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Is Cass's Model of Homosexual Identity Formation Relevant To Today's Society?
Is Cass's Model of Homosexual Identity Formation Relevant To Today's Society?
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To cite this article: Donna Ann Kenneady MA & Sara B. Oswalt MPH PhD (2014) Is Cass's Model of
Homosexual Identity Formation Relevant to Today's Society?, American Journal of Sexuality Education,
9:2, 229-246, DOI: 10.1080/15546128.2014.900465
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American Journal of Sexuality Education, 9:229–246, 2014
Copyright © Taylor & Francis Group, LLC
ISSN: 1554-6128 print / 1554-6136 online
DOI: 10.1080/15546128.2014.900465
INTRODUCTION
Dr. Vivienne Cass, a psychologist in the late 1970s at the Western Australian
Health Department, listened to her gay male and lesbian clients talk about
their identity and noticed that their experiences had consistency. As a re-
sult, she developed the Homosexual Identity Formation Model (Cass, 1979),
which continues to be one of the most cited models of gay and lesbian iden-
tity development (Savin-Williams, 2011). In this article, we briefly review the
six stages of Cass’s Homosexual Identity Formation Model, illustrate support
and critiques for Cass’s Model, and determine how today’s culture coordi-
nates with this model and sexuality education efforts.
Many consider Cass’s work to affect psychological practices, but her
work extends its influence to sexuality education books and curricula. One
229
230 D. A. Kenneady and S. B. Oswalt
such example is safe space programs. Trainings for ally or safe space pro-
grams (programs designed to create a “safe” space for nonheterosexuals)
often utilize Cass’s model as a way to familiarize participants with the de-
velopment process of gay males, lesbians, and bisexual individuals. In fact,
the Human Rights Campaign resource page on how to develop an ally or
safe space program lists the work of Vivienne Cass as an example of a
sexual identity model to include in such training programs (Human Rights
Campaign, 2014).
There is inconsistency and variety in language related to sexual identity
in the literature (e.g., gay men, gay males, gay people). For this article, we
will use the terms gay male, lesbian, and nonheterosexual. Likewise, some
terminology that is no longer common, such as homosexuality, is used if
that language is the wording of the original source. On another note, Cass’s
model, and as a result this article, focus on the development of sexual orien-
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tation and not gender identity. We acknowledge that some theorists believe
the development of gender identity and sexual orientation are intrinsically
intersected, but the focus on the Cass model limits the ability of this commen-
tary to explore this connection. Likewise, a separate examination of gender
identity development and issues relating to transgender and gender fluidity
are beyond the scope of the article.
Documentation of gay male and lesbian identity development did not begin
until the late 1960s and early 1970s. In 1979, Cass published Homosexual
Identity Formation: A Theoretical Model, which presented a six-stage model
based upon individuals’ perceptions of their own behavior and actions within
the Western culture’s viewpoint. At that time, few empirical studies had been
conducted on how an individual developed a gay or lesbian identity. Cass’s
model was based upon the assumptions that identity is achieved through a
developmental process and interactions that occur between the individual
and the environment (Cass, 1979). The process by which the stages were
characterized are (a) an acceptance of the label gay or lesbian; (b) a positive
attitude of one’s self-identity; (c) a desire for disclosure of one’s identity; and
(d) more frequent and personalized direct contact with other gay males or
lesbians (Cass, 1984).
Cass (1979) stated all people move through stages in a certain order
to gain a self-identity and move to a fully integrated self. The Homosexual
Identity Formation Model commences when males and females acknowledge
to themselves that their behavior is congruent with being a gay male or
lesbian (Cass, 1990). Foreclosure, when the individual decides to stop the
process of moving through the stages, can occur at any stage (Cass, 1979).
Based on her initial research, Cass created six stages (Cass, 1979) but later
Is Cass Relevant to Today’s Society? 231
determined that the six stages could be condensed to four (Cass, 1984), and
after further research Cass (1996) included a Prestage 1.
the dominant heterosexual norm and question that behavior as being that of
a lesbian or gay male (Cass, 1990). There is a disconnect between previously
considering oneself as a heterosexual and the current perception of oneself
(Cass, 1979).
The Homosexual Identity Formation Model is the most cited of the existing
models for gay male and lesbian identity development and has formed a
solid foundation for much subsequent work related to sexual identity forma-
tion. When considering different models of traditional sexual development
theories, Cass is known for being the first to include both gay males and les-
bians (Edwards & Brooks, 1999), which is unique as most other researchers
focused only on the experiences of gay males (Levine, 1997). In addition,
Cass’s “developmental process” (Rowen & Malcolm, 2003, p. 78) expansively
includes cognitive, affective, and behavioral components for both gay males
and lesbians (McCarn & Fassinger, 1996), whereas other researchers do not.
Several researchers incorporated Cass’s developmental stage model (e.g.,
Is Cass Relevant to Today’s Society? 233
Coleman, 1982; Martin, 1991; Minton & McDonald, 1984; Troiden, 1989);
however, Cass’s 1984 study with 178 participants is the most well-known
research demonstrating validity for the model. Cass acknowledged a linear
model was supported, although there were no definitive boundaries between
stages 1 and 2 and between stages 5 and 6 (Degges-White, Rice, & Myers,
2000) indicating a four-stage model may be more accurate.
Other researchers also tested Cass’s Homosexual Identity Formation
Model. Brady and Busse (1994) administered the Gay Identity Questionnaire
(GIQ), a questionnaire based on the Homosexual Identity Formation model,
to 225 male participants. Instead of discovering a linear model, Brady and
Busse discovered a two-stage model. Stage one consisted of Cass’s stages 1
through 3, while stage 2 consisted of Cass’s stages 4 through 6. The main
difference between stages 1 and 2 was that in stage 2 the individual had
a coherent self-identity and a sense of belonging as a gay male (Brady &
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Busse).
Levine (1997) examined the Cass model using lesbians. His results
showed females in stage 5 had lower self-esteem than females in stages
4 and 6. Levine’s stage 5 had significantly younger participants than in Cass’s
(1984) stages 4 and 6, which may account for this difference. Unfortunately,
Levine’s (1997) research had primarily White participants who were required
to “tentatively” self-identify as lesbian. This self-selection resulted in a non-
random and highly skewed sample, and as a result there were only nine
participants in the first three stages. Consequently, the study then actually
assessed late identity development rather than a full developmental process.
These limitations leave less room for generalization of the model to the
whole population (Adams & Phillips, 2009; Eliason, 1996).
In 1984, Cass studied people who self-identified as a gay male or les-
bian ranging in age from adolescence to adulthood. Van de Meerendonk and
Probst (2004) adapted Cass’s model but only utilized the latter four stages
with an adult sexual minority population. This revision was deemed nec-
essary because the first two stages were considered more relevant for ado-
lescent populations when the person is discovering oneself. The findings of
Van de Meerendonk and Probst’s study did not support the Cass model; they
found a sexual identity formation manifested around a two-phase process
that was less likely to revisit previous stages (Van de Meerendonk & Probst).
most of the 197 women who entered their study began a relationship with
another woman after experiencing a period of questioning of their sexuality.
Self-labeling varied among the women and often occurred before the indi-
vidual was aware of the incongruency between self and the heterosexual
community and the resulting minority status (Chapman & Brannock). These
findings support the idea of prestage 1 in Cass’s model.
Plummer (1975) asserted that isolation can be caused by feelings or
acting differently from peer groups, and Walters and Simoni’s (1993) work
supported this idea and how it relates to Cass’s stage 1. Working with 96
gay males and lesbians, they examined the connection of self-esteem with
sexual identity development and found those in later stages of identity devel-
opment showed higher self-esteem. Distress in gay identity can be formed by
the social environment, homophobia (defined as “personal and institutional
prejudice against lesbians and gay men”) (Herek, 1988, p. 453) in society,
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Since the creation of Cass’s model, there have been many critiques of the
model and also development of other models related to sexual identity for-
mation. Some of these models focus on biological theories, stage theories,
life span models, and sexual identities beyond homosexual and heterosexual
(Edwards & Brooks, 1999). Some of the models address youth and others ad-
dress ethnicity, but they all consider sexuality as it relates to the intersection
of the individual and society (Edwards & Brooks); this critical component
was introduced by and is central to the Homosexual Identity Formation
Model.
Is Cass Relevant to Today’s Society? 235
2011).
It is important for educators to not make assumptions based on Cass
and to understand how the process may differ for a non-heterosexual who
identifies as something other than a gay male or lesbian. For example, in
some geographical areas, there is not an active and visible bisexual commu-
nity. If educators are working with students and refer them to local gay and
lesbian resources (because according to Cass’s model, they need to become
familiar and integrate) but there is a lack of acceptance and connection, the
result may not be as positive as the educator envisioned.
development into gay male and lesbian identities. However, the fourth
limitation of this model is that it does not accurately reflect or consider
the identity development of some ethnicities (Chun & Singh, 2010) and the
majority of research related to identity development was conducted with
White middle-class men (Rowen & Malcolm, 2003).
Adams and Phillips (2009) studied the experiences of gay males and
lesbians of Native American descent and found racism in the two-spirit
(Native American and First Nation members who express gender variance
possibly by the person having both masculine and feminine spirits) les-
bian and gay people which affects their ability to progress through the
stages as developed by Cass. Other research has shown differences in iden-
tity development formation which, while not directly using Cass’s model,
also relate to the stages of the Homosexual Identity Formation model.
For example, Rosario, Schrimshaw, and Hunter (2004), in a comparison
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study of Black, Latino and White youths, found that Black youths reported
less involvement in gay-related social activities, reported less comfort with
others knowing their sexual identity, and disclosed that identity to fewer
people than did White youths. Interestingly, the groups did not differ in
terms of when their identity as a gay male, lesbian, or bisexual individual
coalesced.
In many instances, racial identity (e.g., Cross, 1995; Helms, 1990, 1992,
1995) and ethnic identity (Phinney, 1990, 1992) received the primary focus in
the development of socially constructed identities (Jones & McEwen, 2000)
and some evidence exists that this identity—compared with their sexual
identity—will predict life satisfaction (Crawford, Allison, Zamboni, & Soto,
2002). People who have multiple identities—for instance, a person who is
female, black, and a lesbian—often encounter more challenges regarding
identity development (McCarn & Fassinger, 1996) since the identities may be
in conflict. Integration of an ethnic and sexual minority identity is positively
correlated with having higher levels of self-esteem and self-efficacy, greater
levels of life satisfaction, lower levels of psychological distress, and stronger
social support networks (Crawford et al., 2002). Cass’s model does not ad-
dress dual identity development. Morales (1989) proposed a five-stage dual
identity model for visible racial/ethnic gay males and lesbians to consolidate
their dual identities (McCarn & Fassinger, 1996), but its support in research
is limited.
Unfortunately, there are few studies that provide empirical support for
development models addressing the intersection of ethnic identity and sex-
ual identity. Jamil, Harper, and Fernandez (2009) found that ethnic identity
and sexual identity happen concurrently but also independently with no
influence on the other identity formation. More recently developed models
(e.g., Abes, Jones, & McEwen, 2007; Jones & McEwen, 2000; King, 2011;
Sim Chun & Singh, 2010) provide promising conceptual ideas that warrant
further research to determine if they can be empirically supported.
238 D. A. Kenneady and S. B. Oswalt
Evans, Forney, and Guido-DiBrito (1998) stated there are some essential
problems applying Cass’s model for youth today: it is based historically on
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1970s context, little testing of Cass’s model has been done until the present
time, and the participants of Cass’s early research were White gay males.
Fricke (2010) stated further studies should include “transgender individuals,
people of color, and individuals with multiple intersecting identities” (p. 44).
While the authors acknowledge that there are limitations to the Cass Model,
professional and personal experiences of the authors indicate that the model
resonates with older individuals and may still be applicable to some youth
depending on their circumstances.
Cass (1979) first introduced her model over three decades ago, but the
evolving culture is one that still exhibits discrimination against nonhetero-
sexuals. Gay males and lesbians still face discrimination in employment,
housing, and health care (Winfeld, 2005). There is no federal law that ex-
plicitly provides protection for individuals based on sexual orientation; in-
dividuals can allege discrimination based on sex-stereotyping which may
provide workplace protection (U.S. Equal Employment Opportunity Com-
mission, n.d.).
From a legal perspective, marriage equality is changing in the United
States based on the repeal of the Defense of Marriage Act and the number
of states that allow same sex marriage; however, the daily interactions one
may face may not be supportive. In fact, more than 90% of nonheterosexual
people feel that society is more accepting today, but over half still believe
that discrimination exists. From the same survey, 30% report being physically
attacked or threatened; 29% report being made to feel unwelcome in a place
of worship; one in five report unfair treatment by an employer; almost six in
ten have been the target of slurs or jokes; and almost 40% have experienced
rejection by a family member or close friend because of their sexual orien-
tation or gender identity at some point in their lives (Pew Research Center,
2013). This discrimination is especially true for individuals living in some
rural and/or conservative areas of the country that have demonstrated more
negative attitudes toward sexual minorities (Herek, 2002). For example,
Is Cass Relevant to Today’s Society? 239
Another way the Cass model may still be applicable is the “coming-
out” process. For many youth even today, the coming-out process is still
very similar to Cass’s model. Leaving behind a heterosexual identity and
developing a gay male, lesbian, or bisexual identity is a major challenge.
Parrish and Frieden (2008) found that gay males often faced a struggle or a
longing to connect with loved ones from the past who were unsupportive.
They also had a desire to protect oneself from consequences that could be
considered negative. In fact, only six in ten nonheterosexuals had told one
or both parents about their sexual orientation, but most had told individuals
they considered most important in their lives (Pew Research Center, 2013).
These issues related to coming out arise from difficulties with self-acceptance
in a society that often does not support sexual minorities. Another conflict
within the individual is called “dual cultural identity” where there is turmoil
within the individual because the majority society and the minority society
collide (Parrish & Frieden, p. 39).
On the other hand, some research has shown that some females did not
experience a negative identity as a lesbian because they were exposed to a
supportive environment before self-acceptance (Cox & Gallois, 1996). Simi-
larly, the end result of identifying as a lesbian or gay male may be different
among today’s youth because, as Savin-Williams (2011, p. 673) states, “the
distinctive aspects of growing up as lesbian or gay have greatly diminished
as the current cohort of youth has increasingly accepted sexual diversity
as normative, acceptable, and even desirable.” Previous research indicates
that older cohorts have more negative attitudes toward sexual minorities
(Herek, 2002; Herek & Gonzalez-Rivera, 2006) and that as these cohorts
are replaced, more positive attitudes supporting equality emerge especially
related to same-sex marriage (Baunach, 2011).
In addition, youth and emerging adults seem to be less likely to choose
one of the traditional labels of gay male and lesbian (or even bisexual).
A variety of research with youth and emerging adults provides evidence
240 D. A. Kenneady and S. B. Oswalt
and provide information about quality online resources. Education for youth
about online etiquette, including safety measures, and how to critically look
at a website to determine its quality is also warranted. The plethora of in-
formation and materials online can be overwhelming, and the potential for
websites to contain misinformation and/or opportunities for exploitation is
high without guidance or direction.
Similarly, nonprofit organizations, support groups, and school and uni-
versity departments that provide services to sexual minorities need to ex-
amine how the legacy of the Cass model is potentially influencing their
approach to programs and outreach. Is the continuum of gay/lesbian to
heterosexual (including bisexual) relevant to your participants? Or are you
excluding individuals as your organization’s name may not include indi-
viduals whose sexual identity or orientation does not fit neatly into those
traditional categories?
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