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Non Newtonian Fluids
Non Newtonian Fluids
Non Newtonian Fluids
B y R . S. R iv lin
The classical theory of the hydrodynamics of viscous fluids depends on the assumption of a
particular law governing the relations between the components of stress in a fluid and those
of the strain-velocity. This assumption limits its applicability to Newtonian fluids. Here, the
most general possible relations between the stress and strain-velocity components, which
can be obeyed by an incompressible, visco-inelastic fluid, are derived. These relations also
apply to an incompressible, visco-elastic fluid in a steady state of laminar flow. It is shown
how equations of motion and boundary conditions can be obtained if these relations are
known. Two problems involving laminar flow are then discussed in some detail. These are:
(i) the torsional motion of a cylindrical mass of fluid, produced by means of forces applied
to its plane ends, and (ii) the laminar flow of a mass of fluid contained between two coaxial
cylinders rotating with different angular velocities.
It is found in case (i) that, in general, normal tractions must be applied to the plane
surfaces of the fluid, in addition to the azimuthal tractions expected from the classical
theory, in order to produce the specified motion. Analogous results are obtained in case (ii).
These results apply even when centrifugal forces are neglected and so imply a qualitative
difference between the behaviour of fluids in general and those for which the special case of
classical hydrodynamics is valid.
1 . I n t r o d u c t io n
The classical theory of the hydrodynamics of viscous fluids seeks to answer questions
of the following ty p es: (i) I f a mass of fluid is subjected to a specified system of forces,
w hat is the resulting flow configuration in the fluid ? (ii) W hat are the forces necessary
to produce a specified state of flow in a fluid ?
In order to answer these questions, some m athem atical description m ust be given
of the fundam ental physical properties of the fluid as regards flow. In the classical
theory, the assum ption is made in the form of a definite relationship between the
stress components a t a point of the fluid and the strain-velocity components. This
relationship is linear, invariant under a transform ation of the axes of reference and
does not involve time derivatives of the stress or strain-velocity components. From
a m athem atical point of view, it forms a sufficiently comprehensive description of
the basic flow properties of an ideal fluid to form an adequate starting-point for the
development of a m athem atical theory. The applicability of the results of this theory
are, of course, limited by the assumed stress-strain-velocity relationships. The wide
spread agreement of the predictions of the theory with the experim ental results,
for such fluids as water, air, mercury, etc., provides justification for it and inspires
confidence in its predictions.
I t has long been realized, however, th a t the fundam ental stress-strain-velocity
relations of classical hydrodynamics are not applicable to a vast num ber of highly -
viscous fluids. Many of these have great technological im portance and, w ith the
[ 260 ]
Thehydrodynamics of non-Newtonian fluids. I 261
growth of scientific investigation of macro-molecular m aterials and colloids, an
increasing scientific interest. To avoid confusion over the use of these term s, it is
stated explicitly th a t, in this paper, fluids will be described as Newtonian or non-
Newtonian accordingly as the classical hydrodynam ics does or does n ot apply to
them . Non-Newtonian fluids m ay be either visco-elastic or visco-inelastic.
In th e present paper, a hydrodynam ic theory is form ulated w ithout the restric
tions implied by the assumed stress-strain-velocity relations of the classical theory.
The only physical assum ptions made regarding the fluid are (i) th a t it is in
compressible, (ii) th a t it is visco-inelastic, and (iii) th a t it is isotropic when all
components of the strain-velocity, as classically defined, are zero.
The mere fact th a t the m aterial considered is a visco-inelastic fluid implies th a t
the stress-strain-velocity relations do not involve tim e derivatives of the stress or
strain-velocity components. The classical theory, for incompressible fluids, forms
a special and simplest case of the theory developed here.
In p art A, the kinematics of flow is developed in a form suitable for the purposes
of the present theory.
In p art B, the m ost general possible form of the stress-strain-velocity relations,
subject to the lim itations implied by the assumptions made above, are obtained and
the equations of m otion and boundary conditions are discussed.
In p art C, two simple problems involving steady-state lam inar flow are discussed.
These are: (i) the torsional m otion of a cylindrical mass of fluid, produced by forces
applied to the plane ends, and (ii) the torsional motion of a mass of fluid between
infinite coaxial cylinders rotating with different angular velocities about their
common axis.
In both cases, the relation between the force system and th e flow-velocity and the
resulting stress distribution in the fluid are derived.
Throughout the paper a rectangular, Cartesian reference system has been used.
Much of the discussion could, of course, be readily expressed in the notation of the
tensor calculus, b u t in the interests of ease of application and availability to a wider
circle of readers, this has not been done.
2 . D e s c r ip t io n o f a s t a t e o f s t e a d y f l o w
(£F)2 = (&*)2+(&;)2+(<to;)2
(8x)2+ y8(B
)2 + C(8 (2*7)
where A = u2 + v2 + w2, F = 2 (UyUz + VyVz + W
'
B = u2 + v2 + w2, G = 2(uzux + vzvx + wzwx), ( 2 *8 )
3. The f l o w q u a d r ic s
(£F)2 =
As in the case of equation (2*7), it can be seen th a t the quadric represented by (3*3)
is an ellipsoid.
The lengths of the semi-axes of the flow ellipsoid (2*9) or (3-3) are proportional to
1/F£, l/Fg and l/V z. Again, it is noted th a t the irrotational portion of the motion in
the fluid element in the neighbourhood of P m ay be considered to consist of three
components of relative motion, parallel to the axes of the ellipsoid (2-9). These com
ponents are V[, V2 and Vz per u n it length in their directions.
Again, let us consider the flow quadric (2-17). Transforming this to its axes as
axes of reference, it takes the form
a -U \h \g
b -U \f = 0. (3-6)
i f c-U
I t can be seen th a t the direction of the velocity 8V' a t any point of the surface of
the quadric (2-17) or (3-5) is th a t of the normal to the quadric a t th a t point.
The hydrodynamics of non-Newtonian fluids. I 265
4. S calar in v a r ia n t s o f t h e st a t e o f f l o w
From equation (3*2), we see th a t Ff, Ff and Ff are the values of F 2 for which the
equation
F 6 —^ F 4 + I2F 2 —/ 3 = 0, (4*1)
in which Ix = A+ B + C,
I2 = A B + B C + C A - I F * - I G * - I H 2 (4-2)
and J3 = A B C + ± F G H - I A F * - \ B G * - I C H * K
is satisfied.
Thus, we have l x= Ff + Ff + F f,
h = F f FI + F | Ff + Ff(4-3)
Ff -
and h = V \V \V l
Since the solutions of (4-1) for F 2 are independent of the choice of the axes of
reference, any symmetrical function of Ff, F | and F | m ust be independent of the
choice of the axes of reference and m ust therefore be a scalar invariant of the flow
w ith respect to a transform ation of axes. In particular, the three independent
functions of Ff, Ff and Ff, given by equations (3-2) or (4-1), m ust be scalar invariants
of the flow. This could be directly proved by carrying out the transform ation of the
expressions on the right-hand side of equations (4-2) from one rectangular, Cartesian
co-ordinate system to another, bearing in mind th a t and H are defined,
in any rectangular, Cartesian co-ordinate system, by (2-8).
Again, by writing equation (3-4) in the form
F '6 — JxF '4+ J2F '2—J3 = 0, (4-4)
where Jx = A ' + B ' + C',
J2 = A'B' + B'C' + C ' A ' - I F ' * - I G ' * - I H ’*- (4-5)
and J3 = A'B'C' + l F ' G ' H ' - l A ' F ' t - l B ' G ' t - l C ' H ' * ^
we readily see th a t if V'x2, V22and F 32 are the values of F '2 for w
is satisfied, = j/ jz + y% +
j 2 = f ;2 f ' 2+ r : / r ^ + f ^ f ;2]- (4-6)
and j 3 = f ;2 f ' 2f ' 2.
By an argum ent similar to th a t used in establishing the invariance of / 2 and / 3,
it can be seen th a t Jx, J 2and J 3, given by (4-5) or (4*6), are ind
invariants of the flow.
Again, by writing by equation (3-6) in the form
U * - K 1U* + K 2U - K 3 = 0, (4-7)
where K-i ^ U±-\- U2-\- = a -{- b c, \
K% = UxU2+ J72^3 + U2 = cib + be + ca —Jf 2—^(/2—J/&2i (4-8)
and K s = UxU2Uz = abc + \fgh - £ a/2- \bg2- J
we can establish th a t K x, K 2and K z are independent scalar invarian
Ux, U2, U3 are the values of U for which equation (4*7) is satisfied.
266 R. S. Rivlin
5. R e l a t io n s b e t w e e n t h e sc a l a r in v a r ia n t s o f fl o w
In this section we shall state certain relationships between the scalar invariants
of flow K x, K 2and K 3,defined by (4 -8 ), and the scalar invar
J3, defined by (4*5).
The relations are
JX= - 2 K 2+ K 2, J2 = K 2- 2 K xK 3and = (5-1)
These may be readily proved by employing equations (4-8) to express K 2 and
K 3 in term s of a, b, c,f, g and h and equations (4-5), together with equati
to express Jv J2and J3in terms of a, 6, c,f, g and h. By simple algebraic manipulation,
the relations (5 T ) are derived.
If the fluid is incompressible, it can readily be shown (see, for example, Lamb
(1924, § 12)), th a t , r u e /=•
" K x = a + b + c =0.
In this case, the relationships (5*1) become
Jx= —2 K 2,J2 =
The following further relationship, which is readily proved, by simple algebraic
manipulation, from (2-10) and (4-8), is w orthy of note:
aA' + bB' + cC' + \f F ' + \gQ' + \KH' = K l ~ 3 K xK 2+ S K 3. (5-4)
If the fluid is incompressible, so th a t the relation (5*2) is obeyed, equation (5-4)
becomes + bB' + cC' + \f F ' + + \hH' = 3K3. (5-5)
7. T r a n s f o r m a t io n o f t h e s t r a i n - v e l o c it y c o m p o n e n t s
If the rectangular, Cartesian co-ordinate systems (x,y,z) and (x0, y0, z0) are
oriented with respect to each other according to the scheme
x y z
xQ k
Vo l2 m2 n2
Zo h m3 nz
then x0 — lxx + mxy + nxz,
y Q= l2x + m2y + n2z (7-1)
and z0 = l2x + msy + n3z.
268 R. S. Rivlin
If (Uq, Vq, Wq)are the velocity components in the co-ordinate system (a;0, y 0, z0)
corresponding to the velocity components ( w) in the co-ordinate system y,
we have
u = lxuQ+ l2vQ+ l3wQ,
v = mxUQ+ m2vQ+ m3w0
and w= n1u()-\-
Now, employing the relations (7-1) and (7-2), the six equations relating
{a, b, c, i f , ig, )h
\a nd (a0, 60, c0, | / 0,
can be obtained as
a— ux— l\bQ+ £§c0+ ^2 ^3 /0 ^i{7o
and \ f = i{vz + wy) = m1n1a0 + m2ni b0+ m3► (7-3)
+ {m3n1+ m1n3)(ig0) + (m1n2+ ni2n1)(ih 0), etc.,
where a0, b0, c0, i f 0,ig0, ih 0 are the components of the strain-velocity in
ordinate system (x0,y 0,z0); i.e. a0 = dujdx0, etc.
In (7-3) the expressions for b and \g are obtained from those for a and i f by
replacing lby m, m
by nan d n by l. Those for c and \h are similarly obtaine
the expressions for b and \g.
From the relations (7*3) we can readily find A', B', C', iO' and \H ' in term s
of A'0, B'0, C'0, iF'0, iO'0a nd iH'0, where
A'0 = al + \{gl + hi), etc. and F'0 = ig 0h0+ (b0+ c0) /0, etc. (7-4)
We obtain
A' = q A l + QBl + l!Cl + 2Iala(lFl) + 2I9l1( W ) + 2l1la(iH lh e tc /
and iF ' = m1n1A'0 + m2n2B'0 + m3n3C'0 + (m2n3+ m 3n 2) (7-5)
+ {m3nl + m1n3)(iGQ) + {m1n2+ m2n1)(iH'0), etc. ,
8. T he dissipation-function
I f we consider an element, of volume dr, in the neighbourhood of the point
P(x, y, z) of a mass of fluid, then the rate a t which energy is dissipated in this volume
in the form of heat is O dr (say), where O is dependent on the state of flow within the
element of volume. We shall call O the dissipation-function* Now, C> cannot be
dependent on the choice of the axes of reference and m ust therefore be a scalar
invariant of the state of flow.
We have already seen in § 2 th a t the state of flow m ay be completely described by
specifying a purely rotational velocity for the volume elements in the neighbourhood
* The dissipation-function as defined here is not identical with the Rayleigh dissipation-
function. The latter is equal to half the rate at which energy is dissipated per unit volume.
Thehydrodynamics of non-Newtonian fluids. I 269
of each point of the fluid together with a velocity of'relative separation of th e various
points of the element. The purely rotational motion of the element involves no
relative separation of the points of the fluid and therefore involves no energy dis
sipation in the element itself.
The dissipation-function <f>is therefore dependent purely on the irfotational com
ponent of the flow and is therefore a function of the scalar invariants K 2 and K z
of the irrotational com ponent of the flow. Bearing in mind th a t for an incompressible
fluid K x = 0, the dissipation-function is then a function of K 2 and only. Thus,
O= <&(K2, K 3).(8-1)
W hatever the form of O as a function of K 2 and it can be approxim ated, with
any desired degree of accuracy, by a polynomial expression. Thus
4> = £ £ h sK \ K l (8-2)
i= 0 J=0
where are constants characterizing the particular fluid considered. Since, when
th e fluid is stationary, K 2, K zand O m ust all be zero, y 00 = 0
9. T he r e l a t io n b e t w e e n s t r e s s a n d s t a t e o f f l o w
I t has been shown (see, for example, Lam b (1924, § 329)) th a t the rate 0 a t which
energy is dissipated, per u nit volume of a fluid, is related to th e stress components
txx, tyy,. .., txy by the formula
^ = tXXa J r t y y b - \ - t zzC - \ - t y j Jr t z x g - \ - t Xy h . ^ ’l )
The argum ent leading to this relation is a purely mechanical one and does not in
volve any assumptions regarding the physical properties of the fluid and so can be
taken over here w ithout change.
In developing our hydrodynam ic theory for incompressible, visco-inelastic,
non-Newtonian fluids, it is now necessary to find a set of relationships between the
stress components a t a point and the values of the components a, b, c, \f , \h of
the strain-velocity, corresponding to any specified dissipation-function. I t can
readily be seen th a t although this cannot be done uniquely, the specification of a
particular dissipation-function limits the form which can be taken by the stress-
strain-velocity relationships, because of the relation (9-1).
Let us consider the stress-strain-velocity relation
txx = 2 ya+p,e tc. and tyz = /if, etc. (9-2)
This is the classical stress-strain-velocity relation for an incompressible, Newtonian
fluid. I t is readily seen, in view of equations (9-1), (4-8) and (5*2), th a t for such
a flmd O= - 4 (9-3)
Again, let us consider the stress-strain-velocity relation
txx = 2y'A'+j), etc. and tyz = , etc. (9-4)
270 R. S. Rivlin
Then, in view of equations (9-1), (5-5) and (5*2), the corresponding form of the
dissipation-function <I>is given by
O= §/(9-5)
For stress-strain-velocity relations having the form (9-2) or (9*4), it is seen th a t the
corresponding dissipation-functions, given by (9*3) and (9-5), are functions of the
scalar invariants of flow, K 2 and K 3.
Generalizing this result, let us consider the stress-strain-velocity relations to
have the form
txx= 2(da + 2YA' + p , etc. and = S f+
where 0 and are any functions of the scalar invariants of flow K 2 and
Then, by similar arguments to those employed in deriving equations (9-3) and (9-5)
from (9-2) and (9-4) respectively, we obtain the dissipation-function corresponding
to the stress-strain-velocity relations (9*6) as
<D = - 4 0 ^ 2 + 6 ^ 3 . (9-7)
This dissipation-function is clearly a function of the scalar invariants of flow
K 2 and K 3.
Of course, for a set of stress-strain-velocity relations to be admissable as the
description of the flow properties of a fluid, they m ust not only lead to a dissipation-
function which is independent of the state of flow, b u t m ust also be invariant under
a transform ation of the axes of reference. I t can readily be shown th a t the relations
(9-6) satisfy this condition and this will be done in the next section.
tx x ~ T(UX, , +p,
tYY = F(U2,U3,U1) + p , .
V (Li'2)
tzz = T(U3, Ux, U2) + p
and tYZ = tZx ~ Cef = .
I t can readily be seen th a t for lam inar flow of the zz-planes of the fluid parallel
to the ar-axis,
f(V),
E quations (2*5) and (2-10) yield
a —b = c = f = g = 0 and h — uy (14*1)
and A' = B' = \u \, V = 0, H' = 0. (14*2)
Substituting from (14*1) and (14*2) in (9-6), we obtain
txx tyy ~ f ^ u y -\-'p, t~z j), tyz tzx 0 and txy Qiiy. (14 3)
Thus, ap art from an arb itrary hydrostatic pressure, the stress system associated
with lam inar flow consists of a tangential component and normal components txx
and tyy. These normal components vanish for a Newtonian fluid and indeed for any
fluid for which T* = 0 in equations (9*6).
In §§ 15 and 16, we shall consider in greater detail certain problems of lam inar
flow which are of practical interest.
15. T o r s io n a l m o t io n o f a c y l i n d r i c a l m a s s o f f l u i d
hx =
and txy = ^ ( - ^ x y ) , .
where © and T are now functions of K 2 only, K 2 being given by (15*5).
Introducing these expressions for the stress components into the equations of
motion (12-1), together with the formulae (15-1) for u, v and w, we obtain
—pxlr2xz2 = p X + ^ —
- p\jr2yz2= p F + (15-7)
and 0 = pZ +
dz ’
Thehydrodynamics of non-Newtonian fluids. I 275
L et us assume th a t pz2 is small compared w ith T a t all points of the fluid mass, so
th a t the components of the centrifugal force and —p\jr2yz2 in equations
(15*7) can be neglected. If, further, the applied body forces are zero, then equations
(15*7) become ? ~ ~
g = ^ V F , f y = W y V and | = 0 . (15-8)
I t is readily seen th a t these equations are compatible and lead to the following
equation for p: ~
^= 1^W . (15-9)
X * xjr -y /r 0
y y/r x/r 0
z 0 0- 1
Therefore, the components of stress t„, ted,. .., in
given by
_ x2
*"rr — txx + ^2 ''VV + ^
* _ %W4
l0d ~ A lxx ^ A lyy VV a 1X\
x y (15-10)
toz —~tyz—- tex,
y x
^zr= ~tyZ+ ~ tzx
Introducing into these equations the expressions (15-6) for txx, tyy, . . . , t xu, we obtain
^rr V->
he = T ‘( |f V 2) + p ,
hz = T W 2r2)-l-p, ► (15-11)
t6e = rxjrtd
and ^zr = tr0 ~ 0* i
VoL 193. A. 18
276 R. S. Rivlin
L et us assume th a t when r = a, trr= 0 and hence p = 0. This enab
the constant of integration in the integral of equation (15-9), giving
p= f
Ja s
Now, the surface tractions which m ust act on the plane ends and on the curved
surface of the mass of fluid to m aintain the state of m otion described by equations
(15*1) are given by equations (13*1) and, for the particular problem considered here,
could be calculated by introducing the expressions (15*6) for and writing
cos (x, r) = cos ( y,
over the plane ends of the cylinder, and
cos (x, v) = x/r, cos ( y,v) = y/r and
over the curved surface of the cylinder. However, it is simpler to calculate directly
the radial, azim uthal and longitudinal components, , 0 ' and Z' respectively,
directly by noting th a t over the curved surface
R' = t„, 0 ' = t6r and Z' — (15*13)
and over the plane ends
R' = trz, 0 ' = tdz and Z' = tzz. (15*14)
Substituting in (15*13) and (15*14) the expressions for trnt0d, ... given in equations
(15*11), where p is given by (15*12), we see th a t, over the curved surface of the
cylinder, the surface tractions vanish and, over the plane ends, they are given by
I t is seen from (15-17) th a t Z ’ changes sign when r = a/yj3, and is positive or negative
when r= 0 accordingly as T is negative or positive.
2 0 ^ Q r + 2W frK % + P ,
(16-6)
hz =P,
tyg hx^
and hy = ® \ { x 2~ y 2)&r
and 0 = |? .
CZ
dp _ x dp
Since
dr r d x r dy
(16*9)
and
BO ‘'dx d y ’)
we obtain, from (16*8),
% — e*
(16*10)
and
0 -n r (16*11)
r
where Ci
s a constant of integration.
The hydrodynamics of non-Newtonian fluids. I 279
hz hr
and hd 0 rfL
I t is seen th a t the presence of the term s containing T* in the stress-strain-velocity
relations (9-6) modifies the expressions for the stress components to the extent of
the term —|TV 2fl2 in the expression for tzz.
I f the form of the stress-strain-velocity relations is known, then (16-13) can be
used to determine the necessary surface tractions th a t m ust be applied to the mass
of fluid to produce the state of motion described by (16-2).
If the angular velocity II is sufficiently small then the term s — in (16-13)
can be neglected. I f the length of the cylindrical mass of fluid is finite, then the system
of external forces which m ust be applied to m aintain the state of motion considered
consists of (i) azim uthal surface tractions acting over the inner and outer curved
surfaces of the fluid mass of am ounts C/a\ and C /a| respectively, (ii) a normal surface
traction acting over the plane ends of the fluid mass of am ount —^F(72/ 0 2r4, and
(iii) an arbitrary uniform normal surface traction C", acting over the whole of the
surface of the fluid.
The surface tractions (i) imply th a t in order to produce in the fluid the state of
motion under discussion, equal and oppositely directed couples of magnitude 2nC
m ust be applied to the confining cylinders per unit length. I t is noted too th a t the
surface traction (ii) vanishes when T* = 0, for the state of motion considered.
F o rth e particular case, when 0 is a constant, we find, from (16-11) and (16-1), th a t
a\a\
C - 20(Q 1- Q 2) (16-14)
a\ —d
280 R. S. Rivlin
so th a t the surface traction (ii) becomes
(16-15)
R eferences
( Communicated by E. Orowan, —
S
.R
F Received 13 November 1947)
A theory is suggested which describes, on a macroscopic scale, the yielding and plastic
flow of an anisotropic metal. The type of anisotropy considered is that resulting from preferred
orientation. A yield criterion is postulated on general grounds which is similar in form to the
Huber-Mises criterion for isotropic metals, but which contains six parameters specifying the
state of anisotropy. By using von Mises’ concept ( 1928 ) of a plastic potential, associated
relations are then found between the stress and strain-increment tensors. The theory is applied
to experiments of Korber & Hoff ( 1928 ) on the necking under uniaxial tension of thin strips
cut from rolled sheet. It is shown, in full agreement with experimental data, that there are
generally two, equally possible, necking directions whose orientation depends on the angle
between the strip axis and the rolling direction. As a second example, pure torsion of a thin-
walled cylinder is analyzed. With increasing twist anisotropy is developed. In accordance
with recent observations by Swift ( 1947 ), the theory predicts changes in length of the cylinder.
The theory is also applied to determine the earing positions in cups deep-drawn from rolled
sheet.
1 . I n t r o d u c t io n
The macroscopic yielding and plastic straining of isotropic ductile metals has been
described by theories which m ay be regarded as essentially satisfactory. The well-
known Huber-Mises criterion for determining th e elastic limit under combined
stresses of metals which deform homogeneously, for example, copper, aluminium,
nickel, has been confirmed by m any experiments over the last tw enty years. There
are one or two exceptions, notably annealed mild steel which softens after yielding.
The specimen is traversed by Luders’ bands and the deformation is non-uniform.
In such circumstances th e maximum shear-stress criterion of Coulomb or Tresca
is found to be a better approxim ation th an th a t of Huber-Mises. This is hardly