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Environmental Research: Conny Karnes, Andrea Winquist, Kyle Steenland
Environmental Research: Conny Karnes, Andrea Winquist, Kyle Steenland
Environmental Research
journal homepage: www.elsevier.com/locate/envres
art ic l e i nf o a b s t r a c t
Article history: Background: Research suggests an increased type II diabetes mortality risk among workers occupation-
Received 20 May 2013 ally exposed to PFOA. However, a cross-sectional study of highly exposed Mid-Ohio Valley community
Received in revised form residents did not demonstrate an association between PFOA and type II diabetes.
8 October 2013
Objectives: We examined the relationship between exposure to PFOA over time and incidence of
Accepted 11 November 2013
Available online 2 December 2013
type II diabetes in a cohort of community residents and workers exposed to high levels of PFOA via
contaminated drinking water.
Keywords: Methods: Community residents and workers were interviewed in 2008–2011 to obtain medical history
C8 and other demographic information. Cumulative serum PFOA exposure estimates were calculated based
C8 Science Panel
on residence and occupation locations, and a history of plant emissions. We estimated the risk of
Diabetes
developing type II diabetes using Cox proportional hazard models, controlling for demographic
Perfluorooctanoic acid
characteristics and family history.
Results: Out of 32,254 survey respondents, there were 4434 cases of self-reported type II diabetes, of
which 4129 were validated through medical record review. In analyses based on validated type II
diabetes, there was no trend of increased risk with increased cumulative PFOA serum levels (HRs
compared to lowest exposure decile: 0.91 (95% CI: 0.76–1.08), 1.18 (95% CI: 0.99–1.40), 0.96 (95% CI: 0.81–
1.15), 1.04 (95% CI: 0.87–1.24), 1.11 (95% CI: 0.93–1.32), 1.06 (95% CI: 0.89–1.26), 1.00 (95% CI: 0.85–1.19),
1.03 (95% CI: 0.86–1.23), 1.01 (95% CI: 0.84–1.20)). There was no association between fasting glucose level
and cumulative serum levels of PFOA, after excluding diabetics.
Conclusions: We do not find an association between PFOA exposure and incidence of type II diabetes.
& 2013 Elsevier Inc. All rights reserved.
0013-9351/$ - see front matter & 2013 Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.envres.2013.11.003
C. Karnes et al. / Environmental Research 128 (2014) 78–83 79
highly contaminated from emissions from a nearby chemical plant Among the general U.S. population, analyses of subjects from
that used PFOA in the manufacture of Teflon (Steenland et al., NHANES did not find a relationship between PFOA levels and type
2009a). II diabetes (Melzer et al., 2010). However, prior literature has
In animal studies, PFOA has been associated with several adverse suggested that PFOA may be associated with risk factors related to
health outcomes including tumors and liver, immune, developmental, type II diabetes, including glucose homeostasis and metabolic
metabolic, and neurobehavioral toxicity (Post et al., 2012). The USEPA disorder (Lin et al., 2008). It has also been hypothesized that
has classified PFOA as ‘likely to be carcinogenic in humans’ and recent perfluouroalkyl acids may act as endocrine disrupters (White et al.,
evidence links PFOA exposure to kidney and testicular cancer (Barry 2011), which in turn may affect body weight (Newbold et al.,
et al., in press). Human studies conducted in various populations 2008). While initial studies of subjects from NHANES found no
(general public, communities with contaminated drinking water, and association between PFOA and body weight (Nelson et al., 2010),
workers) have demonstrated additional health effects of PFOA, includ- early life exposure to PFOA has been associated with body weight
ing elevated cholesterol (Nelson et al., 2010; Steenland et al., 2009b), in adulthood in several studies. One toxicological study found that
uric acid (Steenland et al., 2010), and liver enzymes (Lin et al., 2010); low-dose in utero exposure to PFOA was associated with higher
and thyroid disease (Melzer et al., 2010). Due to its ubiquity, body weight and increased insulin and leptin levels in female
persistence, toxicity, and associated health effects, the manufacture offspring mice, while age-matched mice exposed to PFOA only
and use of PFOA is presently being phased out by eight major during adulthood did not have an increase in body weight (Hines
manufacturers in a voluntary stewardship agreement with the USEPA. et al., 2009). In a prospective study of pregnant women,
High serum PFOA concentrations have been documented Halldorsson et al. (2012) found a similar effect, with a positive
among workers at a DuPont chemical plant in the mid-Ohio valley association between in utero exposure to PFOA and overweight at
where PFOA was used to produce Teflon and other products 20 years in female offspring.
(Steenland and Woskie, 2012). Studies of workers at this plant The current study is based on further interviews in 2008–2011
indicate increased risk of type II diabetes mortality among those of adult members of the original C8 Health Project, as well as
exposed to PFOA. One study examined a cohort of 6027 employees workers at the DuPont plant who did not participate in the C8
who ever worked at the plant in the years 1948–2002 (Leonard Health Project. The study features a large cohort with a wide range
et al., 2008). These workers showed a twofold increase in diabetes of PFOA exposure levels, and uses newly developed estimates of
mortality in comparison to other non-exposed regional DuPont serum levels over time. Cases of type II diabetes were validated by
workers, based on 22 diabetes deaths (SMR: 2.0, 1.2–3.0). A follow- medical record review. The current longitudinal analysis examines
up study through 2008 of the cohort found the same twofold the association between estimated serum PFOA levels over time
increase in diabetes mortality when compared to other regional and the incidence of type II diabetes.
workers (SMR: 1.9,1.4–2.6, 38 diabetes deaths, Steenland and
Woskie, 2012). However, these authors found no exposure-
response trend by quartile of estimated cumulative PFOA exposure 2. Methods
(SMRs: 1.8, 1.5, 2.3, 1.9 by increasing exposure quartile).
Similarly, a mortality analysis of workers at a 3M Company 2.1. Study participants
participants’ residential histories, drinking water sources and consumption rates, People with self-reported Type II diabetes that was not confirmed via medical
demographic information, and self-reported body weight. Details of the estimation record review were also excluded from the analysis. We also excluded people who
procedure have been previously described (Shin et al., 2011a,b). For participants self-reported diabetes during the C8 Health Project but did not self-report diabetes
who reported working at the DuPont plant (12% of the cohort), estimates also in 2008–2011.
incorporated assessments of occupational exposure (Woskie et al., 2012). The
estimated PFOA serum concentrations, excluding estimates for workers, were
2.4. Statistical analysis
evaluated for accuracy by comparison with measured serum PFOA concentrations
obtained in 2005–2006 during the original C8 Health Project. The Spearman’s rank
correlation coefficient for predicted values versus observed serum concentration in Proportional hazard regression models were used to examine the relationship
2005–2006, incorporating community and occupational estimates, was 0.71, based between validated incident type II diabetes and time-varying estimated serum
on 30,303 participants (Winquist et al., 2013). PFOA concentration. Time at risk in these retrospective models began at age 20 and
ended at time of diabetes diagnosis, death, or last survey response date. Models
included demographic or socioeconomic predictors and medical history variables
2.3. Outcome that were suspected a priori to be related to diabetes. Models were stratified by
birth year, and controlled for gender, race (white versus non-white), years of
The 2008–2011 surveys asked about demographic characteristics and medical schooling, time-varying smoking and alcohol use, BMI, and use of cholesterol- and
history. Participants were asked if they had ever been told by a doctor or other blood-pressure-lowering medications. Survival analyses were performed using
health professional that they had diabetes, and the age at which the disease was PROC PHREG in SAS 9.3 employing the start-stop method with age as the time
diagnosed. Participants who reported diabetes were asked whether it was type I or variable and the EXACT method for handling ties. All confidence intervals
type II diabetes. People reporting a diagnosis of diabetes were asked for consent for presented are at the 95% level.
review of their medical records for confirmation of the diagnosis. Additional Prospective models considered person-time since the C8 Health Project in
information about diabetes diagnoses and medical record validation was obtained 2005–2006; these models were run to assess the relationship between estimated
from the original C8 Health Project. PFOA concentrations at the time of the C8 Health project and any subsequent
Cases of ‘validated type II diabetes’ in our analysis include cases of diabetes of incidences of validated type II diabetes. The prospective analyses excluded
any type that were self-reported on the 2008–2011 surveys for which a specific participants with a diagnosis of diabetes before the time of the C8 Health project.
diagnosis of type II diabetes was confirmed by medical record review. If no medical Various serum exposure metrics were considered. To examine the effects of
record could be obtained or the medical record was insufficient to determine the lifetime exposure, we generated cumulative exposure estimates as the sum of all
presence or absence of diabetes, medical record validation from the C8 Health yearly serum concentration estimates for each participant from birth through a
Project was also used to confirm cases of type II diabetes self-reported in 2008– given year. Analyses used deciles of cumulative serum levels as our primary
2011. This led to the inclusion of a number of cases (n¼ 512) that were self-reported exposure metric. Deciles were calculated using the distribution of PFOA cumulative
in 2008–2011 and would not have otherwise been included. serum estimates of validated type II diabetes cases at the time of their diabetes
Analyses were restricted to validated cases. We excluded from the analysis any diagnosis. Analyses using deciles of cumulative exposure enabled us to assess the
people with confirmed cases of type I diabetes and people for whom no specific shape of the dose-response curve without making prior assumptions about the
type of diabetes was self-reported nor confirmed through medical record review. parametric form. We considered two tests for trend using both the untransformed
C. Karnes et al. / Environmental Research 128 (2014) 78–83 81
and natural log-transformed PFOA concentration estimates, and we assessed model Table 1
fit using Akaike’s information criterion (AIC). Characteristics of participants in overall cohort and participants with validated type
We conducted several kinds of sensitivity analysis. We considered cumulative II diabetes.
serum levels with a lag of 10 years to explore possible delayed effects of past
exposure. We also conducted separate analyses restricted to those who worked at Characteristic Total N (%) Validated type II diabetes
the DuPont plant to determine whether there was a different effect of exposure for
workers. In another sensitivity analysis (‘qualifying time analysis’), the time of Participants (n) 32,254 4129
follow-up started when the participant was first qualified for the C8 Health project
(i.e., the year in which they had at least one year of residence in a PFOA- Sex
contaminated water district or first worked at the plant). Any person-time before Male 14,894 (46.2) 2066 (50.0)
the participant qualified for the C8 Health project was excluded from the analysis. Female 17,360 (53.8) 2063 (50.0)
In another sensitivity analysis (‘above background’ analysis), we used all person- Age at final interview
time (as in our main analysis), but estimated PFOA serum concentrations over time 20–29 2616 (8.1) 15 (0.4)
without the addition of background exposure, so that exposure began at year of 30–39 4964 (15.4) 132 (3.2)
first exposure to contaminated water or work in the DuPont plant. 40–49 6400 (19.8) 437 (10.6)
In another sensitivity analysis, we restricted the cohort to those who partici- 50–59 7338 (22.8) 1004 (24.3)
pated in the C8 Health Project (94%), and included family history of diabetes 60–69 6096 (18.9) 1352 (32.7)
(collected in the C8 Health project but not the 2008–2011 surveys) as a covariate in 70–79 3483 (10.8) 915 (22.2)
the model (results not shown). While this variable was a strong predictor of 80–89 1166 (3.6) 243 (5.9)
diabetes, it did not act as a confounder and results for exposure-response were very 90–99 179 (0.55) 29 (0.7)
similar to those presented here. 100–110 12 (0.04) 2 (0.05)
Finally, as a secondary analysis, we examined the relationship between serum
PFOA concentration estimates and fasting serum glucose which was measured BMI category
during the C8 Health Project. This analysis was restricted to participants in the C8 Underweight ( o 18.5) 499 (1.6) 23 (0.6)
Health Project (94% of the cohort). A linear regression analysis was conducted using Normal (18.5–o 25) 8665 (26.9) 438 (10.6)
estimated cumulative serum PFOA concentration at the time of a person’s Overweight (25–o 30) 11,307 (35.1) 1125 (27.3)
participation in the C8 Health Project in relation to the outcome of fasting serum Obese ( Z 30) 11,751 (36.4) 2540 (61.6)
glucose measured at that same time. This analysis controlled for gender, race, age Race/ethnicitya
group, BMI, and family history of diabetes. Subjects who reported eating in the 6 h White 31,185 (97.6) 3992 (96.7)
before the blood draw or who self-reported any type of diabetes were excluded Non-white 774 (2.4) 137 (3.3)
from the analysis.
Educationb
Less than highschool 3063 (9.5) 609 (14.8)
Highschool or GED 12,971 (40.2) 1851 (44.8)
3. Results Some college 10,522 (32.6) 1244 (30.1)
Bachelor or higher 5694 (17.7) 425 (10.3)
3.1. Descriptive statistics Smoking at 1st interview
Smoked and did not quit 6923 (22.8) 660 (16.5)
There were 5141 cases of self-reported diabetes. Of these, 344 Smoked and quit 8478 (27.9) 1536 (38.4)
Never smoked 15,030 (49.4) 1809 (45.2)
participants self-reported type I diabetes, and 4434 self-reported
type II diabetes, while 363 reported diabetes without specifying a Cholesterol-lowering medications
Yes 9909 (30.7) 2682 (65.0)
type. There were 4129 validated cases of type II diabetes con-
No 22,345 (69.3) 1447 (35.0)
firmed through medical record review as described above (86% of
those reporting type II diabetes or diabetes without type speci- Blood-pressure-lowering medications
Yes 12,325 (38.21) 3060 (74.1)
fied). Table 1 presents summary statistics for the 32,254 partici- No 19,929 (61.8) 1069 (25.9)
pants and for those with validated type II diabetes.
Family history of type II diabetesc
Yes 9701 (31.9) 2250 (56.2)
3.2. Survival analyses No 20,730 (68.1) 1755 (43.8)
a
295 missing race/ethnicity information.
Table 2 presents the results of the retrospective survival b
4 missing education information.
analysis of validated type II diabetes in relation to cumulative c
Available for participants of the C8 Health Project survey (n¼ 30,431).
estimated serum PFOA concentration for exposure deciles. The
results do not show an association between estimated PFOA
exposure and type II diabetes. The hazard ratios (HRs) and 95%
CIs comparing higher deciles to the lowest decile (referent group) not shown). Models using self-reported cases found similar results
were: 0.91 (95% CI: 0.76–1.08), 1.18 (95% CI: 0.99–1.40), 0.96 (95% (results not shown). Analyses restricted to workers only had some
CI: 0.81–1.15), 1.04 (95% CI: 0.87–1.24), 1.11 (95% CI: 0.93–1.32), elevated HRs in upper quintiles (HRs and 95% CIs relative to lowest
1.06 (95% CI: 0.89–1.26), 1.00 (95% CI: 0.85–1.19), 1.03 (95% CI: quintile of PFOA exposure: 1.14 (95% CI: 0.53–2.47), 0.864 (0.41–1.83),
0.86–1.23), 1.01 (95% CI: 0.84–1.20), AIC ¼34,405.97. Trend tests 1.19 (0.56–2.54), 1.30 (0.61–2.80), AIC¼2940.42, 423 cases)), but
did not show an increase in hazard with increasing log cumulative neither trend tests for log cumulative serum level or untransformed
serum PFOA serum concentration (HR ¼1.00 per log unit of PFOA cumulative serum level were close to significance (p¼ 0.46, AIC¼
exposure (μg/mL), p¼ 0.84, AIC ¼ 34,405.75) or cumulative serum 2941.50 and p¼0.96, AIC¼ 2942.04).
PFOA serum concentration (HR¼1.00 per unit of PFOA exposure The median fasting serum glucose level for the cohort, excluding
(μg/mL), p¼ 0.60, AIC ¼34,405.50). diabetics, was 94.0 ng/mL (mean 95.5, standard deviation 14.1, range
Table 3 presents the results of the prospective analysis of 39–424 ng/mL). The results of a linear regression with the outcome of
confirmed new cases occurring after the C8 Health Project in fasting glucose in relation to deciles of cumulative estimated serum
2005–2006 for the overall cohort. There was no trend of increased PFOA concentration are presented in Table 4. There was no positive
risk of type II diabetes with increased cumulative PFOA exposure. association between fasting serum glucose and estimated cumulative
Analyses using exposures estimates lagged by 10 years and PFOA exposure (parameter estimates compared to the lowest decile as
sensitivity analyses beginning at year of first qualifying for the C8 the referent group: 0.0013 (p¼0.80), 0.0022 (p¼0.67), 0.0014
Health Project or without background exposure also failed to find an (p¼0.79), 0.0033 (p¼ 0.53), 0.0033 (p¼0.53), 0.0046 (p¼0.39),
association between PFOA exposure and diabetes incidence (results 0.0054 (p¼0.30), 0.0086 (p¼ 0.10), 0.0053 (p¼0.31), R2 ¼0.12).
82 C. Karnes et al. / Environmental Research 128 (2014) 78–83
PFOA exposure over time. We found no trend of increased risk of Lindstrom, A.B., Strynar, M.J., Libelo, E.L., 2011. Polyfluorinated compounds: past,
type II diabetes with increasing exposure to PFOA. present, and future. Environ. Sci. Technol. 45, 7954–7961.
Lundin, J., Alexander, B., Olsen, G., Church, T., 2009. Ammonium perfluorooctanoate
production and occupational mortality. Epidemiology 20, 921–928.
MacNeil, J., Steenland, N.K., Shankar, A., Ducatman, A., 2009. A cross-sectional
Acknowledgments analysis of type II diabetes in a community with exposure to perfluorooctanoic
acid (PFOA). Environ. Res. 109, 997–1003.
Melzer, D., Rice, N., Depledge, M.H., Henley, W.E., Galloway, T.S., 2010. Association
This work was supported by the C8 Class Action Settlement
between serum perfluorooctanoic acid (PFOA) and thyroid disease in the US
Agreement (Circuit Court of Wood County, West Virginia) between National Health and Nutrition Examination Survey. Environ. Health Perspect.
DuPont and Plaintiffs, which resulted from releases of the chemi- 118, 686–692.
cal perfluorooctanoic acid (PFOA, or C8) into drinking water. Funds McEwen, L.N., Kim, C., Haan, M., Ghosh, D., Lantz, P.M., Mangione, C.M., et al., 2006.
Diabetes reporting as a cause of death—results from the Translating Research
are administered by an agency that reports to the court. Our work
into Action for Diabetes (TRIAD) study. Diabetes Care 29, 247–253.
and conclusions are independent of either party to the lawsuit. Nelson, J.W., Hatch, E.E., Webster, T.F., 2010. Exposure to polyfluoroalkyl chemicals
and cholesterol, body weight, and insulin resistance in the general U.S.
population. Environ. Health Perspect. 188, 197–203.
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