Download as pdf or txt
Download as pdf or txt
You are on page 1of 310

STERA 3D

STructural Earthquake Response Analysis 3D

Technical Manual
Version 6.4

Dr. Taiki SAITO

TOYOHOSHI UNIVERSITY OF TECHNOLOGY (TUT), JAPAN

1
UPDATE HISTORY

2008/07/08 STERA_3D Technical Manual Ver.2.0 is uploaded.


Masonry element is installed.
2009/01/12 STERA_3D Technical Manual Ver.2.1 is uploaded.
Viscous damper element is installed.
2009/10/06 STERA_3D Technical Manual Ver.2.2 is uploaded.
Chapter 7 and Chapter 8 are added.
2010/03/30 STERA_3D Technical Manual Ver.2.3 is uploaded.
Chapter 9 and Chapter 10 are added.
2010/08/16 STERA_3D Technical Manual Ver.2.4 is uploaded.
The definition of shear deformation for passive damper is added.
2010/08/31 STERA_3D Technical Manual Ver.2.5 is uploaded.
Explanation of floor element is added.
2010/10/20 STERA_3D Technical Manual Ver.2.6 is uploaded.
Connection panel is installed.
2010/11/08 STERA_3D Technical Manual Ver.2.7 is uploaded.
The freedom of walls in case they are connected in series is explained in Chapter 4.
2010/12/01 STERA_3D Technical Manual Ver.2.8 is uploaded.
The error for calculating yield rotation of nonlinear spring is fixed..
2011/02/02 STERA_3D Technical Manual Ver.2.9 is uploaded.
New definition of mass distribution is added in Chapter 5.
2011/02/14 STERA_3D Technical Manual Ver.3.0 is uploaded.
Element model for wall panel is added.
2011/09/26 STERA_3D Technical Manual Ver.3.1 is uploaded.
The equation of shear strength of wall element is modified.
2011/11/14 STERA_3D Technical Manual Ver.3.2 is uploaded.
Chapter for the release of unbalance force is added.
2013/07/01 STERA_3D Technical Manual Ver.3.3 is uploaded.
Missing part (2.10 Connection Panel) is supplemented. Appendix for Degrading
Tri-linear Slip Model and Modified Bi-linear Model are added.
2014/06/16 STERA_3D Technical Manual Ver.3.4 is uploaded.
Definition of effective slab width is added. Also, the Appendix for Degrading Tri-linear
Slip Model is modified. Operator splitting method is added for numerical integration
method.
2014/10/20 STERA_3D Technical Manual Ver.3.5 is uploaded.
Modified Bilinear Model for HDRB (High Damping Rubber Bearing) is added for
isolation devices.

2
2015/03/01 STERA_3D Technical Manual Ver.4.0 is uploaded.
Steel elements are added.
2015/03/23 STERA_3D Technical Manual Ver.4.1 is uploaded.
Column element with direct input is added.
2015/1/12 STERA_3D Technical Manual Ver.4.2 is uploaded.
K-brace (Chevron brace) is added.
2015/6/02 STERA_3D Technical Manual Ver.5.0 is uploaded.
SRC members are added for beam, column and wall.
For some isolation devices, strength reduction by dissipated energy is considered.
2015/7/10 STERA_3D Technical Manual Ver.5.1 is uploaded.
Hysteresis of Bouc-Wen Model is added for isolator and damper
2016/8/28 STERA_3D Technical Manual Ver.5.2 is uploaded.
Definition of External Spring is extended in three directions.
2016/10/23 STERA_3D Technical Manual Ver.5.3 is uploaded.
“5.5 Modal analysis”, “7.4 Calculation of ground displacement” are added.
2016/11/26 STERA_3D Technical Manual Ver.5.4 is uploaded.
Formulation of initial stiffness of nonlinear spring is fixed (Eqs. (3-1-34), (3-1-51))
2017/01/18 STERA_3D Technical Manual Ver.5.5 is uploaded.
“5.5 Modal analysis” is modified including participation factor, effective mass, etc.
2017/03/20 STERA_3D Technical Manual Ver.5.6 is uploaded.
“7.4 Calculation of ground displacement” is modified changing band-pass filter.
2017/10/08 STERA_3D Technical Manual Ver.5.7 is uploaded.
Ground springs are added.
2017/10/24 STERA_3D Technical Manual Ver.5.8 is uploaded.
“4.6 Mass matrix corresponding to independent degrees of freedom” is added.
2019/02/12 STERA_3D Technical Manual Ver.6.0 is uploaded.
2019/05/20 Radiation damping for ground springs is added.
2019/07/25 External force by Wind is added.
2019/10/08 Buckling hysteresis of a brace is added.
2020/03/16 Pile foundation is included for ground springs.
Air spring is added for an external spring.

3
INDEX

1. Basic Condition
1.1 Coordinate
2. Constitutive Equation of Elements
2.1 Beam
2.2 Column
2.3 Wall
2.4 Brace
2.5 External Spring
2.6 Base Isolation
2.7 Masonry Wall
2.8 Passive Damper
2.9 Floor Element
2.10 Connection Panel
2.11 Ground Spring
3. Hysteresis Models of Nonlinear Springs
3.1 Beam
3.1.1 RC Beam
3.1.2 Steel Beam
3.1.3 SRC Beam
Appendix: Detail rule of degrading trilinear slip model
3.2 Column
3.2.1 RC Column
3.2.2 Steel Column
3.2.3 SRC Column
3.3 Wall
3.3.1 RC Wall
3.3.2 Steel Wall (Brace)
3.3.3 SRC Wall (Brace)
3.4 External Spring
3.4.1 Lift up spring
3.4.2 Air spring
3.5 Base Isolation
Appendix:
A-1. Hysteresis of LRB (Lead Rubber Bearing)
A-2. Hysteresis of HDRB (High Damping Rubber Bearing)
A-3. Hysteresis of Lead Damper
A-4. Hysteresis of Elastic Sliding Bearing

4
A-5. Hysteresis of Bouc-Wen Model
3.6 Masonry Wall
3.7 Passive Damper
3.8 Ground Spring
3.8.1 Soil structure interaction
3.8.2 Cone model to calculate the static stiffness
3.8.3 Embedded foundation
3.8.4 Radiation damping
3.8.5 Complex stiffness with material damping
3.8.6 Impedance matrix
3.8.7 Pile foundation
3.8.8 Equivalent period and damping factor considering soil structure interaction
4. Freedom Vector
4.1 Node freedom
4.2 Freedom vector
4.3 Dependent freedom
4.4 Transformation matrix of dependent freedom
4.5 Stiffness matrix corresponding to independent degrees of freedom
4.6 Mass matrix corresponding to independent degrees of freedom
5. Equation of Motion
5.1 Mass matrix
5.2 Stiffness matrix
5.3 Modal analysis
5.4 Damping matrix
5.5 Input ground acceleration
5.6 External force by vibrator
5.7 External force by wind
5.8 Numerical integration method
5.9 Energy
6. Nonlinear Static Push-Over Analysis
6. 1 Lateral distribution of earthquake force
6. 2 Capacity Curve
7. Lumped Mass Model
7.1 Decomposition of shear and flexural deformation
7.2 Lumped mass model with shear and flexural stiffness
8. P-D effect
9. Unbalance force correction
10. Calculation of ground displacement

5
1. Basic Condition

1.1 Coordinate

(1) Global Coordinate

The global coordinate is defined as the left-hand coordinate as shown in Figure 1-1-1.

Z 3

6
X 1
4
5
Y
2

Figure 1-1-1 Global coordinate

Z 3 Z Z

6
X 1 7 X X
4
5 8
Y Y Y
2
(a) lateral and rotational displacement (b) shear displacement

Figure 1-1-1 Global coordinate

6
(2) Local Coordinate

The local coordinate is defined for each element. The displacement freedoms and force freedoms are named
with subscripts indicating the coordinate direction and node name. For example, the local coordinate of a
beam element in Figure 1-2 is defined to have its x-axis in the same direction of the element axis. Also the
displacement and force freedoms of a beam element are expressed as shown in Figure 1-1-2.

z
u zA u zB

T yA T yB x
A B

Displacement freedoms
y
Q zA Q zB
Local coordinate

M yA M yB
A B
Force freedoms

Figure 1-1-2 Local coordinate of a beam element

7
2. Constitutive Equation of Elements

2.1 Beam

W ' yA
Gx
M ' yA M ' yB
A B
Nx
W ' yB

elastic element
T ' yA I yA
M ' yA M ' yB M ' yA M ' yB
A B A B
N 'x T ' yB I yB
nonlinear bending springs
l'

­T ' yA ½ ­W ' yA ½ ­I yA ½ ­K yA ½ K yA
° ° ° ° ° ° ° ° M ' yA M ' yB
®T ' yB ¾ ®W ' yB ¾  ®I yB ¾  ®K yB ¾ A K yB B
°G ' ° °G ' ° ° 0 ° ° 0 °
¯ x¿ ¯ x¿ ¯ ¿ ¯ ¿
nonlinear shear springs

Figure 2-1-1 Element model for beam

Force-displacement relationship for elastic element


The relationship between the displacement vector and force vector of the elastic element in Figure 2-1-1 is
expressed as follows:

ª l' l' º
« 3EI  0 »
6 EI y
­W ' yA ½ « y
» ­ M ' yA ½
° ° ° °
« 0 » ®M ' yB ¾
l ' l'
®W ' yB ¾ « 6 EI y »
(2-1-1)
3EI y
°G ' ° « »° N ' °
¯ x¿
« 0 l' »¯ x ¿
0
«¬ EA »¼
where, E , I y , A and l ' are the modulus of elasticity, the moment of inertia of the cross-sectional area
along y-axis, the cross-sectional area and the length of the element. The rotational displacement vector of
the nonlinear bending springs is,

­I yA ½ ª f yA 0 º ­ M ' yA ½
® ¾ « 0 ® ¾
f yB »¼ ¯M ' yB ¿
(2-1-3)
¯I yB ¿ ¬

where, f yA and f yB are the flexural stiffness of nonlinear bending springs at both ends of the element.
The rotational displacement vector from the shear deformation of the nonlinear shear spring is,

8
ª 1 1 º
­K yA ½ « k l' k sz l ' » ­ M ' yA ½
« sz »
® ¾ 1 » ®¯M ' yB ¾¿
(2-1-2)
¯K yB ¿ « 1
«¬ k sz l ' k sz l ' »¼
where, k sz is the shear stiffness of the nonlinear shear spring. Then, the displacement vector of the beam
element is obtained as the sum of the above three displacement vectors.

­T ' yA ½ ­W ' yA ½ ­I yA ½ ­K yA ½ ­ M ' yA ½


° ° ° ° ° ° ° °
®T ' yB ¾ ®W ' yB ¾  ®I yB ¾  ®K yB ¾ > f B @°®M ' yB °¾ (2-1-4)
°G ' ° °G ' ° ° 0 ° ° 0 ° ° N' °
¯ x¿ ¯ x¿ ¯ ¿ ¯ ¿ ¯ x ¿

where,

ª l' 1 l' 1 º
« f yA  3EI  k l '  
6 EI y k sz l '
0 »
« y sz
»
> fB @ «
«
f yB 
l'

1
0 »
»
(2-1-5)
3EI y k sz l '
« l' »
« sym. »
«¬ EA »¼
[ f B ] is the flexural stiffness matrix of the beam element. By taking the inverse matrix of [ f B ] , the
constitutive equation of the beam element is obtained as,

­ M ' yA ½ ­T ' yA ½ ­T ' yA ½


° ° ° °
® M ' yB ¾ > fB @ 1
®T ' yB ¾ >k B @°®T ' yB °¾ (2-1-6)
° N' ° °G' ° °G' °
¯ x ¿ ¯ x¿ ¯ x¿

where, [k B ] is the stiffness matrix of the beam element.

Including rigid parts and node movement


Including rigid parts and node movement as shown in Figure 2-1-2, the rotational displacement vector is,

­T ' yA ½ ­T yA  W ½ u  O B l 'T yB  u zA  O A l 'T yA


¾, W
zB
® ¾ ®
¯T ' yB ¿ ¯T yB  W ¿ l'

­u ½
­ 1 1 ½ ª1 1 º ° zA °
°T yA  l ' u zA  O AT yA  l ' u zB  O BT yB ° «l'  l' 1  OA OB » u
° zB °
® ¾ «1 » ® ¾ (2-1-7)
1 1
°T yB  u zA  O AT yA  u zB  O BT yB ° « 
1
OA T
1  O B » ° yA °
¯ l' l' ¿ ¬l' l' ¼ °T yB °
¯ ¿

9
T yB
T ' yA T yA W
T yB
T yA W T ' yB
u zB
u zB  O B l 'T yB Z
u zA u zA  O A l 'T yA

A B X
O Al ' l' OB l '

Figure 2-1-2 Including rigid parts and node movement

From node axial displacements, relative axial displacement is,


G ' x G xB  G xA (2-1-8)
Therefore

­T ' yA ½ ­T ' yA ½
­T ' yA ½ ª1 0 0 0º ° ° °T ' °
° ° «0 1 0 0» °T ' yB ° >n B @°® yB °¾
®T ' yB ¾ « »® G ¾ (2-1-9)
°G ' ° «¬0 0  1 1»¼ ° xA ° ° G xA °
¯ x¿ °¯ G xB °¿ °¯ G xB °¿

Combining Equations (2-1-7) and (2-1-9),

­u ½ ­u zA ½
ª1 1 º ° zA ° °u °
­T ' yA ½ «l'  1  OA OB 0 0» u zB
l' ° ° ° zB °
°T ' ° «1 » °T ° °T °
° yB ° 0» °® yA °¾ >/ B @°® yA °¾
1
® ¾ «  O A 1  OB 0 (2-1-10)
° G xA ° «l' l' » T yB °T yB °
°¯ G xB °¿ «0 0 0 0 1 0» °° °° °G xA °
G xA
«0 0
¬ 0 0 0 1»¼ ° ° ° °
°¯G xB °¿ °¯G xB °¿

Out of plane deformation of beam


If we consider out-of-plane deformation of beam in case of flexible floor, as shown in Figure 2-1-4, the
rotational displacement vector is,

­T ' zA ½ ­T zA  W ½ u  O A l 'T zA  u yB  O B l 'T zB


¾, W
yA
® ¾ ®
¯T ' zB ¿ ¯T zB  W ¿ l'

10
­u ½
­ 1 1 ½ ª 1 1 º yA
°T zA  l ' u yA  O AT zA  l ' u yB  OBT zB ° « l ' 1  OA OB » °u °
l' ° yB °
® ¾ « 1 » ® ¾ (2-9-7)
O A 1  OB » °T zA °
1 1 1
°T zB  u yA  O AT zA  u yB  OBT zB ° «
¯ l' l' ¿ ¬ l' l' ¼ °¯T zB °¿

O Al ' l' OB l'


Y

u yA T zA
T ' zA W u yB
T zB
W T zB T ' zB
T zA

Figure 2-1-4 Beam displacement with rigid connection (X-Y plane)

­u ½
ª 1 1 º ° zA °
« l ' 1  OA OB » °u zB °
l'
­T ' yA ½ « » °T °
°T ' ° « 1 1
O A 1  OB » ° yA °
° yB ° « l' l' » °T yB °
« »° °
°°T 'zA °° « 1

1
1  OA OB » °®u yA °¾
® ¾ « » °u yB °
°T 'zB ° «
l' l'
»° °
° G xA ° 1 1
» °T zA °
° ° «  OA 1  OB
¯° G xB ¿° « l' l' » °T zB °
« 1 »° °
« » G xA
¬ 1¼ ° °
°¯G xB °¿

From global node displacement to element node displacement


Transformation from global node displacements to element node displacements is,

­u zA ½
°u °
° zB ° ­ u1 ½
°°T yA °° °u °
® ¾ >TixB @°® 2 °¾ (2-1-11)
°T yB ° °#°
°G xA ° °¯un °¿
° °
°¯G xB °¿

The component of the transformation matrix, [TixB ] , is discussed in Chapter 4 (Freedom Vector).

11
From global node displacement to element face displacement
Transformation from the global node displacement to the element face displacement is,

­u1 ½ ­ u1 ½
­T ' yA ½ °u ° °u °
° °
®T ' yB ¾ >nB @>/ B @>TixB @°® 2 °¾ >TxB @°® 2 °¾ (2-1-12)
°G ' ° °#° °#°
¯ x¿ °¯un °¿ °¯un °¿

In case of Y-direction beam

z Z

y X

x Y

Local coordinate of Y-beam Global coordinate

Figure 2-1-3 Relation between local coordinate and global coordinate

In case of Y-direction beam, the axial direction of the beam element coincides to the Y-axis in the global
coordinate, transformation of the sign of the vector components of the element coordinate is,

­x½ ª 0 1 0º ­ X ½
° ° «  1 0 0» ° Y °
® y¾ « »® ¾ (2-1-13)
°z° «¬ 0 0 1»¼ °¯ Z °¿ Global
¯ ¿Y  Beam

Therefore

­u zA ½ ª1 º ­u zA ½ ­u zA ½
°u ° ° ° °u °
° zB °
« 1
« 0 »» °u zB ° ° zB °
°°T yA °° « 1 » °°T xA °° °T °
® ¾ « »® ¾ >s B @°® xA °¾ (2-1-14)
°T yB ° « 1 » °T xB ° °T xB °
°G xA ° « 0 1 » °G yA ° °G yA °
° ° « »° ° ° °
°¯G xB °¿Y  Beam «¬ 1»¼ °¯G yB °¿ Global °¯G yB °¿ Global

12
Transformation from the global node displacement to the element node displacement is,

­u zA ½
°u °
° zB ° ­ u1 ½
°°T xA °° °u °
® ¾ >T @ ° 2°
® ¾ (2-1-15)
°T xB °
iyB
°#°
°G yA ° °¯u n °¿
° °
¯°G yB ¿°
Transformation from the global node displacement to the element face displacement is,

­ u1 ½ ­ u1 ½
­T ' yA ½ °u ° °u °
° °
®T ' yB ¾ >n B @>/ B @>s B @>TiyB @ ° 2°
® ¾ >T @
yB
° 2°
® ¾ (2-1-16)
°G ' ° °#° °#°
¯ x¿ °¯u n °¿ °¯u n °¿

Constitutive equation
Finally, the constitutive equation of the X-beam is,

­ P1 ½ ­ u1 ½ ­u1 ½
°P ° °u ° °u °
° 2°
® ¾ >TxB @T >k B @>TxB @°® 2 °¾ >K xB @°® 2 °¾ (2-1-17)
°#° °#° °#°
°¯ Pn °¿ °¯un °¿ °¯un °¿

For Y-beam,

­ P1 ½ ­ u1 ½ ­ u1 ½
°P ° °u ° °u °
° 2°
® ¾ > @ > @
° °
TyB >k B @ TyB ® 2 ¾
T
>K @ yB
° 2°
® ¾ (2-1-18)
°#° °#° °#°
°¯ Pn °¿ °¯un °¿ °¯un °¿

Transformation matrix for nonlinear spring displacement


The nonlinear spring displacement vector is obtained from the element face displacement as,

ª º ª º
­I yA ½ « f yA 0 0» ­ M ' yA ½ « f yA 0 0» ­T ' yA ½ ­T ' yA ½
« »° « »
° °
®I yB ¾ « 0 f yB 0» ®M ' yB ¾
°
« 0
° °
f yB 0»>k B @®T ' yB ¾ >T @
pB
° °
®T ' yB ¾ (2-1-19)
°K ° « 1 1 »° ° « 1 1 » °G ' ° °G ' °
¯ y¿ « 0» ¯ N ' x ¿ « 0» ¯ x¿ ¯ x¿
¬ k sz l ' k sz l ' ¼ ¬ k sz l ' k sz l ' ¼
where,

13
ª º
« f yA 0 0»
« »
>T @
pB « 0 f yB 0»>k B @ (2-1-20)
« 1 1 »
« 0»
¬ k sz l ' k sz l ' ¼

14
2.2 Column

Element model for column is defined as a line element with nonlinear bending springs at both ends and two
nonlinear shear springs in the middle of the element in x and y directions as shown in Figure 2-2-1.

X-Z plane Y-Z plane

M ' xB M ' xB
M ' yB
M ' yB
B B B
T ' xB
T ' yB
N 'z Z
l' = +
T 'z
T ' yA T ' xA X
A A A
M ' yA Y
M ' yA
M ' xA M ' xA

Figure 2-2-1 Element model for column

Force-displacement relationship for elastic element


In the same way as the beam element, the relationship between the displacement vector and force vector of
the elastic element is,
ª l' l' º
« 3EI 
­W ' yA ½ 6 EI y » ­M ' yA ½
® ¾ « y
»
l ' » ®¯M ' yB ¾¿
in X-Z plane (2-2-1)
¯W ' yB ¿ « l '
« 6 EI y 3EI y »¼
¬
ª l' l' º

­W ' xA ½ « 3EI 6 EI x » ­ M ' xA ½
« »
® ¾ l ' » ®¯M ' xB ¾¿
x
in Y-Z plane (2-2-2)
¯W ' xB ¿ « l '
«¬ 6 EI x 3EI x »¼
The axial displacement is,
l'
G ' 'z N 'z (2-2-3)
EA
The torsion angle by torque force is,
l'
T 'z T 'z (2-2-4)
GI z
where, G and I z are the shear modulus and the pole moment of inertia of the cross-sectional area.

15
Force-displacement relationship for nonlinear bending springs
Nonlinear interaction M x  M y  N z is considered in the nonlinear bending springs,

­I yA ½ ­M ' yA ½
N ' zB , H zB
° °
®I xA ¾ >f @
pA
° °
® M ' xA ¾ at end A (2-2-5)
°H ° ° N' ° M ' xB , I xB
¯ zA ¿ ¯ zA ¿
M ' yB , I yB
­I yB ½ ­M ' yB ½
° °
®I xB ¾ >f @
pB
° °
®M ' xB ¾ at end B (2-2-6)
B
°H ° ° N' °
¯ zB ¿ ¯ zB ¿

where, [ f pA ] and [ f pB ] are the flexural


stiffness matrices of the nonlinear bending springs.
Therefore, the force-displacement relationship of A
nonlinear bending springs is,
M ' yA , I yA
­I yA ½ ­ M ' yA ½
°I ° °M ' ° M ' xA , I xA
° xA ° ° xA °
°°H zA °° > @
ª f pA 0 º °° N ' zA °°
N ' zA , H zA
® ¾
°I yB °
« 0
¬ > @ ®
f pB »¼ °M ' yB °
¾ (2-2-7)

°I xB ° ° M ' xB ° Figure 2-2-2 Nonlinear bending springs


° ° ° °
°¯H zB °¿ °¯ N ' zB °¿

Rearrange the order of the components of the displacement vector and change the node axial displacements
into the relative axial displacement,

­I yA ½ ­I yA ½
­I yA ½ ª1 0 0 0 0º ° °
0 °I °
°I ° I xA
°° yB °°
«0
« 0 1 0 0»» ° °
0 ° xA °
°°H zA °° °°H °°
®I xA ¾ «0 1 0 0 0 0» ® ¾ > @
n p ® zA ¾ (2-2-8)
°I ° « » I yB
0 0 0 1 0» ° ° °I yB °
° xB ° «0 °I xB ° °I xB °
°¯ H z °¿ «¬0 0  1 0 0 1»¼ ° ° ° °
°¯H zB °¿ °¯H zB °¿

The force-displacement relationship in Equation (2-2-7) is then expressed as,

­I yA ½ ­ M ' yA ½ ­ M ' yA ½
°I ° °M ' ° °M ' °
>n @ª«> f0 @ > @ > @
°° yB °° 0 º ° yB °° °° yB °°
®I xA ¾ p
pA T °
n ®M ' ¾
f pB »¼ p ° xA °
> @
f p ® M ' xA ¾ (2-2-9)
°I ° ¬ M' °M ' °
° xB ° ° xB ° ° xB °
°¯ H z °¿ °¯ N ' z °¿ °¯ N ' z °¿

16
Force-displacement relationship for nonlinear shear springs
The rotational displacement vector from the shear deformation of the nonlinear shear spring is,

ª 1 1 º
­K yA ½ « k l' k sx l ' » ­ M ' yA ½
« sx »
® ¾ 1 » ®¯M ' yB ¾¿
in X-Z plane (2-2-10)
¯K yB ¿ « 1
«¬ k sx l ' k sx l ' »¼
ª 1 1 º
­K xA ½ « k l' k sy l ' » ­ M ' xA ½
® ¾ « sy »
1 » ®¯M ' xB ¾¿
in Y-Z plane (2-2-11)
¯K xB ¿ « 1
« k sy l ' k sy l ' »¼
¬
where, k sx and k sy are the shear stiffness of the nonlinear shear springs.

The displacement vector of the column element is obtained as the sum of the displacement vectors of
elastic element, nonlinear shear springs and nonlinear bending springs,

­T ' yA ½ ­W ' yA ½ ­I yA ½ ­K yA ½ ­ M ' yA ½


°T ' ° °W ' ° °I ° °K ° °M ' °
° yB ° ° yB ° ° yB ° ° yB ° ° yB °
°°T 'xA °° °°W ' xA °° °°I xA °° °°K °° °M ' °
® ¾ ® ¾ ® ¾  ® xA ¾ > fC @°® xA °¾ (2-2-12)
°T 'xB ° °W ' xB ° °I xB ° °K xB ° ° M ' xB °
° G 'z ° °G ' ' z ° °Hz ° ° 0 ° ° N 'z °
° ° ° ° ° ° ° ° ° °
¯° T 'z ¿° ¯° T ' z ¿°elastic element °¯ 0 °¿bending spring ¯° 0 ¿° shear spring ¯° T ' z ¿°

The flexural matrix [ f C ] is;

ª l' l' º
« 3EI  »
6 EI y
« y
»
« l'
0 »
« 3EI y »
« »
« l' l' »

> fC @ « 3EI x 6 EI x » 
« l' »
« »
« 3EI x »
« l' »
« EA »
« l' »
« sym. »
«¬ GI z »¼ elestic element

17
ª f p11 f p12 f p13 f p14 f p15 0º
« f p 22 f p 23 f p 24 f p 25 0»»
«
« f p 33 f p 34 f p 35 0»
« » 
« f p 44 f p 45 0»
« f p 55 0»
« »
¬« sym. 0¼» bending spring

ª 1 1 º
« k l' k l' »
« sx sx
»
« 1
0 »
« k sx l ' »
« 1 1 »
« » (2-2-13)
« k sy l ' k sy l ' »
« 1 »
« »
« k sy l ' »
« 0 »
« »
¬ sym. 0¼ shear spring

By taking the inverse matrix of [ f C ] , the constitutive equation of the column element is obtained as,

­ M ' yA ½ ­T ' yA ½ ­T ' yA ½


°M ' ° °T ' ° °T ' °
° yB ° ° yB ° ° yB °
°° M ' xA °° °T ' ° °T ' °
® ¾ > f C @1 °® xA °¾ >k C @°® xA °¾ (2-2-14)
° M ' xB ° °T ' xB ° °T ' xB °
° N 'z ° ° G 'z ° ° G 'z °
° ° ° ° ° °
°¯ T ' z °¿ °¯ T ' z °¿ °¯ T ' z °¿

Including rigid parts and node movement


Change relative axial displacement and torsion displacement into node displacement,

­T ' yA ½ ­T ' yA ½
° ° °T ' °
­T ' yA ½ ª1 º °T ' yB ° ° yB °
°T ' ° « 1 0 » °T ' ° °T ' xA °
° yB ° « » ° xA ° ° °
°T ' xA ° « 1 » °T ' xB ° °T ' xB °
® ¾ « »® ¾ >nC @® ¾ (2-2-15)
°T ' xB ° « 1 » ° G zA ° ° G zA °
° G 'z ° « 0 1 1 » ° G zB ° ° G zB °
° ° « »° ° ° °
¯ T 'z ¿ ¬  1 1¼ ° T zA ° ° T zA °
°¯ T zB °¿ °¯ T zB °¿

Including rigid parts and node movement,

18
­u xA ½ ­u xA ½
ª 1 1 º °u xB ° °u °
« l ' 1  OA OB »° ° ° xB °
­T ' yA ½ » °T yA ° °T yA °
l'
« 1
0 » °T yB ° ° °
°T ' ° 1
« OA 1  OB
° yB ° « l' l' »° ° °T yB °
°T ' xA ° « 1

1
1  OA OB » °u yA ° °u yA °
° ° « » °u ° ° °
°T ' xB ° » °® yB °¾ >/ C @°® yB °¾
l' l' u
® ¾ « 1 1
° G zA ° «  OA 1  OB » °T xA ° °T xA °
° G zB ° « l' l' » °T ° °T xB °
° ° « 1 » ° xB ° ° °
° T zA ° « 1 » °G zA ° °G zA °
°T ° « »° ° °G °
¯ zB ¿ « 0 1 » °G zB ° ° zB °
« 1»¼ °T zA ° °T zA °
¬
°T ° °T °
¯ zB ¿ ¯ zB ¿

(2-2-16)

B u xB
u yB
OBl'
T yB

T xB T ' yB

l'
T 'xB
T ' yA Z

T 'xA
T yA
O Al ' X
T xA
A u xA
u yA
Y

Figure 2-2-3 Including rigid parts and node movement

19
From global node displacement to element node displacement
Transformation from global node displacement to element node displacement is;

­u xA ½
°u °
° xB °
°T yA °
° °
°T yB °
°u yA ° ­ u1 ½
° ° °u °
°u yB °
® ¾ >TiC @°® 2 °¾ (2-2-17)
°T xA ° °#°
°T xB ° °¯un °¿
° °
°G zA °
°G zB °
° °
°T zA °
°T °
¯ zB ¿
The component of the transformation matrix, [TiC ] , is discussed in Chapter 4 (Freedom Vector).

From global node displacement to element face displacement


Transformation from the global node displacement to the element face displacement is,

­T ' yA ½
°T ' °
° yB ° ­ u1 ½ ­ u1 ½
°u ° °u °
°°T ' xA °°
® ¾ >nC @>/ C @>TiC @°® 2 °¾ >TC @°® 2 °¾ (2-2-18)
°T ' xB ° °#° °#°
° G 'z ° °¯u n °¿ °¯u n °¿
° °
°¯ T ' z °¿

Constitutive equation
Finally, the constitutive equation of the column is;

­ P1 ½ ­ u1 ½
°P ° °u °
° 2°
® ¾ >K C @°® 2 °¾ (2-2-19)
°#° °#°
°¯ Pn °¿ °¯un °¿

where,

>K C @ >TC @T >kC @>TC @ (2-2-20)

20
Transformation matrix for nonlinear spring displacement
The nonlinear spring displacement vector is obtained from Equations (2-2-7), (2-2-10) and (2-2-11),

ª º
­I yA ½
°I °
«
«
>f @
pA 0 »
»
° xA ° « » ­ M ' yA ½ ­ M ' yA ½
°H zA ° « » ° M ' xA ° °M ' °
° ° « »° ° ° xA °
°I yB ° « 0 >f @ » ° N ' zA °
> f pC @°®MN ''zA °¾
® ¾ » M ' yB ¾
®
pA (2-2-21)
«
°IxB ° « »° ° ° yB °
°H zB ° ° ° ° M ' xB °
« 1 0» ° xB °
1 M '
° ° « k sx l '
0 0 0
» N' ° °
°K y ° «
k sx l '
» ¯ zB ¿ ¯ N ' zB ¿
°¯ K x °¿ « 0
1
0 0
1

¬« k sy l ' k sy l ' ¼»
Furthermore, in the same way as Equation (2-2-8),

­ M ' yA ½ ­ M ' yA ½ ­ M ' yA ½


°M ' ° °M ' ° °M ' °
° xA ° ° yB ° ° yB °
°° N ' zA °°
® ¾ >>n @ p
T
@
°M ' °
^0` °® xA °¾ > @ °° M ' °°
n' p ® xA ¾ (2-2-22)
°M ' yB ° ° M ' xB ° ° M ' xB °
° M ' xB ° ° N 'z ° ° N 'z °
° ° ° ° ° °
°¯ N ' zB °¿ °¯ T ' z °¿ °¯ T ' z °¿

Therefore, the nonlinear spring displacement vector is obtained from the element face displacement as,

­I yA ½
°I °
° xA ° ­ M ' yA ½ ­T ' yA ½ ­T ' yA ½
°H zA ° °M ' ° °T ' ° °T ' °
° ° ° yB ° ° yB ° ° yB °
°I yB ° °° M ' °° °°T ' °° °°T ' xA °°
® ¾ > f @> @ n' p ® xA ¾ > f @> @ n' p >k C @® xA ¾ >T @ ® ¾ (2-2-23)
°I xB ° °T ' xB ° °T ' xB °
pC pC pC
° M ' xB °
°H zB ° ° N 'z ° ° G 'z ° ° G 'z °
° ° ° ° ° ° ° °
°K y ° °¯ T ' z °¿ °¯ T ' z °¿ °¯ T ' z °¿
°K °
¯ x¿

21
2.3 Wall

Element model for wall is defined as a line element with nonlinear bending springs at both ends and three
nonlinear shear springs; one is in the middle of the wall panel and others are in the side columns as shown
in Figure 2-3-1.

M ' xB1 M ' yBc M ' xB 2

T ' xB T ' xB Z
T ' yB

l' X
T ' xA T ' yA T ' xA
Y

M ' xA1 M ' yAc M ' xA2

Figure 2-3-1 Element model for wall

Force-displacement relationship for elastic element


In the same way as the beam element, the relationship between the displacement vector and force vector of
the elastic element is,

ª l' l' º

­W ' yAc ½ « 3EI 6 EI c » ­ M ' yAc ½
« »
® ¾ l ' » ®¯ M ' yBc ¾¿
c
in wall panel (2-3-1)
¯W ' yBc ¿ « l '
«¬ 6 EI c 3EI c »¼

ª l' l' º

­W ' xA1 ½ « 3EI 6 EI 1 » ­ M ' xA1 ½
« »
® ¾ l ' » ®¯ M ' xB1 ¾¿
1
in side column 1 (2-3-2)
¯W ' xB1 ¿ « l '
«¬ 6 EI 1 3EI 1 »¼

ª l' l' º

­W ' xA2 ½ « 3EI 6 EI 2 » ­ M ' xA2 ½
« »
® ¾ l ' » ®¯ M ' xB 2 ¾¿
2
in side column 2 (2-3-3)
¯W ' xB 2 ¿ « l '
«¬ 6 EI 2 3EI 2 »¼
The axial displacement is,
l'
G ' ' zc N ' zc (2-3-4)
EA

22
Force-displacement relationship for nonlinear bending springs
Nonlinear interaction M x  M y  N z is considered in the nonlinear bending springs,

N ' zBc , H zBc


M ' yBc , I yBc
M ' xB1 , IxB1 M ' xB 2 , I xB 2
B

A
M ' xA1 , I xA1 M ' xA2 , I xA2
M ' yAc , I yAc
N zAc , H zAc

Figure 2-3-2 Nonlinear bending springs

­I yAc ½ ­ M ' yAc ½


°I ° °M ' °
° xA1 °
® ¾ >f @ ° xA1 °
® ¾ at end A (2-3-5)
°IxA2 °
pA
°M ' xA2 °
°¯H zAc °¿ °¯ N ' zAc °¿

­I yBc ½ ­ M ' yBc ½


°I ° °M ' °
° xB1 °
® ¾ >f @ ° xB1 °
® ¾ at end B (2-3-6)
°I xB 2 °
pA
° M ' xB 2 °
°¯H zBc °¿ °¯ N ' zBc °¿

where, [ f pA ] and [ f pB ] are the flexural stiffness matrices of the nonlinear bending springs. Therefore,
the force-displacement relationship of nonlinear bending springs is,

23
­I yAc ½ ­ M ' yAc ½
°I ° °M ' °
° xA1 ° ° xA1 °
°I xA2 ° ° M ' xA2 °
°
°H zAc °
°
> @
ª f pA
°
0 º ° N ' zAc °
°
®
°I yBc °
¾ « 0
¬ > @ ® ¾
f pB »¼ ° M ' yBc °
(2-3-7)

°I xB1 ° ° M ' xB1 °


° ° ° °
°I xB 2 ° °M ' xB 2 °
°H ° ° N' °
¯ zBc ¿ ¯ zBc ¿

Rearrange the order of the components of the displacement vector and change the node axial displacements
into the relative axial displacement,

­I yAc ½ ­I yAc ½
­I yAc ½ ª1 º°
°I ° « » ° IxA1 °° °I °
° xA1 °
° yBc ° « 1 » °I ° °IxA2 °
°IxA1 ° « 1 » ° xA2 ° ° °
» °H zAc ° °H zAc °
°
®IxB1 ¾
° «
« 1 » ®I ¾ > @np ® ¾ (2-3-8)
°I ° « 1 » ° yBc ° °I yBc °
° xA2 ° « » °IxB1 ° °IxB1 °
°IxB 2 ° « 1 »° ° ° °
° ° « » °IxB 2 ° °IxB 2 °
¯ H zc ¿ ¬ 1 1¼ ° ° °H °
¯H zBc ¿ ¯ zBc ¿

The force-displacement relationship in Equation (2-3-7) is then expressed as,

­I yAc ½ ­ M ' yAc ½ ­ M ' yAc ½


°I ° °M ' ° °M ' °
° yBc ° ° yBc ° ° yBc °
°I xA1 ° ° M ' xA1 ° ° M ' xA1 °
°
®I xB1 ¾
°
>n @ª«> f0 @ > @ > @
p
pA 0 º
»
f pB ¼
T °
n p ® M ' xB1 ¾
°
> @ ° °
f p ® M ' xB1 ¾ (2-3-9)
°I ° ¬ °M ' ° °M ' °
° xA2 ° ° xA2 ° ° xA2 °
°I xB 2 ° °M ' xB 2 ° °M ' xB 2 °
° ° ° N' ° ° N' °
¯ H zc ¿ ¯ zc ¿ ¯ zc ¿

Force-displacement relationship for nonlinear shear springs


The rotational displacement vector from the shear deformation of the nonlinear shear spring is,

ª 1 1 º
­K yAc ½ « k l' kscl ' » ­M ' yAc ½
« sc »
® ¾ 1 » ®¯M ' yBc ¾¿
in wall panel (2-3-10)
¯K yBc ¿ « 1
«¬ k scl ' kscl ' »¼

ª 1 1 º
­K xA1 ½ « k l' k s1l ' » ­ M 'xA1 ½
« s1 »
® ¾ 1 » ®¯M 'xB1 ¾¿
in side column 1 (2-3-11)
¯K xB1 ¿ « 1
«¬ k s1l ' k s1l ' »¼

24
ª 1 1 º
­K xA2 ½ « k l' k s 2l ' » ­ M ' xA2 ½
« s2 »
® ¾ 1 » ®¯M ' xB 2 ¾¿
in side column 2 (2-3-12)
¯K xB 2 ¿ « 1
«¬ k s 2l ' k s 2l ' »¼
where, k sc , k s1 and k s 2 are the shear stiffness of the nonlinear shear springs.

The displacement vector of the column element is obtained as the sum of the displacement vectors of
elastic element, nonlinear shear springs and nonlinear bending springs,

­T ' yAc ½ ­W ' yAc ½ ­I yAc ½ ­K yAc ½ ­ M ' yAc ½


°T ' ° °W ' ° °I ° °K ° °M ' °
° yBc ° ° yBc ° ° yBc ° ° yBc ° ° yBc °
°T ' xA1 ° °W ' xA1 ° °I xA1 ° °K xA1 ° ° M ' xA1 °
° ° ° ° ° °
®T ' xB1 ¾ ®W ' xB1 ¾  ®I xB1 ¾
°
 ®K xB1 ¾
°
> fW @°® M 'xB1 °¾ (2-3-13)
°T ' ° °W ' ° °I ° °K ° °M ' °
° xA2 ° ° xA2 ° ° xA2 ° ° xA2 ° ° xA2 °
°T ' xB 2 ° °W ' xB 2 ° °I xB 2 ° °K xB 2 ° °M ' xB 2 °
° ° ° ° ° ° ° ° ° °
¯ G ' zc ¿ ¯G ' ' zc ¿elastic element ¯ H zc ¿bending spring ¯ 0 ¿shear spring ¯ N ' zc ¿

The flexural matrix [ f W ] is;

ª l' l' º
« 3EI  »
6 EI c
« c
»
« l' »
« 3EI c »
« l' l' »
«  »
« 3EI 1 6 EI 1 »
« l' »
> fW @ « » 
« 3EI 1 »
« l'

l' »
« 3EI 2 6 EI 2 »
« l' »
« sym. »
« 3EI 2 »
« l' »
« »
¬ EAc ¼ elestic element

ª f p11 " f p17 º


« »
« # # » 
« f p 71 " f p 77 »¼
¬ bending spring

25
ª 1 1 º
« k l' k scl ' »
« sc »
« 1 »
« k scl ' »
« 1 1 »
« »
« k s1l ' k s1l ' »
« 1 » (2-3-14)
« k s1l ' »
« »
« 1 1 »
« k s 2l ' k s 2l ' »
« 1 »
« sym. »
« k s 2l ' »
«¬ 0»¼ shear spring

By taking the inverse matrix of [ fW ] , the constitutive equation of the column element is obtained as,

­ M ' yAc ½ ­T ' yAc ½ ­T ' yAc ½


°M ' ° °T ' ° °T ' °
° yBc ° ° yBc ° ° yBc °
° M ' xA1 ° °T ' xA1 ° °T ' xA1 °
° ° 1 °
® M ' xB1 ¾ > fW @ ®T ' xB1 °¾ >kW @°®T ' xB1 °¾ (2-3-15)
°M ' ° °T ' ° °T ' °
° xA 2 ° ° xA2 ° ° xA2 °
°M ' xB 2 ° °T ' xB 2 ° °T ' xB 2 °
° ° ° ° ° °
¯ N ' zc ¿ ¯ G ' zc ¿ ¯ G ' zc ¿

Including rigid parts and node movement


Change relative axial displacement and torsion displacement into node displacement,

­T ' yAc ½ ­T ' yAc ½


­T ' yAc ½ ª1 º° ° °T ' °
°T ' ° « 1 » °T ' yBc ° ° yBc °
° yBc ° « » °T ' ° °T ' xA1 °
°T ' xA1 ° « 1 » ° xA1 ° ° °
° ° « » °T ' xB1 ° °T ' xB1 °
®T ' xB1 ¾ « 1 » ®T ' ¾ >nW @® ¾ (2-3-16)
°T ' ° « 1 » ° xA 2 ° °T ' xA 2 °
° xA2 ° « » °T ' xB 2 ° °T ' xB 2 °
°T ' xB 2 ° « 1 »° ° ° °
° ° « °G ' ° °G ' zAc °
¯ G ' zc ¿ ¬  1 1»¼ ° zAc
° °G ' °
¯G ' zBc ¿ ¯ zBc ¿

Including rigid parts and node movement,

26
­u xAc ½ ­u xAc ½
°u ° °u °
ª 1 1 º ° xBc ° ° xBc °
« l ' 1 OA OB » °T yAc ° °T yAc °
l'
« 1 »° ° ° °
­T ' yAc ½ «
1
OA 1 OB » °T yBc ° °T yBc °
°T ' ° « l' l' » ° u yA1 ° ° u yA1 °
° yBc ° « 1 1 »° ° ° °
°T ' xA1 ° «  1 OA OB » ° u yB1 ° ° u yB1 °
° ° l' l'
°T ' xB1 ° « » °°T °° °T °
>/ W @°® xA1 °¾
1 1
® ¾ «  OA 1 OB » ® xA1 ¾
°T ' xA 2 ° « l' l' » °T xB1 ° °T xB1 °
°T ' xB 2 ° « 1

1
1 OA OB » °u ° °u yA2 °
° ° « l' l' » ° yA2 ° ° °
°G ' zAc ° « 1 1 » °u yB 2 ° °u yB 2 °
°G ' ° «  OA 1 OB »° ° °T °
¯ zBc ¿ « l' l' » T xA2 ° xA2 °
« 1 » °T °
° xB 2 ° °T xB 2 °
«
¬ 1»¼ °G ° °G °
° zAc ° ° zAc °
°¯G zBc °¿ °¯G zBc °¿

(2-3-17)
From global node displacement to element node displacement
Transformation from the center displacements to the node displacements is,

T yc

G z 2  G z1
T yc
G z1 G zc G z2 w
G z1  G z 2
G zc
2
w

Figure 2-3-3 Relationship between center and node displacements

ª1 º
­u xAc ½ « » ­ u xA1 ½ ­ u xA1 ½
°u ° «
1
» ° G zA1 ° °G °
° xBc ° « 1 1 »° ° ° zA1 °
°T yAc ° « w w G
» zA2 °
° °G zA 2 °
° ° « »°u ° ° °
°T yBc °
1 1
«  » ° xB1 ° ° u xB1 °
° u yA1 ° « w w » °G zB1 ° °G zB1 °
° ° « 1 » °G ° ° °
°u yB1 ° « 1 » ° zB 2 ° °G zB 2 °
°°T °° « » °° u yA1 °° °u °
®
xA1
¾ « 1 »® ¾ >DW @°® yA1 °¾
T
° xB1 ° « » ° u yB1 ° °u yB1 °
1
°u yA2 ° « » °T xA1 ° °T xA1 °
° ° « 1 »° ° ° °
°u yB 2 ° « » °T xB1 ° °T xB1 °
1
°T ° « » °u ° °u °
° xA2 ° « 1 » ° yA2 ° ° yA2 °
°T xB 2 ° « » °u ° °u yB 2 °
°G ° « 1» ° yB 2 ° °T °
T
° zAc ° « 0.5 0.5 » ° xA2 ° ° xA2 °
¯°G zBc ¿° « » ¯°T xB 2 ¿° ¯°T xB 2 ¿°
¬ 0.5 0.5 ¼ (2-3-18)

27
Transformation from the global node displacements to the element node displacements is;

­ u xA1 ½
°G °
° zA1 °
°G zA2 °
° °
° u xB1 °
°G zB1 °
° °
°G zB 2 ° ­ u1 ½
°° u °° °u °
®
yA1
¾ >TixW @°® 2 °¾ (2-3-19)
u
° yB1 ° °#°
°T xA1 ° °¯u n °¿
° °
°T xB1 °
°u °
° yA2 °
°u yB 2 °
°T °
° xA2 °
°¯T xB 2 °¿

The component of the transformation matrix, [TixW ] , is discussed in Chapter 4 (Freedom Vector).

From global node displacement to element face displacement


Transformation from the global node displacement to the element face displacement is,

­T ' yAc ½
°T ' °
° yBc ° ­ u1 ½ ­ u1 ½
°T ' xA1 ° °u ° °u °
° °
®T ' xB1 ¾ >nW @>/ W @>DW @>TixW @°® 2 °¾ >TxW @°® 2 °¾ (2-3-20)
°T ' ° °#° °#°
° xA2 ° °¯u n °¿ °¯u n °¿
°T ' xB 2 °
° °
¯ G ' zc ¿

In case of Y-direction wall

z Z

y X

x Y

Local coordinate of Y-wall Global coordinate

Figure 2-3-4 Relation between local coordinate and global coordinate

28
In case of Y-direction wall, the wall panel direction coincides to the Y-axis in the global coordinate,
transformation of the sign of the vector components of the element coordinate is,

­x½ ª 0 1 0º ­ X ½
° ° «  1 0 0» ° Y °
® y¾ « »® ¾ (2-3-21)
°z° «¬ 0 0 1»¼ °¯ Z °¿ Global
¯ ¿Y Wall

Therefore
­ u xA1 ½ ª1 º ­ u yA1 ½ ­ u yA1 ½
°G ° « 1 » °G ° °G °
° zA1 ° « » ° zA1 ° ° zA1 °
°G zA2 ° « 1 » °G zA2 ° °G zA2 °
° ° « »° ° ° °
° u xB1 ° « 1 » °u yB1 ° °u yB1 °
°G zB1 ° « 1 » °G zB1 ° °G zB1 °
° ° « »° ° ° °
°G zB 2 ° « 1 » °G zB 2 ° °G zB 2 °
°° u °° « 1 » °° u xA1 °° °u °
®
yA1
¾ « »® ¾ >H W @°® xA1 °¾
°u yB1 ° « 1 » °u xB1 ° ° u xB1 °
°T xA1 ° « 1 » °T ° °T yA1 °
° ° « » ° yA1 ° ° °
°T xB1 ° « 1 » °T yB1 ° °T yB1 °
°u ° « » °u ° °u xA2 °
« 1 » ° xA2 °
° yA2 ° ° °
°u yB 2 ° « 1 » °u xB 2 ° °u xB 2 °
°T ° « » °T °
« 1 » °T yA2 °
° xA2 ° ° ° ° yA2 °
°¯T xB 2 °¿ Y Wall « » °T °¿ Global °¯T yB 2 °¿ Global
¬ 1 ¼¯ yB 2

(2-3-22)
Transformation from the global node displacement to the element node displacement is;

­ u yA1 ½
°G °
° zA1 °
°G zA2 °
° °
°u yB1 °
°G zB1 °
° °
°G zB 2 ° ­ u1 ½
°u ° °u °
° xA1 °
® ¾ >T @ iyW
° 2°
® ¾ (2-3-23)
° u xB1 ° °#°
°T yA1 ° °¯u n °¿
° °
°T yB1 °
°u xA2 °
° °
°u xB 2 °
°T °
° yA2 °
°¯T yB 2 °¿

29
Transformation from the global node displacement to the element face displacement is,

­T ' yAc ½
°T ' °
° yBc ° ­ u1 ½ ­ u1 ½
°T ' xA1 ° °u ° °u °
°
®T ' xB1 ¾
°
>nW @>/ W @>DW @>H W @>TixW @°® 2 °¾ >T @
yW
° 2°
® ¾ (2-3-24)
°T ' ° °#° °#°
° xA2 ° °¯u n °¿ °¯u n °¿
°T ' xB 2 °
° °
¯ G ' zc ¿

Constitutive equation
Finally, the constitutive equation of the wall is;

­ P1 ½ ­ u1 ½
°P ° °u °
° 2°
® ¾ >K xW @°® 2 °¾ (2-3-25)
°#° °#°
°¯ Pn °¿ °¯u n °¿

where,

>K xW @ >TxW @T >kW @>TxW @ (2-3-26)

For Y-wall,

­ P1 ½ ­ u1 ½
°P ° °u °
° 2°
® ¾ >K @yW
° 2°
® ¾ (2-3-27)
°#° °#°
°¯ Pn °¿ °¯u n °¿

where,

>K @ >T @ >k @>T @


yW yW
T
W yW (2-3-28)

Transformation matrix for nonlinear spring displacement


The nonlinear spring displacement vector is obtained from Equations (2-3-7), (2-3-10)~(2-3-12),

30
ª º
­I yAc ½
«
« >f @
pA 0 »
»
°I ° « »
° xA1 ° « » ­ M ' yAc ½ ­ M ' yAc ½
°I xA2 ° « »° ° °M ' °
° ° « » ° M ' xA1 ° ° xA1 °
°H zAc ° « » ° M ' xA2 ° ° M ' xA2 °
°I yBc ° « 0 >f @
pA »° ° ° °
° °
®I xB1 ¾
«
«
» ° N ' zAc °
» ® M ' yBc ¾
>f @
pW
° N ' zAc °
® ¾
°I ° « »° ° ° M ' yBc °
° xB 2 ° « 1 1 » ° M ' ° ° M ' xB1 °
°H zBc ° » M' °
° ° °
xB1
«
° ° « k sc l ' k sc l ' » ° xB 2 ° °M ' xB 2 °
° K yc ° « 1 1 » °¯ N ' zBc °¿ ° N' °
° K x1 ° ¯ zBc ¿
« k s1l ' k s1l ' »
° ° « »
¯K x 2 ¿ « 1 1 »
«¬ k s 2l ' k s 2l ' »¼

(2-3-29)
Furthermore, in the same way as Equation (2-3-8),

­ M ' yAc ½
°M ' ° ­ M ' yAc ½
° xA1 ° °M ' °
° M ' xA2 ° ° yBc °
° ° ° M ' xA1 °
° N ' zAc °
® ¾ > @ T °
n p ® M ' xB1 ¾
°
(2-3-30)
° M ' yBc ° °M ' °
° M ' xB1 ° ° xA2 °
° ° °M ' xB 2 °
°M ' xB 2 ° ° N' °
° N' ° ¯ zc ¿
¯ zBc ¿

Therefore, the nonlinear spring displacement vector is obtained from the element face displacement as,

­I yAc ½
°I °
° xA1 °
°I xA2 ° ­ M ' yAc ½ ­T ' yAc ½ ­T ' yAc ½
° ° °M ' ° °T ' ° °T ' °
°H zAc ° ° yBc ° ° yBc ° ° yBc °
°I yBc ° ° M ' xA1 ° °T ' xA1 ° °T ' xA1 °
° °
®I xB1 ¾ > f @> @
pW
T °
n p ® M ' xB1 ¾
°
> f @> @
pW
°
n p >kW @®T ' xB1 ¾
T °
>T @
pW
°
®T ' xB1 ¾
°
(2-3-31)
°I ° °M ' ° °T ' ° °T ' °
° xB 2 ° ° xA2 ° ° xA2 ° ° xA2 °
°H zBc ° °M ' xB 2 ° °T ' xB 2 ° °T ' xB 2 °
° ° ° ° ° ° ° °
° K yc ° ¯ N ' zc ¿ ¯ G ' zc ¿ ¯ G ' zc ¿
° K x1 °
° °
¯K x 2 ¿

31
In case of direct input wall

Direct input wall model is defined as a line element with a nonlinear shear spring and a nonlinear bending
spring in the middle of the element as shown in Figure 2-3-1.

M ' yBc

kn Z

ks h X

kb
Y

M ' yAc

Figure 2-3-1 Element model for wall

This model can be used as an alternative model so called the lumped mass model representing the restoring
force characteristics of each layer in the analysis of high-rise building as shown below. The detail of the
model is described in Chapter 7.1

32
STERA_3D adopts the formulation to have nonlinear shear and bending springs at the middle of the
element.

G sx

B u xBc
Z
T yBc ks
h I yb T yAc X

u xAc kb Y
A

Force-displacement relationship
The relationship between the displacement and force of the springs is,

­ Q xs ½ ªks 0 0 º ­ G xs ½ ­ G xs ½
° ° «0 » °I ° ° °
® M yb ¾ « kb 0 » ® yb ¾ > kW @ ®I yb ¾ (2-3-32)
°N ° k n ¼» °¯ H zn °¿ °H °
¯ zn ¿ ¬« 0 0 ¯ zn ¿

where, k s : the stiffness of the nonlinear shear spring


kb : the stiffness of the nonlinear bending spring
kn : the stiffness of the linear axial spring

Including node movement


The relationship between the shear spring displacement and nodal displacement is,

G xs u xBc  u xAc  hT yBc


I yb T yBc  T yAc (2-3-33)
H zn G zBc  G zAc
In a matrix form

­ u xAc ½ ­ u xAc ½
°u ° °u °
­ G xs ½ ª 1 1 0 h 0 0 º ° xBc ° ° xBc °
° ° «0 °°T °° °°T yAc °°
®I yb ¾ « 0 1 1 0 0 »» ® yAc ¾ > / W @ ®T ¾ (2-3-34)
°H ° T
¯ zn ¿ ¬« 0 0 0 0 1 1 ¼» ° yBc ° ° yBc °
° G zAc ° ° G zAc °
° ° ° °
°¯ G zBc °¿ °¯ G zBc °¿

33
From global node displacement to element node displacement
Transformation from the center displacements to the node displacements is,

T yc

G z 2  G z1
T yc
G z1 G zc G z2 w
G z1  G z 2
G zc
2
w

Figure 2-3-3 Relationship between center and node displacements

ª1 º
­uxAc ½ « 1 » ­ u xA1 ½ ­ u xA1 ½
° ° « »° ° °G °
°uxBc ° « 1 1 » ° G zA1 ° ° zA1 °
°°T yAc °° «  » °°G °° °G °
® ¾ « w w » ® zA2 ¾ > DW @ ®° uzA2 ¾° (2-3-35)
°T yBc ° « 
1 1 » ° u xB1 ° ° xB1 °
°G zAc ° « w w » °G zB1 ° °G zB1 °
° ° « »° ° ° °
°¯G zBc °¿ « 0.5 0.5 » °¯G zB 2 °¿ °¯G zB 2 °¿
«¬ 0.5 0.5»¼

Transformation from the global node displacements to the element node displacements is;

­ u xA1 ½
°G °
° zA1 ° ­ u1 ½
°°G zA2 °° ° °
°u 2 °
® ¾ >TixW @ ® # ¾ (2-3-36)
° u xB1 ° ° °
°G zB1 ° °¯un °¿
° °
°¯G zB 2 °¿

The component of the transformation matrix, [TixW ] , is discussed in Chapter 4 (Freedom Vector).

From global node displacement to element face displacement


Transformation from the global node displacement to the spring displacement is,

­ u1 ½ ­ u1 ½
­G xs ½ ° ° °u °
° ° °u 2 °
®I yb ¾ > /W @> DW @>TixW @ ® # ¾ >TxW @ °® #2 °¾ (2-3-37)
°H ° ° ° ° °
¯ zn ¿ °¯un °¿ °¯un °¿

34
In case of Y-direction wall

z Z

y X

x Y

Local coordinate of Y-wall Global coordinate

Figure 2-3-4 Relation between local coordinate and global coordinate

In case of Y-direction wall, the wall panel direction coincides to the Y-axis in the global coordinate,
transformation of the sign of the vector components of the element coordinate is,

­x½ ª 0 1 0º ­ X ½
° ° «  1 0 0» ° Y °
® y¾ « »® ¾ (2-3-38)
°z° «¬ 0 0 1»¼ °¯ Z °¿ Global
¯ ¿Y Wall

Therefore

­ u xA1 ½ ª1 º ­ u yA1 ½ ­ u yA1 ½


°G ° « 1 » °G ° °G °
° zA1 ° « » ° zA1 ° ° zA1 °
°°G zA 2 °° « » °°G zA 2 °° °G °
>HW @ °®uzA2 °¾
1 (2-3-39)
® ¾ « »® ¾
° u xB1 ° « 1 » °u yB1 ° ° yB1 °
°G zB1 ° « 1 » °G zB1 ° °G zB1 °
° ° « »° ° ° °
¯°G zB 2 ¿°Y Wall ¬ 1¼ ¯°G zB 2 ¿°Global ¯°G zB 2 ¿°Global
Transformation from the global node displacement to the element node displacement is;

­ u yA1 ½
°G °
° zA1 ° ­ u1 ½
° °
°°G zA 2 °° °u 2 °
® ª º
¾ ¬ iyW ¼ ® ¾
T (2-3-40)
°u yB1 ° °#°
°G zB1 ° °¯un °¿
° °
¯°G zB 2 ¿°

Transformation from the global node displacement to the element face displacement is,

­ u1 ½ ­ u1 ½ ­ u1 ½
­G ys ½ ° ° ° ° ° °
° ° °u 2 ° °u 2 ° °u 2 °
®Ixb ¾ > /W @> DW @>HW @>TixW @ ® # ¾ > /W @> DW @>TixW @ ® # ¾ ¬ªTyW ¼º ® # ¾ (2-3-41)
°H ° ° ° ° ° ° °
¯ zn ¿ °¯un °¿ °¯un °¿ °¯un °¿

35
Constitutive equation
Finally, the constitutive equation of the wall is;

­ P1 ½ ­ u1 ½
°P ° °u °
° 2°
® ¾ >K xW @°® 2 °¾ (2-3-42)
°#° °#°
°¯ Pn °¿ °¯u n °¿

where,

>K xW @ >TxW @T >kW @>TxW @ (2-3-43)

For Y-wall,

­ P1 ½ ­ u1 ½
°P ° °u °
° 2°
® ¾ >K @yW
° 2°
® ¾ (2-3-44)
°#° °#°
°¯ Pn °¿ °¯u n °¿

where,

>K @ >T @ >k @>T @


yW yW
T
W yW (2-3-45)

36
2.4 Brace

Element model for Brace is defined as a truss element with a nonlinear axial spring and pin-supported at
both ends as shown in Figure 2-6-1.

3 B 4

N', G '
Z
h

1 2 X
A

w Y

Figure 2-4-1 Element model for brace

Force-displacement relationship

~ ~ ~ ~
f x4 , u x4 f x3 , u x3
4 3

N1 , G 1
x N2, G2
y x
~ ~ y ~ ~
f x1 , u x1 f x2 , u x2
1 2
(Brace 1) (Brace 2)

Figure 2-4-2 Local coordinate

The relationship between axial deformation and axial force of the truss element is,
N1 k1G 1 (2-4-1)
N2 k 2G 2 (2-4-2)
Replacing with the nodal force and displacement in local coordinate along the element,
~ ~
N1  f 1x f 4 x , G 1 u~4 x  u~1x (2-4-3)

~ ~
N2  f 2x f 3x , G1 u~3 x  u~2 x (2-4-4)

37
In a matrix form,

­ u~1x ½
°u~ °
° 1y °
­u~1x ½ °u~2 x °
° ° °~ °
­G 1 ½ ª 1 0 0 1º °u~2 x ° ª 1 0 0 0 0 0 1 0º °u 2 y °
® ¾ « 0  1 1 0» ®u~ ¾ « 0 0  1 0 1 0 0 0» ®u~ ¾ >nb @^u~` (2-4-5)
¯G 2 ¿ ¬ ¼° 3x ° ¬ ¼° 3x °
°¯u~4 x °¿ °u~3 y °
°~ °
°u 4 x °
°u~4 y °
¯ ¿

~
­ f x1 ½ ª 1 0 º
°~ ° «0
° f z1 ° « 0 »»
­~f 1x ½ ª 1 0 º °~f ° « 0  1»
°~ ° « 0  1» N ° ~x 2 ° « »
° f 2x °
®~ ¾ «
«0
» ­® 1 ½¾ o ~
1 »¯N 2 ¿
f ^` ° f z2 °
®~ ¾
«0
«0
0 » ­ N1 ½
® ¾
1 »¯N 2 ¿
>nb @T ­®
N1 ½
¾ (2-4-6)
° f 3x ° ° f x3 ° ¯N 2 ¿
« » « »
°~ ° ¬1 0¼ °~f ° «0 0»
¯ f 4x ¿ ° ~z 3 ° «1 0»
° f x4 ° « »
°~ ° «¬ 0 0 »¼
¯ f z4 ¿

From Figure 2-4-3, the relation between the nodal forces in local coordinate and those of global coordinate
is,
~
f x1 f x1 cos T  f z1 sin T
~ for Brace 1 (2-4-7)
f y1  f x1 sin T  f z1 cos T

and
~
f x2  f x 2 cos T  f z 2 sin T
~ for Brace 2 (2-4-8)
f y2  f x 2 sin T  f z 2 cos T

Eq. (2-4-8) can be also obtained from the Eq. (2-4-7) by replacing T by S  T and using the
formulas sin S  T sin T , cos S  T  cos T .

38
f z4 ~ ~ f z3
f x4 f x3
4 3
f x4 f x3

h
l w2  h 2
f z1 ~ f z2
~ f 2x
f x1
1 2
f x2
f x1

f z1 f z2
f z1 cos T f z1 sin T
T f x1 cos T f z 2 sin T T
f z 2 cos T
 f x 2 cos T
T f x1 T
 f x2

f x1 sin T  f x 2 sin T
(Brace 1) (Brace 2)

Figure 2-4-3 Coordinate transformation

In a matrix form,
~
­ f x1 ½ ªc s º ­ f x1 ½ ­ f x1 ½
°~ ° « s c »° f ° °f °
° f z1 ° « » ° z1 ° ° z1 °
°~f ° « c s »° f x2 ° ° f x2 °
° ~x 2 ° « »° ° ° °
° f z2 ° s c »° f z 2 ° >Cb @°® z 2 °¾
« f
®~ ¾ « » ® f x3 ¾
(2-4-9)
° f x3 ° c s ° f x3 °
« »° °
°~f ° « s c »° f z3 ° ° f z3 °
° ~z 3 ° « ° ° ° °
° f x4 ° c s»° f x4 ° ° f x4 °
« »
°~ °  s c ¼» °¯ f z 4 °¿Global °f °
¯ f z 4 ¿ Local ¬« ¯ z4 ¿

where
w h
c cos T , s sin T
l l

Since >C b @>C b @


T
I, >Cb @ is an orthogonal matrix, therefore,

>Cb @1 >Cb @T (2-4-10)

39
In a similar manner, from Figure 2-4-4, the relation between the nodal displacements in local coordinate
and those of global coordinate can be obtained as,
u x1 u~x1 cos T  u~z1 sin T
for Brace 1 (2-4-11)
u z1 u~ sin T  u~ cos T
x1 z1

and
u x2 u~x 2 cos T  u~z 2 sin T
for Brace 2 (2-4-12)
uz2 u~ sin T  u~ cos T
x2 z2

Eq. (2-4-12) can be also obtained from the Eq. (2-4-11) by replacing T by S  T and using the
formulas sin S  T sin T , cos S  T  cos T .

u z4 u z3
u~4 u~3
4 3
u x4 u x3

h
l w2  h 2
u~2 uz2
u z1 u~1
1 u x2
u x1 2

w
uz2 u~x 2 sin T  u~z 2 cos T
u~x 2
u z1 u~x1 sin T  u~z1 cos T

u x2 u~x 2 cos T  u~z 2 sin T T


u~x1
u~z1
T u~z 2
u x1 u~x1 cos T  u~z1 sin T

Figure 2-4-4 Coordinate transformation

In a matrix form,

­ u x1 ½ ªc  s º ­ u~x1 ½ ­u~x1 ½
°u ° «s c » ° u~ ° ° u~ °
° z1 ° « » ° z1 ° ° z1 °
°u x 2 ° « c s » °u~x 2 ° °u~x 2 °
° ° « »°~ ° °~ °
°u z 2 ° « s c » °u z 2 ° T °u z 2 °
® ¾ « » ®u~x 3 ¾
>Cb @ ® ~ ¾
°u x 3 ° c s °u x 3 °
« »°~ °
°u z 3 ° « s  c » °u z 3 ° °u~z 3 °
° ° « ° ° °~ °
°u x 4 ° c  s » °u~x 4 ° °u x 4 °
« »
°u ° «¬ s c »¼ °¯u~z 4 °¿ Global °u~ °
¯ z 4 ¿ Local ¯ z4 ¿

40
The stiffness matrix of brace element is,

­ N1 ½
® ¾
ª k1
«0
0 º ­G 1 ½
® ¾
k 2 »¼ ¯G 2 ¿
or ^N ` >k~@^G ` (2-4-13)
¯N 2 ¿ ¬

Where

^G ` >nb @^u~` >nb @> Cb @T ^u` >nb @>Cb @^u`


1
(2-4-14)

^ f ` >Cb @1 ^~f ` >Cb @T >nb @T ^N ` (2-4-15)

From global node displacement to element node displacement


Transformation from the global node displacement to the element node displacement is;

­ u1 ½
°u °
^u` >TixBr @°® 2 °¾ (2-4-18)
°#°
°¯u n °¿

The component of the transformation matrix, [TixBr ] , is discussed in Chapter 4 (Freedom Vector).

From global node displacement to element face displacement


Transformation from the global node displacement to the element face displacement is,

­ u1 ½ ­ u1 ½
°u ° °u °
^G ` >nb @>Cb @^u` >nb @>Cb @>TixBr @°® 2 °¾ >TxBr @°® 2 °¾ (2-4-19)
°#° °#°
°¯u n °¿ °¯u n °¿

Constitutive equation
Finally, the constitutive equation of the brace is;

­ P1 ½ ­ u1 ½
°P ° °u °
° 2°
® ¾ >K xBr @°® 2 °¾ (2-4-20)
°#° °#°
°¯ Pn °¿ °¯u n °¿

where,

>K xBr @ >TxBr @T >k Br @>TxBr @ (2-4-21)

41
In case of Y-direction brace

z Z

y X

x Y

Local coordinate of Y-wall Global coordinate

Figure 2-7-2 Relation between local coordinate and global coordinate

In case of Y-direction brace, transformation of the sign of the vector components of the element coordinate
is,

­x½ ª 0 1 0º ­ X ½
° ° «  1 0 0» ° Y °
® y¾ « »® ¾ (2-4-20)
°z° «¬ 0 0 1»¼ °¯ Z °¿ Global
¯ ¿Y  Beam

Therefore

­u x1 ½ ª1 º ­ u y1 ½ ­u y1 ½
°u ° « 1 »°u ° °u °
° z1 ° « » ° z1 ° ° z1 °
°u x 2 ° « 1 » °u y 2 ° °u y 2 °
° ° « »° ° ° °
°u z 2 ° « 1 » °u z 2 ° °u z 2 °
® ¾ « » ®u y 3 ¾ ® ¾ (2-4-21)
°u x 3 ° «
1
»° ° °u y 3 °
°u z 3 ° « 1 » °u z 3 ° °u z 3 °
° ° ° ° ° °
°u x 4 °
« 1 » °u y 4 ° °u y 4 °
« »
°u ° «¬ 1»¼ °¯u z 4 °¿ Global °u °
¯ z 4 ¿Y  Brace ¯ z 4 ¿ Global

Transformation from the global node displacement to the element node displacement is;

­ u1 ½
°u °
^u` >T @
iyBr
° 2°
® ¾ (2-4-22)
°#°
°¯u n °¿

Transformation from the global node displacement to the element face displacement is,

­ u1 ½
°u °
^G ` >T @
yBr
° 2°
® ¾, >T @ >n @>C @>T @
yBr b b iyBr (2-4-23)
°#°
°¯u n °¿

42
Constitutive equation
The constitutive equation of the Y-direction brace is;

­ P1 ½ ­ u1 ½
°P ° °u °
° 2°
® ¾ >K @
yBr
° 2°
® ¾ (2-4-21)
°#° °#°
°¯ Pn °¿ °¯u n °¿

where,

>K @ >T @ >k @>T @


yBr yBr
T
Br yBr (2-4-22)

43
In case of K-brace (or Cheveron brace)

3 6 4

1 5 2

3 6 6 4

l'
2
§ w·
¨ ¸ h
2
l'
©2¹

1 5 5 2

For the left half part, as we defined before for the ordinary brace, the stiffness equation of brace element is,

^ f `L >k @L ^u`L >k @L >Cb @T >nb @T >k~ @L >nb @>Cb @ (2-4-15)

where

^ f `L ^ f x1 f z1 f x5 f z5 f x3 f z3 f x6 f z6 `
T

^u`L ^u x1 u z1 u x 5 u z5 u x3 uz3 u x6 uz6 `


T

>k~@
L
ªk1, L
« 0
0 º
k 2,L »¼
, >nb @ ª  1 0 0 0 0 0 1 0º
« 0 0  1 0 1 0 0 0»
¬ ¬ ¼

ªc s º
« s c »
« »
« c s »
« »
>Cb @ « s c », c cosT
w / 2 , s sin T
h
« c s » l' l'
« »
« s c »
« c s»
« »
¬«  s c »¼

44
For the right half part, in the same way, the stiffness equation of brace element is,

^ f `R >k @R ^u`R >k @R >Cb @T >nb @T >k~ @R >nb @>Cb @ (2-4-15)

where

^ f `R ^ f x 5 f z5 f x2 f z2 f x6 f z6 f x4 f z4`
T

^u`R ^u x5 uz5 ux2 uz2 u x6 uz6 ux4 uz4`


T

We can express the nodal displacement vector as,

­u x1 ½ ­u x1 ½
°u ° °u °
° z1 ° ° z1 °
­u x1 ½ °u x 2 ° °u x 2 °
°u ° ° ° ° °
° z1 ° °u z 2 ° °u z 2 °
°u x 5 ° ª[1] º °u x 3 ° °u x 3 °
° ° « » °u ° ° °
°u z 5 ° » °® z 3 °¾ >DL @°® z 3 °¾
[1] u
^u`L ® ¾ «
°u x 3 ° « [1] » °u x 4 ° °u x 4 °
°u z 3 ° « »
¬ [1]¼ °u z 4 ° °u z 4 °
° ° ° ° ° °
°u x 6 ° °u x 5 ° °u x 5 °
°u ° °u ° °u °
¯ z6 ¿ ° z5 ° ° z5 °
°u x 6 ° °u x 6 °
°u ° °u °
¯ z6 ¿ ¯ z6 ¿

­u x1 ½ ­u x1 ½
°u ° °u °
° z1 ° ° z1 °
­u x 5 ½ °u x 2 ° °u x 2 °
°u ° ° ° ° °
° z5 ° °u z 2 ° °u z 2 °
°u x 2 ° ª [1] º °u x 3 ° °u x 3 °
° ° « » °u ° ° °
°u z 2 ° » °® z 3 °¾ >DR @°® z 3 °¾
[1] u
^u`R ® ¾ «
°u x 6 ° « [1]» °u x 4 ° °u x 4 °
°u z 6 ° « »° ° °u z 4 °
¬ [1] ¼ uz4
° ° ° ° ° °
°u x 4 ° °u x 5 ° °u x 5 °
°u ° °u ° °u °
¯ z4 ¿ ° z5 ° ° z5 °
°u x 6 ° °u x 6 °
°u ° °u °
¯ z6 ¿ ¯ z6 ¿

45
We assume the displacements of intermediate nodes, 5 and 6, are calculated from those of end nodes as
follows,
u z 2, 4
u z 5, 6
u x5
1
u x1  u x 2 , u z 5 1
u z1  u z 2 u z1,3 u x 2, 4
2 2 2,4
u x 5, 6
u x6
1
u x3  u x 4 , u z 6 1
u z 3  u z 4 u x1,3
5,6
2 2
1,3

In a matrix form

­u x1 ½ ­ u x1 ½
°u ° °u °
° z1 ° ° z1 °
­u x 5 ½ ª1 / 2 0 1 / 2 0 0 0 0 0 º °u x 2 ° °u x 2 °
°u ° « 0 1/ 2 0 1/ 2 0 ° ° ° °
° z5 ° 0 »» °u z 2 °
>hCh @°® z 2 °¾
« 0 0 u
® ¾ ® ¾
°u x 6 ° « 0 0 0 0 1 / 2 0 1 / 2 0 » °u x 3 ° °u x 3 °
°¯u z 6 °¿ « »
¬ 0 0 0 0 0 1 / 2 0 1 / 2¼ °u z 3 ° °u z 3 °
Local
° ° ° °
°u x 4 ° °u x 4 °
°u ° °u °
¯ z 4 ¿ Local ¯ z 4 ¿ Local

Therefore,

­u x1 ½
°u °
° z1 °
°u x 2 ° ­u x1 ½ ­u x1 ½
° ° °u ° °u °
°u z 2 ° ° z1 ° ° z1 °
°u x 3 ° °u x 2 ° °u x 2 °
° ° ° ° ° °
ª >I @ º °u z 2 °
°u z 3 °
>TCh @°® z 2 °¾
u
® ¾ «>h @» ®u ¾
°u x 4 ° ¬ Ch ¼ ° x 3 ° °u x 3 °
°u z 4 ° °u z 3 ° °u z 3 °
° ° ° ° ° °
°u x 5 ° °u x 4 ° °u x 4 °
°u ° °u ° °u °
° z5 ° ¯ z 4 ¿ Local ¯ z 4 ¿ Local
°u x 6 °
°u °
¯ z6 ¿

46
Therefore,

­u x1 ½ ­u x1 ½
°u ° °u °
° z1 ° ° z1 °
­u x1 ½ °u x 2 ° ­u x1 ½ ­u x 5 ½ °u x 2 ° ­u x1 ½
°u ° ° ° °u ° °u ° ° ° °u °
° z1 ° °u z 2 ° ° z1 ° ° z5 ° °u z 2 ° ° z1 °
°u x 5 ° °u x 3 ° °u x 2 ° °u x 2 ° °u x 3 ° °u x 2 °
° ° ° ° ° ° ° ° ° ° ° °
°u z 5 ° °u z 2 °
>DL @°® z 3 °¾ >DL @>TCh @°® z 2 °¾ , >DR @°® z 3 °¾ >DR @>TCh @°® z 2 °¾
u u u u
^u`L ® ¾ ^u`R ® ¾
°u x 3 ° °u x 4 ° °u x 3 ° °u x 6 ° °u x 4 ° °u x 3 °
°u z 3 ° °u z 4 ° °u z 3 ° °u z 6 ° °u z 4 ° °u z 3 °
° ° ° ° ° ° ° ° ° ° ° °
°u x 6 ° °u x 5 ° °u x 4 ° °u x 4 ° °u x 5 ° °u x 4 °
°u ° °u ° °u ° °u ° °u ° °u °
¯ z6 ¿ ° z5 ° ¯ z 4 ¿ Local ¯ z4 ¿ ° z5 ° ¯ z 4 ¿ Local
°u x 6 ° °u x 6 °
°u ° °u °
¯ z6 ¿ ¯ z6 ¿

Finally the force-displacement relationship of Cheveron brace is,

>k @L >Cb @T >nb @T >k~ @L >nb @>Cb @

­ f x1 ½ ­u x1 ½
°f ° °u °
° z1 ° ° z1 °
° f x2 ° °u x 2 °
° ° ° °
° f z2 °
® ¾ T T T T

>TCh @ >DL @ >k @L >DL @>TCh @  >TCh @ >DR @ >k @R >DR @>TCh @ °® z 2 °¾
u
° f x3 ° °u x 3 °
° f z3 ° °u z 3 °
° ° ° °
° f x4 ° °u x 4 °
°f ° °u °
¯ z 4 ¿ Local ¯ z4 ¿

47
2.5 External Spring

G zB
G yA Z
B

A B A
G xA G xB X

B
Y
G yB A
G zA

Figure 2-5-1 Element model for external spring

Force-displacement relationship for the element


The relationship between the displacement vector and force vector of the elastic element in Figure 2-5-1 is
expressed as follows:

^N 'i ` >k E @^G 'i `, i x, y , z (2-5-1)

G ' x u xB  u xA
G ' y u yB  u yA (2-5-2)
G ' z G zB  G zA

Therefore

­u xA ½ ­u xA ½
°u ° °u °
° xB ° ° xB °
°u ° °u °
^G ' x ` > 1 1 0 0 0 0@°® yA °¾ >n xE @°® yA °¾ (2-5-3)
°u yB ° °u yB °
°G zA ° °G zA °
° ° ° °
°¯G zB °¿ °¯G zB °¿

­u xA ½ ­u xA ½
°u ° °u °
° xB ° ° xB °
°u ° °°u yA °°
^G ' `
y >0 0  1 1 0 0@°® yA °¾ >n @
yE ® ¾ (2-5-4)
°u yB ° °u yB °
°G zA ° °G zA °
° ° ° °
°¯G zB °¿ °¯G zB °¿

48
­u xA ½ ­u xA ½
°u ° °u °
° xB ° ° xB °
°u ° °u °
^G ' z ` >0 0 0 0  1 1@°® yA °¾ >n zE @°® yA °¾ (2-5-5)
°u yB ° °u yB °
°G zA ° °G zA °
° ° ° °
°¯G zB °¿ °¯G zB °¿

From global node displacement to element node displacement

­u xA ½
°u °
° xB ° ­u1 ½
°°u yA °° °u °
® ¾ >TiE @°® 2 °¾ (2-5-6)
°u yB ° °#°
°G zA ° °¯u n °¿
° °
°¯G zB °¿

The component of the transformation matrix, [TiE ] , is discussed in Chapter 4 (Freedom Vector).

From global node displacement to element face displacement


Transformation from the global node displacement to the element face displacement is,

­ u1 ½ ­u1 ½
°u ° °u °
^G 'i ` >niE @>TiE @°® 2 °¾ >TE @°® 2 °¾, i x, y , z (2-5-7)
°#° °#°
°¯u n °¿ °¯u n °¿

Constitutive equation
The constitutive equation of the external spring is;

­ P1 ½ ­ u1 ½
°P ° °u °
° 2°
® ¾ >K E @°® 2 °¾ (2-5-3)
°#° °#°
°¯ Pn °¿ °¯u n °¿

where,

>K E @ >TE @T >k E @>TE @ (2-5-4)

49
2.6 Base Isolation

G zB

B Z
u xB
u yB
l X

A u xB
Y
u yA
G zA
Figure 2-6-1 Element model for base isolation

Force-displacement relationship for the element


The relationship between the displacement vector and force vector of the element is expressed as follows:

­Q' x ½
® ¾ >k @­®GG '' ½¾
pBI
x
(2-6-1)
¯Q' y ¿ ¯ y ¿
Including the axial stiffness,

­Q 'x ½
° °
>
ª k pBI @ 0 º ­G 'x ½ ­G 'x ½
®Q ' y ¾ « EA » °® G ' y °¾ >k BI @°® G ' y °¾ (2-6-2)
°G ' ° « 0 »°
¯ z¿ ¬ l' ¼ ¯ G ' z °¿ °G ' °
¯ z¿

From node displacements, relative displacements are;

G ' x u xB  u xA
G ' y u yB  u yA (2-6-3)
G ' z G zB  G zA

Therefore

­u xA ½ ­u xA ½
°u ° °u °
­G ' x ½ ª 1 1 º° °
xB ° xB °
° ° » ° yA °°
° °u °
« >n BI @°® yA °¾
u
®G ' y ¾ «  1 1 » ®u ¾ (2-6-4)
°G ' ° «¬  1 1»¼ ° yB ° °u yB °
¯ z¿ °G zA ° °G zA °
° ° ° °
°¯G zB °¿ °¯G zB °¿

50
From global node displacement to element node displacement
Transformation from the global node displacement to the element node displacement is,

­u xA ½
°u °
° xB ° ­ u1 ½
°°u yA °° °u °
® ¾ >TiBI @°® 2 °¾ (2-6-5)
°u yB ° °#°
°G zA ° °¯u n °¿
° °
°¯G zB °¿

The component of the transformation matrix, [TiBI ] , is discussed in Chapter 4 (Freedom Vector).

From global node displacement to element face displacement


Transformation from the global node displacement to the element face displacement is,

­u1 ½ ­ u1 ½
­G ' x ½ °u ° °u °
° °
®G ' y ¾ >n BI @>TiBI @°® 2 °¾ >TBI @°® 2 °¾ (2-6-6)
°G ' ° °#° °#°
¯ z¿ °¯u n °¿ °¯u n °¿

Constitutive equation
The constitutive equation of the Base isolation is;

­ P1 ½ ­ u1 ½
°P ° °u °
° 2°
® ¾ >K BI @°® 2 °¾ (2-6-7)
°#° °#°
°¯ Pn °¿ °¯u n °¿

where,

>K BI @ >TBI @T >k BI @>TBI @ (2-6-8)

51
2.7 Masonry Wall

Element model for Masonry wall is defined as a line element with a nonlinear shear spring and a vertical
spring in the middle of the wall panel as shown in Figure 2-6-1.

B1 B B2

N ' z1 , H ' z1 N 'z 2 , H 'z 2


l
Q' xc , J ' xc

A1 A2
A

Figure 2-7-1 Element model for masonry wall

Force-displacement relationship
The relationship between the shear deformation and shear force of the nonlinear shear spring is,

Q' xc k sx J ' xc (2-7-1)

For axial spring,


N ' z1 k z H ' z 1 , N ' z 2 k zH ' z 2 (2-7-2)
In a matrix form,

­ Q' xc ½ ªk sx 0 0 º ­J ' xc ½ ­J ' xc ½


° °
® N ' z1 ¾
«0
« kz
°
0 »» ®H ' z1 ¾
°
>k N @°®H ' z1 °¾ (2-7-3)
°N ' ° «¬ 0 k z »¼ °¯H ' z 2 °¿ °H ' °
¯ z2 ¿ 0 ¯ z2 ¿

Including node movement


The shear angle of the frame with four nodes, A1, A2, B1, B2, is defined as,
wG z wu x
W  (2-7-4)
wx wz
where,

wG z 1 § G zA2  G zA1 G zB 2  G zB1 ·


| ¨  ¸ (2-7-5)
wx 2© w w ¹

52
wu z 1 § u xB1  u xA1 u xB 2  u xA2 ·
| ¨  ¸ (2-7-6)
wz 2© l l ¹

The shear deformation, J ' xc , is then,

J ' xc W l
l
G zA2  G zA1  G zB 2  G zB1  1 u xB1  u xA1  u xB 2  u xA2 (2-7-7)
2w 2
The axial deformation, H ' z1 , H ' z 2 , is,
H ' z1 G zB1  G zA1 , H 'z 2 G zB 2  G zA2 (2-7-8)

In a matrix form,

­ u xA1 ½ ­ u xA1 ½
°G ° °G °
° zA1 ° ° zA1 °
ª l l l l º °u xA2 ° °u xA2 °
­J ' xc ½ «  0 .5  0 .5 w  0.5 0.5 0.5  0.5 0 .5 0 .5 » °
w °G °° ° °
° ° w w G
® H ' z1 ¾
« 0
«
1 0 0 0 1 0 0 » ® zA 2 ¾
» u
>DN @°® zA2 °¾
°H ' ° « 0 1 1 » ° xB1 ° °u xB1 °
¯ z2 ¿ 0 0 0 0 0
° ° °G zB1 °
¬« ¼» °G zB1 ° ° °
°u xB 2 ° °u xB 2 °
°G ° °G °
¯ zB 2 ¿ ¯ zB 2 ¿

(2-7-9)
From global node displacement to element node displacement
Transformation from the global node displacement to the element node displacement is;

­ u xA1 ½
°G °
° zA1 °
°u xA2 ° ­u1 ½
° ° °u °
°G zA 2 °
® ¾ >TixN @°® 2 °¾ (2-7-10)
°u xB1 ° °#°
°G zB1 ° °¯u n °¿
° °
°u xB 2 °
°G °
¯ zB 2 ¿
The component of the transformation matrix, [TixN ] , is discussed in Chapter 4 (Freedom Vector).

From global node displacement to element face displacement


Transformation from the global node displacement to the element face displacement is,

53
­ u1 ½ ­ u1 ½
­J ' xc ½ °u ° °u °
° °
® H ' z1 ¾ >D N @>TixN @°® 2 °¾ >TxN @°® 2 °¾ (2-7-11)
°H ' ° °#° °#°
¯ z2 ¿ °¯u n °¿ °¯u n °¿

In case of Y-direction wall

z Z

y X

x Y

Local coordinate of Y-wall Global coordinate

Figure 2-7-2 Relation between local coordinate and global coordinate

In case of Y-direction wall, the wall panel direction coincides to the Y-axis in the global coordinate,
transformation of the sign of the vector components of the element coordinate is,

­x½ ª 0 1 0º ­ X ½
° ° «  1 0 0» ° Y °
® y¾ « »® ¾ (2-7-12)
°z°
¯ ¿Y  Beam «¬ 0 0 1»¼ °¯ Z °¿ Global

Therefore

­ u xA1 ½ ª1 º ­ u yA1 ½ ­ u yA1 ½


°G ° « 1 » °G ° °G °
° zA1 ° « » ° zA1 ° ° zA1 °
°u xA2 ° « 1 » °u yA2 ° °u yA2 °
° ° « »° ° ° °
°G zA 2 ° « 1 » °G zA2 ° °G zA 2 °
® ¾ « » ®u yB1 ¾ ® ¾ (2-7-13)
° u xB1 ° «
1
»° ° °u yB1 °
°G zB1 ° « 1 °
» zB1 °
G °G zB1 °
° ° « ° ° ° °
°u xB 2 ° 1 » °u yB 2 ° °u yB 2 °
« »
°G ° «¬ 1»¼ °¯G zB 2 °¿ Global °G °
¯ zB 2 ¿Y Wall ¯ zB 2 ¿ Global

Transformation from the global node displacement to the element node displacement is;

54
­ u yA1 ½
°G °
° zA1 °
°u yA2 ° ­u1 ½
° ° °u °
°G zA2 °
® ¾ >T @
iyN
° 2°
® ¾ (2-7-14)
°u yB1 ° °#°
°G zB1 ° °¯u n °¿
° °
°u yB 2 °
°G °
¯ zB 2 ¿

Transformation from the global node displacement to the element face displacement is,

­ u1 ½ ­ u1 ½
­J ' xc ½ °u ° °u °
° °
® H ' z1 ¾ >D N @>TiyN @ ° 2°
® ¾ >T @
yN
° 2°
® ¾ (2-7-15)
°H ' ° °#° °#°
¯ z2 ¿ °¯u n °¿ °¯u n °¿

Constitutive equation
Finally, the constitutive equation of the wall is;

­ P1 ½ ­ u1 ½
°P ° °u °
° 2°
® ¾ >K xN @°® 2 °¾ (2-7-16)
°#° °#°
°¯ Pn °¿ °¯u n °¿

where,

>K xN @ >TxN @T >k N @>TxN @ (2-7-17)

For Y-wall,

­ P1 ½ ­u1 ½
°P ° °u °
° 2°
® ¾ >K @yN
° 2°
® ¾ (2-7-18)
°#° °#°
°¯ Pn °¿ °¯u n °¿

where,

>K @ >T @ >k @>T @


yN yN
T
N yN (2-7-19)

55
2.8 Passive Damper

Element model for passive damper with a shear spring is defined as a line element with a nonlinear shear
spring as shown in Figure 2-8-1.

B1 B B2

l
Q' xc , J ' xc

A1 A2
A

Figure 2-8-1 Element model for passive damper

Force-displacement relationship
The relationship between the shear deformation and shear force of the nonlinear shear spring is,

Q' xc k sx J ' xc (2-8-1)

Including node movement


The shear angle of the frame with four nodes, A1, A2, B1, B2, is defined as,
wG z wu x
W  (2-8-2)
wx wz
where,

wG z 1 § G zA2  G zA1 G zB 2  G zB1 ·


| ¨  ¸ (2-8-3)
wx 2© w w ¹

wu z 1 § u xB1  u xA1 u xB 2  u xA2 ·


| ¨  ¸ (2-8-4)
wz 2© l l ¹

The shear deformation, J ' xc , is then,

J ' xc W l
l
G zA2  G zA1  G zB 2  G zB1  1 u xB1  u xA1  u xB 2  u xA2 (2-8-5)
2w 2

56
The axial deformation, H ' z1 , H ' z 2 , is,
H ' z1 G zB1  G zA1 , H 'z 2 G zB 2  G zA2 (2-8-6)

In a matrix form,

­ u xA1 ½ ­ u xA1 ½
°G ° °G °
° zA1 ° ° zA1 °
ª l l l l º °u ° °u xA2 °
­J ' xc ½ « 0.5  0.5 w  0 .5 0 .5 0.5  0.5 0.5 0.5 » ° xA2 °
w °G zA2 ° ° °
° ° w w °G zA2 °
® H ' z1 ¾
« 0
«
1 0 0 0 1 0 0 »®
» u xB1 ¾
>DD @® ¾
°H ' ° « 0 1 1 »° ° °u xB1 °
¯ z2 ¿ 0 0 0 0 0
«¬ »¼ °G zB1 ° °G zB1 °
° ° ° °
°u xB 2 ° °u xB 2 °
°G ° °G °
¯ zB 2 ¿ ¯ zB 2 ¿

(2-8-7)
From global node displacement to element node displacement
Transformation from the global node displacement to the element node displacement is;

­ u xA1 ½
°G °
° zA1 °
°u xA2 ° ­u1 ½
° ° °u °
°G zA 2 °
® ¾ >TixD @°® 2 °¾ (2-8-8)
°u xB1 ° °#°
°G zB1 ° °¯un °¿
° °
°u xB 2 °
°G °
¯ zB 2 ¿
The component of the transformation matrix, [TixD ] , is discussed in Chapter 4 (Freedom Vector).

From global node displacement to element face displacement


Transformation from the global node displacement to the element face displacement is,

­ u1 ½ ­ u1 ½
­J ' xc ½ °u ° °u °
° °
® H ' z1 ¾ >DD @>TixD @°® 2 °¾ >TxD @°® 2 °¾ (2-8-9)
°H ' ° °#° °#°
¯ z2 ¿ °¯un °¿ °¯un °¿

57
In case of Y-direction damper

z Z

y X

x Y

Local coordinate of Y-wall Global coordinate

Figure 2-8-2 Relation between local coordinate and global coordinate

In case of Y-direction damper, the damper direction coincides to the Y-axis in the global coordinate,
transformation of the sign of the vector components of the element coordinate is,

­x½ ª 0 1 0º ­ X ½
° ° «  1 0 0» ° Y °
® y¾ « »® ¾ (2-8-10)
°z°
¯ ¿Y  Beam «¬ 0 0 1»¼ °¯ Z °¿ Global

Therefore

­ u xA1 ½ ª1 º ­ u yA1 ½ ­ u yA1 ½


°G ° « 1 » °G ° °G °
° zA1 ° « » ° zA1 ° ° zA1 °
°u xA2 ° « 1 » °u yA2 ° °u yA2 °
° ° « »° ° ° °
°G zA 2 ° « 1 » °G zA2 ° °G zA 2 °
® ¾ « » ®u yB1 ¾ ® ¾ (2-8-11)
° u xB1 ° «
1
»° ° °u yB1 °
°G zB1 ° « 1 °
» zB1 °
G °G zB1 °
° ° « ° ° ° °
°u xB 2 ° 1 » °u yB 2 ° °u yB 2 °
« »
°G ° «¬ 1»¼ °¯G zB 2 °¿ Global °G °
¯ zB 2 ¿Y Wall ¯ zB 2 ¿ Global

Transformation from the global node displacement to the element node displacement is;

­ u yA1 ½
°G °
° zA1 °
°u yA2 ° ­u1 ½
° ° °u °
°G zA 2 °
® ¾ >T @
iyD
° 2°
® ¾ (2-8-12)
°u yB1 ° °#°
°G zB1 ° °¯un °¿
° °
°u yB 2 °
°G °
¯ zB 2 ¿

58
Transformation from the global node displacement to the element face displacement is,

­ u1 ½ ­ u1 ½
­J ' xc ½ °u ° °u °
° °
® H ' z1 ¾ >DD @>TiyD @ ° 2°
® ¾ >T @
yD
° 2°
® ¾ (2-8-13)
°H ' ° °#° °#°
¯ z2 ¿ °¯un °¿ °¯un °¿

Constitutive equation
Finally, the constitutive equation of the damper is;

­ P1 ½ ­ u1 ½
°P ° °u °
° 2°
® ¾ >K xD @°® 2 °¾ (2-8-14)
°#° °#°
°¯ Pn °¿ °¯un °¿

where,

>K xD @ >TxD @T >kD @>TxD @ (2-8-15)

For Y-damper,

­ P1 ½ ­u1 ½
°P ° °u °
° 2°
® ¾ >K @
yD
° 2°
® ¾ (2-8-16)
°#° °#°
°¯ Pn °¿ °¯un °¿

where,

>K @ >T @ >k @>T @


yD yD
T
D yD (2-8-17)

59
Appendix : Calculation of shear component

For “Masonry Wall” and “Passive Damper”, the shear deformation is defined as follows:

1) Shear deformation in one direction

Shear strain is IJ = ǻl / l §ș

2) Shear deformation in two directions

Shear strain is IJ = ș1 + ș2 = ǻlx / ly+ǻly / lx

wu x wu y
If we discuss small element W  Æ Eq. (2-7-4) and Eq. (2-8-2)
wy wx

60
This definition is necessary to remove rotational component. To explain this, suppose there is only
rotational (or bending) deformation,

From the above definition, shear angle will be


IJ= ș + (- ș) = 0

For example, in the upper story of the building under horizontal deformation, the bending
component is dominant and the shear component is small. Therefore, the brace damper
doesn’t work in the upper story.

61
3) In case of damper element

We define the shear angle in one direction as follows:

ș1 ș2

We adopt the average angle,

ș = 1/2 ( ș1 + ș2 ) Æ Eq. (2-7-5) and Eq. (2-8-3)

In the same way, the shear angle in another direction is

ș'2

ș'1

ș’ = 1/2 ( ș’1 + ș’2 ) Æ Eq. (2-7-6) and Eq. (2-8-4)

62
2.9 Floor Element

In the default setting, STERA 3D adopts “rigid floor”. However, elastic deformation of a floor diaphragm
in-plane can be considered by the option menu selecting “flexible floor”. The stiffness matrix of the floor
element is constructed using a two dimensional isoparametric element.

Figure 2-9-1 4-nodes isoparametric element

The stiffness matrix with 4-nodes isoparametric is expressed as,

­ P1 ½ ­u1 ½
°Q ° °v °
° 1° ° 1°
° P2 ° °u 2 °
° ° ° °
°Q2 °
>K F @°® 2 °¾
v
® ¾
° P3 ° °u 3 °
°Q3 ° ° v3 °
° ° ° °
° P4 ° °u 4 °
°Q ° °v °
¯ 4¿ ¯ 4¿

F =K u (2-9-1)

The coordinate transfer function {x, y} is expressed using the interpolation functions as follows:
4
1 1 1 1
x (r , s ) ¦ h (r , s ) x
i 1
i i
4
(1  r )(1  s ) x1  (1  r )(1  s ) x 2  (1  r )(1  s ) x3  (1  r )(1  s ) x 4
4 4 4
4
1 1 1 1
y (r , s ) ¦ h (r , s ) y
i 1
i i
4
(1  r )(1  s ) y1  (1  r )(1  s ) y 2  (1  r )(1  s ) y 3  (1  r )(1  s ) y 4
4 4 4
(2-9-2)

63
The deformation function {u, v} is also expressed using the same interpolation functions.
4
1 1 1 1
u (r , s ) ¦ h (r , s)u
i 1
i i
4
(1  r )(1  s )u1  (1  r )(1  s )u 2  (1  r )(1  s )u 3  (1  r )(1  s )u 4
4 4 4
4
1 1 1 1
v(r , s ) ¦ h ( r , s )v
i 1
i i
4
(1  r )(1  s )v1  (1  r )(1  s )v 2  (1  r )(1  s )v 3  (1  r )(1  s )v 4
4 4 4
(2-9-3)
Stiffness matrix can be obtained from the “Principle of Virtual Work Method,” which is expressed in the
following form:

³H V dv u T F
T
(2-9-4)
V

where, H is a virtual strain vector, V is a stress vector, u is a virtual displacement vector and F is a
load vector, respectively.

In case of the plane problem, the strain H vector is defined as,


§ wu ·
¨ ¸
§ Hx · ¨ wx ¸
¨ ¸ ¨ wv ¸
¨Hy ¸ ¨ wy ¸ (2-9-5)
¨J ¸ ¨ ¸
© xy ¹ ¨ wu  wv ¸
¨ wy wx ¸
© ¹
Substituting equation (2-9-3) into equation (2-9-5), the strain vector is calculated from the nodal
displacement vector as,

§ wu · § 4
whi ·
¨
¨ wx ¸
¸ ¨
¨
¦
i 1 wx
ui ¸
¸
§ Hx ·
¨ ¸ ¨ wv ¸ ¨ 4
whi ¸
¨Hy ¸ ¨ wy ¸ ¨ ¦
i 1 wy
vi ¸
¨J ¸ ¨ ¸ ¨ 4 ¸
© xy ¹ ¨ wu  wv ¸ ¨ whi u  whi v ¸
4

¨ wy wx ¸ ¨ ¦ wy i ¦ wx i ¸
© ¹ ©i1 i 1 ¹
§ u1 ·
¨ ¸
§ wh1 wh2 wh3 wh4 ·¨ v1 ¸
¨ 0 0 0 0 ¸¨ u ¸
¨ wx wx wx wx ¸¨ 2 ¸
¨ wh1 wh2 wh3 wh4 ¸¨ v 2 ¸
¨ 0 0 0 0 ¸¨ u ¸
¨ wy wy wy wy ¸¨ 3 ¸
¨ wh1 wh1 wh2 wh2 wh3 wh3 wh4 wh4 ¸¨ v3 ¸
¨ wy wx wy wx wy wx wy wx ¸¨ ¸
© ¹ u4
¨ ¸
¨v ¸
© 4¹
İ= B u (2-9-6)

64
In the plane stress problem, the stress-strain relationship is expressed as,

§V x · § ·§ ·
¨ ¸ ¨1 Q 0 ¸¨ H x ¸
E ¨ ¸¨ H ¸
¨V y ¸ Q 1 0 (2-9-7)
¨W ¸ 1 Q ¨ 1 Q ¸¨ y ¸
© xy ¹ ¨0 0 ¸© J xy ¹
© 2 ¹
ı= C İ
Substituting equation (2-9-6) into equation (2-9-7),

ı= C B u (2-9-8)

From the Principle of Virtual Work Method,

§ ·
³ Bu CBu dv u T ¨ ³ B T CBdxdy ¸u
T
uTF (2-9-9)
¨ ¸
V © V ( x, y ) ¹

Therefore, the stiffness equation is obtained as,

³B
T
F Ku , K CBdv (2-9-10)
V

If we assume the constant thickness of the plate (= t), using the relation dv tdxdy ,

³B
T
K t CBdxdy (2-9-11)
V ( x, y )

Since this integration is defined in x-y coordinate, we must transfer the coordinate into r-s coordinate to use
the numerical integration method. Introducing the Jacobian matrix,

§ wx wy ·
¨ ¸
J ¨ wr wr ¸ ; Jacobian Matrix (2-9-12)
¨ wx wy ¸
¨ ¸
© ws ws ¹
the above integration is expressed in r-s coordinate as,

w ( x, y )
1 1
t ³ ³ B x r , s , y r , s CB x r , s , y r , s
T
K drds (2-9-13)
1 1
w (r , s )

where

wx wy
w ( x, y ) wr wr
det J (2-9-14)
w(r , s) wx wy
ws ws

65
Evaluation of Jacobian Matrix

§ wx wy · § 4 whi 4
whi
·
¨ ¸ ¨¦ xi ¦ wr yi ¸
J ¨ wr wr ¸ ¨ i 1 wr i 1 ¸ (2-9-15)
¨ wx wy ¸ ¨ 4 whi whi ¸
4
¨
© ws
¸
ws ¹ ¨ ¦ ws xi ¦ yi ¸
©i1 i 1 ws ¹

Evaluation of the matrix B

§ wh1 wh2 wh3 wh4 ·


¨ 0 0 0 0 ¸
¨ wx wx wx wx ¸
¨ wh1 wh2 wh3 wh4 ¸
B ¨ 0 0 0 0 ¸ (2-9-16)
¨ wy wy wy wy ¸
¨ wh1 wh1 wh2 wh2 wh3 wh3 wh4 wh4 ¸
¨ wy wx wy wx wy wx wy wx ¸¹
©
wh1 wh wh wh
The derivatives , ", 4 , 1 ,", 4 are calculated as,
wx wx wy wy
wh1 wh1 wr wh1 ws wh wh4 wr wh4 ws
 , " , 4  ,
wx wr wx ws wx wx wr wx ws wx
wh1 wh1 wr wh1 ws w h wh4 wr wh4 ws
 , " , 4 
wy wr wy ws wy wy wr wy ws wy
In a matrix form,

§ wh1 wh2 wh3 wh4 · § wr ws ·§ wh1 wh2 wh3 wh4 ·


¨ ¸ ¨ ¸¨ ¸
¨ wx wx wx wx ¸ ¨ wx wx ¸¨ wr wr wr wr ¸
¨ wh1 wh2 wh3 wh4 ¸ ¨ wr ws ¸¨ wh1 wh2 wh3 wh4 ¸
¨ wy
© wy wy wy ¸
¹
¨ wy
© wy ¸¹¨© ws ws ws ws
¸
¹

§ wh1 wh2 wh3 wh4 ·


¨ ¸
J 1 ¨ wr wr wr wr ¸ (2-9-17)
¨ wh1 wh2 wh3 wh4 ¸
¨ ¸
© ws ws ws ws ¹

Evaluation of partial derivatives of the interpolation functions

wh1 1 wh1 1
(1  s ) (1  r )
wr 4 ws 4
wh2 1 wh2 1
 (1  s ) (1  r )
wr 4 ws 4
, (2-9-18)
wh3 1 wh3 1
 (1  s )  (1  r )
wr 4 ws 4
wh4 1 wh4 1
(1  s )  (1  s )
wr 4 ws 4

66
The 3 points Gauss Integration Formula is defined as:

³ f (t )dt
1
0.5556 f (0.7746)  0.8889 f (0)  0.5556 f (0.7746)
(2-9-19)
D 1 f (t1 )  D 2 f (t 2 )  D 3 f (t 3 )

where, D1 0.5556, D 2 0.8889, D 3 0.5556


t1 0.7746, t 2 0, t 3 0.7746

f(0.7746)

f(t)

f(-0.7746)
f(0)

t
-1 -0.7746 0 +0.7746 +1

The stiffness matrix is then calculated numerically as follows:

w ( x, y )
1 1
t ³ ³ B x r , s , y r , s CB x r , s , y r , s
T
K drds
1 1
w (r , s )
1 1
t ³ ³ F (r , s )drds (2-9-20)
1 1
3 3
t ¦¦ D iD j F (ri , s j )
i 1 j 1

where
w ( x, y )
B x r , s , y r , s CB x r , s , y r , s
T
F (r , s)
w (r , s)

D1 0.5556, D 2 0.8889, D 3 0.5556


r1 s1 0.7746, r2 s 2 0, r3 s3 0.7746

67
From global node displacement to element node displacement
Transformation from global node displacements to element node displacements is,

­ u1 ½
°v °
° 1°
°u 2 ° ­ u1 ½
° ° °u °
°v 2 °
® ¾ >TiF @°® 2 °¾ (2-9-21)
°u 3 ° °#°
° v3 ° °¯u n °¿
° °
°u 4 °
°v °
¯ 4¿
The component of the transformation matrix, [TiF ] , is discussed in Chapter 4 (Freedom Vector).

68
2.10 Connection Panel

1) General case
In the default setting, STERA3D assumes the rigid connection zone between column and beam. You can
consider shear deformation of the connection area (we call “connection panel”) by the “Connection
member” menu.

Figure 2-10-1 Connection area

Shear deformation of the connection panel, Ȗ, is defined as shown in Figure 2-10-2.

uC= -0.5ȖAh șC= -0.5ȖA

C C

h
0.5ȖA 0.5ȖA

A B șB= 0.5ȖA A 0.5ȖA


h B vB= -0.5ȖAw

w w

Figure 2-10-2 Definition of shear deformation

Differences of displacement at node B and C are;

­ 'u B ½ ­ 0 ½ ­ 'u C ½ ­ 0.5J A h½


° ° ° ° ° ° ° °
Node B: ® 'v B ¾ | ® 0.5J A w¾ , Node C: ® 'vC ¾ | ® 0 ¾ (2-10-1)
°'T ° ° 0.5J ° °'T ° °  0.5J °
¯ B¿ ¯ A ¿ ¯ C¿ ¯ A ¿

69
First we consider nodal movement without shear deformation of the connection panel. As shown in Figure
2-10-3, the displacement at node B and node C will be;

­u B ½ ­ u A ½ ­u C ½ ­u A  T A h½
° ° ° ° ° ° ° °
Node B: ®v B ¾ | ®v A  T A w¾ , Node C: ®vC ¾ | ® v A ¾ (2-10-2)
°T ° ° T ° °T ° ° T °
¯ B¿ ¯ A ¿ ¯ C¿ ¯ A ¿

Then, we consider shear deformation of the connection as shown in Figure 2-10-4. By adding Equation
(2-10-1) to (2-10-2), the displacement at node B and node C will be;

 T Ah

h
T Aw
TA
C w

vA

uA
A B

Figure 2-10-2 Nodal movement without shear deformation of the panel

A B

Figure 2-10-4 Nodal movement with shear deformation of the panel

70
Node B:

­u ½
­u B ½ ­ u A ½ ­ 0 ½ ­ uA ½ ª1 0 0 0 º° A °
° ° ° ° ° ° ° ° «0 1 w  0.5w» °v A °
®v B ¾ | ®v A  T A w¾  ® 0.5J A w¾ ®v A  T A w  0.5J A w¾ « » ®T ¾
°T ° ° T ° ° 0.5J ° ° T  0.5J ° «¬0 0 1 0.5 »¼ ° A °
¯ B¿ ¯ A ¿ ¯ A ¿ ¯ A A ¿ °¯J A °¿

(2-10-3)
Node C:

­u A ½
­u C ½ ­u A  T A h½ ­ 0.5J A h½ ­u A  T A h  0.5J A h½ ª1 0 h  0.5hº ° °
° ° ° ° ° ° ° ° «0 1 0 » °v A °
® vC ¾ | ® v A ¾  ® 0 ¾ ® vA ¾ « 0 » ®T ¾
°T ° ° T ° °  0.5J ° ° T  0.5J ° «¬0 0 1  0.5 »¼ ° A °
¯ C¿ ¯ A ¿ ¯ A ¿ ¯ A A ¿ °¯J A °¿

(2-10-4)
2) Beam element
In case of rigid connection, as described in Equation (2-1-7), the nodal displacement is expressed as,

­T ' yA ½ ­T yA  W ½ u  O B l 'T yB  u zA  O A l 'T yA


¾, W
zB
® ¾ ®
¯T ' yB ¿ ¯T yB  W ¿ l'

­u ½
­ 1 1 ½ ª1 1 º zA
°T  u  O T  u zB  O BT yB ° «l'  1  OA O B » °u °
yA
l'
zA A yA
l' l' ° zB °
® 1 1 ¾ «1 1 » ®T ¾ (2-10-5)
°T yB  u zA  O AT yA  u zB  O BT yB ° «  OA 1  O B » ° yA °
¯ l' l' ¿ ¬l' l' ¼ °T yB °
¯ ¿

T yB
T ' yA T yA W
T yB
T yA W T ' yB
u zB
u zB  O B l 'T yB Z
u zA u zA  O A l 'T yA

A B X
O Al ' l' OB l '

Figure 2-10-5 Beam displacement with rigid connection

71
If we consider shear deformation of connection panel, from Figure 2-10-6,

­T ' yA ½ ­T yA  0.5J yA  W ½ u zB  OB l ' T yB  0.5J yB  u zA  O Al ' T yA  0.5J yA


® ¾ ® ¾, W
¯T ' yB ¿ ¯T yB  0.5J yB  W ¿ l'
­ 1 1 ½
°T yA  l ' u zA  O AT yA  l ' u zB  O BT yB  0.5J yA  0.5O AJ yA  0.5O B J yB °
® 1 1 ¾
°T yB  u zA  O AT yA  u zB  O BT yB  0.5J yB  0.5O AJ yA  0.5O B J yB °
¯ l' l' ¿

­u zA ½
°u °
ª1 1 º ° zB °
«l'  1  OA OB 0.5  0.5O A  0.5O B » °T °
l' ° yA °
«1 1 » ®T ¾ (2-10-6)
«  O A 1  OB  0.5O A 0.5  0.5OB » ° yB °
¬l' l' ¼ °J yA °
° °
°¯J yB °¿

T yB
W
T ' yA T yA  0.5J yA
T yB  0.5J yB T ' yB
W
T yA u zB
u zB  O B l ' T yB  0.5J yB
u zA u zA  O Al ' T yA  0.5J yA

A B
Z

O Al ' l' OB l '


X

Figure 2-10-6 Beam displacement with shear deformation of connection panel

72
The transformation matrices for beam element are;
Including connection panel and node movement

­u zA ½ ­u zA ½
°u ° °u °
ª1 1 º ° zB ° ° zB °
­T ' yA ½ «l'  l' 1  OA OB 0.5  0.5O A  0.5O B » °T yA ° °T yA °
°T ' ° «1 » °T ° ° °
T
° yB ° » °® yB °¾ >/ B @°® yB °¾
1
® ¾ «  OA 1  OB  0.5O A 0.5  0.5O B
° G xA ° «l' l' » J yA
1 » °° °° °J yA °
°¯ G xB °¿ « J yB °J yB °
«
¬ 1»¼ ° ° ° °
°G xA ° °G xA °
°G ° °G °
¯ xB ¿ ¯ xB ¿

(2-10-10)
From global node displacement to element node displacement

­u zA ½
°u °
° zB °
°T yA ° ­ u1 ½
° ° °u °
°T yB °
® ¾ >TixB @°® 2 °¾ (2-10-11)
°J yA ° °#°
°J yB ° °¯u n °¿
° °
°G xA °
°G °
¯ xB ¿

From global node displacement to element face displacement


Transformation from the global node displacement to the element face displacement is,

­u1 ½ ­ u1 ½
­T ' yA ½ °u ° °u °
° °
®T ' yB ¾ >nB @>/ B @>TixB @°® 2 °¾ >TxB @°® 2 °¾ (2-10-12)
°G ' ° °#° °#°
¯ x¿ °¯un °¿ °¯un °¿

73
In case of Y-direction beam

­x½ ª 0 1 0º ­ X ½
° ° «  1 0 0» ° Y °
® y¾ « »® ¾ (2-10-13)
°z°
¯ ¿Y  Beam «¬ 0 0 1»¼ °¯ Z °¿ Global

­u zA ½ ª1 º ­u zA ½ ­u zA ½
°u ° « 1 » °u ° °u °
° zB ° « » ° zB ° ° zB °
°T yA ° « 1 » °T xA ° °T xA °
° ° « »° ° ° °
°T yB °  » °T xB ° T
>s B @°® xB °¾
« 1
® ¾ » ®J xA ¾
(2-10-14)
«
°J yA ° «
1
»° ° °J xA °
°J yB ° «  1 » °J xB ° °J xB °
° ° ° ° ° °
°G xA °
« 1 » °G yA ° °G yA °
« »
°G ° 1»¼ °¯G yB °¿ Global °G yB °
¯ xB ¿Y  Beam ¬« ¯ ¿ Global

Transformation from the global node displacement to the element node displacement is,

­u zA ½
°u °
° zB °
°T xA ° ­ u1 ½
° ° °u °
°T xB °
® ¾ >T @ ° 2°
® ¾ (2-10-15)
°J xA °
iyB
°#°
°J xB ° °¯u n °¿
° °
°G yA °
°G yB °
¯ ¿
Transformation from the global node displacement to the element face displacement is,

­ u1 ½ ­ u1 ½
­T ' yA ½ °u ° °u °
° °
®T ' yB ¾ >n B @>/ B @>s B @>TiyB @
° 2°
® ¾ >T @
yB
° 2°
® ¾ (2-10-16)
°G ' ° °#° °#°
¯ x¿ °¯u n °¿ °¯u n °¿

74
3) Column element

In case of rigid connection, as described in Equation (2-2-16), the nodal displacement in X-Z plane is
expressed as,

­T ' yA ½ ­T yA  W ½ u  O A l 'T yA  u xB  O B l 'T yB


¾, W
xA
® ¾ ®
¯T ' yB ¿ ¯T yB  W ¿ l'

­u ½
­ 1 1 ½ ª 1 1 º xA
°T  u  O T  u xB  O BT yB ° « l ' 1  OA O B » °u °
yA
l'
xA A yA
l' l' ° xB °
® ¾ « 1 » ® ¾ (2-10-17)
O A 1  O B » °T yA °
1 1 1
°T yB  u xA  O AT yA  u xB  O BT yB ° «
¯ l' l' ¿ ¬ l' l' ¼ °T yB °
¯ ¿

B u xB

OBl ' T yB
u xB  O B l 'T yB T ' yB
T yB
W
l' Z

W
T yA
u xA  O A l 'T yA T ' yA X
T yA
O Al '
Y
A u xA

Figure 2-9-7 Column displacement with rigid connection (X-Z plane)

75
If we consider shear deformation of connection panel, from Figure 2-10-8,

­T ' yA ½ ­T yA  0.5J yA  W ½ u xA  O Al ' T yA  0.5J yA  u xB  OB l ' T yB  0.5J yB


® ¾ ® ¾, W
¯T ' yB ¿ ¯T yB  0.5J yB  W ¿ l'
­ 1 1 ½
°T yA  l ' u xA  O AT yA  l ' u xB  O BT yB  0.5J yA  0.5O AJ yA  0.5O B J yB °
® 1 1 ¾
°T yB  u xA  O AT yA  u xB  O BT yB  0.5J yB  0.5O AJ yA  0.5O B J yB °
¯ l' l' ¿

­u xA ½
°u °
ª 1 1 º ° xB °
« l ' 1  OA OB  0.5  0.5O A 0.5O B » °°T yA °°
l'
« 1 1 » ®T ¾ (2-10-18)
« O A 1  OB 0.5O A  0.5  0.5O B » ° yB °
¬ l' l' ¼ °J yA °
° °
°¯J yB °¿

B u xB
OB l ' T yB
u xB  O B l ' T yB  0.5J yB
T ' yB
Z T yB  0.5J yB
W

l'
X
W
T yA  0.5J yA
T ' yA
u xA  O Al ' T yA  0.5J yA
T yA
O Al '
u xA
A

Figure 2-9-8 Column displacement with shear deformation of connection panel (X-Z plane)

76
In the same manner, assuming rigid connection, the nodal displacement of column in Y-Z plane is
expressed as,

­T ' xA ½ ­T xA  W ½ u  O A l 'T xB  u yA  O A l 'T xA


¾, W
yB
® ¾ ®
¯T ' xB ¿ ¯T xB  W ¿ l'

º ­° yA ½°
u
­ 1 1 ½ ª1 1
°T xA  l ' u yA  O AT xA  l ' u yB  O BT xB ° «l'  l' 1  OA OB » u
° yB °
® ¾ «1 » ® ¾ (2-10-19)
O A 1  OB » °T xA °
1 1 1
°T xB  u yA  O AT xA  u yB  O BT xB ° « 
¯ l' l' ¿ ¬l' l' ¼ °¯T xB °¿

OBl ' u yB

u yB  O B l 'T xB
T xB
T 'xB
l' T xB
W Z

W
T xA u yA  O Al 'T xA
X
T 'xA
O Al '
T xA A Y
u yA

Figure 2-9-9 Column displacement with rigid connection (Y-Z plane)

77
If we consider shear deformation of connection panel, from Figure 2-10-10,

­T ' xA ½ ­T xA  0.5J xA W ½ u yB  OB l ' T xB  0.5J xB  u yA  O Al ' T xA  0.5J xA


® ¾ ® ¾, W
¯T ' xB ¿ ¯T xB  0.5J xB W ¿ l'
­ 1 1 ½
°T xA  u yA  O AT xA
l'
 u yB  O BT xB  0.5J xA  0.5O AJ xA  0.5O B J xB °
l'
® 1 1 ¾
°T xB  u yA  O AT xA  u yB  O BT xB  0.5J xB  0.5O AJ xA  0.5O B J xB °
¯ l' l' ¿

­u yA ½
°u °
ª1 1 º ° yB °
«l'  1  OA OB  0.5  0.5O A 0.5O B » °°T xA °°
l'
«1 »® ¾ (2-10-20)
 0.5  0.5O B » °T xB °
1
«  OA 1  OB 0.5O A
¬l' l' ¼ °J xA °
° °
°¯J xB °¿

u yB B
T xB OBl '

u yB  O B l ' T xB  0.5J xB
T ' xB
W T xB  0.5J xB
Z
l'

W
Y
T xA  0.5J xA
T ' xA
u yA  O Al ' T xA  0.5J xA
T xA
O Al '
u yA
A

Figure 2-9-10 Column displacement with shear deformation of connection panel (Y-Z plane)

78
The transformation matrices for column element are;
Including connection panel and node movement

­u xA ½
°u °
° xB °
°T yA °
ª 1 1 1 OA OB º °T yB °
« l ' 1  OA OB   »° °
­T ' yA ½ » °J yA °
l' 2 2 2
« 1 OA 1 OB
» °J °
°T ' ° 1
« O A 1  OB  
° yB ° « l' l' 2 2 2 » ° yB °
°T ' xA ° « 1 1
1  OA OB
1 OA OB » °u yA °
° ° «    » °u °
°T 'xB ° «
l' l' 2 2 2
» °® yB °¾
® ¾ 1 1 OA 1 OB
° G zA ° «  O A 1  OB   » °T xA °
° G zB ° « l' l' 2 2 2 »° °
° ° « 1 » °T xB °
° T zA ° « 1 » °J xA °
°T ° « »° °
¯ zB ¿ « 1 » °J xB °
«
¬ 1»¼ °G zA °
°G °
° zB °
°T zA °
° °
¯T zB ¿

­u xA ½
°u °
° xB °
°T yA °
° °
°T yB °
°J yA °
° °
°J yB °
°u °
° yA °
>/ C @°® yB °¾
u
T
° xA °
°T xB °
° °
°J xA °
°J °
° xB °
°G zA °
°G °
° zB °
°T zA ° (2-10-21)
° °
¯T zB ¿

79
From global node displacement to element node displacement

­u xA ½
°u °
° xB °
°T yA °
° °
°T yB °
°J yA °
° °
°J yB °
°u ° ­u1 ½
° yA ° °u °
°u yB °
® ¾ >TiC @°® 2 °¾
°T xA ° °#°
°T xB ° °¯u n °¿
° °
°J xA °
°J °
° xB °
°G zA °
°G °
° zB °
°T zA °
° ° (2-10-22)
¯T zB ¿

From global node displacement to element face displacement


Transformation from the global node displacement to the element face displacement is,

­T ' yA ½
°T ' °
° yB ° ­ u1 ½ ­ u1 ½
°u ° °u °
°°T ' xA °°
® ¾ >nC @>/ C @>TiC @°® 2 °¾ >TC @°® 2 °¾ (2-10-23)
°T ' xB ° °#° °#°
° G 'z ° °¯u n °¿ °¯u n °¿
° °
°¯ T ' z °¿

80
4) Force-displacement relationship for the connection

Jx
Jy

Figure 2-9-11 Shear deformation of connection area

The relationship between the displacement vector and force vector of the element is expressed as follows:

­M Px ½ ªk Px 0 º ­J x ½
® ¾ « 0 ® ¾
k Py »¼ ¯J y ¿
(2-10-24)
¯M Py ¿ ¬
where, initial stiffness of connection area is,

k Px k Py GV (2-10-25)

where, G is the shear modulus and V is the volume of the connection.

From global node displacement to element node displacement


Transformation from the global node displacement to the element node displacement is,

­ u1 ½
­J x ½ °u °
® ¾ >TP @°® 2 °¾ (2-10-26)
¯J y ¿ °#°
°¯u n °¿

The component of the transformation matrix, [TP ] , is discussed in Chapter 4 (Freedom Vector).

Constitutive equation
The constitutive equation of the external spring is;

­ P1 ½ ­ u1 ½
°P ° °u °
° 2°
® ¾ >K P @°® 2 °¾ (2-10-27)
°#° °#°
°¯ Pn °¿ °¯u n °¿

where,

>K P @ >TP @T >k P @>TP @ (2-10-28)

81
2.11 Ground Spring

Foundation

K Hx M yG , T yG

PxG , u xG
G

CSx K Ry CRy

Foundation
K Hy
CSy
M xG , T xG
G

CRx Z
PyG , u yG
K Rx
X

Figure 2-11-1 Element model for ground spring

Force-displacement relationship for the element


The relationship between the displacement vector and force vector of the ground springs attached at the
center of gravity of the foundation in Figure 2-11-1 is expressed as follows:

Sway and rocking in X-direction

­ PxG ½ ª K Hx 0 º ­u xG ½ ªCHx 0 º ­u xG ½


® ¾ « ® ¾ ® ¾
K Ry ¼» ¯T yG ¿ ¬« 0 CRy ¼» ¯TyG ¿
(2-11-1)
¯ M yG ¿ ¬ 0
Sway and rocking in Y-direction

­ PyG ½ ª K Hy 0 º ­u yG ½ ªCHy 0 º ­u yG ½


® ¾ « ® ¾ ® ¾
K Rx ¼» ¯T xG ¿ ¬« 0 CRx ¼» ¯TxG ¿
(2-11-2)
¯ M xG ¿ ¬ 0

82
Therefore

­ PxG ½ ª K Hx 0 º ­u xG ½ ªCHx 0 º ­u xG ½


°P ° « » °u ° « » °u °
° yG ° « K Hy » ®° yG ¾°  « CHy » ®° yG ¾°
® ¾
° M yG ° « K Ry » °T yG ° « CRy » °TyG °
« » « »
°¯ M xG °¿ ¬ 0 K Rx ¼ °¯T xG °¿ ¬ 0 CRx ¼ °¯TxG °¿
(2-11-3
­u xG ½ ­u xG ½
°u ° °u °
> kG @ ®T ¾  >cG @ °®TyG °¾
° yG °
° yG ° ° yG °
°¯T xG °¿ °¯TxG °¿

From global node displacement to element node displacement

­u xG ½ ­ u1 ½
°u ° °u °
° yG °
® ¾ >TG @ °® #2 °¾ (2-11-4)
°T yG ° ° °
°¯T xG °¿ °¯un °¿

The component of the transformation matrix, [TG ] , is discussed in Chapter 4 (Freedom Vector).

Constitutive equation
The constitutive equation of the ground spring is;

­ P1 ½ ­ u1 ½ ­ u1 ½
°P ° °u ° °u °
° 2°
® ¾ > KG @ °® #2 °¾  >CG @ °® #2 °¾ (2-11-5)
°#° ° ° ° °
°¯ Pn °¿ °¯un °¿ °¯un °¿

where,

> KG @ >TG @ > kG @>TG @ , >CG @ >TG @ >cG @>TG @


T T
(2-11-6)

83
3. Hysteresis model of nonlinear springs

Notation

at : Area of rebar in the tension side of the section

As : Total area of rebar in the section

Vy : Strength of rebar

VB : Compression strength of concrete

V wy : Strength of shear reinforcement

D : Depth of the section

d : Effective depth of the section.

b : Width of the beam

j : Distance between the centers of stress in the section ( 7 / 8 d ).


Ze : Section modulus including the slab effect.

n : Ratio of Young’s modulus (= E s / Ec )

pt : Tensile reinforcement ratio

pw : Shear reinforcement ratio

Ie : Moment of inertia of section considering the slab effect

Mc : Crack moment

My : Yield moment
M/(QD) : Shear span-to-depth ratio

Tc : Crack rotation of the beam end

Ty : Yield rotation of the beam end

Ic : Crack rotation of the nonlinear bending spring

Iy : Yield rotation of the nonlinear bending spring

k0 : Initial stiffness

ky : Tangential stiffness at the yield point

k y2 : Stiffness after the yield point in the nonlinear bending spring

k y3 : Stiffness after the ultimate point in the nonlinear shear spring

Dy : Stiffness degradation factor at the yield point

Qc : Crack shear force

Qy : Yield shear force

Qu : Ultimate shear force

xs : Distance between the corner springs in the Multi-spring model

84
Jc : Crack shear deformation

Jy : Yield shear deformation

Ju : Ultimate shear deformation

85
3.1.1 Beam

3.1.1 RC Beam

a) Section properties

S
as
d1

t d1

a1
D

d2 a2 d2
B

B : Width of beam,
D : Height of beam,
S : Effective width of slab,
t : Thickness of slab
d1 : Distance to the center of top main rebars,
d2 : Distance to the center of bottom main rebars,
a1 : Area of top main rebars,
a2 : Area of bottom main rebars
as : Area of rebars in slab

Figure 3-1-1 RC Beam Section

Area of section to calculate axial deformation

AN BD  S  B t  n E  1 a1  a 2  a S (3-1-1)

where,
nE E s / Ec : Ratio of Young’s modulus between steel (Es) and concrete (Ec)
Area of section to calculate shear deformation
AS BD (3-1-2)
Moment of inertia around the center of the section
2 2
BD 3 ( S  B )t 3 § D· § ·
 BD¨ g  ¸  S  B t ¨ D   g ¸ 
t
Ie 
12 12 © 2¹ © 2 ¹
2
§ ·
n E  1 a1 d 1  g  n E  1 a 2 D  d 2  g  n E  1 a S ¨ D   g ¸
2 2 t
(3-1-3)
© 2 ¹
where, g is the center of beam section calculated by
BD 2 / 2  S  B t D  t / 2  nE  1 ^a2 d 2  a1 D  d1  aS D  t / 2 `
g (3-1-4)
AN

86
b) Nonlinear bending spring

WA
Gx
MA MB
A B
WB
Nx
elastic element
TA IA
MA MB MA MB
A B A B
Nx TB IB

nonlinear bending springs


l

­T A ½ ­W A ½ ­I A ½ ­K A ½ KA
° ° ° ° ° ° ° ° MA MB
®T B ¾ ®W B ¾  ®IB ¾  ®K B ¾ A KB B
°G ° °G ° ° 0 ° ° 0 °
¯ x¿ ¯ x¿ ¯ ¿ ¯ ¿
nonlinear shear springs

Figure 3-1-2 Element model for beam

Hysteresis model of a nonlinear bending spring is defined as the moment-rotation relationship under the
anti-symmetry loading in Figure 3-1-3. The initial stiffness of the nonlinear spring is supposed to be infinite,
however, in numerical calculation, a large enough value is used for the stiffness.

I T
M W W M
A B
T I
Moment distribution

M M M

My My
6 EI = +
Mc k0 Mc
l
k 0 D y k0 k0 kp | f
Tc Ty T W Ic I y I
Elastic element Nonlinear bending spring

Figure 3-1-3 Moment – rotation relationship at bending spring

87
Crack moment force
For reinforced concrete elements, the crack moment, M c is calculated as,

M c1 0.56 V B Z e1 , Z e1 Ie / g when tension in top main rebars (3-1-5)

M c2 0.56 V B Z e 2 , Z e 2 I e / D  g when tension in bottom main rebars (3-1-6)

where,
VB : Compression strength of concrete (N/mm2)

Z e1 , Z e 2 : Section modulus

Yield moment force


The yield moment, M y is calculated as,

M y1 0.9a1V y D  d1  0.9a S V y D  t / 2 when tension in top main rebars (3-1-7)

M y2 0.9a 2V y D  d 2 when tension in bottom main rebars (3-1-8)

where,
Vy : Strength of rebar (N/mm2)

Yield rotation
The tangential stiffness at the yield point, k y , is obtained from the following equation,:
6 Ec I e
k y D y k0 , k0 (3-1-9)
l
where,
D y is the stiffness degradation factor at the yield point, which is obtained from the following
empirical formulas:
Dy 0.043  1.63npt  0.043a / D d / D 2 , a / D d 2 (3-1-10)

Dy  0.0836  0.159a / D d / D 2 , a / D ! 2 (3-1-11)


where,

pt : Tensile reinforcement ratio


pt a1  aS / BD (when tension in top main rebars)
pt as / BD (when tension in bottom main rebars)
a/D : §6KHDUVSDQ-to-depth ratio (= l /( 2 D ) )
d : Effective depth
d D  d1 (when tension in top main rebars)
d D  d2 (when tension in bottom main rebars)

88
D y is modified in case of tension in top main rebars as
I
D y ' D y e0 (3-1-12)
Ie
BD 3
where I e0 : the moment of inertia of square section without slab
12

The yield rotation of the nonlinear bending beam, I y , is then obtained from,

§ 1 ·M
I y ¨¨  1¸¸ y (3-1-13)
©Dy ¹ k0
In general, the relation between the rotation of bending spring and that of nonlinear bending spring is
My
I T (3-1-14)
k0

Crack rotation
From Figure 3-1-2, the crack rotation of the nonlinear bending beam, I c , is supposed to be zero value,
however, in STERA_3D program, it is assumed as,

I c 0.001 I y (3-1-15)

89
Effective width of slab

Ls

B Lb

Sb

Sb B

Figure 3-1-4 Effective slab area for flexural capacity of beam

In general, effective width of slab for the flexural behavior of a beam is assumed as,

Sb 0.1 Lb | D (3-1-16)

where, Lb : Length of beam


D : Height of beam

However, recent studies suggest the contribution of full length of slab to the flexural capacity, M y , of a
beam. Therefore, STERA3D adopts two types of effective widths:

1) For calculating section are and moment of inertia


Sb 0.1 Lb | D

2) For calculating the yield moment, M y , in Equation (3-1-8),

Sb K s Ls (3-1-17)

where, Ls : Length of span


Ks : Effective slab ratio 0.1 ~ 0.5 , the default value is 0.1.

90
Hysteresis model
To consider the difference of the flexural capacity between positive and negative side of the beam, a
degrading tri-linear slip model is developed based on the Takeda Model for the hysteresis model of the
bending springs of the beam.

M M
kp
My My

Mc Mc
ks kr
I I
Ix Iy Im

D E
§M · §My · Iy § Mm · Iy
kp K ¨¨ y ¸
¸
kr ¨
¨I
¸
¸I
ks ¨¨ ¸¸ (3-1-18)
© Iy ¹ © y ¹ m © Im  I x ¹ Im

Figure 3-1-5 Degrading Tri-linear Slip Model


(Į=0.5, ȕ=0.0 and Ș=0.001 as default values)

The strength degradation under cyclic loading is considered by elongating the target displacement, I m , to
be I ' m as shown in the following Figure:

M
kp
Mm
My

ks kr
I
n Im n Iy I Iy Im I 'm
x

§ I ·
I 'm ¨1  J n y ¸I m
¨ ¸ (3-1-19)
© n Im ¹

Figure 3-1-6 Introducing strength degradation (Ȗ=0.0 as default value)

91
Relationship between curvature and rotation

Hc
T EI
M M
A B
T M
D
I
l

Figure 3-1-7 Rotation angle and curvature at beam ends

Let’s think about the relationship between curvature and rotation at the end of a beam.
In the above loading condition, the relationship between moment and rotation is
6 EI
M T (3-1-20)
l
On the other hand, the relationship between moment and curvature is
M
I (3-1-21)
EI
Therefore,
6
I T (3-1-22)
l
Assuming the neutral axis is in the middle of the section, the relationship between curvature and
compression strain at the section end is
Hc
I (3-1-23)
D/2
Therefore, the relationship between rotation and compressive strain is
l l
T I Hc (3-1-24)
6 3D
l
Assuming D | , then
9
T 3H c (3-1-25)

If H c reaches 0.003, T is around 0.01 (=1/100).


It corresponds to the yielding rotation of a beam.

92
c) Nonlinear shear spring
Hysteresis model of nonlinear shear spring is defined as the shear force – shear rotation relationship using
an origin-oriented poly-linear model.

KA
MA MA  MB
MB Q
A KB B l
KA KB Jl
l
nonlinear shear springs

Q Q
k y3 0.001k 0
Qy
k y3
Qu
J
Qc
k0 GA
k0
Jc Jy Ju J

Figure 3-1-8 Force–deformation relationship of shear spring

Yield shear force

The yield shear force, Q y is calculated as,

­° 0.053 pt 0.23 (V B  18) ½°


Qy ®  0.85 p w ˜ V wy ¾b ˜ j (3-1-26)
°̄ M /(QD)  0.12 °¿

where,

pt : Tensile reinforcement ratio


VB : Compression strength of concrete
pw : Shear reinforcement ratio
V wy : Strength of shear reinforcement
j : Distance between the centers of stress in the section ( 7 / 8 d ).

Crack shear force


The crack shear force is, Qc , is assumed as,
Qy
Qc (3-1-27)
3

93
Ultimate shear force
The ultimate shear force is, Qu , is assumed as,
Qu Qc (3-1-28)

Crack shear deformation


The crack shear deformation is obtained as,
Qc
Jc (3-1-29)
GA
Yield shear displacement
The yield shear deformation is assumed as,
1
Jy (3-1-30)
250
Ultimate shear displacement
The ultimate shear deformation is assumed as,
1
Ju (3-1-31)
100

NOTE)
In STERA_3D, the stiffness after yielding is temporary assumed to be positive to avoid instability in
numerical analysis.

Q
Qu
Qy
k y3 0.001k 0

Qc
k0 GA
Jc Jy Ju J

Figure 3-1-9 Stiffness after yielding

94
d) Modification of initial stiffness of nonlinear springs

In numerical calculation, a large dummy value is used for the initial stiffness of the nonlinear spring to
represent rigid condition. This large stiffness may cause an error for estimating the force from the
displacement. One possible way to solve the problem is to reduce the initial stiffness of the nonlinear spring
to be a certain value reasonable for calculation, and on the other hand, increase the stiffness of the elastic
element so that the total initial stiffness of the beam element does not change from the original one. This
idea is proposed by K-N Li (2004) for MS model.

I T
M W W M
A B
T I

Elastic element Nonlinear bending spring


M M M

My My
6 EI = +
Mc k0 Mc
l
k 0 D y k0 k0 kp | f
Tc Ty T W Ic I y I
My My § 1 ·M
Ty = W + Iy ¨  1¸ y
D y k0 k0 ¨D ¸ k
© y ¹ 0

Increase Reduce
stiffness stiffness

M M

My

+ Mc
k *
0 k0 / J 1 k *p EI / p1
W* I c* I y* I*
My J 1M y § 1 ·M
Ty = W* + I y* ¨  J1 ¸ y
D y k0 k0 ¨D ¸ k
© y ¹ 0

Figure 3-1-10 Modification of moment – rotation relationship

95
The idea is realized using flexibility reduction factors, J 1  1 , J 2  1 , in the relationship between the
displacement vector and force vector of the elastic element in Equation (2-1-1) as,

ª l' l' º
«J 1 3EI 
6 EI y
0 »
­W ' yA ½ « y » ­ M ' yA ½
° ° «  l' ° °
0 » ®M ' yB ¾
l'
®W ' yB ¾ « 6 EI
J2 » (3-1-32)
°G ' ° 3EI y
¯ x¿ « y
»° N ' °
« 0 l' »¯ x ¿
0
«¬ EA »¼

l' l' l' l'


It must be J1 ! or J 1 ! 0.5 and. J 2 ! or J 2 ! 0.5 .
3EI y 6 EI y 3EI y 6 EI y

Also the initial flexibility matrix of the nonlinear spring can be expressed as follows, introducing the
parameters, p1 , p 2 to increase the initial flexibility.

­I yA ½ ª p1 EI 0 º ­ M ' yA ½
® ¾ « ® ¾
EI »¼ ¯M ' yB ¿
(3-1-33)
¯I yB ¿ ¬ 0 p2

When p1 o 0, p 2 o 0 , it represents the infinite stiffness for rigid condition. Accordingly, the crack and
yield rotation will be modified as,
Mc § 1 ·M
I c* p1 , Iy
* ¨  J1 ¸ y (3-1-34)
EI ¨D ¸ k
© y ¹ 0
In general, the relation between the rotation of bending spring and that of nonlinear bending spring is
My
I T  J1 (3-1-35)
k0
Making the modified flexibility matrix to be identical to the original one,

ª l' l' º ª p1 l' l' º


« 3EI 
6 EI y
0 » « EI  J 1 3EI 
6 EI y
0 »
« y » « y »
« « »
0 »
l' p2 l'
« J2 0 » (3-1-36)
« 3EI y » EI 3EI y
« » « »
« sym. l' » « sym.
l' »
«¬ EA »¼ original «¬ EA »¼ mod ified

This gives the flexivility reduction factors as:


3 3
J1 1 p1 , J 2 1 p2 (3-1-37)
l' l'
From the conditions J 1 ! 0.5 and J 2 ! 0.5 ,
l' l'
p1  , p2  (3-1-38)
6 6
l'
K-N Li (2004) calls these parameters, p1 , p 2 , as “plastic zones” and recommends to be p1 p2 .
10
Them the reduction factors will be J 1 J2 0.7 .

96
e) Modification of stiffness degradation factor at the yield point
(The following modification of the stiffness degradation factor, D y , is suggested by Prof. Okano at Chiba
University.)

From Equations (3-1-32) and (3-1-34), the yield rotation of the member T y under anti-symmetric loading
condition, M A MB M y , is calculated as,

2J  1 M y § 1 ·M § 1 ·M
Ty ¨ J ¸ y ¨  J  1¸ y (3-1-39)
k0 ¨D ¸ k ¨D ¸ k
© y ¹ 0 © y ¹ 0
where J1 J2 J.

The yield rotation T y in Equation (3-1-39) is different from the formula in Figure 3-1-10 since the factor
J is multiplied to only diagonal elements of flexural matrix in Equation (3-1-32).

The stiffness degradation factor is then obtained as,

1 § 1 ·
¨  J  1¸ (3-1-40)
D 'y ¨D ¸
© y ¹
To realize the designated value of stiffness degradation factor, D y should be modified as,

§ 1 ·
Dy 1 ¨ 1 J ¸ (3-1-41)
¨D' ¸
© y ¹

For example, to realize the stiffness degradation factor D 'y 0.4, assuming J 0.7 , the modified D y is

§ 1 ·
Dy 1 ¨  1  0.7 ¸ 0.357
© 0.4 ¹

This modification is done automatically in STERA_3D.

97
f) Modification of considering rigid zone ratio
A beam-column connection can be idealized as a rigid zone. In case of a beam element, the default length
of the rigid zone is set to be a half of the column width, and the nonlinear bending spring of the beam
element is arranged at the position of the column face.

On the other hand, if elastic deformation of the connection is considered by reducing the length of rigid
zone, the position of the nonlinear bending spring will be inside the connection area. In this case, when the
nonlinear bending spring is yielding, the moment value at the position of the column face is smaller than
the yield moment.

Column Column

My
A B
My
dA l dB

A B

Kd A l' Kd B

My' My

Figure 3-1-11 Reduction of rigid zone and modification of yield moment

To make the moment at the column face to be the same as yield moment, the yield moment of the nonlinear
bending spring is increased as,

l / 2  (1  K )d A
My' My [M y
l/2
(3-1-42)
d
[ 1  2(1  K ) A
l
For example, when l 540cm, d A 30cm, K 0.75 ,

[ 1  2 u (0.25) u 30 / 540 1.027 (3-1-43)

98
3.1.2 Steel Beam

a) Section properties

tf

H
tw

B : Width, H : Height, tw, tf : Thickness

Figure 3-1-12 Steel Beam Section

Area of section to calculate axial deformation

AN 2 Bt f  H  2t f t w (3-1-44)
Area of section to calculate shear deformation ( )

AS H  2t t
f w (3-1-45)

Moment of inertia around the center of the section


BH 3  ( B  t w )( H  2t f ) 3
Iy : along strong axis (3-1-46)
12
2t f B  ( H  2t f )t w
3 3

Iz : along weak axis (3-1-47)


12
Moment of inertia for torsion
2 Bt f  ( H  2t f ) t w
3 3

J (3-1-48)
3

99
b) Nonlinear bending spring

TA WA
Gx
MA MB
MA MB A B
A B WB
TB Nx
Nx
elastic element
l IA
­T A ½ ­W A ½ ­I A ½ MA MB
° ° ° ° ° ° A B
®T B ¾ ®W B ¾  ®I B ¾ IB
°G ° °G ° ° 0 °
¯ x¿ ¯ x¿ ¯ ¿
nonlinear bending springs

Figure 3-1-13 Element model for beam

Hysteresis model of a nonlinear bending spring is defined as the moment-rotation relationship under the
anti-symmetry loading as shown in Figure 3-1-14. The initial stiffness of the nonlinear spring is supposed
to be infinite, however, in numerical calculation, a large enough value is used for the stiffness.

I T
M W W M
A B
T I
Moment distribution

M M M

My My

6 EI = +
k0
l kp | f
k0 k0
Ty T W Iy I
Elastic element Nonlinear bending spring

Figure 3-1-14 Moment – rotation relationship at bending spring

100
Yield moment force

The yield moment, M y is calculated as,


ª 1 2º
My «¬ Bt f ( H  t f )  4 t w ( H  2t f ) »¼V y (3-1-49)

where,
Vy : Strength of steel (N/mm2)

Vy

My

Figure 3-1-15

Yield rotation

From Figure 3-1-14, the yield rotation of the nonlinear bending beam, I y , is supposed to be zero value,

however, in STERA_3D program, it is assumed as,

I y = 0.001 T y (3-1-50)

where
6 EI
Ty M y / k0 , k0
l

Hysteresis model
A bi-linear model is assumed for the hysteresis model.

My

Iy

Figure 3-1-16 Hysteresis of steel

101
d) Modification of initial stiffness of nonlinear springs

In numerical calculation, a large dummy value is used for the initial stiffness of the nonlinear spring to
represent rigid condition. This large stiffness may cause an error for estimating the force from the
displacement. One possible way to solve the problem is to reduce the initial stiffness of the nonlinear spring
to be a certain value reasonable for calculation, and on the other hand, increase the stiffness of the elastic
element so that the total initial stiffness of the beam element does not change from the original one. This
idea is proposed by K-N Li (2004) for MS model, and can be used for nonlinear spring model also.

I T
M W W M
A B
T I

Elastic element Nonlinear bending spring

M M M

My My

6 EI = +
k0
l kp | f
k0 k0
Ty T W Iy I
My My
Ty = W + Iy | 0
k0 k0

Increase Reduce
stiffness stiffness

M M

My

+
k0* k0 / J 1 k *p EI / p1
W* I y* I*
My J 1M y My
Ty = W*
k0
+ I y* 1  J 1
k0 k0

Figure 3-1-17 Modification of moment – rotation relationship

102
The idea is realized using flexibility reduction factors, J 1  1 , J 2  1 , in the relationship between the
displacement vector and force vector of the elastic element in Equation (2-1-1) as,

ª l' l' º
«J 1 3EI 
6 EI y
0 »
­W ' yA ½ « y » ­ M ' yA ½
° ° «  l' ° °
0 » ®M ' yB ¾
l'
®W ' yB ¾ « 6 EI
J2 » (3-1-51)
°G ' ° 3EI y
¯ x¿ « y
»° N ' °
« 0 l' »¯ x ¿
0
«¬ EA »¼

l' l' l' l'


It must be J1 ! or J 1 ! 0.5 and. J 2 ! or J 2 ! 0.5 .
3EI y 6 EI y 3EI y 6 EI y

Also the initial flexibility matrix of the nonlinear spring can be expressed as follows, introducing the
parameters, p1 , p 2 to increase the initial flexibility.

­I yA ½ ª p1 EI 0 º ­ M ' yA ½
® ¾ « ® ¾
EI »¼ ¯M ' yB ¿
(3-1-52)
¯I yB ¿ ¬ 0 p2

When p1 o 0, p 2 o 0 , it represents the infinite stiffness for rigid condition. Accordingly, the yield
rotation will be modified as,
My
I y* p1 (3-1-53)
EI
In general, the relation between the rotation of bending spring and that of nonlinear bending spring is
My
I T  J1 (3-1-54)
k0
Making the modified flexibility matrix to be identical to the original one,

ª l' l' º ª p1 l' l' º


« 3EI 
6 EI y
0 » « EI  J 1 3EI 
6 EI y
0 »
« y » « y »
« « »
0 »
l' p2 l'
« J2 0 » (3-1-55)
« 3EI y » EI 3EI y
« » « »
« sym. l' » « sym.
l' »
«¬ EA »¼ original «¬ EA »¼ mod ified

This gives the flexivility reduction factors as:


3 3
J1 1 p1 , J 2 1 p2 (3-1-56)
l' l'
From the conditions J 1 ! 0.5 and J 2 ! 0.5 ,
l' l'
p1  , p2  (3-1-57)
6 6
l'
K-N Li (2004) calls these parameters, p1 , p 2 , as “plastic zones” and recommends to be p1 p2 .
10
Then, the reduction factors will be J 1 J2 0.7 .

103
3.1.3 SRC Beam

a) Section properties

S
as
d1

t d1

a1
D

d2 a2 d2
B
b1

B : Width of beam,
D : Height of beam,
S : Effective width of slab, tf
t : Thickness of slab
d1 : Distance to the center of top main rebars, tw h1
d2 : Distance to the center of bottom main rebars,
a1 : Area of top main rebars,
a2 : Area of bottom main rebars
as : Area of rebars in slab
b1 : Width of steel
h1 : Height of steel
tw : Thickness of web
tf : Thickness of flange

Figure 3-1-18 SRC Beam Section

Area of section to calculate axial deformation

AN BD  S  B t  nE  1 a1  a2  a S  a ST ) (3-1-58)

where,
nE E s / Ec : Ratio of Young’s modulus between steel (Es) and concrete (Ec)

aST 2 b1  tw t f  h1 tw :Area of steel

Area of section to calculate shear deformation


AS BD (3-1-59)
Moment of inertia around the center of the section
2 2
BD 3 ( S  B )t 3 § D· § ·
 BD¨ g  ¸  S  B t ¨ D   g ¸ 
t
Ie 
12 12 © 2¹ © 2 ¹
2

nE  1 a1 d1  g 2  nE  1 a2 D  d 2  g 2  nE  1 aS §¨ D  t ·
 g¸ 
© 2 ¹
b1h1  (b1  t w )(h1  2t f )
3 3

nE  1 (3-1-60)
12

104
where, g is the center of beam section calculated by
BD 2 / 2  ( S  B)t D  t / 2  nE  1 a1d1  a2 D  d 2  aS D  t / 2  aST D / 2
g
AN
(3-1-61)
b) Nonlinear bending spring
Hysteresis model of a nonlinear bending spring is the same as RC beam.
Crack moment force
For reinforced concrete elements, the crack moment, M c is calculated as,

M c1 0.56 V B Z e1 , Z e1 Ie / g when tension in top main rebars (3-1-62)

M c2 0.56 V B Z e 2 , Z e 2 I e / D  g when tension in bottom main rebars (3-1-63)

where,
VB : Compression strength of concrete (N/mm2)

Z e1 , Z e 2 : Section modulus

Yield moment force


The yield moment, M y is calculated as,
My M y1, 2, RC  M y ,S (3-1-64)

where
M y1, 2, RC : Yield moment of reinforced concrete (3-1-65)
M y1, RC 0.9a1V y D  d1  0.9aS V y D  t / 2 when tension in top main rebars
M y 2, RC 0.9a2V y D  d 2 when tension in bottom main rebars
where,
Vy : Strength of rebar (N/mm2)
ª 1 2º
M y ,S «¬b1t f (h1  t f )  4 t w (h1  2t f ) »¼V y ,S : Yield moment of steel (3-1-66)

where,
V y, S : Strength of steel (N/mm2)

105
$SSHQGL[  'HWDLOUXOHRIGHJUDGLQJWULOLQHDUVOLSPRGHO 


,Q237,21PHQXLQ%HDP(GLWRU\RXFDQFRQWUROWKHVKDSHRIK\VWHUHVLVORRS


 

R s (IIHFWLYH6ODE5DWLR
$VGHVFULEHGLQ(T  ZKHQtension in slab side, WKH\LHOGPRPHQWRIEHDP M y ,is 
M y a V y D  d   a s V y D  t  
where, a s is the area of rebars in effective width of slab, S b , which is defined as Eq.(3-1-17),
  Sb K s Ls 
K s  R s  LQWKHPHQX LVWKHHIIHFWLYHVODEUDWLRWKHGHIDXOWYDOXHLV

'HSHQGLQJRQWKHHIIHFWLYHVODEUDWLR R s ,WKH\LOHGPRPHQW M y DQGWKH\LHOGURWDLRQ R y will change together
as shown in the Figure below, since WKHtangential stiffness at the yield point, K y , is assumed to be the
same. 

Ru  8OWLPDWHURWDWLRQDQJOHWRGHILQHWKHPD[LPXPPRPHQWEHIRUHGHJUDGDWLRQ7KHGHIDXOWYDOXHLV
K p  7KHVWLIIQHVVDIWHUWKH\LHOGURWDWLRQDQJOH R y  
K u  7KHVWLIIQHVVDIWHUWKHXOWLPDWHURWDWLRQDQJOH Ru  
,WFDQEHWKHQHJDWLYHYDOXHWRFRQVLGHUVWUHQJWKGHJUDGDWLRQKRZHYHUWKHGHIDXOWYDOXHRIWKHUDWLR K u  K y is
ZLWKRXWGHJUDGDWLRQ


106



 M

 kp

 My
Effective slab ratio Rs
 ku
( K s in Eq.(3-1-17))

 Stiffness over Ru
 (could be negative)



 ky
 R

Ry Ru
 Ultimate rotation angle
 (recommended over 1/50)


R VWLIIQHVVGHJUDGLQJUDWLRLQWKHWULOLQHDUK\VWHUHVLVLV QRGHJUDGDWLRQ 
R  VOLSVWLIIQHVVUDWLRLQWKHWULOLQHDUK\VWHUHVLVLV QRVOLS 
R VWUHQJWKGHJUDGLQJUDWLRLQWKHWULOLQHDUK\VWHUHVLVLV

 7KRVHSDUDPHWHUVFRQWUROWKHVKDSHRIK\VWHUHVLVORRSDVGHVFULYHGLQ(TV  DQG  7KDWLV

 M

 D
Mm § M y · Iy
 My kr ¨ ¸ D R
 ¨ I ¸I
© y ¹ m


nIy
E
n Im § M m · Iy
 ks kr
 I k s ¨¨ ¸ E R
 I © I m  I x ¸¹ I m
Ix y Im I
m


 § I ·
I
¨  J n y ¸I m J R
 ¨ ¸
n Im ¹
m

 ©






0RUHGHWDLOUXOHLQWKHK\VWHUHVLVORRSLVGHVFULEHGLQWKHIROORZLQJVHFWLRQV

107
(ODVWLFUDQJH




 I\  

 2


 IF  

V  

 1
 V  

 IF  


 ,QLWLDOVWLIIQHVVVLVFDOFXODWHGIURP 
 2 V   IF  GF  


 I\  




)URPFUDFNSRLQWWR\LHOGSRLQW




 V\
 4
 VF
 GUP  IUP   
 2
XQORDGLQJSRLQW


 3
 V

 1
 3
 WRZDUGVWKHPD[LPXPSRLQWRIWKHRWKHUVLGH


 2

GUP  IUP   
 XQORDGLQJSRLQW


 4



108
/RDGLQJRQWKHSULPDU\FXUYHDIWHU\LHOGLQJ


 GUP  IUP  
 IX 
 I\
 IGP 



VVG

 [GP [G
 [G GX [GP



 GXIX
 GUPIUP  GXIX
VVG IGP

VX

 
 VVG


 [GP

 GUP  IUP  
 ,IWKHGLVSODFHPHQWLVOHVVWKDQWKHGHJUDGLQJSRLQW GXIX  
 WKHXQORDGLQJSRLQWZLOOWKHWDUJHWSRLQW GUPIUP 


§ f y · dy D
 7KH VWLIIQHVV RI XQORDGLQJ VVG ZLOO EH FDOFXODWHG IURP ssd ¨ ¸  ZKHUH ᶽLV WKH SDUDPHWHU WR FRQWURO WKH VWLIIQHVV
 ¨ d ¸ drm

© y ¹
GHJUDGDWLRQGHSHQGLQJRQWKHGXFWLOLW\IDFWRU GUPG\ 7KHGHIDXOWYDOXHRILV ᶽᴾ ᵛᴾ





 GXIX GUPIUP 
 IGP
 ,I WKH GLVSODFHPHQW LV RYHU WKH GHJUDGLQJ SRLQW
VX
 LQWHUVHFWLRQ RI WKH /,1( GHJUDGLQJ OLQH  VVG
 DQG/,1( XQORDGLQJOLQH ZLOOEHWKHWDUJHW
SRLQW /,1( /,1(

 [GP


 ,I WKH IRUFH LV ORZHU WKDQ I\ LQWHUVHFWLRQ RI
WKH/,1( GHJUDGLQJOLQH DQG/,1( ORZHU GUPIUP 

 ERXQGDU\ ZLOOEHWKHWDUJHWSRLQW
 VVG

 /,1(
 I\
 /RZHUERXQGDU\
/,1(

 [GP



109
&URVVLQJ]HURIRUFHOLQH


GUPIUP 

 
 I\


 VVG




 [G




 7DUJHW SRLQW RI WKH RWKHU VLGH GUP   ZLOO EH LQFUHDVHG
 DFFRUGLQJWRWKHGXFWLOLW\IDFWRU GUP  G\  DVIROORZV
 § drm  ·
 drm  ¨¨  J ¸drm  
 © dy  ¸¹
 ZKHUHȖLVWKHSDUDPHWHUWRFRQWUROWKHVWUHQJWKGHJUDGDWLRQ
 7KHGHIDXOWYDOXHLVȖ  QRGHJUDGDWLRQ 
 GUP  IUP  
GUP  IUP  







 

 VUP
 GUPIUP 
 GVOIVO 
  
VVO


 [G
VVO

GVOIVO  


 
 VUP


 GUP  IUP  


 








110
&DOFXODWLRQRIVOLSSRLQW





 VUP

 GVOIVO 
 5


 [G
 GVOIVO  
 VVO
 VUP


$IWHU FURVVLQJ ]HUR IRUFH OLQH WKH VWLIIQHVV ZLOO EH

FDOFXODWHGDV
 E
 GUP  IUP  
frm  dy
ssl 
 drm   xd  drm

ZKHUH ș LVWKHSDUDPHWHUWRFRQWUROWKHVOLSUDWLR)RUWKH

GHIDXOW YDOXH ș   LW ZLOO EH QR VOLS DQG WRZDUGV WKH

PD[LPXPSRLQW






 /,1( [G
 
 GVOIVO  VVO
 /,1(
 
 VUP

7KH VWLIIQHVV ZLOO FKDQJH DW WKH LQWHUVHFWLRQ RI
 /,1( DQG /,1( $IWHU WKH LQWHUVHFWLRQ SRLQW
 GVO IVO  /HYHO  ZLOO EH WRZDUGV WKH PD[LPXP
 GUP  IUP   SRLQW






VVG VVG

  VUP
[G
 
VVG
 VVO

 



VVG VUP 6WLIIQHVV XQORDGLQJ IURP /HYHO  /HYHO   DQG

VWLIIQHVVXQORDGLQJIURP/HYHO /HYHO LVWKH

VDPHDVWKHXQORDGLQJVWLIIQHVVVVG /HYHO 
 GUP  IUP  
 

111





 GVOS V [G VV  4
 VVG


 5
 VVG

 [G

VVO 5
VUP 6
 11
9 VVG

 5 8
 7
 [G
6

 8



 4



 $IWHU FURVVLQJ ]HUR IRUFH OLQH IURP /DYHO  /HYHO  ZLOO EH WRZDUGV WKH
 PD[LPXPSRLQW6WLIIQHVVXQORDGLQJIURP/HYHO /HYHO LVWKHVDPHDV
WKHVWLIIQHVVRIVVG /HYHO 









 5
 9

 [G

VVO 5
VUP 6
 11

 5 8
 7
 [G
6

 8



 4





112
&ROXPQ
5&&ROXPQ

D 6HFWLRQSURSHUWLHV

G
D
DF
[
D
'

G
\
%

% :LGWKRIEHDP   
' +HLJKWRIEHDP
G 'LVWDQFHWRWKHFHQWHURI[GLUHFWLRQPDLQUHEDUV
G 'LVWDQFHWRWKHFHQWHURI\GLUHFWLRQPDLQUHEDUV 
D $UHDRI[VLGHPDLQUHEDUV
D $UHDRI\VLGHPDLQUHEDUV
DF $UHDRIFRUQHUPDLQUHEDUV

)LJXUH5&&ROXPQ6HFWLRQ

$UHDRIVHFWLRQWRFDOFXODWHD[LDOGHIRUPDWLRQ
 AN BD  n E   a  a   a c       
$UHDRIVHFWLRQWRFDOFXODWHVKHDUGHIRUPDWLRQ
 AS BD  N  N         
0RPHQWRILQHUWLDDURXQGWKHFHQWHURIWKHVHFWLRQ

DB  §B ·
 Iy  n E   a c  a ¨  d ¸      
 © ¹

BD  §D ·
Ix  n E   a c  a  ¨  d  ¸      
 © ¹

113
E 1RQOLQHDUEHQGLQJVSULQJ
7R FRQVLGHU QRQOLQHDU LQWHUDFWLRQ DPRQJ M x  M y  N z  WKH QRQOLQHDU EHQGLQJ VSULQJ DW WKH PHPEHU
HQGLVFRQVWUXFWHGIURPWKHQRQOLQHDUYHUWLFDOVSULQJVDUUDQJHGLQWKHPHPEHUVHFWLRQDVVKRZQLQ)LJXUH


N zB  H zB 

M xB  I xB  ]

M yB  I yB 

% Iy
Ix H z H i xi
[
yi
i
$

\
M yA  I yA 

M xA  I xA 

N zA  H zA 

)LJXUH1RQOLQHDUEHQGLQJVSULQJV

'LVSODFHPHQWRIWKHLWKQRQOLQHDUD[LDOVSULQJLV

Hi H z  y iI x  xiI y        

(TXLOLEULXPFRQGLWLRQLQWKHQRQOLQHDUVHFWLRQLV

M
y ¦ k H x ¦ k H
i
i i i
i
i z  y i I x  x iI y x i

M
x  ¦ k i H i yi  ¦ k i H z  yiI x  xiI y y i     
i i

N
z ¦ k H ¦ k H
i
i i
i
i z  y iI x  x iI y

,QDPDWUL[IRUP

ª º
« ¦ k i xi  ¦ k i xi y i ¦ k x » ­I

­M
y ½ i i
½ ­I y ½
« i »°
y
° ° °
>k p @°®Ix °¾ 
i i

®M
x ¾ « ¦k y i

i  ¦ k y » ®I i i x¾  
° N
° « »° ° °H °
¦ k »¼ ¯H
i i
¯ z¿ « sym i
z¿ ¯ z¿
¬ i

7KHUHIRUH

114
­I y ½ ­M
y ½ ­M
y ½
° °
®Ix ¾ >k @
p
 °
®M
x ¾
°
> f p @°® M
x °¾       
°H ° ° N
° ° N
°
¯ z¿ ¯ z¿ ¯ z¿

)RUERWKHQGV

­I yA ½ ­ M
yA ½
°I ° °M
°
° xA ° ° xA °
°H zA ° ª> f pA @  º ° N
zA °
® ¾
°I yB °
« 
¬ > f pB @»¼ ®° M
yB ¾°       

°IxB ° ° M
xB °
° ° ° °
¯H zB ¿ ¯ N
zB ¿


+\VWHUHVLV PRGHO RI QRQOLQHDU EHQGLQJ VSULQJ LV GHILQHG DV WKH PRPHQWURWDWLRQ UHODWLRQVKLS XQGHU WKH
DQWLV\PPHWU\ORDGLQJLQ)LJXUH7KHLQLWLDOVWLIIQHVVRIWKHQRQOLQHDUVSULQJLVVXSSRVHGWREHLQILQLWH
KRZHYHULQQXPHULFDOFDOFXODWLRQDODUJHHQRXJKYDOXHLVXVHGIRUWKHVWLIIQHVV

W I
T
T
I W
$

0RPHQWGLVWULEXWLRQ
M

M M M

My My
 EI  
Mc  k  Mc
l
k  k y D y k  k kp | f 
Tc  Ty  T W Ic I y  I
(ODVWLFHOHPHQW 1RQOLQHDUEHQGLQJVSULQJ

)LJXUH0RPHQW±URWDWLRQUHODWLRQVKLSDWEHQGLQJVSULQJ

115
)RUUHLQIRUFHGFRQFUHWHHOHPHQWVWKHFUDFNPRPHQW M c  LVFDOFXODWHGDV
ND
Mc  V B Z e        

7KH\LHOGPRPHQW M y  LVFDOFXODWHGIURPWKHIROORZLQJIRUPXODXQGHUWKHEDODQFHD[LDOIRUFH N b 

§ Nb ·
My a tV y D  N b D ¨¨  ¸¸      
© bDV B ¹

N b | bDV B         
1RWHWKDWWKHEDODQFHD[LDOIRUFH N b LVXVHGLQVWHDGRIDFWXDOD[LDOIRUFH N LQWKLVIRUPXODVLQFHWKH
FKDUDFWHULVWLFVRIQRQOLQHDUYHUWLFDOVSULQJVLQDVHFWLRQDUHGHWHUPLQHGODWHUIURPWKHHTXLOLEULXPFRQGLWLRQ
XQGHUWKHEDODQFHD[LDOIRUFH

7KHWDQJHQWLDOVWLIIQHVVDWWKH\LHOGSRLQW k y LVREWDLQHGIURPWKHIROORZLQJHTXDWLRQ
 EI
k y D y K K        
l
ZKHUH 
D y  LV WKH VWLIIQHVV GHJUDGDWLRQ IDFWRU DW WKH \LHOG SRLQW ZKLFK LV REWDLQHG IURP WKH IROORZLQJ
HPSLULFDOIRUPXODV

Dy   np t  a  D  K b d  D   a  D d    

Dy    a  D  K b d  D   a  D !    

ZKHUH

pt   7HQVLOHUHLQIRUFHPHQWUDWLR
pt a c  a   BD   ZKHQWHQVLRQLQ[PDLQUHEDUV 
    pt a c  a    BD  ZKHQWHQVLRQLQ\PDLQUHEDUV 
  a/D   §6KHDUVSDQWRGHSWKUDWLR l   D 
  d  HIIHFWLYHGHSWK
d = D-d1   ZKHQWHQVLRQLQERWWRPPDLQUHEDUV 
    d = D-d2   ZKHQWHQVLRQLQXSSHUPDLQUHEDUV 

k y D y K

§ M N b ·§ d ·  EI    
Dy ¨¨   npt     ¸¨ ¸  K
© QD bDV B ¸¹© D ¹ l

7KH\LHOGURWDWLRQRIWKHQRQOLQHDUEHQGLQJEHDP I y LVWKHQREWDLQHGIURP
§  ·My
I y ¨¨  ¸
¸K
       
©D y ¹ 

116
F 1RQOLQHDUYHUWLFDOVSULQJV
7KH QRQOLQHDU EHQGLQJ VSULQJ LV FRQVWUXFWHG IURP WKH QRQOLQHDU YHUWLFDO VSULQJV DUUDQJHG LQ WKH PHPEHU
VHFWLRQDVVKRZQLQ)LJXUH7KLVPRGHOLVFDOOHG³0XOWLVSULQJPRGHO´SURSRVHGE\66/DL*7
:LOODQG62WDQL  DQGPRGLILHGE\.1/L  7KHVHFWLRQLVGHYLGHGLQDUHDVZKHUHFRUQHU
DUHDVKDYHVWHHOVSULQJVDQGFRQFUHWHVSULQJVDQGWKHFHQWHUDUHDKDVRQHFRQFUHWHVSULQJ 
7KHVWUHQJWKDQGWKHORFDWLRQRIQRQOLQHDUVSULQJVDUHREWDLQHGIURPWKHHTXLOLEULXPFRQGLWLRQXQGHU
WKHEDODQFHD[LDOIRUFH N b LQ(TXDWLRQ  


A  
A
[ [


  &RQFUHWHVSULQJ
6WHHOVSULQJ

\ \
D 2ULJLQDOFROXPQVHFWLRQ E 0XOWLVSULQJPRGHO

WHQVLRQ  WHQVLRQ 
s fy 

c d y
s dy 
c f y

FRPSUHVVLRQ FRPSUHVVLRQ

F +\VWHUHVLVRIVWHHOVSULQJ  G +\VWHUHVLVRIFRQFUHWHVSULQJ

)LJXUH1RQOLQHDUYHUWLFDOVSULQJV

6WUHQJWKRIVWHHOVSULQJ
7KHVWUHQJWKRIWKHVWHHOVSULQJLVRQHIRUWKRIWRWDOVWUHQJWKRIUHEDUVLQWKHVHFWLRQLH
AsV y
s fy         

ZKHUH 
As   7RWDODUHDRIUHEDULQWKHVHFWLRQ

Vy 㸸 6WUHQJWKRIUHEDU

6WUHQJWKRIFRQFUHWHVSULQJ
$V VKRZQ LQ )LJXUH  WKH VWUHQJWK RI WKH FRUQHU FRQFUHWH VSULQJ LV REWDLQHG IURP WKH HTXLOLEULXP
FRQGLWLRQLQWKHYHUWLFDOGLUHFWLRQXQGHUWKHEDODQFHD[LDOIRUFH N b | bDV B WKDWLV

117
Nb
c f y bDV B        

7KHUHIRUHWKHDUHDRIWKHFRUQHUFRQFUHWH A LV
c fy
A         
V B
 Nb

s f y  c f y My

s f y  c f y 

xs [

 s f y
 s f y

\

)LJXUH(TXLOLEULXPFRQGLWLRQLQWKHFROXPQVHFWLRQ

7KHDUHDRIWKHFHQWHUFRQFUHWH A LVWKHUHVWRIWKHDUHDRIWKHVHFWLRQ
A bD   A !         
7KHVWUHQJWKRIWKHFHQWHUFRQFUHWHVSULQJLVWKHQREWDLQHGDV

c f y kV B A        

ZKHUH k  LVWKHFRQILQHGHIIHFW k   RIWKHFRQFUHWH 



/RFDWLRQRIYHUWLFDOVSULQJV
7KH GLVWDQFH EHWZHHQ WKH FRUQHU VSULQJV x s  LV REWDLQHG IURP WKH HTXLOLEULXP FRQGLWLRQ UHJDUGLQJ WKH
PRPHQWIRUFHLQ)LJXUH

My x s  s f y  c f y x s  s f y   N b      

7KHUHIRUH

My
xs        
 s f y    N b

1RWHWKDW M y  LVFDOFXODWHGIURP(TXDWLRQ  IRUWKHEDODQFHD[LDOIRUFH N b 




118
([DPSOH 

7R YHULI\ WKH HIILFLHQF\ RI WKH 0XOWL6SULQJ PRGHO IRU WKH FROXPQ HOHPHQW WKH 01 UHODWLRQVKLS LV
FRPSDUHGEHWZHHQ06PRGHODQG7KHRU\XVLQJRQHFROXPQHOHPHQW7KHFROXPQVHFWLRQLVVKRZQLQWKH
)LJXUHEHORZ

1 N1

)

FP

FP

)LJXUH 

7KHRUHWLFDOUHVXOWVRIWKH01UHODWLRQVKLSDUHREWDLQHGIURPWKHHTXLOLEULXPFRQGLWLRQDV
if   N d N b  

§ N ·
My at V y D   ND¨¨  ¸¸      
© bDV B ¹
if N b  N d N PD[  

§ N N ·
My a V
D  bD V B ¨¨ PD[ ¸¸     
© N PD[  N b
t y
¹

ZKHUH N b  LVWKHEDODQFHD[LDOIRUFH 
N b | bDV B         
DQG N PD[  LVWKHPD[LPXPD[LDOIRUFH

 N PD[ | bDV B  AsV y        

119
)LUVWO\WKHVWUHQJWKVDQGORFDWLRQVRIYHUWLFDOVSULQJVDUHFDOFXODWHGDV

at   cm  Vy   f y   kN  cm  VB   kN  cm  

Nb bDV B  kN  N PD[ bDV B  AsV y  kN 

s fy  kN c yf  kN f


c y  kN x s  cm 

,QWKHUDQJH   N d N b WKH0XOWL6SULQJPRGHOJLYHV

My  sfy
   N x s 

㻹㻙㻺㻌㼞㼑㼘㼍㼠㼕㼛㼚㼟㼔㼕㼜
㻢㻜㻜㻜

7KHRU\
㻡㻜㻜㻜 0XOWL6SULQJ

㻠㻜㻜㻜
㻺㻌㻔㼗㻺㻕

㻟㻜㻜㻜

㻞㻜㻜㻜
8QGHUHVWLPDWH

㻝㻜㻜㻜


㻜 㻝㻜㻜㻜㻜 㻞㻜㻜㻜㻜 㻟㻜㻜㻜㻜 㻠㻜㻜㻜㻜 㻡㻜㻜㻜㻜 㻢㻜㻜㻜㻜
㻹㻌㻔㼗㻺㻖㼏㼙㻕

)LJXUH&RPSDULVRQRI01UHODWLRQVKLS

7KHUHVXOWVRI0XOWL6SULQJPRGHOJLYHVPDOOHUYDOXHVWKDQWKHRUHWLFDOUHVXOWVLQWKHUDQJHNNb 

120
.1/L  SURSRVHGWRXVHWKHIROORZLQJIRUPXODWLRQIRUGHFLGLQJWKHORFDWLRQRIYHUWLFDOVSULQJVLQ
VWHDGRI(TXDWLRQ  DVIROORZV

M y
xs        
 s f y   N 

ZKHUH N   LVWKHD[LDOIRUFHIURPWKHGHDGORDGVDQGWKHOLYHORDGVDFWLQJRQWKHFROXPQ N   N b 
DQG M y   LVWKH\LHOGPRPHQWXQGHUWKHD[LDOIRUFH N  WKDWLV


§ N ·
M y a t V y D   N  D¨¨  ¸¸      
© bDV B ¹

)RUWKHH[DPSOHFROXPQDVVXPLQJ N    N1 

xs  cm 

㻹㻙㻺㻌㼞㼑㼘㼍㼠㼕㼛㼚㼟㼔㼕㼜
㻢㻜㻜㻜
7KHRU\

㻡㻜㻜㻜 0XOWL6SULQJ

㻠㻜㻜㻜
㻺㻌㻔㼗㻺㻕

㻟㻜㻜㻜

㻞㻜㻜㻜

㻝㻜㻜㻜


㻜 㻞㻜㻜㻜㻜 㻠㻜㻜㻜㻜 㻢㻜㻜㻜㻜 㻤㻜㻜㻜㻜
㻹㻌㻔㼗㻺㻖㼏㼙㻕

)LJXUH&RPSDULVRQRI01UHODWLRQVKLS

,WLPSURYHVWKHUHVXOWVRI0XOWL6SULQJPRGHOLQWKHUDQJHNNb 

121
<LHOGGLVSODFHPHQWRIYHUWLFDOVSULQJ

 N 

  fc  M y &RPSUHVVLRQ

Iy  s dy c f y sf y
dc  fc
 s f y

xs  dc c dy s dy

)LJXUH(TXLOLEULXPFRQGLWLRQXQGHUWKHD[LDOIRUFHN0

)URP WKH HTXLOLEULXP FRQGLWLRQ XQGHU WKH D[LDO IRUFH N   DV VKRZQ LQ WKH DERYH )LJXUH WKH \LHOG
GLVSODFHPHQWRIWKHWHQVLRQVLGHVWHHOVSULQJ s d y LVREWDLQHGDVIROORZV

s dy  dc I y xs
fc
dc s dy
s f y c f y
N   s f y
fc        

I y xs
sdy
N   s f y

 s f y c f y

7KH\LHOGGLVSODFHPHQWRIFRQFUHWHVSULQJ c d y LVDVVXPHGWREHWKHVDPHDVWKDWRIWKHVWHHOVSULQJ

c dy s dy        

122
G 1RQOLQHDUVKHDUVSULQJ
7KHUHDUHWZRQRQOLQHDUVKHDUVSULQJVLQ[DQG\GLUHFWLRQV+\VWHUHVLVPRGHORIWKHQRQOLQHDUVKHDUVSULQJV
LVWKHVDPHDVWKDWLQWKHEHDPHOHPHQWLQ)LJXUH

<LHOGVKHDUIRUFH

7KH\LHOGVKHDUIRUFH Q y  LVFDOFXODWHGDV

­  pt  V B   ½
Qy ®   p w ˜ V wy  V  ¾b ˜ j    
¯ M  QD   ¿
ZKHUH

 pt   7HQVLOHUHLQIRUFHPHQWUDWLR
VB  &RPSUHVVLRQVWUHQJWKRIFRQFUHWH
M/(QD)  §6KHDUVSDQWRGHSWKUDWLR l   D 
pw   6KHDUUHLQIRUFHPHQWUDWLR
V wy   6WUHQJWKRIVKHDUUHLQIRUFHPHQW
V   $[LDOVWUHVVRIWKHFROXPQ
j  'LVWDQFHEHWZHHQWKHFHQWHUVRIVWUHVVLQWKHVHFWLRQ    d 
&UDFNVKHDUIRUFH
7KHFUDFNVKHDUIRUFHLV Qc LVDVVXPHGDV 
Qy
Qc         

8OWLPDWHVKHDUIRUFH
7KHFUDFNVKHDUIRUFHLV Qu LVDVVXPHGDV 
Qu Qc         

&UDFNVKHDUGHIRUPDWLRQ
7KHFUDFNVKHDUGHIRUPDWLRQLVREWDLQHGDV
Qc
Jc         
GA
<LHOGVKHDUGLVSODFHPHQW
7KH\LHOGVKHDUGHIRUPDWLRQLVDVVXPHGDV

Jy         

8OWLPDWHVKHDUGLVSODFHPHQW
7KHXOWLPDWHVKHDUGHIRUPDWLRQLVDVVXPHGDV

Ju         


123
Qx
Qy 

 Qx \
 Qy 

)LJXUH1RQOLQHDUVKHDUVSULQJVLQFROXPQ




124
H 0RGLILFDWLRQRILQLWLDOVWLIIQHVVRIQRQOLQHDUVSULQJV

7KHVDPHPRGLILFDWLRQFDQEHGRQHIRUWKHQRQOLQHDUVSULQJVRIFROXPQHOHPHQWDVGHVFULEHGIRUWKRVHRI
EHDP HOHPHQW E\ UHGXFLQJ WKH LQLWLDO VWLIIQHVV RI WKH QRQOLQHDU VSULQJ DQG LQFUHDVLQJ WKH VWLIIQHVV RI WKH
HODVWLFHOHPHQWDVVKRZQLQWKHIROORZLQJILJXUH

W I
T
T
I W
$

0RPHQWGLVWULEXWLRQ
M

M M M

My My
 EI  
Mc  k  Mc
l
k   D y k  k kp | f 
Tc  Ty  T W Ic I y  I
(ODVWLFHOHPHQW 1RQOLQHDUEHQGLQJVSULQJ

,QFUHDVH 5HGXFH
VWLIIQHVV VWLIIQHVV

M M

My

 Mc
k

k p 
W Ic  I y  I
(ODVWLFHOHPHQW 1RQOLQHDUEHQGLQJVSULQJ

)LJXUH0RGLILFDWLRQRIPRPHQW±URWDWLRQUHODWLRQVKLS




125
,QWURGXFLQWWKHFRQFHSWRI³SODVWLF]RQHV´WKHLQLWLDOVWLIIQHVVRIWKHLWKPXOWLVSULQJFDQEHH[SUHVVHGDV
Ei Ai
k i         
pz
ZKHUH Ei  WKH PDWHULDO \RXQJ¶V PRGXOXV Ai  WKH VSULQJ JRYHUQHG DUHD DQG pz  WKH OHQJWK RI DVVXPHG
SODVWLF]RQH:KHQ p z o  LWUHSUHVHQWVWKHLQILQLWHVWLIIQHVVIRUULJLGFRQGLWLRQ

)URP(TXDWLRQ  ZKHQZHFRQVLGHUWKHIOH[XUDOIOH[LELOLW\LQ[]SODQHWKHIOH[LELOLW\PDWUL[IRUWKH
QRQOLQHDU06VHFWLRQLV


­I y ½
ª
«
¦k i
 xi  º
» ­M
y ½
ª pz
«
¦E A x i i

i º
» ­M
y ½ 
® ¾ i ® ¾ ® ¾  
i i

¯H z ¿ «   ¦ k »¯ N
z ¿ «  p z ¦ Ei A» ¯ N
z ¿
¬« i ¼» ¬« i ¼»

$OVR LQWURGXFLQJ WKH IOH[LELOLW\ UHGXFWLRQ IDFWRUV J     J     J     WKH IOH[LELOLW\ PDWUL[ RI
WKHHODVWLFHOHPHQWLV

ª l
l
º
«J  EI 
 EI y »
« y
»
«
l
»
> fC @ l
«  EI y
J
»
    
EI y
« »
« l
»
J
¬« EA ¼»

0DNLQJWKHPRGLILHGIOH[LELOLW\PDWUL[WREHLGHQWLFDOWRWKHRULJLQDORQH

ª º
« p z l
l
»
ª l
l
º  J  
« E A x »
«¦
« EI   »  EI  EI y
 EI y i i i y
»
« y
» «
i
»
l
l

«  »
pz
« J  »
«
«
EI y »
»
« ¦ Ei Ai xi

EI y »
l
» « i »
« sym « p z pz l
»
«¬ EA »¼ original sym  J
«
«¬ ¦i Ei A ¦i Ei A EA »»¼
PRG ified

          

7KLVJLYHVWKHIOH[LYLOLW\UHGXFWLRQIDFWRUVDV
  
J  p z  J   pz  J   p z  p z     
l
l
l

$GRSWLQJ p z pz  DVGLVFXVVHGIRUEHDPHOHPHQWWKHUHGXFWLRQIDFWRUVZLOOEH



J J    J         


126
I 7ULOLQHDUK\VWHUHVLVIRUQRQOLQHDUVSULQJV

7KHRULJLQDOK\VWHUHVLVPRGHOVXVHGIRUVWHHODQGFRQFUHWHVSULQJVDUHELOLQHDUW\SHVDVVKRZQLQ)LJXUH
7RFRQWUROERWKWKHLQLWLDOVWLIIQHVVDQG\LHOGGLVSODFHPHQWLWLVFRQYHQLHQWWRGHILQHWULOLQHDUW\SH
K\VWHUHVLV 

)RU WKH VWHHO VSULQJ WKH PD[LPXPRULHQWHG PRGHO LV DGRSWHG IRU WKH K\VWHUHVLV EHIRUH \LHOGLQJ DQG WKH
WULOLQHDUPRGHOLVDGRSWHGDIWHU\LHOGLQJDVVKRZQLQ)LJXUH

I sf y

I sf y

D EHIRUH\LHOGLQJSRLQW E DIWHU\LHOGLQJSRLQW

s fy

Q sf y
E i Ai
k i s

pz

s d y

)LJXUH1RUPDOWULOLQHDUPRGHOIRUVWHHOVSULQJ


7KHK\VWHUHVLVRIVWHHOVSULQJKDVWKHGHJUDGDWLRQSRLQWDWWKHIRUFHV Q sf y  DQG I s f y ZKHUH Q  DQG I 


DUHWKHDUELWUDU\SDUDPHWHUV Q   I   7KH67(5$B'3URJUDPDGRSWVWKHYDOXHVDV
Q    I          

7KHQ WKH \LHOG GHIRUPDWLRQ s d y  PD\ EH REWDLQHG E\ (TXDWLRQV   DQG   FRQVLGHULQJ WKH

UHGXFWLRQIDFWRU J 
I y xs
sdy
N   s f y        

 s f y c f y

§  ·My
I y ¨  ¸        
¨ D y J ¸ k
© ¹

127
7KHK\VWHUHVLVRIFRQFUHWHVSULQJLVDOVRGHILQHGDVWULOLQHDUK\VWHUHVLVPRGHODVVKRZQLQ)LJXUH
$IWHUFRPSUHVVLRQ\LHOGLQJVWUHQJWKGHJUDGDWLRQLVFRQVLGHUHGE\UHGXFLQJWKHVWUHQJWKRIWKHWDUJHWSRLQW
LQUHORDGLQJVWDJH

GF

IF

I\

D K\VWHUHVLVUXOHDIWHUFRPSUHVVLRQFUDFNSRLQW

GF

IF

I\

GP GF

IF

I\

E K\VWHUHVLVUXOHDIWHUFRPSUHVVLRQ\LHOGSRLQW

§ dp ·
dm
dm¨¨  r ¸
© dy ¸¹ GS
GP¶ GP GF

IF

I\

F VWUHQJWKGHJUDGDWLRQUXOH

)LJXUH7ULOLQHDUK\VWHUHVLVPRGHOIRUFRQFUHWHVSULQJ


128
5HIHUHQFHV

 66/DL*7:LOODQG62WDQL  ³0RGHOIRU,QHODVWLF%LD[LDO%HQGLQJRI&RQFUHWH0HPEHUV´
-RXUQDORI6WUXFWXUDO'LYLVLRQ$6&(9RO67SS
  .1 /L   ³1RQOLQHDU (DUWKTXDNH 5HVSRQVH RI 5HLQIRUFHG &RQFUHWH 6SDFH )UDPHV´ WKH
GLVVHUWDWLRQIRUWKHGHJUHHRI'RFWRULQ8QLYHUVLW\RI7RN\R LQ-DSDQHVH 
 .1/L  &$11<7HFKQLFDO0DQXDO


129
6WHHO&ROXPQ

D 6HFWLRQSURSHUWLHV


 WI W

 + W
WZ W



 % % '

%:LGWK  ++HLJKW  WZWIWWW7KLFNQHVV


)LJXUH6WHHO&ROXPQ6HFWLRQ


$UHDRIVHFWLRQWRFDOFXODWHD[LDOGHIRUPDWLRQ
 AN  WRWDODUHDRIVHFWLRQ      
$UHDRIVHFWLRQWRFDOFXODWHVKHDUGHIRUPDWLRQ
 AS              



 AS  AN



 )LJXUH$UHDRIVHFWLRQIRUVKHDU

0RPHQWRILQHUWLDDURXQGWKHFHQWHURIWKHVHFWLRQ
  +VHFWLRQ
BH   B  t w H  t f 
 I  DORQJVWURQJD[LV    


t f B  H  t f t w


 I  DORQJZHDND[LV    

  %R[VHFWLRQ
BH   B  t H  t  
I       



130
  &LUFOHVHFWLRQ

I
S

>D 
 D  t  

@      

0RPHQWRILQHUWLDIRUWRUVLRQ
  +VHFWLRQ
 
 Bt f  H  t f t w
 J       

  %R[VHFWLRQ

tt  B  t  H  t  
J  
      
BHtt   t  t

  &LUFOHVHFWLRQ

J
S

>D 
 D  t 

@       

131
E 1RQOLQHDUEHQGLQJVSULQJ

7R FRQVLGHU QRQOLQHDU LQWHUDFWLRQ DPRQJ M x  M y  N z  WKH QRQOLQHDU EHQGLQJ VSULQJ DW WKH PHPEHU
HQGLVFRQVWUXFWHGIURPWKHQRQOLQHDUYHUWLFDOVSULQJVDUUDQJHGLQWKHPHPEHUVHFWLRQDVVKRZQLQ)LJXUH


N zB  H zB 

M xB  I xB  ]

M yB  I yB 

% Iy
Ix H z H i xi
[
yi
i
$

\
M yA  I yA 

M xA  I xA 

N zA  H zA 

)LJXUH1RQOLQHDUEHQGLQJVSULQJV

'LVSODFHPHQWRIWKHLWKQRQOLQHDUD[LDOVSULQJLV

Hi H z  y iI x  xiI y        

(TXLOLEULXPFRQGLWLRQLQWKHQRQOLQHDUVHFWLRQLV

M
y ¦ k H x ¦ k H
i
i i i
i
i z  y i I x  xiI y x i

M
x  ¦ k i H i yi  ¦ k i H z  yiI x  xiI y y i     
i i

N
z ¦ k H ¦ k H
i
i i
i
i z  y iI x  xiI y

,QDPDWUL[IRUP

ª º
« ¦ k i xi  ¦ k i xi y i ¦ k x » ­I

­M
y ½ i i
½ ­I y ½
« i »°
y
° ° °
>k p @°®Ix °¾ 
i i

®M
x ¾ « ¦k y i

i  ¦ k y » ®I i i x¾  
° N
° « »° ° °H °
¦ k »¼ ¯H
i i
¯ z¿ « sym i
z¿ ¯ z¿
¬ i

7KHUHIRUH

132
­I y ½ ­M
y ½ ­M
y ½
° °
®Ix ¾ >k @ p
 °
®M
x ¾
°
> f p @°® M
x °¾       
°H ° ° N
° ° N
°
¯ z¿ ¯ z¿ ¯ z¿

)RUERWKHQGV

­I yA ½ ­ M
yA ½
°I ° °M
°
° xA ° ° xA °
°H zA ° ª> f pA @  º ° N
zA °
® ¾
°I yB °
« 
¬ > f pB @»¼ ®°M
yB ¾°       

°IxB ° ° M
xB °
° ° ° °
¯H zB ¿ ¯ N
zB ¿


+\VWHUHVLV PRGHO RI QRQOLQHDU EHQGLQJ VSULQJ LV GHILQHG DV WKH PRPHQWURWDWLRQ UHODWLRQVKLS XQGHU WKH
DQWLV\PPHWU\ ORDGLQJ LQ )LJXUH  7KH LQLWLDO VWLIIQHVV RI WKH QRQOLQHDU VSULQJ LV VXSSRVHG WR EH
LQILQLWHKRZHYHULQQXPHULFDOFDOFXODWLRQDODUJHHQRXJKYDOXHLVXVHGIRUWKHVWLIIQHVV

W I
T
T
I W
$

0RPHQWGLVWULEXWLRQ
M

M M M

My My

 EI  
k 
l kp | f 
k  k
Ty  T W Iy I
(ODVWLFHOHPHQW 1RQOLQHDUEHQGLQJVSULQJ

)LJXUH0RPHQW±URWDWLRQUHODWLRQVKLSDWEHQGLQJVSULQJ

133
<LHOGPRPHQWIRUFH IXOOSODVWLFPRPHQW 

 ,VKDSH


 WI

 +
WZ



 %

D  :KHQWKHQHXWUDOD[LVLVLQVLGHWKHZHELH N  AwV y t w H  t f V y 

My M y   y  t wV y 

   Bt f V y

t w H  t f V y

ZKHUH
ª  º B
M y «¬ Bt f H  t f   t w H  t f »¼V y

N M y 
y
t wV y H

E  :KHQWKHQHXWUDOD[LVLVLQVLGHWKHIODQJHLH N ! AwV y t w H  t f V y 

§H ·§ H ·
My B¨  y  ¸¨  y  ¸V y    §H ·
© ¹©  ¹ B¨  y  ¸V y
© ¹
ZKHUH

 §¨ N  N y ·
y H¸
 ¨© BV y ¸
¹ 
Ny >Bt f @
 t w H  t f V y
My


134
 +VKDSH

D  :KHQWKHQHXWUDOD[LVLVLQVLGHWKHZHELH N  AwV y t w HV y 


My M y   y  HV y 

   Bt f V y 

ZKHUH 
t w H  t f V y 

ª    º
M y «¬  B t f   t w H  t f »¼V y H
 M y 
N
y
 HV y
B
E  :KHQWKHQHXWUDOD[LVLVLQVLGHWKHZHELH N  AwV y t w HV y 

§B ·§ B · § ·
My t f ¨  y  ¸¨  y  ¸V y    t f ¨ B  y  ¸V y 
© ¹©  ¹ ©  ¹
ZKHUH

 §¨ N  N y ·
y  B¸
 ¨© t f V y ¸
¹  H
My
Ny > @
 Bt f  t w H  t f V y


B

 %R[VKDSH

 
t w H  t f V y
 W Bt f V y 

 +
W M y 
 B


 % H


D  0RPHQWDURXQG[D[LV

My M y ( I shape by changing t w o t , t f o t  )  

E  0RPHQWDURXQG\D[LV

My M y  ( I shape by changing t w o t  , t f o t , B l H )  

135
 &LUFOHVKDSH



 W



'



§ SN ·
My M y  FRV¨ ¸       
¨ N ¸
© y ¹
ZKHUH

M y D  t  tV y

Ny S D  t tV y


<LHOGURWDWLRQ
7KH\LHOGURWDWLRQLV 
 EI
 Ty M y  k  k       
l


136
F 1RQOLQHDUYHUWLFDOVSULQJV
7KH QRQOLQHDU EHQGLQJ VSULQJ LV FRQVWUXFWHG IURP WKH QRQOLQHDU YHUWLFDO VSULQJV DUUDQJHG LQ WKH PHPEHU
VHFWLRQDVVKRZQLQ)LJXUH7KLVPRGHOLVFDOOHG³ILEHUPRGHO´7KHVHFWLRQLVGHYLGHGLQVHYHUDO
DUHDVZKLFKKDYHVWHHOVSULQJV 

 r

 +WI  WI W

 + W
WZ W



 % % 

 %:LGWK  ++HLJKW  WZWIWWW7KLFNQHVV

 WHQVLRQ 
f y i



d y i


FRPSUHVVLRQ

 +\VWHUHVLVRIVWHHOVSULQJ

)LJXUH1RQOLQHDUYHUWLFDOVSULQJV

6WUHQJWKRIVWHHOVSULQJ
7KHVWUHQJWKRIWKHLWKVWHHOVSULQJLV

f y i AiV y         

ZKHUH  AiWKHVSULQJJRYHUQHGDUHD V y WKHVWUHQJWKRIVWHHO



<LHOGGLVSODFHPHQWRIVWHHOVSULQJ
7KH\LHOGGLVSODFHPHQWRIWKHLWKVWHHOVSULQJLV

d y i f y i  k i  k i E s Ai       

ZKHUHEsWKH\RXQJ¶VPRGXOXVRIVWHHO

137
7KHVDPHPRGLILFDWLRQFDQEHGRQHIRUWKHQRQOLQHDUVSULQJVRIFROXPQHOHPHQWDVGHVFULEHGIRUWKRVHRI
EHDP HOHPHQW E\ UHGXFLQJ WKH LQLWLDO VWLIIQHVV RI WKH QRQOLQHDU VSULQJ DQG LQFUHDVLQJ WKH VWLIIQHVV RI WKH
HODVWLFHOHPHQWDVVKRZQLQWKHIROORZLQJILJXUH

W I
T
T
I W
$

0RPHQWGLVWULEXWLRQ
M

M M M

My

 EI  
k
l kp | f 
k  k
Ty  T W Iy I
(ODVWLFHOHPHQW 1RQOLQHDUEHQGLQJVSULQJ

,QFUHDVH 5HGXFH
VWLIIQHVV VWLIIQHVV

M M

My


k 
W I y  I
(ODVWLFHOHPHQW 1RQOLQHDUEHQGLQJVSULQJ

)LJXUH0RGLILFDWLRQRIPRPHQW±URWDWLRQUHODWLRQVKLS

,QWURGXFLQWWKHFRQFHSWRI³SODVWLF]RQHV´WKHLQLWLDOVWLIIQHVVRIWKHLWKPXOWLVSULQJFDQEHH[SUHVVHGDV
Ei Ai
k i         
pz
ZKHUH Ei  WKH PDWHULDO \RXQJ¶V PRGXOXV Ai  WKH VSULQJ JRYHUQHG DUHD DQG pz  WKH OHQJWK RI DVVXPHG

138
SODVWLF]RQH:KHQ p z o  LWUHSUHVHQWVWKHLQILQLWHVWLIIQHVVIRUULJLGFRQGLWLRQ

)URP(TXDWLRQ  ZKHQZHFRQVLGHUWKHIOH[XUDOIOH[LELOLW\LQ[]SODQHWKHIOH[LELOLW\PDWUL[IRUWKH
QRQOLQHDU06VHFWLRQLV


­I y ½
ª
«
¦k i
 xi  º
» ­M
y ½
ª pz
«
¦E A x i i

i º
» ­M
y ½ 
® ¾ i ® ¾ ® ¾  
i i

¯H z ¿ «   ¦ k »¯ N
z ¿ «  p z ¦ Ei A» ¯ N
z ¿
¬« i ¼» ¬« i ¼»

$OVR LQWURGXFLQJ WKH IOH[LELOLW\ UHGXFWLRQ IDFWRUV J     J     J     WKH IOH[LELOLW\ PDWUL[ RI
WKHHODVWLFHOHPHQWLV

ª l
l
º
«J  EI 
 EI y »
« y
»
«
l
»
> fC @ l
«  EI y
J
»
    
EI y
« »
« l
»
J
¬« EA ¼»

0DNLQJWKHPRGLILHGIOH[LELOLW\PDWUL[WREHLGHQWLFDOWRWKHRULJLQDORQH

ª º
« p z l
l
»
ª l
l
º  J  
« E A x »
«¦
« EI   »  EI  EI y
 EI y i i i y
»
« y
» «
i
»
l
l

«  »
pz
« J  »
«
«
EI y »
»
« ¦ Ei Ai xi

EI y »
l
» « i »
« sym « p z pz l
»
«¬ EA »¼ original sym  J
«
«¬ ¦i Ei A ¦i Ei A EA »»¼
PRG ified

          

7KLVJLYHVWKHIOH[LYLOLW\UHGXFWLRQIDFWRUVDV
  
J  p z  J   pz  J   p z  p z     
l
l
l

$GRSWLQJ p z pz  DVGLVFXVVHGIRUEHDPHOHPHQWWKHUHGXFWLRQIDFWRUVZLOOEH



J J    J         


139
&ROXPQZLWKGLUHFWLQSXW


;=SODQH <=SODQH

M
xB  M
xB
M
yB
M
yB 
% % %
T
xB
T
yB
N
z  =
l
  
T
z 
T
yA  T
xA ;
$ $ $
M
yA  <
M
yA
M
xA  M
xA

)LJXUH(OHPHQWPRGHOIRUFROXPQ

,Q FDVH RI GLUHFW LQSXW IRU 0RPHQW5RWDWLRQ UHODWLRQVKLS ZH QHJOHFW QRQOLQHDU LQWHUDFWLRQ DPRQJ
M x  M y  N z  DQG GHILQH WKH IOH[XUDO VWLIIQHVV RI QRQOLQHDU EHQGLQJ VSULQJV LQ ; DQG < GLUHFWLRQV
LQGHSHQGHQWO\7KHURWDWLRQDOGLVSODFHPHQWYHFWRURIWKHQRQOLQHDUEHQGLQJVSULQJVLQ(TXDWLRQ  ZLOO
EH

­I yA ½ ­ M
yA ½ ª f yA º ­ M
yA ½
°I ° °M
° « f xA »°M
°
° xA ° ° xA ° « » ° xA °
°°H zA °° > @
ª f pA  º °° N
zA °° «  » °° N
zA °°
® ¾
°I yB °
« 
¬ > @ ®
f pB »¼ °M
yB °
¾ «
« f yB
»®
»° M
yB
¾
°
 

°I xB ° ° M
xB ° « f xB » ° M
xB °
° ° ° ° « »° °
°¯H zB °¿ °¯ N
zB °¿ ¬« ¼» °¯ N
zB °¿

7KH GLVSODFHPHQW YHFWRU RI WKH FROXPQ HOHPHQW LV REWDLQHG DV WKH VXP RI WKH GLVSODFHPHQW YHFWRUV RI
HODVWLFHOHPHQWQRQOLQHDUVKHDUVSULQJVDQGQRQOLQHDUEHQGLQJVSULQJV

­T
yA ½ ­W
yA ½ ­I yA ½ ­K yA ½ ­ M
yA ½
°T
° °W
° °I ° °K ° °M
°
° yB ° ° yB ° ° yB ° ° yB ° ° yB °
°°T
xA °° °°W
xA °° °°I xA °° °°K °° °M
°
® ¾ ® ¾ ® ¾  ® xA ¾ > fC @°® xA °¾   
°T
xB ° °W
xB ° °I xB ° °K xB ° ° M
xB °
° G
z ° °G

z ° °Hz ° °  ° ° N
z °
° ° ° ° ° ° ° ° ° °
¯° T
z ¿° ¯° T
z ¿°elastic element °¯  °¿bending spring ¯°  ¿° shear spring ¯° T
z ¿°




140
7KHIOH[XUDOPDWUL[ > f C @  LV

ª l
 l
 º
« f yA     »
EI y k sx l
 EI y k sx l

« »
« l
 »
f xA   
« EI y k sx l
»
« »
« l
 l
 »
f yB    
> fC @ « EI x k sy l
 EI x k sy l
»
« l
 »
« f xB   »
« EI x k sy l
»
« l
»
« »
« EA »
« l
»
sym
«¬ GI z »¼
          

141
65&&ROXPQ

D 6HFWLRQSURSHUWLHV

G
[
D
DF

D
\ '

G
%

% :LGWKRIEHDP   
' +HLJKWRIEHDP
G 'LVWDQFHWRWKHFHQWHURI[GLUHFWLRQPDLQUHEDUV
G 'LVWDQFHWRWKHFHQWHURI\GLUHFWLRQPDLQUHEDUV 
D $UHDRI[VLGHPDLQUHEDUV
D $UHDRI\VLGHPDLQUHEDUV
DF $UHDRIFRUQHUPDLQUHEDUV
E :LGWKRIVWHHO
K +HLJKWRIVWHHO
WZ 7KLFNQHVVRIZHE
WI 7KLFNQHVVRIIODQJH

)LJXUH5&&ROXPQ6HFWLRQ


$UHDRIVHFWLRQWRFDOFXODWHD[LDOGHIRUPDWLRQ
 AN BD  nE   a  a  ac  aST      

ZKHUH
 nE E s  Ec  5DWLRRI<RXQJ¶VPRGXOXVEHWZHHQVWHHO Es DQGFRQFUHWH Ec 

 aST n f b  t w t f  nw h t w  $UHDRIVWHHO

  nf  nw    7\SH7\SH 
nf  nw    7\SH
nf  nw    7\SH7\SH
$UHDRIVHFWLRQWRFDOFXODWHVKHDUGHIRUPDWLRQ
 AS BD  N  N         

142
0RPHQWRILQHUWLDDURXQGWKHFHQWHURIWKHVHFWLRQ

DB  § §B ·

·
 Iy  n E   ¨ a c  a ¨  d  ¸  I S  y ¸     
 ¨ © ¹ ¸
© ¹

BD  § §D ·

·
Ix  n E   a c  a  ¨  d  ¸  I S  x ¸ 
¨    
 ¨ © ¹ ¸
© ¹
ZKHUH
IS  0RPHQWRILQHUWLDRIVWHHO

I Sx  I Sy 

II



bh  b  t w h  t f 
 
IH





t f b  h  t f t w 
7\SH 

IH  II 
7\SH 

II  IH  II  IH 
7\SH 


II  IH  §h ·
I I  I H  AH ¨  ¸ 
7\SH  ©¹


§h · II  IH 
I I  I H  AH ¨  ¸ 
7\SH  ©¹



E 1RQOLQHDUEHQGLQJVSULQJ
+\VWHUHVLVPRGHORIDQRQOLQHDUEHQGLQJVSULQJLVWKHVDPHDV5&EHDP

&UDFNPRPHQWIRUFH 
)RUUHLQIRUFHGFRQFUHWHHOHPHQWVWKHFUDFNPRPHQW M c  LVFDOFXODWHGDV
ND
Mc  V B Z e        


143
<LHOGPRPHQWIRUFH
7KH\LHOGPRPHQW M y  LVFDOFXODWHGDV

My M y  RC  M y  S         

ZKHUH
M y  RC  <LHOGPRPHQWRIUHLQIRUFHGFRQFUHWH    
§ Nb ·
  M y  RC a t V y D   N b D¨¨  ¸¸      
© bDV B ¹
M yS  <LHOGPRPHQWRIVWHHO  

M yS  x  M yS  y 

M yI  M yH 
7\SH 

M yH  M yI 
7\SH 

M yI  M yH  M yI  M yH 
7\SH 

M yI  M yH  M yI  M yT 
7\SH 

M yI  M yT  M yI  M yH 
7\SH 

ª  º
M yI «¬ b t f h  t f  t w h  t f  »V y S 
 ¼
ª    º
M yH «¬  b t f   t w h  t f »¼V y  S 
ª  º
M yT «¬ b t f h  t f  t w h  t f  »V y  S 
 ¼

 

  
 

 b  M yH h b

M yI   M yT
 h  b h 

144
3.3 Wall
3.3.1 RC Wall

a) Section properties

l w1
lw
lw2

t
x

y
l w , l w1 , l w 2 : Width of wall,
t : Depth of wall,
C1, C2 : Side columns,
aw : Area of rebars in a wall panel

Figure 3-3-1 Wall Section

Area of section to calculate axial deformation

AN AN ,C1  AN ,C 2  t l w 2  n E  1 a w (3-3-1)
where,

AN ,C1 , AN ,C 2 : Area of section of side columns for axial deformation

nE E s / Ec : Ratio of Young’s modulus between steel (Es) and concrete (Ec)


Area of section to calculate shear deformation

AS AS ,C1  AS ,C 2  t l w 2 / N , N 1.2 (3-3-2)

where,

AS ,C1 , AS ,C 2 : Area of section of side columns for shear deformation

Moment of inertia around the center of the section


2 2
l w2 t 3 §l · §l ·
Iy I y ,C 1  I y ,C 2   AN ,C1 ¨¨ w1 ¸¸  AN ,C 2 ¨¨ w1 ¸¸ (3-3-3)
12 © 2 ¹ © 2 ¹

where,

I y ,C 1 , I y ,C 2 : Moment of inertia of side columns

145
b) Nonlinear bending spring
To consider nonlinear interaction among M x  M y  N z , the nonlinear bending spring at the member
end is constructed from the nonlinear vertical springs arranged in the member section as shown in Figure
3-3-2.
z

Ix 2
Ix1 I yc

H zc Hi
yi x
xi

Figure 3-3-2 Nonlinear bending springs

Displacement of the i-th nonlinear axial spring is,

Hi H zc  xiI yc in a wall panel


Hi H zc  yiI x1  xiI yc in a side column 1 (3-3-4)
Hi H zc  yiI x 2  xiI yc in a side column 2

N ' zc , H zc
M ' yc , I yc

Figure 3-3-3 Equilibrium condition in the wall panel direction

146
In the wall panel direction, all vertical springs in the nonlinear section are assumed to work against the
moment and the axial force. The equilibrium conditions are,
Nc N1 N2
M ' yc ¦ k i H i xi  ¦ k i H i xi  ¦ k i H i xi
i i i
Nc N1 N2

¦ k i (H zc  xiI yc ) x i  ¦ k i (H zc  yiI x1  xiI yc ) xi  ¦ k i (H zc  yiI x 2  xiI yc ) xi


i i i

­I yc ½
° °
ª Nc  N 1 N 2 2 N1 N2 Nc  N 1 N 2
º °I x1 °
« ¦ k i xi  ¦ k i xi y i  ¦ k i xi y i ¦i k i xi »¼ ®I ¾
¬ i i i ° x2 °
°¯H zc °¿
(3-3-5)
Nc N1 N2
N ' zc ¦k H i
i i  ¦ k iH i  ¦ k iH i
i i
Nc N1 N2

¦ k (H
i
i zc  x i I yc )  ¦ k i (H zc  y i I x1  x i I yc )  ¦ k i (H zc  y i I x 2  x i I yc )
i i

­I yc ½
Nc  N 1 N 2 ° I °
ª Nc  N 1 N 2 N1 N2
º ° x1 °
« ¦ k i xi  ¦ k i yi  ¦ ki yi ¦i k i »¼ ®I ¾
¬ i i i ° x2 °
°¯H zc °¿

(3-3-6)
where, Nc, N1 and N2 are the number of vertical springs in a wall panel, side column 1 and side column 2,
respectively.

M ' x1 , I x1 M ' x2 , Ix2

side column 1 side column 2

Figure 3-3-4 Equilibrium condition in the out of wall direction

147
In the out of wall direction, we establish the equilibrium condition for each side column independently. The
equilibrium condition for the side column 1 is,
N1
M ' x1 ¦ k i H i y i
i
N1
¦ k i (H zc  y iI x1  xiI yc ) y i
i

­I yc ½
° °
ª N1 N1 N1
º °I x1 °
« ¦ k i xi y i ¦k y 0  ¦ k i yi » ® ¾
2

¼ °I x 2 °
i i
¬ i i i
°¯H zc °¿
(3-3-7)
Also, for the side column 2,
N2
M ' x2 ¦ k i H i y i
i
N2
¦ k i (H zc  y iI x1  xiI yc ) y i
i

­I yc ½
° °
ª N2 N2 N2
º °I x1 °
« ¦ k i xi y i ¦k y  ¦ k i yi » ® ¾
2
0
¼ °I x 2 °
i i
¬ i i i
°¯H zc °¿
(3-3-8)
In a matrix form

ª Nc  N 1 N 2 2 N1 N2 Nc  N 1 N 2
º
« ¦ k i xi  ¦ k i xi y i  ¦ k i xi y i ¦k x » i i

­ M ' yc ½ « N 1i i
N1
i i
N1 » ­I ½ ­I yc ½
« k x y  ¦ k i yi » ° °
« ¦ ¦ ki y
yc
°M ' ° °I °
2
0
» °I x1 °
° x1 °
> @ ° °
i i i i

® ¾ « N2
i i i
» ®I ¾ k p ® x1 ¾
°I x 2 °
N2 N2
°M ' x 2 ° « ¦ k i xi y i 0 ¦k y 2
 ¦ k i yi » ° x 2 °
°¯ N ' zc °¿ » °¯H zc °¿ °¯H zc °¿
i i
« i i i
« Nc  N 1 N 2 N1 N2 Nc  N 1 N 2
»
« ¦ k i xi  ¦ k i yi  ¦ k i yi ¦i k i »¼
¬ i i i

(3-3-9)
Therefore

­I yc ½ ­ M ' yc ½ ­ M ' yc ½
°I ° ° ° °M ' °
° x1 °
® ¾ > @
1 ° M ' x1 °
kp ® ¾ > @ °
f p ® x1 ¾
°
(3-3-10)
°I x 2 ° °M ' x 2 ° °M ' x 2 °
°¯H zc °¿ °¯ N ' zc °¿ °¯ N ' zc °¿

For both ends

148
­I yAc ½ ­ M ' yAc ½
°I ° °M ' °
° xA1 ° ° xA1 °
°I xA2 ° ° M ' xA2 °
°
°H zAc °
°
> @
ª f pA
°
0 º ° N ' zAc °
°
®
°I yBc °
¾ « 0
¬ > @ ® ¾
f pB »¼ ° M ' yBc °
(3-3-11)

°I xB1 ° ° M ' xB1 °


° ° ° °
°I xB 2 ° °M ' xB 2 °
°H ° ° N' °
¯ zBc ¿ ¯ zBc ¿

For the out of wall direction, each side columns behave independently in the same way as the column
element. Therefore, we discuss here only the hysteresis model in the wall panel direction. Hysteresis model
of nonlinear bending spring is defined as the moment-rotation relationship under the symmetry loading in
Figure 3-3-5. The initial stiffness of the nonlinear spring is supposed to be infinite, however, in numerical
calculation, a large enough value is used for the stiffness.

M

I W
T

T
I W
A

Moment distribution
M

M M M

My My
2 EI
Mc k0 = + Mc
l
k0 ky D y k0 k0 kp | f
Tc Ty T W Ic I y I
Elastic element Nonlinear bending spring

Figure 3-3-5 Moment – rotation relationship at bending spring

149
The yield moment, M y is obtained from the equilibrium condition in Figure 3-3-6 as,

My a sV y l w  0.5a wV wy l w  0.5Nl w (3-3-12)

where,

as : Total area of rebar in the side column


Vy : Strength of rebar in the side column
aw : Total area of vertical rebar in the wall panel
V wy : Strength of rebar in the wall panel
N : Axial load from the dead load

a sV y
My
a wV wy

lw

Figure 3-3-6 Equilibrium condition under yielding moment

The crack moment, M c is assumed to be,

Mc 0.3M y (3-3-13)

The tangential stiffness at the yield point, k y , is obtained from the following equation:

k y 0.2 K 0 (3-3-14)

The yield rotation of the nonlinear bending beam, I y , is then obtained from,
§ 1 ·My
I y ¨¨  1¸
¸K
(3-3-15)
©D y ¹ 0

where, the stiffness degradation factor, D y , is assumed as,

Dy 0.02 (3-3-16)

150
c) Nonlinear vertical springs
The nonlinear bending spring is constructed from the nonlinear vertical springs arranged in the member
section as shown in Figure 3-3-6. This model is based on the concept of “Multi-spring model” and
modified for the wall element by Saito et.al. The vertical springs in the side columns are determined
independently in the same way as the Multi-spring models of columns. The wall panel section is devided in
5 areas, and a steel springs and a concrete spring are arranged at the center of each area.

l w1
lw
lw2

(a) Original column section


1 2 6 7

5 x 10
11 12 13 14 15
3 4 8 9

y Concrete spring
Steel spring
(b) Multi-spring model

(tension) (tension)
s fy

c d y
s dy

(compression) (compression)

(c) Hysteresis of steel spring (d) Hysteresis of concrete spring

Figure 3-3-7 Nonlinear vertical springs

151
Strength of steel spring in wall panel
The strength of the steel spring in the wall panel is one-fifth of total strength of rebars in the section,
a wV wy
s fy (3-3-17)
5
where,
aw : Total area of vertical rebar in the wall panel
V wy : Strength of rebar in the wall panel
Strength of concrete spring in wall panel
The strength of the concrete spring in the wall panel is one-fifth of total strength of concrete in the section,
0.85 A pV B
c fy (3-3-18)
5
where,
Ap : Total area of wall panel section
VB : Compression strength of concrete

Yield displacement of vertical spring in wall panel


The yield displacements of steel and concrete springs in the wall panel are assumed to be the same as those
of the springs in the side columns.

d) Nonlinear shear spring


There are three nonlinear shear springs in x direction in wall panel and y direction in side columns.
Hysteresis model of the nonlinear shear springs is the same as that in the beam element in Figure 3-1-4.

Yield shear force

The yield shear force, Q y is calculated as,

­° 0.053 pt 0.23 (V B  18) ½°


Qy ®  0.85 p w ˜ V wy  0.1V 0 ¾b ˜ j (3-3-19)
°̄ M /(QD)  0.12 °¿

where,

pt : Tensile reinforcement ratio


VB : Compression strength of concrete
M/(QD) : § Shear span-to-depth ratio (= l /( 2 D ) )
pw : Shear reinforcement ratio
V wy : Strength of shear reinforcement
V0 : Axial stress of the column
j : Distance between the centers of stress in the section ( 7 / 8 d ).

152
Crack shear force
The crack shear force is, Qc , is assumed as,
Qy
Qc (3-3-20)
3
Ultimate shear force
The crack shear force is, Qu , is assumed as,
Qu Qc (3-3-21)

Crack shear deformation


The crack shear deformation is obtained as,
Qc
Jc (3-3-22)
GA
Yield shear displacement
The yield shear deformation is assumed as,
1
Jy (3-3-23)
250
Ultimate shear displacement
The ultimate shear deformation is assumed as,
1
Ju (3-3-24)
100

Q y1 Q xc Qy2

 Q y1  Q xc  Qy2

Figure 3-3-8 Nonlinear shear springs in the wall

153
e) Modification of initial stiffness of nonlinear springs

The same modification can be done for the nonlinear springs of wall element as described for those of
beam and column elements by reducing the initial stiffness of the nonlinear spring and increasing the

stiffness of the elastic element as shown in the following figure:

M

I W
T

T
I W
A

Moment distribution
M

M M M

My My
2 EI
Mc k0 = + Mc
l
k0 ky D y k0 k0 kp | f
Tc Ty T W Ic I y I
Elastic element Nonlinear bending spring

Increase Reduce
stiffness stiffness

M M

My

+ Mc
k *
0
k *p
W Ic* I y* I
Elastic element Nonlinear bending spring

Figure 3-3-9 Modification of moment – rotation relationship

154
Introducint the concept of “plastic zones”, the initial stiffness of the i-th multi-spring can be expressed as,
Ei Ai
k 0i (3-3-25)
pz
where Ei : the material young’s modulus, Ai : the spring governed area, and pz : the length of assumed
plastic zone. When p z o 0 , it represents the infinite stiffness for rigid condition.
In the same manner of beam and column elements, introducing the flexibility reduction factors,
J 0  0 , J 1  0 , J 2  0 , the flexibility matrix of the elastic element is,

ª l' l' º
«J 1 3EI 
6 EI c »
« c
»
« l' »
J2
« 3EI c »
« l' l' »
« J1  »
« 3EI 1 6 EI 1 »
« l' »
> fW @ « J2 » (3-3-26)
« 3EI 1 »
« J1
l'

l' »
« 3EI 2 6 EI 2 »
« l' »
« sym. J2 »
« 3EI 2 »
« l' »
« J0 »
¬ EAc ¼

l'
Also, adopting p z as discussed for beam and column elements, the reduction factors will be:
10
J1 J2 0.7 , J 0 0.8 (3-3-27)

155
f) Reduction factor of shear stiffness

If shear cracking occurs in the reinforced concrete wall, the shear stiffness decreases. The following graph
shows the test results of the relationship between the stiffness reduction factor E and the lateral drift
3
angle R u 10 (referred from “Standard for Structural Calculation of Reinforced Concrete Structure”,
Architectural Institute of Japan).

For example, if the lateral drift angle is over than 1/1000, the reduction factor becomes less than 0.2.
Therefore, STERA_3D assumes the “Reduction Factor for Stiffness” is 0.2 in the default setting for the
option of the RC wall element.

156
3.3.1 Direct Wall

Direct Wall identifies the force-displacement points in the back-bone curves of the nonlinear shear spring
and the nonlinear bending spring.

M ' yBc

h X

M ' yAc

Figure 3-3-10 Element model for wall

Different types of hysteresis model are prepared for the force-deformation relationship of the spring.

qi qi
ky ky
fy fy
fc k1 fc k1
k0 ui k0 ui

(a) Normal-trilinear (b) Degrading-trilinear

Figure 3-3-11 Hysteresis model of the shear and bending springs

157
3.3.2 Steel Wall (Brace)

a) Buckling of brace

3 B 4

N', G '
Z
h

1 2 X
A

w Y

Figure 3-3-12 Element model for brace

Under the compression load, the stress of buckling failure is calculated theoretically as
S 2E
VE ,
O2
L
where O : slenderness ratio
i

If V E ! V y (strength of steel), the compression failure will occur before buckling.

Figure 3-3-13 Relationship between buckling stress and slenderness ratio

158
The AIJ (Architectural Institute of Japan) guideline adopts the following equation for the stress of buckling.

V cr ^1  0.4 O O `Vp
2
y , for O d O p (3-3-28)

0.6
V cr Vy, for O ! O p (3-3-29)
O O p

S 2E
where Op : Critical slenderness ratio
0.6V y

b) Hysteresis model
The hysteresis model proposed by Wakabayashi et. al. is adopted in STERA_3D (hereinafter referred to as
Wakabayashi model). The model consists of four Stages A, B, C and D.

ı [N/mm2] ı [N/mm2]
300.00 300.00
Stage A
250.00 250.00
200.00 200.00
150.00 Ȝ=60 Ȝ=60
150.00
100.00 100.00
50.00 50.00 Stage D
0.00 0.00
-50.00 -50.00
-100.00 -100.00
-150.00 -150.00
-200.00 -200.00
-250.00
İ -250.00 İ
-0.004 -0.002 0.000 0.002 0.004 -0.004 -0.002 0.000 0.002 0.004

Stage A: tension failure with constant strength Stage D: unloading stage

ı [N/mm2] ı [N/mm2]
300.00 300.00
250.00 250.00
200.00 200.00
Ȝ=60 150.00 Ȝ=60
150.00
Stage C
100.00 100.00
Stage D
50.00 50.00
0.00 0.00
-50.00 -50.00
-100.00 -100.00
-150.00 Stage B -150.00
-200.00 -200.00
-250.00
İ -250.00 İ
-0.004 -0.002 0.000 0.002 0.004 -0.004 -0.002 0.000 0.002 0.004

Stage B: buckling failure and strength reduction Stage C: tension stage after buckling

159
The compression curve (Stage B) and the tension curve (Stage C) are defined using the nondimensional
strength and deformation as,
n N / N 0 : nondimensional strength
G ' / ' 0 : nondimensional deformation

where N : axial load, N 0 AV y : axial strength (A: area, V y : yielding stress of steel)

' : displacement, ' 0 LH y LV y E : yield deformation

Both curves are assumed to be the following form

n 1 aG  b
r

where a , b : parameters of the function of nondimensional Euler load nE VE /V y S 2 E O 2V y

b-1) Compression Curve


Compression curve (Stage B) is defined from the following empirical formula,

n 1 p1G  p2
12

10 nE  1
where p1 , p2 4 nE  0.6
3
Compression strength nc is also on this curve, therefore,

1 p1G c  p2
12
nc

or p1nc 2G c  p2 nc  1 0

Nc E 'c / L A 'c
Since nc G
N0 E ' / L A '

Finally nc is obtained by solving

p1nc 3  p2 nc  1 0

b-2) Tension Curve


Tension curve (Stage C) is defined from the following empirical formula,

n 1 p3G  1
32

1
where p3
3.1 nE  1.4

160
b-3) Movement of Tension Curve
Movement of tension curve x is defined as follows:

x ln q1G a  1  q2 s Ga s x

3  1 nE
where q1 , q2 0.115 nE  0.36
10

b-4) Movement of Compression Curve


Movement of compression curve y is defined to satisfy the following relationship
y Gb
y0 G b0 G b0
Gb

y
y0

161
b-5) Movement of Compression Curve
The point shifting from the unloading Stage D to Stage C is obtained by assuming that the
plastic tension deformation G t is proportional to the plastic compression deformation G c as
G t q3G c
Gt
where q3 0.3 nE  0.24

Gc
Example

O 60

Starting from compression Starting from tension


O 120

Starting from compression Starting from tension

References
M. Shibata, T. Nakayama and M. Wakabayashi, "Mathematical Expression of Hysteretic Behavior of
Braces", Research Report, Architectural Institute of Japan, No. 316, pp.18-24, 1982.6 (in Japanese)

162
3.3.3 SRC Wall (Brace)

a) Section properties

b) Nonlinear shear spring

Yield shear force

The yield shear force, Q y is calculated as,

Qy Qy , RC  Qy , S (3-3-30)

where
Qy , RC : Yield shear force of reinforced concrete

­ 0.053 pt 0.23 (V B  18) ½


Qy , RC ®  0.85 pw ˜ V wy  0.1V 0 ¾b ˜ j (3-3-31)
¯ M /(QD)  0.12 ¿
Qy , S : Yield shear force of steel

Qy , S AS V y , S cos R (3-3-32)

where,
AS : Area of steel (mm2)
V y, S : Strength of steel (N/mm2)
R : Angle of steel

163
3.4 External Spring

G zB
G yA Z
B

A A
G xA B
G xB X

B
Y
G yB A
G zA

Figure 3-4-1 Element model for external spring

3.4.1 Lift up spring

N
tension

G
K0

compression
ground

Figure 3-4-2 Hysteresis model of the external spring

In STERA_3D, if there is no building element at one end of the external spring, this end is considered fixed.
Such spring is used to express the stiffness the ground attached to the building. In such a case, as the

relationship between axial force and deformation of the spring, the linear stiffness is defined only in

compression side and zero stiffness in the tension side as shown in Figure 3-4-2, assuming that the building
detaches from the ground.

164
3.4.2 Air spring
Reference:
1) Marin Presthus, “Derivation of Air Spring Model Parameters for Train Simulation”, Master of Science
Programme, Department of Applied Physics and Mechanical Engineering, Luleå University of
Technology, Sweden, 2002

Figure 3-4-3 Air spring ( V : volume, p : relative pressure, A : area)

An effective area Ae is introduced to express the volume change of air bag 'Vb as
'Vb Ae z (3-4-1)
When the initial pressure of air spring is p0 , after the deflection, the pressure will change as
pb p0  'pb for air bag (3-4-2a)
pr p0  'pr for reservoir (3-4-2b)
The volume will also change as
Vb Vb 0  zAe  zs As for air bag (3-4-3a)
Vr Vr 0  zs As for reservoir (3-4-3b)
where
zs : the movement of air mass through orifice
As : area of surge pipe
The pressure and the volume of the isentropic process can be described by

p1 ˜V1n p2 ˜ V2n (3-4-4)

where
p1 , V1 : initial pressure and volume
p2 , V2 : final pressure and volume
n : ratio of specific heat = 1.4 for Air

165
Applying the above equation to the air bag

p0  'pb ˜ Vb0  zAe  zs As


n
p0 ˜Vbn0 (3-4-5a)

n
§  zA  z A ·
p0  'pb ˜ ¨1  e s s ¸ p0 (3-4-5b)
© Vb 0 ¹

by using Taylor expansion 1  x | 1  nx


n
( x  1)

§ 'pb · § n  zAe  zs As ·
¨1  ¸ ˜ ¨1  ¸ 1 (3-4-5c)
© p0 ¹ © Vb 0 ¹

§ 'pb · §  zAe  zs As ·
Assuming ¨ ¸¨ ¸|0
© p0 ¹ © Vb 0 ¹

'pb n zAe  zs As
| (3-4-5d)
p0 Vb 0
Using the same procedure for the reservoir

p0  'pr ˜ Vr 0  zs As
n
p0 ˜Vrn0 (3-4-6a)

'pr nzs As
| (3-4-6b)
p0 Vr 0

From the Bernoulli equation, the difference of the pressure between the left and right of the pipe speeds up
a portion of gas through the orifice. The force balance in the pipe is given by

As 'pb  'pr Cs zs E (3-4-7a)

where
E : viscous damping parameter determined by experiment
Substituting Eq. (3-4-5d) and (3-4-6b),

§ zA  z A z A ·
p0 As n ¨ e s s  s s ¸ Cs zs E (3-4-7b)
© Vb 0 Vr 0 ¹

np0 As Ae § Vb 0 As § 1 1 · · E
¨z ¨  ¸ zs ¸¸ Cs zs (3-4-7c)
Vb 0 ¨© Ae © Vb 0 Vr 0 ¹ ¹

166
The force balance for the piston can be expressed as

Fz Ae pb  patm (3-4-8)
where
patm : atmospheric pressure

Substituting Eq. (3-4-2a),

Fz p0  'pb  patm Ae
'pb Ae  p0  patm Ae
n zAe  zs As
p0 Ae  p0  patm Ae
Vb 0
np0 Ae 2 § As ·
¨ z  zs ¸  p0  patm Ae (3-4-9)
Vb 0 © Ae ¹
From Eq. (3-4-7c)

np0 As Ae § As § Vb 0  Vr 0 · · E
¨¨ z  ¨ ¸ zs ¸¸ Cs zs (3-4-10)
Vb 0 © Ae © Vr 0 ¹ ¹

Vr 0
O
Vb 0  Vr 0

np0 Ae 2 § As · Ae
¨z zs ¸ Cs zs E (3-4-11)
Vb 0 © Ae O ¹ As

np0 Ae 2 O § 1 As ·
Fz ¨ z zs ¸  p0  patm Ae (3-4-12)
Vb 0 © O Ae O ¹

np0 Ae 2 O np0 Ae 2 Vr 0 Vr 0 np0 Ae 2


Kv Ke , Ke
Vb 0 Vb 0  Vr 0 Vb 0 Vb 0 Vb 0  Vr 0
As
Introducing a new variable y zs
Ae O
E E
A § AO· A § AO·
Kv z  y O e ¨ e ¸ Cs y E E
CE ˜ y , CE O e ¨ e ¸ Cs (3-4-13)
As © As ¹ As © As ¹

§1 · §1 ·
Fz K v ¨ z  y ¸  p0  patm Ae K v z  y  K v ¨  1¸ z  p0  patm Ae (3-4-14)
©O ¹ ©O ¹
Therefore Fz

K v z  y CE ˜ y E (3-4-15)
Kv z
Ke
Fz K v z  y  K e z  p0  patm Ae (3-4-16) CE y

167
Incremental form of equation is

Fz ( n1) Kv z( n1)  y( n1)  Ke z( n1) (3-4-17)

z( n1) z( n)  't ˜ z tn1


y( n1) y( n )  't ˜ y tn1

Then
E
§y y ·
CE ¨ ( n1) ( n ) ¸ Kv z( n1)  y( n1) (3-4-18)
© 't ¹

The solution of Eq. (3-4-18) is obtained by solving the following equation:


E
§y y ·
f y( n1) CE ¨ ( n1) ( n ) ¸  Kv z( n1)  y( n1) 0 (3-4-19)
© 't ¹
Its derivative regarding y( n1) is
E 1
E CE § y( n1)  y( n) ·
f ' y( n1) ¨ ¸  Kv (3-4-20)
't © 't ¹

A Newton-Raphson method is applied to solve the nonlinear equation f y( n1) 0


f y( n1)
y( n1) new y( n1)old 
f ' y( n1)

where the prime f ' y( n1) denotes derivative with respect to y( n1) ,

f y
y
new old
y( n1) y( n1)

168
3.5 Base Isolation

The element model of base isolation consists of shear springs arranged in x-y plane changing its direction
with equal angle interval as shown in Figure 3-5-1. This model is called MSS (Multi-Shear Spring) model

developed by Wada et al.

x x qi , u i
y Ti x

Figure 3-5-1 Element model of base isolation

a) Nonlinear shear spring

The hysteresis model of each nonlinear shear spring is defined as a bi-linear model as shown in Figure
3-5-2. The force and displacement vectors of i-th shear spring are expressed as,

­qi , x ½ ªcos T i º
® ¾ « sin T » qi (3-5-1)
¯q i , y ¿ ¬ i ¼

­u x ½
ui >cos T i
sin T i @® ¾ (3-5-2)
¯u y ¿
From the relationship, qi k i u i , the constitutive equation of i-th shear spring is,

­qi , x ½ ªcos T i º ­u x ½ ª cos 2 T i cos T i sin T i º ­u x ½


® ¾ ki « »>cos T i sin T i @® ¾ « »® ¾ (3-5-3)
¯q i , y ¿ ¬ sin T i ¼ ¯u y ¿ ¬cos T i sin T i sin 2 T i ¼ ¯u y ¿

qi
fy ky qi , y
qi
qi , x
k0
ui Ti x
dy

Figure 3-5-2 Hysteresis model of the shear spring

169
From the sum of all nonlinear shear springs in the element, the constitutive equation of the base isolation
element is,

­Q x ½ § N ª cos 2 T i cos T i sin T i º ·­u x ½


® ¾ ¨ ¦ ki « » ¸® ¾ (3-5-4)
¯Q y ¿
¨ i 1 cos T sin T
© ¬ i i sin 2 T i ¼ ¸¹¯u y ¿

where, N is the number of shear springs in an element. In STERA_3D, N=6 is selected.

First and second stiffness

We assume that all nonlinear shear springs in an element have the same stiffness and strength. The initial
stiffness of the base isolation element, K 0 , is obtained from Equation (3-5-4) by substituting
ux 1, u y 0.

§ N ·
K0 ¨ ¦ cos 2 T i ¸k 0 (3-5-5)
©i1 ¹
Therefore, the initial stiffness of each shear spring is,

K0
k0 N
(3-5-6)
¦ cos
i 1
2
Ti

The same relationship is established for the second stiffness after yielding,

Ky
ky N
(3-5-7)
¦ cos
i 1
2
Ti

where, K y and k y are the second stiffness after yielding for the base isolation element and the
nonlinear shear spring, respectively.

Yield shear force


The yield shear force of the base isolation element, Q y , is obtained assuming that all the nonlinear shear
springs reach their yielding points except the spring perpendicular to the loading direction, and the increase
of the force after yielding is negligible (Figure 3-5-3). That is,

§ N ·
Qy ¨ ¦ cos T i ¸ f y (3-5-8)
©i1 ¹
Therefore, the yield shear force of each shear spring is,

Qy
fy N
(3-5-9)
¦ cosT
i 1
i

170
fy

fy

Qy Ti fy

fy

fy

Figure 3-5-3 Assumption of yield shear force

171
$SSHQGL[  

$+\VWHUHVLVRI/5% /HDG5XEEHU%HDULQJ 

/5% /HDG5XEEHU%HDULQJ LVFRPSRVHGE\UXEEHUOD\HUVVWHHOSODWHVDQGDOHDGSOXJFRUH



)LJXUH$/HDG5XEEHU%HDULQJ IURP%ULGJHVWRQH&DWDORJ 

 %L/LQHDU0RGHO

7KHELOLQHDUK\VWHUHVLVRI/5%LVGHILQHGDVDFRPELQDWLRQRIDQHODVWLFPRGHODQGHODVWRSODVWLFPRGHODVVKRZQ
)LJXUH$ 


 >^d/ W>^d/ >^dKʹW>^d/ 

<Ϯ

&LJ
YĚ
<ϭ
н <Ɖ с <ĞƋ
YŽ <ƌ
LJ LJ LJ

YĚ
ZhZ >

)LJXUH$%LOLQHDUPRGHO

7KHHODVWLFVWLIIQHVVKrIURPWKHUXEEHULVFDOFXODWHGDV
Ar
Kr Gr         $ 
Hr

172
ZKHUHGrLVWKHVKHDUPRGXOXVRIWKHUXEEHUAr LVWKHFURVVVHFWLRQDUHDRIWKHUXEEHUDQGHr LVWKHWRWDOKHLJKWRI
WKHUXEEHU 
7KHHODVWLFVWLIIQHVVKpIURPWKHOHDGSOXJLVFDOFXODWHGDV

Ap
Kp Gp         $ 
Hp

ZKHUHGpLVWKHVKHDUPRGXOXVRIOHDGApLVWKHFURVVVHFWLRQDUHDRIOHDGSOXJDQGHpLVWKHWRWDOKHLJKWRIWKHSOXJ

7KHLQLWLDOHODVWLFVWLIIQHVVK1DQGWKHVHFRQGDU\VWLIIQHVVK2RIWKHELOLQHDUPRGHODUHWKHQREWDLQHGDV
K Kr  K p
        $ 
K Kr
7KH \LHOGLQJ GHIRUPDWLRQ '\ LV GHWHUPLQHG IURP WKH FKDUDFWHULVWLFV RI WKH OHDG SOXJ 7KH \LHOGLQJ IRUFH )\ LV
FDOFXODWHGDV

Fy K r  K p D y        $ 


 0RGLILHG%LOLQHDU0RGHO

+\VWHUHVLVRIDOHDGUXEEHUEHDULQJKDVDFKDUDFWHULVWLFRIVWLIIQHVVGHJUDGLQJDFFRUGLQJWRWKHVWUDLQOHYHODVVKRZQ
LQ)LJXUH$

)RUFH) 6NHOWRQFXUYH





 'HIRUPDWLRQ ț





)LJXUH$+\VWHUHVLVRIDOHDGUXEEHUEHDULQJ

7KHVHFRQGDU\VWLIIQHVVRIDOHDGUXEEHUEHDULQJKdLVH[SUHVVHGDV

 K d J C Kd J K r  K p       $ 

ZKHUH J  LV D VWUDLQ UDWLR J G  H r  DQG C Kd J  LV D PRGLILFDWLRQ IDFWRU RI WKH VHFRQGDU\ VWLIIQHVV ZKLFK
WDNHVLQWRFRQVLGHUDWLRQWKHVWUDLQGHSHQGHQF\$OVRWKHLQWHUFHSWIRUFHLVGHILQHGDV

173
Qd J C Qd J V p A p        $ 

ZKHUH C Qd J  LVDPRGLILFDWLRQIDFWRURIWKH\LHOGLQJVKHDUIRUFHDQG V p  LVWKH\LHOGLQJVKHDUVWUHVVRIOHDG

7KHIRUFHLVWKHQH[SUHVVHGE\

F J K d J G  Qd J        $ 


)LJXUH$+\VWHUHVLVORRSPRGHORIOHDGUXEEHUEHDULQJ

7KH PRGLILFDWLRQ IDFWRUV C Kd J  DQG C Qd J  DUH UHSUHVHQWHG E\ WKH IROORZLQJ IRUPXODV XQGHU  GHJUHHV

&HOVLXV

­J   J  


°
C Kd J ® J
 
    d J        $ 
° J   
   d J   
¯

­ J   J   
°
C Qd J ®J

     d J         $ 
°     d J
¯

C Kd J C Qd J
ϲ ϭ͘Ϯ
ϱ ϭ
ϰ Ϭ͘ϴ
ϯ Ϭ͘ϲ
Ϯ Ϭ͘ϰ
ϭ Ϭ͘Ϯ
 J  J
Ϭ Ϭ
Ϭ ϭ Ϯ ϯ Ϭ ϭ Ϯ ϯ


)LJXUH$0RGLILFDWLRQIDFWRUV


174
8QGHU D GLIIHUHQW WHPSHUDWXUH t WKH VHFRQGDU\ VWLIIQHVV DQG WKH \LHOGLQJ VKHDU IRUFH DUH WR EH FRUUHFWHG E\ WKH
IROORZLQJIRUPXODV

K d t K d t  H[S   t  t       $ 


Qd t Qd t  H[S   t  t       $ 

ZKHUH t0 GHJUHH&HOVLXV

7KHSULPDU\VWLIIQHVVRIWKHOHDGUXEEHUEHDULQJKuLQ)LJXUH$LVGHWHUPLQHGIURPWKHVHFRQGDU\VWLIIQHVVKd
DV
Ku E Kd         $ 

ZKHUH  d E d  

)ROORZLQJWKHVXJJHVWLRQLQWKHPDQXDORI&$11< ./L WKHK\VWHUHVLVUXOHVDUH

D  (ODVWLFUDQJH
8QGHUWKHVWUDLQOHYHOOHVVWKDQȖHWKHK\VWHUHVLVLVDVVXPHGWREHOLQHDUZLWKWKHVHFDQWVWLIIQHVVDWWKHVWUDLQȖH
WKDWLV
 K  Fe  J e         $ 
 Fe K d J e G e  Qd J e  G e J e H r      $ 
7KHYDOXH J e   LVDGRSWHGLQ67(5$'
E  /RDGLQJRQWKHVNHOHWRQFXUYHDIWHUHODVWLFUDQJH
8QGHUWKHORDGLQJRQWKHVNHOHWRQFXUYHDIWHUHODVWLFUDQJHWDQJHQWVWLIIQHVVLVXVHGWRHVWLPDWHWKHUHVSRQVHDW
WKHQH[WVWHS
 K dF J  dJ         $ 

5HIHUHQFH 
Response Control and Seismic Isolation of Buildings (GLWHG E\ 0DVDKLNR +LJDVKLQR DQG 6KLQ 2NDPRWR 6321
35(662FWREHU
Canny Technical Manual.DQJQLQJ/L$XJXVW



175
 &RQVLGHUDWLRQRIVWUHQJWKUHGXFWLRQE\GLVVLSDWHGHQHUJ\

5HIHUHQFH
  0DVDQRUL,LEDHWDO³5HVHDUFKRQ&KDUDFWHULVWLFVRI,VRODWRUVDQG'DPSHUVXQGHU0XOWLF\FOLF(DUWKTXDNH0RWLRQV
DQG(IIHFWVRQ5HVSRQVHRI6HLVPLFDOO\,VRODWHG%XLOGLQJV´%XLOGLQJ5HVHDUFK,QVWLWXWH1DWLRQDO5HVHDUFKDQG
'HYHORSPHQW$JHQF\%XLOGLQJ5HVHDUFK'DWD1R$SULO LQ-DSDQHVH 
  +DUX\XNL.LWDPXUDDQG0L\XNL2PL\D³'HVLJQPHWKRGIRUORQJSHULRGJURXQGPRWLRQ3RLQWVWRQRWHZKHQ
GHDOLQJZLWKORQJSHULRGJURXQGPRWLRQ´7KH.HQFKLNX*LM\XWVX1RSS LQ-DSDQHVH 

)URP5HIHUHQFH WKH\LHOGVKHDUVWUHVVRIOHDGSOXJ W LVH[SUHVVHGDV

^
W W    T TL
DT
` DT    T TL     $ 

:KHUH
 W  'HVLJQYDOXHRIWKH\LHOGVKHDUVWUHVVRIOHDGSOXJ  1PP 
 T $YHUDJHWHPSHUDWXUHRIOHDGSOXJ
 TL 0HOWLQJSRLQWRIOHDGSOXJ  R& 
)RUH[DPSOHZKHQ T  R&  W LVFDOFXODWHGWREH 1PP 

5HIHUHQFH VXJJHVWHGDQRWKHUIRUPXODDV

Qd
J P Qd J         $ 

§  W pb ·
P   H[S ¨  ¸¸       $ 
¨  V pb
© ¹
ZKHUH
 Qd J ,QWHUFHSWIRUFHZLWKRXWUHGXFWLRQ
 P 5HGXFWLRQIDFWRU
 W pb 'LVVLSDWHGHQHUJ\
S
 V pb D pb  hpb 9ROXPHRIOHDGSOXJ

hpb ntr  n   ts +HLJKWRIOHDGSOXJ
 n QXPEHURIUXEEHUOD\HU tr WKLFNQHVVRIUXEEHUOD\HU t s WKLFNQHVVRIVWHHOSODWH

$OVRWKHIROORZLQJIRUPXODLVVRPHWLPHVXVHG

 ­° §  W pb · ½°
P ®  H[S ¨¨  f D pb ¸¸ ¾     $ 
 ¯° ©  V pb ¹ ¿°
ZKHUH
 f D pb  D pb  &RUUHFWLRQYDOXHE\WKHGLDPHWHURIWKHOHDGSOXJ D pb PP 



176
67(5$B' DGRSWV (TXDWLRQ $  7KH UHGXFWLRQ IDFWRU P  LV SORWWHG DV D IXQFWLRQ RI HQHUJ\ GLVVLSDWLRQ DV
IROORZV

)LJXUH$6WUHQJWKUHGXFWLRQIDFWRUE\HQHUJ\GLVVLSDWLRQ
([DPSOH  
%ULGJHVWRQH3URGXFW/+*B&
'LDPHWHU PP  
/HDGSOXJGLDPHWHU PP  
 
(IIHFWLYHDUHD î PP  
7KLFNQHVVRIRQHUXEEHUOD\HU PP  
1XPEHURIUXEEHUOD\HUV 
7RWDOUXEEHUWKLFNQHVV PP  
7RWDOKHLJKW PP  
6KHDUPRGXOXVRIUXEEHU*U 1PP  
$SSDUHQWVKHDUPRGXOXVRIOHDGĮS 1PP  
<LHOGVKHDUVWUHVVRIOHDGV\ 1PP  
VKHDUSURSHUWLHVDWVKHDUVWUDLQ  
,QLWLDOVWLIIQHVV. îN1P   î. 
3RVW\LHOGVWLIIQHVV. îN1P    
&KDUDFWHULVWLFVWUHQJWK4G N1    
 
6KHDUVWLIIQHVVRIODPLQDWHGUXEEHU.U *U$U+ îN1P   
$GGLWLRQDOVKHDUVWLIIQHVVE\OHDGSOXJ.S ĮS$S+ îN1P   

7RWDOVWLIIQHVV. .U.S î N1P   
<LHOGVWUHQJWKRIOHDG4G V\$S N1  

177
ϮϱϬ ϮϱϬ
ϮϬϬ ϮϬϬ
ϭϱϬ ϭϱϬ
ϭϬϬ ϭϬϬ
ϱϬ ϱϬ
Ϭ Ϭ
ͲϯϬ ͲϮϬ ͲϭϬ ͲϱϬ Ϭ ϭϬ ϮϬ ϯϬ ͲϯϬ ͲϮϬ ͲϭϬ ͲϱϬ Ϭ ϭϬ ϮϬ ϯϬ

ͲϭϬϬ ͲϭϬϬ
ͲϭϱϬ ͲϭϱϬ
ͲϮϬϬ ͲϮϬϬ
ͲϮϱϬ ͲϮϱϬ

(a) Bi-linear (b) Modified bi-linear


)LJXUH$&RPSDULVRQRIK\VWHUHVLVORRSV

178
$+\VWHUHVLVRI+'5% +LJK'DPSLQJ5XEEHU%HDULQJ 

+'5% +LJK 'DPSLQJ 5XEEHU %HDULQJ  LV FRPSRVHG E\ UXEEHU OD\HUV DQG VWHHO SODWHV %\ DGGLQJ VSHFLDO
LQJUHGLHQWLQWKHQDWXUDOUXEEHUUXEEHULWVHOIGHPRQVWUDWHVGDPSLQJFKDUDFWHULVWLFV



)LJXUH$+LJK'DPSLQJ5XEEHU%HDULQJ IURP%ULGJHVWRQH&DWDORJ 

 0RGLILHG%LOLQHDU0RGHO

7KHK\VWHUHVLVRI+5%LVGHILQHGDVDPRGLILHGELOLQHDUPRGHODVVKRZQ)LJXUH$ 


)LJXUH$%LOLQHDUPRGHO

7KHLQLWLDOVWLIIQHVV K  IURPWKHUXEEHULVFDOFXODWHGDV

K J G J u A  H r 

u J  S u heq J    u J u S u heq J  
G J u Geq J    $ 
u J  S u heq J  

179
ZKHUH J VKHDUVWUDLQ J G  H r 
Ar FURVVVHFWLRQDUHDRIWKHUXEEHU
Hr WRWDOKHLJKWRIWKHUXEEHU 

Geq J  (TXLYDOHQWVKHDUPRGXOXV 
Geq J D   DJ  D J   D J   "  D nJ n    $ 
heq J : Equivalent damping factor
heq J E   EJ  E J   E J   "  E nJ n     $ 
u J  ,QWHUFHSWIRUFH 
u J P   PJ  P J   PJ   "  P nJ n     $ 

([DPSOH  
 'LDPHWHU I 
 7KLFNQHVVRIUXEEHU mm u  layers mm 
S 
 
S 

 1RPLQDOFRPSUHVVLRQVWUHVV  N  mm 

 6WUDLQ J &RHIILFLHQWRIHDFKRUGHU
 VW QG UG WK

G eq J   a        



N  mm   a       
  a        
heq J    a        
 a       
  a        
u J    a        
  a        





180
+\VWHUHVLVRIDKLJKGDPSLQJUXEEHUEHDULQJKDVDFKDUDFWHULVWLFRIVWLIIQHVVGHJUDGLQJDFFRUGLQJWRWKHVWUDLQOHYHO
DVVKRZQLQ)LJXUH$

)RUFH) 6NHOWRQFXUYH





 'HIRUPDWLRQ ț





)LJXUH$+\VWHUHVLVRIDKLJKGDPSLQJUXEEHUEHDULQJ

7KHVHFRQGDU\VWLIIQHVVRIDOHDGUXEEHUEHDULQJ K  LVH[SUHVVHGDV
K  J G J u A  H r        $ 

G J   u uGeq J        $ 

7KHVKHDUIRUFHLVGHILQHGDV
PM J K h J u X M        $ 
K h J Geq J u A  H r        $ 
ZKHUH X M WKHPD[LPXPGHIRUPDWLRQ
$OVRLQWHUFHSWIRUFHLVGHILQHGDV
Pd J u J u PM J        $ 

7KHK\VWHUHVLVUXOHVDUH

D  (ODVWLFUDQJH
8QGHUWKHVWUDLQOHYHOOHVVWKDQ J  WKHK\VWHUHVLVLVDVVXPHGWREHOLQHDUZLWKWKHVHFDQWVWLIIQHVVDWWKH
VWUDLQWKDWLV

 K K h J        $ 

E  /RDGLQJRQWKHVNHOHWRQFXUYHDIWHUHODVWLFUDQJH
8QGHUWKHORDGLQJRQWKHVNHOHWRQFXUYHDIWHUHODVWLFUDQJHWDQJHQWVWLIIQHVVLVXVHGWRHVWLPDWHWKHUHVSRQVHDW
WKHQH[WVWHS
 K dQ J  dJ         $ 

181
 &RQVLGHUDWLRQRIVWUHQJWKUHGXFWLRQE\GLVVLSDWHGHQHUJ\

5HIHUHQFH
  7DNX\D1LVKLPXUDHWDO³3UDFWLFDO5HVSRQVH(YDOXDWLRQ0HWKRGIRU6HLVPLF,VRODWLRQ6\VWHPDJDLQVW/RQJ3HULRG
(DUWKTXDNH0RWLRQV3DUW㻌+LJK'DPSLQJ5XEEHU%HDULQJDQG/HDG'DPSHU´$,-$QQXDO&RQYHQWLRQ
$UFKLWHFWXUDO,QVWLWXWHRI-DSDQSS LQ-DSDQHVH 

,QWKHDERYHUHIHUHQFHWKHUHGXFWLRQIDFWRUVRIHTXLYDOHQWVWLIIQHVVDQGHTXLYDOHQWGDPSLQJare proposed as,

CK  ˜ E V   ࠉࠉ
E V d  1 PP     $ 
CK  ˜ E V   ࠉࠉ
E V 㸼 1 PP 
Ch
 ˜ E V   䚷䚷E V d  1 PP    $ 
Ch
 ˜ E V   䚷䚷E V 䠚 1 PP 
ZKHUH EGLVVLSDWHGHQHUJ\VYROXPHRIUXEEHU












7RFRQVLGHUWKHVWUHQJWKUHGXFWLRQE\HQHUJ\GLVVLSDWLRQ67(5$B'PRGLILHVWKHHTXLYDOHQWVKHDUPRGXOXVDQG
WKHHTXLYDOHQWGDPSLQJIDFWRUDV

Geq J CK Geq J       $ 

heq J Ch heq J       $ 

182

$+\VWHUHVLVRI/HDG'DPSHU

5HIHUHQFH
  7DNX\D1LVKLPXUDHWDO³([SHULPHQWDO6WXG\RQ0XOWLF\FOLF&KDUDFWHULVWLFVRI'HYLFHVIRU6HLVPLF,VRODWLRQ
DJDLQVW/RQJ3HULRG(DUWKTXDNH0RWLRQV3DUW/HDG'DPSHU´$,-$QQXDO&RQYHQWLRQ$UFKLWHFWXUDO,QVWLWXWHRI
-DSDQSS LQ-DSDQHVH 
  7DNX\D1LVKLPXUDHWDO³6WXG\RQ0XOWLF\FOLF0RGHOLQJRI'HYLFHVDQG5HVSRQVH(YDOXDWLRQIRU6HLVPLF
,VRODWLRQDJDLQVW/RQJ3HULRG(DUWKTXDNH0RWLRQV3DUW0RGHOLQJRI/HDG'DPSHUDQG6HLVPLF5HVSRQVH
$QDO\VHV´$,-$QQXDO&RQYHQWLRQ$UFKLWHFWXUDO,QVWLWXWHRI-DSDQSS LQ-DSDQHVH 


 &DVW/HDG



6WHHO)ODQJH3ODWH



)LJXUH$/HDGGDPSHU

 
䐟 G PP G PP G PP
 
 
 䐡
 䐠
 
 



      

 'LVVLSDWHGHQHUJ\E N1P 
)LJXUH$5HODWLRQVKLSEHWZHHQGLVVLSDWHGHQHUJ\DQGVWUHQJWKUHGXFWLRQIDFWRU

,QWKHDERYHUHIHUHQFHVIURPWKHF\FOLFORDGLQJWHVWRIDOHDGGDPSHUZLWKWKHGLIIHUHQWKRUL]RQWDOGLVSODFHPHQW
DPSOLWXGHVWKUHHOLQHJUDSKVDUHREWDLQHGIRUWKHUHODWLRQVKLSEHWZHHQWKHGLVVLSDWHGK\VWHUHVLVHQHUJ\DQGWKH
KRUL]RQWDOVWUHQJWKUHGXFWLRQUDWLR7KHEUHDNLQJSRLQWVRIWKHOLQHDUHSURSRVHGDVIROORZVWRPDWFKWKHWHVWUHVXOWV






183
D  7KHILUVWSRLQWRIVWUHQJWKUHGXFWLRQ R  E
R  
E  d d d    d 䠘  䚷 d 䠚  N1P 
   d 䚷䚷 $ 
         
E  7KHVHFRQGSRLQWRIVWUHQJWKUHGXFWLRQ R  E 
R  d d d    d 䠘   d 䠚 
   d 䚷䚷
E 䚷   N1P         $ 

F  7KHWKLUGSRLQWRIVWUHQJWKUHGXFWLRQ R  E
R  d d d    d 䠘   d 䠚 
   d 䚷䚷
E 䚷   N1P         $ 

G  7KHIRXUWKSRLQWRIVWUHQJWKUHGXFWLRQ R  E 
R 
 d d d  ,  d 䠘  䚷 d 䠚  N1P 
E  䚷    d 䚷䚷 $ 

7KH K\VWHUHVLV RI WKH OHDG GDPSHU LV GHILQHG DV D ELOLQHDU PRGHO 7R FRQVLGHU WKH VWUHQJWK UHGXFWLRQ E\ HQHUJ\
GLVVLSDWLRQ67(5$B'DGRSWVWKHOLQHRI d  P IRUUDQGRPDPSOLWXGH7KHVWUHQJWKRIDOHDGGDPSHU Qd 
LVWKHQH[SUHVVHGDV

Qd R Qd          $ 

ZKHUH R 6WUHQJWKUHGXFWLRQIDFWRU
 Qd ,QLWLDOVWUHQJWKRIDOHDGGDPSHU

)RUFH)
6NHOWRQFXUYH

'HIRUPDWLRQ ț

184
$+\VWHUHVLVRI(ODVWLF6OLGLQJ%HDULQJ

5HIHUHQFH
  6KLJHR0LQHZDNLHWDO³6WXG\RQ0XOWLF\FOLF0RGHOLQJRI'HYLFHVDQG5HVSRQVH(YDOXDWLRQIRU6HLVPLF,VRODWLRQ
DJDLQVW/RQJ3HULRG(DUWKTXDNH0RWLRQV3DUW0RGHOLQJRI/RZ)ULFWLRQ%HDULQJDQG9LVFRXV'DPSHU´$,-
$QQXDO&RQYHQWLRQ$UFKLWHFWXUDO,QVWLWXWHRI-DSDQSS LQ-DSDQHVH 


)LJXUH$(ODVWLF6OLGLQJ%HDULQJ


,QWKHDERYHUHIHUHQFHWKHG\QDPLFIULFWLRQFRHIILFLHQWFKDQJHVDFFRUGLQJWRWKHWHPSHUDWXUHRIWKHVOLGLQJSODWHDV

P  u   ˜ T         $ 

7KHFKDQJHRIWKHIULFWLRQFRHIILFLHQWLVH[SUHVVHGDVDIXQFWLRQRIWKHLQFUHPHQWRIWHPSHUDWXUHDV

 ˜ 'T  

'P         $ 

2QWKHRWKHUKDQGWKHLQFUHPHQWRIWHPSHUDWXUHKDVWKHIROORZLQJUHODWLRQVKLSZLWKWKHGLVVLSDWHGHQHUJ\

E d N1PP 


'T  ˜ E d        $ 

7KHUHIRUHWKHG\QDPLFIULFWLRQFRHIILFLHQWLVREWDLQHGIURPWKHGLVVLSDWHGHQHUJ\

 P P  T  'P Ed        $ 


7KH K\VWHUHVLV RI WKH HODVWLF VOLGLQJ EHDULQJ LV GHILQHG DV D ELOLQHDU PRGHO ,Q 67(5$B' WKH LQLWLDO IULFWLRQ
FRHIILFLHQWLVWHPSRUDU\DVVXPHGDV P    IURPWKHFDWDORJRIDPDQXIDFWXUH7KHVWUHQJWKUHGXFWLRQE\
HQHUJ\GLVVLSDWLRQZLOOEHH[SUHVVHGDV


Qd P   'P Ed Qd  P        $ 

ZKHUH Qd  ,QLWLDOVWUHQJWKRIDQHODVWLFVOLGLQJEHDULQJ

185
$+\VWHUHVLVRI%RXF:HQ0RGHO

ϭ ϭ

Ϭ Ϭ
Ͳϯ ͲϮ Ͳϭ Ϭ ϭ Ϯ ϯ Ͳϯ ͲϮ Ͳϭ Ϭ ϭ Ϯ ϯ

Ͳϭ Ͳϭ

ș=0.5, Ț=0.5 ș=0.1, Ț=0.9



Reference
1) Terje Haukaas and Armen Der Kiureghian, “Finite Element Reliability and Sensitivity Methods for
Performance-Based Earthquake Engineering”, PEER 2003/14, APRIL 2004
2) Wen, Y.-K. (1976) “Method for random vibration of hysteretic systems." Journal of Engineering
Mechanics Division, 102(EM2), 249-263.
3) Baber, T. T. and Noori, M. N. (1985). “Random vibration of degrading, pinching systems." Journal
of Engineering Mechanics, 111(8), 1010-1026.

a) Basic formulation
The basic formula of Bouc-Wen model is

f D k  x    D k  z (A5-1)

z
^
Ax  E x z
N 
z  J x z
N
`Q (A5-2)
K

where, E  J , and N are parameters that control the shape of the hysteresis loop, while A, Q , and K
are variables that control the material degradation.

From the yield deformation, G y , the parameters E  J are expressed as,

E E  G yN and J J  G yN (A5-3)

The model can be written as,

A z
N
^E VJQ xz  J `Q wz wx
z x (A5-4)
K wx wt

186
This leads to the following expression for the continuum tangent

wf wz A z
N
^E VJQ xz  J `Q
k D k     D k  D k     D k  (A5-5)
wx wx K
The evolution of material degradation is governed by the following choice of equations (Baber and
Noori 1985):

A A  G A e Q   GQ e K   GK e (A5-6)

where e is defined by the rate equation

e   D k  z x (A5-7)

and A  G A  GQ  and G K are user-defined parameters.

b) Incremental form for numerical analysis


Incremental form of Eq.(A5-1) is

f n  D k  x n     D k  z n  (A5-8)

By a backward Euler solution,

z n  z n  't z t n 
(A5-9)
x n  x n  't x t n 

Applied to Eq. (A5-4),


° § x n   x n · ½°
A n   z n  ®E VJQ¨¨ z n  ¸¸  J ¾ Q n 
°̄ © 't ¹ °¿ x n   x n
z n  z n  't (A5-10)
K n 't

where

A n A  G A e n  Q n    GQ e n   K n    G K e n (A5-11)

x n   x n
e n  e n  't   D k z n 
't (A5-12)
e n    D k z n  x n  x n
Since

§ x n   x n ·
VJQ¨¨ z n  ¸¸ VJQ^ x n   x n z n  ` (A5-13)
© 't ¹

187
)
f z n  z n  z n  x n   x n  (A5-14)
K n
N
) A n   z n < Q n  (A5-15)

< E VJQ^ x n   x n z n  ` J (A5-16)

A Newton-Raphson method is applied to solve the nonlinear equation f z n  ,

f z n 
z new n  
z old (A5-17)
f
z n 
n 

where the prime f


z n  denotes derivative with
respect to z n  ,
f z n

z
new old
z n  z n 

Evaluation of the function derivatives is summarized below.

Original f z n  Function derivatives f


z n 
x n   x n x n  x n
e n  e n  't   D k  z n  e
n  't   D k 
't 't

A n A  G A e n  A
n  G A e
n

Q n    GQ e n  Q
n GQ e
n 

K n    G K e n  K
n  G K e
n 

)
N
A n   z n < Q n  )
A
n   N z n 
N 

VJQ z n  < Q n
N
 z n  <Q
n
) )
K n   )K
n 
f z n  z n   z n  x n   x n f
z n    x  x n
K n K  n  n 

(A5-18)

188
The procedure can now be summarized as follows:

1. While ( z n  z n ! tol )


new old

(a) Evaluate function

e n  e n    D k z n  x n   x n

A n A  G A e n  Q n    GQ e n   K n    G K e n

< E VJQ^ x n   x n z n  ` J

N
) A n   z n < Q n 

)
f z n  z n   z n  x n   x n (A5-19)
K n 
(b) Evaluate function derivatives
x n  x n
e
n  't   D k 
't
A
n  G A e
n

Q
n GQ e
n 

K
n  G K e
n 

VJQ z n  < Q n   z n  <Q


n 
N  N
)
A
n   N z n 

)
K n   )K
n 
f
z n    x n   x n (A5-20)
K  n 
(c) Obtain trial value in the Newton-Raphson scheme

f z n
z new z n  (A5-21)
f
z n
n 

(d) Update z n 

z old
n  z n and z n z new
n  (A5-22)

189
c)) Tangent stiffness
The tangent stiffness is necessary to compute the nonlinear structural analysis.
From the incremental forms:

f n  D k  x n     D k  z n 


° § x n   x n · ½°
A n   z n  ®E VJQ¨¨ z n  ¸¸  J ¾ Q n 
°̄ © 't ¹ °¿ x n   x n
z n  z n  't
K n 't

The tangent stiffness is calculated as (T. Haukaas and A. D. Kiureghian, 2004);

wf n wz n
k n D k     D k (A5-23)
wx n wx n

wz n b
(A5-24)
wx n b

where

< E VJQ^ x n  x n z n ` J

N
) A n   z n < Q n 

b   D k z n

b   D k x n  x n

b
x n  x n
K n

) )
b bG Ab  b z n <GQ b 
N
x
n   x n GK b 
K 
n  K n

VJQ z n <Q n


N 
b   bG Ab  b N z n
) 
N
 b z n <GQ b  x n   x n GK b
K n

190
3.6 Masonry Wall

B1 B B2

N ' z1 , H ' z1 N 'z 2 , H 'z 2


l
Q' xc , H ' xc

A1 A2
A

Figure 3-6-1 Element model for masonry wall

a) Nonlinear shear spring

Hysteresis model of the nonlinear shear spring is defined as the poly-linear slip model as shown in Figure

3-6-2.

Q
Q

Qy
Dk 0
Qc J
Qu
k0
Jc Jy Ju J

Figure 3-6-2 Hysteresis model of the nonlinear shear spring

The characteristic values, Qc , Q y , Qu are obtained based on the formulation described in the reference
(Paulay and Priestley, 1992).

The procedure to obtain the shear strength is shown below:

191
(1) Compression strength of masonry prism

Compression strength of diagonal strut is


R Z t f 'm (3-6-1)
where,
f 'm : Compression strength of the masonry prism
Z : Width of the diagonal strut (Z = 0.25 d, d is diagonal length)
t : Thickness of wall

The compression strength of the masonry prism ( f ' m ) is determined by the following equation (Paulay and
Priestley, 1992),
f ' cb ( f 'tb Df ' j )
f 'm (3-6-2)
U u ( f 'tb Df ' cb )
j
D (3-6-3)
4.1hb
where,
f 'cb : Compressive strength of the brick
f 'tb : Tensile strength of the brick (= 0.1 f ' cb )
f 'j : Compressive strength of the mortar
j : Mortar joint thickness
hb : Height of masonry unit
Uu : Stress non-uniformity coefficient (=1.5)

The shear strength is then obtained as,


Vc R cos T Z t f ' m cos T (3-6-4)

192
(2) Shear strength by sliding shear failure

The maximum shear stress is obtained from the Mohr-Coulomb criterion:

Wf W 0  PV 0 W 0  tan I V 0 (3-6-5)

where,
W0 : Cohesive capacity of the mortar beds (=0.04 f ' m ) (Paulay and Priestly, 1992)
P : Sliding friction coefficient along the bed joint
P 0.654  0.000515 f ' j (Chen et.al, 2003)
V0 : Compression stress ( W / Aw R sin T / Aw )

The shear strength is

§ W ·
Vf W f AW ¨¨W 0  P ¸ AW W 0 Aw  PW (3-6-6)
© AW ¸¹

Substituting V f R cos T , W R sin T


where T is an angle subtended by diagonal strut to horizontal plane
R cos T W 0 Aw  PR sin T
R cos T 1  P tan T W 0 Aw (3-6-7)
W 0 Aw
R cos T
1  P tan T

Therefore,
W 0 Aw
Vf (3-6-8)
1  P tan T

193
(3) Characteristic values of nonlinear skeleton

The shear resistance, Q y , is calculated to be the minimum value between the shear strength by sliding
shear failure, V f , and the shear strength of diagonal compression failure, Vc , that is,

Qy min(V f , Vc ) (3-6-9)

The shear displacement at the maximum resistance, J y , is obtained as (Madan et al.,1997),

H 'm d m
Jy (3-6-10)
cos T
where,
H 'm : Compression strain at the maximum compression stress
( H ' m =0.0018, Hossein and Kabeyasawa, 2004)
Initial elastic stiffness is assumed as (Madan et al., 1997)
k0 2Q y / J y (3-6-11)G

From Figure 3-6-2, the shear resistance at crack, Qc , is obtained as,


Q y  Dk 0 J y
Qc (3-6-12)
1D
where, D is the stiffness ratio of the second stiffness and assumed to be 0.2.

Shear displacement at crack is then obtained as,


Jc Qc / k 0 (3-6-13)

Shear resistance and displacement at the ultimate stage are assumed as (Hossein & Kabeyasawa, 2004)
Qu 0.3Q y (3-6-14)
Ju 3.5(0.01hm  J y ) (3-6-15)
where, hm is the height of masonry wall.

References:

1) T. Pauley, M.J.N. Priestley, 1992, Seismic Design of Reinforced Concrete and Masonry building, JOHN
WILEY & SONS, INC.
2) Hossein Mostafaei, Toshimi Kabeyasawa, 2004, Effect of Infill Walls on the Seismic Response of
Reinforced Concrete Buildings Subjected to the 2003 Bam Earthquake Strong Motion : A Case Study of
Bam Telephone Centre, Bulletin Earthquake Research Institute, The university of Tokyo
3) A. Madan,A.M. Reinhorn, ,J. B. Mandar, R.E. Valles, 1997, Modeling of Masonry Infill Panels for
Structural Analysis, Journal of Structural Division, ASCE, Vol.114, No.8, pp.1827-1849

194
b) Vertical springs

For the moment, the vertical springs of the element model in Figure 3-6-1 are assumed to be elastic springs.

N ' z1 k z H ' z1 , N 'z2 k zH 'z2 (3-6-16)

kz E m (tl w ) / 2 (3-6-17)

where,
Em : Modulus of elasticity of masonry prism (=550 f ' m , FEMA 356, 2000)
t : Thickness of masonry wall
lw : Width of masonry wall

195
3.7 Passive Damper

a) Hysteresis damper

Hysteresis damper is modeled as a shear spring as shown in Figure 3-7-1.

B1 B B2

l
Q' xc , H ' xc

A1 A2
A

Figure 3-7-1 Element model for passive damper

Different types of hysteresis model are prepared for the force-deformation relationship of the spring.

(1) Bi-linear Model


 f f f

k2 
k2 
k1  k1  k2 
x x  䠇㻌 x
xy  xm  㻩㻌

(2) Normal-trilinear Model


 f f1  f 2  f1  f2 

x x x
㻩㻌 㻗㻌

196
(3) Degrading Tri-linear model

 p My
P

n Tm  kr 
ks  Ts  Tm 
p Ty  p p

My Tm
k y PD , k y , P 
p p
kr
p Ty pT y

Mm
Mm  ks km P E , km n 
n
nT m  pT s

(4) Bouc-Wen model


 y y y
A 1 A 1 A 1
  
D 0.01 D 0.01 D 0.01

x x x

E 0.5, J 0.5, N 10  E 0.5, J 0.5, N 2  E 0.1, J 0.9, N 2 

(5) Nonlinear Spring model

 f

k2 

k1  x
xy  xm 

Figure 3-7-2 Hysteresis model of the shear spring

197
b) Viscous damper

Viscous damper is modeled as a shear spring as shown in Figure 3-7-3.

B1 B B2

A1 A2
A

Figure 3-7-3 Element model for passive damper

(1) Algorithm for oil damper devise

Figure 3-7-4 shows the Maxwell model with an elastic spring with stiffness, K d , and a dashpot with
damping coefficient, C.

Fij, uij

Node i Node j

Fk, uk Fc, u㹡

Figure 3-7-4 Maxwell model

Since the elastic spring and the dashpot are connected in a series,
Fk Fc Fij (3-7-1)
where, Fk : force of the elastic spring
Fc : force of the dashpot
Fij : force between i-j nodes

198
The force of the elastic spring, Fk , is obtained as,
Fk K d uk K d (uij  uc ) (3-7-2)
where, u k : relative displacement of the elastic spring
u c : relative displacement of the dashpot
uij : relative displacement between i-j nodes

For an oil damper, the force-velocity relationship of the dashpot is defined as shown in Figure 3-7-5.

Fc
relief point

.
uc

Figure 3-7-5 Dashpot element


The force of the dashpot after the relief point is,
Fc C 2 u c  Qc (3-7-3)

Substituting Equations (3-7-2) and (3-7-3) into (3-7-1)


K d (u ij  u c ) C 2 u c  Qc (3-7-4)
When the time interval ǻt is small enough, the velocity at time t can be expressed as,

'u c (t )
u c (t ) (3-7-5)
't
'u c (t ) u c (t )  u c (t  't ) (3-7-6)

Substituting above equations into Equation (3-7-4),



K d u ij (t )  u c (t  't )  Qc
'u c (t ) (3-7-7)
C2
 Kd
't

The algorithm to obtain the force Fij (t ) from u ij (t ) is as follows:


1) Evaluate 'u c (t ) from Equation (3-7-7)
2) Evaluate u c (t ) from Equation (3-7-6)
3) Evaluate Fij (t ) from Equation (3-7-2)

199
Before the relief point of the dashpot, Equation (3-7-7) will be obtained by changing C2 o C1 , Qc 0
as

K d u ij (t )  u c (t  't )
'u c (t ) (3-7-8)
C1
 Kd
't

When the velocity of the dashpot is over the negative relief point, Equation (3-7-7) will be obtained by
changing Qc o Qc ,

K d u ij (t )  u c (t  't )  Qc
'u c (t ) (3-7-9)
C2
 Kd
't

In case there is no elastic spring,

Fij, uij

Node i Node j

Fc, u㹡

Figure 3-7-6 Dashpot element without elastic spring

u ij (t ) u c (t )

Fuj Fc C 2 u c  Qc

'u c (t ) 'u ij (t )
u c (t )
't 't

Therefore,
'u ij (t )
Fij (t ) C2  Qc (3-7-10)
't

Before the relief point of the dashpot,


'u ij (t )
Fij (t ) C1 (3-7-11)
't
When the velocity of the dashpot is over the negative relief point,
'u ij (t )
Fij (t ) C2  Qc (3-7-12)
't

200
(2) Algorithm for viscous damper devise

Figure 3-7-7 shows the Maxwell model with an elastic spring with stiffness, K d , and a dashpot with
damping coefficient, C.

Fij, uij

Node i Node j

Fk, uk Fc, u㹡

Figure 3-7-7 Maxwell model

Since the elastic spring and the dashpot are connected in a series,
Fk Fc Fij (3-7-13)
where, Fk : force of the elastic spring
Fc : force of the dashpot
Fij : force between i-j nodes

The force of the elastic spring, Fk , is obtained as,


Fk K d uk K d (uij  uc ) (3-7-14)
where, u k : relative displacement of the elastic spring
u c : relative displacement of the dashpot
uij : relative displacement between i-j nodes

For a viscous damper, the force-velocity relationship of the dashpot is defined as shown in Figure 3-7-8,

Figure 3-7-8 Dashpot element


That is,
C sgn u c (t ) u c (t )
D
Fc (3-7-15)

201
From Equations (3-7-13) and (3-7-14)
Fij (t )
 u c (t ) u ij (t ) (3-7-16)
Kd
Taking time differential and substituting Equation (3-7-15) give
1/ D
Fij (t ) § Fij (t ) ·
Kd

 sgn Fij (t ) ¨
¨ C
¸
¸
u ij (t ) (3-7-17)
© ¹

The numerical integration method, Runge-Kutta Method, can be used to solve the Equation (3-7-17).

In general, the solution of the differential equation, y (t ) f ( y, t ) , is obtained by Rungu-Kuttta Method as


follows:

y n 1 yn 
1
k 0  2k1  2k 2  k 3 (3-7-18)
6
k0 f ( y n , t n )'t
k1 f ( y n  k 0 / 2, t n  't / 2)'t
k2 f ( y n  k1 / 2, t n  't / 2)'t
k3 f ( y n  k 2 , t n  't )'t

Equation (3-7-17) can be written as


1/ D
§ § Fij (t ) · ·¸
¨

Fij (t ) ¨ u ij (t )  sgn Fij (t ) ¨
¨ C ¸ ¸ d
¸ K (3-7-19)
¨ © ¹ ¹ ¸
©
Applying Runge-Kutta Method gives the following algorithm,

Fij (t n 1 ) Fij (t n ) 
1
k 0 (t n )  2k1 (t n )  2k 2 (t n )  k 3 (t n ) (3-7-20)
6
1/ D
§ § Fij (t n ) · ·¸
¨
k0 ¨
¨ u ij (t n )  sgn Fij (t n ) ¨ ¸
¸ ¸ d
K 't
¨ ©
C
¹ ¹ ¸
©
1/ D
§ § Fij (t n )  k 0 / 2 · ·¸
¨
k1
¨ u ij (t n  't / 2)  sgn Fij (t n )  k 0 / 2 ¨
¨ ¸
¸ ¸ d
K 't
¨ ©
C
¹ ¹ ¸
©
1/ D
§ § Fij (t n )  k1 / 2 · ·¸
¨
k2
¨ u ij (t n  't / 2)  sgn Fij (t n )  k1 / 2 ¨
¨ ¸
¸ ¸ d
K 't
¨ ©
C
¹ ¹ ¸
©
1/ D
§ § Fij (t n )  k 2 · ·
¨ ¸
k3
¨ u ij (t n  't )  sgn Fij (t n )  k 2 ¨
¨
¸
¸ ¸ K d 't
¨ ©
C
¹ ¸
© ¹

202
In this algorithm, it is assumed as,
u ij (t n )  u ij (t n  't )
u ij (t n  't / 2) (3-7-21)
2

203
3.8 Ground Spring

3.8.1 Soil structure interaction

a) When building and foundation on ground is subjected to an earthquake excitation, the system can be
divided into two parts: b-1) building and foundation with interaction forces and b-2) ground with zero-mass

foundation subjected to the reaction of interaction forces and an earthquake excitation, which can be

divided further into c-1) zero-mass foundation subjected to an earthquake excitation (kinematic
interaction) and c-2) zero-mass foundation subjected to the reaction of interaction forces (inertia

interaction).

b-1) Building and foundation

a) Building and foundation

c-1) Kinematic interaction


Ground
G

Input ground motion b-2) Ground with zero-mass foundation

G
c-2) Inertia interaction

204
In case of c-2), the force-displacement relationship is written as,

­ PG ½ ª KH KHR º­uG ½
® ¾ « »® ¾ (3-8-1)
¯MG ¿ ¬KHS KR ¼¯TG ¿
where PG , MG are sway and rocking forces corresponding to the interaction forces between the
superstructure (building-foundation) and the ground, uG , TG are sway and rocking displacements. This
stiffness matrix is called “dynamic impedance matrix”.

If we neglect the coupling between sway and rocking degrees of freedom, the dynamic impedance matrix is
evaluated separately from the d-1) sway impedance KH and d-2) rocking impedance KR as follows:

­ PG ½ ªKH 0 º ­uG ½
® ¾ « »® ¾ (3-8-2)
¯MG ¿ ¬ 0 KR ¼ ¯TG ¿

d-1) Sway

PG , uG

c-2) Inertia interaction


M G , TG PG KH ˜ uG

PG , uG

G
d-2) Rocking

M G , TG

­ PG ½ ª KH KHR º­uG ½ G
® ¾ « »® ¾
¯MG ¿ ¬KHS KR ¼¯TG ¿

MG KR ˜TG

205
This corresponds to the Sway-Rocking model as shown below:

c-2) Inertia interaction c-2) Sway-Rocking model

M G , TG M G , TG

PG , uG PG , uG
KH
G G

KR

Finally, the soil-structure interaction is


implemented adding the sway and rocking
springs at the bottom of superstructure.

KH

KR

Input ground motion

It is important to note that the input ground motion to an embedded foundation is smaller than the input
ground motion in the free field due to the influence of the embedding of the foundation. This effect is called
“kinematic interaction”.

Free filed Embedded foundation

206
3.8.2 Cone model to calculate the static stiffness
The cone model is proposed by Wolf [1994] for determining the dynamic stiffness of a foundation on the
ground. The foundation is assumed as an equivalent rigid cylinder and only vertically incident shear wave
is considered. In case of the stratified ground, a simplified formulation is proposed by IIba et.al. [2000]
without considering the reflection and refraction coefficients at the boundary of the soil layer to obtain the
static stiffness. The following formulation is adopted in the STERA_3D software.

Reference:
1) John P Wolf, Foundation Vibration Analysis Using Simple Physical Models, Prentice Hall, 1994
2) Iiba M., Miura K and Koyamada K, "Simplified Method for Static Soil Stiffness of Surface Foundation",
Proceedings of AIJ Annual Meeting, 303-304, AIJ, 2000. (in Japanese)

a) Sway spring
Consider a semi-infinite cone whose area increases in the depth direction. First, we show the calculation
method of the horizontal ground spring (sway spring) for the rectangular foundation 2b u 2c (ground
surface foundation or embedded foundation). The equivalent radius of a circle having the same area is
bc
obtained as r0 2 .
S

2r0

The forces of the minute portion at the distance z from the apex of the cone are:
・Shear force at the upper surface
wu
Q S r 2GJ S r 2G (3-8-3)
wz
・Shear force at the lower surface
2
§ § dz · · w § wu · § dz · 2 § wu w u ·
2 2
dQ
Q dz S ¨ ¨1  ¸ r ¸ G ¨ u  dz ¸ S ¨1  ¸ r G ¨  2 dz ¸
dz ©© z ¹ ¹ wz © wz ¹ © z ¹ © wz wz ¹
(3-8-4)
Considering the static case ignoring the inertial force acting on the minute part, from the balancing of
forces,

207
§ dQ ·
Î ¨Q  dz ¸  Q 0
© dz ¹
dz · 2 § wu w 2u · wu
2
§
Î S ¨1  ¸ r G ¨  2 dz ¸  S r G
2
0
© z ¹ © wz wz ¹ wz
§ dz · § wu w 2u · wu
2
w 2u § dz § dz ·2 · § wu w 2u ·
Î ¨1  ¸ ¨  dz ¸   2  
¨¨ z ¨© z ¸¹ ¸¸ ¨© wz wz 2 ¸¹
dz dz 0
© z ¹ © wz wz 2 ¹ wz wz 2 © ¹
Î Ignoring high-order small amount terms

w 2u 2 wu
 0 (3-8-5)
wz 2 z wz

The solution to this equation can be expressed as follows:


A
u B (3-8-6)
z
where A and B as undetermined coefficients.

Assuming that the displacement on the ground surface is U and the displacement at the depth d is 0 as
boundary conditions,
A A
U  B, 0 B (3-8-7)
l d
From this, the coefficient A is

A
l  d l U (3-8-8)
d
Let Q0 be the shear force of the ground surface
wu § A· § ld ·
Q0 S r02G S r02G ¨ 
2 ¸
 ¨ S r02G ¸U (3-8-9)
wz © l ¹ © ld ¹
Therefore, the horizontal spring K H on the ground surface is
Q0 ld
KH  S r02G (3-8-10)
U ld
Assuming that d is infinite,
S r02G
KH (3-8-11)
l
The horizontal spring of the circular rigid foundation on semi-infinite uniform ground is obtained
theoretically from the following formula.
8Gr0
KH (3-8-12)
2 Q
If the two springs are set to be equal, the distance l from the apex of the cone to the ground surface is
obtained as follows:

208
8Gr0 S r02G
o l
2 Q S r (3-8-13)
2 Q
0
l 8

In case of the stratified ground, consider a truncated cone of thickness di from the i-th layer of stratified
ground and zi be the coordinate of the bottom of the i-th layer. The radius of the truncated cone ri at
depth zi is then calculated as follows from the geometric relationship.
zi
ri r0 (3-8-14)
z0
The horizontal spring on the upper surface of this truncated cone is
2
z d §z · zi S r02G1 § Gi · zi zi 1
K i
S r Gi i 1 i
2
S ¨ i 1 r0 ¸ Gi ¨ ¸ (3-8-15)
zi 1 zi  zi 1 © G1 ¹ z0 zi  zi 1
H i 1
zi 1d i © z0 ¹ z0

The horizontal spring K hb at the base bottom position is obtained as a synthetic spring in which
horizontal springs of each layer are connected in series.
n 1
1 1
K hb
¦K
i 0
i
(3-8-16)
H

However, in the bottom layer,

S r02G1 § Gn · zn zn 1 S r02G1 § Gn · zn1


K n 1
¨ ¸ o ¨ ¸ zn o f (3-8-17)
© G1 ¹ z0 zn  zn 1
H
z0 z0 © G1 ¹ z0

Finally, the horizontal ground spring K hb is obtained as,


K hb E h K1h (3-8-18)
where
1 S r02G1 S r02G1 8S r0G1
Eh , K1h
n
§1 · z0 l 2 Q
¦ ¨
i 1 © Di
¸
¹
§ Gi · zi zi 1 § Gn · zn 1
Di ¨ ¸ i 1, 2," , n  1 , D n ¨ ¸
© G1 ¹ z0 zi  zi 1 © G1 ¹ z0
2 Q 1
z0 S r0
8

209
b) Rocking spring
Rotational spring can be obtained as follows, similar to the method for determining horizontal spring. For
the rectangular foundation 2b u 2c (ground surface foundation or embedded foundation, 2b is the
length in rotational direction), the equivalent radius of a circle having the same moment of inertia is

2b 2c .
3
4
obtained as rr 0
3S
S
') The moment of inertia of a circle Ic rr40
4
2b 2c
3

The moment of inertia of a rectangular Ib


12

2r0

wM
M dz
wz

The forces of the minute portion at the distance z from the apex of the cone are:
・Moment at the upper surface
wT S rr40 wT
M  EI E (3-8-19)
wz 4 wz
・Moment at the lower surface
4
S §§ dz · · w § wT · S§ dz · 4 § wT w 2T ·
4
dM
M dz  ¨ ¨ 1  ¸ rr 0 ¸ E ¨ T  dz ¸  ¨1  ¸ rr 0 E ¨  2 dz ¸
dz 4 ©© z ¹ ¹ wz © wz ¹ 4© z ¹ © wz wz ¹
(3-8-20)
Considering the static case ignoring the inertial force acting on the minute part, from the balancing of
forces,
§ dM ·
Î ¨M  dz ¸  M 0
© dz ¹

dz · 4 § wT w 2T · rr40 wu
4

Î  ¨1  ¸ rr 0 E ¨  2 dz ¸  E 0
4© z ¹ © wz wz ¹ 4 wz
Î Ignoring high-order small amount terms

w 2T 4 wT
 0 (3-8-21)
wz 2 z wz

The solution to this equation can be expressed as follows:

210
A
T B (3-8-22)
z3
where A and B as undetermined coefficients.

Assuming that the rotational displacement on the ground surface is 4 and the displacement at the depth d
is 0 as boundary conditions,

A A
4  B, 0 B (3-8-23)
lr  d
3
lr3

From this, the coefficient A is

lr  d lr 3 4
3

A (3-8-24)
l r  d  lr 3
3

Let M 0 be the shear force of the ground surface

3 lr  d
3
S rr40
wu § 3A ·
S rr40 S rr40
  E¨ 4 ¸ 4
^ `
M0 E E (3-8-25)
wz lr  d  lr3 lr
3
4 4 © lr ¹ 4

Therefore, the rotational spring K R on the ground surface is

3 lr  d
3
M0 S rr40
^ `
KR E (3-8-26)
4 lr  d  lr3 lr
3
4

Assuming that d is infinite,


3S rr40 E
KR (3-8-27)
4lr
The horizontal spring of the circular rigid foundation on semi-infinite uniform ground is obtained
theoretically from the following formula.

8Grr30
KR (3-8-28)
3 1 Q

If the two springs are set to be equal, the distance lr from the apex of the cone to the ground surface is
obtained as follows:

8Grr30 3S rr40 E 3S rr40 E


2G 1 Q o lr

9 1 Q 2 Sr (3-8-29)
3 1 Q
r0
4lr 4lr 16

211
In case of the stratified ground, consider a truncated cone of thickness di from the i-th layer of stratified
ground and zri be the coordinate of the bottom of the i-th layer. The radius of the truncated cone rri at
depth zri is then calculated as follows from the geometric relationship.
zri
rri rr 0 (3-8-30)
zr 0
The rotational spring on the upper surface of this truncated cone is

3 zri 1  di
3
i S rri41 3S rr40 E1 § Ei · zri3 zri3 1
¨ ¸
^ `
K Ei

(3-8-31)
zri 1  di  zri3 1 zri 1 4 zr 0 © E1 ¹ zr30 zri3  zri3 1
R 3
4

The rotational spring K rb at the base bottom position is obtained as a synthetic spring in which rotational
springs of each layer are connected in series.
n 1
1 1
K rb
¦Ki 0
i
(3-8-32)
R

However, in the bottom layer,

3S rr40 E1 § En · zrn3 zrn3 1 3S rr40 E1 § En · zrn3 1


K Rn 1 ¨ ¸ o ¨ ¸ zn o f

(3-8-33)
4 zr 0 © E1 ¹ zr30 zrn3  zrn3 1 4 zr 0 © E1 ¹ zr30

Finally, the horizontal ground spring K rb is obtained as,


K rb E r K1r (3-8-34)
ここに、
1 3S rr40 E1 3S rr40 E1 4 rr30 E1
Er , K1r
n
§ 1 · 4 zr 0 4lr 3 1 Q 12
¦ ¨
i 1 © D ri
¸
¹
3
§ Ei · zri3 zri3 1 § En · § zn 1 ·
Di ¨ ¸ 3 3 i 1, 2,", n  1 , D n ¨ ¸¨ ¸

© E1 ¹ zr 0 zri  zri 1
3
© E1 ¹© z0 ¹

zr 0

9 1 Q 12 Sr
r0
16

212
3.8.3 Embedded foundation

Khb , Krb Khe , Kre

In case of embedded spread foundation, the resistances at the side of the foundation K he , K re can be
expected in addition to the resistances K hb , K rb at the base of the foundation. That is,
Kh K hb  K he
(3-8-35)
Kr K rb  K re
where
De Ghe
K he [ he K hb (3-8-36)
r0 Ghb

­° D § De · ½° Ghe
3

K re [ re K rb ®2.3  0.58 ¨ ¸ ¾
e
(3-8-37)
°¯ rr 0 © rr 0 ¹ °¿ Ghb
m

¦G H
i 1
i i
2 Q K hb
Ghe m
, Ghb (3-8-38)
¦H
8r0
i
i 1

De is the depth of the foundation. [ he and [ re are the earth pressure reduction coefficients of
horizontal and rotational directions at the side of the foundation and they are set to 0.5 when considering
only the side receiving the reaction force from ground at the time of the earthquake. m is the number of
soil layers from the surface to the bottom at the side the foundation where the earth pressure acts. Q is the
average Poisson's ratio of the ground under the foundation base. The damping at the embedded part is not
considered.

213
3.8.4 Radiation damping
The static stiffness obtained by the cone model alone can not express the radiation damping that the
energy of ground shaking spreads to a distance.
To evaluate the radiation damping, we consider a semi-infinite earth column with the same area of the
foundation where a shear wave travels downward when the foundation sways harmonically in a horizontal
direction.
The wave travels in the earth column can be expressed as the solution of the wave equation.

w 2u w 2u G
Vs 2 , Vs (3-8-39)
wt 2 w2 z U

where G is the shear modulus of the soil, U is the density of the soil, and Vs is the shear wave
velocity.
ipt
When the foundation sways harmonically as ue , the solution of the wave equation is

u z , t ue
ip t  z /Vs
(3-8-40)

The shear force at the bottom of the foundation is,


wu GA GA du du
Q GA iupeipt UVs A (3-8-41)
wz
z 0
Vs Vs dt dt
where A is the area of the foundation. Therefore, the damping force by the radiation is equivalent as the
viscous damping of a dashpot with a damping coefficient
CH UVs A (3-8-42)

The radiation damping of a rocking motion is expressed as the similar formula


CR U KVs I (3-8-43)

S r4
where I is the second moment of inertia for a circular foundation with the radius r
4
3.4
K is the coefficient for vertical wave velocity, where Q is the Poisson’s ratio
S 1 Q

Peipt ipt Peipt


ue
Q

C UVA

G, Q , U

214
In case of the stratified ground, we can use the following formula for the radiation damping
CH UeVe A (3-8-44)
3.4
CR Ue KeVe I , Ke (3-8-45)
S 1 Q e
where Ue is the average density, Ve is the average shear wave velocity and Qe is the average shear
modulus defined by the weighted average by depth of layers under the basement as
n n n

¦ Ui d i ¦Vi di ¦Q d i i
Ue i 1
n
, Ve i 1
n
, Qe i 1
n
(3-8-46)
¦d
i 1
i ¦d
i 1
i ¦d
i 1
i

3.8.5 Complex stiffness with material damping

The damping effect of the soil material can be considered by setting the shear modulus to the following
complex shear modulus.

G* G 1  2ih (3-8-47)

where h is the damping factor of the soil. As a result, the dynamic stiffness obtained from the cone model
becomes also complex value as,

KH* K H  iK H ' K H 1  2ihH : sway spring


KR *
K R  iK R ' K R 1  2ihR : rocking spring (3-8-48)

Furthermore, the damping coefficient is obtained from the imaginary part of the complex stiffness under the
periodic vibration of the circular frequency Ȧ.

K ˜ x  C ˜ x Æ assuming x ae iZt Æ K  iZC x

From the equivalent condition,

K  iZC x K  iK ' x K 1  2ih x

K' 2hK
Therefore, C (3-8-49)
Z Z

STERA_3D calculates the circular frequency Ȧ as


2S
Z1 (3-8-50)
T1
where T1 is the first natural period of the structure with the ground spring (real part).

215
3.8.6 Impedance matrix

It is known that radiation damping is likely to occur in a frequency band higher than the dominant
frequency of the ground ( f G ), and the effect is greater at higher frequencies. Therefore, the damping is

evaluated separately for a lower frequency side and a higher frequency side than the dominant frequency.

a) In case of f d f G Z d ZG for Sway spring and f d 2 f G Z d 2ZG for Rocking spring

Considering material damping only,


K' 2hK
PG K H uG  CH uG , C (3-8-51)
Z Z
MG K R TG  CRTG (3-8-52)
where
K H , CH : stiffness and damping of sway spring
K R , CR : stiffness and damping of rocking spring

b) In case of f ! f G Z ! ZG for Sway spring and f ! 2 f G Z ! 2ZG for Rocking spring

Considering both material damping and radiation damping,

PG K H uG  CH  CH ' uG (3-8-53)


MG K T  C  C ' T
R G R R G (3-8-54)
where
CH ', CR ' : radiation damping for sway and rocking

To avoid the discontinuous of damping, we modify the formula as


f  fG
PG K H uG  CH  ] H CH ' uG , ] H (3-8-55)
f
f  2 fG
MG K R TG  CR  ] RCR ' TG , ] R (3-8-56)
f

In a matrix form

­ PG ½ ªKH 0 º ­uG ½ ªCH  ] H CH ' 0 º ­uG ½


® ¾ « 0 ® ¾  ® ¾
K R »¼ ¯TG ¿ «¬ CR  ] R CR '»¼ ¯TG ¿
(3-8-57)
¯M G ¿ ¬ 0

216
3.8.7 Pile foundation

Now we discuss the Sway and Rocking springs for the foundation with piles.

1) Sway

PG , uG

G
PG , uG

Inertia interaction
M G , TG

PG , uG

G
2) Rocking
M G , TG

a) Vertical stiffness of a single pile


The vertical stiffness of a single pile is obtained from the follow formula:

KV EAD
,
k B 1  e 2D L  EAD 1  e 2D L
D
kS
1  e  EAD 1  e
2D L 2D L
(3-8-58)
kB EA

where,
E : Young’s Modulus of the pile, A : Area of the pile, L : Length of the pile
kS : Vertical spring of the soil surrounding the pile, k B : Vertical spring at the bottom of the pile

217
')
P0

u0
Pz

uz
uz
k S u z dz dz

u z  du z

Pz  dPz

uL

PL
a-1) Equilibrium condition of the vertical forces in a pile
The equilibrium condition of the vertical forces in a small segment is
dP k S u z dz 0 (3-8-59)
The axial strain in the segment is obtained as
du z Pz
 (3-8-60)
dz EA
Therefore
dP d 2u z
EA kS u z (3-8-61)
dz dz 2
The solution of this second order differential equation is
kS
uz c1eD z  c2 e D z , D (3-8-62)
EA
Also

Pz
EAD c2 eD z  c1eD z (3-8-63)

Setting the boundary conditions as Pz P0 at z 0 and u z uL at z L,

P0 EAD c2  c1 (3-8-64)

uL c1eD L  c2 e D L (3-8-65)

Therefore, the coefficients c1 and c2 are obtained as

218
EAD uL  P0 e D L EAD uL  P0 eD L
c1 c2

, (3-8-66)
EAD eD L  e D L EAD eD L  e D L

The force at the bottom of the pile PL is

PL
EAD c2 eD L  c1eD L (3-8-67)

From the relationship u L PL k B ,

2 K P P0
PL
 EAD e
DL D L DL
(3-8-68)
KP e e  e D L

and

2 P0
uL
 EAD e
DL D L DL
(3-8-69)
KP e e  e D L

The displacement at the head of the pile is


u0 c1  c2 (3-8-68)
Therefore, the stiffness of the vertical spring at the head of the pile is

K0
P0 EAD c2  c1
EAD P0eD L  P0 eD L
u0 c1  c2 2 EAD uL  P0 e D L  P0 eD L
EAD eD L  e D L
2 EAD
2
 eD L  e D L
kB e DL
e D L
DL
 EAD e  e D L
(3-8-69)
EAD e DL
e D L
^k e  e  EAD e  e `
B
DL D L DL D L


4 EAD  eD L  e D L ^k e  e  EAD e  e `
B
DL D L DL D L

EAD
kB e DL
 e D L  EAD e  e DL D L

kB e DL
 e D L  EAD e  e DL D L

219
a-2) Vertical spring of the soil surrounding the pile
The vertical spring of the soil surrounding the pile k S is obtained as the friction resistance of soil
surrounding the soil (Randolph and Wroth, 1978).

(a) Concentric cylinder around loaded pile (b) Stresses in soil element

Reference: Randolph M.F and Wroth C.P, “Analysis and deformation of vertically loaded piles”, Journal of
Geotechnical Engineering 104(12): 1465-1487. 1978.
From the equilibrium condition of vertical forces

§ wW · § wV y · § dr · § dr ·
¨ W  ¸ r  dr d T dy  W rd T dy  ¨ V  dy ¸ ¨ r  ¸ dT dr  V y ¨ r  ¸ dT dr 0
wr ¹ wy
y
© © ¹© 2 ¹ © 2 ¹

(3-8-70)
Neglecting higher order
w W r wV y
r 0 (3-8-71)
wr wy
Assuming the stress change along the depth wV y wy is negligible, the second term will be zero. Then,
w W r
0 (3-8-72)
wr
Integrating from the pile radius r0 to r ,

³ d W r 0 Ÿ W r r  W r0 r0
r
0
r0

W r0 r0 W 0 r0
W r (3-8-73)
r r
Assuming the deformation along the radius du is smaller than the deformation along the depth dw , the
shear stain is

wu ww dw W r W 0 r0
J  | (3-8-74)
wz wr dr G r rG r

220
The vertical shear deformation is obtained by integrating from r0 to rm ,

rm 1 W 0 r0§r ·
wS W 0 r0 ³ dr ln ¨ m ¸ (3-8-75)
rG G © r0 ¹
r0

Randolf and Worth proposed the following empirical formula for the radius rm

rm 2.5 L 1 Q (3-8-76)

The vertical force around the pile is calculated as

§ 2S G ·
P 2S r0 W 0 ¨¨ ¸¸ wS (3-8-77)
© ln rm r0 ¹
Therefore, the vertical spring of the soil surrounding the pile k S is
2S Ge
kS , rm 2.5 L 1 Q e (3-8-78)
ln rm r0
where,
1 n 1 n
Ge ¦ Gi di : average shear modulus, Q e
Li1
¦ Q i di : average Poisson ratio
Li1

a-3) Vertical spring at the bottom of the pile


The vertical spring at the bottom of the pile k B is obtained as a static impedance of circular
foundation as,
3S S GB r0
kB (3-8-79)
8 1 Q B
where,
GB : shear modulus of the soil at the bottom of the pile
Q B : Poisson ratio of the soil at the bottom of the pile

221
b) Horizontal stiffness of a single pile

b-1) Horizontal stiffness of a single pile

H
x y
p x

The flexural deformation of the infinite pile under horizontal load at the top of the pile is
d4y
EI  p x 0 (3-8-80)
dx 4

where p x is the reaction force of the soil.

Assuming

p x kh By (3-8-81)

where B is the width of the pile.


The solution is expressed as

y e E x A1 sin E x  B1 cos E x  e  E x C1 sin E x  D1 cos E x


kh B (3-8-82)
E 4
4 EI
Since the deformation in infinite depth is zero, that is x o f , y 0,
A1 B1 0 (3-8-83)
In case of fixed pile head,
dy
T 0  E C1  E D1 0 Æ C1 D1 (3-8-84)
dx x 0

The horizontal force at the pile head is

H Q 0 (3-8-85)

Therefore,

Q 0 d3y H H
 3 4C1E 3  Æ C1 (3-8-86)
EI dx x 0
EI 4 E 3 EI

222
The horizontal deformation of the pile is
H
y e E x sin E x  cos E x (3-8-87)
4E 3 EI
The deformation of the pile head is
H
y  (3-8-88)
4 E 3 EI
Therefore, the horizontal stiffness is

4 E 3 EI 4 EI kh B
1/ 4 3/ 4
Kh (3-8-89)

Francis (1964) proposed the following formula for the horizontal ground spring per unit length of a
single pile:
1/12
1.3ES § ES B 4 ·
k fS kh B ¨ ¸ (3-8-90)
1  Q S 2 © EP I P ¹

where
E P : Young’s modulus of a pile, I P : Moment of inertia of a pile
E S : Young’s modulus of soil, Q P : Poisson ratio of soil

This formula is based on the study by Biot (1937) with respect to the ground spring against bending of
an infinite beam on ground and is modified by Visic (1961). Francis extended this concept to the pile
considered that there is ground on both sides of the beam and doubled the ground stiffness.

Reference:
1) Francis A. J, Analysis of Pile Groups with Flexural Resistance, Journal of the Soil Mechanics and
Foundations Division, 1964, Vol. 90, Issue 3, Pg. 1-32
2) Biot, M. A. Bending of an infinite beam on an elastic foundation. J. Appl. Mech., 1937, 4, 1, Al-A7
3) Vesic A.B, Bending of beams resting on isotropic elastic solid, Journal of the Engineering Mechanics
Division, 1961, Vol. 87, Issue 2, Pg. 35-54

223
b-2) Horizontal damping of a single pile
Gazetas proposed the following formula for the horizontal damping per unit length of a single pile:

cgS 2 U S B VL  VS (3-8-91)
S wave
where
3.4VS
VL : Lysmer analog wave
S 1 Q S
This damping expresses the radiation damping P wave

in both directions of the pile. Pile

Reference: Gazetas, G. and Dobry, R, Horizontal Response of Piles in Layered Soils, J. Geo tech. Engrg.
Div.,ASCE, Vol.110, pp.20-40, 1984

b-3) Ground spring and damping coefficient between multiple layers


The ground spring and damping coefficient between multiple layers can be calculated by multiplying
the layer thickness of each layer and averaging as

k ' fSi
0.5 k fS i 1 H i 1  k fSi H i (3-8-92)

c 'gSi
0.5 cgS i 1 H i 1  cgSi H i (3-8-93)

224
c) Impedance of group piles
In case of group piles, the impedance of the foundation can not be obtained from the simple addition
of the impedances of individual piles because of the interaction of piles.

c-1) Group effect in horizontal direction (stiffness)

The horizontal stiffness of group piles is obtained from the horizontal stiffness of a single pile as,

K HG N P E H K HS (3-8-94)

where

K HG : horizontal stiffness of group piles, K HS : horizontal stiffness of a single pile


N P : number of piles, E H : coefficient of group effect
The following formula is adopted for STERA_3D as the coefficient of group effect for horizontal ( x )

direction,
0.54

N 2
0.74 S B
0.43
0.59 S B
E Hx 0.4 S B N x 2
0.3
y (3-8-95)

where

S : distance between piles in x-direction, B : diameter of pile,


N x , N y : number of piles in x-direction and y-direction
The horizontal stiffness of a single pile is obtained from Eq. (3-8-89) as

4 EP I P
1/4
K HS k S 3/4 (3-8-96)

where

k S : the stiffness coefficient of a single pile under homogenous ground


The horizontal stiffness of group piles

N P E H K HS N P E H 4 EP I P k S 3/4 4 N P EP I P
1/ 4 1/ 4
K HG kG 3/ 4 (3-8-97)

kG N P E H 4/3 k S (3-8-98)

225
For the horizontal damping, the group effect is assumed negligible, and the horizontal damping of

group piles is obtained as,

cHG N P cHS (3-8-99)

where

cHG : damping coefficient of group piles, cHS : damping coefficient of a single pile

In evaluating the horizontal ground stiffness of the group pile K HG in layered ground, it is necessary

to determine the value of the stiffness coefficient kG which represents the average stiffness coefficient in

layered ground. The following iterative procedure is used to calculate kG .

P
u0 u 0

ui
ui 1

Step. 1 Set the initial value of kG as

kG = average of kGi in the surface layer (< 5 B )

where kGi N P E H 4/3 k Si : horizontal stiffness of group pile at i-th layer from Eq.(3-8-89)

Step. 2 The flexural deformation of a pile under the horizontal load P at the top is approximated by

P kG
u e E x sin E x  cos E x , E 4 (3-8-100)
4 N P EP I P E 3 4 EI

The horizontal stiffness at the top can be calculated by,

K HG 2
¦k Gi i u
(3-8-101)
u0

Step. 3 Update kG as

K HG 2 4 N P EP I P
4/3 1/4
kG (3-8-102)

Step. 4 Go back to Step 1 until K HG 2 | K HG .

226
c-2) Group effect in horizontal direction (damping)
The damping effect of the soil material is considered as

kGi* kGi 1  2ihGi (3-8-103)

where hGi is the damping factor of the soil in i-th layer. The horizontal damping at the top of group piles
can be calculated by,

hHG
¦h u
Gi i
(3-8-104)
u0

Therefore, the imaginary part of the horizontal stiffness is


K HG ' | 2hHG K HG

In the same way, the horizontal radiation damping at the top of group piles can be calculated by

cHG
¦c u
Gi i
(3-8-105)
u0
where cGi N p cSi

c-3) Group effect in rocking direction (stiffness)

The group effect in rotational direction is assumed negligible and the coefficient of group effect is

one. Therefore, the rotational stiffness is calculated from the vertical stiffness of individual pile as
m
K RGx ¦K
im1
Vi yi2 : around x-axis (3-8-106)

K RGy ¦K
i 1
2
Vi i x : around x-axis (3-8-107)
where
xi , yi : distance from the center of ration in x, y directions

c-4) Group effect in rocking direction (damping)


In case of rocking direction, the damping effect of the soil at the bottom of the pile is considered
dominant.
hRG hb (3-8-108)
where hb : damping factor of the soil at the bottom of the pile
Therefore, the imaginary part of the rocking stiffness is

K RG ' | 2hRG K RG (3-8-109)

227
3.8.8 Equivalent period and damping factor considering soil structure interaction

a) Equivalent period

GB GS GB GR GS GB

F m F m F
m

K B , CB H

K S , CS
K R , CR
Force and deformation

GB F KB GS F KS GR HT R H M KR
G GB F KB G GB  GS F 1 K B  1 K S H FH K R F KR H 2

G GB  GS  GR

F 1 KB 1 KS 1 KR H 2
Stiffness

K KB 1
K 1
1 KB  1 KS K
1 KB  1 KS 1 KR H 2

Period (mass of foundation is ignored)

m m mH 2
TB 2S TS 2S TR 2S
KB KS KR

m
T 2S TB T 2S
m
2S
m

m
T 2S
m
2S
m

m mH 2

K K KB KS K KB KS KR
TB2  TS2 TB2  TS2  TR2

228
b) Equivalent damping

b-1) Equivalent damping for material damping


Force including damping force is
F CG  K G
For a harmonic excitation G aeiZt
G iZG
Then
§ C·
F K ¨ 1  iZ ¸ G K 1  2hi G
© K¹
where h is the damping ratio
ZC
h
2K
Defining the viscous damping ratio separately for each dashpot,
Z B CB Z S CS ZR CR
hB , hS , hR
2K B 2KS 2K R

This is the case to define the damping force to be independent to the frequency of excitation.
This type of damping is called “material damping”.

Total complex stiffness will be


1 1 1 1
 
K 1  2hi K B 1  2hB i K S 1  2hS i K R H 1  2hR i
2

Using the relationship


1 1  2hi 1  2hi
| 1  2hi
1  2hi 1  2hi 1  2hi 1  4h 2
Then
1 1 1 1
1  2hi 1  2hBi  1  2hS i  1  2hRi
K KB KS KR H 2
From the real part
1 1 1 1
 
K KB KS KR H 2
From the imaginary part

2 2 2
K K K § TB · § TS · § TR ·
h hB  hS  hR ¨ ¸ hB  ¨ ¸ hS  ¨ ¸ hR
KB KS KR H 2 ©T ¹ ©T ¹ ©T ¹

229
b-2) Equivalent damping for viscous damping
Force including damping force is
§C K ·
F CG  K G m ¨ G  G ¸
©m m ¹

m 2hZG  Z 2G
For a harmonic excitation G aeipt
§ § p· ·
F m Z 2  2hZ pi G mZ 2 ¨ 1  2h ¨ ¸ i ¸ G
© ©Z ¹ ¹
This is the case to define the damping force to be dependent to the frequency of excitation.
This type of damping is called “viscous damping”.

Total complex stiffness will be


1 1 1 1
 
§ § p· · § § p · · § § p · · § § p · ·
mZ 2 ¨1  2h ¨ ¸ i ¸ mZB 2 ¨1  2hB ¨ ¸i ¸ mZS 2 ¨1  2hS ¨ ¸i ¸ mZR 2 ¨1  2hR ¨ ¸i ¸
© ©Z ¹ ¹ © © ZB ¹ ¹ © © ZS ¹ ¹ © © ZR ¹ ¹
Using the relationship
1 § p·
| 1  2h ¨ ¸ i
§ p·
1  2h ¨ ¸ i ©Z ¹
©Z ¹
Then

1 § § p· · 1 § § p · · 1 § § p · · 1 § § p · ·
2 ¨
1  2h ¨ ¸ i ¸ ¨¨1  2hB ¨ ¸ i ¸¸  2 ¨
¨ 1  2 h ¨ ¸ i ¸¸  2 ¨
¨ 1  2 h ¨ ¸ i ¸¸
mZ © ©Z ¹ ¹ mZB © ZB ¹ ¹ mZS © © ZS ¹ ¹ mZR © © ZR
2 S R
© ¹ ¹

From the real part


1 1 1 1 1 1 1 1
  Æ  
Z 2
ZB 2
ZS 2
ZR 2
K KB KS KR H 2
From the imaginary part

§ p· K § p · K § p · K § p ·
h¨ ¸ hB ¨ ¸ hS ¨ ¸  2 R¨
h ¸
©Z ¹ K B © ZB ¹ K S © ZS ¹ K R H © ZR ¹
In case of the resonance frequency, p Z
3 3 3
§Z · §Z · §Z ·
h ¨ ¸ hB  ¨ ¸ hS  ¨ ¸ hR
© ZB ¹ © ZS ¹ © ZR ¹
or

3 3 3
§T · §T · §T ·
h ¨ B ¸ hB  ¨ S ¸ hS  ¨ R ¸ hR
©T ¹ ©T ¹ ©T ¹

230
)UHHGRP9HFWRU

1RGHIUHHGRP

(DFKQRGHKDVVL[GHJUHHVRIIUHHGRPDQGWKHIUHHGRPQXPEHULVGHILQHGDVVKRZQLQWKHILJXUHEHORZ 

Z 3 Z Z

6
X 1 7 X X
4
5 8
Y Y Y
2
D ODWHUDODQGURWDWLRQDOGLVSODFHPHQW E VKHDUGHIRUPDWLRQRIFRQQHFWLRQ

)LJXUH*OREDOFRRUGLQDWH

)UHHGRPYHFWRU

7KHIUHHGRPYHFWRULVGHILQHGWRLQGLFDWHWKHQXPEHURIDOOIUHHGRPVRIWKHVWUXFWXUHZKHUHWKHUHVWUDLQHG
IUHHGRPLVVHWWREH]HUR)RUWKHVWUXFWXUHLQWKHILJXUHEHORZWKHIUHHGRPYHFWRUKDV]HURFRPSRQHQWVIRU
WKHIL[HGQRGHV 1RGHV DQGHLJKWFRPSRQHQWVIRURWKHUQRGHV 1RGHV 7KHUHIRUHWKHWRWDOQXPEHU
RIIUHHGRPRIWKHVWUXFWXUHLVî 

Node 1 ­  ½
| °#°
° °
Node 4 °°
° °
°°
Node 5 °#° 6
° ° 5
°°
°°
Node 6 °° °° 7 8
®#¾
° °
° ° 1 2
° °
Node 7 ° °
°#°
°° 3 4
° °
°°
Node 8 °#°
° °
¯° ¿° shear deformation of connection

)LJXUH([DPSOHRIWKHIUHHGRPYHFWRU

231
'HSHQGHQWIUHHGRP

  5LJLGIORRUDVVXPSWLRQ

,QWKHGHIDXOWVHWWLQJWKHIORRUGLDSKUDJPLVDVVXPHGWREHULJLGIRUWKHLQSODQHGHIRUPDWLRQ7KHUHIRUH
WKHLQSODQHIUHHGRPVDWWKHQRGHVLQDIORRUDUHUHSUHVHQWHGE\WKHIUHHGRPVDWWKHFHQWHURIJUDYLW\RIWKH
VDPHIORRU

6
1 4, 7
5, 8

2
(a) In-place freedoms (b) Out-of-plane freedoms

)LJXUH,QSODQHDQGRXWRISODQHIUHHGRP


)RUH[DPSOHWKHLQSODQHIUHHGRPVDWWKHQRGH$LQ)LJXUHDUHH[SUHVVHGE\WKHLQSODQHIUHHGRPVDW
WKHFHQWHURIJUDYLW\*DVIROORZV

­u xA ½ ª  l yA º ­u xG ½
° ° «   l » °u ° 
®u yA ¾ « xA » ® yG ¾    
°T ° «¬   »¼ °¯T zG °¿
¯ zA ¿

G: center of gravity
T zG
G G u xG
l xA
l yA
u yG T zA
A
A u xA

u yA
Figure 4-3-2 Rigid floor assumption

232
,QFDVHRIWKHVWUXFWXUHLQWKHILJXUHEHORZLQDGGLWLRQWRWKHRULJLQDOQRGHVQHZQRGHVIRUWKHFHQWHURI
JUDYLW\DUHGHILQHGDV³1RGH´DQG³1RGH´8QGHUWKHULJLGIORRUDVVXPSWLRQWKHIUHHGRPYHFWRUKDV
]HUR FRPSRQHQWV IRU WKHLQSODQH IUHHGRPV DW WKH QRGHV H[FHSW WKHFHQWHU RI JUDYLW\ 7KHUHIRUH WKHWRWDO
QXPEHURILQGHSHQGHQWIUHHGRPLV


0
Node 1-5 
0
0
0
1
2
Node 6 3
0
4
5
0
0
6
Node 7 7
8
0
9 6 7
10
0 10
0
11 8 9
Node 8 12
13
0
14 1 2
15
0 5
0 3
16 4
17
Node 9 18
0
19
20 shear deformation of connection
21
22
0
0
Node 10 0
23
0
0

Freedom vector


)LJXUH([DPSOHRIWKHIUHHGRPYHFWRUZLWKULJLGIORRUDVVXPSWLRQ


233
 ,QFOXGLQJZDOOHOHPHQW


7KHZDOOHOHPHQWPRGHOKDVULJLGEHDPVDWWKHWRSDQGERWWRPRIWKHZDOOWKHUHIRUHDVVKRZQLQ)LJXUH
 WKH URWDWLRQ DQJOHV LQ WKH ZDOO SDQHO SODQH T y  DQG T y   DUH GHSHQGHQW WR WKH YHUWLFDO
GLVSODFHPHQWV G z  DQG G z   $OVR WKH KRUL]RQWDO GLVSODFHPHQW LQ WKH ZDOO SDQHO SODQH u x   LV
GHSHQGHQWWRWKHGLVSODFHPHQW u x 7KHFRQQHFWLRQLVDVVXPHGWREHULJLG

T y
T y
G z   G z
T y T y
G z G z w
u x u x u x u x

)LJXUH5HODWLRQVKLSEHWZHHQQRGHGLVSODFHPHQWVIRUDZDOOHOHPHQW ;ZDOO 

,QDPDWUL[IRUP

­ u x ½ ª   º ­u x  ½
° ° «    w   w» °G °  
®T y ¾ « » ® z ¾   
°T ° «¬    w   w»¼ °¯G z  °¿
¯ y ¿
,QFDVHRI<GLUHFWLRQZDOOWKHUHODWLRQVKLSFDQEHZULWWHQDV

T x

­u y ½ ª   º ­u y  ½
G z ° ° «    w    w» ° G °
®T x ¾ « » ® z ¾ (4-3-3)
°T °
¯ x ¿ «¬   w    w»¼ °¯G z  °¿
1
T x
u y
G z
2 w
u y

)LJXUH5HODWLRQVKLSEHWZHHQQRGHGLVSODFHPHQWVIRUDZDOOHOHPHQW <ZDOO 



234
)RU H[DPSOH LQ FDVH RI WKH VWUXFWXUH LQ WKH ILJXUH EHORZ E\ HOLPLQDWLQJ GHSHQGHQW IUHHGRPV WKH WRWDO
QXPEHURIIUHHGRPEHFRPHV

0
Node 1-5 
0
0
0
1
Node 6 2
0
0
0
0
0
0
3
Node 7 4
0
0 6 7
0
0 10
0
0 8 9
5
Node 8 6
7
0 1 2
8
9 5
0
0 3 4
10
Node 9 11
12
0
13
14 shear deformation of connection
15
16
0
0
Node 10 0
17
0
0

Freedom vector

)LJXUH([DPSOHRIWKHIUHHGRPYHFWRUZLWKDZDOOHOHPHQW


235
 6HULHVRIZDOOV

,QFDVHVHYHUDOZDOOVDUHMRLQHGWRJHWKHULQVHULHVLWLVDVVXPHGWKDWDOOZDOOVDUHFRQQHFWHGE\ULJLGEHDPV
DWWKHWRSDQGERWWRP7KHUHIRUHDVVKRZQLQ)LJXUHWKHURWDWLRQDQJOHVLQWKHZDOOSDQHOSODQH T y 
DQG T y  DUHGHSHQGHQWWRWKHYHUWLFDOGLVSODFHPHQWV G z  DQG G z  $OVRWKHKRUL]RQWDOGLVSODFHPHQWLQ
WKHZDOOSDQHOSODQH u x  LVGHSHQGHQWWRWKHGLVSODFHPHQW u x 7KHFRQQHFWLRQLVDVVXPHGWREHULJLG

T yN
T y
T y

G z G z G zN
u x u x u xN

w

G zN  G z N 
T y T y  " T yN
L
 L ¦w
k 
i

i 
G zi G z  T yi Li   Li  L G z  Li  L G zN  Li ¦w i
k 

u x ux " u xN

)LJXUH6HULHVRIZDOOFRQQHFWHGE\DULJLGEHDP ;ZDOO 

,QDPDWUL[IRUP

­G ½
T yi >   L   L @® z ¾         
¯G zN ¿

­G ½
G zi >  Li  L Li  L @® z ¾        
¯G zN ¿

236
,QFDVHRI<GLUHFWLRQZDOOWKHUHODWLRQVKLSFDQEHZULWWHQDV

T x

G z

T x
1

u y
G z
2 w
u y

G zN
N G z  G zN N 

u yN
T x T x  " T xN
L
 L ¦w
k 
i

i 
G zi G z  T xi Li   Li  L G z  Li  L G zN  Li ¦w i
k 

u y u y " u yN

)LJXUH6HULHVRIZDOOFRQQHFWHGE\DULJLGEHDP <ZDOO 


,QDPDWUL[IRUP

­G ½
T xi >  L    L @® z ¾         
¯G zN ¿

­G ½
G zi >  Li  L Li  L @® z ¾        
¯G zN ¿

237
 ,QFOXGLQJJURXQGVSULQJV

,Q FDVH WKHUH DUH JURXQG VSULQJV VZD\ DQG URFNLQJ VSULQJV  DW WKH EDVHPHQW RI WKH EXLOGLQJ WKH IORRU
GLDSKUDJPRIWKHEDVHPHQWLVDVVXPHGWREHULJLGIRUERWKLQSODQHDQGRXWRISODQHGHIRUPDWLRQDQGWKH
IUHHGRPVRWKHUWKDQVZD\DQGURFNLQJIUHHGRPVDUHUHVWULFWHGDWWKHFHQWHURIJUDYLW\


1 4
5

2
(a) Sway freedoms (b) Rocking freedoms

)LJXUH)UHHGRPVRIJURXQGVSULQJV

,Q FDVH RI WKH VWUXFWXUH LQ WKH )LJXUH EHORZ E\ HOLPLQDWLQJ GHSHQGHQW IUHHGRPV WKH WRWDO QXPEHU RI
IUHHGRPEHFRPHV



238
0
Node 1-4 
0
1
2
0
Node 5 3
4
0
0
0
0
0
5
Node 6 6
0
0 6 7
0
0 10
0
0 8 9
7
Node 7 8
0
0 1 2
0
0 5
0
0 3 4
9
Node 8 10
11
0
12
13
0
0
14
15
Node 9 16
0
17
18
19
20
0
0
Node 10 0
21
0
0

Freedom vector


)LJXUH([DPSOHRIWKHIUHHGRPYHFWRUZLWKJURXQGVSULQJV


239
7UDQVIRUPDWLRQPDWUL[RIGHSHQGHQWIUHHGRP

,QFDVHRIULJLGIORRUDVVXPSWLRQ(TXDWLRQ  H[SUHVVHVWKHUHODWLRQVKLSEHWZHHQGHSHQGHQWIUHHGRP
DQGLQGHSHQGHQWIUHHGRPWKDWLV

­u xA ½ ª  l yA º ­u xG ½
° ° «   l » °u °
®u yA ¾ « xA » ® yG ¾
°T °
¯ zA ¿ «¬   »¼ °¯T zG °¿

Dependent freedom Independent freedom



,WFDQEHDUUDQJHGLQWRWKHWUDQVIRUPDWLRQPDWUL[EHWZHHQWKHIUHHGRPYHFWRUVRIDOOQRGHV

k l m

­ # ½ ª º­ # ½
° # ° « »° # °
° ° « »° °
° # ° « »° # °
i ° ° « »° °
°u xA ° «   l yA »° # °
°u yA ° «    l yA »° # °
° ° « »° °
°G zA ° « » °u xG ° k
® ¾ « » ®u ¾ l
°T xA ° « » ° yG °
°T yA ° « » °G zG °
° ° « » °T °
°T zA ° «
  
» ° xG °
° # ° « » °T yG °
° ° « »° °
° # ° « » °T zG ° m
° # °
¯ ¿ «¬ »¼ °¯ # °¿

Dependent freedom >TI @ Independent freedom



6LQFH WKH PRVW FRPSRQHQWV RI WKH WUDQVIRUPDWLRQ PDWUL[ >TI @  DUH ]HUR WKH FRPSRQHQWV RI >TI @  DUH
UHPHPEHUHGXVLQJWZRPDWULFHV > N I @  DQG > FI @ 

ª º
>N I @ i «k m »» 0DWUL[IRULQGHSHQGHQWIUHHGRPQXPEHUV
«
«¬ »¼
ª º
>FI @ i « l yA »» 0DWUL[IRUWUDQVIRUPDWLRQFRPSRQHQWVIURPLQGHSHQGHQWIUHHGRPV
«
«¬ »¼

,WZLOOUHGXFHWKHPHPRU\VL]HGUDPDWLFDOO\

240
,Q WKH VDPH ZD\ IRU WKH FDVH RI LQFOXGLQJ ZDOO HOHPHQWV (TXDWLRQ   H[SUHVVHV WKH UHODWLRQVKLS
EHWZHHQGHSHQGHQWIUHHGRPDQGLQGHSHQGHQWIUHHGRPWKDWLV

­ u x ½ ª   º ­u x  ½
° ° «    w   w» °G °
®T y ¾ « » ® y ¾
°T ° «¬    w   w»¼ °¯G y  °¿
¯ y ¿

Dependent freedom Independent freedom



,WFDQEHDUUDQJHGLQWRWKHWUDQVIRUPDWLRQPDWUL[EHWZHHQWKHIUHHGRPYHFWRUVRIDOOQRGHV

p q r

­ # ½ ª º­ # ½
° # ° « »° # °
° ° « »° °
° # ° « »° # °
° ° « »° °
° u x ° «    »° # °
° # ° « »° # °
° ° « »° °
j °T y ° «   w   w » °G y ° p
® ¾ « »® # ¾
° # ° « »° °
°T y  ° «   w   w » °u x  ° q
° ° « »° # °
° # ° « »° °
° # ° « » °G y  ° r
° ° « »° °
° # ° « »° # °
° # °
¯ ¿ «¬ »¼ °¯ # °¿

Dependent freedom >TI @ Independent freedom



7KHFRPSRQHQWVRIWZRPDWULFHV > N I @  DQG > FI @  ZLOOEH

ª º
>N I @ j p r »
«
0DWUL[IRULQGHSHQGHQWIUHHGRPQXPEHUV
« »
«¬ »¼
ª º
>FI @ j    w   w »
« 0DWUL[IRUWUDQVIRUPDWLRQFRPSRQHQWVIURPLQGHSHQGHQWIUHHGRPV
« »
«¬ »¼

241
,QLWLDOFRQGLWLRQVRI > N I @  DQG > FI @  DUH

ª º ª º
>N I @ i «i  »»  >FI @ i   »
«
« « »
«¬ »¼ «¬ »¼


,Q )LJXUH  ULJLG FRQQHFWLRQ  WKH HOHPHQW QRGH GLVSODFHPHQW YHFWRU RI WKH EHDP HOHPHQW EHWZHHQ
Node 8DQG Node 9LV

^u z u z  T y T y  G x  G x  `T       

7KRVHGLVSODFHPHQWVFRUUHVSRQGWRWKHORFDWLRQQXPEHUVLQWKHIUHHGRPYHFWRUDV

^u z u z  T y T y  G x  G x  `T Ÿ ^     `T    

1 0
Node 1-5  
30 0
31 0
32 0 u z u z
Node 6 33 1
34 2
35 3 G x G x
36 0 8 9
37 0 T y T y
38 0
Node 7 39 4
40 5
41 6
42 0
43 0 6 7
44 0
Node 8 45 7 10
46 8
47 9 8 9
48 0
49 0
50 0
Node 9 51 10 1 Z
52 11
53 12
54 0 5
55 13 3 4 X
56 14
57 0
Node 10 58 0 Y
59 0
60 15 (rigid connection)

Freedom vector

)LJXUH([DPSOHRIORFDWLRQPDWUL[IRUEHDPHOHPHQW

242
)URPULJLGIORRUDVVXPSWLRQWKHFRPSRQHQWVRILQGHSHQGHQWPDWULFHV > N I @  DQG > FI @  ZLOOEH

# ­ ½ # ­ ½
 °  °°
°  °° l y  °°
° ° ° °
° ° ° °
 °  °  °  °
° ° ° °
° ° ° °
 °  °  °  °
° ° ° °
>N I @ ® ¾ >FI @ ® ¾     
 °  °  ° l y  °
° ° ° °
° ° ° °
° ° ° °
 °   °  °  °
° ° ° °
° ° ° °
 °  °  °  °
# °¯ °¿ # °¯ °¿

)URPWKHPDWUL[ > N I @ WKHIUHHGRPVRI  DQG  DUHUHSODFHGWRWKHLQGHSHQGHQWIUHHGRPV  DQG
 7KHUHIRUHWKHLQGHSHQGHQWORFDWLRQQXPEHUVDQGIUHHGRPQXPEHUVRIWKHEHDPHOHPHQWDUH


^u z u z  T y T y G x G x  `T
Ÿ ^     `
T

Ÿ ^     `  independent location number 


T
  
Ÿ ^u z  u z T y T y u x T z `
T

Ÿ ^     ` 
T
freedom number
 
7KH WUDQVIRUPDWLRQ IURP LQGHSHQGHQW GLVSODFHPHQWV  JOREDO QRGH GLVSODFHPHQWV  WR HOHPHQW QRGH
GLVSODFHPHQWVLVREWDLQHGIURPWKHPDWUL[ > FI @ DVIROORZV

­u z  ½ ª  º ­ u z ½ ­ u z ½
°u ° «  »° ° °u °
° z ° « »° u z ° ° z °
°°T y  °° «  » °° T y  °° °T °
® ¾ « »® ¾ >TixB @°® y  °¾      
°T y  ° «  » °T y  ° °T y  °
°G x  ° «  l y  » °u x ° °u x °
° ° « »° ° ° °
°¯G x  °¿ «¬  l y  »¼ °¯T z °¿ °¯T z °¿

243
6WLIIQHVVPDWUL[FRUUHVSRQGLQJWRLQGHSHQGHQWGHJUHHVRIIUHHGRP

7KH FRQVWLWXWLYH HTXDWLRQ RI WKH EHDP HOHPHQW DQG IRUPXODWLRQ RI JOREDO VWLIIQHVV PDWUL[ IURP HOHPHQW
VWLIIQHVVPDWUL[DUHVKRZQEHORZ

5 8 7 10 11 13
­ Pz  ½  ªk  k  k   k  k  k  º ­ u z  ½
°P ° «
« k   k   k  k  k  »» ° u z  °
° z ° ° °
°° M y  °°  « k  k   k   k   » °° T y  °°
® ¾ « »® ¾
° M y  °  « k k k » °T y  °
° Px °  « sym k k » °u x °
° ° « »° °
¯°M z ¿°  «¬ k »¼ ¯°T z ¿°
Locate element stiffness
Element stiffness matrix
according to the freedom number

1 2 3 4 5 6 7 8 9 10 11 12 13
 ª º
« »
 « »
 « »
« »
« »
« k   k   k  k  k  k  »
« »
« »
« k  k   k   k   k   »
« »
« k  k  k  k  »
 «« »
»
 « k k k »
« »
 « sym k k »
 « »
« »
 «¬ k »¼

Global stiffness matrix



)LJXUH)RUPXODWLRQRIJOREDOVWLIIQHVVPDWUL[

,Q JHQHUDO WKH WUDQVIRUPDWLRQ IURP LQGHSHQGHQW GLVSODFHPHQWV  JOREDO QRGH GLVSODFHPHQWV  WR HOHPHQW
QRGHGLVSODFHPHQWVIRUWKH;EHDPLVGHVFULEHGDV(TXDWLRQ  

244
­u zA ½
°u °
° zB ° ­u ½
°°T yA °° °u °
® ¾ >TixB @°®  °¾         
°T yB ° °#°
°G xA ° °¯un °¿
° °
°¯G xB °¿

$QGWKHFRQVWLWXWLYHHTXDWLRQRIWKH;EHDPLVDOVRGHVFULEHGLQ(TXDWLRQ  

­ P ½ ­u ½
°P ° °u °
° °
® ¾ >K xB @°®  °¾         
°#° °#°
°¯ Pn °¿ °¯u n °¿

8VLQJ WKH VDPH SURFHGXUH LQ )LJXUH  WKH HOHPHQW VWLIIQHVV PDWUL[ LV DGGHG LQWR WKH JOREDO VWLIIQHVV
PDWUL[

0DVVPDWUL[FRUUHVSRQGLQJWRLQGHSHQGHQWGHJUHHVRIIUHHGRP

0DVV LV DVVLJQHG LQ HDFK QRGH 7KH LQHUWLD IRUFH DW WKH QRGH ZLOO EH DOVR WUDQVIRUPHG DFFRUGLQJ WR WKH
WUDQVIRUPDWLRQRIWKHYDULDEOHV+HUHWKHURWDWLRQDOLQHUWLDDWHDFKQRGHLVLJQRUHG

  5LJLGIORRUDVVXPSWLRQ


MG

 PxG
 G
mA PxA
 A PyG
 PyA




7KHLQHUWLDIRUFHDWWKHQRGH$LV 

­ PxA ½ ­  mAuxA ½ ª mA   º ­uxA ½


° ° ° ° « ° °
® PyA ¾ ® mAuyA ¾  «  mA  »» ®uyA ¾     
° ° °  °  ¼» °¯TzA °¿
¯ ¿ ¯ ¿ ¬«  

245
8QGHU WKH ULJLG IORRU DVVXPSWLRQ WKH LQSODQH IUHHGRPV DW WKH QRGHV LQ D IORRU DUH UHSUHVHQWHG E\ WKH
IUHHGRPVDWWKHFHQWHURIJUDYLW\RIWKHVDPHIORRU7KHUHIRUH

­uxA ½ ª  l yA º ­uxG ½ ­uxG ½ ª  l yA º


° ° «  l » °u ° ° ° «   l » 
®uyA ¾ « xA » ® yG ¾ >TA @ ®uyG ¾  >TA @ « xA »  
°T ° «¬   ¼» °¯TzG °¿ °T ° «¬    »¼
¯ zA ¿ ¯ zG ¿




G: center of gravity
 M zG
 G G PxG
l xA
 l yA
 PyG
A
A PxA


PyA
2QWKHRWKHUKDQGWKHLQHUWLDIRUFHDWWKHFHQWHURIJUDYLW\LVFDOFXODWHGDV

­ PxG ½ ­ PxA ½ ª   º ­ PxA ½ ­ PxA ½


° ° ° ° « »° ° ° °
>TA @
T
® PyG ¾ ® PyG ¾ «   » ® PyG ¾ ® PyG ¾    
°M ° °l P  l P ° «l yA lxA  »¼ °¯  °¿ °  °
¯ zG ¿ ¯ yA xA xA yG ¿ ¬ ¯ ¿

7KHUHIRUH
­ PxG ½ ª   º ­ PxA ½ ª mA   º ­uxA ½
° ° « »° ° « ° °
 » ® PyA ¾  >TA @  »» ®uyA ¾
T
® PyG ¾ «  « mA
° ° «  ¼» ¯°  ¿°  ¼» °¯TzA °¿
¯ M zG ¿ ¬l yA lxA ¬«  
  
ª mA  º ­uxG ½ ª m  l yA mA º ­u ½
« » ° ° « A » ° xG °
 >TA @  » >TA @ ®u yG ¾  « 
T
« mA  mA lxA mA » ®uyG ¾
°T ° « »° °
«¬    »¼ ¯ zG ¿ «¬l yA mA lxA mA l 
xA  l yA

mA »¼ ¯TzG ¿
,IZHLJQRUHWKHRIIGLDJRQDOFRPSRQHQWV

­ PxG ½ ªm   º ­u ½
° ° « A » ° xG °
® yG ¾
P  « mA  » ®uyG ¾      
°M ° « » °T °
¯ zG ¿ «¬   
mA lxA
 l yA

»¼ ¯ zG ¿
7DNLQJWKHVXPRIWKHLQHUWLDIRUFHIURPWKHDOOQRGHVDWWKHVDPHIORRU 

­ PxG ½ ª mG   º ­uxG ½
° ° « ° °
 »» ®uyG ¾  mG ¦ m l
N N

® PyG ¾  «  mG ¦ mi  IG i

ix  liy   
°M ° I G ¼» °¯TzG °¿
¬« 
i i
¯ zG ¿ 

ZKHUH1LVWKHWRWDOQXPEHURIWKHQRGHVDWWKHIORRU

246
  ,QFOXGLQJULJLGEHDP

7KHZDOOHOHPHQWPRGHOKDVULJLGEHDPVDWWKHWRSDQGERWWRPRIWKHZDOODQGWKHKRUL]RQWDOGLVSODFHPHQW
LQWKHZDOOSDQHOSODQH u x  LVGHSHQGHQWWRWKHGLVSODFHPHQW u x  



­ u x ½ ª  º ­ u x ½ ­u ½

G z G z ® ¾ «  » ®u ¾ >T @ ®u x ¾
 u x u x ¯u x  ¿ ¬ ¼ ¯ x ¿ ¯ x ¿


7KHLQHUWLDIRUFHDIWHUWUDQVIRUPDWLRQLV

­ Px ½ ª m º ­ ux ½ ª m  m  º ­ ux ½


>T @ > @
T
® ¾ « ® ¾ ® ¾
m »¼ «   »¼ ¯ux  ¿
T
¯ Px  ¿ ¬ ¯ux  ¿ ¬

Therefore, the horizontal mass is

Px m  m ux 



Px Px  Px
 m m m  m
1 2 1 2





2QWKHRWKHUKDQGWKHYHUWLFDOPDVVLVWKHVDPHDVEHIRUH

 Pz Pz  Pz Pz 


 m m m m
1 2 1 2







247
 6HULHVRIULJLGEHDPV

,QFDVHVHYHUDOZDOOVDUHMRLQHGWRJHWKHULQVHULHVLWLVDVVXPHGWKDWDOOZDOOVDUHFRQQHFWHGE\ULJLGEHDPV
DWWKHWRSDQGERWWRP 




G z G zi G zN

u x u xi u xN

 Li

 L


The all horizontal displacements at the nodes are dependent to the horizontal displacement of
the first node, u x 
u x ux  " u xN
$OVRWKHYHUWLFDOGLVSODFHPHQWDWWKHPLGGOHQRGH G zi is dependent to the vertical displacements of
the nodes at both ends, G z G zN .
§ Li · § Li ·
G zi ¨  L ¸ G z  ¨ L ¸ G zN
© ¹ © ¹

Therefore, the horizontal mass is


§ N ·
Px m  m  "  mN ux ¨ ¦ mi ¸ ux 
©i ¹

m  "  mN
 Px Pxi PxN Px
 m mi mN
1 i N 1 N N






248
7KHYHUWLFDOPDVVLV

§ N § Li · · 
 Pz ¨ ¦ ¨  ¸ mi ¸ G z
©i © L ¹ ¹
§ N § Li · · 
PzN ¨ ¦¨ ¸ mi ¸ G zN 
©i © L ¹ ¹


 Pz Pzi PzN Pz PzN

m mi mN
1 i N 1 N N

Li
L

249
5. Equation of motion

5.1 Mass matrix

In the default setting, the mass at each node is identical and equally distributed as
1
Mi M floor (5-1-1)
N floor
where, M i : mass at the node i, M floor : total mass of the floor, N floor : total number of nodes in the
floor.

However, you can change the mass at each node depending on the place of the node by setting “proportion
to influence area” in Option Menu. In this case, the mass at each node is determined from the following
equation:
Ai
Mi M floor (5-1-1)
A floor
where, Ai : influence area of node i, A floor : total area of the floor. Influence area of the node is different
depending on the place of the node as shown in Figure 5-1-1.

i j
X X
Mi
Ai, Mi Aj, Mj liy

G
IG
k lix MG

A k, M k

G : center of gravity of the floor


Y Y
(1) Influence area of the node (2) Mass and rotational inertia at G

Figure 5-1-1 Mass and rotational inertia at the node

The process to determine the mass based on influence area is as follows:

Step 1. Calculate the slab area (block with cross mark)


Step 2. The area of the block is divided equally to the corner nodes. (Figure 5-1-2)
Step 3. If there is no corner node, the area is divided equally to the all nodes in a floor. (Figure 5-1-3)

250
Figure 5-1-2. Influence area of the node (red)

Figure 5-1-3. Distribution of the rest area

Example) Floor weight = 700kN

700kN/8 50kN+12.5
= 87.5kN 87.5kN 112.5kN
= 62.5kN

87.5kN 112.5kN
87.5kN 62.5kN

87.5kN 62.5kN
87.5kN 112.5kN

87.5kN 87.5kN 62.5kN 112.5kN


(a) Same for all nodes (b) Proportional to influence area
Figure 5-1-4 Example of mass distribution

251
In case of rigid floor assumption, in-plane freedoms at the nodes are dependent to the freedoms at the
center of gravity of the floor. Therefore, the mass at the center of gravity, M G , is,
MG M floor (5-1-2)
The rotational inertia at the center of gravity, IG, along the z-axis is obtained from the following equation:

¦ M l
N
IG i
2
ix  liy2 (5-1-3)
i

where, N is the total number of the nodes at the floor. The rotational inertia at other nodes are,
Ii 0, i 1, " , N (5-1-4)
The mass matrix is obtained as,

ª% 0 0º ª # º
«0 % » « # »
« » « »
u xi « Mi » «M i »
« » « »
u yi « Mi » «M i »
G zi « Mi » «M i »
>M @ « »Ÿ« » (5-1-5)
T xi « Ii » « Ii »
T yi « Ii » «I »
« » « i »
T zi « Ii » « Ii »
« % 0 » « # »
« » « »
¬« 0 0 %¼» ¬« # ¼»

Since the mass matrix has only diagonal components, those components are saved in one-dimension vector.
For example, the mass vector of the structure in Figure 5-1-5 will be as follows:

­M6 ½
Node 6 ° 0 °
° °
°M7 °
° °
Node 7 ° 0 °
°M8 °
° ° 6 7
° 0 °
° °
Node 8 ® 0 ¾ 10
°M ° 8 9
° 9°
° 0 °
Node 9 ° 0 °
° ° 1 2
°M 10 °
° ° 5
°M 10 ° 3 4
Node 10 °¯ I 10 °¿

Figure 5-1-5 Example of mass vector

252
In case a complete rigid floor such as a foundation slab for the ground springs, we need to calculate the
rotational inertia at the center of gravity along each axis.

b
X

Y a

The rotational inertia along Z-axis is

§ M · 2
a /2 b /2 c /2
a IZ ³ U r dV
2
³ ³ ³ ¨
¸ x  y dxdydz
2

 a /2  b /2  c /2 © ¹
abc
M § ·
a /2 b /2 c /2 a /2 b /2 c /2
b
¨ ³ x dx ³ dy ³ dz  ³ dx ³ y dy ³ dz ¸
2 2
X
abc ©  a /2  b /2  c /2  a /2  b /2  c /2 ¹
M 2
12

a  b2
Y (5-1-6)
In the same way, the rotational inertia along X-axis is

IX
12

M 2 2
b c (5-1-7)

The rotational inertia along Y-axis is

IY
12

M 2 2
a c (5-1-8)

If the mass is located at each node, as already mentioned, the rotational inertia at the center of gravity, IG,
along the Z-axis is obtained as

³ U r dV ¦ M l X
IZ 2
i ix
2
 liy 2 (5-1-9) Mi
liy

G
IG
lix MG

G : center of gravity of the floor


Y

253
5.2 Stiffness matrix

As shown in Figure 4-4-2, the global stiffness matrix >K @ is formulated from element stiffness matrices.

5 8 7 10 11 13
­ Pz 8 ½ 5 ªk 5,5 k 5,8 k 5, 7 k 5,10 k 5,11 k 5,13 º ­ u z 8 ½
°P ° 8«
« k 8 ,8 k 8, 7 k 8,10 k 8,11 k 8,13 »» ° u z 9 °
° z9 ° ° °
°° M y 8 °° 7 « k 7,7 k 7 ,10 k 7 ,11 k 7 ,13 » °° T y 8 °° Example of beam element
® ¾ « »® ¾
° M y 9 ° 10 « k10,10 k10,11 k10,13 » °T y 9 °
° Px10 ° 11 « sym. k11,11 k11,13 » °u x10 °
° ° « »° °
°¯M z10 °¿ 13 ¬« k12,12 ¼» °¯T z10 °¿
Locate element stiffness
Element stiffness matrix
according to the freedom number

1 2 3 4 5 6 7 8 9 10 11 12 13
1 ª º
« »
2 « »
3 « »
« »
4« »
5« k 5, 5 k 5, 7 k 5,8 k 5,10 k 5,11 k 5,13 »
« »
6« »
7« k 7,7 k 7 ,8 k 7 ,10 k 7 ,11 k 7 ,13 »
« »
8« k 8,8 k 8,10 k 8,11 k 8,13 »
9 «« »
»
10 « k10,10 k10,11 k10,13 »
« »
11 « sym. k11,11 k11,13 »
12 « »
« »
13 ¬« k13,13 ¼»

Global stiffness matrix

Figure 5-2-1 Formulation of global stiffness matrix

254
5.3 Modal analysis

1) Eigen value problem


The free vibration equilibrium equation without damping is

>M @^u`  >K @^u` ^0` (5-3-1)

where >K @ is the stiffness matrix and >M @ is the mass matrix in the form;

ªm1 0 " 0º
«0 m2 " 0 »»
>M @ « (5-3-2)
«# # % # »
« »
¬0 0 " mn ¼

The solution can be postulated to be in the form

^u` ^I ` e iZt (5-3-3)

where ^I ` is a vector of order n, Z is a frequency of vibration of the vector ^I ` .

Substituting into the equilibrium equation, the generalized eigen problem is obtained as,

>K @^I ` Z 2 >M @^I ` (5-3-4)

This eigen problem yields the n eigen solutions Z , ^I ` , Z , ^I ` ,", Z , ^I ` where the
2
1 1
2
2 2
2
n n
eigen vectors are M-orthonormalized as,

^Ii ` > M @^I j ` ¦ mkIi ,kI j ,k


n
0 ; iz j
T
(5-3-5)
k 1

')
Let’s assume two different set of eigen solutions Z ,^I ` , Z ,^I ` .
i
2
i
2
j j

Form Equation (5-3-4),

^Ii ` > K @^I j ` ^Ii ` > K @^I j ` Zi 2 ^Ii ` > M @^I j `


T T T
(5-3-6)

Since >K @ and >M @ are the symmetric matrices,

^Ii ` > K @^I j ` ^I j ` > K @^Ii ` Z j 2 ^I j ` > M @^Ii ` Z j 2 ^Ii ` > M @^I j `
T T T T
(5-3-7)

Subtracting Equation (5-3-7) from Equation (5-3-6),

Z i
2

 Z j 2 ^Ii ` > M @^I j ` 0
T
(5-3-8)

Since Zi z Z j , we obtain Equation (5-3-5).


The vector ^Ii ` is called the i-th mode shape vector, and Z i is the corresponding frequency
of vibration.

255
2) Modal decomposition of equilibrium equation
Defining a matrix >) @ whose columns are the eigenvectors and a diagonal matrix : > @
2

which stores the eigenvalues on its diagonal as,

ªZ12 º
« »
Z
>: @
2
>)@ >^I1 ` ^I 2 ` " ^I n `@ , 2 «
«
2 »
»
(5-3-9)
%
« 2»
¬« Z n ¼»

We introduce the following transformation on the displacement vector of the equilibrium


equation (5-4-2):

^u (t )` >) @^q(t )` (5-3-10)

Then,

> M @>) @^q`  >C @>) @^q`  > K @>) @^q` ^P` (5-3-11)

Multiplying >) @ ,
T

>) @ > M @>) @^q`  >) @ >C @>) @^q`  >) @ > K @>) @^q` >) @ ^P`
T T T T
(5-3-12)

where

ª m1 º
« m2 »
>) @ > M @>) @ ª¬ M º¼ « », m ^Ii ` > M @^Ii `
T T
(5-3-13)
« % » i

« »
¬ mn ¼

ª k1 º
« »
« k2 »
>) @ > K @>) @ >:@>) @ > M @>) @ >:@ ª¬ M º¼ ª¬ K º¼ , ki Zi 2 mi
T T

« % »
« »
¬« kn ¼»
(5-3-14)

A damping matrix that is diagonalized by >) @ is called a classical damping matrix.

ªc1 º
« c2 »
>) @ >C @>) @ ª¬C º¼ « »
T
(5-3-15)
« % »
« »
¬ cn ¼

where, ª¬ M º¼ , ª¬C º¼ and ª¬ K º¼ are called generalized modal mass, modal damping and modal
stiffness matrix, respectively.

256
Therefore,

ª¬ M º¼ ^q`  ª¬C º¼ ^q`  ª¬ K º¼ ^q` >) @ ^P`


T
(5-3-16)

It can be reduced to n- equations of the form

mi qi (t )  ci qi (t )  ki qi (t ) ri (t ) (5-3-17)

­ X0 (t ) ½
° °
^Ii ` ^P(t )`  ^Ii ` > M @>U @ ® Y0 (t ) ¾
T T
where ri (t ) (5-3-18)
° Z (t ) °
¯ 0 ¿

By setting ci / mi 2hiZi and ki / mi Zi 2

­ X0 (t ) ½
°  °
qi (t )  2hiZi qi (t )  Zi 2 qi (t )  ^E i ` ® Y0 (t ) ¾  ^Ei , x X0 (t )  E i ,yY0 (t )  E i , x Z0 (t )`
T

° Z (t ) °
¯ 0 ¿
(5-3-19)
where

^Ii ` > M @>U @ ^Ii ` > M @ ª¬^U x ` ^U y ` ^U z `º¼


T T

^E i ` ^E Ei ,y Ei ,z `
T T
(5-3-20)
^Ii ` > M @^Ii ` ^Ii ` > M @^Ii `
T T i,x

^Ii ` > M @^U x,y,z `


T

Ei , x, y , z (5-3-21)
^Ii ` > M @^Ii `
T

Ei , x , y , z is called “pparticipation factor” of i-th mode.

Ei , x , y , z is the coefficient when you decompose the vector ^U x ,y,z ` into mode vectors as,

^U ` >) @^E ` ¦ E
n

x ,y,z x, y, z i, x, y, z ^Ii ` (5-3-22)


i 1

')
>) @ > M @ ,
T
Multiplying

>) @ > M @^U x,y,z ` >) @ > M @>) @^E x, y , z ` ª¬ M º¼ ^E x , y , z `


T T
(5-3-23)

Therefore,

^E ` >) @ > M @^U x,y,z `


1
ª¬ M º¼
T
x, y , z (5-3-24)

It is equivalent to Equation (5-3-21).

257
Equation (5-3-17) can be decomposed again as,

xi (t )  2hiZi xi (t )  Zi 2 xi (t )
  X0 (t )
yi (t )  2hiZi yi (t )  Zi 2 yi (t ) Y0 (t )
 (5-3-25)
zi (t )  2hiZi zi (t )  Zi 2 zi (t )  Z0 (t )


and

qi (t ) Ei , x xi (t )  Ei ,y yi (t )  Ei ,z zi (t ) (5-3-26)

Therefore, the displacement vector is obtained by superposing displacement responses of


single-degree-of-freedom (SDOF) systems in each mode and each direction as,

n n n n
^u (t )` >) @^q(t )` ¦ ^Ii ` qi (t ) ¦ Ei, x ^Ii ` xi (t )  ¦ Ei,y ^Ii ` yi (t )  ¦ Ei,z ^Ii ` zi (t )
i 1 i 1 i 1 i 1
(5-3-27)

E i , x ^Ii ` is called “pparticipation vector” of i-th mode in x-direction.

3) Effective modal mass


We consider the vibration of the structure with i-th mode participation vector E i ^Ii ` and the
frequency Zi . The amplitude of the vibration can be expressed as

^Ki (t )` s E i ^Ii ` (5-3-28)

where s is a scalar value. The amplitude of the velocity is

^Ki (t )` sZi E i ^Ii ` (5-3-29)

The kinematic energy of the vibration is then calculated as,


1 1 1
^Ki ` > M @^Ki ` sZi Ei ^Ii ` > M @^Ii ` sZi Ei mi
T 2 T 2
Ei (5-3-30)
2 2 2
The kinematic energy of SDOF system with an effective mass, M e ,i , under the same
amplitude and the same frequency is
1
sZi M e,i
2
Ee ,i (5-3-31)
2
Therefore, to be the same kinematic energy, the effective modal mass is defined as,

M e ,i E i 2 mi (5-3-32)

It can be also expressed as,

^Ii ` > M @^U `


T 2

^Ii ` > M @^U ` m


T

E i 2 mi Ei Ei ^Ii ` > M @^U `


T
M e ,i (5-3-33)
^Ii ` > M @^Ii ` ^Ii ` > M @^Ii `
T i T

258
The sum of effective modal mass is,
n n

¦ M e ,i ¦ E ^I ` > M @^U ` ^U ` > M @^U `


T T
i i (5-3-34)
i 1 i 1

Therefore the ratio of effective modal mass to the total mass is used to judge the number of
significant modes that should be included in the analysis.

4) Initial condition
The initial conditions are obtained from Equation (5-3-10) as,

>) @ > M @^u (t )` >) @ > M @>) @^q(t )` ª¬ M º¼ ^q (t )`


T T
(5-3-35)

Therefore,

>) @ > M @^u`t 0 , ^q`t 0 >) @ > M @^u`t 0


1 1
^q`t ª¬ M º¼ ª¬ M º¼
T T
0
(5-3-36)

259
5.4 Damping matrix

In STERA 3D program, the damping matrix is formulated in the following way:

1) Proportional damping
The mass-proportional damping and the stiffness-proportional damping are defined as,

>C @ a0 >M @ and >C @ a1 >K @ (5-4-1)

where the constants a0 , a1 have units of sec-1 and sec, respectively.

For a system with a mass-proportional damping, the generalized damping for the i-th mode in
Equation (5-4-1) is obtained as,

ci a0 mi , c i / mi 2hi Z i (5-4-2)

Therefore,
a0 1
a0 2hiZi , hi (5-4-3)
2 Zi
Similarly, for a system with a stiffness-proportional damping, the generalized damping for the
i-th mode is,

a1Zi mi , 2hiZi
2
ci ci / mi (5-4-4)

Therefore,
2hi a1
a1 , hi Zi (5-4-5)
Zi 2

hi
C a0 M C a1 K
a0 1 a1
hi
2 Zi
hi Zi
2

In STERA_3D, you can select from the two types of stiffness-proportional damping.
One is the proportional damping using the initial stiffness matrix:

>C @ 2h
>K 0 @ (5-4-6)
Z1

260
where, h: damping factor, Z1 : circular frequency of the first natural mode, >K 0 @ : the initial stiffness.

Another is the proportional damping using the spontaneous stiffness matrix

>C @ 2h
Z
>K @ p (5-4-7)

where, h: damping factor, Z1 : circular frequency of the first natural mode, >K p @ : the spontaneous
stiffness changing according to the nonlinearity of structural elements.

In the scene of the practical design of Japan, it is common to use the proportional damping using the
spontaneous stiffness matrix.

2) Rayleigh damping
A Rayleigh damping matrix is defined proportional to the mass and the initial stiffness
matrices as,

>C @ a 0 >M @  a1 >K 0 @ (5-4-8)

The modal damping ratio for the i-th mode is,


a0 1 a1
hi  Zi (5-4-9)
2 Zi 2
The coefficients a0 , a1 can be determined from specified damping ratios h1 , h2 modes,
respectively. Expressing Equation (5-4-9) for these two modes in matrix form leads to:

1 ª1 / Z1 Z1 º ­a0 ½ ­ h1 ½
® ¾ ® ¾ (5-4-10)
2 «¬1 / Z 2 Z 2 »¼ ¯ a1 ¿ ¯h2 ¿

Solving the above system, we obtain the coefficients a0 , a1 :


2Z1Z 2 Z1h2  Z 2 h1
a0

Z1 2  Z 2 2 (5-4-11)
2 Z1h2  Z 2 h1
a1
Z 1
2
 Z2
2

hi
C a0 M  a1 K
a0 1 a1
hi  Zi
2 Zi 2

261
3) Damping matrix with a base isolation building
In an actual design practice for the base isolation buildings, it is common to assume zero viscous damping
for the base isolation floor. For example, in case of the stiffness-proportional damping, the damping
matrix is defined as:

>C @ 2h
Z
>K upper @ (5-4-12)

> @
where, K upper : the stiffness matrix consisted with upper structures without base isolation elements.

4) Damping matrix with viscous damper devices


If there are some viscous damper devices in a structure, in addition to the proportional damping matrix, the
global damping matrix formulated from element damping matrices are considered as:

>C @ >C pro @  >C v @ (5-4-13)

> @
where, C pro : the proportional damping matrix, >C v @ : the global damping matrix formulated from

element damping matrices in the same manner of the global stiffness matrix.

262
5.5 Input ground acceleration

 , Y and Z , in X, Y and Z


Earthquake ground motions are defined as three components acceleration; X 0 0 0

directions. The inertia forces at node i are defined as,

­ # ½ ­ # ½ ª # º ­ # ½
° ° ° # ° « » ° # °
° # ° ° ° « # » ° °
° M i uxi  X 0 ° °uxi ° «1 0 0» °uxi °
°  ° ° ° «
°  M i uyi  Y0 °
» ° °
°uyi ° «0 1 0» 
­X 0 ½ °uyi ° ­ X 0 ½

°°  M i Gzi  Z0 °° °°G °° «0
>M @® zi ¾  >M @«
0 1» °  °
» ® Y0 ¾
°°Gzi °° ° °
>M @®  ¾  >M @>U @® Y0 ¾ (5-5-1)
® ¾
°  I iTxi °

°T xi ° «0 0 0» °  ° °T xi ° ° Z °
Z0
°  I iTyi ° °Tyi ° «0 0 0» ¯ ¿ °Tyi ° ¯ 0¿
° ° °  ° « » °  °
°  I iTzi ° T
° zi ° «0 0 0» °T zi °
° # ° ° # ° « # » ° # °
° ° ° ° « » ° °
°¯ # °¿ °¯ # °¿ «¬ # »¼ °¯ # °¿

For example, the components of the matrix >U @ of the structure in Figure 5-5-1 will be as follows:

X 0 Y0 Z0


ª0 0 1º
Node 6 «0 0 0»»
«
«0 0 1»
« »
Node 7 «0 0 0»
«0 0 1»
« » 6 7
«0 0 0»
Node 8 «0 0 0» 10
« »
«0 0 1» 8 9
«0 0 0»
« »
Node 9 «0 0 0» 1 2
« »
«1 0 0»
5
«0 1 0» 3 4
« »
Node 10 ¬0 0 0¼

Figure 5-5-1 Components of the matrix >U @

263
Equilibrium condition of the structure under earthquake ground motion is:

­ X 0 ½
° °
>C @^u`  >K @^u` >M @^u`  >M @>U @® Y0 ¾ (5-5-2)
° Z °
¯ 0¿
Damping force

Restoring force Inertia force

Finally the equation of motion is obtained as:

­ X0 ½
° °
>M @^u`  >C @^u`  >K @^u` >M @>U @® Y0 ¾ ^P` (5-5-3)
° Z °
¯ 0¿

264
5.6 External force by vibrator

A vibrator is assumed to be located at the center of gravity at a certain floor. The external forces from the
vibrator are denoted as Fx , Fy in X and Y directions.

­# ½ ª# #º
°# ° «# # »»
° ° «
° Fx ° «1 0»
° ° « »
° Fy ° «0 1»
°° 0 °° «0 0 » ­ Fx ½ ­F ½
® ¾ « »® ¾ >V @ ® Fx ¾ (5-6-1)
°0° «0 0 » ¯ Fy ¿ ¯ y ¿
°0° «0 0»
° ° « »
°0° «0 0»
°# ° «# #»
° ° « »
°¯ # °¿ ¬« # # ¼»

For example, the components of the matrix >V @ of the structure in Figure 5-6-1 will be as follows:

Fx Fy
ª0 0º
Node 6 «0 0 »»
«
«0 0»
« »
Node 7 «0 0»
«0 0»
« » 6 7
«0 0»
Node 8 «0 0» 10
« »
«0 0» 8 9
«0 0»
« »
Node 9 «0 0» 1 2
« »
«1 0»
5
«0 1» 3 4
« »
Node 10 ¬ 0 0¼

Figure 5-6-1 Components of the matrix >V @

265
Equilibrium condition of the structure under vibrator force is:

­ Fx ½
>C @^u`  > K @^u` [ M ]^u`  >U @ ® ¾ (5-6-2)
¯ Fy ¿

Damping force
Inertia force
Restoring force
External force

Finally the equation of motion is obtained as:

­F ½
> M @^u`  >C @^u`  > K @^u` >U @ ® Fx ¾ ^P` (5-6-3)
¯ y ¿

266
5.7 External force by wind

A wind force is assumed to be applied at the center of gravity at each floor with the constant distribution
along the height of the building. The external forces at i-th floor from the wind are denoted as
hi , x Fx t , hi , y Fy t , hr , y M z t in X, Y horizontal directions and Z rotational direction.

Fy t

Fx t M z t

hi F t

Figure 5-7-1 Wind force distribution

­ # ½ ª # # # º
° # ° « # # # »»
° ° «
° hx ,i Fx t ° « hx ,i 0 0»
° ° « »
° hy ,i Fy t ° ­ Fx t ½ «0 hy ,i 0»
°° °° «0 0»
>W @ ® Fy t ¾° ,
°
0 0
® ¾ >W @ « » (5-7-1)
° 0 ° °M t ° «0 0 0»
° 0 ° ¯ z ¿ «0 0 0»
° ° « »
°hr ,i M z t ° «0 0 hr ,i »
° # ° « # # # »
° ° « »
¯° # ¿° ¬« # # # ¼»

267
For example, the components of the matrix >W @ of the structure in Figure 5-7-1 will be as follows:

Fx Fy Mz
ª 0 0 0 º
Node 6 « 0
« 0 0 »»
« 0 0 0 »
Node 7 « »
« 0 0 0 »
« 0 0 0 » 7
« » 6
« 0 0 0 »
Node 8 10
« 0 0 0 »
« » 8 9
« 0 0 0 »
« 0 0 0 »
Node 9 « » 1 2
« 0 0 0 »
« »
« hx ,1 0 0 » 5
« 0 0 » 3 4
hy ,1
Node 10 « »
«¬ 0 0 hr ,1 »¼

Figure 5-7-2 Components of the matrix >W @

268
Equilibrium condition of the structure under wind force is:

­ Fx ½
° °
>C @^u`  > K @^u` [ M ]^u`  >W @ ® Fy ¾ (5-7-2)
°W °
¯ z¿

Damping force
Inertia force
Restoring force
External force

Finally the equation of motion is obtained as:

­ Fx ½
> M @^u`  >C @^u`  > K @^u` >W @ °® Fy °¾ ^P` (5-7-3)
°W °
¯ z¿

269
5.8 Numerical integration method

Two numerical integration methods are prepared; one is the Newmark-ȕ method with incremental
formulation using a step-by-step stiffness matrix, and another one is the Force correction method using a
step-by-step stiffness and a force vector together. In case it is difficult to define the step-by-step stiffness of
the element such as the case of using a viscous damper element, automatically the Operator Splitting
method is selected.

a) Newmark-ȕ method

The incremental formulation for the equation of motion of a structural system is,

>M @^'ai `  >C @^'vi `  >K @^'d i `  ^'f ` ^'pi ` (5-8-1)

where, >M @ , >C @ and >K @ are the mass, damping and stiffness matrices. ^'d i `, ^'vi `, ^'ai ` and
^'pi ` are the increments of the displacement, velocity, acceleration and external force vectors, that is,

^'d i ` { ^d i 1 `  ^d i `, ^'vi ` { ^vi 1 `  ^vi ` , ^'ai ` { ^ai 1 `  ^ai `, ^'pi ` { ^pi 1 `  ^pi ` (5-8-2)

^'f ` is the unbalanced force vector in the previous step.

Using the Newmark-ȕ method,

^'vi ` ^ai ` 't  1 ^'ai ` 't (5-8-3)


2

^'d i ` ^vi ` 't  1 ^ai ` 't 2  E ^'ai ` 't 2 (5-8-4)


2
From Equation (5-8-4), we obtain

^'ai ` 1
^'d i `  1 ^vi `  1 ^ai ` (5-8-5)
E 't 2
E 't 2E
Substituting Equation (5-8-4) into Equation (5-8-3) gives

^'vi ` 1
^'d i `  1 ^vi `  §¨¨1  1 ·¸¸^ai ` 't (5-8-6)
2E 't 2E © 4E ¹
Equations (5-8-5) and (5-8-6) are substituted into the equation of motion, Equation (5-8-2), and we obtain

ª º
^'d i `« 1
>M @  1
>C @  >K @»
¬ E 't
2
2E 't ¼
(5-8-7)
ª º
^'p i ` >M @§¨¨ 1 ^v i ` 1 ^a i `·¸¸  >C @« 1 ^v i ` §¨¨ 1  1·¸¸^a i ` 't »  ^'f `
© E 't 2E ¹ ¬ 2E © 4E ¹ ¼
The equation can be rewritten as,

>Kˆ @˜ ^'d ` i ^'pˆ i ` (5-8-8)

270
where,

>Kˆ @ >K @  1
2 E 't
>C @  1 2 >M @
E 't
(5-8-9)

ª º
^'pˆ i ` ^'pi `  >M @§¨¨ 1
^vi `  1 ^ai `·¸¸  >C @« 1 ^vi `  §¨¨ 1  1·¸¸^ai ` 't »  ^'f ` (5-8-10)
© E 't 2E ¹ ¬ 2E © 4E ¹ ¼

b) Force correction method

The equation of motion of a structural system is,

>M @^a n1 `  >C @^vn1 `  ^ f n `  ^'f `  >K @ ^d n1 `  ^d n ` ^Pn1 ` (5-8-11)

where, >M @ , >C @ and >K @ are the mass, damping and stiffness matrices. ^d n1 `, ^vn1 ` and ^a n1 `
are the displacement, velocity and acceleration vector at time step (n+1). ^ f n ` is the restoring force
vector corresponding to ^d n `, and ^'f ` is the unbalanced force vector in the previous step. ^Pn1 ` is
the external force vector.

Using the average acceleration method,

^d n1 ` ^d n `  ^vn ` 't  1 ^a n `  ^an1 ` 't 2 (5-8-12)


4

^vn1 ` ^vn `  1 ^a n `  ^a n1 ` 't (5-8-13)


2
Substituting Equations (6-2-2) and (6-2-3) into (6-2-1),

>M @^a n1 `  >C @§¨ ^v n `  1 ^an `  ^a n1 ` 't ·¸  ^ f n `  ^'f ` 


© 2 ¹

>K @§¨ ^vn ` 't  1 ^a n `  ^a n1 ` 't 2 ·¸ ^Pn1 `


© 4 ¹
(5-8-14)
Solving for ^a n1 ` ,
>L@^a n1 ` >Fn @ (5-8-15)

where

>L@ >M @  1 >C @ 't  1 >K @ 't 2 (5-8-16)


2 4
§ · § 2·
>Fn @ >C @¨ ^v n `  ^a n ` 't ¸  ^ f n `  ^'f `  >K @¨ ^v n ` 't  ^a n ` 't ¸  ^Pn 1 `
1 1
(5-8-17)
© 2 ¹ © 4 ¹

271
>M @^an1`  >C @^vn1`  ^ f n1` ^Pn1`
from the following Figure,

^ f n1` ^ f n `  >K @ ^d n1`  ^d n `  ^'f `

^'f `
^ f n1`

^fn ` >K @

^d n ` ^d n1`

^an `, ^vn `, ^d n `, ^ f n `, >K n @, ^Pn 1`

>L@^an1` >Fn @

^d n1 ` ^d n `  ^vn ` 't  1 ^a n `  ^a n1 ` 't 2


4

^vn1 ` ^v n `  1 ^a n `  ^a n1 ` 't


2

>K n @ o >K n1 @

> f n @ o > f n1 @

n = n+1

END

272
c) Operator Splitting method
The Operator Splitting (OS) method is a type of mixed integration method in which stiffness is divided into
linear and nonlinear (Nakashima, 1990). The explicit predictor-corrector method is employed for the
integration associated with the nonlinear stiffness, whereas the unconditionally stable Newmark-ȕ method
is used for the integration associated with linear stiffness. The formulations are described as follows:
The equation of motion of a structural system is,

>M @^a n1 `  >C @^vn1 `  >K @^d n1 `  ^ f n1 `  >K @^d~n1 ` ^Pn1 ` (5-8-18)

^d~ `
n 1 ^d n `  ^vn ` 't  1 ^a n ` 't 2
4
(5-8-19)

^d n1 ` ^d n `  ^vn ` 't  1 ^a n `  ^a n1 ` 't 2 (5-8-20)


4

^vn1 ` ^vn `  1 ^a n `  ^a n1 ` 't (5-8-21)


2

where, >M @ , >C @ and >K @ are the mass, damping and initial tangential stiffness matrices. ^d n1 `,
^ `
^vn1 ` and ^a n1 ` are the displacement, velocity and acceleration vector at time step (n+1). d n1 is
~

^ `
the predictor displacement vector, ^ f n 1 ` is the restoring force vector corresponding to d n 1 , and
~

^Pn1 ` is the external force vector.

Force

>K @^d n 1 `
Corrector
>K @^d~n1 `
^ f n1 `
Predictor

Displacement
^d~ `
n 1 ^d n 1 `

273
Substituting Equations (5-8-19), (5-8,20), (5-8,21) to (5-8,18),

>M @^a n1 `  >C @§¨ ^v n `  1 ^a n `  ^a n1 ` 't ·¸  >K @§¨ ^d n `  ^vn ` 't  1 ^a n `  ^a n1 ` 't 2 ·¸
© 2 ¹ © 4 ¹
§ 2·
 ^ f n 1 `  >K @¨ ^d n `  ^v n ` 't  ^a n ` 't ¸ ^Pn1 `
1
© 4 ¹
(5-8-22)
Solving for ^a n 1 ` ,

>L@^a n1 ` >Fn @ (5-8-23)

where

>L@ >M @  1 >C @ 't  1 >K @ 't 2 (5-8-24)


2 4
§ ·
>Fn @ >C @¨ ^v n `  ^a n ` 't ¸  ^ f n 1 `  ^Pn 1 `
1
(5-8-25)
© 2 ¹

The procedure for solving the equation of motion is as follows


Step 1. ^~ ` by Equation (5-8-19).
Calculate the predictor displacement vector d n 1
Step 2. Obtain the restoring force ^ f n 1 ` corresponding to ^d~ ` in reference to the constitutive model.
n 1

Step 3. Substitute ^ f n1 ` to Equation (5-8-25) and solve the acceleration vector ^a n 1 ` , and obtain the
corrector displacement vector ^d n1 ` from Equations (5-8-20) and (5-8-21).

In the initial condition, the building will deform under dead and live loads. It can be analyzed by solving

­ X0 ½
° °
> M @^u`  >C @^u`  > K @^u`  > M @>U @ ® Y0 ¾ (5-8-26)
° Z  g °
¯ 0 ¿
wehre g is the gravity acceleration. However, this causes the fluctuation of the response in the beginning

of the response. It is better to add the static gravity force ^ f0 ` as

­ X0 ½ ­0½
° ° ° °
> M @^u`  >C @^u`  > K @^u`  > M @>U @ ® Y0 ¾  ^ f 0 ` , ^ f0 `  > M @>U @ ®00 ¾ (5-8-27)
° Z ° °g°
¯ 0¿ ¯ ¿

and set the initial displacement as ^u` ^u0 ` , where ^u0 ` is the solution of

> K @^u0 ` ^ f0 ` (5-8-28)

274
5.9 Energy

a) Equation of energy

As it was mentioned in Equation (5-5-2), the equation of motion is obtained as:

­ X 0 ½
° °
>M @^u`  >C @^u`  >K @^u` >M @>U @® Y0 ¾ ^P` (5-9-1)
° Z °
¯ 0¿
For example, in case of a structure with a rigid floor in Figure 5-9-1, the displacement vector, ^u`, consists
of 15 components (see RED numbers in Figure 5-9-1.)

­ u1 ½
°u °
° 2°
^u` ® ¾ (5-9-2)
° # °
°¯u15 °¿

1 4

6 7
2 5
7 15 10
10 3 6
13
8 9
8 11
9 14
12
1 2

5
3 4

Node number Freedom number

Figure 5-8-1 Example of the freedom vector of a structure with a rigid floor

The equation of energy is derived by multiplying the velocity vector, ^u` , and integrating by the time
T

range [0-t]:

t t t t

³ ^u` >M @^u`dt  ³ ^u` >C @^u`dt  ³ ^u` >K @^u`dt  ³ ^u` ^P`dt
T T T T
(5-9-3)
0 0 0 0

275
^u`T >M @^u`  t ^u`T >C @^u`dt  ^u`T >K @^u` t
 ³ ^u` ^P`dt
³
T
(5-9-4)
2 0
2 0

WK  WD  WP WI (5-9-5)
where,

WK
^u`T >M @^u` : Kinematic energy
2
t

³ ^u` >C @^u`dt : Damping energy


T
WD
0

WP
^u`T >K @^u` : Potential energy
2
t
 ³ ^u` ^P`dt : Input energy
T
WI
0

If the system is nonlinear, the equation of motion can be expressed as:

­ X 0 ½
° °
>M @^u`  >C @^u`  Q u, u >M @>U @® Y0 ¾ ^P` (5-9-6)
° Z °
¯ 0¿
where, Q u , u is the nonlinear restoring force vector. Then, the equation of energy can be derived as;

WK  WD  WP WI (5-9-7)
where,

WK
^u`T >M @^u` : Kinematic energy
2
t

³ ^u` >C @^u`dt


T
WD : Damping energy
0
t (5-9-8)

³ ^u` Q u, u dt : Potential energy


T
WP
0
t
 ³ ^u` ^P`dt : Input energy
T
WI
0

276
b) Decomposition of potential energy

We can decompose the restoring force vector into the restoring force of each member as,

Q u, u q1 u, u  q 2 u , u  "  q n u, u ; n : number of members (5-9-9)

Therefore, the potential energy can be decomposed as,

t t n n§t T · n

³ ^u` Q u, u dt ³ ^u` ¦ qi u, u dt ¦ ¨ ³ ^u` qi u , u dt ¸ ¦W


T T
WP ¨ ¸ P ,i (5-9-10)
0 i 1
0 i 1©0 ¹ i 1

where

³ ^u` q u, u dt ;
T
W P ,i i potential energy of i-th member (5-9-11)
0

277
1RQOLQHDU6WDWLF3XVK2YHU$QDO\VLV

/DWHUDOGLVWULEXWLRQRIHDUWKTXDNHIRUFH

7KH VWDWLF ODWHUDO ORDG UHSUHVHQWLQJ WKH HDUWKTXDNH IRUFH LV DSSOLHG DW WKH FHQWHU RI JUDYLW\ LQ HDFK IORRU
7KHUHDUHVHYHUDOIRUPXODVWRGHILQHWKHORDGGLVWULEXWLRQDORQJWKHKHLJKWRIWKHEXLOGLQJ,Q³67(5$'´
SURJUDPWKHIROORZLQJGLVWULEXWLRQVDUHSUHSDUHG
$L   7ULDQJXODU   8QLIRUP   8%&   $6&(   0RGH

 $LGLVWULEXWLRQ
,QWKH³%XLOGLQJ6WDQGDUG/DZ´LQ-DSDQWKHGHVLJQVKHDUIRUFHRILWKVWRU\4LLVGHILQHGDV
n
Qi Ci ¦ w j  Ci ZRt Ai C  (6-1-1)
j i

ZKHUH 
Ci  GHVLJQVKHDUFRHIILFLHQWRILWKVWRU\
wi  ZHLJKWRILWKVWRU\
Z  VHLVPLF]RQHIDFWRU
Rt  YLEUDWLRQFKDUDFWHULVWLFIDFWRUWDNLQJLQWRFRQVLGHUDWLRQRIVRLOFRQGLWLRQ
Ai  ODWHUDOGLVWULEXWLRQRIVKHDUIRUFHFRHIILFLHQW
C0  GHVLJQEDVHVKHDUFRHIILFLHQW C0 IRUVHUYLFHDELOLW\OLPLWC0 IRUVDIHW\OLPLW 

,IZHVHW=  7RN\R 5W  VWLIIVRLODVKRUWVWRU\EXLOGLQJ &  VDIHW\GHVLJQ WKHGHVLJQVKHDU
IRUFHGLVWULEXWLRQLVVLPSOLILHGDV
n
Qi Ai ¦ w j (6-1-2)
j i


³$L´GLVWULEXWLRQLVGHILQHGDV

§  · T
Ai  ¨ Di ¸ (6-1-3)
¨ D ¸   T
© i ¹
where,
n n
Di ¦ wj
j i
W W ¦w
j 
j : the ratio of weight upper than i-th story,

T: the first natural period of a building (=0.02h, h : the building height)

As shown in Figure 6-1-1, the static lateral load is obtained as,

Fn Qn  Fi Qi  Qi  i "  n   (6-1-4)

278
Z
) 4
4 &Z
) 4±4 Z
4 & ZZ  
Z
.
. n
. Z Qi Ci ¦ w j
. i i

. Z Ci ZRt Ai C 
.
Z
) 4±4
4 & ZZ 䞉䞉䞉Z  

Figure 6-1-1 Ai distribution



 7ULDQJXODUGLVWULEXWLRQ
7ULDQJXODUGLVWULEXWLRQLVGHILQHGDV

§ n ·
Fi QB ¨¨ hi ¦h ¸
j ¸ (6-1-5)
© j  ¹
where,
QB : base shear force
hi : the height of the i-th story from the ground

)L

K

K
K

Figure 6-1-2 7ULDQJXODUGLVWULEXWLRQ




279
 8QLIRUPGLVWULEXWLRQ
8QLIRUPGLVWULEXWLRQLVGHILQHGDV

Fi QB  n (6-1-6)

)L

Figure 6-1-3 8QLIRUPGLVWULEXWLRQ



 8%&GLVWULEXWLRQ
7KH8%& 8QLIRUP%XLOGLQJ&RGH JLYHVWKHIROORZLQJIRUPXODIRUWKHFDOFXODWLRQRIODWHUDOIRUFH
GLVWULEXWLRQ

§ n ·
Fi QB  Ft ¨¨ wi hi ¦ w j h j ¸¸ (6-1-7)
© j  ¹

­   if T d  VHF
Ft ® (6-1-8)
¯ TQB  if T !  VHF

)W

)L

K

K
K

Figure 6-1-4 UBC GLVWULEXWLRQ




280
 $6&(GLVWULEXWLRQ
7KH,%& ,QWHUQDWLRQDO%XLOGLQJ&RGH LQWKH86UHIHUVWRWKH$6&(³6HLVPLF'HVLJQ5HTXLUHPHQWVIRU
%XLOGLQJ6WUXFWXUHV´ZKLFKJLYHVWKHIROORZLQJIRUPXODIRUWKHFDOFXODWLRQRIODWHUDOIRUFHGLVWULEXWLRQ
n
Fi wi hik ¦w h
j 
j
k
j (6-1-9)

where k is an exponent related to the structural period as follows:

­   if T  VHF
°
k ® T      if VHF  T  VHF (6-1-10)
°   if T ! VHF
¯

N  N 

)L
K

K
K

Figure 6-1-5 ASCE GLVWULEXWLRQ






281
 0RGHGLVWULEXWLRQ
0RGHGLVWULEXWLRQLVGHILQHGDV

§ n ·
Fi QB ¨¨ wiIi ¦w I j
¸
 j ¸ (6-1-11)
© j  ¹
ZKHUH 

 Ii : component of the first mode distribution in the i-th story

)L

Ii

Figure 6-1-6 Mode GLVWULEXWLRQ





282
&DSDFLW\&XUYH

7KH&DSDFLW\6SHFWUXP0HWKRGZDVSURSRVHGE\)UHHPDQ>@DVDQDSSUR[LPDWHZD\WRHVWLPDWHWKH
PD[LPXP UHVSRQVH RI D VWUXFWXUH XQGHU DQ HDUWKTXDNH JURXQG PRWLRQ 7KH FRQFHSW ZDV PRGLILHG E\
.XUDPRWRHWDO>@WRDGRSWWKHGLVWULEXWLRQRIQRQOLQHDUVWRU\GLVSODFHPHQWDVWKHILUVWPRGHVKDSHLQ
HDFK FDOFXODWLRQ VWHS 7KH PHWKRG ZDV DGRSWHG DV RQH RI WKH HYDOXDWLRQ SURFHGXUHV LQ WKH %XLOGLQJ
6WDQGDUG/DZ-DSDQ 

7KH NH\ FRQFHSW RI WKH &DSDFLW\ 6SHFWUXP 0HWKRG LV WR ILQG RXW WKH LQWHUVHFWLRQ EHWZHHQ WKH 'HPDQG
6SHFWUD UHODWLRQVKLSEHWZHHQ6G GLVSODFHPHQWVSHFWUD DQG6D DFFHOHUDWLRQVSHFWUD DQGWKH&DSDFLW\
&XUYH QRQOLQHDUSXVKRYHUFXUYHRIDQHTXLYDOHQWVLQJOHGHJUHHRIIUHHGRPV\VWHP  





'HPDQG6SHFWUD
6$6'䠄 K 


'HPDQG6SHFWUD
6D FPVHF 

 6$6'䠄 K 


&DSDFLW\&XUYH



3HUIRUPDQFH3RLQW




  
6G FP

)LJXUH6FKHPDWLFH[DPSOHRIWKHFRQFHSWRI&DSDFLW\6SHFWUXP0HWKRG

³67(5$'´SURYLGHVWKHPHQXLQWKHVWDWLFDQDO\VLVWRVKRZWKH&DSDFLW\&XUYHEDVHGRQWKHIROORZLQJ
IRUPXOD .XUDPRWRHWDO>@ 

n n

¦ miG i
i 
¦m G
i 
i i


Sa QB  , Sd n
(6-2-1)
§ ·
¦m G
n
¨ ¦ mi G i ¸ i i
©i ¹ i 

ZKHUH
 mi   OXPSHGPDVVLQWKHLWKVWRU\
 įi  FRPSRQHQWRIWKHGLVWULEXWLRQRIQRQOLQHDUVWRU\GLVSODFHPHQWLQWKHLWKVWRU\



283
6G

)L įL

§ 06D

0(TXLYDOHQW6'2)PDVV

Nonlinear static push-over analysis Capacity Curve of SDOF system

Figure 8-2-2 Capacity Curve of the equivalent SDOF system



$VVFKHPDWLFDOO\VKRZQLQ)LJXUHWKHVWHSE\VWHSUHVXOWVRIQRQOLQHDUSXVKRYHUDQDO\VLVLVXVHGWR
REWDLQWKH&DSDFLW\&XUYHRIWKHHTXLYDOHQW6'2)V\VWHPXVLQJ(TXDWLRQ  


5HIHUHQFHV
)UHHPDQ 6 $   ´3UHGLFWLRQ RI 5HVSRQVH RI &RQFUHWH %XLOGLQJV WR 6HYHUH (DUWKTXDNH 0RWLRQ´
'RXJODV 0F+HQU\ ,QWHUQDWLRQDO 6\PSRVLXP RQ &RQFUHWH DQG &RQFUHWH 6WUXFWXUHV 63 $PHULFDQ
&RQFUHWH,QVWLWXWH'HWURLW0LFKLJDQSS
.XUDPRWR + HWDO   ³3UHGLFWLQJ WKH (DUWKTXDNH 5HVSRQVH RI %XLOGLQJV XVLQJ (TXLYDOHQW 6LQJOH
'HJUHHRI)UHHGRP6\VWHP´WK:RUOG&RQIHUHQFHRQ(DUWKTXDNH(QJLQHHULQJ :&(( $XFNODQG
1HZ=HDODQG㸪

284
/XPSHG0DVV0RGHO

'HFRPSRVLWLRQRIVKHDUDQGIOH[XUDOGHIRUPDWLRQ

D (TXLYDOHQWSODQHIRUHDFKIORRUIURPGLVSODFHPHQW

7KHHTXLYDOHQWSODQH z ax  by  c LVREWDLQHGIURPWKHYHUWLFDOGLVSODFHPHQWGLVWULEXWLRQE\WKHOHDVW
VTXDUHPHWKRG

z ax  by  c

zi x

)LJXUH(TXLYDOHQWSODQH

¦ z  ax  by i  c 

0LQLPL]H  L i i     

ZKHUH i QRGHQXPEHULQWKHIORRU
a b c SDUDPHWHUVRIHTXLYDOHQWSODQH
wL wL wL
7KXV         
wa wb wc

3DUDPHWHUVDEFDUHREWDLQHGE\VROYLQJWKHIROORZLQJOLQHDUHTXDWLRQ

ª ¦ z i xi º ª¦ xi ¦ x y ¦ x º» ªaº
i i i
« » «
«¦ z i y i » « ¦ y ¦ y » ««b »» 

i i      
« ¦ zi » « sym n »¼ «¬ c »¼
¬ ¼ ¬
ZKHUH 
n WKHQXPEHURIQRGHVLQDIORRU


285
D (TXLYDOHQWSODQHIRUHDFKIORRUIURPSRWHQWLDOHQHUJ\

7KH HTXLYDOHQW SODQH z ax  by  c LV REWDLQHG IURP WKH YHUWLFDO SRWHQWLDO HQHUJ\ GLVWULEXWLRQ E\ WKH
OHDVWVTXDUHPHWKRG

Nz N ax  by  c

N i zi x

)LJXUH(TXLYDOHQWSODQH

¦ N z  N i axi  byi  c  

0LQLPL]H  L i i    

ZKHUH i QRGHQXPEHULQWKHIORRU
N i : axial load at node i 
a b c SDUDPHWHUVRIHTXLYDOHQWSODQH
wL wL wL
7KXV         
wa wb wc

3DUDPHWHUVDEFDUHREWDLQHGE\VROYLQJWKHIROORZLQJOLQHDUHTXDWLRQ

ª ¦ N i zi xi º ª ¦ N i xi ¦ N x y ¦ N x »º ª a º
i i i i i
« » «
« ¦ N i zi yi » « ¦ N y ¦ N y » ««b »» 
i

i i i     

¬ ¦ N i zi ¼ ¦ N »¼ «¬ c »¼
« » « sym
¬ i

ZKHUH 
n WKHQXPEHURIQRGHVLQDIORRU

$WWKLVPRPHQW67(5$B'DGRSWVWKHIRUPXODWLRQD VLQFHLWLVHDVLHUWRLPSOHPHQW

286
E 'HFRPSRVLWLRQRIVKHDUDQGIOH[XUDOGHIRUPDWLRQ

$VWRU\GULIW'FDQEHGLYLGHGLQWRVKHDUDQGIOH[XUDOFRPSRQHQWVDV

D DS shear  DF flexure        

$VVXPLQJWKHGLVWULEXWLRQRIIORRUGHIRUPDWLRQLVH[SUHVVHGE\DQHTXLYDOHQWSODQH z ax  by  c WKH
IOH[XUDOGHIRUPDWLRQ DF FDQEHH[SUHVVHGDV

DF aH  [GLUHFWLRQ       
DF bH  \GLUHFWLRQ       

1RWHWKDWWKHFRHIILFLHQWµD¶LVWKHQHJDWLYHDQJOHLQ[GLUHFWLRQ
7KHQWKHVKHDUGHIRUPDWLRQFDQEHREWDLQHGDV

DS D  DF          

D
DF DS
in x-direction
a
H
z
a z ax  by  c

DS DF in y-direction

b z
H

z ax  by  c b
y

)LJXUHDecomposition of shear and flexural deformation






287
/XPSHGPDVVPRGHOZLWKVKHDUDQGIOH[XUDOVWLIIQHVV

D /LQHDUIOH[XUDOPRGHO
7KH IUDPH PRGHO FDQ EH LGHDOL]HG DV D OXPSHG PDVV PRGHO ZLWK D FRQFHQWUDWHG PDVV DW HDFK IORRU DQG
VKHDUDQGIOH[XUDOVSULQJVLQHDFKVWRU\









)LJXUH,GHDOL]DWLRQWROXPSHGPDVVPRGHO

8QGHUWKHH[WHUQDOODWHUDOIRUFHV Fi i   , WKHVKHDUIRUFHDQGPRPHQWRIHDFKVWRU\DUHH[SUHVVHG
DVEHORZ

F
 T
 EI 
h Q F

 F M F h Qh , T 

EI 
 h

Q F  F

 F M F h  F h  h Q h  Q h , T

h EI
 Q F  F  F


M Fh  F h  h  F h  h  h Qh  Q h  Q h

 )LJXUH0RPHQWDQGVKHDUIRUFHRIOXPSHGPDVVPRGHO

,QJHQHUDO
N
Mi ¦Q h
j i
j j  

1RWHWKDWLIZHFRQVLGHUWKHVLJQRIFRRUGLQDWH
N N
M yi ¦ Qxj h j  M xi ¦Q yj hj  
j i j i

288
)URPWKHEHDPWKHRU\
 MB

G
 B

 TB W B  R
WB

R

 h


 R
WA
 TA W A  R ­M A ½  EI ª   º ­W A ½  EI ª   º ­T A  R ½
® ¾ «  » ®W ¾ «  » ®T  R ¾ 
 ¯M B ¿ h ¬ ¼¯ B¿ h ¬ ¼¯ B ¿
 A
(7-1-13)
 MA



M i  M i 


hi EI i hi EI i

 Mi M i



 )LJXUH0RPHQWDQGURWDWLRQDOGHIRUPDWLRQ
6XEVWLWXWLQJ

MA M i  M B M i   W A Ti   W B Ti   'Ti  EI EI i  h hi 

­ M i ½  EI i ª   º ­ Ti  ½  EI i ­ Ti   'Ti ½
® ¾ « »® ¾ ® ¾    
¯ M i  ¿ hi ¬  ¼ ¯Ti   'Ti ¿ hi ¯Ti   'Ti ¿

7KHUHIRUHWKHHTXLYDOHQWIOH[XUDOVWLIIQHVVFDQEHREWDLQHGDV
hi
EI i M i   M i  i "  n
'Ti
      
hn 
EI n  M n
'T n 


289
7KHLQFUHPHQWRIURWDWLRQDOGHIRUPDWLRQ 'Ti  LVWKHGLIIHUHQFHRIIORRUDQJOH7KHUHIRUH

'T T
       
'Ti Ti  Ti   i "  n  
)URPWKHEHDPWKHRU\WKHIOH[XUDOGHIRUPDWLRQLV
h h
G Q  T A  T B         
 EI 
MA  MB  EI G
' Q 
h

h
^ T A  T B   R`  R h


7KHUHIRUHWKHIOH[XUDOGHIRUPDWLRQRILWKVWRU\LVREWDLQHGDV
h h
DF  Q   T
 EI 
     
hi  h
DFi Qi  i Ti   Ti  i "  n  
 EI i 
7KHVKHDUGHIRUPDWLRQLVWKHQFDOFXODWHGVXEVWLWXWLQJWKHIOH[XUDOGHIRUPDWLRQIURPWKHVWRU\GULIWDV

DSi Di  DFi          



8QGHUWKHQRQOLQHDUSXVKRYHUDQDO\VLVLWLVJHQHUDOO\DVVXPHGWKDWWKHIOH[XUDOFRPSRQHQWLVHODVWLFDQG
RQO\WKHVKHDUFRPSRQHQWLVFRQVLGHUHGDVQRQOLQHDU


 
)LJXUH'HFRPSRVLWLRQRIVKHDUDQGIOH[XUDOGHIRUPDWLRQ




290
7KHUHIRUHWKHOXPSHGPDVVPRGHOLVREWDLQHGIURPWKHIROORZLQJSURFHGXUH

,QWKHILUVWVWHSRISXVKRYHUDQDO\VLV LQHODVWLFVWDJH 
  &DOFXODWHHTXLYDOHQWSODQH z ax  by  c RIHDFKIORRUWRREWDLQWKHIOH[XUDODQJOHV ai  RU bi 
  &DOFXODWHLQFUHPHQWRIDQJOH 'Ti ai  ai   RU 'Ti bi  bi  
  &DOFXODWHWKHIOH[XUDOVWLIIQHVV
hi
EI i M i   M i        
'Ti
  &DOFXODWHWKHIOH[XUDOGHIRUPDWLRQ
hi  h hi  h
DxFi Qi  i ai   ai  RU DyFi Qi  i bi   bi    
 EI i   EI i 
  &DOFXODWHWKHVKHDUGHIRUPDWLRQ
DSi Di  DFi         

)URPWKHQH[WVWHSZHXVHWKHVDPHIOH[XUDOVWLIIQHVVREWDLQHGSUHYLRXVO\
  &DOFXODWHLQFUHPHQWRIDQJOH
hi
'Ti M i   M i        
 EI i
  &DOFXODWHIOH[XUDODQJOHRIHDFKIORRU
i i
ai ¦ 'Tk  RU bi
k 
¦ 'T
k 
k        

  &DOFXODWHWKHIOH[XUDOGHIRUPDWLRQ
hi  h hi  h
DxFi Qi  i ai   ai  RU DyFi Qi  i bi   bi    
 EI i   EI i 
  &DOFXODWHWKHVKHDUGHIRUPDWLRQ
DSi Di  DFi         
  7KH UHODWLRQVKLS EHWZHHQ WKH VKHDU GHIRUPDWLRQ DQG WKH VKHDU IRUFH LV LGHDOL]HG DV D QRQOLQHDU
K\VWHUHVLVPRGHORIWKHVKHDUVSULQJRIHDFKVWRU\


291
E 1RQOLQHDUIOH[XUDOPRGHO

7R FRQVLGHU QRQOLQHDU IOH[XUDO FRPSRQHQW WKH PRGHO WR VHSDUDWH VKHDU GHIRUPDWLRQ DQG EHQGLQJ
GHIRUPDWLRQLVXVHG 
5HIHUHQFH $NLUD:DGDHW$O³5HVSRQVH&RQWURO'HVLJQRI%XLOGLQJV´0DUX]HQ LQ-DSDQHVH 






 Gs

 uB B
 GB
 I
ks TB
 kb

h TA

uA

GA A






7KHVKHDUDQGPRPHQWIRUFHDFWLQJDWWKHFHQWHUVSULQJVDUH
§ h ·
Qs k sG s k s ¨ u B  u A  T A  T B ¸  IRUQRQOLQHDUVKHDUVSULQJ   
©  ¹

Mb k bI k b T B  T A  IRUQRQOLQHDUEHQGLQJVSULQJ    

Nn k nH n k n G B  G A  IRUOLQHDUD[LDOVSULQJ     

,QDPDWUL[IRUP

­ Qs ½ ªks   º ­G s ½ ­G s ½
° ° « ° ° ° °
®M b ¾ « kb  »» ® I b ¾ > kW @ ® I b ¾      
°N ° k n ¼» °¯ H n °¿ °H °
¯ n¿ ¬«   ¯ n¿

292


F
 T
 N  W
h Q F

 F M F h Qh , T 

N W  W
 h

Q F  F

 F M F h  F h  h Q h  Q h , T

N W  W  W
h Q F  F  F



M Fh  F h  h  F h  h  h Qh  Q h  Q h

 )LJXUH0RPHQWDQGVKHDUIRUFHRIOXPSHGPDVVPRGHO

%\VXEVWLWXWLQJ

MA M i  M B M i   QA Qi  QB Qi   N A Ni  N B N i   

T A Ti   T B Ti  u A ui   uB ui  G A Gi  G B G i   h hi 

WKHOXPSHGPDVVPRGHOLVREWDLQHGIURPWKHIROORZLQJSURFHGXUHIURPWKHSXVKRYHUDQDO\VLV

  &DOFXODWH HTXLYDOHQW SODQH z ax  by  c  RI HDFK IORRU WR REWDLQ WKH IOH[XUDO DQJOHV ai  RU bi 

DQGWKHYHUWLFDOORFDWLRQDWWKHFHQWHURIJUDYLW\ xci  yci  DV zci axci  byci  c 

  &DOFXODWHVKHDUGHIRUPDWLRQ
h
G s u  K T         

hi
G si u i  u i   K T i  T i   i  "  n       

1RWHWKDW K    IRU T i a i  [GLUHFWLRQ DQG K   IRU T i bi  \GLUHFWLRQ 
  &DOFXODWHWKHVKHDUVWLIIQHVV
k si Q si G si         
  &DOFXODWHD[LDOGHIRUPDWLRQ
H n G          
H ni G i  G i   i  "  n         

293
i
1RWHWKDW Gi z ic  ¦ hi 
k 

  &DOFXODWHWKHD[LDOVWLIIQHVV
k ni N i H ni         
  &DOFXODWHPRPHQWDWHDFKIORRU
N
Mi K ¦ Q j hj  
j i

1RWHWKDW K    IRU [GLUHFWLRQ DQG K   IRU \GLUHFWLRQ 


  0RPHQWRIWKHEHQGLQJVSULQJLV M i 
M i   M i
M bi  i  "  n    

M bi
M n 
M bn       

7KHURWDWLRQDOGHIRUPDWLRQRIWKHEHQGLQJVSULQJLV
Mi
Ii i T i  T i       

7RPDNHWKHQXPEHURIGLJLWVHTXLYDOHQWWRDVKHDUIRUFHWKHQRQOLQHDUEHQGLQJPRPHQWLVGLYLGHGE\WKH
KHLJKW RI WKH VWRU\ RQ WKH RWKHU KDQG WKH DQJOH LV PXOWLSOLHG E\ WKH KHLJKW RI WKH VWRU\ WR REWDLQ WKH
GHIRUPDWLRQ7KHUHIRUHWKHIRUFHGHIRUPDWLRQRIWKHQRQOLQHDUEHQGLQJVSULQJLVWUDQVIRUPHGDV
Mb kb
    (TXLYDOHQWVKHDUIRUFH Q b  Æ  Q b Gb k bs G b 
h h
    (TXLYDOHQWVWRU\GULIW Gb hI 
kb
   (TXLYDOHQWVWLIIQHVV Q b k bs G b  k bs 
h
$IWHUILQGLQJWKHWULOLQHDUPRGHOIRU Q b  G b UHODWLRQVKLSLWLVUHWXUQHGWR M b  I UHODWLRQVKLSDV
Gb
 Mb Qb h  I  k b k bs h  
h

294
F 7ULOLQHDUPRGHOLQJRISXVKRYHUFXUYH

)URP WKH SXVK RYHU UHVXOWV XS WR WKH XOWLPDWH GHIRUPDWLRQ IRU H[DPSOH XS WR  GULIW UDWLR  WKH
UHODWLRQVKLS EHWZHHQ WKH VWRU\ GULIW VKHDU G s  EHQGLQJ G b  DQG WKH VKHDU IRUFH VKHDU Q s  EHQGLQJ
Q b RIHDFKVWRU\LVWUDQVIRUPHGLQWRDWULOLQHDUVNHOHWRQ


 3 '4
3 '4

 .



K2


3 '4


.



&DVH!
:KHQWKHGULIWUDWLR GULIWGLYLGHGE\WKHVWRU\KHLJKW RIWKHODVWSRLQWLVOHVVWKDQWKHPLQLPXPYDOXH IRU
H[DPSOH 
 3 '4
7KHVNHOHWRQLVDVVXPHGWREHOLQHDU 
3 '4 
7KHODVWSRLQWLV3 .
. 4'
3 '4  3 '4
' ×'
K2
. .
3 '4
3 '4 
' ×' .
. .







295
&DVH!
:KHQWKHODVWVWLIIQHVVLVODUJH IRUH[DPSOHWDQJHQWVWLIIQHVV!. LQLWLDOVWLIIQHVV 

3 '4 
)LQGLQLWLDOVWLIIQHVV.
)LQG4WKDWLVWKHIRUFHZKHQWKHWDQJHQWVWLIIQHVVEHFRPHV.DQGGHWHUPLQH' 4.
3 '4 
7KHODVWSRLQWLV3
.LVWKHVWLIIQHVVEHWZHHQ3DQG3
3 '4 
' ×'
. .



3 '4




 3 '4

.


 3 '4 .


 .







296
&DVH!
:KHQWKHODVWVWLIIQHVVLVVPDOO IRUH[DPSOHWDQJHQWVWLIIQHVV. LQLWLDOVWLIIQHVV 

3 '4 
)LQGLQLWLDOVWLIIQHVV.
)LQG4WKDWLVWKHIRUFHZKHQWKHWDQJHQWVWLIIQHVVEHFRPHV.DQGGHWHUPLQH' 4.
3 '4 
3LVGHFLGHGWREHWKHVDPHHQHUJ\EHWZHHQSXVKRYHUDQDO\VLVDQGWKHPRGHOXSWR3
3 '4 
3LVWKHODVWSRLQWRISXVKRYHUDQDO\VLV
.LVWKHWDQJHQWVWLIIQHVVDW3



3 4'

3 4'

 . WDQJHQW.



 .


.
 3 4'



 .












297
3'HIIHFW

)ROORZLQJIRUPXODWLRQLVVXJJHVWHGLQWKHIROORZLQJERRN 
-DPHV)'R\OH³6WDWLFDQG'\QDPLF$QDO\VLVRI6WUXFWXUHV´.OXZHU$FDGHPLF3XEOLVKHUV

D (TXLOLEULXPRIWKHEHDPZLWKDQD[LDOORDG

:HFRQVLGHUHTXLOLEULXPRIWKHEHDPZLWKDVOLJKWGLVSODFHPHQWZLWKDQD[LDOORDG 

M + ǻM
EI v(x) M
F0
ǻv
F0
x ǻx V
V
ǻx

)LJXUH(TXLOLEULXPRIVPDOOEHDPVHJPHQWVOLJKWO\GHIRUPHG

$VVXPLQJVPDOOGHIOHFWLRQWKHEDODQFHRIPRPHQWRQWKHVPDOOVHJPHQW³ǻ[´JLYHV

'M  V 'x  F 'v          
7KHUHIRUH
dM dv
 V  F          
dx dx
d v
)URPWKHUHODWLRQVKLS M EI WKHJRYHUQLQJGLIIHUHQWLDOHTXDWLRQIRUWKHGHIOHFWLRQVKDSHLV
dx 
d v d v
EI  F          
dx  dx 

7KHJHQHUDOVROXWLRQVDUH
IRUFRPSUHVVLRQORDGLQJ F   

v x c FRV kx  c  VLQ kx  c x  c   k   F  EI        

IRUWHQVLOHORDGLQJ F !  

v x c FRVK kx  c  VLQK kx  c x  c   k  F  EI      

298
E *HRPHWULFVWLIIQHVVPDWUL[RIWKHEHDPZLWKDQD[LDOORDG

:HDVVXPHWKDWWKHD[LDOIRUFHLVFRQVWDQWDQGFRPSUHVVLYH)URPWKHJHQHUDOVROXWLRQ(T  
DW x 
dv 
v  v c  c   I kc   c       
dx
&RQVHTXHQWO\WKHGHIOHFWHGVKDSHLV

v x c FRV kx    c  VLQ kx  kx  v  I x      

6LPLODUO\DWWKHHQGRIRWKHUQRGH

v L v c FRV kL    c  VLQ kL  kL  v  I L     
dv L
I kc VLQ kL  kc  FRV kL  I       
dx

7KHQWKHFRHIILFLHQWV c  c  FDQEHDUUDQJHGDV

ª   C [  S º ª c º ªv  I L  v  º
« [S [   C »¼ «¬c  »¼ « I L I L »       
¬ ¬   ¼

ZKHUH 
C FRV kL S VLQ kL [ kL        

6ROYLQJWKLVHTXDWLRQE\&UDPHU¶VUXOHJLYHV
c >v[   C  I L S  [C  v[   C  I  L [  S @  '     
c > v[S  I L   C  [S  v[S  I  L C   @  '     
ZKHUH
' [   C  [S         

1RZ ZH FDQ UHZULWH WKH GHIOHFWLRQ IXQFWLRQ LQ WHUPV RI WKH QRGDO GHJUHHV RI IUHHGRP 7KH PRPHQW DQG
VKHDUIRUFHGLVWULEXWLRQVFDQEHREWDLQHGDV

M x EI
d v
dx 
>
EI  k  c FRV kx  k  c  VLQ kx  @     

d v
 EIk  >I  kc  @  
dv
V x  EI 
 F     
dx dx




299
&DOFXODWLQJQRGDOORDGV V  V  M   M   V L V  M L M  WKHVWLIIQHVVPDWUL[LV

ª V º ª[  S [L   C  [ S [L   C º ª v º
«M » « »« »
« » EI [  «  L [C  S  [L   C

L [  S » «I »
  
« V » L ' « [ S  [L   C » «v  »
« » « »« »
¬M  ¼ ¬« sym  L [C  S ¼» ¬I  ¼


F $SSUR[LPDWLRQRIJHRPHWULFVWLIIQHVVPDWUL[

:HVLPSOLI\WKHJHRPHWULFVWLIIQHVVPDWUL[WREHOLQHDULQWKHORDGLQJF0
8VLQJWKHVHULHVH[SDQVLRQIRUWKHVLQHDQGFRVLQHWHUPVWKHGHWHUPLQDQWLV

' [   C  [S
>
| [      [     [     [     " C  [ [  [     [     "  @  
>
| [   [    "  
 
@
DOVR

'

[ 
>  [ 
@
   "         

:HQRZGRWKHH[SDQVLRQRQWKHVWLIIQHVVWHUPV)RUH[DPSOH
EI [  
k
L '
[ S EI 
L
> 
@ >
[ [  [     "    [     "
[
@ EI
L
>
   [     " @
          

6XEVWLWXWLQJ [  F L  EI 

k  L

F ª º
k
EI
> @          
L L «¬ »¼
,QWKHVDPHPDQQHUZHFDQH[SDQGIRUDOOWKHVWLIIQHVVWHUPVWRJHWWKHVWLIIQHVVPDWUL[DV
ª  L    L º ª  L   L º
«  L  »
  L  L » F « «  L  L  L »»
>k @ EI «
   
L «    L »  L «   L »
« » « »
¬ sym  L ¼ ¬ sym  L ¼
:HFDQZULWHDV

>k @ >k E @  >k G @          

ZKHUH >k E @ WKHHOHPHQWHODVWLFVWLIIQHVV >k G @ WKHHOHPHQWJHRPHWULFVWLIIQHVV


300
G ,PSOHPHQWDWLRQIRUEHDPHOHPHQW

TA z
WA WB
TB
uB
x
uA

A B y

)LJXUH,QFOXGLQJQRGHPRYHPHQW

)RUEHDPHOHPHQW 

ªM A º  EI ª  º ªW A º EI ª L  L º ªW A º
«M » « » «W » «  »« »      
¬ B¼ L ¬ ¼¬ B ¼ L ¬ L  L ¼ ¬W B ¼

,QFOXGLQJQRGHPRYHPHQW

ªu º
ª  º« A »
ªW A º «L   » T
» «« »» 
L A
      
«W » « 
¬ B¼ «   u
» « B »
¬L L ¼ TB
¬ ¼

ª   º
ª QA º « L ªu º
«M » L » ª
 
 º A
» «T »
EI «   » ª L

L º « L

« A» « 
L « A»
« QB » L  »«  »«
 L ¼ «   » «u »
«  » ¬ L   » « B »
« » « L L» ¬L L ¼ TB
¬M B ¼ «¬   »¼ ¬ ¼

u º    L º ªu A º
ºª A ª 
ª L L º  L
ª 
« 
EI «  L  L »» « L   L
» «T »
« A»
«
EI «  L  L  L »» ««T A »»
« » «u »
L «  L   L» «    
» « B » L «    L » «u B »
«  » « »« »
¬ L  L ¼ ¬ L L ¼ ¬T B ¼ ¬ sym  L ¼ ¬T B ¼

)URP  WKHJHRPHWULFVWLIIQHVVPDWUL[ZLOOEH
ª  L   L º
«  L  L  L »»
>k G @ F «
      
 L «   L »
« »
¬ sym  L ¼


301
7KHUHIRUHWKHVWLIIQHVVHTXDWLRQZLOOEH

ª QA º § ª  L   L º ª  L   L º · ªu A º
¨ ¸
«M »
« A» ¨ EI
«
«  L  L  »
 L » F « «  L  L  L »» ¸ ««T A »»
 
« QB » ¨  «    L »  L «   L » ¸ «u B »
« » ¨L « » « » ¸« »
¬M B ¼
¨
© ¬ sym  L ¼ ¬ sym  L ¼ ¸¹ ¬T B ¼

302
H ,PSOHPHQWDWLRQIRUFROXPQHOHPHQW


B u xB
u yB
OBl
W yB
W xB T yB
T xB

T yA
W yA
O Al
X
T xA
A
W xA u xA
u yA Y

)LJXUH,QFOXGLQJQRGHPRYHPHQW

ª M yA º  EI ª º ªW yA º EI ª L  L º ªW yA º
«M » « » « » « »  LQ;=SODQH   
¬ yB ¼ L «¬ »¼ ¬W yB ¼ L ¬ L  L ¼ ¬W yB ¼

ª M xA º  EI ª  º ªW xA º EI ª L  L º ªW xA º
«M » « » «W » «  » « »  LQ<=SODQH   
¬ xB ¼ L ¬ ¼ ¬ xB ¼ L ¬ L  L ¼ ¬W xB ¼

,QFOXGLQJQRGHPRYHPHQW

ªu º
ª   º « xA »
ªW yA º « L

L
» T
« yA »
«W » «   » «u »  LQ;=SODQH     
¬ yB ¼ «  » « xB »
¬ L L ¼ «T yB »
¬ ¼

ªu º
ª  º yA
ªW xA º «L   » «T »
L « xA »
«W » «  »« »  LQ<=SODQH     
¬ xB ¼ «   » «u yB »
¬L L ¼ ¬T xB ¼

1RWH WKDW WKH PDWUL[ IRU QRGH PRYHPHQW LQ ;= SODQH LV GLIIHUHQW IURP WKDW RI EHDP HOHPHQW 7KH
IRUFHGHIRUPDWLRQUHODWLRQVKLSLQ;=SODQHLVWKHQ

303
ª  º
ª Q xA º « L  ªu º
«M » L» ª   º « xA »
« yA » EI «   » ª L

 L º « L

L
» T
« yA »
« Q xB » «
L «   » « L »«
 L ¼ «   » «u » 
« » »¬  » « xB »
«¬ M yB »¼ « L L » ¬ L L ¼ «T yB »
¬«   ¼» ¬ ¼

ª  L   L º ª   ªu º
º xA ª    L     L º ªu xA º
» «T » « »
«   L » «
EI «  L »« L

L « yA »
«
EI «  L  L  L »» «T yA »
» «u » 
L «  L  L » «  

» « xB » L «   L » «u xB »
«  » ¼ «T yB » « »« »
¬ L  L ¼ ¬ L L
¬ ¼ ¬ sym  L ¼ «¬T yB ¼»

          
&RQVLGHULQJWKHGLIIHUHQFHRIVLJQRIVWLIIQHVVPDWUL[LQ;=SODQHWKHJHRPHWULFVWLIIQHVVPDWUL[ZLOOEH

ª   L    L º
«  L L  L »»
>k xG @ F «
 LQ;=SODQH    
 L «  L »
« »
¬ sym  L ¼
ª  L   L º
«  L  L  L »»
>k @yG
F «
 L «   L »
 LQ<=SODQH     
« »
¬ sym  L ¼

7KHUHIRUHFKDQJLQJWKHRUGHURIYHFWRUFRPSRQHQWWKHIRUFHGHIRUPDWLRQUHODWLRQVKLSRIFROXPQZLOOEH


­ Q xA ½ ­u xA ½ ª     L  L        º ­u xA ½
°Q °
° xB °
°u °
° xB °
«   
« L L        »» °°u xB °°
° M yA ° °T yA ° «  L L  L 
L 
       » °T yA °
° ° ° ° « »° °
°M yB ° °T yB ° «  L L  L

L 
       » °T yB °
° Q yA ° °u yA ° «        L L    » °u yA °
° ° ° ° « »° °
° Q yB °         L  L    » °u yB °
>K @°® yB °¾  F ««
u
® ¾ ® ¾
° M xA ° °T xA °  L «     L  L  L  L    » °T xA °
»
° M xB ° °T xB ° «     L  L  L  L    » °T xB °
° ° ° ° «  ° °
° N zA ° °G zA °           » °G zA °
« »
°N ° °G ° «            » °G zB °
° zB ° ° zB ° « »° °
° M zA ° °T zA ° «            » °T zA °
°M °
¯ zB ¿
°T °
¯ zB ¿ «¬            »¼ °¯T zB °¿

304
­u xA ½
°u °
° xB °
°T yA °
° °
°T yB °
°u yA °
° °
>>K @  >K G @@°® yB °¾ 
u
      
°T xA °
°T xB °
° °
°G zA °
°G °
° zB °
°T zA °
°T °
¯ zB ¿

ZKHUH
ª     L  L        º
«    L L        »»
«
«  L L  L 
L 
       »
« »
«  L L  L
 
L        »
«        L L    »
« »
F «         L  L    »
>K G @ «   
 L     L  L  L  L    »
« »
«     L  L  L  L    »
«            »
« »
«            »
« »
«            »
«¬            »¼

7KHQDSSO\LQJWUDQVODWLRQRI(TXDWLRQ  WKHFRQVWLWXWLYHHTXDWLRQRIWKHFROXPQLV

­ P ½ ­ u ½
°P ° °u °
° °
® ¾ >K C @°®  °¾         
°#° °#°
°¯ Pn °¿ °¯un °¿

ZKHUH

>K C @ >TC @T >k C @>TC @  >TiC @T >K G @>TiC @       

305
8QEDODQFHIRUFHFRUUHFWLRQ

D  3URFHGXUHWRFRUUHFWXQEDODQFHIRUFH
,Q QRQOLQHDU DQDO\VLV VXGGHQ FKDQJH RI VSULQJ VWLIIQHVV VRPHWLPHV FDXVHV VHYHUH HUURU IRU HVWLPDWLQJ
HOHPHQW IRUFH )RU H[DPSOH HVWLPDWLRQ RI VSULQJ IRUFH f i  is overestimated in Figure 7-2-1 and
“unbalance force” is defined as,

'f f i   f ic (7-3-1)


where, f ic is the force on the nonlinear skeleton curve

The most preferable way to minimize the error is to adopt iterative calculations such as
Newton-Raphson method. However, this iteration may consume calculation time significantly.
Therefore, the following simple way is adopted to correct unbalance force:

1) Calculate unbalance displacement 'd from the unbalance force 'f

'd 'f  k (7-3-2)


where, k is the spring stiffness

  6XEWUDFW unbalance displacement 'd from the increment displacement in the next step
calculation

 f

i 
 f i 


'f


 f ic
 i

fi 'd



k

d
 di d i 


 )LJXUH8QEDODQFHIRUFH


306

E  8QEDODQFHIRUFHFRUUHFWLRQRI06PRGHO 

For the Multi-spring model (MS model) of Column element, the sum of the unbalance forces of
nonlinear vertical springs in the member section is calculated as:

 
'N ¦ ' fi
i 
¦ 'f
i 
c i  'f s i (7-3-3)

where 'f c i : unbalance force of concrete spring,


'f s i : unbalance force of steel spring
The unbalance displacement is then calculated as:

 
'D 'N ¦ ki
i 
'N ¦ k
i 
c i  k s i (7-3-4)

where k c i : stiffness of concrete spring,


k s i : stiffness of steel spring

In the next step calculation, the increment displscement of each spring is ajusted as follows:

'd ic'd i  'D (7-3-5)


where 'd i : increment displacement of i-th spring
'd ic : adjusted increment displacement of i-th spring

'f 

'f  'f 

xs x
'f 
'f 

Figure 7-3-2 Unbalance force in MS-model


7KHVDPHSURFHGXUHLVDGRSWHGIRUWKH06PRGHORI:DOOHOHPHQW

307
&DOFXODWLRQRIJURXQGGLVSODFHPHQW

,Q67(5$B'WKHJURXQGGLVSODFHPHQWLVFDOFXODWHGIURPWKHJURXQGDFFHOHUDWLRQGDWDXVLQJ))7PHWKRG
DQGILOWHULQJWHFKQLTXHVEDVHGRQWKHGHVFULSWLRQLQWKHIROORZLQJUHIHUHQFH

5HIHUHQFH <RULKLNR 2VDNL ³,QWURGXFWLRQ RI 6SHFWUDO $QDO\VLV RI (DUWKTXDNH *URXQG 0RWLRQ´ .DMLPD
SXEOLVKLQJFRUSRUDWLRQ LQ-DSDQHVH 

D  'LVFUHWH)RXULHU7UDQVIRUP
$VVXPH WKDW WKH DFFHOHUDWLRQ GDWD LV FROOHFWHG DW DQ LQWHUYDO 't T  N and consists of the
N measurement data xm m   " N   , where T is the period of the data that
corresponds to the duration time of data. The coefficient of a Fourier series is obtained as:

N 

Ck
N
¦x
m 
m e i Skm  N k   " N   (7-4-1)

The inverse discrete Fourier transform is


N 
xm ¦C e
k 
k
i Skm  N
m   " N   (7-4-2)

E  ,QWHJUDWLRQRIWKHGDWDLQWLPHGRPDLQ

Assume y m m    "  N   is the integration of the discrete data x m in time domain.

The data y m is obtained by the following inverse discrete Fourier transform:

§¨ t N't N 
x m dt ·¸
m't
ym
© ³ ¹ ¦
S k 
S k e i Skm  N m    "  N   (7-4-3)

where, the coefficients S k are obtained from the coefficients C k as,

Sv  N   
,P C k S N   C 
S  ¦ 
N't k  k N
SC 
Sk >   i FRV Sk N @  i C k , S N k S N  k k   "  N     (7-4-4)
N k
SC 
SN  
N

308
The following band pass filter (Butterworth filter) in frequency domain is applied to the

coefficient S k .

GB f GL f GH f (7-4-5)

f fL
n

GL f (7-4-6)
 f fL
n


GH f (7-4-7)
 f fH
n

ϭ͘Ϯ ϭ͘Ϯ
Eсϯ
ϭ ϭ
Eсϱ
Ϭ͘ϴ Ϭ͘ϴ
EсϭϬ

Ϭ͘ϲ Ϭ͘ϲ
Eсϯ

Ϭ͘ϰ Eсϱ Ϭ͘ϰ

Ϭ͘Ϯ EсϭϬ Ϭ͘Ϯ

Ϭ Ϭ
Ϭ Ϭ͘ϱ ϭ ϭ͘ϱ Ϯ Ϭ Ϭ͘ϱ ϭ ϭ͘ϱ Ϯ

GL f GH f

STERA_3D adopts the following frequency parameters:


fL  (Hz)
fH  (Hz)

309
c) &DOFXODWLRQIORZ
7KH JURXQG DFFHOHUDWLRQ GDWD LV LQWHJUDWHG WZLFH WR REWDLQ GLVSODFHPHQW GDWD %DQG SDVV ILOWHU LV DSSOLHG
HDFKWLPHRIWKHLQWHJUDWLRQ7KHIORZRIFDOFXODWLRQLVVXPPDUL]HGEHORZ

>@)URPDFFHOHUDWLRQGDWDWRYHORFLW\GDWD

x m m    "  N  

FFT &DOFXODWHFourier coefficients of the data

Ck k    "  N  

Eq. (7-4-4)  &DOFXODWHFourier coefficients of the data of the integration

Sk k    "  N  

Eq. (7-4-5) $SSO\EDQGSDVVILOWHU

hk S k k    "  N  
  ,FFT &DOFXODWHWKHGDWDRILQWHJUDWLRQE\,QYHUVHFourier transform

y m m    "  N  

[2] From velocity data to displacement data


Repeat the above process again


310

You might also like