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Transformation Specialist Chapter Preview
Transformation Specialist Chapter Preview
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About the Author | iii
Claire is always thinking about ways to improve physical fitness and nutri-
tion as a modality for improving mental health.
Unit Outline
Transformation Specialist
Introduction | 3
Transformation Specialist
UNIT 1
Stages of Change
6 | Unit 1
Unit Outline
1. The Stages of Change and How to Identify 3. Applied Skills for Each Stage of Change
Them 4. Summary
2. Assessing the Client
Stages of change model: The stages of change model also helps describe the different cog-
model that describes the
nitive processes that underlie behavior change. For example, in the
different cognitive processes
that underlie behavior early stages of change, people engage in more evaluative processes,
change. such as reconsidering their behaviors and raising their consciousness
level about the change they would like to make; whereas in the later
stages, people focus more on their commitment to the change, and
on environmental conditioning and their social support. Research by
Prochaska and colleagues showed that interventions to change behav-
Stage-matched ior are more effective if they are “stage-matched,” that is, “matched to
interventions:
interventions that are
each individual’s stage of change” (Prochaska & Velicer, 2009). Partic-
matched to each individual’s ularly in the field of weight loss, the stages of change model has been
stage of change. shown to be effective, with successful rates of change 10% or more
above control groups, which makes it the most effective model to date
(Johnson, et al., 2008). Much of the reason for this is that the stages
of change model focuses not only on matching the intervention to
Decision balance:
an assessment of the the stage of change, but also recognizes that the following factors are
advantages (the “pros”) necessary for people to change:
of changing against the
disadvantages (the “cons”). • An increased awareness of the decision balance, i.e., that the
Transformation Specialist
Stages of Change | 7
5. Social liberation: feeling supported socially in making a change. Social liberation: feeling
supported socially in making
6. Self-liberation: feeling confident in one’s ability to change and a change.
“liberated” from the negative effects of not changing. Self-liberation: feeling
confident in one’s ability to
7. Helping relationships: feeling supported by others in making a change and “liberated” from
change. the negative effects of not
changing.
8. Counter-conditioning: conditioning healthy behaviors and
Helping relationships:
replacing unhealthy ones.
feeling supported by others
9. Reinforcement management: associating positive rewards in making a change.
with healthy behaviors and reducing the rewards from unhealthy Counter-conditioning:
behaviors. conditioning healthy
behaviors and replacing
10. Stimulus control: learning to control environmental triggers to unhealthy ones.
promote healthy behavior, and to reduce unhealthy behavior. Reinforcement
management: associating
Particularly for understanding the “decisional balance,” the stages of positive rewards with healthy
behaviors and reducing
change model is helpful for describing how people in the early stages
rewards from unhealthy
of change often see the cons of changing as being greater than the behaviors.
pros, but as this balance shifts (with the pros being considered more Stimulus control: learning
strongly than the cons), a person moves toward more solid steps of to control environmental
triggers to promote healthy
change (Hall & Rossi, 2008). Further, this model also helps describe behavior and reduce
the role that self-efficacy plays in behavior change, namely that, as unhealthy behavior.
a person moves through the different stages of equally. Because of this, the decisional balance
change, their self-efficacy increases, which can (where they see the pros as being equal to the
predict a lasting change in behavior (Prochaska cons) can often cause a stalemate, with change
& Velicer, 2009). Let’s now take a look at the five behavior put off for some time. At this stage, a
stages of change. person may also have a high degree of ambiv-
alence, while their sense of self-efficacy is not
quite developed. People at this stage will often
The Stages of Change say things like, “I know I will feel better if I
and How to Identify lose weight, but I just don’t know if I can”, or,
Them “I know I will be happier if I start working out,
but I’m not sure I can fit it in.”
Stage 1: Precontemplation (Not
Ready) Stage 3: Preparation (Ready)
People at this stage are often either unaware People in the preparation stage see the pros as
of the risks of their behavior, or they mentally being greater than the cons, meaning that the
minimize the concern of others about the risks. decisional balance has shifted in favor of change
For this reason, clients will often say things like, and they are now ready to take action. In this
“I don’t see anything wrong with what I do, but stage, people will often begin to plan out and
I guess my wife wanted me to come here,” or, “I initiate small steps toward making the change;
think I’m fine, but my doctor said I should see however, they will usually still experience some
you.” Statements such as these indicate that the doubt about their success as their sense of
person is in the precontemplation stage and has self-efficacy is still low. For this reason, this stage
not thought much about making the change, is characterized by thinking about and planning
and does not have any concrete plans to start change in preparation for taking action. Here,
a new healthy behavior in the near future (i.e., people will often say things like, “I am going to
within the next 6 months). Further, those in the start working out three times a week, starting
precontemplation stage have a decisional bal- from next week, but I’m still not sure how I will
ance that doesn’t support change (they see more fit everything in,” or, “I am planning to eat low-
cons than pros), and may not feel a high sense carb from here on out, but I don’t know what I
of self-efficacy about making a change. will order when I eat out with friends.”
Transformation Specialist
Stages of Change | 9
They may say things like, “I’m feeling really • How would you describe the benefits of mak-
confident with my weight now, so I’m won- ing a change?
dering if I can start eating some of the things • How would you describe the costs of making
I used to really like,” or, “I thought that maybe the change?
because I’ve been doing so well in my exercise, I
• At this point, do the benefits outweigh the
could take a few days off.” costs?
Now that you are familiar with the characteris- • On a scale of 1–10, how confident are you in
tics of each stage, the language your clients may your ability to make the change?
use, and the decisional balance and self-efficacy • On a scale of 1–10, how strong are the factors
they may experience, let’s take a look at how to that could derail your change?
assess which stage your clients are in.
• At this point have you made any plans to
change?
The way in which your clients answer these questions will help you
better understand their thoughts about changing their behavior, and
more importantly help you identify their stage of change. In terms
of knowing just which stage they may be in, here are some import-
ant descriptors:
Precontemplation
stage: characterized by an
Precontemplation (Not Ready)
unawareness of the risks of a The hallmark of a precontemplator is someone who underestimates
behavior, or a minimization
of the concern of others the pros of changing, overestimate the cons, and is often in denial
about the risks. about this misperception.
Contemplation stage:
characterized by a high
Contemplation (Getting Ready)
degree of ambivalence in the Someone in the contemplation stage is more aware of the pros of
contemplation stage, and
where the decisional balance changing and the risks of not changing; however at this point, the
is at a deadlock. pros and cons often receive equal weight, which can lead to a high
level of ambivalence about the change.
Preparation stage:
characterized by a readiness
Preparation (Ready)
to take action, and an The preparation stage is characterized by a person who is ready to
understanding of the pros as
being greater than the cons, start taking action within the next 30 days. Often, people in this
meaning that the decisional stage will speak about their plans to change, and tell their friends
balance has shifted in favor
of change.
and family that they want to change their behavior.
Transformation Specialist
Stages of Change | 11
been made more than six months ago, and they can take that would raise their confidence.
where their new behavior has begun to develop Also, a discussion about the obstacles to change
more consistency, people in this stage may still can help reduce any self-doubt your clients
continue to experience urges—especially in may feel about external events that may deter
stressful situations. change. Questions such as, “What might get in
the way of change? What seems to be making
Now that you are familiar with each of the stag-
change difficult?” can help your clients reduce
es and how to identify them, let’s take a look at
the power these things have over them, and
how to work with a client in each stage.
help them see that change may not be as costly
(or have as many cons) as they initially thought.
Applied Skills for Each Lastly, people at this stage can be helped with
Stage of Change encouragement about their ability to change.
self-efficacy. You can do this by asking ques- have trouble maintaining change, or art risk of
tions like, “Can you describe a time in the past relapsing to unhealthy behaviors, and make a
when you were able to make a positive change? plan for how to navigate these situations.
Describe other challenges that you have been
able to overcome? How did you manage those Stage 4: Action
changes?” Lastly, in this stage, it can be helpful
to have your clients make a list of their skills As the action stage is characterized by change
that will help them make a change. that is very new (i.e., within the last six
months), people at this stage have increased
levels of self-efficacy, and now see the benefits
Stage 3: Preparation (Ready) of changing as much greater than not changing;
Once in the preparation stage, the decisional however, in this stage, the novelty of the change
balance has shifted toward change, and cli- has worn off. For this reason, focusing on
ents are ready to start taking action. However, commitment strategies (which we will discuss
because their sense of self-efficacy about the in a later section) to maintain the change can
change has not been formulated yet, efforts to be useful in overcoming the urge to slip back to
raise their self-efficacy can be especially help- unhealthy behavior. To do this, you can teach
ful in this stage. In particular, addressing the your clients techniques that utilize incentives
fears associated with failing can help mitigate and penalties to maintain change. Focusing on
self-doubt. Questions such as, “What is your strategies like avoiding the unhealthy section
attitude toward failing? Can you learn from of the grocery store, removing unhealthy food
failing? Does failing mean that you cannot try from the home, using text reminders of the
again? “If your fail one time at making this benefits of an activity while performing it, and
change, does that mean you have failed alto- increasing awareness of the positive feelings
gether and cannot start again?” can help your associated with exercise will help maintain
clients begin to reframe any potential failure your clients motivation toward change. Lastly,
as a normal part of the learning process—and incorporating the three drivers of motivation
one that they can learn from. Additionally, as (which we will discuss in detail in the section
self-efficacy is highly linked to feeling support- on motivation), namely autonomy, mastery,
ed and believed in, efforts to help build your cli- and purpose, into your clients programs can
ents’ social support networks can be effective in enhance their motivation. To do this, questions
raising their confidence levels. To do this, you such as, “In what ways do you feel more confi-
can have your clients make a list of their sup- dent now that you have changed? What do you
porters and get your clients to inform them of feel like you are really getting good at? What
their goals and ways in which they can support steps have you taken on your own (or come
them in making changes. Lastly, to overcome up with) to help keep your change going? Can
fears about not being able to maintain change, you describe any underlying or deeper reason
it can be helpful to address situations where for this change?” can help increase your clients
your clients are likely to give in to impulses,
Transformation Specialist
Stages of Change | 13
awareness of their sense of mastery, autonomy, in a positive way? What are three things you
and purpose in changing their behavior. can do to respond to stress in a positive way (as
opposed to reacting in a way that might hurt
Stage 5: Maintenance yourself or others)? What skills do you have
that help you deal with stress? What skills can
Once in the maintenance stage, there is greater you learn to help you better manage stress?” can
consistency in behavior as people now feel a help your clients face stressful situations with-
greater level of confidence in their ability, have out relapsing to unhealthy behavior. Lastly, in
overcome some obstacles on the path toward maintaining change, it can be especially help-
change, and have also experienced some ben- ful to help your clients engage ongoing social
efits associated with change. However, in this support for making changes. To do this, you
stage, stressful situations can pose a risk for can ask the following questions: “Who most
relapse to unhealthy behavior. For this reason, supports you in your healthy behavior? Who
addressing any stressors (or stressful situa- motivates you to continue being healthy? Who
tions) can help your clients develop a strategy do you (or can you) share your healthy experi-
for how to manage stress in a positive way. ences with? Are there any accomplishments you
Questions such as, “Who can you turn to for would like to take on now that you are healthier
support when in a stressful situation? What is (such as running a marathon, doing a bike ride,
your attitude toward stress? Can stress be used or learning a new sport)?”
Summary
While personal trainers are equipped to help different stages of change they are in, utilize ef-
clients in a variety of ways, arguably the most fective techniques to create and sustain motiva-
needed way in which clients can be helped is tion, and can offer powerful strategies to boost
through behavioral modification. However, mood, fortify change efforts, and invite optimal
for most trainers, the information, techniques, experience. All of this begins with a thorough
and skills needed to create a lasting behavioral understanding of the stages of change model,
change are missing. However, when trainers and the ability to accurately assess a client’s
begin with a solid understanding of behavioral stage of change and then utilize strategies that
change, they are equipped to meet clients at the are specific for that stage.