an “extension of intuition” and as
“tamed and subdued by musical thought” (quoted by Eichert 1994: 35, 3).
Like his initial ideas, the composing decisions he ultimately took were always
determined by genuinely musical thinking (as the phases 1, 2 and 8 of his
outline of the process of composing convincingly show). However, since
Xenakis also emphasised the interchangeable order of the eight phases, it is
generally not possible to determine, for instance, when or where he took
formal decisions, although the sketching out of the macro-structure mainly
occurred at an early stage (see Phase 3).
Since the 1990s, composers have been increasingly reflecting on the process
of composing as a whole, perhaps encouraged by a similar phenomenon in
musicology. For seven years (2000–2007), Robert H.P. Platz (2010) kept a
“Sketch Diary” that was initially intended to be limited to one suite (“TOP”
for orchestra), but ultimately far exceeded it. The American composer Roger
Reynolds (2002) has at length described his manner of composing, which is
extraordinarily methodical and encompasses manifold documentation objects.
His colleague Timothy U. Newman devised his dissertation as a qualitative
case study:
Obviously, the similarity of the two models cannot hide the fact that sig-
nificant differences may yet appear on the convoluted paths of the composing
process. Moreover, Essl has an incomparably greater repertoire of electronic
resources at his disposal, whose relevance for the way the work’s genesis
unfolds must also be taken into consideration (see below).
Some contemporary composers also appear to be inspired by the idea of
artistic research, which has been much discussed recently. To name just one
example, the composer Marco Stroppa (2012) grapples not only with his
artistic activity in the strict sense, but also with cognitive psychology, IT and
artificial intelligence to enable himself to delve into the practice of composing as
comprehensively as possible.
In addition, Donin and Féron raised the important question of whether such
analyses – which are not only elaborate, but may also target pieces that are
only known to a relatively small number of people – can even be justified. At
the very least, they pointed out, this contravened the standard practice of only
considering the works of canonised composers as worthy of analysis.
4.2.1 How composers position themselves and how that impacts on the
composing process
The composition of any musical work is shaped by the composer’s aesthetic
attitude, which mainly develops out of a conglomerate of artistic experience
and an artistic practice embedded within a network, as well as his or her
Musicological perspectives on composing 129
reflections on them. Other works precede the aesthetic attitude, meaning that
it is both shaped and confirmed by works (or else betrayed and changed by
them). In addition, many composers reflect on their aesthetic positions in
texts – often to convey understanding and justify their work. They also
always act within a network of extremely varied, case specific components: for
example, if the commission comes from an ensemble, it will be immediately
associated with a certain idea of the kind of music the ensemble already has
in its repertoire. Similar factors are at play when the commission is made by
an institution or festival. This creates shared aesthetic conventions, which can,
of course, be modified to a certain extent or even breached. In the latter case,
conflictual situations or resistance may arise. Based on these shared conven-
tions, we can identify different areas within contemporary music, which are
characterised by specific aesthetic orientations.
The three composers portrayed in the case studies above work under quite
different conditions. Joanna Wozny emphatically sees herself as aligned with
the tradition of New Music – a tradition shaped by such names as Luigi
Nono, Helmut Lachenmann and Gérard Grisey around the conviction that
composers should use the most advanced musical material possible. Given
her aesthetic position and the works that materialise from it, Wozny can
count on various ensembles of international renown, such as the Klang-
forum Wien, the Ensemble Intercontemporain from Paris, the Ensemble
Modern from Frankfurt or the Ensemble Aventure from Freiburg (which pre-
miered her piece “some remains”). Their competences are proven: for
instance, various playing techniques and sound production methods that have
emerged from the New Music tradition. These can be considered shared
knowledge that is constitutive for the composing process. Wozny does not
necessarily need to know the specific competences of each musician in the
various ensembles for this.
Marko Ciciliani’s starting-point is very different: he “sometimes has the
feeling of being caught between two stools”. He has largely distanced himself
from his training as an instrumental composer by including elaborate electronic
resources in his compositions, but he does not necessarily see himself as a
“real academic electronic composer” either because he frequently uses tradi-
tional instruments. And while he considers some of what he has produced
recently as belonging to media art, he does not feel himself to be anchored in
that milieu as much as, say, the “Ars Electronica people”. Ultimately, he does
not fully identify with the improvisation scene either. In contrast to Joanna
Wozny’s situation, there are hardly any ensembles standing by who are practised
in the unusual combination of Ciciliani’s compositional components (com-
mitment to tonality, electronic sounds, improvisational practices, visual
materials and elements of pop culture). Equally, the pieces that this combination
produces do not fit into the programmes of many leading festivals of New
Music, such as Wien Modern, Musica Viva in Munich or Donaueschingen.
In 2005 Ciciliani thus founded his own ensemble, Bakin Zub, in which he is
active as a musician and for which he has composed a large number of works.
130 Musicological perspectives on composing
The shared experiential knowledge they have accrued must have an impact on
the composer’s musical conception.
In any case, his feeling of “being-caught-between-two-stools” is linked to
the fact that the artistic direction he has chosen does not correspond to the
paths that have what one might call discursive priority. The orientation of
artistic fields in Bourdieu’s sense – including, for example, the subsidising of
ensembles and festivals – is determined not least by the dominant discourse.
As a self-reflective composer, Ciciliani appears to feel the need to engage with
this discourse and take a stance. In his essay, “Vom Kanon der Verbote und
der medialen Musik” [On the canon of prohibitions and electronic music]
(Ciciliani 2013), for instance, he discusses the stubborn persistence of taboos,
such as the prohibition of tonality. While nowadays hardly anyone still refers
to this former (or perhaps not quite former?) taboo, he finds it to be still
surprisingly in force. Ciciliani considers the “musical clichés” of the Avant-
garde or New Music to be just as biased and hackneyed as the clichés of
tonality. Moreover, “the primary focus of artistic activity [should] no longer
be the treatment of the material” (Ciciliani 2013: 4). Accordingly, he posits
that the “primacy of structure” (Ciciliani 2013: 4) – which demands a “com-
posing focused on a memorising listening” (Ciciliani 2013: 5) and continues
to be seen as the only criterion for adequacy – needs to be overcome. After
all, he says, we should also accept works whose textures focus on the com-
municative potential of the resulting sounds. Ciciliani’s decision to enter the
aesthetic discourse linguistically is probably linked to a certain self-justifica-
tion as well, which we can assume plays a part in every aesthetic positioning.
On the other hand, Ciciliani revealed in an interview that he no longer feels a
great need to justify the material that he uses.
The constellations are very different for Karlheinz Essl. He has composed
a great number of pieces whose performance involves other musicians.
However, he is both composer and performer of the electronic work com-
posed as part of this project, “Herbecks Versprechen”. As with others of
his electronic pieces, the specificity and complexity of the playing instruc-
tions makes it almost impossible to hand it over to other performers. As he
points out, however, even with works that have both instrumental and elec-
tronic segments, problems often arise in the performance context because
not all musicians are willing to engage with electronics. Furthermore, he
explains, it is not easy to find the appropriate verbal or graphic instructions
to represent a progression of electronic processes; collaborating with inter-
ested individuals is therefore easier to manage. Essl’s decision to compose
mainly electronic music may well have been influenced not just by aesthetic
elements, but also by a need for independence. He points out that electronic
pieces or pieces that require one additional person could be performed and
re-performed without much organisational or logistical effort, but that it is
more common in the New Music sector for the composer to be exposed to
a great many dependencies, especially if he or she composes for larger
ensembles.
Musicological perspectives on composing 131
4.2.2 Ideas, strategies for exploration, playful proving grounds,
trials, and decisions
Ideas
The conception and elaboration of artworks incorporate individuals’ ideas.
Nowadays, however, few people would claim that these ideas stem exclusively
from a self-contained subject. Even the theory and history of art, both rather
slow in this regard, can no longer ignore the philosophical critique and
transformation of the concept of the subject, which have been mainly driven
by French post-structuralists. Since this philosophical topic has already been
referenced at the start of the chapter and elsewhere in this book, let me
merely, and representatively, foreground Pierre Bourdieu’s (1967/2005: 225)
influential concept of habitus, “through which the creator partakes of his
community and time, and that guides and directs, unbeknownst to him, his
apparently most unique creative acts”. I will also forego detailing the ways in
which having ideas depends on the parameters and specific context of the
work’s genesis, topics which have already been covered elsewhere.
Whenever artists are consulted about the genesis of their works, a question
is put to them that had already been raised in Hausegger’s (1903) precocious
study: “How do you get the ideas for your artworks?” The answers usually
refer to two aspects: in what life situations do ideas primarily emerge, and
from what sources. On the first point, we may be informed that, for instance,
one artist likes to go to a coffeehouse for inspiration while another prefers the
calm of a private ambience; that one has her best ideas while doing sport
while another swears by her sofa. Sources and situations of inspiration are
manifold and can be intrinsic or extrinsic: imagined sounds, literature, visuals, etc.
There could be further differentiation: some proceed strategically, others prefer to
drift; a few perceive the exploratory approach as pleasurable, others as torture.
Finally, through their choice of words some present themselves as discoverers,
others more as receivers of ideas. (Whether there really is a tendency for
female artists to place themselves in the latter group while male artists tend to
present themselves as the former – which is what the sum total of our interviews
seems to suggest – is a question that I will have to put aside here.)
All kinds of answers can be of biographical interest, and there can be no doubt
that they are meaningful for analysing actual works as well. It is noteworthy in
this regard that when composers have to write introductions for concert pro-
grammes, as they often do, they very frequently refer to the initial idea for their
piece. Much more rarely do they go into the technical details of composing. But –
leaving aside the fact that the particulars of the answers are unpredictable – is it
ever possible to find out anything fundamentally new in this way, anything that
would not already be present in the imagination even without any enquiry?
Information on different personal circumstances and on the most varied
resources for ideas does not in itself disclose anything about the why of selection
or the how of ideas within the specific unfolding of the creative process.
132 Musicological perspectives on composing
As alluded to in the introduction, the challenge is to trace fundamental
aspects by going beyond the mere enumeration of the manifold possibilities
for generating ideas. The best way to do this in what follows seems to be to
draw attention to the creative crux of the three composers’ composing processes.
I thus hope to remove the generating of ideas from its isolated observation and
integrate it into the unfolding of the composing process. Because of their different
initial circumstances, the three examples will enable me to give an overall idea
of the complexity of the subject matter. I will then elaborate on the fact that
ideas ultimately emerge primarily during processes and are not simply isolated
cognitive acts that precede their own implementation.
The comparison of aesthetic attitudes I outlined in the previous section
reveals that each of the three composers (Wozny, Essl, Ciciliani) sees the
creative crux of his or her composing as being located on a different level.
Joanna Wozny thinks and composes in sounds, or rather sound structures/
textures, in direct correspondence with the sound potential of instruments.
Initially, extra-musical impressions – such as the shoal of fish or flock of
birds – may play an impulse-like role in this; in fact, Wozny already ascribes a
certain musical dimension even to this visual imagination. It is also conceivable
that the sound ideas came first and brought the visual associations subse-
quently. In any case, it is obvious that this extra-musical dimension has no
significant role in the further composing process. Her whole work process is
then dedicated to developing, transforming and combining sound ideas.
Wozny uses sketch paper to develop elements of timing and articulation, and
for the diastematic setting (see Figure 4.2 below). Because of her direct work
with sounds, her method is primarily processual and less about filling in a
previously thought-out and fixed formal framework. However, this does not
allow us to draw direct conclusions about a generalised way of proceeding.
By contrast, Marko Ciciliani tends to see the creative crux, or rather the
springboard, for his creative work in elaborating a conceptual framework. As
a rule, he finds his first ideas for pieces in extra-musical contexts:
I usually find such contexts much more interesting and inspiring than, for
example, having a great timbre. I can enjoy timbres, but for me that in
itself doesn’t generate an idea for a whole piece. […] Musical discourse is
often about concepts of material in some way – how does someone use
his [musical] material, how does somebody else use his, etc. Frankly, I
don’t find that particularly interesting. Because the things that really
interest me are additional meanings or some kind of additional layers of
meaning that a certain choice of material can entail.
For Ciciliani, it is often elements from audiovisual media or pop culture that
form a reservoir of stimuli because of their strong potential for associations.
However, he also acknowledges a certain risk of losing himself in conceptual
ideas – hence the importance of tackling the musical transcription as quickly
as possible. The design of a conceptual framework, which may be as exciting
Musicological perspectives on composing 133
as it is “a little scary” because of its open nature, may stem from ideas that
are still rather vague. Nevertheless, intentions are taking shape that will guide
his future course of action without determining it in any strict sense. For
example, the extrinsic components of “LipsEarsAssNoseBoobs (Gloomy
Sunday)” – the history of the impact of the song “Gloomy Sunday”, plastic
surgery, the transformation of a car – can all be associated with the topic of
identity, or rather the change or transformation of identity. The fact that a
song discovered by chance on the Internet, and its many cover versions,
became the musical base for the piece, can also be attributed to this targeted
intention.
The creative crux of Karlheinz Essl’s composing depends on the players
and type of composition: it is quite different for purely electronic pieces than
for those with instrumental participation, which would require the inclusion
of additional performers, and different again for purely instrumental ensemble
pieces. Additionally, Essl’s production ranges from compositions with an
explicit work-character to strongly process-orientated compositions:
Figure 4.1 Example of notes from Joanna Wosny’s “some remains”, first system,
2014 – © Edition Juliane Klein
Eventually, Essl had a processual idea for the form, which can be seen both as
a permanent process of transitions between the sound textures and also pro-
grammatically, since Herbeck’s voice is supposed to be gradually “distilled
out of” rather abstract sounds. He described the formal sections with their fluid
Musicological perspectives on composing 141
transitions in the following key words: “Breathing – sputtering – stuttering –
whispering – choir – groove – slurring – speaking – singing – like an organ
[Orgeln]”. His decision to opt for this formal construction is probably partly
based on his memory of Herbert Eimert’s “Epitaph für Aikichi Kuboyama”
(1960–1962), an important work for Essl.
My brief sketch of the composing process up to this point was intended to
elaborate on the following aspects: experiments based on experience (for
instance, of software) grow out of an initial situation and first conceptual
ideas. As an electronic tool, the software is used both to implement ideas and
to serve as a source of friction or resistance. It can repeatedly yield results
which do not entirely stem from planning. Rather, they are only generated
through “excited improvising”, at least in part. To that extent, the electronic
tools also become agents. Let me point out here that the way the composing
process unfolds substantially concurs with the outline quoted above, which
Essl put forward in an essay almost 20 years earlier (see Essl 1997).
Essl’s statement that “the instrument is now completed” may need further
explanation. By this, Essl means that he considers the construction of the
electronic set-up to be concluded, in the sense that all means for direct com-
positional realisation now exist. To that extent, programming is always a part
of Essl’s composing work in itself. On his laptop, he developed the operator
interface shown in Figure 4.3. In addition to the interface, Essl also readied a
performance score that corresponded with the formal segments, in the shape
of an “action notation [Aktionsschrift] with comments”. This represents the
general steps of the composing process. Figures 4.4 and 4.5 show the first and
last formal segments.
The operator interface, whose complexity only becomes comprehensible
because of the “background”, and the performance score are wholly
calibrated for Karlheinz Essl’s needs as the performer. An interpretation by
others is therefore almost out of the question, or rather it would require
substantial adaptations. Essl directs the progression of the piece in all its
temporal and sonic dimensions by operating the various modulators –
interestingly, all recordings made by him run to about the same length of
12 minutes. In principle, however, the variants could diverge substantially.
In a performance situation, with Essl interpreting the piece, we must also
take into account the body as designing element. Essl indicates that operat-
ing the modulators, especially when working on the seamless transitions,
requires a high degree of fine-motor skills: “[it is] easy to play the wrong
note”, “it really is precision work!” That is why it was important for him to
perform in the standing position: “You yourself start to get into the groove –
what a tacky expression. And this getting-into-the-groove creates other
movements. And they in turn shape the sound result.”
The role of the body in the composing process is undoubtedly hard to
grasp. Conventionally, it plays a marginal role at best. And in the case I have
described, the body only “spoke up” during the performance – although, in this
case in particular, the performance can admittedly not be neatly distinguished
Figure 4.3 Operator interface for Karlheinz Essl’s work “Herbecks Versprechen”, 2014 – © Karlheinz Essl
Figure 4.4 Section 1 of Karlheinz Essl’s work “Herbecks Versprechen” (breathing –
sputtering), 2014 – © Karlheinz Essl
Figure 4.5 Section 9 of Karlheinz Essl’s work “Herbecks Versprechen” (singing – like
an organ [Orgeln]), 2014 – © Karlheinz Essl
144 Musicological perspectives on composing
from the composing activity (the performance score gives noticeably fewer exact
instructions than a conventionally notated score). Body conditions, however,
can potentially play a role in all compositional phases, as a passage in compo-
ser Isabel Mundry’s essay (Mundry 2014: 76 – our translation) reveals:
My body is present while I feel out the shape of my music. It creates ten-
sions or reflexes, shivers or breathes with the sounds, and participates while
the musical ideas are being formed – to the extent that I can get sore
muscles while composing. And yet the tangible presence of the body hardly
shows on the outside. It does not dance, run or shout while I am producing
comparable structures in the music. There is a rift in composing between
the body’s internal presence and external stillness. That can range from
being exhausting to painful, but it can just as well be exhilarating too. We
often make a mystery of the bodily aspect of music; often it is also trivia-
lised. If the former, it is deemed to be a quantity that is beyond question; if
the latter, an expression of naive inhibition that hardly does justice to the
requirements of New Music. When I was younger, I was embarrassed by
my linking of sound ideas and body perception, but I don’t know that I
ever had the choice. Today, the question no longer seems relevant to me.
Instead I concentrate on the perspective the bodily aspect of my music
should take. The question of whether may be beholden to the individual’s
disposition; but the question of how is deliberate. It is a question of
aesthetic thought and artistic decision.
With Marko Ciciliani, I focus on the phase of his composing process during
which he tackled the transformation of his initial conceptions into musical
structures. The decisive impetus was his finding of the song “Gloomy
Sunday”, along with its many cover versions, on the Internet (29 September
2013). This may have been chance, but it can ultimately also be seen as a
result of his existing interest in the topic of identity. Ciciliani developed the
idea of weaving a background texture out of the layered cover versions, which
could serve as a foundation for the whole piece (27 October 2013). How did
he get this idea? The fact that he had already used similar layering techniques
in two earlier works of the same cycle (namely “Screaming my Simian Line”
and especially “All of Yesterday’s Parties”, where he layered cover versions of
a Beatles song) seems to have been pivotal. This also clamps the cycle’s indi-
vidual pieces together formally. Given that Ciciliani referenced Luciano
Berio’s “Sinfonia”, I also think it possible that he was stimulated by this
work. In the interviews, Ciciliani mentioned Berio’s piece – which had
impressed him already as a young composer – by remarking that he did not
intend to round off his five-part cycle with a final movement, unlike the
“Sinfonia”, which also has five parts. He found Berio’s attitude of giving a
summarising coda to a heterogenous combination of parts “really extremely
academic and somehow cowardly”. Given the special role played by the
Musicological perspectives on composing 145
“Sinfonia”, I wondered whether the arrangement in layers conceived for
“LipsEarsAssNoseBoobs” might not have been inspired by Berio’s third
movement, in particular since there are parallels in the way it was realised. In
the “Sinfonia”, the scherzo from Gustav Mahler’s “Symphony No. 2” forms
an underground or background current that flows through the whole movement,
at times closer to the surface, at times more in the depths. Ciciliani’s layered
cover versions fulfil a similar function. Ciciliani, however, rejects this con-
nection: “No, I wasn’t conscious of it. I don’t think that Berio’s piece influ-
enced me subconsciously either, although I obviously can’t be certain about
that.” Here, he gets to the heart of the great difficulty of trying to fathom
decision-making processes. Finally, his decision to use a layering technique
does not have to have stemmed from a specific stimulus at all. After all, the
technique plays an important formal role in various segments of New Music
in general (see Holzer 2011: 493ff.).
Ciciliani finally made up the layers by overlapping more than two dozen
cover versions, which had been transformed and ordered into a circle of fifths
(see Figure 4.6). The actual overlap (for instance, the A minor area takes up
more space than the preceding D minor area) was not the result of structural
or proportional organisation, but of a trying-out of sequences. Ciciliani then
worked on the sound carpet in a similar way – first using reverb variations,
which he found unsatisfactory, then spectral freezes (the “freezing” of certain
frequencies and amplitudes), which ultimately gave him the desired sonic
effects. This shows that many actions carried out during composing are pre-
cisely not determined by a succession of planning-and-implementation or
decision-and-implementation. Rather, decisions are always made during the
carrying-out of actions. By operating the reverb effects and spectral freezes,
the composer created proving grounds which acted as successful laboratories.
They could also lead to unforeseen constellations, thus giving the composing
process a different direction.
Even at this advanced stage of the work’s genesis, however, it was still not a
case of merely transforming the conceptual level into a musical one. Rather,
the composer had the feeling that “it was still somehow not enough” – hence
the idea of including the realm of plastic surgery. And only this can really be
regarded as the beginning of the composition: a beginning shaped by a ver-
sion of the song “Gloomy Sunday” transposed into a major scale, the whole
backed by an advertisement text for plastic surgery (the choice of A flat major
as the work’s key was taken entirely pragmatically because it was a pitch the
violinist found easy to sing) (see Figure 4.7).
Given this, it would be inappropriate to employ the usual means of musi-
cological analysis in an attempt to investigate the musical structures in more
detail. For the composer, it is clearly about more than the communicative
potential that can emerge from the combination of the song transformation
and text. How this potential is used depends on the associative capacity of its
listeners. Do they know the song, and possibly even the history of how it was
received? Obviously, this does not mean that the structural or formal musical
Figure 4.6 Graphical representation of the sound files (F minor to E minor) from Marko Ciciliani’s work “LipsEarsAssNoseBoobs (Gloomy
Sunday)”, 2014 – © Marko Ciciliani
Figure 4.7 The beginning of Marko Ciciliani’s work “LipsEarsAssNoseBoobs (Gloomy Sunday)”, 2014 – © Marko Ciciliani
148 Musicological perspectives on composing
level is inconsequential overall. Rather, there is a tension between the con-
ceptual dimension and the intra-musical dimension, in which the momentum
of autonomous musical developments may well become the focus of attention
in some segments. This is particularly true for segments of the second half of
the piece, where the instrumental parts move again and again into truly virtuoso
passages, whose structure cannot be understood simply as the transcription of
conceptual guidelines.
Overall, enlarging the empirical resources for work genesis as compared to
conventional musicological analyses (which are primarily based on the score and,
at most, existing sketches) should open up perspectives that gain more profound
insights into the composing processes. This should be particularly true of the
often meandering paths of decision-making and the forms of knowledge that
underpin them, as well as the complexity of the components under consideration
(such as the relevance of contemporaneous discourses). Admittedly, some areas
of the composing process are simply inaccessible to observation and here even a
widening of the perspective does not facilitate further discoveries. However,
this should not discourage academics from searching for the most suitable
perspectives and questions – even though composing practice cannot be fully
comprehended and even if, in keeping with actor-network theory, analysis must
be more about describing than explaining operational sequences.
Notes
1 The example of Mozart research, in particular, displays the Romantic notion of the
masterpiece as something that had been already completed in the imagination of
the genius before it was written down. Therefore every single note could only be
thus and not otherwise. In this view, which persisted long into the 20th century,
sketches could only be a sign of a deficit that might mark the underlying concept of
genius, partly because such a deficit upset the impression of effortless achievement.
Sketch studies have thus contributed quite significantly to demystifying the emphatic
Romantic concept of artistic creation.
2 In the post-war period, Darmstadt quickly became an important centre for theories
of composing, which were shaped by Pierre Boulez, Karlheinz Stockhausen, Luigi
Nono and Theodor W. Adorno, among others. These discourses were conditioned
by a rational understanding of composing that was determined to exclude anything
loaded with meaning and focused instead on structure.
3 Until the 1970 and 1980s, musicological research systematically ignored the work of
female composers. This sexist bias in musicology corresponded with a strong
asymmetrical gender representation in the concert world.
4 The works can be heard on our project website at http://www.mdw.ac.at/ims/komp
ositionsprozesse
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