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Yield Decline in Chinese-Fir Plantations: A Simulation Investigation With Implications For Model Complexity
Yield Decline in Chinese-Fir Plantations: A Simulation Investigation With Implications For Model Complexity
(2007) 1/42
DOI: 10.1139/X07-018
1
Hebei Academy of Forestry Science, 75 Xuefu Road, Shijiazhuang, Hebei, 050061, P.R.China; Tel (+86)
bijun2003@yahoo.com
2
Department of Forest Science, University of British Columbia, 3041-2424 Main Mall, B.C., V6T 1Z4,
3
Faculty of Forest Resources and Environmental Sciences, Nanjing Forestry University, 159 Longpan
mineralding@yahoo.com
4
Corresponding author
E-mail: juan.blanco@ubc.ca
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Abstract
A variety of competing hypothesis have been described to explain yield decline in Chinese-fir plantations.
The difficulty in implementing field experiments suggests ecosystem modeling as a viable option for
examining alternative hypotheses. We present a conceptual model of Chinese-fir yield decline and explore
its merits using the ecosystem-based FORECAST model. Model results suggest yield decline is caused
primarily by a decline in soil fertility, largely as a consequence of slash burning in conjunction with short
rotations. However, as tree leaf area declines, there is a transition (over subsequent rotations) from seed-
vegetation on tree growth. Short rotations increase understory survival between rotations and may cause a
gradual shift from tree dominance to shrub/herb dominance over subsequent rotations. These effects are
most evident on nutrient poor sites, but understory competition poses a significant yield decline risk on
good sites as well. We conclude that sustainable production in Chinese-fir plantations requires the
avoidance of activities that compromise soil fertility and increase understory competition. The risk and
severity of yield decline would be reduced by increasing rotation lengths and avoiding plantations on
infertile sites.
Keywords: Cunninghamia lanceolata (Lamb.) Hook; yield decline; site degradation; soil fertility; weed
competition; rotation length; monoculture; slash burning, sustainability, ecosystem modelling, FORECAST,
model complexity.
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1. Introduction
Chinese-fir (Cunninghamia lanceolata (Lamb.) Hook.), a typical subtropical coniferous tree species,
has been widely planted in the southeast provinces of China, a region of approximately 22 to 34N and 102
to 123E (Wu 1984; Yu 1997). It is one of the most important timber tree species in China, accounting for
60%~80% of the total area of timber plantations in southeast China, and for 20%~25% of the national
commercial timber output (Sheng 1992). The timber of Chinese-fir is straight and decay-resistant, and has a
long history of being an important construction and furniture material in China. It is a fast growing species
which can reach a level of timber production in monoculture plantations on good sites of 450 m 3/ha at final
harvest age of 25~30 years (Jiang et al. 1982). There has been a steady increase in its use in plantations in
The natural range of Chinese-fir is in the humid subtropical area in southeast China. This is a region
of low mountains and hills, with very broken topography and complicated geology. Plantations are
generally located on slopes of more than about 20%, gentler lower slopes generally being used for
agriculture. The soil type is usually red-earth, but the soil can have originated from very different parent
materials. The soil conditions vary significantly in terms of texture, depth, fertility and other physical and
evergreen broad-leaved forests. It is a species of moderate shade tolerance, but grows best in full sunlight
(Wu 1984; Yu 1997). The species is moderately nutrient demanding (Zhong and Hsuing 1993), and in
unmanaged “natural” forest it normally grows on moist and fertile sites. The response of Chinese-fir to
forest fertilization varies with stand age. Growing on yellow-red earth soils, the greatest response of young
Chinese-fir was to P and then to K, with little response to added N. In contrast, the greatest growth response
in mid and late rotation was to nitrogen (Li et al. 1992a, b, 1993).
The documented history of Chinese-fir cultivation can be traced back more than one thousand years
(Wu 1984). Traditionally, Chinese-fir plantations were established after native evergreen broad-leaved
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forests were harvested and slash-burned. Sloping sites were sometimes terraced and intercropped with food
plants before canopy closure. The plantation sites were generally abandoned after one or two rotations and
allowed to regenerate naturally by stump sprouting and natural seeding to mixed species stands which acted
as a fallow period to restore the site (Yu 1997). However, since the 1950's, the plantation area of Chinese-fir
has been enlarged, and this species has been repeatedly planted on the same sites without intercropping or
periods of fallow. Farmers have generally used a 25-year rotation, with variation from 20 to 30 years
depending on site quality (Wu 1984). However, some plantations in Fujian Province are being harvested as
young as 17 years, a trend driven by the increasing demand for timber because of economic development
and population increase. At present, most Chinese-fir plantations are in the second or third rotation on the
same sites; some are thought to be in even later rotations, but this is difficult to confirm due to lack of
documentation.
Farmers have reported yield declines in multi-rotation Chinese-fir plantations since the 1960's, but
there were few scientifically rigorous investigations until the late 1970’s and the 1980’s (Li 1981; Fang
1987; Ma 2001). A variety of competing hypotheses on the causes have been proposed, including soil
nutrient depletion caused by nutrient removals in harvested materials (Fang 1987), and/or nutrient losses by
slash burning (Sheng 1992; Ding et al. 1999, 2000); physical degradation of soil (Fang 1987; Yang et al.
2000); toxic substance accumulation (Yu and Zhang 1989; Ma et al. 2000); slow decomposition of Chinese-
fir litter and consequent slow nutrient cycling (Li 1981; Sheng and Fan 2002) and consequent reduced
Nutrient depletion caused by harvest removal has traditionally been considered to be one of the
main factors responsible for plantation yield decline (Rennie 1955, 1957). It has been asserted that
successive short rotations of Chinese-fir on a site will deplete the soil nutrient pool (Fang 1987; Yang et al.
2000, 2004) and soil carbon stocks (Xi et al. 2006). Over the same period, short-rotation harvesting
removes more nutrients than long-rotation harvesting because of differences in the nutrient content of
sapwood and heartwood, in the proportion of sapwood and heartwood in the harvested materials, and the
different quantities of nutrients removed in foliage and branches (Ma 2000). Short rotations result in a
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higher frequency of site preparation by burning and the associated loss of nutrients and organic matter, and
deterioration in soil physical, chemical and biological properties. Every tree species has a specific influence
on soil development and properties due to its particular rooting systems and litter quality (Kilian 1998), and
it has been asserted that monoculture stands, especially of coniferous species, cause soil deterioration by
soil acidification and allelopathy (Miles 1985; Yu and Zhang 1989). Pot experiments showed that the
phenolics from litterfall affected the germination of Chinese-fir seeds (Ma et al. 2000), but there is no study
Based on experience, farmers assert that Chinese-fir will not survive and grow well unless the site
is burned prior to plantation establishment (Yu 1997; Yu and Yang 1989). Studies of young plantations
have confirmed that seedling survival and early growth are significantly better on slash burned sites than on
sites without burning (Yu and Yang 1989; Shao 1992; Ye 1992). Some of the early studies even claimed
that burning was a necessary procedure for the successful establishment of Chinese-fir stands; that it
removes competition from the non-crop vegetation and significantly improves the soil physical, chemical
and biological properties. The pH, content of soluble nutrients, enzyme activity and the number of
microorganisms in the top soil were all increased on burned relative to unburned treatments (Zheng 1958;
May and Attiwill 2003). However, there is increasing evidence that broadcast site preparation by slash
burning is the ultimate cause of soil degradation and site yield decline because of accelerated loss of
nutrients and topsoil. Sheng (1992) showed that the reported improvements of some soil physical and
chemical properties attributed to slash burning disappear one year after planting, whereas negative effects
One of the most serious effects of slash burning is an increase of soil erosion. In a three-year study
conducted in Youxi, Fujian Province, Sheng (1992) concluded that erosion on slashburned study sites was
about 37 times greater for mineral material, 10 times greater for organic matter, and 8 times greater for the
total loss of soil nutrients than that for an unburned control site. Such losses via burning are often much
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Failure to control competition for soil moisture, nutrients and light caused by non-crop vegetation
was identified as being as important in the yield decline in second rotation radiata pine in Australia as
nutrient losses caused by harvesting (Evans 1996). Slashburning harvested Chinese-fir sites has traditionally
been conducted largely to reduce competition from herbs and shrubs that can cause plantation failure if not
controlled. Competition from minor vegetation has been identified as one of the main factors that contribute
to yield decline in the second and third rotation plantations of Chinese-fir. The weed problem is not only
related to invasion of weed species after harvesting. In fact, the main problem from weeds may be the
vigorous sprouting of rhizomatous shrub and herb species. Sprouts of non-crop species grow much faster
than their seedlings, and therefore exert much greater competition for light, moisture and nutrients. The
problem of weed competition is exacerbated by soil fertility and tree growth declines, both of which reduce
the competitive strength of the Chinese-fir. Yang et al. (1998, 1999) showed that understory biomass
increased by 63.6% and 279.6%, respectively, in second and third rotation Chinese-fir stands compared to
the first rotation, reflecting a stand volume decrease of 22.8% and 46.6%, respectively.
The question of non-crop vegetation is complicated by the fact that minor vegetation can play an
important role in restricting soil erosion and leaching losses of nutrients from harvested sites. As noted
earlier, understory vegetation is known to have beneficial effects on soil fertility and to play a key role in
nutrient cycling processes (Little and Shainsky 1995). A study (Yao et al. 1992) conducted in Fenyi, Jiangxi
Province showed that when the total biomass of the understory in Chinese-fir plantations was more than 5 t
ha-1, the content of available nutrients in the soil was significantly higher than that in stands with less
understory biomass.
Since the yield decline and site degradation problem was recognized, many researchers have
attempted to quantify the extent of the decline over multiple rotations. Table 1 lists some reports of yield
decline and nutrients status in second and third rotations of Chinese-fir compared to the first rotation. In
successive monoculture Chinese-fir plantations in Huitong, Hunan Province, soil humus, total N, available
N and P and exchangeable K were decreased by 45%, 38%, 28%, 38% and 18%, respectively, by year 15
of the first rotation Chinese-fir compared to the original broad-leaved forests (Fang 1987). In the second
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and third Chinese-fir rotations, the average height of dominant trees decreased by 7% and 23% and the
stand site index was decreased from 16-18 to 14-16, respectively, compared to the first rotation.
Because of the long time scale involved, most studies of site degradation and yield decline are
based on chronosequences of plantations in different rotations on different sites. The basic assumption that
must be met to make this approach valid is that all members of the chronosequence are the same ecosystem
type, have had the same history of disturbance and, in the case of managed stands, the same stand
treatments. It is often difficult to satisfy this assumption for a chronosequence, even for a single rotation. It
is much harder to satisfy it over multiple rotations. The alternative is to study a single site over time,
something that has rarely been done because of the time factor. Such long term studies have not been
In the examples of yield decline listed in Table 1, Shao (1992) did not give an adequate description
of the study sites, which were distributed between different rotations and sites. The third rotation site
reported by Yang et al. (1999) was located 800 m from the second rotation site, but was adjacent to the first
rotation site. The first, second and third rotation stands in Fan et al. (2000) were arbitrary arranged on site
indices of 18, 16 and 14, respectively, thereby confounding rotation number with site quality. This design
was based on earlier studies (Fang 1987; Lin et al. 1992) which reported that site index decreases by one
site class for each successive rotation of Chinese-fir plantations; there was no independent measure of the
original site index of all the sites. There are many examples of planting Chinese-fir on inappropriate sites,
and yield decline may be largely restricted to plantations established on sites that are not suitable for
sustained Chinese-fir production. There are no reports from long-term monitoring of a single site with a
clear description of the management history. The same problem can be found in the review by Zhang et al.
(2004), where the authors show data from different sites but they do not give data for site index or site
quality.
The lack of comparable soil and management conditions in the studies listed in Table 1 or in the
review by Zhang et al. (2004) raises the question as to whether Chinese-fir yield decline is real or is an
artifact of inadequate experimental design. As noted above, the soil parent materials and characteristics,
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slope, slope position, aspect, and management history often vary significantly in Chinese-fir plantations
over small distances. The lack of adequate experimental design to account for these variations raises
questions about the validity of the chronosequence data sets on which conclusions with respect to yield
decline have been reached. Nevertheless, examples of site and soil damage resulting from repeated
slashburning on short rotations are abundant in southeastern China, and failed Chinese-fir plantations are
common, as are plantations that are growing well and not showing any signs of yield decline. There is an
urgent need to identify the site types, management practices and other factors that result in yield decline on
some sites and not on others, and the sites on which there is a significant risk of yield decline.
In spite of the above concerns over the empirical evidence for yield decline, we do not deny its
existence in many Chinese-fir plantations in southeastern China. In fact, basic knowledge of the production
ecology of these forests would predict that yield decline is probably inevitable on many sites under current
practices. Our only issue with the literature on this topic is the lack of statistical validity in many Chinese-
fir studies that therefore fail to identify the specific causes and the magnitude of the problem. Ultimately,
the most reliable method to quantify site degradation and yield decline caused by inappropriate
management is to establish long-term field trials that permit explicit identification of the key determinants
of the problem. Such a study would be spatially extensive as well as of long duration since it should
examine individually and in combination the effects of: rotation length, monocultures vs. mixed species
stands, repeated rotations of the same species vs. alternating stand composition in different rotations, slash
burning, various levels of minor vegetation competition, and litter raking and branch harvesting. These
treatments should be examined for their effects on soil organic matter, nutrient availability, site quality,
erosion, growth of Chinese-fir, site hydrology and water quality, wildlife habitat, and various measures of
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biological diversity, including medicinal plants and traditional forest food plants, mushrooms, etc. These
A major shortcoming of scientific research is that complex issues like Chinese-fir yield decline are
often examined in terms of single factor hypotheses. Without such simplification it is often impossible to
complete research projects within the budget and time available for the individual studies. The
simplification of this complex issue into a series of causal-hypothesis-testing studies has led to the plethora
of hypotheses described above, none of which has proven capable of explaining the phenomenon
satisfactorily (c.f. Kimmins et al. 2005). What is required is a comprehensive, long-term study with an
experimental design that will permit identification of the individual contributions of the many determinants
of yield decline, and their interactions. In the absence of such comprehensive, long-term studies, an
alternative is to combine our experience of Chinese-fir plantation growth with our knowledge of ecosystem
processes to develop predictive models that can provide an interim basis for designing more sustainable
systems, until the results of long term field trials become available.
A suitable conceptual framework for modeling the issue of forest sustainability is that of ecological
rotations (Kimmins 1974). An ecological rotation (ER) is the time taken for an ecosystem, or a particular
ecosystem condition, structure, process or value, to return to its original level or to some new desired level
following disturbance. The length of the ecological rotation is a function of: 1), the degree of change in the
parameter of interest, and 2), the natural or management-assisted rate of recovery in that parameter.
Sustainability of any particular parameter is determined by whether or not the combined disturbance-
recovery is shorter or longer than the ecological rotation. Sustainability cannot be defined by any one of
fir plantation sustainability thus requires a representation of frequency (rotation length), severity (harvest
removals, losses in burning, leaching and erosion), and rate of recovery (ecosystem resilience). Ecosystem
resilience – the slope of the recovery line, is a function of nutrient, moisture and light availability to the
trees, which is in turn influenced by soil fertility, nutrient cycling, the beneficial effects of minor vegetation
in retaining nutrients on site, and the negative effects of competition from the minor vegetation for the
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resources the trees need for the development of leaf area. The resilience of the Chinese-fir system is
reduced when this species is planted off-site (dry, nutrient poor sites); when monoculture plantations cause
a change in forest floor type from mull-moder (under the native mixed forest) to moder-mor (because of the
quality of the Chinese-fir litter) which reduces nutrient recirculation rates and increases nutrient and organic
matter losses during slashburning; and by the increased competition from minor vegetation when the leaf
area and vigor of the fir is reduced because of lack of soil nutrients and moisture.
Based on this conceptual model, we think that yield decline in Chinese-fir plantations is the
combined result of: loss of soil fertility caused by short rotations with burning; slower decomposition of
litter and the attendant slowing of the nitrogen cycle that results from the reduction in quality of litter when
mixed species, broadleaved forest is converted to monoculture Chinese-fir forest; increased exposure of
organic matter and nutrients to loss in burning that results from slower decomposition of litter and the
accumulation of a thick forest floor; increased erosion losses following burning of slopes; reduction in tree
leaf area that slows tree growth and favors understory vegetation by reducing shading, which in turn
increases competition for light and soil resources; increased competition from herbs and shrubs early in the
rotation because they are re-growing as sprouts from rhizomes rather than from seed if the tree leaf area is
insufficient to shade them out before the end of the rotation. The interaction of all these factors reduces both
the growth potential of Chinese-fir and its ability to compete for resources with herbs and shrubs. As a
result, the decline in Chinese-fir will be greater than the decline in soil fertility (Figure 1). Any one or more
of longer rotations, cessation of burning, fertilization, growing of Chinese-fir in mixed species stands, and
restricting the species to the appropriate site should reduce or prevent yield decline.
In this study we examined the dynamics of three of the suggested major determinants of yield
decline in Chinese-fir and evaluated the potential of management options to address the problem through
the use of the ecosystem management model FORECAST (Kimmins et al. 1999). The analysis focuses on
the effects of rotation length, slash burning and minor vegetation on soil fertility (nutritional site quality),
site productivity, tree leaf area development and minor vegetation dynamics. The objective was to identify
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management strategies that will help to maintain the long-term site productivity of Chinese-fir forests.
Effects of thinning and litter raking were also investigated but are not reported here.
The ecosystem management simulation model FORECAST (Kimmins et al. 1999) has been used as
a long-term management evaluation tool in several types of forest ecosystems (e.g. Morris et al. 1997; Wei
et al. 2000, 2003; Seely et al. 2002; Welham et al. 2002). In addition, FORECAST has been evaluated
against 29 years of Douglas-fir (Pseudotusga menziesii) thinning and fertilization response data and found
to provide satisfactory predictive accuracy (Blanco et al., in review). The model was specifically designed
to examine the impacts of different management strategies or natural disturbance regimes on long-term site
productivity. The projection of stand growth and ecosystem dynamics is based on a representation of the
rates of key ecological processes regulating the availability of, and competition for, light and nutrient
resources. The rates of these processes are calculated from a combination of historical bioassay data
(biomass accumulation in component pools, stand density, etc.) and measures of certain ecosystem
variables (e.g. decomposition rates, photosynthetic saturation curves) by relating ‘biologically active’
biomass components (foliage and small roots) with calculations of nutrient uptake, the capture of light
energy, and net primary production. Using this ‘internal calibration’ or hybrid approach, the model
generates a suite of growth properties for each tree and plant species to be represented. These growth
properties are subsequently used to model growth as a function of resource availability and competition
(Figure 2). They include (but are not limited to): 1) Photosynthetic efficiency per unit foliage biomass based
on relationships between foliage biomass, simulated self-shading, and net primary productivity after
accounting for litterfall and mortality; 2) Nutrient uptake requirements based on rates of biomass
components on different site qualities; 3) Light-related measures of tree and branch mortality derived from
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stand density input data in combination with simulated light profiles. Light levels at which foliage and tree
Soil fertility in FORECAST is represented based on a bioassay approach in which empirical input
data describing decomposition (mass loss) rates and changes in chemistry as decomposition proceeds allow
for calculation of nutrient release from litter and humus (Figure 3). Carbon allocation in response to soil
fertility and tree/plant nutrition is based on empirical biomass ratios and biomass turnover rates (e.g.
number of years of leaf retention for evergreens) for sites of different fertility, and on literature or locally-
obtained values for variation in fine root turnover along fertility gradients. Moisture limitation on growth is
currently based on moisture-determined maximum foliar biomass and thus maximum foliar N. A water
balance model is being added that will add more detail to moisture limitation, including effects on
photosynthesis and litter decomposition, but this was not used in this analysis. The time step of
FORECAST is currently annual. A daily time step is being added to permit the simulation of climate
FORECAST performs many of its calculations at the stand level but includes a submodel that
disaggregates stand-level productivity into the growth of individual stems with user-inputted information on
stem size distributions at different stand ages. Top height and diameter at breast height (DBH) are
calculated for each stem and used in a taper function to calculate total and individual gross and
merchantable volumes.
FORECAST has four stages in its use: 1) data assembly, input and validation; 2) establishing the
ecosystem condition for the beginning of a simulation run (by simulating the known or assumed history of
the site); 3) defining a management and/or natural disturbance regime; 4) simulating this regime and
analyzing model output. The first two stages represent model calibration. Calibration data are assembled
that describe the accumulation of biomass (above and below-ground components) in trees and minor
vegetation for chronosequences of stands developed on sites that vary in nutritional quality. Tree biomass
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and stand self-thinning rate data are often generated from the height, DBH and stand density output of
traditional growth and yield models in conjunction with species-specific component biomass allometric
equations. To calibrate the nutritional aspects of the model, data describing the concentration of nutrients in
the various biomass components are required. FORECAST also requires data on the degree of shading
produced by different quantities of foliage and the response of foliage to different light levels (this
information is derived from literature values, field measurements, or simulation models). A comparable but
simpler set of data on minor vegetation must be provided if the user wishes to represent this important
ecosystem component (c.f Royo and Carson 2006). Data are obtained from the literature or field
measurements. Lastly, data describing the rates of decomposition of various litter types and soil organic
matter are required for the model to simulate nutrient cycling. A detailed description of the input data
requirements can be found in Kimmins et al. (1999), or from the corresponding author.
The second stage of calibration requires running the model in “set-up” mode to establish initial site
conditions. In this stage, the model is run with nutrient feedback turned off to allow it to accumulate
vegetation, litter and soil organic matter representative of the site(s) to be modeled, and which reflects the
historical patterns of accumulation. This is typically achieved by simulating the known or estimated natural
The majority of data for model calibration were derived from published studies from sites with
climates similar to that of the central area of Chinese-fir plantations in Fujian and Hunan provinces. Given
the fact that the data come from several studies, care was taken to ensure that selected data were from
comparable sites. The input data were from sites covering the observed range of Chinese-fir plantation
growth, qualitatively described as very poor, medium and very good. The sites were scaled quantitatively as
17, 21 and 27 (from poor to good, based on top height in m at age 60 years) to represent a relative index of
tree growth required for extrapolation within the model. Numeric site qualities in FORECAST can be, but
are not necessarily, based on site index - top height at some index age (Kimmins 1990, 1993). We assume
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in these simulations that the range in tree growth data reflects primarily the range in site nutrient availability
Data describing precipitation nutrient inputs, slope seepage, mineral soil cation and anion exchange
capacities, humus mass, nutrient concentrations in litterfall, litter decomposition rates, etc. were derived
from Liu et al. (1991), Zhou et al. (1991), Tian and Zhao (1989), Tian et al. (1989), Tian (1994), Liao et al.
(1999, 2000), Huang et al. (2000), Ding et al. (1999), Ding and Chen (1995), and Yang et al. (2000). The
tree data on biomass, mortality and stand density, tree height and canopy height, nutrient concentrations of
live tissues and other data were based on values reported by Pan et al. (1983), Wu (1984), Shao (1992),
Yang et al. (1998, 1999), Xiao et al. (1999),, Lin et al. (1996), Liu (1998), Tian et al. (1989a, b), Tian
(1994), Zhong and Hsiung (1993) and Zhou (1994, 1999) for similar Chinese-fir plantations. The minor
vegetation data for herb and shrub biomass, height, tissue nutrient concentrations and other relevant data
came from Fan et al. (2001), Lin et al. (2001), Xiang et al. (2003) and Yan et al. (2003). Detailed field data
on belowground minor vegetation biomass were not available, and were thus estimated from aboveground
This is a complex data set. FORECAST can be run with much simpler calibration data sets by
disabling one, several or even most of the processes that the model is capable of representing., but the user
must understand the implications of omitting key population, community and/or ecosystem structures and
processes. The benefits of reducing the calibration data demands must be balanced against the costs in
predictive power and realism of omitting important ecosystem components and functions. In its simplest
rendition FORECAST can be used as a simple inter-tree light competition population model, but we do not
advise such use for most applications as other ecosystem structures and processes are known to be
4. Simulation scenarios
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Prior to running the model to evaluate alternative scenarios it was necessary to establish the initial
conditions for the model runs. To evaluate the effect of initial nutritional site quality, initial conditions files
were prepared to represent both good and poor sites with quality index values of 27 and 17, respectively
(relative to the calibration site quality range described in Section 2.3). This involved simulating seven
successive 50-year-rotations for poor and good sites with nutrient feedback switched off, thereby forcing
the growth of the forest to reflect the historical data and the accumulation of soil humus and nutrient levels.
One final 50-year rotation with nutrient feedback switched on was simulated to allow the model to stabilize.
The output from this final run (values for all ecosystem variables represented in the model) was used as the
starting state for the simulation of the management scenarios. The values of selected state variables for the
Management scenarios
A set of management scenarios was developed to cover a range of past and present stand practices
in monoculture Chinese-fir plantations on both good and poor sites, including four rotation lengths (20, 30,
40 and 60 years), with and without slash burning, and with and without minor vegetation (Table 2). Stand
density was set at 3000 stems per hectare in all simulations to represent current practices (e.g Yu 1997).
Light competition, nutrient competition and nutritional control of growth were represented in all runs. The
main treatments were designed and simulated based on the following considerations.
1. Rotation length. Farmers have generally used a 25-year rotation, with variation from 20 to 30 years
depending on site quality (Wu 1984). For the present analysis we compared rotation lengths of 20, 30, 40
and 60 years (for a total simulation period of 120 years) in which 95% of the stemwood and bark were
harvested at the end of each rotation. Residual above-ground and all below-ground tree biomass and above-
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ground minor vegetation biomass (assumed to be broken off during the harvesting) was assumed to be left
2. Slash burning is perhaps the most universal silvicultural practice applied in Chinese-fir plantations
(Zheng 1958). The main purpose of slash burning is to prepare a harvested site for planting by reducing the
amount of slash cover and inhibiting the growth of competing vegetation. Without burning or some kind of
vegetation control, herb and shrub growth in recently harvested stands can be so dense that it is difficult to
plant Chinese-fir seedlings, and the survival and growth of seedlings are greatly reduced (Ye 1992; Yu
1997). On the other hand, slash burning is thought to be one of the key factors leading to the long-term
decline in soil fertility and forest productivity (Boyer 1994; Ding and Chen 1995; Ma et al. 1995; Zheng
and Ding. 1997, 1998, Zhang et al. 2004). Slash burning is usually done in the winter or early spring after
the final harvest, but sometimes the slash and other cut vegetation is left on site to dry for one summer, and
then burned in the following spring (Yu 1997). In this study we simulated slash burning the year after
3. Minor vegetation. As described above, competition from minor vegetation in Chinese-fir plantations can
pose a serious threat to the growth and development of planted trees by competing for light when trees are
young and for belowground resources both when the trees are young and as they mature. To evaluate the
potential impact of minor vegetation competition on Chinese-fir growth, simulations were conducted both
with and without understory vegetation. Growth of minor vegetation in the first rotation of all scenarios was
simulated from seed whereas growth in subsequent rotations was simulated as from rhizome sprouts with
the exception of cases in which the understory vegetation had been completely shaded out by the end of the
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As expected, model results showed that the longer the rotation length, the less the simulated yield
decline in subsequent rotations (Figure 4). Relative differences between the poor and good sites were small.
With a rotation of 20 years (without slashburning and minor vegetation), yield decline on the good site (as a
percentage of the first rotation) was 3.4%, 5.4%, 7.1%, 9.4% and 10.9% in the second, third, fourth, fifth
and sixth rotations, respectively. On the poor site, the equivalent yield decline was 2.1%, 2.7%, 5.9%, 7.9%
and 8.5%. In contrast, in the 60-year-rotation scenarios, yield in the second rotation increased 10.8% on the
poor site and 8.9% on the good site. Even in the absence of slash burning, rotation lengths of 30 years or
less had increasingly negative impacts on soil properties related to ecosystem productivity relative to
starting conditions for both the poor and good sites (Table 2). In addition, there were interactions between
rotation length, slash burning and minor vegetation competition that amplified the effect of shortening the
rotation length. These results support the notion that frequency and intensity of disturbance are key factors
conclusions were drawn by Morris et al (1997) and Seely et al (1999). While lengthening rotations may
significantly reduce yield decline and soil degradation in Chinese-fir plantations, the sustainability of this
practice in a broader context must also be considered in terms of economic viability as well as indicators
Model results showed that slash burning had the largest impact on yields of the different
silvicultural actions examined in this study (Figure 4). Simulated slash burning accelerated yield decline on
both sites, reducing both stand growth and levels of simulated soil nitrogen pools. Yield declines (not
including the effect of minor vegetation) were most severe in the 20-year-rotation scenarios with drops in
harvested stemwood biomass (relative to the no-burn scenario) as high as 32.9% and 31.1% after the first
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Bi et al. (2007) 18/42
rotation and 47.1% and 58.1% after 120 years in the good and poor sites, respectively. Even when the
rotation was extended to 60 years, the effect of slash burning on yield was substantial on both good
The simulated declines in site productivity in the slashburning scenarios were directly related to the
substantial losses of litter and humus mass and their associated N contents (Table 2). Stone and Elioff (1998)
observed similar declines in aspen productivity following the removal of 80% of the forest floor relative to
similar stands with no removal. The large losses of organic matter in the simulations presented here were
not surprising considering that slash burning removed almost all the logging slash and forest floor litter, and
some of the root biomass; a severity of burning that corresponds to field observations and measurements of
burned Chinese-fir sites (Minghe and Ritchie 1999). Most of the nitrogen in these materials was lost
through volatilization during the burning. Mineralized N that was not volatilized was released to the soil
and was subject to leaching loss because the removal of forest floor and reduction of understory vegetation
limited the capacity of the ecosystem to immobilize and retain nitrogen (Boyer 1994; Ding and Chen 1995;
Ma et al. 1995; Zheng and Ding 1997, 1998; Zhang et al. 2004; Xi et al. 2006).
The presence of minor vegetation, through the competition for limited site resources (water,
nutrients and light), has been found to reduce tree growth in a wide range of forest plantations including
Pinus taeda L. (Knowe et al. 1985), Pinus radiata D. Don (Richardson et al. 1996), and in Chinese-fir (see
above). However, minor vegetation has also been found to contribute positively to ecosystem nutrient
cycling (Fang 1990; Little and Shainsky 1995; Yang et al. 1995) because of its higher nutrient
concentrations, relatively rapid litter decomposition (Grove and Malajczuk 1985), and its ability to retain
nutrients on site after a disturbance until trees are established. Results of the simulations with minor
vegetation in the absence of burning showed that minor vegetation, in general, had a slightly positive long-
term impact on Chinese-fir productivity (Figure 4a, c). This was related to the ability of the vegetation
reduce the loss of site nutrients following harvest. In contrast, when the sites were slashburned, the presence
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Bi et al. (2007) 19/42
of minor vegetation consistently caused a pronounced reduction in Chinese-fir growth on the poor site
(Figure 4b) and a similar but smaller pattern of growth reduction on the good site (Figure 4d). The
simulated negative interaction between slashburning and minor vegetation originated from the increased
competition for the relatively lower levels of available nutrients in the slashburning scenarios (Table 2). The
negative effect of minor vegetation on Chinese-fir growth was increased in scenarios where the Chinese-fir
did not shade out the minor vegetation prior to harvest, resulting in a more rapid regrowth of minor
vegetation from rhizome sprouts in the subsequent rotation relative to regrowth from seed (Figure 5). Once
the minor vegetation was able to regenerate from rhizomes it took relatively longer for the Chinese-fir to
recover from the competitive impacts. As a result of this negative feedback loop, minor vegetation became
increasingly competitive in subsequent rotations as nutrient resources declined. In fact, in the case of the
20-year rotation with slashburning and minor vegetation, the non-crop biomass began to exceeded tree
biomass by the fifth rotation on the poor site – essentially resulting in a shrub climax (Figure 6). The
detailed response of the minor vegetation is shown for the aforementioned scenario in Figure 6. Without
burning, the minor vegetation was shaded out prior to the end of the rotations for all rotation lengths and
both sites, forcing regrowth from seed. In contrast, with burning, minor vegetation survived to the end of
the rotation for rotations less than 60 years in length, resulting in re-growth from sprouting. From these
results it appears that the capability of vegetative regrowth in minor vegetation plays a key role in the
observed yield decline. Moreover, these results provide support for the conceptual model (Figure 1) which
suggests that frequent, high intensity disturbance in these Chinese-fir plantations may push the ecosystem
towards a shrub dominated climax. It is clear that there is a need for more field research to better understand
the interactions between minor vegetation and tree growth in Chinese-fir plantations, and our results
strongly support the conclusion from a recent review by Royo and Carson (2006) which clearly shows the
role of understory in forest canopy growth and development has usually been underestimated.
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Bi et al. (2007) 20/42
While the availability of data sets describing the implications of management activities on long-
term site productivity in forest ecosystems is extremely limited, a recent review of the literature on yield
decline in Chinese-fir plantations (Zhang et al. 2004) provided some suitable data for model validation. A
comparison of model predictions of yield decline of harvested stemwood biomass for 20 and 30 year
rotations (with slashburning and minor vegetation) were within the range of those reported by Zhang et al.
(2004) for both poor and good sites (stratified by first rotation biomass production) (Figure 8a, b).
Projections of long-term declines in soil organic matter were also consistent with data reported for Chinese-
fir plantations with 20-year rotations (Figure 8c) (data for 30-year rotations and for stratification by site
productivity were not available). The fact the model showed similar long-term trends of declining C:N
ratios in soil organic matter (SOM) in subsequent rotations to those reported by Zhang et al. (2004)
provided further evidence of satisfactory model behaviour (Figure 8d). The simulated declines in C:N ratios
are the result of relatively larger losses of SOM from the active soil organic matter pool which has lower N
concentration relative to the passive SOM pool represented in the model (see Figure 2). This result supports
the belief that total soil N pools are not always indicative of the quantity of plant available N and site
productivity.
The analysis presented here suggests that tree productivity of Chinese-fir plantations would be
sustainable with rotation lengths of > 30 years if there is no slash burning. If the practice of slash burning is
continued with the same level of severity as represented here, a minimum of 60- year rotations or longer
would be required to sustain levels of production over multiple rotations (Figure 4). Yet, even with 60-year
rotations, slashburning resulted in a loss of productivity (30-40% of stemwood biomass) over the 120 year
simulation period relative to the equivalent no-burning scenario. If the effects of post-harvest soil erosion
were included in the analysis (not included in the present analysis) the ecological rotations may need to be
lengthened, particularly for plantations developed on steep slopes (c.f. Xi et al. 2006).
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Bi et al. (2007) 21/42
While FORECAST appears to be satisfactory for this application based on the limited validation
presented here (Figure 8), there are some limitations of the model with respect to the Chinese-fir yield
decline investigation. One reason for this may be that the model does not presently represent moisture
competition. There are several examples of moisture competition from minor vegetation reducing tree
growth in pine plantations (Kozlowski 1949, Riegel et al. 1992, Richardson 1993). These issues suggest the
need for improved data on herb and shrub growth from both seeds and sprouting, better data on nutritional
regulation of growth of these life forms, and of carbon allocation in response to changing resource levels
(light, moisture and nutrients). Yield decline in Chinese-fir is an ecosystem-level rather than a population-
level phenomenon and simulation of this requires ecosystem-level models that explicitly represent all the
major determinants.
Acknowledgements
Funding for this work was provided by The Service Center for Experts and Scholars of Hebei
Province, P.R.China. The authors also would like to thank Ms Gao Hongzhen for her reliable and patient
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Table 1. Yield and nutrients reduction in second and third rotations, compared to the first rotation in Chinese fir plantation (-: no available data).
Location Xihou, Fujian1 Xihou, Fujian2 Youxi, Fujian Xihou, Fujian1 Xihou, Fujian2 Youxi, Fujian
Stand age 20 29 20 20 29 20
Height decrease % 22.4 18.4 7.9 - 11.8 40.6 26.4 17.8 - 22.4
DBH decrease % 10.6 16.1 7.3 - 11.6 31.4 20.5 15.6 - 21.5
Volume decrease % 14.8 22.8 21.0 - 24.6 66.3 46.6 38.7 - 44.2
Reference Shao (1992) Yang et al. (1999) Fan et al. (2000) Shao (1992) Yang et al. (1999) Fan et al. (2000)
1
Soil sampling from a layer of 50 cm.
2
Soil sampling from a layer of 40 cm.
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Table 2. Relative change (in % referred to the starting conditions at year 0. Negative numbers mean net decreases in the pool) in selected soil
properties for the poor site from the beginning to the end of 120-year simulation period for each scenario combination.
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Figure 1. The conceptual model of Chinese-fir decline. The results of the simulations support this
interpretation if regrowth of non-crop vegetation is simulated from sprouting as well as seed. The
simulations are more conservative than this conceptual model, probably because we failed to
Figure 2. Illustration of the key processes represented in the ecosystem simulation module within
FORECAST.
Figure 3. Illustration of the nutrient cycling pathways and major pools represented in FORECAST.
Nutrient cycling is based on a mass balance approach in which specific inputs to and outputs from the
Figure 4. Impact of rotation length, minor vegetation development (panels A and C), slash burning
and combined effect of slash burning and minor vegetation development (panels B and D) on
Chinese-fir stemwood biomass harvested at the end of each rotation on poor and good sites over 120-
vegetation” is full stocking of herbs and shrubs as given in the setup PLNTDATA file, growing from
seeds or vegetative resprouting, as appropriate. “Slash burning” is broadcast burning after harvesting
Figure 5. Height growth (upper panels) and foliage biomass (lower panels) during the first five years
of the first and second rotations for Chinese-fir, grass and shrubs. In the left panels minor vegetation
was simulated growing always from seeds. In the right panels, minor vegetation was simulated
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Figure 6. Effect of the presence or absence of herbs and shrubs, with and without slash burning, for
eight successive 20-year rotations on a poor site. Yield decline with slash burning and minor
vegetation is significantly greater than decline in soil fertility. After three rotations with burning, the
plantation has essentially failed (less than 30 Mg ha-1 of stemwood in the 4th rotation), and after four
cycles of the simulated disturbance results in a shrub disclimax. The lack of erosion in these
Figure 7. Details of the minor vegetation total biomass with different rotations on good and poor sites,
with and without slash burning over a 120 year simulation period. Slash burning greatly exacerbates
the growth of minor vegetation, leading to a switch from regrowth from seed to regrowth from
Figure 8. Predicted vs. observed (mean ± standard deviation) yield decline in Chinese-fir plantations
in two different types of sites (poor or rich) and two different rotation lengths (A) 20 years and (B) 30
years in percentage relative to the first rotation yield. (C) Observed and predicted organic matter at
the end of the 2nd and 3rd 20-year rotations, relative to the 1st rotation. (D) Observed and predicted
C:N ratio at the end of the 2nd and 3rd 20-year rotations, relative to the 1st rotation Observed data
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FOLIAGE
NITROGEN
CONTENT
Maximum
foliage
biomass set
by available moisture
PHOTOSYNTHETIC
EFFICIENCY
NET
PRIMARY
AVAILABLE PRODUCTION
AVAILABLE
SOIL LIGHT
NUTRIENTS
ALLOCATION
LITTER
CO2 CO2
HUMUS
Active Passive
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Input
Precipitation
Inputs
Fertilizer
Inputs Input
Nutrient
Input Uptake Upslope
Seepage Input
Plant Available
Biological
N2 Fixation Biomass Internal Soil
Cycling Mineral
Nutrients Weathering
Input
Foliar
Leaching Soil
Leaching
Natural
Herbivory
Mortality Loss
Decomposition Fire Loss
Harvest Litterfall
Loss
Loss
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Figure 6. Bi et al.
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