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Bond and Anchorage of Reinforcing Bars Under Cyclic Loading
Bond and Anchorage of Reinforcing Bars Under Cyclic Loading
by Egor P. Popov
The paper emphasizes the importance of reinforcing bar bond and bond stress-slip relationship is then described, and a
anchorage problems in inelastic seismic analysis of reinforced con- solution procedure for solving for the deteriorating be-
crete structures. The basic nature of the bond and anchorage prob-
lems is pointed out and relevant experiments carried out at the Uni- havior of joints is outlined. Numerous references to
versity of California, Berkeley, are described. The newly developed Berkeley work are given throughout the text so that an
local bond stress-slip relationship (law) is commented on, and an an- interested reader could look further into the details of
alytical approach for the analysis of the deteriorating cyclic behavior this research.
of beam-column joints based on this law is discussed.
RESEARCH SIGNIFICANCE
Keywords: anchorage (structural); beams (supports); bond (concrete to rein-
forcement); bond stress; columns (supports); cyclic loads; earthquake resistant This study summarizes experimental and analytical
structures; hysteresis; joints Uunctions); mathematical models; reinforced con- results on the anchorage and bond behavior of rein-
crete; slippage.
forcing bars under generalized excitations simulating
the conditions occurring during severe earthquakes,
It is an accepted design philosophy to permit struc- based principally on the research done at Berkeley. A
tures to respond inelastically during a severe or maxi- plausible rule for local bond stress-slip behavior suit-
mum credible earthquake. In such an event, some able for computer implementation is indicated and ref-
structural damage is anticipated. However, it is imper- erenced. An approach for analytically studying the
ative to prevent collapse. Such a collapse may occur if general contact problem at cracks in beams and at
the lateral resistance of a structure under cyclic loading joints is described.
is severely deteriorated. In reinforced concrete con-
struction, this can be due to the main reinforcing bars
IMPORTANCE OF BOND AND ANCHORAGE OF
pulling out from the mating members, or alternatively,
BARS ON GLOBAL BEHAVIOR OF A
by beam bars cyclically pulling through the columns of
STRUCTURE
interior joints. Elastic analyses of such situations are
In the conventional analysis of structures, joints are
unrealistic, and one must resort to inelastic nonlinear
assumed to be rigid and the interfaces between any two
analyses based on carefully gathered experimental evi-
adjoining members are assumed to develop no separa-
dence.
tion. The latter assumption implies, for example, that
In this paper, the bond and anchorage problems for
at a joint there is no fixed-end rotation of a beam rela-
cyclic loading are reviewed from the historical perspec-
tive to a column axis. However, in the inelastic range,
tive of the experiments carried out at the University of
and particularly under cyclic loading, there is a pro-
California, Berkeley. First, some examples are given
gressive loss of bond between the reinforcing bars and
indicating the great importance of the bond and an-
the concrete. Moreover, the bars stretch significantly at
chorage problems for structures subjected to severe
yield. These effects give rise to the development of
cyclic loading. Then the basic nature of the bond prob-
beam cracks. Such cracks, together with a major one at
lem is examined, and two kinds of bond tests carried
the beam-column interface, can cause a large fixed-end
out at Berkeley are discussed. In one series of experi-
ments, the bars were embedded in concrete stubs of a
depth comparable to that of the columns; in the other, This paper is based largely on a conference paper presented to the Struc-
tural Engineers Association of California (SEAOC) in Sacramento, California,
short bars were used to determine the local bond stress- on Oct. I, 1982. and is reproduced with their permission.
slip law. In both of these studies, the main effort was Received May 23, 1983, and reviewed under Institute publication policies.
Copyright © 1984, American Concrete Institute. All rights reserved, including
directed to studying the behavior of bars in well-con- the making of copies unless permission is obtained from the copyright propri-
etors. Pertinent discussion will be published in the May-June 1985 ACI JOUR-
fined concrete. An approach for formulating the local NAL if received by Feb. I, 1985.
BUM
FIXED
END BEAM
AXED
I END
old•2 7~
CRACK WIDTH-t
rotation of the beam relative to a column axis. It is this ERROR 6 MISSING DATA
I
1KIPS I LATERAL
LOAD
---- BC 3 NOAMALWEIGHT
CONCRETE 0.02 0.03 SLIP,IN
25
-10
5th CYCLE
5 6 1
f-L/ OUCTILIT 'I'
Basic nature of the bond
Fig. 5-Hysteretic behavior of normal weight and The transfer of a force from a reinforcing bar to
lightweight beam-column subassemblages during in- concrete is a very complex phenomenon and is strongly
elastic cycling. Severe pinching of the loops due to influenced by the loading history. In the past, most of
bond deterioration of beam bars is particularly evident the research in this area was devoted to the study of
for lightweight specimens. 8 1 kip-force = 4.45 kN monotonically applied forces. It has been conclusively
shown 10 that adhesion and friction between the rough
bar surface and concrete contribute little to the bond
of the bond and anchorage problems 2 •4 •7 and will be dis- resistance. The mechanical interlocking between lugs
cussed further in another section of this paper. and concrete is principally responsible for developing
The behavior described is largely responsible for the bar anchorage. As this action develops, Goto 11 has
cyclic deterioration of the lateral resistance of moment- shown experimentally that inclined axisymmetric ring
resisting subassemblages, 2· 3 ·8 such as shown in Fig. 5. 8 cracks of the type indicated in Fig. 7(a) 12 are observed.
Note particularly the strongly pinched appearance of It is plausible to conclude that for a subsequent appli-
the hysteretic loops for lightweight specimens. A frame cation of a force in a reverse direction, the cracking
moves easily through a large displacement at a small pattern will be that as shown in Fig. 7(b). 12 The corre-
lateral force as the beam bars slip through the joint. An sponding highly nonlinear bond stress-slip relationship
analogous but somewhat milder phenomenon is ob- for a cycle of a load application generally resembles
served in subassemblages of normal weight concrete. that shown in Fig. 7(c).
In passing, it is appropriate to note that if a large The sketch shown in Fig. 7(a) corresponds to the case
crack develops through a whole beam at a column face, of applying the half-cycle ABCD detailed in Fig. 7(c);
the shear is transferred through dowel action until a the bar is in an unloaded condition. Note that a gap ~Av
crack begins to close. This aspect of the problem is il- remains behind the lugs, and residual stresses develop
lustrated in Fig. 6, 9 and its importance may be seen both in the bar and in the surrounding concrete. When
from Fig. 2. However, this topic will not be pursued a reverse force is applied to the bar, as indicated in Fig.
here. 7(b), the gap ~An closes and a new one ~DI is formed by
342 ACI JOURNAL I July-August 1984
~
BOND STRESS
/-1c
I
r /I
A D1 (@b)SPLITTING
RACKS
STRESS IN REBAR
10000
l
1- 25"-
0o~~~4--~~8~~=;12~=!~16~~~2~0~--~24~1N
2"
DISTANCE
1
1'
l
3@4"
•IZ"[
l
3"
,;~r.:1i·r
80
~
I
4" TEST BAR
'
4 1/2.
I
4112"
60
05 81
I
2"
I 40
(a) ELEVATION
20
. ~>'I/ ·. :: J.
l [ :.
I l .' .
~.~ C$1• • ...: ~ ... ~ >i ~ . .l
0 o~-L--4~~~8~~~1~2--~~16~~~~~~~~
I
114 DISTANCE
(b)PLAN
THIN METAL
STAIP
WATER I'ROCI'ING
MATERIAL
I I
.. ----+---l.-
8@ I" :
(a) (b)
Fig. 10-(a) Typical section of instrumented grooved bar and (b) typical layout of
strain gages along grooved bar. 4 • 12 1 in. = 25.4 mm
344 ACI JOURNAL I July-August 1984
r PHYSICAL MODEL
T CONFINED CONCRETE
UNCONFI
NE~-t
CONCR ETE
m\ -~
I
~
I
14)
1
I
~
•
4
- Pz
_u NCONFINEO
CONCRETE
MATHEMATICAL MODEL
Fig. 12-Cyclic experiment with #10 bar. Equal forces
are applied simultaneously at both ends of the bar. o1
measures the total bar displacement at one end. 12 1 ksi
= 6.89MPa
I II I ~45o_l
...,__ ... N...-------1 --:~-1 ~------- vr. ._ - s SLIP [mm]
-~Yr~-=-==-~-1~-~-=-~,r=--=-=--=--~Ny-t------r -0.5 0 0.5
I II I t
rr---· .J..
_jl
c
10
;;; 0
a.
~
Fig. 13-/dentijication of anchorage regions in a rein- 0 .!..
z 0 0 0
forced concrete block 12 0 z
CD 0
CD
-I
that it is very difficult to generalize the results so that
-10
they are applicable to members of any size. It is more
advantageous to study a problem in the manner shown -2
12
111 hg. 14. By assigning a local bond stress-slip law for
-0.02 0 0.02
the various points along a bar, any member with any
set of boundary conditions can be studied analytically. SLIP (in]
This poses, however, the second fundamental problem
using the described approach. Since the bond stress is Fig. 15-Cyclic local bond stress-slip response at 6 in.
detenumed by taking the difference of axial stresses at from an end, #8 bar 25 in. (635 mm) embedment
the adjoining points, the results are very sensitive to the
length. Least squares method smoothing 4
obtat11ed strain readings, which tend to be somewhat er-
rati~:. Unless the data are smoothed by a procedure such size of the opening in the plastic sheet. By varying the
a~ the least ~quares method, the resulting hysteretic width of the opening in this sheet, simulation of differ-
luop~ can be chaotic Such an approach can be used as ent bar spacing is achieved. As the overall size of the
exemplified by Fig. 15, 4 but is extremely time consum- specimen is large in comparison with the critical split-
ing, and it i~ more advantageous to study the local ting area of concrete, as well as the use of stirrups and
boud stre~s-slip relationships in a different manner. vertical bars, the concrete surrounding the test bar is
well confined. Further, since the bar is short, the cal-
Bond test with short bars culated average bond stress may be considered as rep-
!he basi.: design of a specimen for testing bond of resentative of a local bond stress. A similar specimen
short bar~ 1s shown in Fig. 16. 13 • 14 The bonded length of for studying the anchorage provided by a hook is
the bar i~ limited to 5 bar diameters, as the outer shown in Fig. 17. 15
leugth~ of the test bar are covered by mastic and are in- One hundred twenty-five specimens, mainly of the
serted into tubes. The horizontal concrete splitting area type shown in Fig. 16, were tested in this program. The
as~o.:iated with the embedded bar is controlled by the actual experiments were performed in an MTS testing
ACI JOURNAL I July-August 1984 345
II j DIRECTION OF CASTING /~MONOTONIC LOADING
15
r-~~~~======~---,-~-TUBE
l r---5 5db--i .... _ - AFTER ONE CYCLE
0Ftl65mm
i~===~I~ l oo
+l
152 TEST BAR
-mmllc=~r-~~·-=tif-~·~==tt~~~=,~-=1
0
15 2
: L-PLASTIC SHEET ! or---------------T==r==r-------------------
f.. !
Slmml
I
9~"
~
4. Bar diameter size (#6, #8, #I 0)
5. Concrete strength
6. Bar spacing
7. Transverse pressure (such as column load)
8. Rate of pullout
H- ---
--- :~ / These topics are briefly discussed in References 13, 15,
I6, and I 7 and are reported in detail in References I4
r.
t and 18. *
A representative diagram of calculated average local
bond stress versus slip for a straight bar (Fig. I 6) is
shown in Fig. I 8.ll It is interesting to note several as-
pects which can be observed from this diagram. First,
the monotonic loading curve in tension and compres-
sion can be approximated by similar shapes. Second, in
1----------15':..' -------.1 this particular experiment of rather severe cyclic load-
ing of ± 0.65 in. ( 1.65 mm), significant deterioration in
/
r "'8 TEST BAR capacity takes place even during the first load reversal.
Third, after one full cycle, the bar bond capacity does
not reach the monotonic loading curve. Bond damage
- -
~
/ • continues under further application of cyclic loading.
1111111
-- - • t' Fourth, for very large slip, the average bond stress
le
I
•I I
__t_
reaches approximately a constant value which can be
I I
associated with an internal frictional force.
:__7"- ~ The essential aspects of the observations noted above
for many different levels of cyclic loading have been
SECTION
captured by a local bond stress-slip law described in
References 13, 15, 16, and 17. More details are given in
Fig. 17- Test specimen for determining the effect of
hooks on anchorage of bars in confined concrete. 15 1 in. • Another detailed report by the same authors on behavior of hooked bars is
= 25.4 mm in preparation.
/
,.. .... .... --------
/.
200 t -25do
~/s:=E=~ I
0 4 8 12 16 20 22
s 1 (mm)
0 4 6 8 10
1 (mm)
200
z
EXPERIMENTAL
- - ANALYTICAL
200
-0.5 0 0.5 1.0 1.5 I
SECTION I
S1 [mm]
Fig. 21-Comparison of a typical experimental and an- Fig. 22-lnterior beam-column joint with discretiza-
tion along bars for analysis of the contact problem 19
alytical force-end displacement hysteretic loops for a #8
bar embedded in a 25 in. (635 mm) wide reinforced
concrete block subjected simultaneously to equal force ANALYSIS OF DETERIORATING CYCLIC
at both endsY 1 kN = 225 lb-jorce; 1 mm = 3.94 x
J0- 2 in. BEHAVIOR OF REINFORCED CONCRETE
JOINTS
If an acceptable local bond stress-slip law is formu-
lated and the behavior of a long reinforcing bar can be
Reference 14. The rules for defining the unloading and idealized in the manner shown in Fig. 14, either mono-
reloading branches of the curves as well as the reduced tonic or cyclic response of reinforced concrete joints
envelopes are rather complex and strongly depend on can be analyzed. Work completed so far shows that this
the damage parameter, which, in turn, is a function of can be done at the research level. A brief outline of the
loading history. The simplifications made to obtain a successful approach used 19 •20 follows. The developed
set of viable rules for the local bond stress-slip law may solution is applicable to monotonically as well as cycli-
be surmised from Fig. 19. 14• 16• 17 For further details refer cally applied loads. An earlier attempt in solving this
to the cited references. problem is given in Reference 21.
The accuracy of the local bond stress-slip law has Having been reassured that the proposed local bond
been checked by applying the approach exemplified in stress-slip law 15 •16 gives satisfactory results in predicting
Fig. 14 to some bond tests with long bars described in the behavior of long embedded bars (Fig. 20 and 21),
the previous section of this paper. One such analytical the procedure has been generalized for a more complex
comparison for a monotonically loaded bar is shown in loading condition. 19 •20 As an example, an interior beam-
Fig. 20. 17 The calculated results for the end displace- column joint such as shown in Fig. 22 20 was consid-
ment of a bar of 0.87 in. (22 mm) out of the anchoring ered. Analogous to the approach shown in Fig. 14, here
block are in excellent agreement with the experimental the bars were discretized within the joint as well as in
results. A similar comparison for a complete cycle hav- abutting beams (not shown). The slippage of the main
ing an overall displacement of 0.09 in. (2.3 mm) is reinforcing bars with respect to the surrounding con-
shown in Fig. 21. 17 Again, the agreement between the crete is taken into account, giving rise to concentrated
experimental and the analytical results is seen to be sat- fixed-end rotations at the beam-column interface. The
isfactory. hysteretic behavior of cracked reinforced concrete sec-
ACI JOURNAL I July-August 1984 347
200
- - - - EXPERIMENTAL
- - ANALYTICAL
200
@)·
~~
B
@)·
0 0
::;; ::;;
---EXPERIMENTAL
-ANALYTICAL (NONLINEAR
BOTTOM BAR STEEL MODEL)
-200 f-8/' -200 -·-·ANALYTICAL (BILINEAR
EAST BEAM STEEL MODEL)
5 -20 0 20
ENDSLJP, u (mm] 3
FIXED END ROTATION 10- (RAD]
Fig. 23-Beam end moment versus pullout of bottom Fig. 24-Beam end moment versus fixed-end rotation
bars. Comparison of experimental and analytical re- caused by pullout of bars from column. Comparison of
sults. 19 1 kN • m = 8.85 kip-in.; 1 mm = 3.94 x J0- 2 experimental and analytical results. 19 1 kN · m = 8.85
in. kip-in.; 1 mm = 3.94 x J0- 2 in.
tions satisfying the equilibrium of forces at both inter- follow. Using a particular formulation of this rule, with
face cracks and taking into account the contact prob- the aid of a computer program, it is now possible to
lem under cyclic action has been formulated."1 Without study analytically the general contact problem at rein-
going into the details of the devised computer pro- forced concrete cracks, such as occur in beams and at
gram, only some of the end results are indicated here. joints. At the research level this permits deeper insight
The devised iterative solution assures that both the into the nature and behavior of the reinforcing bars in
equilibrium of the joint as well as the equilibrium of bond, both for monotonic as well as cyclic loadings.
each reinforcing bar layer under the local bond stress- For direct practical applications, some simplifications
slip law is satisfied simultaneously. As an example, the of the algorithms appear to be necesssary.
calculated pullout of the bottom beam bars is com-
pared with the experimental result for one of the beam- ACKNOWLEDGMENTS
The author sincerely thanks his colleague, Professor Vitelmo V.
column subassemblages in Fig. 23. 19 Similar results have
Bertero, for continuous collaboration on the projects described, as
been obtained for the top beam bars (not shown). Hav- well as other associates and graduate students recognized in the ref-
ing information on the pullout of the top and bottom erence listing. Filip Filippou was very helpful with the final prepara-
bars enables one to calculate the beam fixed-end rota- tion of the paper. The author is most grateful to NSF (current Grant
tion. Such results are given in Fig. 24, 19 where again a CEE 81-07217) for maintaining the support of the bond project over
a considerable period of time, which made this work possible. Any
comparison between the calculated and experimental
opinions, findings, conclusions, or recommendations expressed in this
results is made. Based on such studies, it is believed paper are those of the author and do not necessarily reflect the views
that the developed solution is sufficiently accurate for of the National Science Foundation.
analyzing the bond and the ultimate anchorage prob-
lems. The latter problem corresponds to a condition REFERENCES
when a bar begins to slide out or though a joint. I. Ma, S. M.; Bertero, V. V.; and Popov, E. P., "Experimental
Since the developed iterative solution is very general, and Analytical Studies on the Hysteretic Behavior of Reinforced
Concrete Rectangular and T-Beams," Report No. EERC 76-2, Earth-
it can be applied to numerous problems, including that quake Engineering Research Center, University of California, Berke-
of coupling beams in shearwalls, exterior joints, and ley, May 1976, 254 pp.
wall anchorage to footings. However, a search for a 2. Viwathanetepa, S.; Popov, E. P.; and Bertero, V. V., "Seismic
simplified solution method continues so that it would Behavior of Reinforced Concrete Interior Beam-Column Subassem-
be possible to economically analyze large practical blages," Report No. UCB/EERC-79/14, Earthquake Engineering
Research Center, University of California, Berkeley, June 1979, 184
structural systems. pp.
3. Soleimani, David; Popov, Egor P.; and Bertero, Vitelmo V.,
CONCLUDING REMARKS "Hysteretic Behavior of Reinforced Concrete Beam-Column Subas-
A review of the bond and anchorage problem for semblages," ACl JouRNAL, Proceedings V. 76, No. 11, Nov. 1979,
reinforcing bars under generalized excitations simulat- pp. 1179-1195.
4. Cowell, A. D.; Popov, E. P.; and Bertero, V. V., "Effects of
ing the conditions occurring during severe earthquakes Concrete Types and Loading Conditions on Local Bond-Slip Rela-
has been emphasized in this paper based principally on tionship," Report No. UCB/EERC-82/17, Earthquake Engineering
the research done at Berkeley. Together with support- Research Center, University of California, Berkeley, Sept. 1982, 62
ing evidence from other sources, the basic phenomeno- pp.
logical features of local bond stress-slip behavior have 5. ACI Committee 318, "Building Code Requirements for Rein-
forced Concrete (ACI 318-77}," American Concrete Institute, De-
been identified. A plausible rule suitable for computer troit, 1977, 102 pp.
implementation of this behavior has been proposed. 6. Popov, E. P., and Bertero, V. V., "On Seismic Behavior of Two
Refinements in the computer algorithms are likely to R/C Structural Systems for Tall Buildings," Structural and Geo-