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Sign Language Versus Spoken Language: Stokoe, William C
Sign Language Versus Spoken Language: Stokoe, William C
Sign Language Versus Spoken Language: Stokoe, William C
Stokoe, William C.
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If we can agree in this debate that our remote ancestors had lan-
guage (no matter what its transmission system was like), we can find
continuities. The cut-off point (on one side calls and displays, on the
other language) will remain indeterminate, largely because it depends
on our conceptualization of the problem, just as Sarles says. Both the
attackers and the supporters of the vocal-tract theory of Lieberman
(Lieberman et al. ; ) may be correct, if we but suppose that
Neanderthalers’ obviously human culture and inferred language de-
pended on gestural signs (gSigns), instead of on articulate vocal pro-
duction for its expression. The most complete scenario for the
continuous, step by step, emergence of language, and for its media-
tion first by gesture then by speech, has been put together in elabo-
rate detail by Gordon Hewes (in the symposium volumes cited above
and elsewhere). He has drawn its detail from many sciences, with a
sure hand for the matching of their findings. What I would like to
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Synchrony
Condon () has found synchrony in body movements of commu-
nicating humans to be one of the most pervasive aspects of behavior.
Not only do a speaker’s movements, large and small, constitute a
symphonic ensemble with his speech acts, but listeners too, if they
are genuinely in communication, move in synchrony with speak-
ers—not just now and then but continuously. Condon has found the
same synchrony between adult speaker and infant listener at an age
when neither productive nor receptive competence in speech is ap-
parent in the infant.
Performatives
Bullowa (), using a different filming technique over much
longer time spans, has traced continuity back from the ‘‘performative
utterances’’ that Gruber () had found in her film data to the
‘‘performative acts’’ from which she believes they grew. In actual
sequence of development, the two children of the Bullowa films at
first pointed to or reached for objects in their environment, which
included interacting adults. This activity, evidence of attending and
apprehending, appears as early as three months of age (Bullowa ,
), but it does not fade. Instead, it acquires a vocal accompaniment.
From age months to . months (, f ), these performative
acts co-occur with performative utterances like ‘‘see flower’’ and
‘‘want milk.’’ Unmistakably the actions emerge first; and the reac-
tions of filmed caretaker and analyst-observer make clear that the
Sign Language versus Spoken Language
Neoteny
Givens () has opened the interesting possibility of finding conti-
nuity in behavior still earlier or deeper than meaningful gestures.
Even before pointing and reaching gSigns are used by the infant (ap-
parently to get adults to change the environment to the infant’s satis-
faction), the signs may have a neuromuscular origin in infantile
reflexes; e.g. the tonic neck reflex. This reflex, present in premature
and in full-term babies, is triggered by the clinician’s turning the
infant’s head to one side; at once on the side toward which the face
is turned, there is a marked increase in muscular tonus in leg and
arm. If further research along these lines bears out what Givens has
been observing, there is not only continuity from the infant’s point-
ing and reaching to the first syntactical employment of speech but
also from innate linkages of gaze direction, attention, muscle tone,
limb direction, and cognitive apprehension. It should be noted that
Givens also finds continuity of avoidance, antipathy, and other nega-
tive affect from child reflexive actions to adult gestural and postural
behavior.
Fortunately for those investigating such linkages or continuities,
advances in cognitive network theory are providing reinforcement.
Building on the work of von Neumann () and Wiener (),
and more recently Powers (), Hays () has no difficulty in
tracing a continuous development from the behavior of a cat stalking
a bird to the highest levels of abstracting. Hays conceives of the cat
as coordinating visual information about the bird’s direction and
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range with somaesthetic information about its own position and ac-
tions, and these with an ‘‘episodic’’ memory that can recall and pre-
dict such events as a spring and a capture. The infant filmed in
Tronick’s laboratory and shown on public television’s Nova, when
he reaches for and grasps the red ball swinging overhead, is in some
ways like the Hays cat making its first successful crowned stalk of a
bird, but in other ways very different. The young cat is very near to
knowing all it needs to know about grounded birds and cat behavior;
but the baby is possibly making only the first step on the long and
intricate but remarkably rapid road to learning to ask and answer, to
accompany actions with vocalizations, and eventually to use speech
for any number of purposes.
A similar continuity can be seen in the program of autistic chil-
dren taught by Schaeffer and his associates (, –). From a
mute beginning at five or six years of age, these children learned to
name things and to make requests by using manual signs at first; from
this stage they moved to speaking words as they performed the signs;
and in less than months of this therapy-teaching they progressed
to speaking in spontaneous and appropriate fashion. It can be said
with justice of the three boys in the experiment that their signing is
turned in the direction of, facing, the subsequent speaking.
whose parents had determined that deafness would not make their
children non-oral—i.e. they were kept from seeing anyone using
sign language. Communication was attempted by speech alone; but
of course the children and parents alike used gestures. Over the ob-
servational time span, the children began to use their gestures in syn-
tactic strings—something the parents did not do; or if they did, they
acquired it from the child’s model. The surface structure in the chil-
dren’s gestured utterances was not at all that of the English spoken to
them by parents—they could not hear and had not learned to lipread
any speech; nor were the signs used and the structure like those of
ASL, which the children had never seen. The children’s language
was their own, unique, but it had syntactic patterns. The implication
is strong that being human means inheriting a drive to name things
and events with gSigns, and later (if there is no functioning access to
vocal sounds) to put signs of some kind into syntactic structures.
lose some of its handshapes (letters), normally the medial ones, and
simultaneously acquire a characteristic ASL action and/or location.
Finally, this borrowed term, thoroughly naturalized into ASL, may
replace an already existing sign in the lexicon; or it may divide the
semantic labor with such a term; or it may go on to develop various
modified forms for different semantic and syntactic uses. (Battison
, chs. and ).
Further Evidence
In all the recent findings briefly touched on here, the conclusion is
that the grammar of a sign language is much the same sort of system
as the grammar of a spoken language, but with distinct and highly
interesting differences. It remains to be seen whether sign languages
and spoken languages are independent or related; and if related,
whether coeval; or if one or the other is elder, whether the connec-
tion is direct and continuous. The case for relatedness is too self-
apparent and circumstantial to need reiteration. Battison’s work just
cited may help to convince the linguist. Kendon’s findings ()
may be more convincing to an observer who prefers the microscopic
analysis of communicative behavior. The cognitive models of Hays
and Powers may better suit the observer with eye to the telescope
aimed at the past. Biological norms of the human species and of the
animal kingdom are such that it makes little sense to suppose man’s
ancestors communicated with willful suspension of either visible or
audible signals, unless constrained to do so by circumstances beyond
controlling such as deafness, a genetic possibility as old as hearing
itself. Thus it may be that signed and spoken languages are coeval as
well as related, but the ease of learning inherent in the great potential
in visible signs for iconicity, and the ages at which infants can couple
meanings with gSigns are so much earlier than the same coupling of
meanings with vocal signs—these considerations seem to rule out
parallel separate development.
If it can be agreed that language is too systematic a system to be
haphazardly evolved, the best arguments that sign languages cannot
have developed from speech or specific spoken languages come from
the research evidence already cited. That is to say, if several parts of
sign language grammar cannot have derived from corresponding
Sign Language versus Spoken Language
parts of spoken language grammars, then the possibility that sign lan-
guage did develop from spoken language is ruled out.
Biological and archaeological evidence support the course of de-
velopment from transmission of information distributed in several
channels operated by enervation and musculature naturally adapted
for cooperative action (Hewes ) toward the compression of the
information into one dominant channel. The opposite course of
development is insupportable; that sign languages of the deaf devel-
oped after and from spoken languages is a contention without clues.
Cognitive and syntactic approaches also point to a sign-to-speech
direction. The first thinker to compress two propositions with a
common argument into one could have done so much more easily
with both of them visible as strings of gSigns than with both of
them just uttered and so no longer in sight. Despite the power of
‘‘immediate vocal recall’’ always, by the way, found in those who
possess spoken language competence, and the overrated difficulty in
recalling of things seen, always demonstrated in nonsigners, the
signed strings have a persisting location in space that is indexable,
and the sounds disappear on the wind—or rather they never did
appear to the outer vision. The signer who first embedded a struc-
ture must have manually or bodily or both set it aside or apart from
the structure in which it was understood by him and by his ad-
dressee to be contained as a unit. The incorporation of direction of
agent and donee into sign verbs of giving is also easier to imagine as
an early form of expression for the giving relationship than are any
of the extant verb-inflection and syntactical systems of spoken lan-
guages. It would be a mistake to conclude, however, that because
there is a natural direction of action from the agent to the recipient
of giving, there is also simple iconicity or motivation of sign by
situation and that subject, object, direct object, and verb are learned
in some natural gestalt as easily as the children in Brown’s experi-
ment learned to associate signs for ‘‘drink’’ with a drinking action
or ‘‘hat’’ with a pat on the head. Ellenberger () has found, in
fact, that the early sign sentences of a child with deaf parents do
not use verb directionality; instead it is learned in a later stage of
acquisition, when children are usually learning grammatical details
not lexical units.
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One more look into ASL grammar: its pronoun system depends
basically on simple pointing, three-dimensional space, and the signer-
addressee axis, as Friedman () has described it; but it may be
more abstractly encoded than Abbott () in the remarks quoted
supposes it to be. In an unpublished study of pronouns and pronoun
reference, Henderson () makes an analysis of the elemental pro-
noun ‘‘terms’’ universal to all languages. The primitives are a singular
speaker, a singular addressee, and at a distance from them, a singular
‘‘other.’’ These combine, first to give true duals, then with more
than one ‘‘other’’ to give a set of plurals—speaker and addressee of
course remaining singular throughout despite joining with others.
Counting dual terms, the logical set contains eleven members. If
duals are not distinguished from plurals, there are eight members in
the set. Examining more than fifty languages and language families,
Henderson finds the norm for those that have duals to be nine of the
eleven, and for non-dual languages six basic pronoun forms mapping
into the eight logical terms. (‘‘Basic’’ here means that variations in
form for case, gender, or other features do not increase the count.)
The histories of spoken languages show time after time that as the
number of forms grows smaller, differences in forms become neutral-
ized—hence one form comes to stand for two or more of the terms.
But American Sign Language has eight basic pronoun forms for the
eight-term set, contrasted to the five forms of English: I, you, (s)he,
we, they. Henderson has found four languages, Hanunóo, Ilocano,
Maranao, and Tagalog, with all eight terms matched by eight pro-
noun forms; otherwise language changes have left most languages
with seven or six or five forms. It seems in the highest degree un-
likely that ASL has derived from languages spoken in the Philippines;
nor does the whole testimony of language history allow deriving an
eight-form set of pronoun words from a language with six or fewer
forms.
The case is made even stronger by considering those languages
that do have a dual system. Burling () has described one, Pa-
laung, with eleven forms for the eleven-member set; aside from that,
among the languages that Henderson has examined, only Cherokee
with ten pronoun words comes close (Eskimo, Sanskrit, and surpris-
ingly, Old English have nine forms). ASL, like Palaung, has forms for
Sign Language versus Spoken Language
the full set of logical terms, making derivation from spoken pronoun
systems to signed again seem most unlikely. In addition, ASL inflects
its basic forms to produce meanings that the surrounding language
must express by phrases; e.g. ‘‘all of you’’ versus ‘‘each one of you.’’
There is also evidence to be found in the language of young children
that pointing with hand and eye, though this hardly constitutes a sign
language, helps the child acquire the pronoun system in use by speak-
ers around him. Once more it seems unlikely that it is by knowing
how to produce grammatically the pronoun forms of a spoken lan-
guage that one learns how to point. In all this, the combination of
real-world deixis with ASL encoding of duality, inclusion and exclu-
sion, distribution, and grouping instead seems to record a continuous
survival of direct expression of important personal and linguistic dis-
tinctions made early in the history of language itself.
Conclusions
I have seen some parts of the film record of the early years of Was-
hoe’s life as many as a dozen times, and I still find one sequence most
compelling. In it, Washoe initiates a verbal interaction with Susan. It
begins slowly, and it must look to a non-signer exactly like real-
world deixis; but there is hesitation in Washoe’s actions that look as
if simple deixis is not the motivation. I will therefore use (capitalized)
ASL sign glosses in transcribing it, instead of calling the actions in the
film ‘‘pointing’’:
Washoe: . . . . . . . . . . . . . . . . . .
Susan: (Signs a question, ? or ?)
Washoe: (As replying to a request for fuller reference.) . . .
. . . S (sign on forehead). . . . . . . W (sign flicks
ear from behind).
Susan: . . . ?
Washoe: S . . . (Here Washoe turns her head
and body so that her gaze direction parallels the camera angle. We
see the wall pierced by window and door and Washoe looking
that way.) G- !
All through this sequence on film, which seems to last longer than
this transcript of it, Washoe’s manner shows a familiar agitation or
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Sign Language versus Spoken Language