Proteus Case 20-11580 Bankruptcy

Case 20-11580 Doc 1 Filed 06/15/20 Page 1 of 109
Fill in this information to identify the case:
United States Bankruptcy Court for the:
Delaware
____________________ District of _________________
(State)
11
Case number (If known): _________________________ Chapter _____  Check if this is an
amended filing
Official Form 201

Voluntary Petition for Non-Individuals Filing for Bankruptcy 04/19
If more space is needed, attach a separate sheet to this form. On the top of any additional pages, write the debtor’s name and the case
number (if known). For more information, a separate document, Instructions for Bankruptcy Forms for Non-Individuals, is available.
1. Debtor’s name Proteus Digital Health, Inc.

______________________________________________________________________________________________________
2. All other names debtor used Proteus Biomedical, Inc.

______________________________________________________________________________________________________
in the last 8 years ______________________________________________________________________________________________________
______________________________________________________________________________________________________
Include any assumed names,
______________________________________________________________________________________________________
trade names, and doing business
as names ______________________________________________________________________________________________________
3. Debtor’s federal Employer 4 7 0 8 5 2 6 8 0

___ ___ – ___ ___ ___ ___ ___ ___ ___
Identification Number (EIN)
4. Debtor’s address Principal place of business Mailing address, if different from principal place
of business
2600 Bridge Parkway

______________________________________________ _______________________________________________
Number Street Number Street
______________________________________________ _______________________________________________
P.O. Box
Redwood City CA 94065

______________________________________________ _______________________________________________
City State ZIP Code City State ZIP Code
Location of principal assets, if different from

principal place of business
______________________________________________
County _______________________________________________
Number Street
_______________________________________________
_______________________________________________
City State ZIP Code
5. Debtor’s website (URL) www.proteus.com

____________________________________________________________________________________________________
x Corporation (including Limited Liability Company (LLC) and Limited Liability Partnership (LLP))

6. Type of debtor
 Partnership (excluding LLP)
 Other. Specify: __________________________________________________________________
Official Form 201 Voluntary Petition for Non-Individuals Filing for Bankruptcy page 1
Debtor Proteus Digital Health, Inc.

_______________________________________________________ Case number (if known)_____________________________________
Name
A. Check one:
7. Describe debtor’s business
 Health Care Business (as defined in 11 U.S.C. § 101(27A))
 Single Asset Real Estate (as defined in 11 U.S.C. § 101(51B))
 Railroad (as defined in 11 U.S.C. § 101(44))
 Stockbroker (as defined in 11 U.S.C. § 101(53A))
 Commodity Broker (as defined in 11 U.S.C. § 101(6))
 Clearing Bank (as defined in 11 U.S.C. § 781(3))
`x
 None of the above
B. Check all that apply:
 Tax-exempt entity (as described in 26 U.S.C. § 501)

 Investment company, including hedge fund or pooled investment vehicle (as defined in 15 U.S.C.
§ 80a-3)
 Investment advisor (as defined in 15 U.S.C. § 80b-2(a)(11))
C. NAICS (North American Industry Classification System) 4-digit code that best describes debtor. See
http://www.uscourts.gov/four-digit-national-association-naics-codes .
3 ___
___ 2 ___
5 ___
4
8. Under which chapter of the Check one:

Bankruptcy Code is the
debtor filing?  Chapter 7
 Chapter 9
x Chapter 11. Check all that apply:

 Debtor’s aggregate noncontingent liquidated debts (excluding debts owed to
insiders or affiliates) are less than $2,725,625 (amount subject to adjustment on
4/01/22 and every 3 years after that).

The debtor is a small business debtor as defined in 11 U.S.C. § 101(51D). If the
debtor is a small business debtor, attach the most recent balance sheet, statement
of operations, cash-flow statement, and federal income tax return or if all of these
documents do not exist, follow the procedure in 11 U.S.C. § 1116(1)(B).
 A plan is being filed with this petition.
 Acceptances of the plan were solicited prepetition from one or more classes of
creditors, in accordance with 11 U.S.C. § 1126(b).
 The debtor is required to file periodic reports (for example, 10K and 10Q) with the
Securities and Exchange Commission according to § 13 or 15(d) of the Securities
Exchange Act of 1934. File the Attachment to Voluntary Petition for Non-Individuals Filing
for Bankruptcy under Chapter 11 (Official Form 201A) with this form.
 The debtor is a shell company as defined in the Securities Exchange Act of 1934 Rule
12b-2.
 Chapter 12
9. Were prior bankruptcy cases x No


filed by or against the debtor
within the last 8 years?  Yes. District _______________________ When _______________ Case number _________________________
MM / DD / YYYY
If more than 2 cases, attach a
separate list. District _______________________ When _______________ Case number _________________________
MM / DD / YYYY
10. Are any bankruptcy cases x No


pending or being filed by a
business partner or an  Yes. Debtor _____________________________________________ Relationship _________________________
affiliate of the debtor? District _____________________________________________ When __________________
List all cases. If more than 1, MM / DD / YYYY
attach a separate list. Case number, if known ________________________________

Name
11. Why is the case filed in this Check all that apply:
district?
x Debtor has had its domicile, principal place of business, or principal assets in this district for 180 days

immediately preceding the date of this petition or for a longer part of such 180 days than in any other
district.
 A bankruptcy case concerning debtor’s affiliate, general partner, or partnership is pending in this district.
12. Does the debtor own or have x No


possession of any real  Yes. Answer below for each property that needs immediate attention. Attach additional sheets if needed.
property or personal property
that needs immediate Why does the property need immediate attention? (Check all that apply.)
attention?
 It poses or is alleged to pose a threat of imminent and identifiable hazard to public health or safety.
What is the hazard? _____________________________________________________________________
 It needs to be physically secured or protected from the weather.
 It includes perishable goods or assets that could quickly deteriorate or lose value without
attention (for example, livestock, seasonal goods, meat, dairy, produce, or securities-related
assets or other options).
 Other _______________________________________________________________________________
Where is the property?_____________________________________________________________________

Number Street
____________________________________________________________________
_______________________________________ _______ ________________

City State ZIP Code
Is the property insured?

 No
 Yes. Insurance agency ____________________________________________________________________
Contact name ____________________________________________________________________
Phone ________________________________
Statistical and administrative information
13. Debtor’s estimation of Check one:

available funds x Funds will be available for distribution to unsecured creditors.

 After any administrative expenses are paid, no funds will be available for distribution to unsecured creditors.
 1-49  1,000-5,000  25,001-50,000

14. Estimated number of  50-99  5,001-10,000  50,001-100,000
creditors
 100-199  10,001-25,000  More than 100,000
x 200-999

 $0-$50,000  $1,000,001-$10 million  $500,000,001-$1 billion

15. Estimated assets  $50,001-$100,000  $10,000,001-$50 million  $1,000,000,001-$10 billion
 $100,001-$500,000  $50,000,001-$100 million  $10,000,000,001-$50 billion
 $500,001-$1 million x $100,000,001-$500 million
  More than $50 billion

Name
 $0-$50,000  $1,000,001-$10 million  $500,000,001-$1 billion

16. Estimated liabilities  $50,001-$100,000  $10,000,001-$50 million  $1,000,000,001-$10 billion
 $100,001-$500,000 x $50,000,001-$100 million
  $10,000,000,001-$50 billion
 $500,001-$1 million  $100,000,001-$500 million  More than $50 billion
Request for Relief, Declaration, and Signatures
WARNING -- Bankruptcy fraud is a serious crime. Making a false statement in connection with a bankruptcy case can result in fines up to
$500,000 or imprisonment for up to 20 years, or both. 18 U.S.C. §§ 152, 1341, 1519, and 3571.
17. Declaration and signature of  The debtor requests relief in accordance with the chapter of title 11, United States Code, specified in this
authorized representative of
petition.
debtor
 I have been authorized to file this petition on behalf of the debtor.
 I have examined the information in this petition and have a reasonable belief that the information is true and
correct.
I declare under penalty of perjury that the foregoing is true and correct.
06/15/2020
Executed on _________________
MM / DD / YYYY
 _____________________________________________
Lawrence R. Perkins
_______________________________________________
Signature of authorized representative of debtor Printed name
Interim Chief Executive Officer

Title _______________________________________
18. Signature of attorney

 /s/ L. Katherine Good
_____________________________________________ Date 06/15/2020
_________________
Signature of attorney for debtor MM / DD / YYYY
L. Katherine Good
_________________________________________________________________________________________________
Printed name
Potter Anderson & Corroon LLP
_________________________________________________________________________________________________
Firm name
1313 N. Market Street, 6th Floor

_________________________________________________________________________________________________
Number Street
Wilmington
____________________________________________________ DE 19801
____________ ______________________________
City State ZIP Code
(302) 984-6000
____________________________________ kgood@potteranderson.com
__________________________________________
Contact phone Email address
5101 DE
______________________________________________________ ____________
Bar number State
DocuSign Envelope ID: 8CDFD324-25DB-47A0-811D-C1A23D44341B
ACTION BY UNANIMOUS WRITTEN CONSENT

OF THE BOARD OF DIRECTORS
OF
PROTEUS DIGITAL HEALTH, INC.
The undersigned, constituting all of the members of the Board of Directors (the “Board”) of
PROTEUS DIGITAL HEALTH, INC., a Delaware corporation (the “Company”), pursuant to Sections 141(f)
of the Delaware General Corporations Law (the “DGCL”), hereby adopt the following resolutions by written
consent:
WHEREAS, the board of directors (collectively, the “Board”) of Proteus Digital Health, Inc.
(the “Company”) has considered presentations by the management and the financial and legal advisors of
the Company regarding the liabilities and liquidity situation of the Company, the strategic alternatives
available to it, and the effect of the foregoing on the Company’s business, creditors, and other parties in
interest;
WHEREAS, the Board previously retained Lawrence R. Perkins of SierraConstellation Partners

LLC as Chief Restructuring Officer and thereafter appointed Mr. Perkins as Interim Chief Executive
Officer (the "CEO");
WHEREAS, the Board has had the opportunity to consult with the CEO and the Company’s
legal advisors and fully consider each of the strategic alternatives available to the Company;
WHEREAS, the Board has been presented with a proposed petition and related documents
to be filed by the Company in the United States Bankruptcy Court for the District of Delaware (the
“Bankruptcy Court”) seeking relief under chapter 11 of title 11 of the United States Code (the
“Bankruptcy Code”) as a debtor in possession; and
WHEREAS, the Board, having had a series of meetings to consider the financial and
operational aspects of the Company’s business and the best course of action to maximize value, having
received financial and other input from management and its advisors, having had the opportunity to
review and consider the same, and having pursued and considered various alternatives, have
determined in the exercise of their respective business judgment that given the current facts and
circumstances confronting the Company, it is advisable and in the best interests of the Company, its
creditors, and other interested parties that a petition be filed by the Company seeking relief under the
provisions of chapter 11 of the Bankruptcy Code.
NOW, THEREFORE, BE IT RESOLVED, that in the judgment of the Board it is desirable

and in the best interests of the Company, its creditors, employees, stakeholders and other interested
parties that a voluntary petition be filed by the Company seeking relief under the provisions of chapter
11 of the Bankruptcy Code, and the filing of such petition is authorized hereby;
RESOLVED FURTHER, that the officers of the Company, including the CEO (collectively,
the “Officers”), or any one of them, be, and each hereby is, authorized and empowered, on behalf of
and in the name of the Company, to execute and verify a petition in the name of the Company under
chapter 11 of the Bankruptcy Code and to cause the same to be filed in the Bankruptcy Court in such
form and at such time as the Officer(s) executing said petition on behalf of the Company shall
1.
227907907 v1
determine;
RESOLVED FURTHER, that the Officers, or any one of them, be, and each hereby is,
authorized and empowered, on behalf of and in the name of the Company, to execute, verify and/or
file, or cause to be executed, verified and/or filed (or direct others to do so on their behalf as provided
herein) all necessary documents, including, without limitation, all petitions, affidavits, statements,
schedules, motions, lists, applications, pleadings and other papers, and in connection with the petition,
to employ and retain all assistance by legal counsel, accountants or other professionals, and to take
any and all action which they deem necessary and proper to maintain the ordinary course operation of
the Company's business during the pendency of the chapter 11 case, including any and all action
necessary or proper in connection with obtaining Bankruptcy Court authorization to use cash collateral
and obtain post-petition financing (“DIP Financing”), and seek the relief contemplated by “first day”
and/or “second day” motions;
authorized and empowered, on behalf of and in the name of the Company, to retain and employ
professionals to render services to the Company in connection with the chapter 11 case, including,
without limitation, the firm Goodwin Procter LLP, to act as chapter 11 counsel; Potter Anderson &
Corroon LLP, to act as Delaware and conflicts counsel; SierraConstellation Partners LLC, to act as
financial advisors; and Kurtzman Carson Consultants LLC, to act as claims and noticing agent and
administrative advisor;
authorized and empowered, on behalf of and in the name of the Company, to amend, supplement or
otherwise modify from time to time the terms of any documents, certificates, instruments, agreements,
financing statements, notices, undertakings or other writings referred to in the foregoing resolutions;
RESOLVED FURTHER, that the Officers be, and each of them hereby is, authorized and
empowered, on behalf of and in the name of the Company, to take or cause to be taken any and all
such further action and to execute, deliver, verify and/or file, or cause to be executed, delivered,
verified and/or filed (or direct others to do so on its behalf as provided herein) all such further
documents, agreements, instruments, financing statements, notices, undertakings, certificates and
other writings to effectuate the purpose and intent of any and all of the foregoing resolutions;
RESOLVED FURTHER, that all acts lawfully done or actions lawfully taken by any Officer to
seek relief on behalf of the Company under chapter 11 of the Bankruptcy Code, or in connection with the
chapter 11 case, or any matter related thereto, in connection with the Company’s ordinary course
operations be, and hereby are, adopted, ratified, confirmed and approved in all respects as the acts and
deeds of the Company as fully as if such actions had been presented to the Board for its prior approval;
and
RESOLVED FURTHER, that the Officers be, and each of them hereby is, authorized and
empowered, on behalf of and in the name of the Company, to pay and direct the payment of all fees
and expenses as in their judgment shall be necessary, appropriate, or advisable in the good faith
judgment of such Officers to effectuate the purpose and intent of any and all of the foregoing
resolutions.
[SIGNATURE PAGE FOLLOWS]
2.
227907907 v1
This ACTION BY WRITTEN CONSENT shall be filed with the minutes of the proceedings of the
Board of Directors of the Company.
The undersigned have executed this ACTION BY WRITTEN CONSENT as of the date set forth
opposite his or her name below. Any copy, facsimile, .PDF or other reliable reproduction of this Action by
Written Consent may be substituted or used in lieu of the original writing for any and all purposes for which
the original writing could be used, provided that such copy, facsimile, .PDF or other reproduction be a
complete reproduction of the entire original writing.
6/14/2020
Shumeet Banerji Date

6/14/2020
Regina Benjamin Date

6/14/2020
Robert Epstein Date

6/14/2020
Frank Fischer Date
6/14/2020
Alan Levy Date

6/14/2020
Ryan Schwarz Date

6/14/2020
Joseph Swedish Date

6/14/2020
Jonathan Symonds Date
6/14/2020
Immanuel Thangaraj Date

6/14/2020
Andrew Thompson Date
PROTEUS DIGITAL HEALTH, INC.

BOARD CONSENT SIGNATURE PAGE
227907907 v1
Fill in this information to identify the case and this filing:
Proteus Digital Health, Inc.

Debtor Name __________________________________________________________________
Delaware
United States Bankruptcy Court for the: ______________________ District of __________
(State)
Case number (If known): _________________________
Official Form 202

Declaration Under Penalty of Perjury for Non-Individual Debtors 12/15
An individual who is authorized to act on behalf of a non-individual debtor, such as a corporation or partnership, must sign and submit
this form for the schedules of assets and liabilities, any other document that requires a declaration that is not included in the document,
and any amendments of those documents. This form must state the individual’s position or relationship to the debtor, the identity of the
document, and the date. Bankruptcy Rules 1008 and 9011.
WARNING -- Bankruptcy fraud is a serious crime. Making a false statement, concealing property, or obtaining money or property by fraud in
connection with a bankruptcy case can result in fines up to $500,000 or imprisonment for up to 20 years, or both. 18 U.S.C. §§ 152, 1341,
1519, and 3571.
Declaration and signature
I am the president, another officer, or an authorized agent of the corporation; a member or an authorized agent of the partnership; or
another individual serving as a representative of the debtor in this case.
I have examined the information in the documents checked below and I have a reasonable belief that the information is true and correct:
 Schedule A/B: Assets–Real and Personal Property (Official Form 206A/B)
 Schedule D: Creditors Who Have Claims Secured by Property (Official Form 206D)
 Schedule E/F: Creditors Who Have Unsecured Claims (Official Form 206E/F)
 Schedule G: Executory Contracts and Unexpired Leases (Official Form 206G)
 Schedule H: Codebtors (Official Form 206H)
 Summary of Assets and Liabilities for Non-Individuals (Official Form 206Sum)
 Amended Schedule ____

x Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 20 Largest Unsecured Claims and Are Not Insiders (Official Form 204)

x Corporate Ownership Statement and List of Equity Security Holders
Other document that requires a declaration__________________________________________________________________________________
I declare under penalty of perjury that the foregoing is true and correct.
06/15/2020
Executed on ______________  _________________________________________________________________________
MM / DD / YYYY Signature of individual signing on behalf of debtor
Lawrence R. Perkins
________________________________________________________________________
Printed name
Interim Chief Executive Officer

______________________________________
Position or relationship to debtor
Official Form 202 Declaration Under Penalty of Perjury for Non-Individual Debtors
Fill in this information to identify the case:
Debtor name Proteus Digital Health, Inc.
United States Bankruptcy Court for the: District of Delaware

Case number (If known):
˜ Check if this is an
amended filing
Official Form 204

Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 20 Largest
Unsecured Claims and Are Not Insiders 12/15
A list of creditors holding the 20 largest unsecured claims must be filed in a Chapter 11 or Chapter 9 case. Include claims which the debtor disputes. Do not
include claims by any person or entity who is an insider, as defined in 11 U.S.C. § 101(31). Also, do not include claims by secured creditors, unless the
unsecured claim resulting from inadequate collateral value places the creditor among the holders of the 20 largest unsecured claims.
Name of creditor and Name, telephone number, and email Nature of the Indicate if claim Amount of unsecured claim
complete mailing address, address of creditor contact claim (for is contingent, If the claim is fully unsecured, fill in only unsecured
including zip code example, trade unliquidated, or claim amount. If claim is partially secured, fill in
debts, bank disputed total claim amount and deduction for value of
loans, collateral or setoff to calculate unsecured claim.
professional
services, and
government
contracts)
Total claim, if Deduction for Unsecured claim
partially value of
secured collateral or
setoff
1 PREI'S Westport Office Park Leslie E. Cook Trade

lcook@lfrep.com $1,035,304.76
650.489.7951
2 Romaco North America, Inc. Michelle Silvestri Trade
Michelle.Silvestri@romaco.com $510,848.80
609-584-2500
3 Otsuka America Paul McCrorey Deferred Contingent,
Pharmaceutical, Inc. Paul.McCrorey@otsuka-us.com Revenue Unliquidated $397,721.00
301-990-0030
4 Workday, Inc. Liz Morgan Trade
liz.morgan@workday.com $288,000.00
385-715-7127
6 Xcelience, LLC Ron Doyle Trade
ronald.doyle@lonza.com $215,616.81
201 249-8450
5 K&L Gates LLP Tiffany Doyle Trade
Tiffany.Doyle@klgates.com $199,192.26
412-355-6500
8 ExpoIT LLC Tony Cerqueira Trade
Tony.Cerqueira@expoIT $104,004.18
603-329-3703
page 1
Official Form 204 Chapter 11 or Chapter 9 Cases List of Creditors Who Have the 20 Largest Unsecured Claims
Debtor Proteus Digital Health, Inc. Case number (if known )

Name
Name of creditor and Name, telephone number, and email Nature of the Indicate if claim Amount of unsecured claim
complete mailing address, address of creditor contact claim (for is contingent, If the claim is fully unsecured, fill in only unsecured
including zip code example, trade unliquidated, or claim amount. If claim is partially secured, fill in
debts, bank disputed total claim amount and deduction for value of
loans, collateral or setoff to calculate unsecured claim.
professional
services, and
government
contracts)
Total claim, Deduction for Unsecured claim

if partially value of
secured collateral or
setoff
9 B. Riley FBR, Inc. Elizabeth Rubio Trade

erubio@brileyfbr.com $98,789.77
703-469-1157
10 Infostretch Milind Damle Trade
finance@infostretch.com $98,661.01
408-727-1100
7 DeWinter Group, Inc. Tetyana Mazhan Trade
tmazhna.dewintergroup.com $93,948.75
408-827-3978
11 cPrime Inc. Ingrid Brock Trade
ingrid.brock@cprime.com $72,935.45
650-931-1646
13 Fairview Pharmacy Services Claire Kolar Trade
ckolar1@fairview.org $61,650.00
612-617-3782
16 Cooley Godward Kronish LLP Barbara McKnew Trade $59,332.30
bmcknew@cooley.com
202-842-7808
14 Robert Bosch North America Ramesh Sigamani Trade $50,000.00
Ramesh.Sigamani@in.Bosch.com
91(422)67-64526
15 Murgitroyd & Company LTD Karen Winslade Trade $46,851.95
karen.winslade@murgitroyd.com
44(0)20 8688 3490
17 Ring Central Inc. Nand Parkeshwa Trade $37,935.94
parkeshwa.nand@ringcentral.com
650-642-9605
18 Nelson Lilith Mizgorski Trade $33,221.65
accountsreceivable@nelsonhr.com
408-429-7024
12 Integron, Inc. Nancy Peters Trade
nancy.peters@integron.com $29,958.70
585-426-6200
19 Nexient LLC Anmol Gupta Trade
$27,733.34
anmol.gupta@nexient.com
732-662-8393
20 Three Dimensional Resource Yuwen Wang Trade $25,900.00
Planning, LLC yuwen.wang@3rpco.com
480.362.1776 x302
page 2
Official Form 204 Chapter 11 or Chapter 9 Cases List of Creditors Who Have the 20 Largest Unsecured Claims
IN THE UNITED STATES BANKRUPTCY COURT

FOR THE DISTRICT OF DELAWARE
- - - - - - - - -- - - - - - - - - - - - - - - - - - - - - - x
:
In re: : Chapter 11
:
PROTEUS DIGITAL HEALTH, INC., : Case No. 20-______ (____)
:
Debtor.1 :
:
---- -------------------------- x
CORPORATE OWNERSHIP STATEMENT PURSUANT TO

FEDERAL RULES OF BANKRUPTCY PROCEDURE 1007 AND 7007.1
Pursuant to Rules 1007(a)(1) and 7007.1 of the Federal Rules of Bankruptcy Procedure,
the above-captioned debtor and debtor in possession (the “Debtor”) respectfully represents that the
following is a complete list of all corporations, other than governmental units, that directly or
indirectly own 10% of more of any class of its equity interest:
Series A Preferred
Name Percentage
Spring Ridge Ventures I, L.P. 98.667%
Series B Preferred
Name Percentage
Adams Street V, L.P. 11.54%
BVCF IV, L.P. 11.54%
Carlyle Venture Partners II, 36.94%
L.P.
1
The last four digits of the Debtor’s taxpayer identification number are 2680. The Debtor’s corporate
headquarters is located at 2600 Bridge Parkway, Redwood City, California 94065.
ACTIVE/94537376.2
Series C Preferred
Name Percentage
Carlyle Venture Partners II,
14.42%
L.P.
Essex Woodlands Health
39.68%
Ventures Fund VI, L.P.
PaceSetter, Inc. 14.97%
Series D Preferred
Name Percentage
Medtronic, Inc. 31.20%
PaceSetter, Inc. 23.40%
Series E Preferred
Name Percentage
Medtronic, Inc. 19.65%
Novartis Pharma AG 58.94%
Semiconductor Components
19.65%
Industries, LLC
Series F Preferred
Name Percentage
Intelligent Health Limited 15.34%
Novartis Pharma AG 12.14%
OC Acquisition LLC 12.78%
Otsuka Pharmaceutical Co.,
38.35%
Ltd.
Series G Preferred
Name Percentage
Clipperbay & Co. 20%
Keymount Investments
25%
Limited
PepsiCo, Inc. 10.00%
Sensor International
10.10%
Investment Ltd.
2
ACTIVE/94537376.2
Series H Preferred
Name Percentage
GLORIA (HONGKONG)
22.90%
CO., LIMITED
Otsuka Pharmaceutical Co.,
53.13%
Ltd.
Shanghai Sailing Boda Keer
22.90%
Investment Fund Limited
3
ACTIVE/94537376.2
IN THE UNITED STATES BANKRUPTCY COURT

FOR THE DISTRICT OF DELAWARE
- - - - - - - - -- - - - - - - - - - - - - - - - - - - - - - x
:
In re: : Chapter 11
:
PROTEUS DIGITAL HEALTH, INC., : Case No. 20-______ (____)
:
Debtor.1 :
:
---- -------------------------- x
LIST OF EQUITY SECURITY HOLDERS
This Exhibit A attached hereto serves as the disclosure required to be made by the Debtor
pursuant to Rule 1007 of the Federal Rules of Bankruptcy Procedure. All equity positions listed
on Exhibit A are as of the date of commencement of the chapter 11 case according to the Debtor’s
books and records.
1
The last four digits of the Debtor’s taxpayer identification number are 2680. The Debtor’s corporate
headquarters is located at 2600 Bridge Parkway, Redwood City, California 94065.
Exhibit A
(List of Equity Security Holders)
Kind/Class of Number of
Name Last Known Address
Interest Interests Held
One Presidential Blvd., 4th

1199 Health Care
Floor, Bala Cynwyd PA, Series C Preferred 6,467
Employees' Pension Fund
United States 19004

1199 Health Care
Floor, Bala Cynwyd PA, Series B Preferred 728
United States 19004

1199 Health Care
Floor, Bala Cynwyd PA, Series D Preferred 180
United States 19004
9 Apple Blossom Lane, Ithaca

Abdel-aleem, Salah Common 10,000
NY, United States 14850
c/o Adams Street Partners, 1 N

Wacker Drive, Suite 2200,
Adams Street V, L.P. Series B Preferred 1,388,889
Chicago IL, United States
60606

Adams Street V, L.P. Series C Preferred 703,858
60606

Adams Street V, L.P. Series D Preferred 173,024
60606

Adams Street V, L.P. Series F Preferred 1,658
60606
905 Emerald Hill Road,

Addis, Bruce Redwood City CA, United Common 21,150
States 94061
901 Marquette Avenue, Suite

Affinity Ventures IV,
2820, Minneapolis MN, United Series C Preferred 500,000
L.P.
States 55402

2820, Minneapolis MN, United Series D Preferred 136,364
L.P.
States 55402

2820, Minneapolis MN, United Series F Preferred 4,593
L.P.
States 55402
950 Winter St., North Entrance,

Anderson, Edward T Waltham MA, United States Series C Preferred 646
02451-1226

Anderson, Edward T Waltham MA, United States Series B Preferred 72
02451-1226
2

Anderson, Edward T Waltham MA, United States Series D Preferred 18
02451-1226
840 Westridge Drive, Portola

Andrew & Sylvia
Valley CA, United States Common 30,802
Thompson Family Trust
94028-7335

Andrew & Sylvia
Valley CA, United States Series F Preferred 10,291
Thompson Family Trust
94028-7335
55 Claremont Ave., Apt 201,

Andrews, Scott Redwood City CA, United Common 40,897
States 94062
4867 Pine Forest Place, San

Anpilogov, Andrei Common 3,222
Jose CA, United States 95118
1426 Pitman Avenue, Palo Alto

Apfelberg, David Common 371
CA, United States 94301
804 N Museo Dr, Mountain

Arayata, Rommell Common 10,000
View CA, United States 95391
3
234 Puddingstone Road,

Aria, Behrad Alameda CA, United States Common 30,000
94502
250 Iris Way, Palo Alto CA,

Arne, Lawrence Common 112,540
United States 94303
2100 Geng Road, Suite 200,

Asset Management
Palo Alto CA, United States Series B Preferred 1,111,111
Partners 2004 L.P.
94303

Asset Management
Palo Alto CA, United States Series C Preferred 625,000
Partners 2004 L.P.
94303

Asset Management
Palo Alto CA, United States Series D Preferred 63,636
Partners 2004 L.P.
94303

Asset Management
Palo Alto CA, United States Series F Preferred 4,448
Partners 2004 L.P.
94303
250 King Street #1510, San

Au-Yeung, Kit Yee Francisco CA, United States Common 61,760
94107
4
536 A Edna St, San Francisco

Awadalla, Oaday Common 845
Ayer Lighthouse Capital P.O. Box 5600, Beverly Farms

Series C Preferred 3,864
Partners V, L.P. MA, United States 01915

Series B Preferred 435

Series D Preferred 107
3900 N. Charles Street, Apt.

Azar, Arezou 209, Baltimore MD, United Common 9,778
States 21218
814 Washington Ave, Albany

Azevedo, Robert Common 20,000
581 Center St, Walnut Creek

Balachandran, Nikhil Common 2,500
5
3585 Monroe St., Apt 360,

Balachandran, Thiruparan Santa Clara CA, United States Common 7,200
95051
43 Alma Square, London,

Banerji, Shumeet Common 40,000
United Kingdom NW8 9PY
PO Box 1925, Carmel CA,

Bang Murray, Kathleen Common 100,000
United States 93921
875-A Island Drive #370,

Bang, Gary R. Alameda CA, United States Series B Preferred 27,778
94502

Bang, Gary R. Alameda CA, United States Series C Preferred 10,154
94502

Bang, Gary R. Alameda CA, United States Series D Preferred 7,636
94502
1184 Skylake Ct, Sunnyvale

Banos, Orlando Common 4,000
6
Barnes Family Trust,

Dated May 20, 2003, 360 Claremont Way, Menlo
John F. Barnes III and Park CA, United States 94025
Anna C. Barnes Trustees


230 Hillcrest Road, San Carlos

Basler, Bradley Common 8,507
7094 Brooktree Way, San Jose

Beaulieu, Patrick Common 68,889
6876 Buttonwood Lane, Goleta

Beauville, Eric Common 2,000
352 South Mohler Drive,

Behzadi (consultant),
Anaheim CA, United States Common 43,579
Yashar
92808
7
352 South Mohler Drive,

Behzadi, Yashar Anaheim CA, United States Common 70,995
92808
Bell Atlantic Master One Verizon Way, Basking

Trust Ridge NJ, United States 07920

Series B Preferred 2,185

5967 Via Del Cielo, Pleasanton

Berberich, Joy Common 104,962
5967 Via Del Cielo, Pleasanton

Berberich, Joy Series F Preferred 2,034
809 Auzeraid Avenue #107, San

Berstein, Alberto Common 12,000
8
10 Mill Pond Lane, Simsbury

BG Special Situations LP Series C Preferred 12,935
CT, United States 06070

BG Special Situations LP Series B Preferred 1,457

BG Special Situations LP Series D Preferred 361
43303 Gallegos Avenue,

Bi, Yafei Fremont CA, United States Common 17,021
94539
260 South Sea Way, Livermore

Bjeletich, Peter Common 24,000
c/o BlackRock International

BlackRock Long-Horizon Limited Drapers Gardens 12
Series G Preferred 532,725
Equity Fund Throgmorton Avenue, London,
United Kingdom EC2N2DL
4500 The Woods Drive #533,

Bolsakov, Eldar San Jose CA, United States Common 14,300
95136
9
1592 South Bernardo Avenue,

Boos, Constance Sunnyvale CA, United States Common 3,542
94086
955 Creston Rd., Berkeley CA,

Boser, Bernhard Common 2,000
United States 94708
1900 University Avenue, Suite

Bozicevic, Field Francisc
200, East Palo Alto CA, United Series D Preferred 9,091
LLP
States 94303
Stanford University Medical

Brooks, James Center, Stanford CA, United Common 5,938
States 94305
7 Hillside Court, Wentzville

Bross, Matt Common 308,029
MO, United States 63385
7 Hillside Court, Wentzville

Bross, Matt Series F Preferred 101,737
MO, United States 63385
121 South Main Street, Floor 9,

Brown University Providence RI, United States Series C Preferred 6,467
02903
10

Brown University Providence RI, United States Series B Preferred 728
02903

Brown University Providence RI, United States Series D Preferred 180
02903
581 Arlington Ave, Berkeley

Bucher, Daniel Common 12,595
c/o Spectrum Advisory

Services, 1050 Crown Point
Burtin, Claudio Series C Preferred 25,000
Parkway, Suite 750, Atlanta
GA, United States 30338
105 13th Street, Columbus GA,

Butler, James Common 37,208
United States 31901
105 13th Street, Columbus GA,

Butler, James Series F Preferred 1,796
United States 31901
c/o Adams Street Partners, 1 N.

BVCF IV, L.P. Series B Preferred 1,388,889
60606
11

BVCF IV, L.P. Series C Preferred 703,858
60606

BVCF IV, L.P. Series D Preferred 173,024
60606

BVCF IV, L.P. Series F Preferred 1,658
60606
34864 Mission Blvd Apt #141,

Cabaluna, Glenda Union City CA, United States Common 479
94587
2710 Grand Ave #62, San Diego

Cadwell, Cynthia Common 16,125
Cardiovascular Medicine,
R. Hardwin Mead, 940 Roble
Cardiac Arrythmias Profit
Ridge Road, Palo Alto CA, Series B Preferred 33,333
Sharing Plan, FBO R.
United States 94306
Hardwin Mead
Ridge Road, Palo Alto CA, Series C Preferred 12,185
United States 94306
Hardwin Mead
12
Ridge Road, Palo Alto CA, Series D Preferred 3,763
United States 94306
Hardwin Mead
The Carlyle Group 1001

Carlyle Venture Partners Pennsylvania Avenue, NW
Series B Preferred 4,281,267
II, L.P. Suite 220 South, Washington
DC, United States 20004-2505

Series C Preferred 2,408,213

Series D Preferred 553,073

Series F Preferred 352,377

Common 296,725
20B, Ho King View 2 Braemar

Chan, James Hill Road, North Point, Hong Series G Preferred 76,103
Kong
2708 Chinook Ct, Union City

Chang, Andrew Common 2,108
13

Chang, Inchu Common 6,446
775 Grove Street, San Francisco

Chang, Lloyd Common 19,937
737 Chavel Court, Fremont

Chao, Andrew Common 15,000
One Financial Center, 44th

Charlotte Investor I(B),
Floor, Boston MA, United Series C Preferred 13,092
L.P.
States 02111

Floor, Boston MA, United Series B Preferred 1,474
L.P.
States 02111

Floor, Boston MA, United Series D Preferred 365
L.P.
States 02111
1267 Devonshire Avenue, San

Chatman, PuiMan Leandro CA, United States Common 2,125
94579
14
33666 Stallion Street, Fremont

Chee, Kenneth Common 1,100
California, United States 94555
536 Wycombe Ct., San Ramon

Chen, Xiaolin Common 9,718
331 Rolling Hills Ave, San

Cheng, Kevin Common 13,200
Mateo CA, United States 94403
237 Commons Lane, Foster City

Chien-Chi, Annie Common 2,687
425 Pinehill Road, Hillsborough

Christen, Markus Common 350,000
139 Dudley Court, Atlanta GA,

Chronos, Nic Series C Preferred 50,000
United States 30327
322 19th Ave, Apt #3, San

Chu, Andy Francisco CA, United States Common 7,596
94121
15
333 South Hope Street, 34th

Clipperbay & Co. Floor, Los Angeles CA, United Series G Preferred 3,044,139
States 90071
24 Francis Ave., Cambridge

Coit, Stephen E Series C Preferred 161
MA, United States 02138

Coit, Stephen E Series B Preferred 18

Coit, Stephen E Series D Preferred 4
1531 Grove Street, San

Cojuangco Abraham,
Francisco CA, United States Common 14,085
Danielle
94117
47 Stonehenge Drive, New

Cole, Suzanne & Doug Canaan CT, United States Series C Preferred 64
06840

Cole, Suzanne & Doug Canaan CT, United States Series B Preferred 7
06840
16

Cole, Suzanne & Doug Canaan CT, United States Series D Preferred 1
06840
16141 Roseleaf Lane, Los Gatos

Colliou, Olivier Common 106,563
350 E. 79th, #29C, New York

Condorcet GP, LLC Series F Preferred 60,000
NY, United States 10075
PO Box 1708, Sausalito CA,

Conneely Family Trust Series C Preferred 615
United States 94966

Conneely Family Trust Series B Preferred 69
United States 94966

Conneely Family Trust Series D Preferred 17
United States 94966
218 San Carlos Ave, Piedmont

Costello, Benedict Common 49,000
17
112 Garden Creek Place,

Couch, Julie Norris Danville CA, United States Series C Preferred 80
94526

Couch, Julie Norris Danville CA, United States Series B Preferred 9
94526

Couch, Julie Norris Danville CA, United States Series D Preferred 2
94526
Couch-Kanner 2008
P.O. Box 1260, Fairport NY,
Trust dated May 6, 2008 Series C Preferred 80
United States 14450
(eff. 4/1/10)
Couch-Kanner 2008
Trust dated May 6, 2008 Series B Preferred 9
United States 14450
(eff. 4/1/10)
Couch-Kanner 2008
Trust dated May 6, 2008 Series D Preferred 2
United States 14450
(eff. 4/1/10)
36163 Bayonne Drive, Newark

Cozad, Bradford Common 37,650
18
948 Bellome Ave, Sunnyvale

Crandall, Kenneth Common 16,624
740 Panoramic Highway, Mill

Crews, Robert B Valley CA, United States Series C Preferred 153
94941

Crews, Robert B Valley CA, United States Series B Preferred 17
94941

Crews, Robert B Valley CA, United States Series D Preferred 4
94941
Crow Family Trust 7 Acorn Way, Kentfield CA,

Series C Preferred 129
U/T/A 3/2/00 United States 94904


19
Skylight Office Tower 1660

Cuyahoga Capital West Second St., Suite 940,
Partners II, L.P. Cleveland OH, United States
44113

44113

44113

Partners III, L.P. Cleveland OH, United States
44113

44113

44113
222 N. La Salle Street, Suite

CVF, LLC 2000, Chicago IL, United Series G Preferred 380,517
States 60601
20

CVP II Coinvestment, Pennsylvania Avenue, NW
L.P. Suite 220 South, Washington




Common 11,304
70 Federal St., 7th Floor,

CW Venture Fund III,
Boston MA, United States Series C Preferred 646
LLC
02110

Boston MA, United States Series B Preferred 72
LLC
02110
21

Boston MA, United States Series D Preferred 18
LLC
02110
1096 Doheny Ter, Sunnyvale

Dalal, Ritesh Common 18,333
PERSONAL - Attn: Betty

Hughes 950 Winter St., North
D'Amore, Richard A Series C Preferred 1,940
Entrance, Waltham MA, United
States 02451

D'Amore, Richard A Series B Preferred 218
States 02451

D'Amore, Richard A Series D Preferred 54
States 02451
50 Saratoga Ave Apt 125, Santa

Dao, John Common 100
Clara CA, United States 95051
David Anthony Fera and

Christine Marie Fera, 1381 Rosewood Ave., San
Trustees under the Fera Carlos CA, United States Series C Preferred 153
Trust Agreement dated 94070
October 16, 2012
22

Trustees under the Fera Carlos CA, United States Series B Preferred 17
October 16, 2012

Trustees under the Fera Carlos CA, United States Series D Preferred 4
October 16, 2012
David B. Apfelberg and
Susan M. Apfelberg
TTEE, David B. and 1426 Pitman Avenue, Palo Alto
Common 5,297
Susan M. Apfelberg CA, United States 94301
Living Trust U/A Dated
1/15/87
20 Custom House St., Suite 830,

Davoli, Robert E Boston MA, United States Series C Preferred 323
02110

Davoli, Robert E Boston MA, United States Series B Preferred 36
02110

Davoli, Robert E Boston MA, United States Series D Preferred 9
02110

Deanna D'Amore Trust Hughes 950 Winter St., North
dtd 1/1/96 Entrance, Waltham MA, United
States 02451
23

States 02451

States 02451
492 Dempsey Rd, #194,

Diep, Diem Trang Milpitas CA, United States Common 3,000
95035
2884 Sand Hill Road, Suite 110,

Dillingham, Michael Menlo Park CA, United States Common 4,049
94025
27301 Mondano Drive, Mission

Doepping-Ruggio, Cheryl Common 125,000
Viejo CA, United States 92692

Doepping-Ruggio, Cheryl Series A Preferred 10,000

Doepping-Ruggio, Cheryl Series C Preferred 3,655
24

Doepping-Ruggio, Cheryl Series D Preferred 1,129
30 Glen Alpine, Danville CA,

Dog Hill Partners, L.P. Series C Preferred 485
United States 94526

Dog Hill Partners, L.P. Series B Preferred 54
United States 94526

Dog Hill Partners, L.P. Series D Preferred 13
United States 94526
60 Rausch St. Unit 410, San

Dougherty, Nancy Francisco CA, United States Common 9,742
94103

Dover Street VII, L.P. Floor, Boston MA, United Series C Preferred 16,169
States 02111

Dover Street VII, L.P. Floor, Boston MA, United Series B Preferred 1,821
States 02111
25

Dover Street VII, L.P. Floor, Boston MA, United Series D Preferred 451
States 02111
327 Gordon Avenue, San Jose

Doyle, Shiela M Common 17,953
15231 Clydelle Avenue, San

Dua, Aditya Common 14,084
1800 Washington St #118, San

Duck, Robert Francisco CA, United States Common 45,944
94109
2818 Lantz Avenue, San Jose

Dunlap, Jason Common 4,583
1413 Mercado Way, San Jose

Duong, Kieu Jessie Common 9,142
Edward L. Carcamo,
380 Vallejo Drive #122,
Trustee of the Edward L.
Millbrae CA, United States Common 30,160
Carcamo Trust dated
94030
October 26, 2011
26
Emil and Patricia Wang 1740 Poppy Ave., Menlo Park

Trust CA, United States 94025


335 Bryant Street, 3rd Floor,

Emmant LLC Palo Alto CA, United States Series C Preferred 142,957
94301

Emmant LLC Palo Alto CA, United States Series D Preferred 11,819
94301

Emmant LLC Palo Alto CA, United States Common 10,866
94301

Emmant LLC Palo Alto CA, United States Series F Preferred 8,898
94301
27

Emmant LLC Palo Alto CA, United States Series E Preferred 8,620
94301

Emmant LLC Palo Alto CA, United States Series G Preferred 7,610
94301
EquityZen Growth 222 Broadway, 19th Floor, New

Common 10,743
Technology Fund LLC York NY, United States 10038
EquityZen Growth 10 West 18th Street, 7th Floor,

Technology Fund LLC - New York NY, United States Common 15,947
Series 199 10011
EquityZen Growth 45 West 27th Street, Suite 200,

Technology Fund LLC - New York NY, United States Common 32,695
Series 333 10001
21 Waterway Avenue, Suite

225, The Woodlands TX, Series C Preferred 6,625,000
United States 77380

225, The Woodlands TX, Series D Preferred 547,742
United States 77380
28

225, The Woodlands TX, Common 308,029
United States 77380

225, The Woodlands TX, Series F Preferred 29,209
United States 77380
Attn: Michael E. Garlington,

Vice President, Estate
Administration Northern Trust
Estate of James T. Callier Series B Preferred 44,444
1515 Ringling Boulevard,
Sarasota FL, United States
34236
Attn: Michael E. Garlington,

Vice President, Estate
Administration Northern Trust
Estate of James T. Callier Series C Preferred 16,247
1515 Ringling Boulevard,
Sarasota FL, United States
34236
P.O. Box 2370, Boulder Creek

Evans, Cliff Common 15,000
2086 East Lake Road, Atlanta

Evans, Todd Series B Preferred 66,667
2086 East Lake Road, Atlanta

Evans, Todd Series C Preferred 23,250
29
1078 El Capitan Terrace,

Farias, Marvella Sunnyvale CA, United States Common 2,977
94086
9001 Spectrum Center Blvd.,

Farrell, Peter San Diego CA, United States Common 61,605
92123
9001 Spectrum Center Blvd.,

Farrell, Peter San Diego CA, United States Series F Preferred 21,744
92123
1915 Maple Avenue, Apt 514,

Fernandez Barrera,
Evanston IL, United States Common 6,168
Francisco Javier
60201
Fiduciary Trust
International of Delaware One Franklin Parkway, San
Trustee for the Stertzer Mateo CA, United States Common 17,545
Gamma Trust Dated 94403-1906
12/20/2000
86 Faxon Road, Atherton CA,

Fischer, Frank M. Common 367,414
United States 94027

Fischer, Frank M. Series B Preferred 27,778
United States 94027
30

Fischer, Frank M. Series C Preferred 10,154
United States 94027

Fischer, Frank M. Series D Preferred 3,136
United States 94027

Fischer, Frank M. Series F Preferred 572
United States 94027
2229 Market Street, San

Fish, James Francisco CA, United States Common 7,865
94114
5950 Lucas Valley Road,

Fleming (TERM), Robert
Nicasio CA, United States Common 22,917
A.
94946

Fleming, Robert A. Nicasio CA, United States Common 50,020
94946

Fleming, Robert A. Nicasio CA, United States Series F Preferred 663
94946
31
Pearson M. Spaght, 222

Fletcher Spaght Venture Berkeley Street, 20th Floor,
Partners, LLC Boston MA, United States
02156

Fletcher Spaght Ventures, Berkeley Street, 20th Floor,
Series B Preferred 1,111,111
L.P. Boston MA, United States
02156

02156

02156

02156
1965 Valparaiso Avenue, Menlo

Flores Velez, Ana Maria Common 46,603
Park CA, United States 94025
130 E San Fernando St., Unit

Foster, Brian 412, San Jose CA, United Common 24,000
States 95112
32
1 Polk Street, Unit 1401, San

Frank, Jeremy Francisco CA, United States Common 51,000
94102
56 Mizpah Street, San Francisco

Frank, Traci Common 20,040
1005 Buckingham Circle NW,

Fryhofer, George W. Atlanta GA, United States Series B Preferred 55,556
30327
1005 Buckingham Circle NW,

Fryhofer, George W. Atlanta GA, United States Series C Preferred 15,000
30327
8702 Crest Basin Court, Las

Fu, Amy Common 12,500
Vegas NV, United States 89123
11430 Klavans Court, Las

Fu, Duke Common 15,370
Vegas NV, United States 89183
Fujitsu Semiconductor 1250 E Arques Ave, Sunnyvale

America, Inc. CA, United States 94085
33
One Marina Park Drive, Suite

G&H Partners 900, Boston MA, United States Series C Preferred 64
02210

G&H Partners 900, Boston MA, United States Series B Preferred 7
02210

G&H Partners 900, Boston MA, United States Series D Preferred 1
02210
3042 Pine Ridge Road, Oshkosh

Gandhi, Gaurav Common 52,036
WI, United States 54904
Gary & Kathleen Bang PO Box 1925, Carmel CA,

Common 63,546
Trust, April 2, 2008 United States 93921

Series E Preferred 43,100

34

Jim Kindler Cooley LLP 101

California Street, 5th Floor, San
GC&H Investments, LLC Series B Preferred 27,778
Francisco CA, United States
94111

GC&H Investments, LLC Series C Preferred 10,000
94111

GC&H Investments, LLC Series D Preferred 9,091
94111
3 Cambridge Square, London,

Gebhardt, Ursula Common 30,000
United Kingdom W2 2PS
707 Continential #323,

Gelfandbein, Vladimir Mountain View CA, United Common 31,530
States 94041

George & Nancy Savage
Living Trust
94028
35

George & Nancy Savage
Valley CA, United States Series F Preferred 10,291
Living Trust
94028
1830 Stockbridge Ave,

Giacchino, Jeannie Redwood City CA, United Common 5,000
States 94061
31 Spinnaker Place, Redwood

Gilman, Alexander Shores CA, United States Common 10,966
94065
33 Atlas Avenue #2, San Jose

Gilpin, Kyle Common 12,315
Attn: Hongbing Yang, CEO

Harbin Gloria Pharmaceuticals
GLORIA (HONGKONG) Co., LTD Units 1102-03 11/F
Series H Preferred 1,582,275
CO., LIMITED NINE QUEEN'S ROAD,
CENTRAL HONG KONG,
Hong Kong 00000
1524 Calle De Aida, San Jose

Gopinath, Sudhir Common 39,037
Two Tree Consulting Historic

Highland Bu 885 Arapahoe
Graham, Ginger Common 115,833
Avenue, Boulder CO, United
States 80302
36

Graham, Ginger Series D Preferred 9,091
States 80302

Graham, Ginger Series E Preferred 8,621
States 80302
2519 33rd Avenue, San

Graves, Michael Francisco CA, United States Common 7,500
94116
10001 Westheimer Blvd., Suite

Green Grasshopper LLC 2888, Houston TX, United Series G Preferred 3,805
States 77042
2266 Plummer Ave, San Jose

Greene, Fiona Common 10,800
100 Pine Street, Medfield MA,

Griffor, Jeff Series C Preferred 2,461
United States 02052

Griffor, Jeff Series B Preferred 277
United States 02052
37

Griffor, Jeff Series D Preferred 68
United States 02052
Martin T. Hart, 2401 East 2nd

H Investment Company
Avenue Suite 250, Denver CO, Series B Preferred 277,778
LLC
United States 80206

Avenue Suite 250, Denver CO, Series C Preferred 125,000
LLC
United States 80206

Avenue Suite 250, Denver CO, Series D Preferred 9,091
LLC
United States 80206
64 Eddystone Court, Redwood

Hafezi, Hooman Common 78,632
City CA, United States 94065
13 Luiz Court, San Rafael CA,

Haggerty, Darren Series C Preferred 153
United States 94903

Haggerty, Darren Series B Preferred 17
United States 94903
38

Haggerty, Darren Series D Preferred 4
United States 94903
1856 Hemlock Ave, San Mateo

Haniff, Tariq Common 22,011

HarbourVest Partners VII
Floor, Boston MA, United Series C Preferred 7,437
- Mezzanine Fund L.P.
States 02111

Floor, Boston MA, United Series B Preferred 837
States 02111

Floor, Boston MA, United Series D Preferred 207
States 02111
1549 De Anza Blvd, San Mateo

Hatamkhany, Zahedeh Common 25,000
4 Candleberry Lane, Belmont

Hazen, C. Edward Series C Preferred 10,462
39

Hazen, C. Edward Series B Preferred 1,178

Hazen, C. Edward Series D Preferred 292
PO Box 11914, San Rafael CA,

Healy, Lizabeth Series C Preferred 153
United States 94912-1914

Healy, Lizabeth Series B Preferred 17

Healy, Lizabeth Series D Preferred 4
1285 Hampton Hall Drive,

Heilweil, Marc Atlanta GA, United States Common 24,806
30319-1972
1285 Hampton Hall Drive,

Heilweil, Marc Atlanta GA, United States Series F Preferred 1,197
30319-1972
40
158 Clipper Ln, Modesto CA,

Henry, Victoria Common 14,675
United States 95356
582 4th Ave., Redwood City

Hernandez, Patricia Common 3,201
15 Isabella Avenue, Atherton

Heslin, James M. Series B Preferred 11,111

Heslin, James M. Series E Preferred 4,310

Heslin, James M. Series C Preferred 4,061

Heslin, James M. Series D Preferred 3,636
2261 River Bed Ct, Santa Clara

Holen, Maria Common 10,000
41
1293 Canyon Road, Geyserville

Homcy, Charles Common 4,000
567 Peachtree Battle Ave NW,

Horney, John T. Atlanta GA, United States Series B Preferred 55,556
30305
567 Peachtree Battle Ave NW,

Horney, John T. Atlanta GA, United States Series C Preferred 18,000
30305
4000 Jones Bridge Road, Chevy

Howard Hughes Medical
Chase MD, United States Series C Preferred 16,169
Institute
20815-6789

Chase MD, United States Series B Preferred 1,821
Institute
20815-6789

Chase MD, United States Series D Preferred 451
Institute
20815-6789

Hsia, Eric Common 18,838
42
4384 Silva Court, Palo Alto

Hutchison, James Common 1,200
2 Santiago Avenue, Atherton

Hutton Living Trust Common 30,796
2 Santiago Avenue, Atherton

Hutton Living Trust Series F Preferred 1,326
191 N Park Victoria Drive,

Huynh, David Hung Milpitas CA, United States Common 19,860
95035
570 Chestnut Rose Lane,

Hyman, Barry Atlanta GA, United States Common 24,806
30327
570 Chestnut Rose Lane,

Hyman, Barry Atlanta GA, United States Series F Preferred 1,197
30327

I.A.M. National Pension
Floor, Bala Cynwyd PA, Series C Preferred 3,233
Fund
United States 19004
43

Floor, Bala Cynwyd PA, Series B Preferred 364
Fund
United States 19004

Floor, Bala Cynwyd PA, Series D Preferred 90
Fund
United States 19004
Suite 3501, 35/F 1010

HuaihaiZhong Road JiaHua
Intelligent Health Limited Series F Preferred 2,068,965
Building, Shanghai, China
200031
300 3rd Street Apt 409, San

Intondi, Allison Francisco CA, United States Common 20,754
94107
4122 Whitman Ave N, Seattle

Ionescu, Arna Common 81,009
WA, United States 98103
1881 Gillian Way, San Jose

Islam, Mohammed Common 16,646
1281 Petersen Ct, Los Altos

Ivanchenko, Ilya Common 32,258
3410 Plateau Drive, Belmont

Iyer, Nan Common 11,000
44
881 Selby Lane, San Jose CA,

Jackson, Terry Common 15,000
United States 95127
4417 Calypson Terrace,

Jagpal, Harinder Fremont CA, United States Common 5,813
94555
James B. Hutchison &

Diane R. Hutchison,
4384 Silva Court, Palo Alto
Trustees of the Hutchison Common 73,515
Trust Created on January
16, 2012
370 Elan Village Lane, Apt 207,

Jani, Nilay San Jose CA, United States Common 68,974
95134
Jarve Family Trust 77 Flood Circle, Atherton CA,

U/A/D 4/25/95 United States 94027


45
104 Strathmore Place, Los

Jensen, Marc Common 90,637
Gatos CA, United States 95031
P.O. Box 2126, Los Gatos CA,

Jensen, Monique Common 18,666
United States 95032
521 Winding Brook Ct., San

Jin (TERM), Hong Ramon CA, United States Common 10,000
94582
No. 28 Building, Ronghui

Garden, Yuan hua Road,
Jin Quan Limited Konggang Airport Development Series G Preferred 228,119
Zone B, Shunyi District,
Beijing, China 101318
521 Winding Brook Ct., San

Jin, Hong Ramon CA, United States Common 5,000
94582
John J. & Wendy G. J. 51 Fieldstone Road, Westwood

Troy MA, United States 02090

46

68 Fay Avenue, San Carlos

Johnson, Patricia Common 93,864
1351 Margery Ave., San

Joseph, Wayne Leandro CA, United States Common 14,405
94578
JRP Secondary 201 North Main Street, Suite

Investments 2008-A, L.P. 1000, Fort Worth TX, United Series C Preferred 3,076
(fka OHIM) States 76102

Investments 2008-A, L.P. 1000, Fort Worth TX, United Series B Preferred 346

Investments 2008-A, L.P. 1000, Fort Worth TX, United Series D Preferred 85
546 Woodland Ridge, Los

Julian, Chris Common 9,390
Gatos CA, United States 95033
47
1355 Pacific Ave #201, San

Jurivich, Jennifer Francisco CA, United States Common 2,000
94109
Kaiser Permanente Ventures,

Kaiser Foundation One Kaiser Plaza, 22nd Floor,
Hospitals Oakland CA, United States
94612

94612

94612

94612
Kao, Yih Jiuan Common 8,554
P.O. Box 2134, Silverthorne

Karplus, Erika Common 118,086
CO, United States 80498
10971 Shadow Lane, Columbia

Kass, David Common 4,000
MD, United States 21044
48
Apt 22D, 425 East 58th Street,

Katen, Karen New York NY, United States Series D Preferred 72,727
10022

Katen, Karen New York NY, United States Common 22,410
10022

Katen, Karen New York NY, United States Series F Preferred 10,111
10022

Katen, Karen New York NY, United States Series E Preferred 8,621
10022
Department of Mechanical
Engineering, Terman 540,
Kenny, Thomas Common 540
Stanford CA, United States
94305-4021
127 Public Square, 13th Floor,

Key Capital Corporation Cleveland OH, United States Series C Preferred 4,527
44114

Key Capital Corporation Cleveland OH, United States Series B Preferred 510
44114
49

Key Capital Corporation Cleveland OH, United States Series D Preferred 126
44114
Keymount Investments Suites 4112-19 Jardine House,

Series G Preferred 3,805,175
Limited Central, Hong Kong
874 Walker Road, Suite C,

KFS Venture Capital Inc. Dover DE, United States Series D Preferred 363,637
19904-2778
9 Hidden Way, Redwood City

Khalina, Yulia Common 150
555 Buena Vista Avenue West

Klein, Elizabeth #501, San Francisco CA, Common 46,875
United States 94117
1528 B Pershing Dr., San

Kopyl, Ilya Francisco CA, United States Common 1,500
94129
4112 Puumalu Place, Honolulu

Kowahl, Nathan Common 4,817
HI, United States 96816
23260 Mora Heights Way, Los

Kraczkowsky, John Altos Hills CA, United States Common 100
94024
50
20279 Forest Avenue, Castro

Kryuchkov, Andrey Valley CA, United States Common 9,787
94546
3827 Zeinth Ave South,

Kubo, Spencer Minneapolis MN, United States Common 2,000
55410
Kuhl, Rachel Common 1,000

Kuhl, William Common 1,000

Kushner (TERM), Cherie
Nicasio CA, United States Common 22,917
E.
94946

Kushner, Cherie E. Nicasio CA, United States Common 50,020
94946

Kushner, Cherie E. Nicasio CA, United States Series F Preferred 663
94946
200 Glasgow Circle, Danville

Lafayette, Bill Common 10,000
1 Appian Way, #705-6, South

Lam, Alexander San Francisco CA, United Common 7,200
States 94080
51
3343 La Costa Way, San Jose

Lam, Kien-Bang Common 20,000
216 N. Park Victoria Dr.,

Lam, Sang Milpitas CA, United States Common 1,500
95035
Lansdowne Developed
15 Davies Street W1K 3AG,
Markets Master Fund Series G Preferred 913,242
London, United Kingdom
Limited
Lansdowne Developed
15 Davies Street W1K 3AG,
Markets Master Fund Series H Preferred 64,873
London, United Kingdom
Limited
Lansdowne Developed
Markets Strategic 15 Davies Street W1K 3AG,
Investment Master Fund London, United Kingdom
Limited
Lansdowne Developed
Markets Strategic 15 Davies Street W1K 3AG,
Series H Preferred 8,995
Investment Master Fund London, United Kingdom
Limited
52
1156 Sapphire Dr, Livermore

LaRosa, Vincent Common 1,500
3325 Jackson Street, San

Lee, Raymond Francisco CA, United States Common 47,323
94118
335 Clipper St, San Francisco

Lee, Won Chan Common 10,000
131 Dunsmuir Way, Menlo Park

Leichner, Robert Common 101,684
1033 Octaves Street, San

Lessin, Samuel W Francisco CA, United States Series F Preferred 17,241
94110
198 Stone Mountain Circle,

Levie, Mark R. Series B Preferred 111,111
Napa CA, United States 94558
198 Stone Mountain Circle,

Levie, Mark R. Series C Preferred 25,000
Napa CA, United States 94558
53
1936 Brewster Ave, Redwood

Levitan, Anthony Common 10,000
5435 154th Avenue SE,

Levy, Alan Bellevue WA, United States Common 15,397
98006

Levy, Alan Bellevue WA, United States Series F Preferred 663
98006

Levy, Arden Bellevue WA, United States Common 151,667
98006
1909 82nd Street, Seattle WA,

Levy, Mitchell Common 196,666
United States 98103
P.O. Box 60104, Sunnyvale

Li, Hai Feng Common 72,020
1367 Glenmoor Way, San Jose

Lin, Jane Common 15,825
54
170 Laidley St., San Francisco

Lippmann, Julian Common 12,610
1724 SW Barton St., Seattle

Lomboy, Peter Common 1,784
WA, United States 98106
14465 Eastridge Dr., Red Bluff

Lopez, Irene Common 3,670
Lorenzo A. DiCarlo, Jr. 1425 Taylor Street, Apt. 602,

Living Trust dated June San Francisco CA, United Common 231,100
25, 1996 States 94133
Lorenzo A. DiCarlo, Jr. 1425 Taylor Street, Apt. 602,

Living Trust dated June San Francisco CA, United Series F Preferred 5,086
25, 1996 States 94133
1025 94 Avenue, Oakland CA,

Ly, Phong Common 5,000
United States 94603
Magnuson Revocable 355 Mariposa Ave., Los Altos

Trust 1/14/94 CA, United States 94022
55


712 Singley Dr., Milpitas CA,

Mai, Hong Common 6,146
United States 95035
Marc Stephen Kreidler

and Gloria Kreidler, as
Trustees of The Kreidler 645 E. McKinley Avenue,
Family Trust signed Sunnyvale CA, United States Common 45,919
under Declaration of 94086
Trust dated March 8,
2019
Mark Zdeblick &
c/o Morgan Stanley Wealth
Melanie Smitt Co-TTEE
Management 101 California
The Zdeblick-Smitt Common 1,455,323
Street, 3rd Floor, San Francisco
Family 2011 Trust U/A
Date 05/24/2011
Mark Zdeblick &

c/o Morgan Stanley Wealth
Melanie Smitt Co-TTEE
Management 101 California
The Zdeblick-Smitt Series F Preferred 2,251
Street, 3rd Floor, San Francisco
Family 2011 Trust U/A
Date 05/24/2011
407 Wright Ave, Morgan Hill

Martindill, Mildred Common 2,500
56
238 Main St., Suite 200,

Massachusetts Institute of
Cambridge MA, United States Series C Preferred 19,402
Technology
02142-1012

Cambridge MA, United States Series B Preferred 2,185
Technology
02142-1012

Cambridge MA, United States Series D Preferred 542
Technology
02142-1012
27741 Via Cerro Gordo, Los

Massey Family Trust
Altos Hills CA, United States Series C Preferred 161
U/A/D 7/6/88
94022

Massey Family Trust
Altos Hills CA, United States Series B Preferred 18
U/A/D 7/6/88
94022

Massey Family Trust
Altos Hills CA, United States Series D Preferred 4
U/A/D 7/6/88
94022
20753 Scenic Vista Drive, San

Mate, David Common 24,159
57
3716 Via La Selva, Palos

McAllister, William Verdes Estates CA, United Common 46,402
States 90274
McCowin, Kathleen Dal 741 Ellsworth Place, Palo Alto

Common 121,191
Bon- CA, United States 94306
17257 Barn Hill Lane, Lathrop

McMullen, Ralph Common 491
525 University Ave., Suite

McQuillan Family LLC 1400, Palo Alto CA, United Series C Preferred 32
States 94301-3580
525 University Ave., Suite

McQuillan Family LLC 1400, Palo Alto CA, United Series B Preferred 3
States 94301-3580
Room 2103, 21st Floor Fook

Lee Commercial Centre Town
MCS GST LLC Place 33 Lockhart Road Attn: Series F Preferred 862,068
Chen Angela, Director,
Wanchai, Hong Kong
940 Roble Ridge Road, Palo

Mead, Hardwin Common 10,000
Alto CA, United States 94306
58
25 San Jose Ave. Apt 3, Pacifica

Meader, Kristin Common 1,124
710 Medtronic Parkway, NE,

Medtronic, Inc. (MS Pace
Minneapolis MN, United States Series D Preferred 1,818,182
LP)
55432-5614
710 Medtronic Parkway, NE,

Medtronic, Inc. (MS Pace
Minneapolis MN, United States Series E Preferred 862,069
LP)
55432-5614
432 28th Ave., San Mateo CA,

Meints, Christina Common 750
United States 94403
183 Del Medio Ave., Apt. #107,

Mestman, Yuriy Mountain View CA, United Common 4,197
States 94040
1535 Four Oaks Circle, San

Meza, Carmen Common 10,590
50 South LaSalle Street,

Michael A. Champa
Chicago IL, United States Series C Preferred 646
Revocable Trust
60603
59

Michael A. Champa
Chicago IL, United States Series B Preferred 72
Revocable Trust
60603

Michael A. Champa
Chicago IL, United States Series D Preferred 18
Revocable Trust
60603
2080 Marich Way, Apt 5,

Milner, Peter Mountain View CA, United Common 4,000
States 94040
1843 Channing Avenue, Palo

Moon, Gregory Common 149,166
330 Seville Way, San Mateo

Moorhead, Penjit Common 7,125
40049 Fremont Blvd, #707,

Morano, Ryan Fremont CA, United States Common 5,031
94538
Mullarkey (Fabela), 444 Laurel Ave., Half Moon

Common 35,760
Marnell Bay CA, United States 94019
60
Muralidharan, 3450 Granada Ave. #90, Santa

Common 38,555
Veeraperumanallu Clara CA, United States 95051
130 Baroni Ave. #13, San Jose

Nanavati, Sanjiv Common 29,333
Naumann, Steffen and 10 Stanley Mound Road,

Dr. Friederike Sybille Stanley, Hong Kong
360 Beverly Ave, San Leandro

Nersesian, Michael Common 1,800
PO Box 243, Lake Oswego

Nesheiwat, Michael Common 29,958
OR, United States 97034
311 2nd St #514, Oakland CA,

Ness, Andrew Common 31,491
United States 94607
4442 Inyo Court, Fremont CA,

Ngo, HongXuan Common 2,552
United States 94538
924 Bridge Road, San Leandro

Nicholas, Rodney Common 12,035
61
28240 Wren Ct, Hayward CA,

Nieves, Eslin Common 498
United States 94545
Noel E. Stubblefield 1349 San Anselmo Ave., San

Revocable Trust, dtd Anselmo CA, United States Series C Preferred 295
12/3/08 94960

Revocable Trust, dtd Anselmo CA, United States Series B Preferred 33
12/3/08 94960

Revocable Trust, dtd Anselmo CA, United States Series D Preferred 8
12/3/08 94960
Lichtstrasse 35 CH-4056, Basel,

Novartis Pharma AG Series E Preferred 2,586,207
Switzerland
Lichtstrasse 35 CH-4056, Basel,

Novartis Pharma AG Series F Preferred 1,637,931
Switzerland
500 Oracle Parkway, Redwood

OC Acquisition LLC Shores CA, United States Series F Preferred 1,724,137
94065
62
1440 Union Street, Apt. 103,

Orn, Scott San Francisco CA, United Series C Preferred 38
States 94109

Orn, Scott San Francisco CA, United Series B Preferred 4
States 94109

Orn, Scott San Francisco CA, United Series D Preferred 1
States 94109
Oster Family Revocable 3000 Sand Hill Road, 3-125,

Trust, dtd 10/5/76 As Menlo Park CA, United States Common 184,817
Amended 94025
Oster Family Revocable 3000 Sand Hill Road, 3-125,

Trust, dtd 10/5/76 As Menlo Park CA, United States Series F Preferred 7,962
Amended 94025
Shinagawa Grand Central

Otsuka Pharmaceutical
Tower 2-16-4 Konan, Minato- Series F Preferred 5,172,414
Co., Ltd.
Ku, Tokyo, Japan 108-8242
Shinagawa Grand Central
Otsuka Pharmaceutical
Tower 2-16-4 Konan, Minato- Series H Preferred 3,670,886
Co., Ltd.
Ku, Tokyo, Japan 108-8242
1109 Elm St # 2, San Francisco

Ou, Ann Common 6,735
63
290 Summerwind Drive,

Ouafo, Audrey Milpitas CA, United States Common 1,100
95035
c/o St. Jude Medical CRMD,

Attn: Edward Ferrier, Senior
PaceSetter, Inc. Vice President - Finance, 15900 Series C Preferred 2,500,000
Valley View Court, Sylmar
c/o St. Jude Medical CRMD,

Attn: Edward Ferrier, Senior
PaceSetter, Inc. Vice President - Finance, 15900 Series D Preferred 1,363,636
Valley View Court, Sylmar
Product Services Zugerstrasse

Partners Group Series
57, CH-6341 Baar-Zug, Series C Preferred 6,467
Access, LLC, Series 10
Switzerland

57, CH-6341 Baar-Zug, Series B Preferred 728
Switzerland

57, CH-6341 Baar-Zug, Series D Preferred 180
Switzerland
5084 Lowell St NW,

Pascale, Richard Washington DC, United States Common 15,500
20016
64
3172 San Gabriel Way, Union

Paydo, Yanira Common 1,374
700 Anderson Hill Road,

PepsiCo, Inc. Purchase NY, United States Series G Preferred 1,522,070
10577
2163 16th Avenue, San

Perez, Mario Francisco CA, United States Common 10,832
94116
21429 Tollgate Rd, Saratoga

Pesic, Iliya Common 14,187
Dept of Cardiology, Imperial

College Healthcare, St. Marys
Peters, Nick Common 30,000
Hospital, Praed Street, London,
United Kingdom W2 1NY
39166 Blacow Road, Fremont

Pham, Heidi Common 2,342
1993 Edgeview Dr., San Jose

Pham, Ngan-ha Common 2,500
65
1308 N. Poinsettia Place #7, Los

Pikelny, Aleksandr Angeles CA, United States Common 20,000
90046
5 Ridge View Dr, Atherton CA,

Pless, Ben Common 258,333
United States 94027
5 Ridge View Dr, Atherton CA,

Pless, Ben Series F Preferred 1,344
United States 94027
1927 Everwood Court, San Jose

Polanco, Arminda Common 4,132
7616 N Edison Street, Portland

Pollock, Kristin Common 1,000
OR, United States 97203
26815 Holly Hill Ave, Hayward

Pon, Michael Common 11,173
5765 Balboa Drive, Oakland

Porter, James Common 10,875
66
The Long House, 178 High

Street, Yelling, St Neots
Poulton, Barnaby Common 9,690
Cambs, United Kingdom PE19
6SD
3760 Sawtelle Blvd, # 205, Los

Poursohi, Newsha Angeles CA, United States Common 17,659
90066
7 Walnut Road, Wenham MA,

R. Angus West, as agent Series C Preferred 48
United States 01984

R. Angus West, as agent Series B Preferred 5
United States 01984

R. Angus West, as agent Series D Preferred 1
United States 01984
2733 Condor Ct, Union City

Rackham, Donald Common 23,513
3305 Madden Way, Dublin CA,

Rai, Govind Common 4,433
United States 94568
67
6816 Turturici Court, San Jose

Raja, Praveen Common 10,000
1112 Trumpet Vine Lane, San

Rajagopalan, Shruti Ramon CA, United States Common 3,361
94582
PO Box 596, Diablo CA,

RDS Capital, LLC Series C Preferred 4,565
United States 94528

RDS Capital, LLC Series B Preferred 547
United States 94528

RDS Capital, LLC Series D Preferred 162
United States 94528
3426 Forbes Avenue, Santa

Reggiardo Jr., Silvio Common 13,500
Clara CA, United States 95051
3702 Spyglass Court, Castro

Reggiardo, Christopher Valley CA, United States Common 13,500
94546
68
1146 Derbyshire Dr., Cupertino

Renukuntla, Sharath Common 7,631
Rhode Island Employees' 50 Service Ave, Warwick RI,

Retirement System United States 02886


450 El Escarpado Way,

Robert L. and Phyllis A.
Stanford CA, United States Common 113,352
White
94305
Robertson (consultant), 2719 Sequoia Way, Belmont

Common 93,243
Timothy CA, United States 94002
2719 Sequoia Way, Belmont

Robertson, Timothy Common 123,755
69
2719 Sequoia Way, Belmont

Robertson, Timothy Series F Preferred 4,067
Roncarolo de Vries, 1274 Sharon Park Drive, Menlo

Common 17,725
David Park CA, United States 94025
96 Lynn Fells Parkway, Melrose

Rosenthal, Deborah Series C Preferred 307

Rosenthal, Deborah Series B Preferred 34

Rosenthal, Deborah Series D Preferred 8
126 N. 7th Street #1, San Jose

Rowan, Todd Common 34,847
415 N 2nd St Apt 343, San Jose

Rowberry, Kenneth Common 26,319
70
3080 Bristol Street, Suite 600,

Ruggio, Joseph M. Costa Mesa CA, United States Common 196,182
92626

Ruggio, Joseph M. Costa Mesa CA, United States Series A Preferred 10,000
92626

Ruggio, Joseph M. Costa Mesa CA, United States Series F Preferred 8,479
92626

Ruggio, Joseph M. Costa Mesa CA, United States Series E Preferred 4,310
92626

Ruggio, Joseph M. Costa Mesa CA, United States Series C Preferred 3,656
92626

Ruggio, Joseph M. Costa Mesa CA, United States Series D Preferred 1,129
92626
996 Garrity Way, Santa Clara

Sadana, Anshul Common 140,000
71
36 Meadow Lane, Redwood

Santos, Josefina Common 2,000
Saper Family Trust 650 Page Mill Road, Palo Alto

U/D/T 3/14/85 CA, United States 94304-1050


Savage Thompson 840 Westridge Drive, Portola

Management, LLC as Valley CA, United States Common 480,000
Nominee 94028-7335

Savage Thompson
Valley CA, United States Common 500
Ventures, L.P.
94028-7335

Savage, George Valley CA, United States Common 441,304
94028
72
1223 Kearny Street, Apt 4, San

Scheirlinck, Jason Francisco CA, United States Common 18,960
94133
Scott Living Trust, dated PO Box 27, Point Arena CA,

4/26/94 United States 95468


475 Hillside Drive, Atlanta GA,

Segal, William Common 24,806
United States 30342
475 Hillside Drive, Atlanta GA,

Segal, William Series F Preferred 1,197
United States 30342
Semiconductor 5005 E. McDowell Road,

Components Industries, Phoenix AZ, United States Series E Preferred 862,069
LLC 85008
73
Semiconductor 5005 E. McDowell Road,

Components Industries, Phoenix AZ, United States Series F Preferred 172,414
LLC 85008
Unit 2006-08, 20/F, Harbour

Sensor International
Centre 25 Harbour Road, Wan Series G Preferred 1,537,290
Investment Ltd.
Chai, Hong Kong
Shanghai Sailing Boda 36/F Citc Plaza No. 859 North

Keer Investment Fund Sichuan Road, Shanghai Series H Preferred 1,582,278
Limited Shanghai, China 200085
871 Valencia Dr, Milpitas CA,

Shaw, Kathleen Common 25,000
United States 95035
1402 Gerlach Dr, San Jose CA,

Shenasa, Jafar Common 20,441
United States 95118
2410 Stanton Hill Road, Castro

Sibert, Stephanie Valley CA, United States Common 7,200
94546
Fook Lee Commercial Centre

Sino Portfolio Town Place 33 Lockhart Road,
International Limited 21st Floor, Wan Chai, Hong
Kong
Fook Lee Commercial Centre

Sino Portfolio Town Place 33 Lockhart Road,
International Limited 21st Floor, Wan Chai, Hong
Kong
74
P.O. Box 570, 43 Argilla Rd.,

Sloan, Norton Q Ipswich MA, United States Series C Preferred 161
01938

Sloan, Norton Q Ipswich MA, United States Series B Preferred 18
01938

Sloan, Norton Q Ipswich MA, United States Series D Preferred 4
01938
300 La Mesa Drive, Portola

Smitt, Melanie Valley CA, United States Common 2,159
94028
2218 Derry Way, South San

Snyder, Eric Francisco CA, United States Common 11,000
94080
2151 Village Walk Dr #13206,

Songhurst, Charles Henderson NV, United States Common 56,041
89012
2151 Village Walk Dr #13206,

Songhurst, Charles Henderson NV, United States Series F Preferred 34,482
89012
75
1720 Orchard Lane, Walnut

Sprague River Partners Series G Preferred 3,805
Creek CA, United States 94595
3351 El Camino Real, Suite

Spring Ridge Ventures I,
215, Atherton CA, United Series A Preferred 1,480,000
L.P.
States 94027

215, Atherton CA, United Series B Preferred 555,556
L.P.
States 94027

215, Atherton CA, United Series C Preferred 447,500
L.P.
States 94027

215, Atherton CA, United Common 251,201
L.P.
States 94027

SRV-Proteus Partners,
215, Atherton CA, United Series C Preferred 427,500
L.P.
States 94027

SRV-Proteus Partners,
215, Atherton CA, United Series D Preferred 143,945
L.P.
States 94027
76
3457 Wynnton Drive, NE,

Stanhope, William Atlanta GA, United States Common 24,806
30319-1947
3457 Wynnton Drive, NE,

Stanhope, William Atlanta GA, United States Series F Preferred 1,197
30319-1947
State Teachers 275 East Broad Street,

Retirement System of Columbus OH, United States Series C Preferred 16,169
Ohio 43215-3771

Retirement System of Columbus OH, United States Series B Preferred 1,821
Ohio 43215-3771

Retirement System of Columbus OH, United States Series D Preferred 451
Ohio 43215-3771
c/o Simon H. Stertzer, M.D.,

Stertzer Family Trust P.O. Box 176, Tesuque NM, Series B Preferred 111,111
United States 87574
c/o Simon H. Stertzer, M.D.

Stertzer Holdings, LLC P.O. Box 176, Tesuque NM, Series D Preferred 100,000
United States 87574
77
c/o Simon H. Stertzer, M.D.

Stertzer Holdings, LLC P.O. Box 176, Tesuque NM, Series C Preferred 40,617
United States 87574
20153 Forest Ave, Apt # 10,

Stolyar, Ekaterina
Castro Valley CA, United Common 4,560
(Katherine)
States 94546
345 Park Avenue, 32nd Floor,

Strategic Partners V VC
New York NY, United States Series C Preferred 2,425
Holdings, L.P.
10154

New York NY, United States Series B Preferred 273
Holdings, L.P.
10154

New York NY, United States Series D Preferred 67
Holdings, L.P.
10154

Strategic Partners VI
New York NY, United States Series C Preferred 11,318
Investments LP
10154

New York NY, United States Series B Preferred 1,275
Investments LP
10154
78

New York NY, United States Series D Preferred 316
Investments LP
10154
5008 Risser Road, Madison

Strother, Charles Series B Preferred 27,778

Strother, Charles Common 21,504

Strother, Charles Series C Preferred 20,000

Strother, Charles Series D Preferred 3,950

Strother, Charles Series F Preferred 1,781

Stubblefield, Richard D Series C Preferred 295
United States 94528
79

Stubblefield, Richard D Series B Preferred 33
United States 94528

Stubblefield, Richard D Series D Preferred 8
United States 94528
602 Mendocino Way, Redwood

Sussex, Elisabeth Common 121,277
c/o Peter Anderson SVP

Strategy & Business
Development Sutter Health
Sutter Health Series G Preferred 761,035
2200 River Plaza Drive,
Sacramento CA, United States
95833
260 High Park Court # 1550,

Swedish, Joseph Silverthorne CO, United States Common 62,500
80498
Batchworth Heath House, 1

Batchworth Heath,
Symonds, Jonathan Common 117,500
Rickmansworth Herts, United
Kingdom WD3 1QB
80

Batchworth Heath,
Symonds, Jonathan Series D Preferred 45,455
Kingdom WD3 1QB

Batchworth Heath,
Symonds, Jonathan Series G Preferred 38,051
Kingdom WD3 1QB
4119 Keith Drive, Campbell

Tantawy, Maher Common 6,750
21099 Brush Road, Los Gatos

Taylor, Matthew Common 55,120
2560 Early Rivers Ct, Union

Tendulkar, Mahir Common 3,575
250 Middlefield Road, Menlo

Tevis Partners B, L.P. Series C Preferred 161

Tevis Partners B, L.P. Series B Preferred 18
81

Tevis Partners B, L.P. Series D Preferred 4
6 Tevis Place, Palo Alto CA,

Tevis Partners, L.P. Series C Preferred 161
United States 94301

Tevis Partners, L.P. Series B Preferred 18
United States 94301

Tevis Partners, L.P. Series D Preferred 4
United States 94301
2083 Edgegate Drive, San Jose

Thai, Alvin Common 4,050
The Chandra Living Trust 97 Gresham Lane, Atherton

dtd 7/9/01 CA, United States 94027

82

The Daniel and Lisa Sue

Lee Trust of 1982 5122 Ellington Court, Granite
(Amended and Restated Bay CA, United States 95746
2009)
The Dennis D. Ryan and

Rebecca Lynne Sutter- 131 Altura Way, Greenbrae
Ryan 2001 Family Living CA, United States 94904
Trust

Trust

Trust
THE FATANEH 35 Hidden Hills Place, Danville

Common 106,840
OMIDVAR TRUST CA, United States 94506
The George Savage and

Nancy Savage Living
Trust, George and Nancy
94028
Savage, Trusteess
83
The Marshall & Claudia

26535 Weston Dr., Los Altos
Smith Family Trust dtd Series C Preferred 32
Hills CA, United States 94022
6/15/06

Smith Family Trust dtd Series B Preferred 3
6/15/06

Smith Family Trust dtd Series D Preferred 1
6/15/06
The Permanente One Kaiser Plaza, 22nd Floor,

Federation LLC - Series Oakland CA, United States Series B Preferred 555,555
D 94612

Federation LLC - Series Oakland CA, United States Series C Preferred 203,087
F 94612

Federation LLC - Series Oakland CA, United States Series D Preferred 31,363
G 94612
One Kaiser Plaza, 22nd Floor,

The Permanente
Oakland CA, United States Series F Preferred 25,475
Federation LLC-Series I
94612
84
The Richard D.
Stubblefield, Jr. Living Series C Preferred 20,034
United States 94528
Trust dated 1/16/2009
The Richard D.
Stubblefield, Jr. Living Series B Preferred 2,257
United States 94528
The Richard D.
Stubblefield, Jr. Living Series D Preferred 559
United States 94528
The Sze/Harris
Revocable Trust Date of
Common 2,429
Establishment March 1,
2003
102 Woodland Drive,

The Turner Trust created
Hillsborough CA, United States Series C Preferred 2,461
on 3/7/06
94010
102 Woodland Drive,

Hillsborough CA, United States Series B Preferred 277
on 3/7/06
94010
102 Woodland Drive,

Hillsborough CA, United States Series D Preferred 68
on 3/7/06
94010
The White Family Trust,

450 El Escarpado Way,
Robert L. White and
Stanford CA, United States Common 4,715
Phyllis A. White TTEES,
94305
U/A DTD 6/16/1986
85
40220 Landon Avenue, Fremont

Thomas, Keith Common 5,250

Thompson, Andrew Valley CA, United States Common 1,500,000
94028
562 El Pintado Rd., Danville

Thompson, Todd Common 100,000
8500 Andrew Carnegie Blvd.,

TIAA-CREF C3-04, Charlotte NC, United Series C Preferred 25,870
States 28262

TIAA-CREF C3-04, Charlotte NC, United Series B Preferred 2,914
States 28262

TIAA-CREF C3-04, Charlotte NC, United Series D Preferred 722
States 28262
26616 Westwind Wy., Los

Tomanek Family Trust
Altos Hills CA, United States Series C Preferred 323
UAD 2/27/87
94022-3386
86

Altos Hills CA, United States Series B Preferred 36
UAD 2/27/87
94022-3386

Altos Hills CA, United States Series D Preferred 9
UAD 2/27/87
94022-3386
2705 Hilliside Drive,

Topoian, Laura Burlingame CA, United States Common 1,333
94010
7 Lebanon St., Suite 107,

Trustees of Dartmouth
Hanover NH, United States Series C Preferred 5,174
College
03755

Hanover NH, United States Series B Preferred 582
College
03755

Hanover NH, United States Series D Preferred 144
College
03755
51 Summer Hill Court, Danville

Tsunemoto, Carrie Common 23
87
646 40th Avenue, San Francisco

Turner, William Common 4,500
176 Federal St., Boston MA,

Turtle & Co. Series C Preferred 410
United States 02110

Turtle & Co. Series B Preferred 46
United States 02110

Turtle & Co. Series D Preferred 11
United States 02110
6802 Paragon Place, Suite 205,

University of Richmond Richmond VA, United States Series C Preferred 3,233
23230

University of Richmond Richmond VA, United States Series B Preferred 364
23230

University of Richmond Richmond VA, United States Series D Preferred 90
23230
88
800 Lathrop Dr, Stanford CA,

Vagelos, Randall Common 16,741
United States 94305
372 Azalia Drive, East Palo

Velazquez, Esmeralda Common 3,281
372 Azalia Drive, East Palo

Velazquez, Miquel Common 1,870
20B Ho King View 2 Braemar

Victor, Fung Chiu Chak Hill Road, North Point, Hong Series G Preferred 76,103
Kong
273 Mountain View Ave,

Virdi, Naunihal Mountain View CA, United Common 55,865
States 94041
1 Charles River Ct., Wellesley

Walkingshaw, Robert Series C Preferred 646

Walkingshaw, Robert Series B Preferred 72

Walkingshaw, Robert Series D Preferred 18
89
613 Kains Ave, Albany CA,

Wallace, David Common 18,179
United States 94706
2332 Running Water Court,

Walter, Gregory Santa Clara CA, United States Common 5,034
95054
3022 Fulton Street, Berkeley

Watson, Richard Common 7,499
768 Sunshine Drive, Los Altos

Webb, Douglas Common 58,975
526 8th Street, Marysville CA,

Wedgwood, Susannah Common 4,666
United States 95901
400 Hamilton Avenue, Suite

Wells Fargo & Company 210, Palo Alto CA, United Series B Preferred 9,895
States 94301
1114 Lund Ranch Road,

West, Jeff Pleasanton CA, United States Common 1,755
94566
90
3985 Via Cristobal, Campbell

Wetra, Christine Common 1,000
1900 Aberdeen Lane, Mountain

Whitworth, Adam Common 63,799
View CA, United States 94043
5615 S Jojoba Way, Chandler

Wiener, Cliff Common 17,500
AZ, United States 85248
1775 Turk St, San Francisco

Williams, Laura Common 10,000
1220 Ellis St., Apt. 9, San

Withrington, Jonathan Francisco CA, United States Common 35,000
94109
4722 Jaques Ct, Fremont CA,

Wong, Ming Yu Common 5,000
United States 94555
948 Emerald Way, San Jose

Wong, Spencer Common 1,000
91
WS Investment 650 Page Mill Rd., Palo Alto

Company, LLC (2002A) CA, United States 94304

Company, LLC (2002A) CA, United States 94304

Company, LLC (2002C) CA, United States 94304


359 San Luis Avenue, Los Altos

Yee, Edison Common 11,952
c/o The Management Office No.

YFO Investments
8 Mount Austin Road, The Series G Preferred 76,103
Limited
Peak, Hong Kong
33355 4th St, Union City CA,

Yohannis, Yonas Common 5,969
United States 94587
92
16 Fayerweather Street,
York, Gwill E Cambridge MA, United States Series C Preferred 13,947
02138
York, Gwill E Cambridge MA, United States Series B Preferred 1,570
02138
York, Gwill E Cambridge MA, United States Series D Preferred 389
02138
The Forge, Manor Rd, North

Young, Julian Wootton, King's Lynn Norfolk, Common 32,354
United Kingdom PE30 3PZ
attn: Jeff Ren Yuan

Management Hong Kong
Yuan Capital LP Limited Suites 3513-3515, Two Series G Preferred 1,141,552
IFC, 8 Finance Street, Central,
Hong Kong
25 Lorton Ave, Apt 6,

Yuen, Pui (Patsy) Burlingame CA, United States Common 4,500
94010
26993 Hayward Blvd, Care of

Za, Khun Nang Kham, Hayward CA, Common 25,620
United States 94542
93
300 La Mesa Drive, Portola

Zdeblick, Mark Valley CA, United States Common 184,778
94028
420 Henry Cowell Drive #1945,

Zdeblick, Mick Santa Cruz CA, United States Common 2,000
95060
Module G5 Bx3236 Clinical

Science Center, 600 Highland
Zdeblick, Tom Common 7,288
Avenue, Madison WI, United
States 53792
645 Rollins Road, Unit 2,

Zhang, Peiyao Burlingame CA, United States Common 4,350
94010
5450 Dekker Terrace, Fremont

Zhao, Dongheng (Henry) Common 5,000
33rd Floor Unit 283 South

Tower Hong Kong Plaza Middle
Zhou, Bing Series G Preferred 76,107
Huai Hai Road, Huang Pu
District Shanghai, China
94

Proteus Case 20-11580 Bankruptcy

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Proteus Case 20-11580 Bankruptcy

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Case 20-11580 Doc 1 Filed 06/15/20 Page 1 of 109

Fill in this information to identify the case:

United States Bankruptcy Court for the:

Official Form 201

1. Debtor’s name Proteus Digital Health, Inc.

2. All other names debtor used Proteus Biomedical, Inc.

3. Debtor’s federal Employer 4 7 0 8 5 2 6 8 0

2600 Bridge Parkway

Redwood City CA 94065

Location of principal assets, if different from

5. Debtor’s website (URL) www.proteus.com

Debtor Proteus Digital Health, Inc.

B. Check all that apply:

 Tax-exempt entity (as described in 26 U.S.C. § 501)

8. Under which chapter of the Check one:

 A plan is being filed with this petition.

9. Were prior bankruptcy cases x No

10. Are any bankruptcy cases x No

Debtor Proteus Digital Health, Inc.

12. Does the debtor own or have x No

 It needs to be physically secured or protected from the weather.

Where is the property?_____________________________________________________________________

_______________________________________ _______ ________________

Is the property insured?

Contact name ____________________________________________________________________

Statistical and administrative information

13. Debtor’s estimation of Check one:

 1-49  1,000-5,000  25,001-50,000

 $0-$50,000  $1,000,001-$10 million  $500,000,001-$1 billion

Debtor Proteus Digital Health, Inc.

 $0-$50,000  $1,000,001-$10 million  $500,000,001-$1 billion

Request for Relief, Declaration, and Signatures

Interim Chief Executive Officer

18. Signature of attorney

1313 N. Market Street, 6th Floor

ACTION BY UNANIMOUS WRITTEN CONSENT

WHEREAS, the Board previously retained Lawrence R. Perkins of SierraConstellation Partners

NOW, THEREFORE, BE IT RESOLVED, that in the judgment of the Board it is desirable

[SIGNATURE PAGE FOLLOWS]

Shumeet Banerji Date

Regina Benjamin Date

Robert Epstein Date

Frank Fischer Date

Alan Levy Date

Ryan Schwarz Date

Joseph Swedish Date

Jonathan Symonds Date

Immanuel Thangaraj Date

Andrew Thompson Date

PROTEUS DIGITAL HEALTH, INC.

Fill in this information to identify the case and this filing:

Proteus Digital Health, Inc.

Official Form 202

Declaration and signature

 Schedule A/B: Assets–Real and Personal Property (Official Form 206A/B)

 Schedule G: Executory Contracts and Unexpired Leases (Official Form 206G)

 Schedule H: Codebtors (Official Form 206H)

 Summary of Assets and Liabilities for Non-Individuals (Official Form 206Sum)

 Amended Schedule ____

Interim Chief Executive Officer

Fill in this information to identify the case:

Debtor name Proteus Digital Health, Inc.

United States Bankruptcy Court for the: District of Delaware

___________________________________ _ ______________