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The Discriminative Capacity of CBCLDSM5 Scales
The Discriminative Capacity of CBCLDSM5 Scales
DOI 10.1007/s00787-015-0694-4
ORIGINAL CONTRIBUTION
Received: 21 May 2014 / Accepted: 12 February 2015 / Published online: 26 February 2015
© Springer-Verlag Berlin Heidelberg 2015
Abstract This paper studies the discriminative capacity scale discriminative capacity was fair for unspecific anxi-
of CBCL/1½-5 (Manual for the ASEBA Preschool-Age ety disorders in all age groups. CBCL/1½-5-DSM5 depres-
Forms & Profiles, University of Vermont, Research Center sive problems’ scale showed the poorest discriminative
for Children, Youth, & Families, Burlington, 2000) DSM5 capacity for mood disorders (including depressive episode
scales attention deficit and hyperactivity disorder (ADHD), with insufficient symptoms), oscillating into the poor-to-
oppositional defiant disorder (ODD), anxiety and depres- fair range. As a whole, DSM5-oriented scales generally
sive problems for detecting the presence of DSM5 (DSM5 did not provide evidence better for discriminative capac-
diagnostic and statistical manual of mental disorders, APA, ity than syndrome scales in identifying DSM5 diagnoses.
Arlington, 2013) disorders, ADHD, ODD, Anxiety and CBCL/1½-5-DSM5 scales discriminate externalizing disor-
Mood disorders, assessed through diagnostic interview, ders better than internalizing disorders for ages 3–5. Scores
in children aged 3–5. Additionally, we compare the clini- on the ADHD and ODD CBCL/1½-5-DSM5 scales can be
cal utility of the CBCL/1½-5-DSM5 scales with respect to used to screen for DSM5 ADHD and ODD disorders in
analogous CBCL/1½-5 syndrome scales. A large commu- general populations of preschool children.
nity sample of 616 preschool children was longitudinally
assessed for the stated age group. Statistical analysis was Keywords CBCL/1½-5 · Disruptive disorders ·
based on ROC procedures and binary logistic regressions. DSM5-oriented scales · Internalizing disorders ·
ADHD and ODD CBCL/1½-5-DSM5 scales achieved good Preschoolers
discriminative ability to identify ADHD and ODD inter-
view’s diagnoses, at any age. CBCL/1½-5-DSM5 Anxiety
Introduction
N. de la Osa · R. Granero · J. M. Domenech · L. Ezpeleta Given the need for evidence-based studies of emotional
Unitat d’Epidemiologia i de Diagnòstic en Psicopatologia del and conduct problems in child psychopathology, the instru-
Desenvolupament (2014 SGR 312), Universitat Autònoma de ments of the Achenbach System of Empirically Based
Barcelona, Barcelona, Spain
Assessment [1] have become the most widely used both
N. de la Osa (*) · E. Trepat · L. Ezpeleta in clinical and research settings in many countries and
Departament de Psicologia Clínica i de la Salut. Edifici languages. The ASEBA assesses competencies, adaptive
B, Universitat Autònoma de Barcelona, 08193 Bellaterra functioning, and behavioral, emotional and social prob-
(Barcelona), Spain
lems from the age of 1½ to over 90, using a combination of
e-mail: nuria.delaosa@uab.cat
exploratory and confirmatory factor analyses to empirically
R. Granero · J. M. Domenech derive syndromes.
Departament de Psicobiologia i Metodologia de les Ciències de la The preschool forms of the questionnaire span the ages
Salut, Universitat Autònoma de Barcelona, Barcelona, Spain
of 1½-5 [5]. Specifically, the Child Behavior Checklist
E. Trepat (CBCL/½-5) is addressed at parents or caregivers. This
Institut de Psicologia, Barcelona, Spain instrument has been proven to provide strong psychometric
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18 Eur Child Adolesc Psychiatry (2016) 25:17–23
properties across cultures [18, 26].The empirically derived DSM-oriented externalizing scales (oppositional problems
scales for the preschooler version include Emotionally and conduct problems scales), as well as for the attention
Reactive, Anxious/Depression, Somatic Complaints, With- deficit/hyperactivity problems scale [12]. Present-day data
drawn, Sleep Problems, Attention Problems and Aggres- are completely inexistent for any version of the new DSM5.
sive Behavior [25]. A second-order factor analysis yields To our knowledge, no study has reported on DSM-oriented
the two global groupings labeled “Externalizing” and scales in preschool ages with large community samples.
“Internalizing”, which are similar to those found in the ear- There is an essential need to contrast the clinical utility of
lier children’s versions. A total score for the items is also the widely used instruments. Due to lack of literature on
derived as a measure of global-problem behavior. preschoolers, we present the closest studies in age to docu-
Besides accumulated empirical evidence from empiri- ment the study.
cally derived scales, the lack of utility in the measurement Studying a clinical sample with the school form of
of particular diagnoses as proposed in the DSM system has CBCL/6-18, Ferdinand [15] obtained a moderate predic-
been considered a limitation. To provide a perspective with tive validity for the anxiety scale with respect to the cor-
closer linkage to the DSM nosology, the DSM-oriented responding SAD, GAD or SPP DSM-IV disorders, and
scales were developed [3, 4]. Unlike the originals, these good validity for the affective problems scale when pre-
scales were not empirically derived but, rather, were cre- dicting MDD or DYS DSM-IV diagnoses obtained with a
ated through consensus among sixteen specialists from ten semi-structured interview. Furthermore, using CBCL/6–18
cultures [25]. They rated each item as not consistent (0), in a clinically referred sample, Ebesutani et al. [12] con-
somewhat consistent (1) or very consistent (2) with nine cluded that DSM-oriented scales did not add incremental
DSM diagnostic categories. Agreement of at least 10 out clinical utility to the syndrome scales with respect to cor-
of 16 specialists was required to validate that an item was responding diagnoses when also using a semi-structured
consistent for inclusion in the DSM-oriented scales. The interview answered by parents. The former was true for all
nine initial categories were finally reduced to five, due to scales except for anxiety problems compared to the anx-
overlaps in DSM diagnostics or the problem items. The ious/depressed syndrome scale. Furthermore, a study of a
five DSM-oriented scales and the corresponding DSM5 clinically referred sample of 8–17 years old children [12,
diagnoses they were meant to represent were: depressive 20] concluded that DSM-oriented scales were a useful tool
problems [including major depressive disorder (MDD) for estimating DSM-IV disorders; they also obtain better
and dysthymic disorder (DD)]; anxiety problems [gener- results for DSM scales when referring to disruptive disor-
alized anxiety disorder (GAD). separation anxiety disor- ders. These conclusions were the same as those obtained by
der (SAD), specific phobia (SSP) and social phobia (SP)]; Bellina et al. [10] in a sample of 6–16 years old referred
attention-deficit and hyperactivity problems (including children. Good convergent and discriminative validity
hyperactive-impulsive and inattentive types); oppositional were found by Nakamura et al. [23] in a clinical sample of
defiant problems [oppositional defiant disorder (ODD) and adolescents.
conduct disorder] and pervasive developmental problems The purpose of this study was to test the discriminative
(including Asperger’s disorder). Compared to the syndrome capacity of CBCL/1½-5 [5] DSM5 scales for identifying
scales, these showed similar psychometric properties with the DSM5 disorders ADHD, ODD, Anxiety (SAD, GAD
regard to consistence, reliability and cross-informant agree- and SPh) and Mood disorders (MDD and depressive dis-
ment [4, 23]. order with insufficient symptoms) in children aged three to
Recently, to adapt the scales to the new DSM5 [8], the five, and to compare its clinical utility with the analogous
CBCL-DSM-oriented scales have been reformulated [2]. CBCL/1½-5 syndrome scales. The fact that the DSM5-
The former Pervasive Developmental Problems has been oriented scales are shorter than the originals would make
replaced by the new Autism Spectrum Problems scale, them more suitable for screening purposes if they showed
which comprises items identified by experts as highly the expected good discriminative capacity.
consistent with DSM5 criteria for Autism Spectrum Dis-
order. The revised Anxiety Problems scale comprises
age-appropriate items identified by the experts as highly Method
consistent with DSM5 criteria for GAD, SAD, SSP and
Social Anxiety Specific Phobia (SASP). The other scales Participants
are left unchanged from the DSM-IV to DSM5 version.
There is little knowledge of the psychometrical properties Data used in this work correspond to a longitudinal study
in the CBCL-DSM scales or of their incremental validity of behavioral problems in preschool children [14]. The
over the syndrome scales [12]. This is especially true for research began with a two-phase design, with an initial ran-
the preschool form of the questionnaire [19] and for the dom sample of 2283 children selected from the census of
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Eur Child Adolesc Psychiatry (2016) 25:17–23 19
Table 1 Sociodemographics for sample (n = 616) were found when participants and refusals were com-
pared for sex (p = 0.820) or type of school (p = 0.850).
Sex (male), n (%) 308 50.0 %
Children’s mean age was 3.0 (SD = 0.16); 310 were boys
Ethnicity, n (%)
(49.8 %).
European white 549 89.1 %
The sample in this study corresponds to all preschool
African 1 0.2 %
children with CBCL/1½-5 questionnaire available at ages
American-hispanic 39 6.3 %
3, 4 or 5 (n = 616). Specifically, at age 3, CBCL/1½-5 was
Asian 6 1.0 %
available for n = 616 children, at age 4 for n = 602 and at
Maghrebianb 21 3.4 %
age 5 for n = 545. No statistical differences with regard to
SES, n (%)a
age (p = 0.063) or sex (p = 0.163) were found between
High 202 32.8 %
those remaining in the study and those dropping out of the
Mean-high 194 31.5 %
second or third follow-up. Sociodemographic variables for
Mean 88 14.3 %
the n = 616 participants at intake and weighted prevalence
Mean-low 97 15.7 %
of DSM-IV disorders are described in Tables 1 and 2. Chil-
Low 35 5.7 % dren showing intellectual disability, pervasive develop-
a
Socioeconomic status [17] mental disorders, families with language difficulties, with-
b
Children from Mediterranean North Africa societies out a primary caretaker who could report on the child, or
were moving over the next year to another location were
excluded (75 individuals).
preschoolers (3 years old) in Barcelona in the 2009–2010
academic year. Measures
The percentage of participants in the first phase (screen-
ing) was 58.7 % (n = 1341 families) and no differences The Child Behavior Checklist (CBCL/11/2-5; [5] was used
emerged for sex (p = 0.95) when comparing participants to measure behavioral and emotional problems dimension-
and refusals. However, the proportion of refusals was sta- ally. CBCL/11/2-5 includes a set of 99 items with 3 response
tistically higher for families in low socioeconomic groups options (0, not true; 1, somewhat or sometimes true; 2, very
[14] (p < 0.001). Screening for child inclusion in the sec- true or often true), plus one open-ended item for adding
ond phase was carried out with the parents’ version of the problems that are not listed on the form. Raw scores were
Strengths and Difficulties Questionnaire for 3 and 4 years analyzed for DSM5-oriented scales as well as for origi-
old (SDQ3–4; [16]). A random sample including (a) 30 % nal syndrome scales [2]. Internal consistency in the sam-
of children with scores under the cutoff point in the screen- ple covered the range moderate to good (Table 3 includes
ing and (b) all children with a positive screening score was alpha-coefficients for ages 3–5).
invited to continue with the longitudinal research. The final The Diagnostic Interview of Children and Adoles-
second-phase sample included 89.4 % of the families asked cents for Parents of Preschool Children and Young Chil-
to continue (n = 622 children) and no statistical differences dren (DICA-PPYC; [14]) was used to assess children’s
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20 Eur Child Adolesc Psychiatry (2016) 25:17–23
ADHD attention deficit hyperactivity disorder, ODD oppositional defiant disorder. Mood: includes major and depressive episode with insufficient symptoms, AUC area under ROC curve, R2
25.2
39.8
14.0
19.2
0.9
0.9
0.9
R2
[7]. Adaptation and validation for the Spanish pre-
CBCL-
DSM5
5 years old (n = 545)
school population showed sound psychometric prop-
0.847
0.881
0.920
0.801
0.630
0.630
0.630
AUC
erties [14]. The diagnoses included in this study are
presented in Table 2. With the information recruited in
CBCL-DSM5 CBCL-synd.
22.4
32.7
24.1
14.9
1.1
6.7
6.7
R2
the interview, it was possible to generate the diagnosis
0.819 of the following DSM5 disorders: ADHD, ODD, CD,
0.851
0.938
0.732
0.679
0.689
0.689
AUC
tic is about the age of onset, which does not affect our
4 years old (n = 602)
0.836
0.867
0.920
0.710
0.729
0.729
3.32 0.729
AUC
21.2
35.8
29.3
7.4
4.6
0.901
0.854
0.796
0.746
0.660
0.660
0.660
AUC
25.5
21.3
11.2
12.0
5.0
0.1
0.1
0.792
0.784
0.648
0.595
Internal consistency
0.771
0.747
0.650
0.512
0.735
0.736
0.646
0.506
0.725
0.885
0.727
0.727
0.727
Procedure
Age 4
0.695
0.863
0.712
0.681
0.681
0.654
0.861
0.706
0.706
0.706
Anxious-depressed
Anxious-depressed
CBCL-syndrome
Anxiety
ADHD
DSM5
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Eur Child Adolesc Psychiatry (2016) 25:17–23 21
Statistical analysis ROC and logistic models for depressive episode with insuf-
ficient symptoms showed almost identical results to the
Analyses were carried out with SPSS20 for windows. Due combined results (mood disorders including both depres-
to the multi-sampling design (the sample of participants sive conditions) but poorer adjustment. So, the combined
corresponded to the second phase of the sampling and ROC procedure was retained and interpreted.
consisted of 30 % of children with negative screening and As a whole, ADHD and ODD CBCL 11/2-5-DSM5-ori-
100 % of children with positive screening score), complex ented scales scores obtained good to excellent discrimina-
samples’ system was used for statistical analysis, defining tive accuracy at any age for ADHD (AUC between 0.836
a project design with sampling weights inversely propor- and 0.901) and good for ODD (AUC between 0.854 and
tional to the probability of selection at stage two of the lon- 0.881). The discriminative capacity for the parallel syn-
gitudinal project. Defining these weights allows extrapolat- drome scales was within the range good to excellent (AUC
ing the results obtained in the sample of participants to the from 0.819 to 0.905) and good (AUC 0.845 to 0.876) for
original community population. the ADHD and ODD disorders. ODD DSM5-oriented scale
ROC procedures and binary logistic regressions also showed an excellent capacity to identify DSM5 Con-
(adjusted by covariate children’s age and other comorbidi- duct Disorder diagnosis at ages 4 and 5 (AUC 0.920). Dis-
ties to those analyzed) measured the capacity of CBCL criminative capacity of the anxiety scale was good (AUC
to discriminate the presence of DSM disorders assessed from 0.710 to 0.801) for unspecific anxiety disorders in all
through diagnostic interview. The area under the receiver age groups. The Depressive problems CBCL/1½-5-DSM5
operator curve (AUC) estimated the discriminative capac- scale showed poorest discriminative capacity for DSM5
ity of CBCL and the Nagelkerke’s pseudo-R2 estimated the Mood disorders (including depressive episode with insuf-
predictive ability. According to the rough guide for clas- ficient symptoms), with AUC coefficients within the range
sifying the accuracy of a diagnostic–screening test, AUC poor (0.630) to fair (0.729). For CBCL/1½-syndrome
under 0.60 was considered fail, 0.60–0.70 poor, 0.70–0.80 scales, Attention problems at age 3 and 4, Aggressive
moderate, 0.80–0.90 good and 0.90–1 excellent. The diag- behavior at age 4 for ODD and at any age for CD and anx-
noses analyzed in this study have been generated using ious-depressed at age 5 discriminated better than the coun-
DSM5 criteria, as the information in the interview allowed terpart CBCL/1½-5-DSM5 scale.
to do so. The DSM5-oriented scales and the (corresponding Only CBCL/1½-5-DSM5-depressive problems scale dis-
DSM5) diagnoses they were meant to represent included criminated better than the CBCL/1½-5-syndrome-anxious-
in the analysis were: depressive problems (MDD), anxi- depressed scale at ages 3 and 4. However, although the
ety problems (GAD, SAD and SSP); ADHD and conduct different discriminative capacity, differences between the
problems (ODD and CD). In the former case, Oppositional CBCL/1½-5-DSM5 scales and their counterpart CBCL/1½-
Defiant Disorder scale was related to two different DSM 5-syndrome scales were very small (differences in AUC
diagnoses, ODD and CD. Each model was adjusted by sex were lower than 0.10).
and presence of any other diagnoses.
Discussion
Results
The results allow us to conclude that CBCL/1½-5-DSM5-
Table 3 shows the results for the discriminative capacity oriented scales are generally valid for discriminating
(measured through the AUC values) and the predictive abil- related DSM5 diagnoses in preschool years. At ages three
ity (estimated through R2 coefficients) of the CBCL/11/2-5 to five, they better discriminate externalizing than inter-
to identify DSM5 disorders measured through diagnos- nalizing disorders. These results are consistent with those
tic interview, separately at 3–5 years of age. Results were found by other researchers using the child and adolescent
obtained for binary logistic regressions adjusted by chil- version (CBCL/6–18) of the questionnaire and DSM-IV
dren’s sex and the presence of other DSM5 comorbid dis- criteria [10, 12, 20]. Our results show that ADHD DSM5-
orders, defining the presence of DSM5 disorders as the out- oriented scales are not a better predictor of ADHD diag-
come/criterion, and including the CBCL/11/2-5-syndrome nostic than the syndrome scale at preschool ages. This is
or CBCL/11/2-5-DSM5-oriented scales as the inputs. It was discordant with Aebi et al. [6] studying a sample of 6–17
not possible to conduct separate analyses for children who years old outpatients. Keenan et al. [22] have reported dif-
received diagnosis of MDD and Depressive episode with ferent manifestations, prognosis, course and risk factors for
insufficient symptoms due the extremely low prevalence of ODD and CD which allow to discriminate both disorders
MDD in the community sample (only 3 cases reported this as soon as preschool period. Remarkably, in our study, the
diagnosis during the follow-up, Table 2). The results of the ODD DSM5-oriented scale better discriminates DSM5
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22 Eur Child Adolesc Psychiatry (2016) 25:17–23
Conduct Disorder than Oppositional Defiant Disorder spectrum disorder in the sample community. The separate
at ages four and five. Other authors have found the same ROC analyses for children who received the diagnosis of
using CBCL/6–18 with clinically referred samples [12]. MDD and those with depressive episode with insufficient
This result, probably related to the comorbidity of certain symptoms were not possible due to the extremely low
symptoms between the two conditions, indicates that the prevalence of MDD in this community sample. The data
DSM5-oriented scales cannot discriminate between the collection procedure maybe could be improved by counter
two categories. In the presence of high scores in the ODD balancing the interview and CBCL response to avoid a pos-
DSM5-oriented scale, a condition of Conduct Disorder sible alert of the parents on the presence/absence of certain
should also be considered. symptoms. Reliability data for agreement between diagno-
The anxiety scale fairly predicted unspecific anxi- ses were made from single and not separated interviews.
ety disorders in all the groups. The depressive problems Further studies are required to gain fuller insight into
CBCL/1½-5-DSM5 scale showed the poorest prediction about the utility of CBCL/1½-5-DSM5-directed towards
ability for Mood disorders. Only the depressive Problems’ referred samples, or the clinical differences between chil-
DSM5-scale predicts better than the anxious-depressed dren detected by DSM scales vs. syndromes’ scales, but our
syndrome scale at age 4. Different studies with older chil- results support the idea that DSM5-oriented scales allow
dren [15] have also questioned the validity of CBCL to early identification in general population of children with
indicate the presence of anxiety problems in the manner behavioral–emotional problems, thereby enabling them to
of DSM nosology. Other authors have found associations obtain the assistance that they need.
between internalizing syndromes and DSM diagnosis per-
taining to anxiety and depression to be weaker and less spe- Acknowledgments Funding was from the Spanish Ministry of Sci-
ence and Innovation (Grant PSI2009-07542), the Spanish Ministry of
cific than those for externalizing syndromes’ group [27]. In Economy and Competitiveness (Grant PSI2012-32695) and Gener-
the same sense and working with adults, Dingle et al. [11] alitat of Catalonia (2014 SGR 312). We acknowledge all families and
reported that the DSM-oriented scale depression did not schools participating in the study.
perform better than the empirical anxious/depressed scale
in identifying young adults with DSM depressive disorder. Conflict of interest None.
Because the diagnoses are not likely to be neither perfectly
reliable nor perfectly valid, disagreement with other assess-
ments instruments is apt to be at least partly explained by References
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