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Thermal Comfort and Psychological Adaptation As A Guide For Designing Urban Spaces
Thermal Comfort and Psychological Adaptation As A Guide For Designing Urban Spaces
Abstract
Investigating thermal comfort conditions in outdoor urban spaces, has thrown some light on the complexity of the issues involved,
demonstrating that a quantitative approach is insufficient in describing comfort conditions outdoors. It revealed that although microclimatic
parameters strongly influence thermal sensation, they cannot fully account for the wide variation between objective and subjective comfort
evaluation, whereas, psychological adaptation seems to becoming increasingly important. This paper concentrates on the issue of
psychological adaptation: naturalness, expectations, experience (short-/long-term), time of exposure, perceived control and environmental
stimulation, and presents an attempt to try and evaluate the relative impact of each of these parameters. Understanding the interrelationship
between the different parameters of psychological adaptation would be of interest in order to compare their relative significance, and to assess
their design role, that is whether design considerations would influence these parameters, or vice versa, whether they could influence design
decisions. An awareness of these issues would be valuable to architects, planners and urban designers, not by the way of limiting possible
solutions, rather by enriching the design possibilities.
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96 M. Nikolopoulou, K. Steemers / Energy and Buildings 35 (2003) 95–101
3.1. Physical adaptation thermal conditions deviated from what people were experi-
encing the previous days, this caused differences in people’s
Physical adaptation involves all the changes a person sensation votes or even complaints, as their expectations had
makes, in order to adjust oneself to the environment, or changed.
alter the environment to his needs. We can, therefore, This was in agreement to the findings of a Norwegian
identify two different kinds of adaptation, reactive and study [5,6], where minimum comfort temperature in autumn
interactive [3]. In reactive adaptation, the only changes was 11 8C, whereas, in spring it was 9 8C. Expectations
occurring are personal, such as altering one’s clothing levels, varied as a result of the much cooler temperatures preceding
posture and position, or even metabolic heat with the con- the spring.
sumption of hot or cool drinks. In interactive adaptation,
however, people make changes to the environment in order 3.3.3. Experience
to improve their comfort conditions, such as opening a Experience directly affects people’s expectations and can
window, turning a thermostat, opening a parasol, etc. be differentiated in short- and long-term. Short-term experi-
ence is related to the memory and seems to be responsible
3.2. Physiological adaptation for the changes in people’s expectations from one day to the
following. This also explains why thermal neutrality for
Physiological adaptation implies changes in the physio- outdoor conditions was found to vary from 7.5 8C in winter
logical responses resulting from repeated exposure to a to 27 8C in summer, lying close to the mean air temperature
stimulus, leading to a gradual decreased strain from such [1], as physical adaptation only partly justify this range of
exposure. In the context of the thermal environment, this is temperatures.
called physiological acclimatization. Such a mechanism Long-term experience is related to the schemata people
becomes crucial in extreme environments, but in the context have constructed in their minds, determining a choice of
of the current research, it is not of central importance. action under different circumstances. Therefore, changes in
clothing, consumption of cool drinks to alter the metabolic
3.3. Evidence for psychological adaptation heat, moving from sun to shade, etc., all represent well-
established choices of action on the issue of how to cope
Different people perceive the environment in a different with the variable thermal environment. As Wohlwill argues,
way, and the human response to a physical stimulus is not in adaptation levels are established as functions of past expo-
direct relationship to its magnitude, but depends on the ’infor- sure [7].
mation’ that people have for a particular situation. Psycholo- Open spaces, whether in the form of squares or parks, are
gical factors are, therefore, influencing the thermal perception familiar places for everyone, and so are our associations with
of a space and the changes occurring in it, as described below. them.
mentioned choosing their sitting positions so that the choice This issue of free choice becomes of prime importance in
of both the sun and the shade was open to them, further outdoor spaces, where actual control over the microclimate
reinforces this point. It is not important whether they is minimal, perceived control having the biggest weighting.
actually moved position eventually, the critical issue was
that the choice was available. 3.3.6. Environmental stimulation
Similarly, this choice of sitting in the sun or the shade also Comfortable conditions have been regarded as those
affected the amount of time spent outdoors. This was longest where occupants feel neither warm nor cold, where ambient
in the sites that had a variety of spaces available—with conditions are ‘neutral’. However, it is increasingly believed
50 min average in the summer—offering both exposure to that a variable, rather than fixed, environment is preferred,
the sun and the shade, and shortest in the area where no whereas, a static environment becomes intolerable. Envir-
shading was offered—16 min average in the summer. onmental stimulation is an issue of primary importance in
Another form of perceived control over the environment external spaces, where the environment presents few thermal
became apparent when investigating the reasons people gave constraints, this being an important asset of such areas and
for being in the spaces, particularly in relation to their one of the reasons that people use these spaces.
comfort state. It became apparent that the amount of people Environmental stimulation is probably the main reason
feeling uncomfortable and dissatisfied with the thermal for the majority of people to sit outdoors. This was the most
environment was higher when the only reason for being popular reason people gave in spring, when they were asked
there was to meet someone, rather than other reasons. In why they were in the area, as well as being a popular
particular, 23% of the population using the space as a response to what they liked about the area.
meeting place, waiting for another person to arrive, reported Further evidence for this is the fact that the majority of
dissatisfaction with the thermal environment (Fig. 3). This interviewees’ actual thermal sensation votes (ASVs) were
amount of dissatisfaction decreases by half to 12%, for the recorded in the þ1 warm category and followed by –1
population that have gone to the space for other reasons. Put cool, but not 0 which corresponded to neutrality (Fig. 4).
in a different way ([8], p. 378): Furthermore, the fact that the majority of people were found
‘‘Lack of action at any particular point in time does not outdoors in higher temperatures when the majority of ASVs
necessarily imply the absence of intention to act in the was þ1, suggests that people enjoy feeling warm.
future. In fact, adapting to or tolerating a stress or may Further support on this point, was obtained examining the
be easier if one intends to engage in active coping in the average time people spent outdoors, which also corre-
future’’. sponded to ASV ¼ þ1, and not neutrality. People enjoyed
Therefore, people who are in the space for various reasons feeling warm and when such conditions arise, they stay the
are aware that it was their own choice to expose themselves longest, taking advantage of the situation. This would
to these conditions, and when they wish can leave, becoming probably be reversed in a warm climate when enjoyment
more tolerant to the thermal environment. However, people would correspond to conditions described as cool.
who were there to meet someone did not have the option of The need for variability and stimulation was also found to
leaving when they wished to do so. The termination of their be especially desirable for people working in a building and
exposure to the thermal conditions was dependent on exter- coming out for their lunch-break. This was demonstrated by
nal factors, in this case the arrival of the other person, which examining people’s short-term thermal history before com-
was causing distress, making them less tolerant to the ing outdoors, i.e. where they were before, in a building or
environment. outdoors. People coming directly from buildings spent the
longest time in warm and hot conditions.
during the more critical seasons of spring and autumn by consideration of this duality could increase the use of the
appropriate microclimatic planning. This meant providing city’s open spaces, strengthening social interaction between
protection from the wind, orientation to maximise solar citizens by allowing opportunities for such interaction to
exposure, avoiding overshadowing, employing heat absorb- take place.
ing and heat reflecting materials, etc. [6].
Finally, regarding expectations, this is also linked to the
design of open spaces but only indirectly, by affecting the Acknowledgements
degree of perceived control.
This work originated from the EU (DG XII) funded
project ‘‘Project ZED: Towards Zero Emission Urban
6. Conclusions Developments’’ (APAS-RENA CT94-0016) coordinated
by Koen Steemers at the Martin Centre, and was co-funded
This work has thrown some light on the complexity of by the Royal Institute of British Architects (RIBA). The
issues involved in thermal comfort in outdoor urban spaces, authors are currently involved in a new EU-funded research
particularly in areas identified as resting places, as opposed project (5th Framework Programme, City of Tomorrow and
to routes. A quantitative approach to the physical parameters Cultural Heritage from the Programme Energy Environment
has demonstrated that microclimatic parameters, indeed, and Sustainable Development) on outdoor comfort which
strongly influence thermal sensations. However, such an involves the surveying, monitoring and modelling not only
approach only accounted for around 50% of the variation thermal as well as visual and acoustic comfort conditions, in
of the interviewees’ ASVs. The rest could not be measured cities across Europe. The project, entitled ‘‘RUROS: Redis-
by physical parameters, but psychological adaptation covering the Urban Realm and Outdoor Spaces’’, is being
seemed to become increasingly important. coordinated by Marialena Nikolopoulou at CRES.
Although it was demonstrated that psychological adaptation
is very important for the thermal evaluation of outdoor spaces,
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