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Correlates of Dyspnoea and Its Association
Correlates of Dyspnoea and Its Association
2017. Published by Oxford University Press on behalf of the British Geriatrics Society.
doi: 10.1093/ageing/afx095 All rights reserved. For permissions, please email: journals.permissions@oup.com
Published electronically 14 June 2017
Abstract
Background: adults aged 80 and over, a fast growing age-group, with increased co-morbidity and frailty have not been the
focus of previous research on dyspnoea. We investigate the correlates of dyspnoea and its association with adverse out-
comes in a cohort of adults aged 80 and over.
Methods: about 565 community-dwelling adults aged 80 and over of the BELFRAIL prospective cohort had assessment of
Medical Research Council dyspnoea scale (MRC), forced expiratory volume in 1 s (FEV1), N-terminal pro-brain natriuretic pep-
tide (NT-proBNP), physical performance tests, grip strength, 15 items geriatric depression scale, activities of daily living (ADL),
body mass index (BMI) and demographics data. Kaplan–Meier survival curves, Cox and logistic multivariable regression, classifi-
cation and regression tree (CART) analysis assessed association of dyspnoea (MRC 3–5) with time-to-cardiovascular and all-
cause death (5 years), time to first hospitalisation (3 years), new/worsened ADL disability (2 years), and its correlates.
Results: participants with dyspnoea MRC 3–5 (29.9%) had increased hazard ratios for cardiovascular mortality 2.85 (95%
confidence interval 1.93–4.20), all-cause mortality 2.04 (1.58–2.64), first hospitalisation 1.72 (1.35–2.19); and increased odds
ratio for new/worsened disability 2.49 (1.54–4.04), independent of age, sex and smoking status. Only FEV1, physical per-
formance, BMI and NT-proBNP (in order of importance) were selected in the tree-based classification model for dyspnoea.
Conclusions: in a cohort of adults aged 80 and over, dyspnoea was common and an independent predictor of adverse out-
comes, with cardio-respiratory and physical performance impairments as key independent correlates. Its routine and com-
prehensive evaluation in primary care could be very valuable in caring for this age-group.
Keywords: Older people, dyspnoea, adults aged 80 and over, correlates, adverse outcomes
Introduction
The study of dyspnoea in older adults is important as it is
Dyspnoea on exertion is a common and distressing symptom a disabling symptom, with limitation of basic and instrumental
in older adults, with prevalence ranging from 16–36% [1]. activities of daily living, as well as mobility, and is associated
Yet, it is a non-specific and complex symptom, especially in with functional decline and frailty [2, 5–7]. Dyspnoea has also
older adults where co-morbidity is frequent, subjective aware- been found to be an independent predictor of all-cause mor-
ness of dyspnoea may be reduced, and it may be attributed tality in community-dwelling older adults [8–10]. It is even
to normal ageing [1–3]. In a recent systematic review on dys- reported to be a better predictor of all-cause and specific-
pnoea in older adults, only one study had investigated the cause mortality than lung function measures in patients with
causes of dyspnoea in a small sample of older adults aged chronic obstructive pulmonary disease or angina in patients
60–79 year, reporting an overlap between lung disease, heart with suspected coronary heart disease [11, 12]. These findings
disease, obesity and deconditioning [1, 4]. have led to the call for routine assessment for dyspnoea, as it
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Correlates of dyspnoea and its association with adverse outcomes
is easy, provides very valuable clinical information and its Demographic and clinical variables
management may improve the quality of life [13, 14]. In addition to age and sex, the following were considered
No studies so far have investigated dyspnoea and its as possible correlates of dyspnoea, based on previous
predictive value for all-cause and cardiovascular mortality, research [4, 6, 7, 18–20]: smoking status, level of education,
as well as other relevant adverse outcomes such as func- body mass index (BMI), forced expiratory volume in 1 s
tional decline in community-dwelling adults aged 80 and (FEV1), N-terminal pro-brain natriuretic peptide (NT-
over. This is a fast growing age-group worldwide, with a proBNP), 15 items geriatric depression scale (GDS-15),
high burden of co-morbidity and frailty, as well as a high physical performance tests (PPT) and grip strength.
use of medical resources [15, 16]. The general practitioners recorded the age, sex, smoking
The aim of this study is to investigate the prevalence and status, education level and presence of morbidities at base-
correlates of dyspnoea, as well as its association with all-cause line. Recorded morbidities included respiratory (asthma or
and cardiovascular mortality, unplanned hospitalisation and new
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E. Hegendörfer et al.
were participants with missing data on disability assessment level or walking up a slight hill (MRC 2); 60 (10.6%) had to
at follow-up, sensitivity analysis was performed considering walk slower than other people on the level ground (MRC 3);
both worst (all those with missing data had new/worsened 89 (15.8%) had to stop for breath after walking about 100 m
disability) and best (all had no new/worsened disability or after a few minutes on level ground (MRC 4); and only 20
scenarios). Models were adjusted for age, sex and smoking (3.5%) participants were too breathless to leave the house or
status and stratified for BMI, FEV1, NT-proBNP and when getting undressed (MRC 5). Participants with dyspnoea
physical performance. They were checked for variable col- (MRC 3–5), had higher BMI, lower FEV1, higher NT-
linearity, linearity and proportionality assumptions. A two- proBNP, higher GDS-15 scores, lower grip strength, ADL
tailed probability value P < 0.05 was considered statistically and PPT scores, as well as higher number of cardiovascular
significant. Statistical analysis was performed with SPSS diseases and higher frequency of respiratory disease com-
23.0 (SPSS Inc., Chicago, IL, USA). pared to those without dyspnoea (Table 1). Participants with
missing FEV1 z-score (44 did not perform spirometry, 21
Data are presented as n, mean ± SD, n (%) or median [interquartile range]. Moderate/severe dyspnoea: Medical Research Council grade 3–5; No/mild dyspnoea:
no dyspnoea or Medical Research Council grade 1–2. BMI: body mass index; FEV1: forced expiratory volume in 1 s; COPD; chronic obstructive pulmonary dis-
ease; GDS-15: 15 items geriatric depression scale, ADL: activities of daily living; PPT: physical performance test; NT-proBNP: N-terminal pro-brain natriuretic
peptide; Low FEV1: z-score < −1.645; High GDS-15 score: ≥ 5; Low ADL score: ≤20. Low grip strength/PPT score: lowest sex-specific quintile; Low physical
performance: low grip strength/PPT score; High NT-proBNP: ≥400 pg/ml.
a
P value based on Student’s t-test.
b
P value based on Chi-square test.
c
P value based on Mann–Whitney U test.
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Correlates of dyspnoea and its association with adverse outcomes
performance (OR 2.49, 95%CI 1.50–4.12), high NT- (16.3%). Those with normal FEV1, physical performance,
proBNP (OR 2.36, 95%CI 1.45–3.85), overweight/obese NT-proBNP and BMI had only 4% chance of having dys-
BMI (OR 2.20, 95%CI 1.29–3.75) and high GDS-15 score pnoea (Supplementary data, Appendix 2, available in Age
(OR 1.87, 95%CI 1.09–3.22) were independently associated and Ageing online for details).
with dyspnoea. Primary education level (OR 1.32 95%CI
0.83–2.11), male sex (OR 0.91 95%CI 0.48–1.72), older age
(OR 0.98 95%CI 0.91–1.05) and ever-smoker status (OR Association with adverse outcomes
1.71 95%CI 0.93–3.14) were not independent dyspnoea Mortality data were available for all the participants.
correlates. In the complimentary CART analysis, the tree- Hospitalisation data were available for 559 (98.9%) partici-
based classification model included only the following vari- pants. During 3.0 ± 0.25 years follow-up, 288 (51.5%) had
ables in order of tree-importance: FEV1 (100%), physical at least one unplanned hospitalisation, and at 5.1 ± 0.2
performance (72.6%), NT-proBNP (34.4%) and BMI years 242 (42.8%) had died. Data on new/worsened ADL
Figure 1. Kaplan–Meier survival analysis curves of the two groups of dyspnoea for 5 years all-cause, cardiovascular and non-
cardiovascular mortality, and unplanned hospitalisation at 3 years follow-up. MRC: Medical Research Council dyspnoea scale.
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E. Hegendörfer et al.
disability were available for 419 (74.2%) participants (72 hospitalisation at 3 years, and new/worsened ADL disability
had died before the second assessment, 60 refused it and 6 at around 2 years follow-up, independently of age, sex and
had incomplete ADL score). At 1.7 ± 0.21 years follow-up, smoking status. These associations were significant even for
107 (25.5%) had new/worsened ADL disability. those with normal FEV1, NT-proBNP, physical performance
Kaplan–Meier survival curves showed a significantly low- or BMI.
er proportion of those with dyspnoea surviving all-cause, car-
diovascular and non-cardiovascular mortality at 5 years, and
being without unplanned hospitalisation at 3 years follow-up Prevalence and correlates of dyspnoea
(Figure 1). Participants with dyspnoea had higher risk of all- Previous studies of dyspnoea in general populations of older
cause (HR 2.04, 95%CI 1.58–2.64) and cardiovascular (HR adults have reported MRC 3–5 prevalence of 8.2–32.3% [1].
2.85, 95%CI 1.93–4.20) mortality, unplanned hospitalisation Only two studies reported age-stratified data, where prevalence
(HR 1.72, 95%CI 1.35–2.19) and new/worsened ADL dis-
Table 2. Association of dyspnoea with time to all-cause and cardiovascular death, unplanned hospitalisation and new/
worsened disability.
All-cause mortality Cardiovascular mortality Unplanned hospitalisation New/worsened disability
HR (95%CI) HR (95%CI) HR (95%CI) OR (95%CI)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
All cases
Unadjusted 2.22 (1.72–2.87) 3.06 (2.09–4.50) 1.74 (1.37–2.22) 2.60 (1.63–4.17)
Adjusted 2.04 (1.58–2.64) 2.85 (1.93–4.20) 1.72 (1.35–2.19) 2.49 (1.54–4.04)
Stratified
Low FEV1 1.34 (0.87–2.06) 1.99 (1.00–3.95) 1.26 (0.81–1.95) 1.02 (0.45–2.34)
Normal FEV1 1.99 (1.35–2.94) 2.92 (1.67–5.11) 2.04 (1.44–2.88) 4.95 (2.46–9.96)
High NT-proBNP 1.46 (0.98–2.18) 2.05 (1.14–3.70) 1.86 (1.23–2.81) 1.83 (0.77–4.38)
Normal NT-proBNP 2.07 (1.45–2.96) 2.82 (1.61–4.94) 1.47 (1.06–2.03) 3.08 (1.65–5.74)
Low physical performance 1.15 (0.75–1.75) 1.42 (0.76–2.65) 1.42 (0.94–2.13) 2.16 (0.94–4.96)
Normal physical performance 2.44 (1.70–3.51) 3.84 (2.20–6.72) 1.74 (1.25–2.42) 1.98 (0.96–4.09)
Overweight/obese 2.12 (1.54–2.92) 2.95 (1.84–4.74) 1.73 (1.28–3.81) 2.41 (1.37–4.23)
Normal/underweight 2.15 (1.36–3.41) 2.99 (1.43–6.27) 1.89 (1.21–2.94) 2.42 (0.92–6.42)
HR: hazard ratio from Cox regression; OR: odds ratio from logistic regression; 95%CI: 95% confidence interval. Reference group: no/mild dyspnoea. All cases
analysis: Adjusted for age, sex, smoking status; number of cases in analysis: 565 mortality, 559 hospitalisation, 419 new/worsened disability. Stratified analysis:
adjusted for age, sex, smoking status. Low FEV1: forced expiratory volume in 1 s z-score < −1.645; High NT-proBNP: N-terminal pro-brain natriuretic peptide ≥
400 pg/ml; Low physical performance: grip strength or physical performance test < lowest sex-specific quintile; Overweight/Obese: body mass index ≥ 25 kg/m2;
Normal/Underweight: <25 kg/m2.
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Correlates of dyspnoea and its association with adverse outcomes
adults 45–84 years old [18]. Poor performance on a single chair ADL at follow-up. Yet, sensitivity analysis on the effect of
stand test has also been reported as independently associated these missing data did not show significant differences from
with moderate-severe dyspnoea in community-dwelling adults the reported findings. We also used the MRC scale that mea-
65–80 years old [7]. We confirmed these findings in our cohort sures only one dimension of dyspnoea, its impact, and not its
of adults aged 80 and over, using a broader measurement of sensory-perceptual and affective distress dimensions [2].
physical performance (battery of PPT and grip strength). We Although the MRC scale has been widely used in older adults,
found that low physical performance was strongly associated future research should consider multi-dimensional scales of
with dyspnoea independent of low FEV1 and high NT- dyspnoea, as well as its dynamics over time [1, 13].
proBNP. One suggested mechanism of the association between
low physical performance and dyspnoea in older adults is
through the age-related sarcopenia that includes weakness of Conclusion
ambulation and respiratory muscles [7]. Also, deconditioning
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