ISFDirectory2020ONLINE 4

Global Directory of
Securities Lending & Repo 2020

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Contents
ASSOCIATIONS 5 EMEA SECTION 149
SOFTWARE / SERVICE PROVIDERS 7 BELGIUM 152
TRI-PARTY AGENTS 32 CYPRUS 154
DENMARK 154
AMERICAS SECTION 41 FINLAND 155
BAHAMAS 42 FRANCE 156
BARBADOS 42 GERMANY 167
BRAZIL 43 IRELAND 172
CANADA 44 ITALY 176
MEXICO 57 LUXEMBOURG 177
PERU 57 NETHERLANDS 182
UNITED STATES 58 NORWAY 185
SOUTH AFRICA 186
ASIA-PACIFIC SECTION 103 SPAIN 194
AUSTRALIA 104 SWEDEN 197
CHINA 113 SWITZERLAND 198
HONG KONG 115 UNITED ARAB EMIRATES 209
JAPAN 134 UNITED KINGDOM 211
SINGAPORE 143
SOUTH KOREA 147 INDEX BY COMPANY 260
ASSOCIATIONS5
AMERICAS41 ASIA-PACIFIC103 EMEA149
SOFTWARE
SERVICE PROVIDERS 7
TRI-PARTY AGENTS 32
Global Directory of Securities Lending & Repo 2020
3
Associations
Software / Service Providers
Tri-Party Agents
Associations5
Software / Service Providers Americas 7 | Asia-Pacific 15 | EMEA 19
Tri-Party Agents Americas 32 | Asia-Pacific 34 | EMEA 37
4
ASSOCIATIONS
ASSOCIATIONS International Securities Lending

Association (ISLA)
Canadian Securities Lending 75 King William Street,
Association (CASLA) London EC4N 7BE, United Kingdom
Tel: +44 203 786 2374
200 Bay Street – 2nd Floor, North Tower, Email: admin@isla.co.uk
Toronto, M5J 2W7, Canada www.isla.co.uk
Email: info@canseclend.com
www.canseclend.com Type of firm
Trade Association
President
Donato D’Eramo CEO
donato.deramo@rbc.com Andrew Dyson
+1 416 955 5500 andrew.dyson@isla.co.uk
+44 203 786 2365
Coordinator
Mary Jane Schuessler
Pan-Asian Securities Lending
MaryJane.Schuessler@bmo.com
+1 416 359 4493 Association (PASLA)
Post Office Box 6383,
International Capital Market General Post Office, Central, Hong Kong
Association (ICMA) Limited Email: info@paslaonline.com
www.paslaonline.com
23 College Hill, London EC4R 2RP, United Kingdom
Tel: +44 20 7213 0310 Type of firm
Email: info@icmagroup.org Industry Association
Senior Director, Market Practice Chairman

and Regulatory Policy Stuart Jones
Andy Hill chairman@paslaonline.com
andy.hill@icmagroup.org Communications Officer
+44 20 7213 0335 Paul Solway
Director, Market Practice and Regulatory Policy Communications.officer@paslaonline.com
Alexander Westphal Treasurer
Alexander.westphal@icmagroup.org Jason Wells
+44 20 7213 0333 info@paslaonline.com
Company Secretary
Zubair Nizami
info@paslaonline.com
5
ASSOCIATIONS
RMA Associate Manager

Kimberly Collins, CMP
1801 Market Street, Ste 300, Kcollins@rmahq.org
Philadelphia, PA 19103, United States +1 215 446 4021
+1 215 446 4000
customers@rmahq.org
www.rmahq.org South African Securities Lending
Association
RMA’s Committee on Securities Lending was formed
in 1983. In its early years, it embarked on a series of P O Box 331 Cresta, 2118 South Africa
educational programs designed to enhance the profes- www.sasla.co.za
sionalism of bankers engaged in securities lending. The Chair
following programs have been developed by SL profes- Jean Turner, Investec
sionals to reflect the latest issues in the industry: jean.turner@investec.co.za
• Introduction to Securities Lending +27 11 286 7181
• Advanced Topics in Securities Lending
• Understanding Collateral Management
RMA also serves the securities lending industry by
organizing networking and peer sharing events for
industry professionals to discuss the latest challenges
in the market:
Round Tables
• Securities Lending Institutional Contacts’ Round
Table
• Securities Lending Operations and Technology Man-
gers’ Round Table
Two Major Conferences
• RMA Conference on Securities Finance and Col-
lateral Management
• RMA & PASLA Conference on Asian Securities
Lending, jointly sponsored by RMA and the Pan
Asian Securities Lending Association (PASLA) based
in Hong Kong.
Survey: The RMA Securities Lending Council and its
member institutions have developed an aggregate
composite survey that measures various performance
indicators within the securities lending marketplace.
The Council maintains an active dialogue and helps to
coordinate industry initiatives with other associations,
including The Securities Industry Financial Markets
Association’s (SIFMA) Securities Lending Division,
International Securities Lending Association (ISLA), and
Pan Asian Securities Lending Association (PASLA).
The Council also discusses industry issues with regula
tors in the U.S. and internationally. As a professional as
sociation with extensive contacts in the industry, RMA
regularly facilitates meetings with senior level officials
of regulatory agencies.
Director, Securities Lending
Fran Garritt
Fgarritt@rmahq.org
+1 215 446 4122
6
SOFTWARE / SERVICE PROVIDERS
Americas
SOFTWARE / SERVICE PROVIDERS BondLend

Americas 225 Liberty Street, 10th Floor,
Suite 1020, New York, NY 10281, United States
Tel: +1 212 901 2200
B3 bondlend.com
Praça Antonio Prado 48, São Paulo, Brazil
Type of firm
Tel: +55 11 2565 7638
BondLend is the fixed income division of EquiLend, a
www.b3.com.br
global financial technology firm offering trading, post-
Type of firm trade, market data, regulatory and clearing services for
Exchange the securities finance, collateral and swaps industries
Chief Representative Officer - US & APAC Other offices

Jose Manoel Ometo • 575 Fifth Ave., 21st Floor, New York, NY 10017.
jose.ometo@b3.com.br • 33 Arch Street, 17th Floor, Boston, MA 02111.
+55 11 2565 6589 • The Exchange Tower, 130 King Street, Suite 1800,
P.O. 427, Toronto, ON M5X 1E3.
Senior Analyst • 36th Floor, One Canada Square, London E14 5AA
Ana Nunes • Marunouchi Kitaguchi Building 10F, 1-6-5 Marunouchi
ana.nunes@b3.com.br Chiyoda-ku, Tokyo.
+55 11 2565 5546 • South Point, Harmony Row, Dublin, D2, Ireland.
• Suite 1603, 16th Floor, Central Tower, 28 Queens
BOLSA DE VALORES DE LIMA S.A.A. Road Central, Central, Hong Kong.
Pasaje Acuña 106. Cercado de Lima. L01. Perú Managing Director, Global Head of Sales & CRM
Tel: +51 1 619 3333 Dan Dougherty
www.bvl.com.pe dan.dougherty@equilend.com
+1 212 901 2248
Chief Executive Officer
Francis Stenning Managing Director, Global Head of Product
Fatima@bvl.com.pe Paul Lynch
+51 1 619 3333 x 2225 paul.lynch@equilend.com
+1 212 901 2281
Chief Business Development Officer
Miguel A. Zapatero
mzapatero@bvl.com.pe Broadridge Financial Solutions
+51 1 619 3333 x 2120 5 Dakota Dr, New Hyde Park,
Legal Counsel NY 11042, United States
Magaly Martinez Tel: +1 201 714 3039
mmarti@cavali.com.pe www.broadridge.com
+51 1 619 3333 x 2225 Type of firm
Software/Service Provider (ISV)
Vice President, Sales
Mike Airey
Mike.Airey@broadridge.com
+1 201 714 3039
7
Americas
Calypso Technology DataLend

99 Park Avenue, Suite 930, New York, 225 Liberty Street, 10th Floor, Suite 1020,
NY 10016 - USA, United States New York, NY 10281, United States
Tel: +1 212 905 0700 Tel: +1 212 901 2200
Email: marketing@calypso.com datalend.com
www.calypso.com
Type of firm
Type of firm DataLend is the securities finance market data division
Software Vendor of EquiLend. DataLend tracks daily market movements
and provides analytics across more than 52,000 unique
Inside Sales Representative
securities in the $2.2 trillion securities finance market.
Natalia Pothika
natalia_potikha@calypso.com Other offices
+1 212 905 0732 • 575 Fifth Ave., 21st Floor, New York, NY 10017
• 33 Arch Street, 17th Floor, Boston, MA 02111
CloudMargin • The Exchange Tower, 130 King Street, Suite 1800,
P.O. 427, Toronto, ON M5X 1E3
12 East 49th Street, 11th Floor, • 36th Floor, One Canada Square, London E14 5AA
New York, NY 10017, United States • Marunouchi Kitaguchi Building 10F, 1-6-5 Marunouchi
Tel: +1 646 891 4044 Chiyoda-ku, Tokyo South Point, Harmony Row,
Email: info@cloudmargin.com Dublin, D2, Ireland
cloudmargin.com • Suite 1603, 16th Floor, Central Tower, 28 Queens
Road Central, Central, Hong Kong;
Type of firm
Financial Technology Supplier Managing Director, Global Head of Sales & CRM
Dan Dougherty
Head of Business Development, Americas
dan.dougherty@equilend.com
Armando Hernandez
+1 212 901 2248
armando.hernandez@cloudmargin.com
+1 646 891 4044 Managing Director, Global Head of Product
Paul Lynch
Convergence, Inc. paul.lynch@equilend.com
+1 212 901 2281
50 Washington Street, Suite 905,
South Norwalk, CT 06854, United States
Tel: +1 203 956 4824
Debevoise & Plimpton
919 Third Avenue, New York,
Type of firm
NY 10022, United States
Data, research, and analytics provider
Tel: +1 212 909 6566
President Email: gjlyons@debevoise.com
George Evans www.debevoise.com
gevans@convergenceinc.com
Type of firm
+1 215 704 7100
Law
Partner/Co-Head of FIG
Gregory Lyons
gjlyons@debevoise.com
+1 212 909 6566
Associate
Chen Xu
cxu@debevoise.com
+1 212 909 6171
8
Americas
EquiLend
225 Liberty Street, 10th Floor, Suite 1020,
New York, NY 10281, United States
Tel: +1 212 901 2200
www.equilend.com
Deutsche Boerse Group - Global
Type of firm
Funding and Financing Markets EquiLend is a global financial technology firm offering
trading, post-trade, market data, regulatory and clearing
services for the securities finance, collateral and swaps
industries. EquiLend has offices in New York, Boston,
Toronto, London, Dublin, Hong Kong and Tokyo.
Other offices
• 575 Fifth Ave., 21st Floor, New York, NY 10017
Eurex Clearing • 33 Arch Street, 17th Floor, Boston, MA 02111
233 South Wacker Drive, Suite 2450, Managing Director, Global Head of Sales & CRM
Chicago, IL 60606, United States Dan Dougherty
Tel: +1 312 544 1000 dan.dougherty@equilend.com
www.eurexclearing.com +1 212 901 2248
Type of firm Managing Director, Global Head of Product
Central Counterparty Paul Lynch
paul.lynch@equilend.com
Matthew Scharpf
+1 212 901 2281
matthew.scharpf@deutsche-boerse.com
+1 312 544 1086
EquiLend
The Exchange Tower, 130 King Street, Suite 1800,
P.O. 427, Toronto, ON M5X 1E3, Canada
Tel: +1 416 865 3395
equilend.com
Type of firm
EquiLend is a global financial technology firm offering
Director, EquiLend Canada
Alexa Lemstra
alexa.lemstra@equilend.com
+1 416 865 3395
Managing Director, Global Head of Sales & CRM
Dan Dougherty
+1 212 901 2248
9
Americas
EquiLend Clearing Services technology firm offering trading, post-trade, market

data, regulatory and clearing services for the securities
225 Liberty Street, 10th Floor, Suite 1020, New York, finance, collateral and swaps industries.
Tel: +1 212 901 2200 Other offices
www.equilendclearing.com • 575 Fifth Ave., 21st Floor, New York, NY 10017
Type of firm • The Exchange Tower, 130 King Street, Suite 1800,
EquiLend Clearing Services (ECS) provides direct P.O. 427, Toronto, ON M5X 1E3
connectivity to CCPs for central clearing of securities • 36th Floor, One Canada Square, London E14 5AA
finance trades. ECS offers powerful trading and • Marunouchi Kitaguchi Building 10F, 1-6-5 Marunouchi
post-trade tools that improve efficiency and mitigate Chiyoda-ku, Tokyo South Point, Harmony Row,
risk. ECS is a division of EquiLend, a global financial Dublin, D2, Ireland
technology firm offering trading, post-trade, market • Suite 1603, 16th Floor, Central Tower, 28 Queens
data, regulatory and clearing services for the securities Road Central, Central, Hong Kong;
finance, collateral and swaps industries. www.
equilendclearing.com Managing Director, Global Head of Sales & CRM
Dan Dougherty
Other offices dan.dougherty@equilend.com
• 575 Fifth Ave., 21st Floor, New York, NY 10017 +1 212 901 2248
• The Exchange Tower, 130 King Street, Suite 1800, Managing Director, Global Head of Product
P.O. 427, Toronto, ON M5X 1E3 Paul Lynch
• 36th Floor, One Canada Square, London E14 5AA paul.lynch@equilend.com
• Marunouchi Kitaguchi Building 10F, 1-6-5 Marunouchi +1 212 901 2281
Chiyoda-ku, Tokyo South Point, Harmony Row,
Dublin, D2, Ireland Euroclear Bank New York
• Suite 1603, 16th Floor, Central Tower, 28 Queens Representative Office
Road Central, Central, Hong Kong
28 Liberty Street, 33rd Floor,
Managing Director, Global Head of Sales & CRM New York, New York 10005, United States
Dan Dougherty www.euroclear.com
+1 212 901 2248 Type of firm
Market Infrastructure / International Central Securities
Managing Director, Global Head of Product Depository
Paul Lynch
paul.lynch@equilend.com Deputy Head - Relationship Management North
+1 212 901 2281 America
Paul Noordam
EquiLend Spire paul.noordam@euroclear.com
+1 646 835 5402
225 Liberty Street, 10th Floor, Suite 1020, New York,
NY 10281, United States Senior Relationship Manager
Tel: +1 212 901 2200 Bradley Koehler
www.equilendspire.com bradleym.koehler@euroclear.com
+1 646 835 5403
Type of firm
EquiLend Spire is a state-of-the-art platform and
technology-driven hub for securities finance firms of
all types, including agent lenders, prime brokers, retail
brokers, beneficial owners and collateral managers.
Using EquiLend Spire, firms can consolidate disparate
systems by adopting a comprehensive, full-service
offering covering the front, middle and back office, or
choose one or more modules that complement and are
interoperable with their existing technology. EquiLend
Spire is a division of EquiLend, a global financial
10
Americas
FIS Chief Operating Officer

340 Madison Avenue, New York, Sal Giglio
NY 10173, United States sal@glmx.com
Tel: +1 877 776 3706 +1 646 854-GLMX (4569)
Email: getinfo@fisglobal.com
Managing Director, Europe
www.fisglobal.com
Phil Buck
Type of firm Phil@glmx.com
Technology and Data Provider +44 20 8191 8804
SVP, Securities Finance and Processing, FIS

Edouard Lacarriere Hazeltree
Edouard.Lacarriere@fisglobal.com 150 West 30th Street, 11th Floor,
+1 781 999 9014 New York, NY 10001, United States
Head of Sales Tel: +1 212 727 0883
Vladimir Fookson Fax: +1 212.616.5101
Vladimir.Fookson@fisglobal.com Email: info@hazeltree.com
+1 781 999 9441 www.hazeltree.com
Type of firm
Treasury and Portfolio Finance Solution
Managing Director, International
Jeremy Slade
jslade@hazeltree.com
GLMX +852 5808 6100 (Ext. 467)
330 Seventh Ave, New York, NY 10001 Chief Operating Officer
755 Page Mill Road, Suite A-200, Palo Alto, CA Paul Calderone
94304, United States pcalderone@hazeltree.com
Tel: +1 646 854-GLMX (4569) +1 646 837 9456 (Ext. 456)
Email: sales@glmx.com
glmx.com Head of Marketing
Julia Dehay
Type of firm jdehay@hazeltree.com
Global Financial Technology Provider +1 646 502 5981
Representing the fusion of Wall Street expertise and
Silicon Valley technology, GLMX was founded by a
group of seasoned Money Market professionals in
2010. Funded by a leading west coast venture capital
firm, GLMX utilizes cutting edge technology to bring
unprecedented trading and liquidity management
workflow efficiencies to the global securities financing
markets.
Securities financing activities
Fixed Income REPO, Equity REPO, Fixed Income
lending and borrowing, Equity lending and borrowing
Main collateral types
Global Fixed Income and Global Equity
Other offices
United Kingdom
Glenn Havlicek
glenn@glmx.com
+1 646 854-GLMX (4569)
11
Americas
IHS Markit OCC

450 West 33rd Street, 5th Floor, 125 S Franklin St, Suite 1200,
New York, NY 10001, United States Chicago, IL 60606, United States
Tel: +1 (917) 441 6900 Tel: +1 312-322 6200
www.ihsmarkit.com/securitiesfinance Fax: +1 312 977 0611
Type of firm Email: investorservices@theocc.com
Financial Information Services www.theocc.com
IHS Markit securities finance dataset covers more Type of firm

than $23 trillion of global securities in the lending Clearing
programmes of more than 22,000 institutional funds. Vice President, Securities Finance
It includes more than eleven years of history with over Matt Wolfe
three million intraday transactions. Our data is sourced mwolfe@theocc.com
directly from leading industry practitioners, including +1 312 322 3826
prime brokers, custodians, asset managers and hedge
funds and is recognized as the independent source of
such data in the marketplace.
OneChicago
311 S. Wacker Drive, Suite 1700,
Our securities finance offering provides insight into
Chicago IL 60606, United States
market sentiment and trading transparency from a
Tel: +1 312 883 3410
macro to individual stock level. It also delivers Tri-
Email: info@onechicago.com
Party Repo data and analytics to provide enhanced
www.onechicago.com
visibility and insight into the market for collateral cash
investments, demand, pricing and usage. Collateral Type of firm
and funding managers of prime dealers, banks, Securities Finance Exchange
money market funds, securities lenders, hedge funds,
insurance companies and corporations can benefit from CEO
our comprehensive combination of repo and securities David Downey
lending data and analytics ddowney@onechicago.com
+1 312 883 3440
IHS Markit offers a fully hosted data and reporting
solution for Securities Financing Transactions
Regulation (SFTR) that sets an industry wide standard,
providing the foundation needed to reconcile trading
activity down to the Unique Trade Identifier (UTI)
and Legal Entity Identifier (LEI) level of granularity.
The SFTR solution will also offer participants turnkey
connectivity to Trade Repositories.
Executive Director, Securities Finance
Melissa Gow
Melissa.gow@ihsmarkit.com
+1 646 312 8963
Executive Director – Sales
Thomas Gilligan
Thomas.Gilligan@ihsmarkit.com
+1 646 312 8950
12
Americas
SimCorp USA
One State Street Plaza
Tel: +1 212 994 9400
Pirum Systems Ltd Email: sup@simcorp.com
434 W 33rd St, Suite 838, www.simcorp.com
New York, NY 10001, United States Type of firm
Tel: +1 917 565 8575 Software Provider
Email: sales@pirum.com
www.pirum.com Vice President, Global Demand & MarTech
Susan Peter-Marcus
Type of firm susan.peter@simcorp.com
Global Financial Technology/Service Provider
CEO Swaptimization
Rajen Sheth
225 Liberty Street, 10th Floor, Suite 1020,
rajen.sheth@pirum.com
+44 207 220 0963
Tel: +1 212 901 2200
COO & Head of Sales swaptimization.com
Philip Morgan
Type of firm
philip.morgan@pirum.com
Swaptimization is a technology solution designed to
+44 207 220 0965
provide automation to global equity total return swap
Head of US Business Development (TRS) trading workflow. Swaptimization is a division
Nancy Steiker of EquiLend, global financial technology firm offering
nancy.steiker@pirum.com trading, post-trade, market data, regulatory and clearing
+1 917 341 5508 services for the securities finance, collateral and swaps
industries.
S3 Partners, LLC Other offices
590 Madison Avenue, • 575 Fifth Ave., 21st Floor, New York, NY 10017
New York, NY 10022, United States • 33 Arch Street, 17th Floor, Boston, MA 02111
Tel: +1 212 715 4300 • The Exchange Tower, 130 King Street, Suite 1800,
Fax: +1 212 715 4332 P.O. 427, Toronto, ON M5X 1E3
Email: S3PartnersLLC@s3partners.net • 36th Floor, One Canada Square, London E14 5AA
www.s3partners.com • Marunouchi Kitaguchi Building 10F, 1-6-5 Marunouchi
Chiyoda-ku, Tokyo South Point, Harmony Row,
Type of firm Dublin, D2, Ireland
Global Data and Technology Provider • Suite 1603, 16th Floor, Central Tower, 28 Queens
Road Central, Central, Hong Kong
Managing Director of Business and Product
Development Managing Director, Global Head of Sales & CRM
Rocco Nisivoccia Dan Dougherty
Rocco.Nisivoccia@s3partners.com dan.dougherty@equilend.com
+1 212 715 4360 +1 212 901 2248
Managing Director of Predictive Analytics Managing Director, Global Head of Product
Ihor Dusaniwsky Paul Lynch
Ihor.Dusaniwsky@s3partners.com paul.lynch@equilend.com
+1 212 715 4360 +1 212 901 2281
Managing Director
Howard Sugarman
Howard.Sugarman@s3partners.com
+1 212 715 4331
13
Americas
Rethink Collateral
Transcend Street Solutions

Tradeweb
Suite 205, 371 Hoes Lane,
1177 Avenue of the Americas, Piscataway, NJ 08854, United States
New York, NY 10036, United States Tel: +1 646 844 0598
Tel: +1 800 541 2268 Email: info@transcendstreet.com
Email: USRepo@tradeweb.com www.transcendstreet.com
Web: Tradeweb.com
Type of firm
Type of firm Technology Provider
Trading Venue
Transcend empowers financial institutions to rethink
Tradeweb Markets Inc. (Nasdaq: TW) is a leading, how to optimize collateral, increase liquidity and
global operator of electronic marketplaces for rates, seize new opportunities. Harmonize live positions,
credit, equities and money markets. Tradeweb provides transactions and contractual data from across the
access to markets, data and analytics, electronic enterprise to gain a new level of insight. With a
trading, straight-through processing and reporting for modular approach and seamless workflows, connect
more than 40 products to clients in the institutional, front-office decision-making with back-office operations
wholesale and retail markets. Advanced technologies to unlock greater efficiency, optimize collateral and
developed by Tradeweb enhance price discovery, drive better results. Founded in 2013, Transcend is a
order execution and trade workflows while allowing global solutions provider.
the greater scale and helping to reduce risks in client
trading operations. Tradeweb serves approximately Founder/CEO
2,500 clients in more than 65 countries. On average, Bimal Kadikar
Tradeweb facilitated more than $700 billion in notional Bimal@transcendstreet.com
value traded per day over the past four fiscal quarters. +1 646 844 0598
Repo Products Traded Head Sales/Business Development

U.S. Treasuries, European Government Bonds, BJ Marcoullier
Corporate Bonds, Euro, GBP, JPY, SEK, NOK, DKK, BJ.Marcoullier@transcendstreet.com
AUD, NZD, CHF and Triparty +1 917 656 5958
Trade Types
Repo and Reverse, Buy/Sell and Sell/Buy Wall Street Options
Protocols 240 39th Street, 18th Floor,
All-or-nothing, non-contingent, fixed and floating, GC New York, NY 10016, United States
Baskets, GC vs Specials (zero net cash) Type of firm
Settlement Specialists in Financial Services Recruiting
Bilateral and Cleared Wall Street Options (WSO) provides human
Managing Director, Repo & Money Markets capital solutions for the financial services industry
Joanne Crisafi encompassing retained search, temporary consultants
Joanne.Crisafi@tradeweb.com and career management services. Our clients range
+1 646 430 6000 from start-ups to the leading financial institutions.
Our goal is to provide hiring managers and human
Director, Repo & Money Markets resources professionals with cost effective, high-touch
Frank Ferro recruiting and advanced technology to assist with
Frank.Ferro@tradeweb.com hiring premiere professionals resulting in increased
+1 646 430 6000 profitability and long term success.
VP, Repo & Money Markets Partner
Colleen Flynn Artie DiRocco
Colleen.Flynn@tradeweb.com artie@wsollc.com
+1 646 430 6000 +1 646 779 6614
14
Asia-Pacific
SOFTWARE / SERVICE PROVIDERS Broadridge Financial Solutions

Asia-Pacific 61 Robinson Rd, Singapore 068893
Tel: +65 6438 1144
www.broadridge.com
Australian Securities Exchange Senior Sales Director
Gerald Fernandez
20 Bridge Street, Sydney, NSW 2000, Australia
Gerald.Fernandez@broadridge.com
Tel: +61 2 9227 0477
+65 9239 4783
Email: ASX.Collateral@asx.com.au
www.asx.com.au
Calypso Technology
Type of firm
Exchange #25-02 One Raffles Place, Tower 1,
Singapore 048616, Singapore
General Manager, Settlement & Collateral Tel: +65 69 112 200
Philip Joyce Email: marketing@calypso.com
philip.joyce@asx.com.au www.calypso.com
+61 2 9227 0927
Type of firm
Sales Manager, Settlement & Collateral Software Vendor
Sasha Conoplia
sasha.conoplia@asx.com.au Inside Sales Representative
+61 2 9227 0477 Christina Xiao
christina_xiao@calypso.com
Product Manager, Settlement & Collateral +65 69 112 227
Emma Isakka
emma.isakka@asx.com.au
+61 2 9227 0825
Clifford Chance Pte Ltd
12 Marina Boulevard, 25th Floor,
B3 Asia Marina Bay Financial Centre, Singapore 018982
www.cliffordchance.com
No. 210 Century Avenue, Suite 6006,
21st Century Tower, Pudong New Area, Type of firm
Shanghai 200120, P.R.China Legal
Tel: +86 21 5172 0956 Partner, Head of Derivatives and Structured
www.b3.com.br Products
Type of firm Paul Landless
Exchange paul.landless@cliffordchance.com
+65 6410 2235
Chief Representative Officer - APAC
Frances Li
frances.li@b3.com.br
CloudMargin
+86 21 5172 0956 #19-08 Prudential Tower,
30 Cecil St, 049712, Singapore
Broadridge Financial Solutions Tel: +65 8180 1802
Email: info@cloudmargin.com
50 Margaret St, Sydney NSW 2000, Australia cloudmargin.com
Tel: +61 2 9034 1700
www.broadridge.com Type of firm
Financial Technology Supplier
Senior Sales Director
Jake Sweeney Head of Sales, APAC
Jake.Sweeney@broadridge.com Shawn Paul
+61 2 9034 1777 shawn.paul@cloudmargin.com
+65 8180 1802
15
Asia-Pacific
EquiLend Euroclear Bank Hong Kong Branch

Suite 1603, 16th Floor, Central Tower, 20 F Central Plaza, 18 Harbour Road,
28 Queens Road Central, Central, Hong Kong Wanchai, Hong Kong
Tel: +852 3622 3988 www.euroclear.com
www.equilend.com
Type of firm
Type of firm Market Infrastructure / International Central Securities
EquiLend is a global financial technology firm offering Depository
Head of Commercial Support APAC, Sales
& Relationship Management and Collateral
Management Solutions
Fennie Kwok
Director, EquiLend Asia fennie.kwok@euroclear.com
Andrew McCardle Tel: +852 3966 5508
andrew.mccardle@equilend.com
+852 3101 7070 Euroclear Bank Singapore
Managing Director, Global Head of Sales & CRM Representative Office
Dan Dougherty
80 Raffles Place # 30 - 22,
UOB Plaza 2 Singapore 048624
+1 212 901 2248
www.euroclear.com
EquiLend Type of firm

Marunouchi Kitaguchi Building 10F, 1-6-5 Depository
Marunouchi Chiyoda-ku, Tokyo, Japan
Tel: +81 50 3579 3335 Chief Representative & Head Relationship
www.equilend.com Management, APAC ex-Japan & China
Joseph Tan
Type of firm joseph.tan@euroclear.com
EquiLend is a global financial technology firm offering +65 6500 7776
FIS
Toronto, London, Dublin, Hong Kong and Tokyo. 8 Marina View #31-01,
Asia Square Tower 1, Singapore 018960
Associate Director, Sales
Email: getinfo@fisglobal.com
Yuka Hasumi
www.fisglobal.com
yuka.hasumi@equilend.com
+81 50 3579 3335 Type of firm
Technology and Data Provider
Managing Director, Global Head of Sales & CRM
Dan Dougherty VP, Securities Finance, FIS
dan.dougherty@equilend.com Igor Salzgeber
+1 212 901 2248 igor.salzgeber@fisglobal.com
+41 58 786 85 72
Head of Sales
Sheamus McIntyre
Sheamus.McIntyre@fisglobal.com
+65 6308 8021
16
Asia-Pacific
IHS Markit IHS Markit

2 Bulletin Place, Level 13, Sydney, 25/F Lee Garden Two, 28 Yun Ping Road,
NSW 2000, Australia Causeway Bay, Hong Kong
Tel: +61 2 8076 1100 Tel: +852 3726 7012
www.ihsmarkit.com/securitiesfinance www.ihsmarkit.com/securitiesfinance
Type of firm Type of firm
Financial Information Services Financial Information Services
IHS Markit securities finance dataset covers more IHS Markit securities finance dataset covers more
than $23 trillion of global securities in the lending than $23 trillion of global securities in the lending
programmes of more than 22,000 institutional funds. programmes of more than 22,000 institutional funds.
It includes more than eleven years of history with over It includes more than eleven years of history with over
three million intraday transactions. Our data is sourced three million intraday transactions. Our data is sourced
directly from leading industry practitioners, including directly from leading industry practitioners, including
prime brokers, custodians, asset managers and hedge prime brokers, custodians, asset managers and hedge
funds and is recognized as the independent source of funds and is recognized as the independent source of
such data in the marketplace. such data in the marketplace.
Our securities finance offering provides insight into Our securities finance offering provides insight into
market sentiment and trading transparency from a market sentiment and trading transparency from a
macro to individual stock level. It also delivers Tri- macro to individual stock level. It also delivers Tri-
Party Repo data and analytics to provide enhanced Party Repo data and analytics to provide enhanced
visibility and insight into the market for collateral cash visibility and insight into the market for collateral cash
investments, demand, pricing and usage. Collateral investments, demand, pricing and usage. Collateral
and funding managers of prime dealers, banks, and funding managers of prime dealers, banks,
money market funds, securities lenders, hedge funds, money market funds, securities lenders, hedge funds,
insurance companies and corporations can benefit from insurance companies and corporations can benefit from
our comprehensive combination of repo and securities our comprehensive combination of repo and securities
lending data and analytics lending data and analytics
IHS Markit offers a fully hosted data and reporting IHS Markit offers a fully hosted data and reporting
solution for Securities Financing Transactions solution for Securities Financing Transactions
Regulation (SFTR) that sets an industry wide standard, Regulation (SFTR) that sets an industry wide standard,
providing the foundation needed to reconcile trading providing the foundation needed to reconcile trading
activity down to the Unique Trade Identifier (UTI) activity down to the Unique Trade Identifier (UTI)
and Legal Entity Identifier (LEI) level of granularity. and Legal Entity Identifier (LEI) level of granularity.
The SFTR solution will also offer participants turnkey The SFTR solution will also offer participants turnkey
connectivity to Trade Repositories. connectivity to Trade Repositories.
Executive Director, Product Management Executive Director – Securities Finance Product
Stewart Cowan Sales
Stewart.Cowan@ihsmarkit.com Karen King
+61 2 8076 1117 karen.king@ihsmarkit.com
+852 3726 7012
Director –Sales Business Development
Nicolas Berner Associate Director, Product Specialist
nicolas.berner@ihsmarkit.com Henry Lau
+61 2 8076 1146 Henry.lau@ihsmarkit.com
+852 3726 7009
17
Asia-Pacific
SimCorp Asia
68 Pitt Street, Sydney, NSW 2000, Australia
Tel: +61 2 9240 3500
Email: hjhp@simcorp.com
IHS Markit www.simcorp.com
Tokyo Square Garden 12F, 3-1-1 Kyobashi, Type of firm

Chuo-ku, Tokyo, 104-0031, Japan Software Provider
Tel: +61 2 8076 1100 Director, Sales
www.ihsmarkit.com/securitiesfinance Sean McDermott
Type of firm sean.mcdermott@simcorp.com
Financial Information Services
Yieldbroker
IHS Markit securities finance dataset covers more
than $23 trillion of global securities in the lending Level 6, 14 Martin Place, Sydney NSW 2000,
programmes of more than 22,000 institutional funds. Australia
It includes more than eleven years of history with over Tel: +61 2 9994 2859
three million intraday transactions. Our data is sourced www.yieldbroker.com
directly from leading industry practitioners, including
Type of firm
Financial Technology
such data in the marketplace. Senior Business Development Manager
Fiona Hughes
Fiona.Hughes@yieldbroker.com
+61 2 9994 2859
Party Repo data and analytics to provide enhanced Business Development - Connectivity
visibility and insight into the market for collateral cash Andy Johnson
investments, demand, pricing and usage. Collateral Andy.Johnson@yieldbroker.com
and funding managers of prime dealers, banks, +61 2 9994 2846
insurance companies and corporations can benefit from
our comprehensive combination of repo and securities
lending data and analytics
Director, Sales
Hitoshi Tsuji
Hitoshi.Tsuji@ihsmarkit.com
+61 2 8076 1117
Associate Director - Product Specialist
Kyotaro Inoue
Kyotaro.Inoue@ihsmarkit.com
+813 6262 1858
18
EMEA
SOFTWARE / SERVICE PROVIDERS B3 UK

EMEA 1 Cornhill, Office 3.29,
London EC3V 3ND, United Kingdom
Tel: +44 20 371 30901
AcadiaSoft www.b3.com.br
Broadgate Quarter 7th Floor, One Snowden Street,
Type of firm
London EC2A 2DQ, United Kingdom
Exchange
Tel: +44 203 954 0196
Email: info@acadiasoft.com Chief Representative Officer - EMEA
www.acadiasoft.com Sérgio Gullo
sergio.gullo@b3.com.br
Type of firm
+44 203 713 0901
Technology
Assistant Representative - EMEA
AcadiaSoft, Inc. is the leading industry provider of risk
Catherine Bremmer
and collateral management services for the non-cleared
cathy.bremner@b3.com.br
derivatives community. AcadiaPlus is a new generation
+44 203 713 0902
open platform that provides the sell-side, the buy-side
and fund administrators with specialist applications
and a third-party partner ecosystem for the straight- Broadridge Financial Solutions
through processing of the entire collateral, margin and 193 Marsh Wall, Isle of Dogs,
risk mitigation lifecycle. Backed by 16 major industry London, E14 9SG, United Kingdom
participants and market infrastructures, AcadiaSoft Tel: +44 20 7418 4500
is used by a community of more than 1100 firms www.broadridge.com
exchanging approximately $700B of collateral on a daily
basis via its margin automation services Type of firm
Software/Service Provider (ISV)
Margin automation and collateral management Marketing Director
provided for OTC Derivatives, Repos, MSFTA, TBA’s, Martin Seagroatt
Cleared instruments martin.seagroatt@broadridge.com
+44 20 7418 4500
Other offices
Boston, New York, Tokyo
BrokerTec Europe, CME Group
Head of EMEA Sales
Ivano Bonfanti 2 Broadgate Circle,
ivano.bonfanti@acadiasoft.com London EC2M 7UR, United Kingdom
+44 203 948 5377 Tel: +44 20 7818 9000
Email: media@nex.com
Director of Strategic Accounts & APAC www.nexmarkets.com
David Radley
david.radley@acadiasoft.com Type of firm
+44 203 948 5373 Financial Technology
Managing Director - BrokerTec Europe
Alcognis Securities Finance John Edwards
john.edwards@nex.com
102 Avenue des Champs-Elysées, 75008 Paris, France +44 20 7818 9867
Tel: +33 6 60 51 99 59
www.alcognis.com Head of Repo - BrokerTec Europe
Dermot Doherty
Type of firm dermot.doherty@nex.com
Consultancy +44 20 7818 9852
CEO Head of Government Bonds - BrokerTec Europe
Seb Bietho Lorenzo Ruffatti
seb@alcognis.com lorenzo.ruffatti@nex.com
+33 6 60 51 99 59 +44 20 7818 9858
19
EMEA
Calypso Technology CloudMargin

16/18 Rue du quatre Septembre, 75002 Paris, France 4-8 Whites Grounds, 2nd Floor,
Tel: +33 1 7083 5100 London SE1 3LA, United Kingdom
Email: marketing@calypso.com Tel: +44 20 3397 5670
www.calypso.com Email: info@cloudmargin.com
cloudmargin.com
Type of firm
Software Vendor Type of firm
Financial Technology Supplier
Global Head of Marketing
Herve de Laforcade Global Head of Business Development
herve_delaforcade@calypso.com Karl Wyborn
+33 6 2881 1910 karl.wyborn@cloudmargin.com
+44 20 3397 5670
Calypso Technology
Comyno Ltd.
One New Change, Level 6,
London EC4M 9AF, United Kingdom Zimmerweg 6; D-60325 Frankfurt am Main, Germany
Tel: +44 203 743 1000 Tel: +49 69 9131 5995
Email: marketing@calypso.com Email: contact@comyno.com
www.calypso.com www.comyno.com
Software vendor Consulting/Software
Inside Sales Representative CEO
Mira Hrescic Markus Büttner
mira_hrescic@calypso.com markus.buettner@comyno.com
+44 203 743 1056 +49 173 672 6225
Director
Chiltern Bay Consulting Ltd Admir Spahic
Portland House Suite 23, admir.spahic@comyno.com
Glacis Road, Gibraltar, United Kingdom +49 177 436 7027
Tel: +350 2000 8082 Head of Business Development
chilternbay.com Frank Becker
Type of firm frank.becker@comyno.com
Securities Finance Consultancy +49 151 4249 0801
Director
deltaconX AG
Chetan Chauhan
cc@chilternbay.com Hertensteinstrasse 51, CH-6004 Lucerne, Switzerland
+350 2000 8082 Tel: +41 41 562 58 38
Email: office@deltaconx.com
www.deltaconx.com
Type of firm
Regulatory Reporting Platform
Director Sales & Customer Relations
Fabian Klar
fabian.klar@deltaconx.com
+41 76 465 90 11
Director Business Development
Dominik Klimesch
dominik.klimesch@deltaconx.com
+41 76 248 90 11
20
EMEA
Deutsche Boerse Group - Global Deutsche Boerse Group - Global

Funding and Financing Markets Funding and Financing Markets
Eurex Clearing Eurex Clearing

Mergenthalerallee 61, 65760 Eschborn, Germany 11 Westferry Circus, 2nd Floor, Westferry House,
www.eurexclearing.com Canary Wharf, London E14 4HE, United Kingdom
Tel: +44 207 862 7634
Type of firm
www.eurexclearing.com
Central Counterparty
Type of firm
Clearing Product Design
Efthimia Kefalea
efthimia.kefalea@eurexclearing.com Gerard Denham
+49 69 2 111 7275 gerard.denham@deutsche-boerse.com
+44 207 862 7634
Jonathan Lombardo
jonathan.lombardo@deutsche-boerse.com
+44 207 862 7559
21
EMEA
Zug Office
André Ammann
andre.ammann@deutsche-boerse.com
+41 43 430 7112
Frankfurt Office
Deutsche Boerse Group - Global Carsten Hiller
Funding and Financing Markets carsten.hiller@deutsche-boerse.com
+49 69 211 13182
DTCC
Broadgate Quarter, One Snowden Street,
Tel: +1 212 855 8099
Email: omgeotransactionservices@omgeo.com
www.dtcc.com
Eurex Repo Type of firm

Market Infrastructure
Mergenthalerallee 61, 65760 Eschborn, Germany
www.eurexrepo.com Product Manager
Simon Daniel
Euro Repo Market, GC Pooling Market, SecLend sdaniel@dtcc.com
Market (CCP), Select Invest, Select Finance, eTriparty +44 203 116 2323
Managing Director
Matthias Graulich EquiLend
matthias.graulich@deutsche-boerse.com South Point, Harmony Row, Dublin, D2, Ireland
+49 69 211 18078 Tel: +353 1961 9280
Managing Director equilend.com
Frank Gast Type of firm
frank.gast@deutsche-boerse.com EquiLend is a global financial technology firm offering
+49 69 211 14050 trading, post-trade, market data, regulatory and clearing
Frankfurt Office services for the securities finance, collateral and swaps
Ingo Deisenroth industries. EquiLend has offices in New York, Boston,
ingo.deisenroth@deutsche-boerse.com Toronto, London, Dublin, Hong Kong and Tokyo.
+49 69 211 14193 COO, Managing Director, EquiLend Europe
Frankfurt Office Laurence Marshall
Esen Rose laurence.marshall@equilend.com
esen.rose@deutsche-boerse.com +353 1 961 9280
+49 69 211 13172 Managing Director, Global Head of Sales & CRM
London Office Dan Dougherty
Dale Fullilove dan.dougherty@equilend.com
dale.fullilove@deutsche-boerse.com +1 212 901 2248
+44 207 862 7238
London Office
Katja Renner
katja.renner@deutsche-boerse.com
+44 207 862 7233
Paris Office
Alexandra Morelle
alexandra.morelle@deutsche-boerse.com
+33 1 5527 6769
22
EMEA
EquiLend VP, Securities Finance, FIS

Igor Salzgeber
36th Floor, One Canada Square, igor.salzgeber@fisglobal.com
London E14 5AA, United Kingdom +41 58 786 85 72
Tel: +44 20 7426 4426
equilend.com Head of Sales
Andrew Murray
Type of firm Andrew.Murray@fisglobal.com
EquiLend is a global financial technology firm offering +44 20 8081 2156
COO, Managing Director, EquiLend Europe
Laurence Marshall GLMX
laurence.marshall@equilend.com
+44 207 426 4417 41 Corsham Street,
London N1 6DR, United Kingdom
Managing Director, Global Head of Sales & CRM Tel: +44 20 3637 9678
Dan Dougherty Email: sales@glmx.com
dan.dougherty@equilend.com glmx.com
+1 212 901 2248
Type of firm
Global Financial Technology Provider
Euroclear Group
1 Boulevard du Roi Albert II, Brussels 1210, Belgium,
Tel: +32 2 326 1211
www.euroclear.com
Type of firm firm, GLMX utilizes cutting edge technology to bring
Market Infrastructure / International Central Securities unprecedented trading and liquidity management
Depository workflow efficiencies to the global securities financing
markets.
Head of Product Solutions - Collateral Management
Olivier de Schaetzen Securities financing activities
olivier.deschaetzen@euroclear.com Fixed Income REPO, Equity REPO, Fixed Income
+32 2 326 2884 lending and borrowing, Equity lending and borrowing
Product Solutions - Collateral Management Main collateral types
Gösta Feige Global Fixed Income and Global Equity
gosta.feige@euroclear.com
Other offices
+352 2748 5070
New York & Palo Alto
Product Solutions - Collateral Management
Valentina Crovato
Glenn Havlicek
valentina.crovato@euroclear.com
glenn@glmx.com
+44 20 7849 3583
+1 646 854 GLMX (4569)
FIS Chief Operating Officer

Sal Giglio
25 Canada Square, sal@glmx.com
London E14 5LQ, United Kingdom +1 646 854 GLMX (4569)
Tel: +1 877 776 3706
Email: getinfo@fisglobal.com Managing Director, Europe
www.fisglobal.com Phil Buck
Phil@glmx.com
Type of firm +44 20 8191 8804
Technology and Data Provider
23
EMEA
Securities Finance Editor

Oliver Wade
oliver.wade@globalinvestorgroup.com
+44 (0) 207 779 8430
Head of Events
Velida Cajdin
Velida.cajdin@globalinvestorgroup.com
Global Investor Group - ISF
+44 (0) 207 779 8188
Euromoney Institutional Investor PLC,
Subscription Sales
6-8 Bouverie Street, London EC4Y 8AX,
Jamie McKay
United Kingdom
jamie.mckay@globalinvestorgroup.com
Tel: +44 207 779 8888
+44 207 779 8248
www.globalinvestorgroup.com
Type of firm
Media
ISF is part of the Global Investor Group and
provides in-depth analysis of the latest news and
events in the securities finance markets globally.
Annual supplements provide insight into the latest
developments in securities lending, repo, tri-party and
synthetic finance.
The market-leading ISF Directory provides the most
comprehensive database of executives involved in
securities finance globally in print and online.
The Global Investor Group offers a wealth of news,
analysis and data across the Asset Management,
Securities Finance, Custody, Fund Services and
Derivatives markets in print, online and in person at our
global events. The Global Investor Group was created
in 2017 bringing together three leading brands – ISF,
FOW and Global Investor, to provide unparalleled reach
across the buy- and sell-side.
Commercial Director
Will Browne
wbrowne@euromoneyplc.com
+44 (0) 207 779 8309
Head of Business Development
Tim Willmott
tim.willmott@globalinvestorgroup.com
+44 (0) 207 779 7216
Head of Business Development, FOW
Hanna de’ Bank
hanna.debank@fow.com
+44 (0) 207 779 8810
Managing Editor
Luke Jeffs
luke.jeffs@globalinvestorgroup.com
+44 (0) 207 779 8728
24
EMEA
COO
Nick Short
nick.short@hqla-x.com
+352 2637 9129
HQLAx CTO
Raoul Bhoedjang
9 Rue du Laboratoire, 1911, Luxembourg
raoul.bhoedjang@hqla-x.com
Tel: +352 28 81 33 11
+31 6 4103 1596
Email: info@hqla-x.com
www.hqla-x.com General Counsel
Matthew Benz
Type of firm
matthew.benz@hqla-x.com
Software provider
+33 6 7926 9838
HQLAx is a financial technology innovation firm that
Head of IT Operations and Business Development
leverages R3’s distributed ledger technology, Corda,
Rodney Jordan
to enhance collateral mobility in the global securities
rod.jordan@hqla-x.com
financing markets. HQLAx is creating a fit for purpose,
+352 69 162 0310
standardised, single marketplace to enable institutional
treasurers to: Business Development Assistant
Maurizio Bello
• More easily fine-tune liquidity metrics for intraday,
maurizio.bello@hqla-x.com
liquidity coverage ratio and net stable funding ratio
+352 24 513 085
liquidity requirements, and
Business Development Assistant
• Better manage margin pledge obligations for
Tianyi Shi
counterparty credit exposures.
tianyi.shi@hqla-x.com
In March 2018, Deutsche Börse Group and HQLAx +352 26 379 028
announced a strategic partnership to develop a
Senior Software Engineer
blockchain solution for collateral swaps in the securities
Mario Schlipf
lending markets. The joint operating model improves
mario.schlipf@hqla-x.com
collateral mobility across a fragmented securities
+49 151 2353 3979
settlement ecosystem. Unlike in traditional settlement,
there is no movement of securities between CFO
custodians in the HQLAx operating model. Instead, a Geoffrey Arend
digital collateral registry is used to record ownership geoffrey.arend@hqla-x.com
transfers of baskets of securities, whilst the underlying +352 69 122 6680
securities remain static in the custody location of the
collateral giver. The platform has been successfully
launched in November 2019.
Other offices
SWITZERLAND OFFICE
3, Rigistrasse
6300 Zug
Switzerland
Co-founder and CEO of HQLAx
Guido Stroemer
guido.stroemer@hqla-x.com
+41 79 124 04 46
Co-founder and Advisor
Olly Benkert
olly.benkert@hqla-x.com
+44 7740 307009
25
EMEA
IRESS Financial Markets

Building Three, 2929 William Nicol Drive,
Bryanston, South Africa
Tel: +27 10 492 1111
IHS Markit www.iress.com
4th floor Ropemaker Place, 25 Ropemaker Street, Business Owner SLB

London, EC2Y 9LY, United Kingdom Belinda Kasch
Tel: +44 207 260 2117 belinda.kasch@iress.com
www.ihsmarkit.com/securitiesfinance +27 10 492 1109
Type of firm
LCH Limited
Financial Information Services
Aldgate House, 33 Aldgate High Street, London
IHS Markit securities finance dataset covers more than
EC3N 1EA, United Kingdom
$23 trillion of global securities in the lending programmes
Tel: +44 207 426 7000
of more than 22,000 institutional funds. It includes more
www.lch.com
than eleven years of history with over three million
intraday transactions. Our data is sourced directly from Type of firm
leading industry practitioners, including prime brokers, Central Counterparty
custodians, asset managers and hedge funds and is
Global Head of Rates, Securities and Collateral
recognized as the independent source of such data in the
and Liquidity Management
marketplace.
Bruce Kellaway
Our securities finance offering provides insight into bruce.kellaway@lch.com
market sentiment and trading transparency from a macro +44 207 426 7045
to individual stock level. It also delivers Tri-Party Repo
Head of Membership Sales and Relationship
data and analytics to provide enhanced visibility and
Management, Repoclear
insight into the market for collateral cash investments,
Nigel de Jong
demand, pricing and usage. Collateral and funding
nigel.dejong@lch.com
managers of prime dealers, banks, money market funds,
+44 207 426 7273
securities lenders, hedge funds, insurance companies
and corporations can benefit from our comprehensive
combination of repo and securities lending data and LCH SA
analytics
18 rue du Quatre Septembre, 75002 Paris, France
IHS Markit offers a fully hosted data and reporting Tel: +33 1 70 37 65 00
solution for Securities Financing Transactions Regulation www.lch.com
(SFTR) that sets an industry wide standard, providing the
Type of firm
foundation needed to reconcile trading activity down to
the Unique Trade Identifier (UTI) and Legal Entity Identifier
(LEI) level of granularity. The SFTR solution will also offer Global Head of Rates, Securities and Collateral
participants turnkey connectivity to Trade Repositories. and Liquidity Management
Bruce Kellaway
Director, Head of Product
Bruce.Kellaway@lch.com
Kabin George
+44 207 426 7045
Kabin.george@ihsmarkit.com
+44 207 264 7617 Head of CaLM and Repoclear, SA
Corentine Poilvet-Clediere
Director – Head of EMEA Sales
Corentine.Poilvet-Clediere@lch.com
Charlie Bedford-Forde
+33 1 70 37 42 58
Charlie.Bedford-Forde@ihsmarkit.com
+44 207 260 2299 Head of Membership Sales and Relationship
Management, Repoclear
Director, Product Manager, SFTR
Nigel de Jong
Fabien Romero
Fabien.romero@ihsmarkit.com
+44 207 426 7273
+44 207 260 2263
26
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securities finance, derivatives, custody, fund services,
and asset management.
EMEA
MarketAxess (Trax)
5 Aldermanbury Square,
London EC2V 7HR, United Kingdom Matchbox
Tel: +44 20 3655 3470
Email: post-trade@traxmarkets.com 20 Triton Street, Regent Place,
www.marketaxess.com/sftr-solutions London NW1 3BF, United Kingdom
Tel: +44 207 612 8305
Type of firm Email: matchbox@sunrisebrokers.com
Regulatory reporting, matching and data service matchbox.sunrisebrokers.com/home
provider
Type of firm
Head of Trax Collateral Platform - REPO/SBL/TRS
Christopher Smith
csmith@marketaxess.com We manage complexity to make your trading simpler
+44 203 655 3479 It’s easy to connect with our award-winning MatchBox
platform, enabling you to trade efficiently with the
Head of Match Strategy securities finance and equity derivatives market.
Camille McKelvey
CMcKelvey@marketaxess.com Designed by traders for traders, we know what it takes
+44 203 655 3475 to run an efficient desk and what it means to access
focussed liquidity. We’ve addressed the pain points
Head Business Development, so you can concentrate on striking the best deals
SFTR & Securities Lending with simplified price negotiation, full trade lifecycle
Sunil Daswani management and confidence that your risk and
sdaswani@marketaxess.com regulatory needs are taken care of.
+44 203 655 3577
Head of Product
Glen Stone
glen.stone@sunrisebrokers.com
+44 207 612 8305
Global Product Owner
Paul Thomson
paul.thomson@sunrisebrokers.com
+44 207 034 9848
Head of Equity Finance Broking
Edward Fennessy
edward.fennessy@sunrisebrokers.com
+44 207 612 8306
28
EMEA
O’Neill and Associates Ltd

Solution House, 47 Dane Street, Bishop’s Stortford,
Hertfordshire, CM23 3BT, United Kingdom
Tel: +44 7789 907717
MTS Email: enquiries@oneillandassociates.co.uk
www.oneillandassociates.co.uk
10 Paternoster Square, London, EC4M 7LS, UK
Tel: +44 20 7797 1199 Type of firm
Email: repo@mtsmarkets.com Consultant
www.mtsmarkets.com
Director
Type of firm Sean O’Neill
Trading Venue sean.oneill@oneillandassociates.co.uk
+44 7789 907717
MTS has been a trusted facilitator of electronic fixed
income markets for over 30 years, trading through a Senior Consultant
network of over 500 unique counterparties and 1,000 Kevin O’Neill
participants across our platforms in Europe and the US kevin.oneill@oneillandassociates.co.uk
with average daily volumes exceeding EUR 100 billion. +44 7895 703593
MTS delivers one of the primary sources of liquidity in
European Repo trading through its MTS Repo platform. Pierpoint Financial Consulting Ltd
It brings together over 150 unique participants across Wellington House 273-275 High Street London
Europe, offering deep liquidity for both cash investors Colney, St Albans, Hertfordshire, England, AL2 1HA
and specific bond traders. The depth of counterparties Tel: 44 07366 467127
and range of instruments combined with pricing Email: contact@pierpoint.info
transparency has made it a benchmark electronic www.pierpoint.info
trading platform for the European repo market.
Company type:
MTS’s D2C segment for the repo market on MTS Software/service provider
BondVision UK combines the functionality and
technology of its established D2D Repo and D2C Cash Practice Lead
platforms to create a dedicated new section on MTS Roy Zimmerhansl
BondVision, enabling direct electronic D2C trading in roy@pierpoint.info
repo contracts. With a desktop presence at over 100 44 7366 467127
sell-side institutions via its MTS Repo platform, and
Consulting Lead
over 400 buy-side institutions via its MTS BondVision
John Arnesen
platform for cash bonds, MTS is ideally placed to
johnarnesen@pierpoint.info
help buy-side clients seeking access to balance sheet
44 7770 921614
in an environment of reduced collateral availability
and increased regulatory burden. The unique dealer Research Lead
axe pages help highlight dealer inventory, linking to Andrew Howieson
interdealer quotes to ensure axe integrity. contact@pierpoint.info
44 7366 467127
Global Head of Product
Oliver Clark Practice Manager & Benchmarking Lead
oliver.clark@mtsmarkets.com Andy Stephenson
+44 207 797 4063 andy@servicematrix.net
44 20 7362 3000
Product Manager - Repo & Money Markets
Tim Martins
tim.martins@mtsmarkets.com
+44 207 797 4246
Repo Sales
Andrea Raffo
andrea.raffo@mtsmarkets.com
+44 207 797 4091
29
EMEA
SecFinHub Ltd
12 West Street, Ware, Hertfordshire SG12 9EE,
United Kingdom
Tel: +44 7769 657 579
Pirum Systems Ltd www.secfinhub.com
2 Copthall Aveue, Type of firm
London EC2R 7DA, United Kingdom Securities Finance Consultancy
Tel: 0207 220 0960
Email: sales@pirum.com Director
www.pirum.com Bill Foley
billfoley@secfinhub.com
Type of firm +44 7769 657 579
CEO ServiceMatrix
Rajen Sheth
Cambrian House, Upper St John’s Road, Burgess
Hill, West Sussex, England, RH15 8HB
+44 207 220 0963
Tel: 44 20 7362 3000
COO & Head of Sales Email: info@servicematrix.net
Philip Morgan web: www.servicematrix.net
Company type:
+44 207 220 0965
Software/service provider
Head of Client Innovation
Founder
Todd Crowther
Andy Stephenson
todd.crowther@pirum.com
andy@servicematrix.net
+44 207 220 0974
44 20 7362 3000
Securities finance
Roy Zimmerhansl
roy@pierpoint.info
44 7366 467127
Sharegain
REGIS-TR
9 Dallington Street, London, EC1V 0LN, United Kingdom
42 Avenue John F. Kennedy, Luxembourg Tel: +44 203 884 2405
Email: rtr-productmanagement@regis-tr.com Email: info@sharegain.com
www.regis-tr.com www.sharegain.com

Trade Repository Securities Lending Agent
Head of Product Management CEO

John Kernan Boaz Yaari
john.kernan@clearstream.com boaz.yaari@sharegain.com
+352 2 433 63 42 +44 203 884 2405
Product Manager COO

Nikolaos Karoubas Matthew Barnett
nikolaos.karoubas@clearstream.com matthew.barnett@sharegain.com
+352 2 433 20 52 +44 203 884 2403
Demand Manager
Tim Fox
tim.fox@sharegain.com
+44 203 884 2465
30
EMEA
SimCorp
Weidekampsgade 16, 2300 Copenhagen, Denmark
Tel: +45 35 44 88 00
Email: info@simcorp.com
www.simcorp.com Tradeweb
Type of firm 1 Fore Street Avenue,
Software Provider London EC2Y 9DT, United Kingdom
Tel: +44 20 7776 3200
Director,Consulting Services
Email: Europe.Repo@tradeweb.com
Carsten Kunkel
Web: Tradeweb.com
carsten.kunkel@simcorp.com
Type of firm
Product Manager
Trading Venue
Gernot Schmidt
gernot.schmidt@simcorp.com Tradeweb Markets Inc. (Nasdaq: TW) is a leading,
global operator of electronic marketplaces for rates,
Field Marketing Principal
credit, equities and money markets. Tradeweb provides
Alan Copping
access to markets, data and analytics, electronic
alan.copping@simcorp.com
trading, straight-through processing and reporting for
more than 40 products to clients in the institutional,
wholesale and retail markets. Advanced technologies
developed by Tradeweb enhance price discovery,
order execution and trade workflows while allowing
SIX trading operations. Tradeweb serves approximately
2,500 clients in more than 65 countries. On average,
Pfingsweidstrasse 110, Zürich 8021, Switzerland Tradeweb facilitated more than $700 billion in notional
Tel: +41 58 399 2190 value traded per day over the past four fiscal quarters.
www.six-securities-services.com
Repo Products Traded
Type of firm U.S. Treasuries, European Government Bonds,
Financial Infrastructure Provider Corporate Bonds, Euro, GBP, JPY, SEK, NOK, DKK,
Head SIX Repo Ltd & Securities Finance AUD, NZD, CHF and Triparty
Nerin Demir Trade Types
nerin.demir@six-group.com Repo and Reverse, Buy/Sell and Sell/Buy
+41 58 399 2646
Protocols
Senior Relationship Manager Securities Finance All-or-nothing, non-contingent, fixed and floating, GC
Christian Geiger Baskets, GC vs Specials (zero net cash)
christian.geiger@six-group.com
+41 58 399 2423 Settlement
Bilateral and Cleared
Head Business Development Securities Finance
Raphael Heuberger Director, Repo & Money Markets
repoinfodesk@six-group.com Tom Trott
+41 58 399 2190 Tom.Trott@tradeweb.com
+44 (0)20 7776 3200
Head Treasury
Raeto von Sprecher, CFA Director, Repo & Money Markets
raeto.vonsprecher@six-group.com James Kelly
+41 58 399 3779 James.Kelly@tradeweb.com
+44 (0)20 7776 3200
31
SOFTWARE / SERVICE PROVIDERS TRI-PARTY AGENTS
EMEA Americas
Trading Apps TRI-PARTY AGENTS

81 Rivington Street, Americas
London EC2A 3AY, United Kingdom
Tel: +44 207 608 5538
Email: sales@tradingapps.com
www.tradingapps.com
Type of firm
Software Vendor
BNY Mellon
Managing Director
Laura Allen 101 Barclay St, 15th Floor,
laura.allen@tradingapps.com New York, New York 10286, United States
+44 791 705 2130 www.bnymellon.com
Type of firm
UnaVista, London Stock Exchange Investment Company offering investment management,
Group investment services and wealth management
10 Paternoster Square, London, United Kingdom BNY Mellon is a global investments company dedicated
Tel: +44 20 7797 1122 to helping its clients manage and service their financial
Email: unavista@lseg.com assets throughout the investment lifecycle. Whether
www.lseg.com/unavista providing financial services for institutions, corporations
or individual investors, BNY Mellon delivers informed
Type of firm investment management and investment services in
Regulatory Reporting Platform 35 countries and more than 100 markets. As of Sept.
MD of Software Sales 30, 2016, BNY Mellon had $30.5 trillion in assets under
Michael Leach custody and/or administration, and $1.7 trillion in assets
Mleach@lseg.com under management.
+44 20 7797 1000 BNY Mellon can act as a single point of contact for
Director of Marketing clients looking to create, trade, hold, manage, service,
David Ward distribute or restructure investments. BNY Mellon is
dward@lseg.com the corporate brand of The Bank of New York Mellon
+44 20 7797 1000 Corporation (NYSE: BK). Additional information is
available on www.bnymellon.com. Follow us on Twitter
MD of Product Management @BNYMellon or visit our newsroom at www.bnymellon.
Tom Wieczorek com/newsroom for the latest company news.
twieczorek@lseg.com
+44 20 7797 1000 Tri-party Collateral Financing Activities:
Borrow/ Pledge, Repo, Margin Segregation
Global Fixed Income, Global Equities
CEO Clearance & Collateral Management
Brian Ruane
wematch.securitiesfinancing brian.ruane@bnymellon.com
25 North Row, London W1K 6DJ, United Kingdom +1 212 635 1160
Tel: +44 7500 896 826 MD, Head of Collateral Management, EMEA
www.wematch.live Staffan Ahlner
Type of firm staffan.ahlner@bnymellon.com
Software/Service Provider +44 207 163 3257
CEO & Founder Liquidity, Segregation & IMG. COO, Global Head of
David Raccat Relationship & Transition Management
david@wematch.live Drew Demko
andrew.demko@bnymellon.com
+44 7500 896 826
+1 212 815 4450
32
TRI-PARTY AGENTS
Americas
MD, Global Head of Financial

Institutions and Intermediaries
John Templeton
john.templeton@bnymellon.com J.P. Morgan
+1 212 815 4476 383 Madison Avenue, Floor 11,
Euroclear Bank New York www.jpmorgan.com/global/solutions/cib/investor-
Representative Office services
28 Liberty Street, 33rd Floor, Type of firm

New York, New York 10005, United States Custodian Bank
www.euroclear.com Managing Director, Collateral Services
Type of firm Ed Corral
Market Infrastructure / International Central Securities ed.j.corral@jpmorgan.com
Depository +1 212 622 2420
Deputy Head - Relationship Management North Executive Director, Collateral Management

America Michael Katz
Paul Noordam michael.i.katz@jpmorgan.com
paul.noordam@euroclear.com +1 212 622 0876
+1 646 835 5402 Managing Director, Sales - Collateral Services
Senior Relationship Manager Linda Roth
Bradley Koehler linda.roth@jpmorgan.com
bradleym.koehler@euroclear.com +1 212 622 3118
+1 646 835 5403 Executive Director, Sales - Collateral Services
Eric Stovicek
Eric.Stovicek@jpmorgan.com
+1 212 622 9788
Vice President, Collateral Services
TJ Rance
tj.rance@jpmorgan.com
+1 212 622 5502
33
TRI-PARTY AGENTS
Asia-Pacific
TRI-PARTY AGENTS
Asia-Pacific
BNY Mellon
Australian Securities Exchange
One Queens Road, 3 Pacific Place,
20 Bridge Street, Sydney, NSW 2000, Australia
Admiralty, Hong Kong
Tel: +61 2 9227 0477
www.bnymellon.com
Email: ASX.Collateral@asx.com.au
www.asx.com.au Type of firm
Investment Company offering investment management,
Type of firm
investment services and wealth management
Exchange
BNY Mellon is a global investments company dedicated to
General Manager, Settlement & Collateral
helping its clients manage and service their financial assets
Philip Joyce
throughout the investment lifecycle. Whether providing
philip.joyce@asx.com.au
financial services for institutions, corporations or individual
+61 2 9227 0927
investors, BNY Mellon delivers informed investment
Sales Manager, Settlement & Collateral management and investment services in 35 countries and
Sasha Conoplia more than 100 markets. As of Sept. 30, 2016, BNY Mellon
sasha.conoplia@asx.com.au had $30.5 trillion in assets under custody and/or administra-
+61 2 9227 0477 tion, and $1.7 trillion in assets under management.
Product Manager, Settlement & Collateral BNY Mellon can act as a single point of contact for
Emma Isakka clients looking to create, trade, hold, manage, service,
emma.isakka@asx.com.au distribute or restructure investments. BNY Mellon is
+61 2 9227 0825 the corporate brand of The Bank of New York Mellon
Corporation (NYSE: BK). Additional information is
available on www.bnymellon.com. Follow us on Twitter
@BNYMellon or visit our newsroom at www.bnymellon.
com/newsroom for the latest company news.
Tri-party Collateral Financing Activities
Borrow/ Pledge, Repo, Margin Segregation
Global Fixed Income, Global Equities
Brian Ruane
brian.ruane@bnymellon.com
+1 212 635 1160
MD, Japan Head of Collateral Management
and Segregation
Toru Hanakawa
toru.hanakawa@bnymellon.com
+813 6756 4319
MD, Head of Collateral Management, APAC
Natalie Wallder
natalie.wallder@bnymellon.com
+852 2840 9755
MD, Asia Pacific Head of Sales
and Relationship Management
Filippo Santilli
filippo.santilli@bnymellon.com
+852 2840 6664
34
TRI-PARTY AGENTS
Asia-Pacific
Euroclear Bank Hong Kong Branch

20 F Central Plaza, 18 Harbour Road,
Wanchai, Hong Kong
www.euroclear.com
Deutsche Boerse Group - Global Type of firm

Funding and Financing Markets Depository
Head of Commercial Support APAC, Sales
& Relationship Management and Collateral
Fennie Kwok
fennie.kwok@euroclear.com
Tel: +852 3966 5508
Clearstream Banking
9 Raffles Place, #55-01 Republic Plaza, Euroclear Bank Singapore
Singapore 048619 Representative Office
www.clearstream.com
80 Raffles Place # 30 - 22, UOB Plaza 2 Singapore
Type of firm 048624
Securities Services www.euroclear.com
Securities financing activities Type of firm
Triparty Collateral Management, Triparty Repo, GC Market Infrastructure / International Central Securities
Pooling, Securities Lending Depository
Member of the Executive Board, Chief Representative & Head Relationship
Clearstream Banking AG Management, APAC ex-Japan & China
Executive Vice President, Global Head of Banking, Joseph Tan
Funding & Financing joseph.tan@euroclear.com
Tilman Fechter +65 6500 7776
Tilman.Fechter@clearstream.com
+49 69 2 111 33 79
Senior Vice President,
Head of BFF Business Development
Jean-Robert Wilkin
jean-robert.wilkin@clearstream.com
+352 2 433 25 95
BFF Business Development Manager
Davin Tat Man Cheung
Davin.Cheung@deutsche-boerse.com
+65 65 97-16 22
35
TRI-PARTY AGENTS
Asia-Pacific
J.P. Morgan J.P. Morgan

85 Castlereagh Street, Floor 20, Marunouchi 2-7-3, Chiyoda-ku,
Sydney 2000, Australia Floor 29, Tokyo 100-6432, Japan
www.jpmorgan.com/global/solutions/cib/investor- www.jpmorgan.com/global/solutions/cib/investor-
services services
Custodian Bank Custodian Bank
Executive Director, Head of Trading Services, APAC Executive Director, Head of Trading Services, APAC
Ed Bond Ed Bond
edward.bond@jpmorgan.com edward.bond@jpmorgan.com
+852 2800 2667 +852 2800 2667
Executive Director, Head of Collateral Services, Executive Director, Head of Collateral Services,
APAC APAC
O’Delle Burke O’Delle Burke
odelle.burke@jpmorgan.com odelle.burke@jpmorgan.com
+852 2800 1525 +852 2800 1525
Vice President, Collateral Services, Client Service Managing Director, Sales - Collateral Services
Guy Dipper Yuichiro Terui
guy.dipper@jpmorgan.com yuichiro.terui@jpmorgan.com
+61 2 9003 6127 +81 3 6736 8577

The Quayside, 18/F Tower 2, 168 Robinson Road, Floor 15, Singapore 068912
77 Hoi Bun Road, Kwun Tong, Hong Kong www.jpmorgan.com/global/solutions/cib/investor-
www.jpmorgan.com/global/solutions/cib/investorservices
services
Type of firm
Type of firm Custodian Bank
Custodian Bank
Executive Director, Head of Trading Services, APAC
Executive Director, Head of Trading Services, APAC Ed Bond
Ed Bond edward.bond@jpmorgan.com
edward.bond@jpmorgan.com +852 2800 2667
+852 2800 2667
Executive Director, Head of Collateral Services,
Executive Director, Head of Collateral Services, APAC
APAC O’Delle Burke
O’Delle Burke odelle.burke@jpmorgan.com
odelle.burke@jpmorgan.com +852 2800 1525
+852 2800 1525
Vice President, Sales - Collateral Services
Vice President, Sales - Collateral Services William Jeffries
William Jeffries william.j.jeffries@jpmorgan.com
william.j.jeffries@jpmorgan.com +852 5686 5739
+852 5686 5739
36
TRI-PARTY AGENTS
EMEA
TRI-PARTY AGENTS
EMEA
BNY Mellon
One Canada Square, London E14 5AL
www.bnymellon.com
BNP Paribas Securities Services Type of firm

Investment Company offering investment
9 rue du Débarcadère, 93500 Pantin, France management, investment services and wealth
www.securities.bnpparibas.com management
Type of firm BNY Mellon is a global investments company dedicated
Custodian to helping its clients manage and service their financial
assets throughout the investment lifecycle. Whether
BNP Paribas Securities Services is a global and local
providing financial services for institutions, corporations
custodian servicing both sell-side and buy-side clients,
with local expertise in 35 markets around the world
investment management and investment services in
and a global reach covering 90+ markets. As of 30 June
35 countries and more than 100 markets. As of Sept.
2019, BNP Paribas Securities Services had more than
30, 2016, BNY Mellon had $30.5 trillion in assets under
USD 11.5 trillion in assets under custody.
custody and/or administration, and $1.7 trillion in assets
Securities financing activities under management.
Triparty collateral financing activities
BNY Mellon can act as a single point of contact for
Prime brokerage activities clients looking to create, trade, hold, manage, service,
Repo, Securities Lending, Initial margin distribute or restructure investments. BNY Mellon is
the corporate brand of The Bank of New York Mellon
Main collateral types Corporation (NYSE: BK). Additional information is
Equities and fixed income available on www.bnymellon.com. Follow us on
Business Development Twitter @BNYMellon or visit our newsroom at www.
– Triparty collateral management bnymellon.com/newsroom for the latest company
Jérôme Blais news.
jerome.blais@bnpparibas.com Tri-party Collateral Financing Activities
+33 1 57 43 72 27 Borrow/ Pledge, Repo, Margin Segregation
Romain Lemallier Main collateral types
romain.lemallier@uk.bnpparibas.com Global Fixed Income, Global Equities
+33 1 87 74 39 06
Brian Ruane
brian.ruane@bnymellon.com
+1 212 635 1160
MD, Head of Collateral Management, EMEA
Staffan Ahlner
staffan.ahlner@bnymellon.com
+44 207 163 3257
MD, CCM Relationship Manager
Ingrid Garin
ingrid.garin@bnymellon.com
+32 2 545 8666
37
TRI-PARTY AGENTS
EMEA

Clearstream Banking Clearstream Banking

Mergenthalerallee 61, 65760 Eschborn, Germany 42 Avenue JF Kennedy, Luxembourg L-1855
www.clearstream.com www.clearstream.com
Securities Services Securities Services
Securities financing activities Securities financing activities
Triparty Collateral Management, Triparty Repo, GC Triparty Collateral Management, Triparty Repo, GC
Pooling, Securities Lending Pooling, Securities Lending
Member of the Executive Board, Clearstream Member of the Executive Board, Clearstream
Banking AG Banking AG
Executive Vice President, Global Head of Banking, Executive Vice President, Global Head of Banking,
Funding & Financing Funding & Financing
Tilman Fechter Tilman Fechter
Tilman.Fechter@clearstream.com Tilman.Fechter@clearstream.com
+49 69 2 111 3379 +49 69 2 111 33 79
Senior Vice President, Head of BFF Business Senior Vice President, Head of BFF Business
Development Development
Jean-Robert Wilkin Jean-Robert Wilkin
jean-robert.wilkin@clearstream.com jean-robert.wilkin@clearstream.com
+352 2 433 2595 +352 2 433 25 95
BFF Business Development Manager BFF Business Development Manager
Elisa Poutanen Elisa Poutanen
elisa.poutanen@clearstream.com elisa.poutanen@clearstream.com
+352 243-3 63 81 +352 243-3 63 81
BFF Business Development Manager BFF Business Development Manager
Christian Rossler Christian Rossler
christian.rossler@deutsche-boerse.com christian.rossler@deutsche-boerse.com
+352 2 43-3 62 29 +352 2 43-3 62 29
38
TRI-PARTY AGENTS
EMEA
Euroclear Group
1 Boulevard du Roi Albert II,
Brussels 1210, Belgium
Tel: +32 2 326 1211
www.euroclear.com
Type of firm
Funding and Financing Markets Market Infrastructure / International Central Securities
Depository
Head of Product Solutions
- Collateral Management
Olivier de Schaetzen
olivier.deschaetzen@euroclear.com
+32 2 326 2884
Clearstream Banking
11 Westferry Circus, 2nd Floor, Westferry House, Gösta Feige
Canary Wharf, London, E14 4HE, United Kingdom gosta.feige@euroclear.com
www.clearstream.com +352 2748 5070
Type of firm Product Solutions - Collateral Management
Securities Services Valentina Crovato
Securities financing activities valentina.crovato@euroclear.com
Triparty Collateral Management, Triparty Repo, GC +44 20 7849 3583
Pooling, Securities Lending
Member of the Executive Board, Clearstream
Banking AG
Executive Vice President, Global Head of Banking,
Funding & Financing
J.P. Morgan
Tilman Fechter
Tilman.Fechter@clearstream.com 6 route de Treves, Building H, Floor 01,
+49 69 2 111 33 79 Senningerberg, L-2633, Luxembourg
www.jpmorgan.com/global/solutions/cib/investor-
Senior Vice President, Head of BFF Business
services
Development
Jean-Robert Wilkin Type of firm
jean-robert.wilkin@clearstream.com Custodian Bank
+352 2 433 25 95
Executive Director, Collateral Services
BFF Business Development Manager Paul Pirie
James Cherry paul.g.pirie@jpmchase.com
james.frederick.cherry@clearstream.com +352 462 685075
+44 (0)207 8 62-71 21
Vice President, Collateral Services
Dan Stevens
daniel.j.stevens@jpmorgan.com
+352 462 685560
Managing Director, Sales
Mike Reece
mike.reece@jpmorgan.com
+44 207 134 5630
39
TRI-PARTY AGENTS
EMEA
J.P. Morgan SIX

25 Bank Street, Canary Wharf,
Pfingsweidstrasse 110, Zürich 8021, Switzerland
Floor 6, London E14 5JP, United Kingdom
Tel: +41 58 399 2190
www.six-securities-services.com
services
Type of firm
Type of firm
Financial Infrastructure Provider
Custodian Bank
Head SIX Repo Ltd & Securities Finance
Managing Director, Global Head of Trading Services
Nerin Demir
Ben Challice
nerin.demir@six-group.com
ben.challice@jpmorgan.com
+41 58 399 2646
+44 207 134 7964
Senior Relationship Manager Securities Finance
Executive Director, Tri-party
Christian Geiger
Graham Gooden
graham.j.gooden@jpmorgan.com
+41 58 399 2423
+44 207 134 5248
Head Business Development Securities Finance
Raphael Heuberger
James Smith
repoinfodesk@six-group.com
james.c.smith@jpmorgan.com
+41 58 399 2190
+44 203 493 3724
Head Treasury
Managing Director, Sales
Raeto von Sprecher, CFA
Mike Reece
raeto.vonsprecher@six-group.com
mike.reece@jpmorgan.com
+41 58 399 3779
+44 207 134 5630
Scott Robinson
scott.a.robinson@jpmorgan.com
+44 207 134 8420
40
Americas Section
BAHAMAS42
BARBADOS42
BRAZIL43
CANADA44
MEXICO 57
PERU 57
UNITED STATES 58
41
BAHAMAS / BARBADOS
Funding & collateral
BAHAMAS BARBADOS
Funding & collateral Funding & collateral
Royal Bank of Canada RBC (Barbados) Trading Bank Corp

127 South Ocean Road, P.O. Box N-7549, Limegrove, 3rd Fl. Holetown, St James,
Suite 204, Nassau 78073, Bahamas Holetown BB24016, Barbados
Bank Bank
Royal Bank of Canada is a global financial institution Royal Bank of Canada is a global financial institution
with 85,000+ employees. with 85,000+ employees.
As Canada’s biggest bank and one of the largest in As Canada’s biggest bank and one of the largest in
the world based on market capitalization, we have a the world based on market capitalization, we have a
diversified business model with a focus on innovation diversified business model with a focus on innovation
and providing exceptional experiences to our 17 million and providing exceptional experiences to our 17 million
clients in Canada, the U.S. and 34 other countries. clients in Canada, the U.S. and 34 other countries.
RBC Capital Markets is recognised by the most RBC Capital Markets is recognised by the most
significant corporations, institutional investors, asset significant corporations, institutional investors, asset
managers, private equity firms, governments around managers, private equity firms, governments around
the globe in capital markets, banking, and finance the globe in capital markets, banking, and finance
with over 7,900 employees across North America, with over 7,900 employees across North America,
Europe, and the Asia-Pacific region in 70 offices and 15 Europe, and the Asia-Pacific region in 70 offices and 15
countries. Central Funding (“CFG”) operates a global countries. Central Funding (“CFG”) operates a global
secured finance business providing short-term funding secured finance business providing short-term funding
secured by collateral - typically fixed income and equity secured by collateral - typically fixed income and equity
securities and structured credit assets. securities and structured credit assets.
CFG is a global business with over 200 employees CFG is a global business with over 200 employees
operating in London, New York, Toronto, Bridgetown, operating in London, New York, Toronto, Bridgetown,
Nassau, Guernsey and Sydney. Nassau, Guernsey and Sydney.
Main Collateral types Main Collateral types
Global Fixed Income, Global Equity, Structured Credit, Global Fixed Income, Global Equity, Structured Credit,
Major Currencies Major Currencies
Director Managing Director
Daniel Molloy Paul Holub
daniel.molloy@rbccm.com paul.holub@rbccm.com
+1 212 858 7477 +1 212 858 7282
Director
Michael Byrne
michael.byrne@rbccm.com
+1 212 428 6538
42
BRAZIL
BRAZIL Banco Bradesco S.A.

Funding & collateral Av. Brigadeiro Faria Lima, 3950,
11º andar - São Paulo, SP 04538-132, Brazil
Tel: +55 11 3847 9049
B3 www.bradesco.com.br
Praça Antonio Prado 48,
Type of firm
São Paulo, Brazil
Bank | Prime Brokerage
Tel: +55 11 2565 7638
www.b3.com.br Head of Prime Brokerage
Juvenal das Neves
Type of firm
juvenal.neves@bradesco.com.br
Exchange
+55 11 3847 9049
Chief Representative Officer - US & APAC
Manager
Jose Manoel Ometo
Paula Margato
jose.ometo@b3.com.br
paula.margatto@bradesco.com.br
+55 11 2565 6589
+55 11 3847 9118
Senior Analyst
Manager
Ana Nunes
Jessica Fanini
ana.nunes@b3.com.br
jessica.fanini@bradesco.com.br
+55 11 2565 5546
+55 11 3847 9881
43
CANADA
CANADA Director, Securities Lending and Collateral

Funding & collateral Management
+1 416 359 4493
Director, Securities Lending and Collateral
Management
BMO Capital Markets Doug Howard
1 First Canadian Place, 100 King Street West, Doug.Howard@bmo.com
Toronto, ON M5X 2A1, Canada +1 416 359 4493
Tel: +1 416 359 4493 Vice President, Securities Lending, Delta One, Sales
Email: GlobalPrimeFinance@bmo.com and Relationship Management
www.bmocm.com Stefan Papich
Type of firm Stefan.Papich@bmo.com
Investment Bank +1 416 359 4493
BMO Capital Markets is a leading, full-service North Managing Director, Prime Brokerage and Delta One,
American-based financial services provider offering Sales and Relationship Management
corporate, institutional and government clients access Kimberley Jansen
to a complete range of products and services. These Kimberley.Jansen@bmo.com
include equity and debt underwriting, corporate lending +1 416 359 7013
and project financing, merger and acquisitions advisory Managing Director, Prime Brokerage Client Services
services, securitization, treasury management, market Satinder Jando
risk management, debt and equity research and satinder.jando@bmo.com
institutional sales and trading. +1 416 359 8476
With approximately 2,500 professionals in 30 locations
around the world, including 16 offices in North America,
BMO Capital Markets works proactively with clients to
provide innovative and integrated financial solutions.
BMO Capital Markets is a member of BMO Financial
Group (NYSE, TSX: BMO), one of the largest diversified National Bank Financial Inc – Canada
financial services providers in North America with
US$589 billion total assets and over 45,000 employees The Exchange Tower, 130 King Street West,
as at July 31, 2018. For more information, visit www. 4th Floor Podium, Toronto, ON, M5X 1J9, Canada
bmocm.com Tel: +1 416 869 6657
Web: www.nbc.ca
Global Equities Type of firm
Broker Dealer
Prime brokerage activities
Synthetics and Equity Repo Co-Head of Global Securities Finance
Carl Attie
Other offices carl.attie@nbc.ca
New York, Seattle, Dublin, Melbourne, and London +1 416 869 6657
Managing Director Director (Collateral & Funding)
John Loynd James Bryce
john.loynd@bmo.com james.bryce@nbc.ca
+1 416 359 4493 +1 416 869 6539
Management
David Pugliese
David.Pugliese@bmo.com
+1 416 359 7513
44
CANADA
Europe, and the Asia-Pacific region in 70 offices and 15

countries. Central Funding (“CFG”) operates a global
secured finance business providing short-term funding
secured by collateral - typically fixed income and equity
securities and structured credit assets.
National Bank of Canada
CFG is a global business with over 200 employees
600 Rue de la Gauchetière Ouest, operating in London, New York, Toronto, Bridgetown,
Montréal, Québec H3B 4L2, Canada Nassau, Guernsey and Sydney.
Tel: +1 416 869 6657
Web: www.nbc.ca
GC, Non-Cash funding/collateral trading
Type of firm
Bank
Global Fixed Income, Global Equity, Structured Credit,
Co-Head of Global Securities Finance Major Currencies
Carl Attie
Head of Equity Finance
carl.attie@nbc.ca
Andrew Thornhill
+1 416 869 6657
andrew.thornhill@rbccm.com
Co-Head of Global Securities Finance +1 416 842 6440
Sean Healey
Managing Director
shealey@nbf-us.com
Dave Barker
+1 212 546 7663
dave.barker@rbccm.com
Managing Director (Securities Lending, Collateral & +1 416 842 6440
Funding)
Managing Director
Michael Schleich
Mike Fraser
Mike.Schleich@nbc.ca
mike.fraser@rbccm.com
+1 416 869 6490
+1 416 842 6440
Scotiabank
40 King Street West, Suite 6800,
Toronto ON, M5H 1H1, Canada
www.scotiabank.com
Head of Collateral Management and Funding
Royal Bank of Canada Martin Weeks, Managing Director
200 Bay Street, Royal Bank Plaza, martin.weeks@scotiabank.com
Toronto, ON. M5J 2W7, Canada +1 416 933 3728
Type of firm Head of CAD Repo/Collateral Management and

Bank Funding
Rob Dias, Managing Director
Royal Bank of Canada is a global financial institution robert.dias@scotiabank.com
with 85,000+ employees. +1 416 863 7927
As Canada’s biggest bank and one of the largest in Trader
the world based on market capitalization, we have a Ciaran Dayal
diversified business model with a focus on innovation ciaran.dayal@scotiabank.com
and providing exceptional experiences to our 17 million +1 416 862 3855
clients in Canada, the U.S. and 34 other countries.
RBC Capital Markets is recognised by the most
significant corporations, institutional investors, asset
managers, private equity firms, governments around
the globe in capital markets, banking, and finance
with over 7,900 employees across North America,
45
CANADA
Repo

Repo Management
+1 416 359 4493
Management
Group (NYSE, TSX: BMO), one of the largest diversified
US$589 billion total assets and over 45,000 employees
as at July 31, 2018. For more information, visit www.
bmocm.com/.
Global Equities
Synthetics and Equity Repo
Other offices
New York, Seattle, Dublin, Melbourne, and London
Managing Director
John Loynd
john.loynd@bmo.com
+1-416-359-4493
Management
David Pugliese
+1 416 359 7513
46
CANADA
Repo
BNY Mellon
1 York Street, 6th Floor, National Bank Financial Inc – Canada
Toronto, ON M5J 0B6, Canada
The Exchange Tower, 130 King Street West,
www.bnymellon.com
4th Floor Podium, Toronto, ON, M5X 1J9, Canada
Type of firm Tel: +1 416 869 6657
Investment Company offering investment Web: www.nbc.ca
management, investment services and wealth
Type of firm
management
Broker Dealer
BNY Mellon is a global investments company dedicated
Co-Head of Global Securities Finance
to helping its clients manage and service their financial
Carl Attie
carl.attie@nbc.ca
+1 416 869 6657
investment management and investment services in Director (Repo)
35 countries and more than 100 markets. As of Sept. Mary Spadafora
30, 2016, BNY Mellon had $30.5 trillion in assets under mary.spadafora@nbc.ca
custody and/or administration, and $1.7 trillion in assets +1 416 869 8629
under management.
BNY Mellon can act as a single point of contact for
clients looking to create, trade, hold, manage, service,
distribute or restructure investments. BNY Mellon is
the corporate brand of The Bank of New York Mellon
available on www.bnymellon.com. Follow us on
National Bank of Canada
Twitter @BNYMellon or visit our newsroom at www. 600 Rue de la Gauchetière Ouest,
bnymellon.com/newsroom for the latest company Montréal, Québec H3B 4L2, Canada
news. Tel: +1 416 869 6657
Web: www.nbc.ca
Fixed income lending and borrowing, Corporate bond Type of firm
lending and borrowing, Fixed Income REPO Bank
Main collateral types Co-Head of Global Securities Finance
Major Currencies, Global Fixed Income, Global Equities Carl Attie
carl.attie@nbc.ca
MD, Global Head of Agency Securities Finance
+1 416 869 6657
William Kelly
bill.kelly@bnymellon.com Co-Head of Global Securities Finance
+1 212 815 3908 Sean Healey
shealey@nbf-us.com
MD, CIO
+1 212 546 7663
Larry Mannix
larry.mannix@bnymellon.com Managing Director (Securities Lending, Collateral &
+1 212 815 3040 Funding)
Michael Schleich
Director CAD Cash Reinvestment
Cezan Duong
+1 416 869 6490
cezan.duong@bnymellon.com
+1 416 775 8753
47
CANADA
Repo
Scotiabank
40 King Street West, Suite 6800,
Toronto ON, M5H 1H1, Canada
www.scotiabank.com
200 Bay Street, Royal Bank Plaza, martin.weeks@scotiabank.com
Toronto, ON. M5J 2W7, Canada +1 416 933 3728
Type of firm Head of CAD Repo/Collateral Management and

Bank Funding
Rob Dias, Managing Director
Royal Bank of Canada is a global financial institution robert.dias@scotiabank.com
with 85,000+ employees. +1 416 863 7927
As Canada’s biggest bank and one of the largest in
the world based on market capitalization, we have a TD Securities
diversified business model with a focus on innovation
and providing exceptional experiences to our 17 million 222 Bay Street, 7th Floor,
clients in Canada, the U.S. and 34 other countries. Toronto, Ontario, M5K 1A2, Canada
Tel: +1 416 307 8500
RBC Capital Markets is recognised by the most www.tdsecurities.com
managers, private equity firms, governments around Type of firm
the globe in capital markets, banking, and finance Wholesale Bank
with over 7,900 employees across North America, Director
Europe, and the Asia-Pacific region in 70 offices and 15 David St. Germaine
countries. Central Funding (“CFG”) operates a global David.St.Germaine@tdsecurities.com
secured finance business providing short-term funding +1 416 982 6109
securities and structured credit assets. Director
Alberto Rodriguez
CFG is a global business with over 200 employees Alberto.Rodriguez@tdsecurities.com
operating in London, New York, Toronto, Bridgetown, +1 416 982 6109
Nassau, Guernsey and Sydney.
Vice President
Securities financing activities Kristina Miner
Government/Corporate Bond Repo Kristina.Miner@tdsecurities.com
Main Collateral types +1 416 982 6109
Major Currencies
Head of Fixed Income Repo, Canada.
Charles Lesaux
charles.lesaux@rbccm.com
+1 416 842 6430
48
CANADA
Securities lending

Securities lending Management
+1 416 359 4493
Management
bmocm.com
Global Equities
Other offices
New York, Seattle, Dublin, Melbourne, and London
Managing Director
John Loynd
john.loynd@bmo.com
+1 416 359 4493
Management
David Pugliese
+1 416 359 7513
49
CANADA
Securities lending
BNY Mellon BNY Mellon

1 York Street, 6th Floor, Toronto, ON M5J 0B6, Canada 1 York Street, 6th Floor, Toronto, ON M5J 0B6, Canada
www.bnymellon.com www.bnymellon.com

Investment Company offering investment Investment Company offering investment
management, investment services and wealth management, investment services and wealth
management management
BNY Mellon is a global investments company dedicated Securities financing activities

to helping its clients manage and service their financial Principal Finance
Major Currencies, Global Fixed Income, Global Equities
investment management and investment services in MD, Global Head of Agency Securities Finance
35 countries and more than 100 markets. As of Sept. William Kelly
30, 2016, BNY Mellon had $30.5 trillion in assets under bill.kelly@bnymellon.com
custody and/or administration, and $1.7 trillion in assets +212 815 3908
under management.
BNY Mellon can act as a single point of contact for Trading
clients looking to create, trade, hold, manage, service, Simon Tomlinson
distribute or restructure investments. BNY Mellon is the simon.tomlinson@bnymellon.com
corporate brand of The Bank of New York Mellon Corpo- +44 207 163 4600
ration (NYSE: BK). Additional information is available on
www.bnymellon.com. Follow us on Twitter @BNYMellon Head of Agency Lending Trading - Canada
or visit our newsroom at www.bnymellon.com/news- Phil Zywot
room for the latest company news. Phil.Zywot@bnymellon.com
+1 416 775 5900
Securities lending and borrowing, Collateral Desk Manager - CAD Fixed Income
Management, Cash Reinvestment Chris Tigert
Christopher.Tigert@bnymellon.com
Main collateral types +1 416 775 8750
William Kelly
bill.kelly@bnymellon.com
+1 212 815 3908
MD, Global Head of Agency Securities Finance Trading
Simon Tomlinson
simon.tomlinson@bnymellon.com
+44 207 163 4600
Head of Agency Lending Trading - Canada
Phil Zywot
Phil.Zywot@bnymellon.com
+1 416 775 5900
Desk Manager - CAD Equities
Dan Yardin
Daniel.Yardin@bnymellon.com
+1 416 775 5900
50
CANADA
Securities lending
Canadian Imperial Bank of

Commerce
161 Bay Street, BCE Place, Toronto,
ON M5J 2S8, Canada
www.cibc.com National Bank of Canada
Managing Director, Global Head of Securities 600 Rue de la Gauchetière Ouest,
Lending Montréal, Québec H3B 4L2, Canada
Paul Larkin Tel: +1 416 869 6657
Paul.Larkin@cibc.com Web: www.nbc.ca
+1 416 594 7371
Type of firm
Executive Director, Securities Lending Bank
Donald Lim
Donald.Lim@CIBC.ca Co-Head of Global Securities Finance
+1 416 594 8301 Carl Attie
carl.attie@nbc.ca
Executive Director, Securities Lending +1 416 869 6657
Avi Romberg
Avi.Romberg@cibc.com Co-Head of Global Securities Finance
+1 416 594 8301 Sean Healey
shealey@nbf-us.com
+1 212 546 7663
Managing Director (Securities Lending, Collateral &
Funding)
Michael Schleich
+1 416 869 6490
National Bank Financial Inc – Canada
The Exchange Tower, 130 King Street West, 4th Northern Trust
Floor Podium, Toronto, ON, M5X 1J9, Canada
Tel: +1 416 869 6657 145 King Street W, Suite 1910,
Web: www.nbc.ca Toronto, ON CA M5H IJ8, Canada
Tel: +1 416 363 0666
Type of firm www.northerntrust.com
Broker Dealer
Type of firm
Co-Head of Global Securities Finance Agent Lender, Global Custodian
Carl Attie
carl.attie@nbc.ca Head of Securities Lending Trading, Canada
+1 416 869 6657 Dave Sedman
ds111@ntrs.com
Managing Director (Securities Lending) +1 416 363 0666
Michael Schleich
+1 416 869 6490
51
CANADA
Securities lending
Scotiabank
40 King Street West, 65th Floor, Toronto, ON Canada
www.scotiabank.com
Global Head, Securities Lending
Brendan Eccles, Managing Director
RBC Investor & Treasury Services brendan.eccles@scotiabank.com
Royal Bank Plaza, 200 Bay Street, 2nd Floor, North +1 212 225 6680
Tower, Toronto, Ontario M5J 2W7, Canada Head of Securities Lending Canada
Tel: +1 416 955 5500 Stewart Udall, Director
www.rbcits.com stewart.udall@scotiabank.com
RBC Investor & Treasury Services (RBC I&TS) is +1 416 863 7757
a specialist provider of asset services, custody,
payments and treasury and market services for
financial and other institutional investors worldwide,
with over 4,500 employees in 17 countries across
North America, Europe, Asia and Australia. We deliver
services which safeguard client assets, underpinned
by client-centric digital solutions which continue to be
enhanced and evolved in line with our clients’ changing
needs. Trusted with CAD 4.2 trillion in client assets
under administration(1), RBC I&TS is a financially
strong partner with among the highest credit ratings
globally(2).
Clients benefit from the long-standing experience and

specialized expertise of our securities finance program:
- Tailored program based on clients’ risk and return
objectives
- Established risk management framework
- Zero losses for beneficial owners since inception
- Over 30 years of experience
- Top custodial lender globally(3)
(1) RBC quarterly results released August 21, 2019

(2) Standard & Poor’s (AA-) and Moody’s (Aa2) legacy
senior long-term debt ratings of Royal Bank of Canada
as of August 21, 2019
(3) Global Investor/ISF 2019 Beneficial Owners Survey,
#1 custodial lender globally in unweighted category
Managing Director, Securities Finance
Donato D’Eramo
donato.deramo@rbc.com
+1 416 955 5500
Director, Securities Finance
Arthur Kolodziejczyk
arthur.kolodziejczyk@rbc.com
+1 416 955 5500
Associate Director, Securities Finance
Kyle Kolasingh
kyle.kolasingh@rbc.com
+1 416 955 5500
52
CANADA
Securities lending
State Street Bank and Trust State Street Bank and Trust -
- Agency Lending Enhanced Custody
State Street Financial Center, State Street Financial Center,
30 Adelaide Street, Toronto, Ontario, Canada 30 Adelaide Street, Toronto, Ontario, Canada
Tel: +1 647 775 6061 Tel: +1 617 786 3000
www.statestreetglobalmarkets.com www.statestreetglobalmarkets.com
Custodian and Specialist Bank Custodian and Specialist Bank
Global Head of Client Management Global Head of Client Management
Francesco Squillacioti Francesco Squillacioti
FSquillacioti@statestreet.com FSquillacioti@statestreet.com
+1 617 664 4756 +1 617 664 4756
Global Head of Business Development Global Head of Business Development
John McGuire John McGuire
jpmcguire@statestreet.com jpmcguire@statestreet.com
+1 617 664 0584 +1 617 664 0584
Global Head of Agency Lending Trading Global Head of Enhanced Custody Trading
Jarrod Polseno Matthew Johnson
jpolseno@statestreet.com MJohnson@StateStreet.com
+1 617 664 2513 +1 617 664 9184
Global Head of Algorithmic Trading Global Head of Algorithmic Trading
Nickolas Delikaris Nickolas Delikaris
NDelikaris@StateStreet.com NDelikaris@StateStreet.com
+1 617 664 9170 +1 617 664 9170
Head of Agency Lending Client Management, NA Head of Enhanced Custody Client Management,
Betsy Coyne North America
BCoyne@StateStreet.com Eric MacDonald
+1 617 664 2647 egmacdonald@statestreet.com
+1 617 664 2535
Client Management
Chelsea Grossman Business Development
CEGrossman@StateStreet.com Adam Sporn
+1 647 775 6760 ASporn@StateStreet.com
+1 617 664 0190
Business Development
Kevin Mcgarr Business Development
KPMcGarr@StateStreet.com Pearse McDowell
+1 617 664 3105 PDMcDowell@StateStreet.com
+1 617 664 5909
Head of Canada Trading
Ahmed Shadmann
ATShadmann@StateStreet.com
+1 647 775 6061
53
CANADA
Securities lending
TD Securities
222 Bay Street, 7th Floor, Toronto, Ontario, M5K
1A2, Canada
Tel: +1 416 307 8500
www.tdsecurities.com
Type of firm
Wholesale Bank
Managing Director
Steve Banquier
Steve.Banquier@tdsecurities.com
+1 416 983 9444
Director
Jenn Ocampo-King
Jenniferocampo.king@tdsecurities.com
+1 416 982 3449
Director
Sumit Sharma
Sumit.N.Sharma@tdsecurities.com
+1 416 308 7321
54
CANADA
Synthetic finance

Synthetic finance Management
+1 416 359 4493
Management
Group (NYSE, TSX: BMO), one of the largest diversified National Bank Financial Inc – Canada
US$589 billion total assets and over 45,000 employees The Exchange Tower, 130 King Street West, 4th
as at July 31, 2018. For more information, visit www. Floor Podium, Toronto, ON, M5X 1J9, Canada
bmocm.com Tel: +1 416 869 6657
Web: www.nbc.ca
Global Equities Type of firm
Broker Dealer
Synthetics and Equity Repo Co-Head of Global Securities Finance
Carl Attie
Other offices carl.attie@nbc.ca
New York, Seattle, Dublin, Melbourne, and London +1 416 869 6657
Managing Director Director (Synthetic Finance)
John Loynd Benjamin Macdonald
john.loynd@bmo.com Benjamin.Macdonald@nbc.ca
+1 416 359 4493 +1 416 869 7858
Management
David Pugliese
+1 416 359 7513
55
CANADA
Synthetic finance
Scotiabank
40 King Street West, 65th Floor, Toronto, ON Canada
www.scotiabank.com
Synthetic Trading
National Bank of Canada Kirtes Bharti, Director
Kirtes.Bharti@scotiabank.com
600 Rue de la Gauchetière Ouest, Montréal, Québec
+1 416 863 7757
H3B 4L2, Canada
Tel: +1 416 869 6657
Type of firm
Bank
Carl Attie
carl.attie@nbc.ca
+1 416 869 6657
Sean Healey
shealey@nbf-us.com
+1 212 546 7663
Director (Synthetic Finance)
Benjamin Macdonald
Benjamin.Macdonald@nbc.ca
+1 416 869 7858
56
MEXICO / PERU
Securities lending
MEXICO PERU
Securities lending Securities lending
Banco Santander Mexico BOLSA DE VALORES DE LIMA S.A.A.

Av. Paseo de la Reforma 500, Col. Lomas de Santa Pasaje Acuña 106. Cercado de Lima. L01. Perú
Fe, 01219, CDMX, México Tel: +51 1 619 3333
Email: securitieslending@santander.com.mx www.bvl.com.pe
Type of firm Chief Executive Officer
Bank Francis Stenning
Fatima@bvl.com.pe
ED Securities & CCP’s
+51 1 619 3333 x 2225
Guillermo Ochoa
gaochoa@santander.com.mx Chief Business Development Officer
+52 55 5269 8766 Miguel A. Zapatero
mzapatero@bvl.com.pe
ED Securities Lending
+51 1 619 3333 x 2120
Raquel Sánchez
rsanchez@santander.com.mx Legal Counsel
+52 55 5269 8780 Magaly Martinez
mmarti@cavali.com.pe
Sales Trading – Securities Lending
+51 1 619 3333 x 2225
Guillermo Ramos
geramos@santander.com.mx
+52 55 5257 8000 ext. 98623
57
UNITED STATES
UNITED STATES
BCS Global Markets

1270 Ave of The Americas, Suite 18e, New York NY
10020, United States
ABN AMRO Clearing Chicago LLC Tel: +1 212 421 8534
175 W. Jackson Boulevard, Suite 400 | Chicago, IL Email: sales@bcsprime.com
6060, United States Type of firm
www.abnamroclearing.com Broker Dealer
Head of Securities Finance and Treasury US BCS Financial Group is a leading financial service group
Timothy J. Taylor that provides innovative and customizable high and low
timothy.taylor@abnamroclearing.com touch trading solutions for Russia and core global &
+1 312 604 8422 emerging markets.
Head of Securities Finance US
Brian Bair In 2012, BCS Financial Group launched its Global
brian.bair@us.abnamroclearing.com Markets and Investment Banking division to build on its
+1 312 604 8898 existing strengths and leading position in the Russian
markets. BCS UK provides the cornerstone for the
Securities Finance Trader firm’s global markets and investment banking activities,
Raj Jhangiani offering a suite of financial services to European and
raj.jhangiani@us.abnamroclearing.com international clients.
+1 312 604 8899
BCS offers all clients easy market access through
Barclays Plc solutions tailored to meet their specific requirements.
Providing exclusive investment banking services to
745 7th Avenue, New York NY 10019, United States professional investors, BCS UK is well positioned to
Tel: +1 212 528 1696 partner with its clients and provide them with access
www.investmentbank.barclays.com/markets/ to the complete range of BCS Financial Group services,
prime-brokerage-services.html including the latest technologies and bespoke trading
Type of firm solutions for both Russian and global markets
Investment Bank CEO BCS Americas Inc
Global Head of EFG Risk & Americas Funding, Gary Esayian
Equities Gary.Esayian@bcsgm.com
Sergey Gerasimov +1 212 421 8534 or ext. 4186
sergey.gerasimov@barclays.com
+1 212 528 1696
Head of EFG Funding, Americas
Abinhav Chandra
abhinav.chandra@barclays.com
+1 212 526 7326
58
UNITED STATES
Vice President
Mary Beth Mrowka
MaryBeth.Mrowka@bmo.com
+1 212 702 1233
BMO Capital Markets
Vice President
3 Times Square, New York City, NY 10036, United Martin Leis
States Martin.Leis@bmo.com
Tel: +1 212 702 1233 +1 212 702 1233
Email: GlobalPrimeFinance@bmo.com
www.bmocm.com Director - TRS
Dave Amar
Type of firm David.Amar@Bmo.com
BMO Capital Markets is a leading, full-service North Director - TRS
American-based financial services provider offering Brian Ehlis
corporate, institutional and government clients access Brian.Ehlis@bmo.com
to a complete range of products and services. These +1 212 702 1441
include equity and debt underwriting, corporate lending
and project financing, merger and acquisitions advisory Managing Director - Delta One Trading
services, securitization, treasury management, market Jay Lubin
risk management, debt and equity research and Jay.Lubin@bmo.com
With approximately 2,500 professionals in 30 locations Vice President - Delta One Trading
around the world, including 16 offices in North America, Alistair Morgan
BMO Capital Markets works proactively with clients to Alistair.Morgan@bmo.com
provide innovative and integrated financial solutions. +1 212 702 1802
BMO Capital Markets is a member of BMO Financial Director - Index/ETF trading

Group (NYSE, TSX: BMO), one of the largest diversified Mike Strongin
financial services providers in North America with Michael.Strongin@bmo.com
US$589 billion total assets and over 45,000 employees +1 212 702 1933
bmocm.com/.
Global Equities
Other offices
Seattle, Toronto, London, Melbourne, Dublin
Head Global Prime Brokerage
Jordan Lupu
jordan.lupu@bmo.com
+1 212 605 1550
Managing Director - U.S. Products
Paul Besignano
paul.besignano@bmo.com
+1 212 702 1233
Director
Mike Flaumenbaum
Michael.Flaumenbaum@bmo.com
+1 212 702 1233
59
UNITED STATES
BMO Capital Markets

1420 5th Avenue Suite 2000, Seattle, WA 98101,
United States BNP Paribas Sec Corp
Tel: +1 206 224 7061
Email: GlobalPrimeFinance@bmo.com 787 Seventh Avenue, New York NY 10019, United
www.bmocm.com States
Tel: +1 212 841 3000
Type of firm Email: dl.psfprimeservicesamericas@us.bnpparibas.
Investment Bank com
BMO Capital Markets is a leading, full-service North www.bnpparibas.com
American-based financial services provider offering Type of firm
corporate, institutional and government clients access Investment Bank
to a complete range of products and services. These
include equity and debt underwriting, corporate lending Equity Securities Financing
and project financing, merger and acquisitions advisory Global Head of Prime Solutions & Financing
services, securitization, treasury management, market Raphael Masgnaux
risk management, debt and equity research and raphael.masgnaux@uk.bnpparibas.com
With approximately 2,500 professionals in 30 locations Deputy Global Head of Prime Solutions & Financing
around the world, including 16 offices in North America, Kieron Smith
BMO Capital Markets works proactively with clients to kieron.a.smith@uk.bnpparibas.com
BMO Capital Markets is a member of BMO Financial Co-Head of Prime Solutions & Financing, Americas
Group (NYSE, TSX: BMO), one of the largest diversified Jeffrey Lowe
financial services providers in North America with jeff.lowe@us.bnpparibas.com
bmocm.com/. Co-Head of Prime Solutions & Financing, Americas
Adil El Batji
Securities financing activities adil.elbatji@us.bnpparibas.com
Global Equities +1 212 841 3812
Prime brokerage activities Head of Prime Brokerage Sales and Client Services,
Synthetics and Equity Repo Americas
Other offices Robert Luzzo
New York, Toronto, London, Melbourne, Dublin robert.luzzo@us.bnpparibas.com
+1 212 841 2569
Managing Director
Doug Tveter Head of Platform Sales, Americas
Doug.Tveter@bmo.com Kevin Darling
+1 206 224 7061 kevin.darling@us.bnpparibas.com
+1 212 471 6571
Head of Structuring
John Roglieri
john.roglieri@us.bnpparibas.com
+1 212 841 3532
Head of PS&F Risk Management, Americas
Alex Bergelson
alex.bergelson@us.bnpparibas.com
+1 212 471 6533
60
UNITED STATES
Head of US PB Client Service

Jonathan Androski
jonathan.androski@us.bnpparibas.com
+1 212 471 6743
GLMX
Head of PB Onboarding and Product
MaryCatherine Permenter 330 Seventh Ave, New York, NY 10001
marycatherine.permenter@us.bnpparibas.com 755 Page Mill Road, Suite A-200, Palo Alto, CA
+1 212 841 2723 94304, United States
Tel: 646 854 GLMX (4569)
Citi glmx.com
390 Greenwich Street, New York, United States Type of firm
Type of firm Global Financial Technology Provider
Investment Bank Representing the fusion of Wall Street expertise and
Head of NAM Equity Funding, Managing Director Silicon Valley technology, GLMX was founded by a
Dan Willett group of seasoned Money Market professionals in
daniel.willett@citi.com 2010. Funded by a leading west coast venture capital
+1 212 723 7681 firm, GLMX utilizes cutting edge technology to bring
Euroclear Bank New York markets.
Representative Office
28 Liberty Street, 33rd Floor, New York, New York Fixed Income REPO, Equity REPO, Fixed Income
10005, United States lending and borrowing, Equity lending and borrowing
www.euroclear.com
Type of firm Global Fixed Income and Global Equity
Depository Other offices
United Kingdom
Deputy Head - Relationship Management North
America Chief Executive Officer
Paul Noordam Glenn Havlicek
paul.noordam@euroclear.com glenn@glmx.com
+1 646 835 5402 +1 646 854-GLMX (4569)
Senior Relationship Manager Chief Operating Officer

Bradley Koehler Sal Giglio
bradleym.koehler@euroclear.com sal@glmx.com
+1 646 835 5403 +1 646 854 GLMX (4569)
Phil Buck
Phil@glmx.com
+44 20 8191 8804
61
UNITED STATES
Interactive Brokers LLC

1 Pickwick Plaza, Greenwich CT 06830, United
States
Tel: +1 203 618 5827 J.P. Morgan
Email: ibseclending@ibkr.com
383 Madison Avenue, New York, United States
www.interactivebrokers.com
Tel: +1 212 272 2486
Type of firm www.jpmorgan.com/global/solutions/cib/prime-
Broker services
Securities Lending Manager Type of firm

William Pepe Investment Bank
wpepe@interactivebrokers.com
Managing Director, US Head of Equity Finance
+1 203 618 5873
Michael Kelleher
Global Head Securities Financing michael.w.kelleher@jpmorgan.com
Brian Sussman +1 212 272 2230
bsussman@interactivebrokers.com
Executive Director, US Financing and Collateral
+1 203 618 5768
Michael DiCesare
Securities Lending Supervisor michael.e.dicesare@jpmorgan.com
Dan Giegengack +1 212 622 2372
dgiegengack@interactivebrokers.com
+1 203 618 5782 Morgan Stanley & Co
1585 Broadway, New York, NY 10036, United States
Jefferies LLC Tel: +1 212 761 1891
520 Madison Avenue, Email: @morganstanley.com
New York NY 10022, United States www.morganstanley.com
Tel: +1 212 336 7200
Type of firm
www.jefferies.com
Investment Bank
Type of firm
Managing Director
Investment Banking
Gregg Bromberg
Head of Prime Services Gregg.Bromberg@morganstanley.com
John Laub +1 212 761 2424
jlaub@jefferies.com
Executive Director
+1 212 284 1726
Lauren Senno
Head of Equity Funding lauren.delauro@morganstanley.com
Brad Katinas +1 212 761 2019
BKatinas@Jefferies.com
+1 212 336 7278
62
UNITED STATES
Executive Director, Trader

- Securities Optimization Unit
Saverio Costa
saverio.costa@natixis.com
+1 212 891 1973
National Bank of Canada Financial Trader - Securities Optimization Unit
Inc – United States Clara Michelson
clara.michelson@natixis.com
65 E 55th Street, 31st floor,
+1 212 698 3046
Tel: +1 212 546 7663 Trader - Securities Optimization Unit
Web: www.nbc.ca Charles Luo
charles.luo@natixis.com
Type of firm
+1 212 891 5814
Broker Dealer
Executive Director, Client Strategies Group
CEO, President & Co-Head of Global Securities Finance
Anthony Caserta
Sean Healey
anthony.caserta@natixis.com
shealey@nbf-us.com
+1 212 891 1946
+1 212 546 7663
Managing Director (Securities Lending, Collateral &
Funding)
Steve Scholl
sscholl@nbf-us.com
+1 212 632 8672
Pirum Systems Ltd
434 W 33rd St, Suite 838, New York, NY 10001,
United States
Tel: +1 917 565 8575
NATIXIS Email: sales@pirum.com
www.pirum.com
1251 Avenue of the Americas,
New York, NY 10020, United States Type of firm
Tel: +1 212 891 1830 Global Financial Technology/Service Provider
Natixis North America LLC / www.cib.natixis.com CEO
Type of firm Rajen Sheth
Investment Bank rajen.sheth@pirum.com
+44 207 220 0963
Natixis is a French multinational financial services
firm specialized in asset & wealth management, COO & Head of sales
corporate & investment banking, insurance and Philip Morgan
payments. A subsidiary of Groupe BPCE, the second- philip.morgan@pirum.com
largest banking group in France through its two retail +44 207 220 0965
banking networks, Banque Populaire and Caisse Head of US Business Development
d’Epargne, Natixis counts nearly 16,000 employees Nancy Steiker
across 38 countries. Its clients include corporations, nancy.steiker@pirum.com
financial institutions, sovereign and supranational +1 917 341 5508
organizations, and the customers of Groupe BPCE’s
networks.
Executive Director, Head of Global Securities
Financing Americas
Simon Sourigon
simon.sourigon@natixis.com
+1 212 891 1805
63
UNITED STATES
Scotiabank
250 Vesey St, 24th Floor,
www.scotiabank.com
3 World Financial Centre, 200 Vesey Street, martin.weeks@scotiabank.com
New York, NY 10281, United States +1 416 933 3728
Type of firm Head of US Repo/Collateral Management and

Bank Funding
Frank Ambrosi, Director
Royal Bank of Canada is a global financial institution frank.ambrosi@scotiabank.com
with 85,000+ employees. As Canada’s biggest bank +1 212 225 6589
and one of the largest in the world based on market
capitalization, we have a diversified business model
with a focus on innovation and providing exceptional Societe Generale
experiences to our 17 million clients in Canada, the U.S. 245 Park Ave, New York, NY 100167, United States
and 34 other countries. Tel: +1 212 278 7784
RBC Capital Markets is recognised by the most Email: us-stockloandesk@sgcib.com
significant corporations, institutional investors, asset www.societegenerale.com
the globe in capital markets, banking, and finance Universal Bank
Europe, and the Asia-Pacific region in 70 offices and 15 Head of Securities Finance and Delta One Single
countries. Central Funding (“CFG”) operates a global Stocks, Americas
secured finance business providing short-term funding Jurrie Reinders
secured by collateral - typically fixed income and equity jurrie.reinders@sgcib.com
securities and structured credit assets. +1 212 278 7784
CFG is a global business with over 200 employees Head of Securities Finance and Delta One Sales,
operating in London, New York, Toronto, Bridgetown, Americas
Nassau, Guernsey and Sydney. Ariel Winiger
ariel.winiger@sgcib.com
Main collateral types +1 212 278 5106
Major Currencies
Managing Director
Michael Borenstein
michael.borenstein@rbccm.com
+1 212 748 9604
64
UNITED STATES
Rethink Collateral

Standard Chartered Bank Suite 205, 371 Hoes Lane,
Piscataway, NJ 08854, United States
1095 Ave of the Americas,
Tel: +1 646 844 0598
37th Floor, New York, United States
Email: info@transcendstreet.com
Tel: +1 212 667 0655
www.transcendstreet.com
Email: repo.trading@sc.com
www.sc.com Type of firm
Technology Provider
Type of firm
Banking Transcend empowers financial institutions to rethink
how to optimize collateral, increase liquidity and
Standard Chartered Bank is one of the leading Repo
seize new opportunities. Harmonize live positions,
and collateral trading banks with particular focus on
transactions and contractual data from across the
Asia, Africa and the Middle East. We’ve got the global
enterprise to gain a new level of insight. With a
network, deep expertise and innovative vision to meet
modular approach and seamless workflows, connect
all your financing needs and more.
front-office decision-making with back-office operations
ED, Repo Sales to unlock greater efficiency, optimize collateral and
Caroline Rose drive better results. Founded in 2013, Transcend is a
Caroline.Rose@sc.com global solutions provider.
+1 212 667 0653
Founder/CEO
Head of Repo Trading Bimal Kadikar
Michael Desantis Bimal@transcendstreet.com
Michael.Desantis@sc.com +1 646 844 0598
+1 212 667 0655
Head Sales/Business Development
BJ Marcoullier
Swiss Reinsurance Company Ltd BJ.Marcoullier@transcendstreet.com
1301 6th Avenue, New York 10019, United States +1 917 656 5958
Tel: +1 212 317 5028
Email: Collateral_Trading@swissre.com
www.swissre.com
Type of firm
Re-/insurance
Senior Executive
Richard Hochreutiner
Collateral_Trading@swissre.com
+41 43 285 6777
Collateral Trader
Anthony Cinquemani
+1 212 317 5028
Collateral Trader
Larry Ward
+1 212 317 5028
65
UNITED STATES
Repo
UNITED STATES
Repo
BCS Global Markets

1270 Ave of The Americas, Suite 18e,
New York NY 10020, United States
ABN AMRO Tel: +1 212 421 8534
100 Park Avenue, 17th Floor, Email: sales@bcsprime.com
Type of firm
Tel: +1 917 284 6701
Broker Dealer
www.abnamro.com
BCS Financial Group is a leading financial service group
Other offices
that provides innovative and customizable high and low
Amsterdam, London, Frankfurt
touch trading solutions for Russia and core global &
Managing Director emerging markets.
Alexander Lange
In 2012, BCS Financial Group launched its Global
alexander.lange@abnamro.com
Markets and Investment Banking division to build on its
+1 917 284 6701
existing strengths and leading position in the Russian
Trading: markets. BCS UK provides the cornerstone for the
Dave Colaizzo firm’s global markets and investment banking activities,
david.colaizzo@abnamro.com offering a suite of financial services to European and
+1 917 284 6726 international clients.
Sales: BCS offers all clients easy market access through

Cliff Condon solutions tailored to meet their specific requirements.
cliff.condon@abnamnro.com Providing exclusive investment banking services to
+1 917 284 6737 professional investors, BCS UK is well positioned to
partner with its clients and provide them with access
Mike Dwyer to the complete range of BCS Financial Group services,
michael.dwyer@abnamro.com including the latest technologies and bespoke trading
+1 917 284 6706 solutions for both Russian and global markets
CEO BCS Americas Inc
Barclays Plc
Gary Esayian
745 7th Avenue, New York NY 10019, United States Gary.Esayian@bcsgm.com
Tel: +1 212 412 6810 +1 212 421 8534 or ext. 4186
www.investmentbank.barclays.com/markets/
prime-brokerage-services.html
Type of firm
Investment Bank
Managing Director, Head of Fixed Income Financing
– Liquid Markets
Geoff Allen
geoff.allen@barclays.com
+1 212 412 6810
Managing Director, Head of Fixed Income Financing
– Credit Products
George Van Schaick
george.van-schaick@barclays.com
+1 212 412 7680
66
UNITED STATES
Repo
Vice President
Mary Beth Mrowka
+1 212 702 1233
BMO Capital Markets
Vice President
3 Times Square, New York City, Martin Leis
NY 10036, United States Martin.Leis@bmo.com
Tel: +1 212 702 1233 +1 212 702 1233
Dave Amar
Type of firm David.Amar@Bmo.com
BMO Capital Markets is a leading, full-service North Director - TRS
American-based financial services provider offering Brian Ehlis
corporate, institutional and government clients access Brian.Ehlis@bmo.com
to a complete range of products and services. These +1 212 702 1441

bmocm.com/.
Global Equities
Other offices
Seattle, Toronto, London, Melbourne, Dublin
Jordan Lupu
jordan.lupu@bmo.com
+1 212 605 1550
Paul Besignano
paul.besignano@bmo.com
+1 212 1233
Director
Mike Flaumenbaum
+1 212 702 1233
67
UNITED STATES
Repo
BMO Capital Markets

1420 5th Avenue Suite 2000,
Seattle, WA 98101, United States BNP Paribas Sec Corp
Tel: +1 206 224 7061
787 Seventh Avenue,
www.bmocm.com
Tel: +1 212 841 3000
Type of firm Email: dl.psfprimeservicesamericas@us.bnpparibas.
Investment Bank com
www.bnpparibas.com
BMO Capital Markets is a leading, full-service North
American-based financial services provider offering Type of firm
corporate, institutional and government clients access Investment Bank
Bonds Securities Financing
and project financing, merger and acquisitions advisory Global Head of Prime Solutions & Financing
services, securitization, treasury management, market Raphael Masgnaux
risk management, debt and equity research and raphael.masgnaux@uk.bnpparibas.com
institutional sales and trading. + 44 207 595 8058
With approximately 2,500 professionals in 30 locations Deputy Global Head of Prime Solutions & Financing
around the world, including 16 offices in North America, Kieron Smith
BMO Capital Markets works proactively with clients to kieron.a.smith@uk.bnpparibas.com
BMO Capital Markets is a member of BMO Financial Co-Head of Prime Solutions & Financing, Americas
Group (NYSE, TSX: BMO), one of the largest diversified Jeffrey Lowe
financial services providers in North America with jeff.lowe@us.bnpparibas.com
bmocm.com/. Co-Head of Prime Solutions & Financing, Americas
Adil El Batji
Securities financing activities adil.elbatji@us.bnpparibas.com
Global Equities +1 212 841 3812
Prime brokerage activities Head of Repo Trading and Sales Americas
Synthetics and Equity Repo Christopher Korpi
christopher.korpi@us.bnpparibas.com
Other offices
+1 212 841 3457
New York, Toronto, London, Melbourne, Dublin
Managing Director
Doug Tveter
Doug.Tveter@bmo.com
+1 206 224 7061
68
UNITED STATES
Repo
BNY Mellon BNY Mellon

500 Grant St, 8th Floor, Pittsburgh, 240 Greenwich St, 4th Floor,
PA 15262, United States New York New York 10286, United States
www.bnymellon.com www.bnymellon.com
Investment Company offering investment Investment Company offering investment
management, investment services and wealth management, investment services and wealth
management management
BNY Mellon is a global investments company dedicated Securities financing activities
to helping its clients manage and service their financial Fixed income lending and borrowing, Corporate bond
assets throughout the investment lifecycle. Whether lending and borrowing, Fixed Income REPO
35 countries and more than 100 markets. As of Sept. MD, Global Head of Principal Securities Finance
30, 2016, BNY Mellon had $30.5 trillion in assets under Mark Haas
custody and/or administration, and $1.7 trillion in assets mark.haas@bnymellon.com
under management. +1 212 815 4330
BNY Mellon can act as a single point of contact for MD, Head of Principal Securities Finance
clients looking to create, trade, hold, manage, service, Kieran Lynch
distribute or restructure investments. BNY Mellon is Kieran.Lynch@bnymellon.com
the corporate brand of The Bank of New York Mellon +1 212 815 2242
available on www.bnymellon.com. Follow us on
CF Secured, LLC
Twitter @BNYMellon or visit our newsroom at www.
bnymellon.com/newsroom for the latest company 110 East 59th Street, NY, United States
news. Tel: +1 212 915 1292
Email: PrimeFinancingSales@cantor.com
www.cantor.com
Fixed income lending and borrowing, Corporate bond
lending and borrowing, Fixed Income REPO Type of firm
Investment Bank
Major Currencies, Global Fixed Income, Global Equities Head of Fixed Income Finance Trading
Michael Ellsworth
michael.ellsworth@cantor.com
William Kelly
+1 212 915 1292
+1 212 815 3908 Head of Fixed Income Financing Sales
Garrett Roberts
MD, CIO
garrett.roberts@cantor.com
Larry Mannix
+1 212 915 1250
larry.mannix@bnymellon.com
+1 212 815 3040
Director US Cash Reinvestment
Robert Fort
robert.fort@bnymellon.com
+1 412 236 9630
69
UNITED STATES
Repo
CIBC World Market Corp

300 Madison Ave, New York, NY 10017, United States
www.cibc.com
GLMX
Managing Director, Global Collateral Finance
Peter Maiorano 330 Seventh Ave, New York, NY 10001
Peter.Maiorano@cibc.com 755 Page Mill Road, Suite A-200, Palo Alto, CA
+1 212 415 6415 94304, United States
Tel: +1 646 854 GLMX (4569)
Executive Director, Global Collateral Finance
James Brannigan
glmx.com
James.Brannigan@cibc.com
+1 212 415 6415 Type of firm
Associate, Global Collateral Finance
Sara Ashtaryeh Representing the fusion of Wall Street expertise and
Sara.Ashtaryeh@cibc.com Silicon Valley technology, GLMX was founded by a
+1 212 415 6415 group of seasoned Money Market professionals in
Citi firm, GLMX utilizes cutting edge technology to bring
390 Greenwich Street, New York, United States workflow efficiencies to the global securities financing
Tel: +1 212 723 3110 markets.
www.citibank.com/mss/products/investor_svcs/
securities_finance/ Securities financing activities
NAM Head of Agency Lending Trading lending and borrowing, Equity lending and borrowing
John Bilello
john.bilello@citi.com Main collateral types
+1 212 723 3110 Global Fixed Income and Global Equity
NAM Head of US Government Trading Other offices

Vincent Laudati United Kingdom
vincent.laudati@citi.com Chief Executive Officer
+1 212 657 6300 Glenn Havlicek
NAM Head of Cash Reinvestments glenn@glmx.com
Anthony Tutrone +1 646 854 GLMX (4569)
anthony.tutrone@citi.com Chief Operating Officer
+1 212 723 3370 Sal Giglio
sal@glmx.com
Cowen Inc +1 646 854 GLMX (4569)
599 Lexington Avenue, New York, Managing Director, Europe

NY 10022, United States Phil Buck
Tel: 646 562 1010 Phil@glmx.com
www.cowen.com +44 20 8191 8804
Managing Director and Head, Global Securities

Finance and Global Clearing
Matthew Baldassano
matt.baldassano@cowen.com
+1 646 562 1555
Managing Director
Stephen Maltz
stephen.maltz@cowen.com
+1 646 562 1628
70
UNITED STATES
Repo

1 Pickwick Plaza, Greenwich CT 06830, United States
Tel: +1 203 618 5827
Type of firm
HSBC Securities (USA) Inc Broker
425 Fifth Avenue, New York, Securities Lending Manager
NY 10016, United States William Pepe
Tel: +1 212 525 0300 wpepe@interactivebrokers.com
www.gbm.hsbc.com/ +1 203 618 5873
Global Head of Repo Trading Global Head Securities Financing
Jean-Michel Meyer Brian Sussman
jean-michel.meyer@hsbcib.com bsussman@interactivebrokers.com
+44 20 7991 5708 +1 203 618 5768
Head of Repo Trading Americas Securities Lending Supervisor
William T Child Dan Giegengack
william.child@us.hsbc.com dgiegengack@interactivebrokers.com
+1 212 525 0300 +1 203 618 5782
Repo Trading
Edward Frederick Mirae Asset Securities (USA) Inc.
edward.frederick@us.hsbc.com
+1 212 525 0153 810 7th Avenue, 37th Floor, New York, NY 10019,
United States
Tel: +1 212 407 1000
www.miraeassetsecuritiesus.com
Type of firm
Broker-Dealer
Managing Director
Lara Hernandez
Lara.Hernandez@miraeasset.us.com
+1 212 407 1004
ING Financial Markets LLC
1133 Avenue of the Americas, New York, NY 10036,
United States
Tel: +1 646 424 7530
Email: INGGSFNYUSFIR@ing.com
www.ingwb.com
All Cash and Securities
Regional Head of GSF Products
Peter Diminich
peter.diminich@ing.com
+1 646 424 7530
71
UNITED STATES
Repo
NATIXIS
Mitsubishi UFJ Trust and Banking 1251 Avenue of the Americas, New York, NY 10020,
Corporation, New York Branch United States
1221 Avenue of the Americas, 10th Floor New York, Tel: +1 212 891 1830
NY 10020, United States Natixis North America LLC / www.cib.natixis.com
Tel: +1 212 915 0179 Type of firm
www.tr.mufg.jp/english/index.html Investment Bank
Type of firm Natixis is a French multinational financial services firm
Agency Lender specialized in asset & wealth management, corporate
Providing Beneficial Owners Securities Lending and & investment banking, insurance and payments. A
Repo Services tailored to the clients’ needs. subsidiary of Groupe BPCE, the second-largest banking
group in France through its two retail banking net-
Group Head works, Banque Populaire and Caisse d’Epargne, Natixis
Jim Coppola counts nearly 16,000 employees across 38 countries.
j.coppola@ny.tr.mufg.jp Its clients include corporations, financial institutions,
+1 212 915 0179 sovereign and supranational organizations, and the
customers of Groupe BPCE’s networks.
Morgan Stanley & Co Executive Director, Head of Global Securities
1585 Broadway, New York, NY 10036, United States Financing Americas
Tel: +1 212 761 1891 Simon Sourigon
Email: @morganstanley.com simon.sourigon@natixis.com
www.morganstanley.com +1 212 891 1805
Type of firm Managing Director, Head of MM Sovereign Repo

Investment Bank Ernest Mammano
ernest.mammano@natixis.com
Managing Director +1 212 891 6251
Carolyn Sargent
Carolyn.Sargent@morganstanley.com Executive Director, MM Sovereign Repo
+1 212 761-8396 Brian Roarty
brian.roarty@natixis.com
Executive Director +1 212 891 6160
Corey Friedberg
corey.friedberg@morganstanley.com Trader - MM Sovereign Repo
+1 212 761 5663 Julien Vaute
julien.vaute@natixis.com
+1 212 891 5818
Trader - MM Credit Repo
John Hatzoglou
john.hatzoglou@natixis.com
+1 212 891 5807
72
UNITED STATES
Repo
Pershing LLC
One Pershing Plaza, Jersey City, NJ 07399, United
States
Email: repo.desk@bnymellon.com
Pirum Systems Ltd
www.pershing.com
Type of firm
United States
Financial services
Tel: +1 917 565 8575
Managing Director Email: sales@pirum.com
Mark Aldoroty Web: www.pirum.com
mark.aldoroty@pershing.com
Type of firm
+1 201 413 4445
Managing Director
CEO
Michael Madaio
Rajen Sheth
michael.madaio@pershing.com
+1 201 413 4191
+44 207 220 0963
Trading
COO & Head of Sales
William Griffin
Philip Morgan
WHGriffin@pershing.com
+1 201 413 4066
+44 207 220 0965
PGIM, Inc. (Prudential Financial) Head of US Business Development

Nancy Steiker
655 Broad Street Newark, NJ, United States nancy.steiker@pirum.com
Tel: +1 973 802 3201 +1 917 341 5508
pgim.com
Type of firm
Asset Management
Managing Director
John McIntyre
john.mcintyre@pgim.com
+1 973 802 3042
Vice President
Jonathan Linken
jonathan.linken@pgim.com
+1 973 802 3201
Vice President
Robert Grogg Jr.
robert.grogg@pgim.com
+1 973 802 3201
73
UNITED STATES
Repo
Scotiabank
www.scotiabank.com
3 World Financial Centre, 200 Vesey Street, martin.weeks@scotiabank.com
New York, NY 10281., United States +1 416 933 3728
Type of firm Head of US Repo/Collateral Management and

Bank Funding
Frank Ambrosi, Director
Royal Bank of Canada is a global financial institution frank.ambrosi@scotiabank.com
with 85,000+ employees. +1 212 225 6589
As Canada’s biggest bank and one of the largest in
the world based on market capitalization, we have a Swiss Reinsurance Company Ltd
and providing exceptional experiences to our 17 million 1301 6th Avenue, New York 10019, United States
clients in Canada, the U.S. and 34 other countries. Tel: +1 212 317 5028
RBC Capital Markets is recognised by the most www.swissre.com
the globe in capital markets, banking, and finance Re-/insurance
with over 7,900 employees across North America, Senior Executive
Europe, and the Asia-Pacific region in 70 offices and 15 Richard Hochreutiner
countries. Central Funding (“CFG”) operates a global Collateral_Trading@swissre.com
secured finance business providing short-term funding +41 43 285 6777
securities and structured credit assets. Collateral Trader
Larry Ward
CFG is a global business with over 200 employees Collateral_Trading@swissre.com
operating in London, New York, Toronto, Bridgetown, +1 212 317 5028
Collateral Trader
Main Collateral types Anthony Cinquemani
Global Fixed Income, Global Equity, Structured Credit, Collateral_Trading@swissre.com
Major Currencies +1 212 317 5028
Head of Repo Trading
Bill Gonser
bill.gonser@rbccm.com
+1 212 618 7703
74
UNITED STATES
Repo
TD Securities Trade Types

Repo and Reverse, Buy/Sell and Sell/Buy
31 W. 52nd Street, New York, NY, 10019, United States
Tel: +1 212 827 7000 Protocols
www.tdsecurities.com All-or-nothing, non-contingent, fixed and floating, GC
Baskets, GC vs Specials (zero net cash)
Type of firm
Wholesale Bank Settlement
Bilateral and Cleared
Managing Director
Kenneth Silliman Managing Director, Repo & Money Markets
Kenneth.Silliman@tdsecurities.com Joanne Crisafi
+1 212 827 7327 Joanne.Crisafi@tradeweb.com
+1 646-430-6000
Director
John Ryan Jr. Director, Repo & Money Markets
John.RyanJr@tdsecurities.com Frank Ferro
+1 212 827 7349 Frank.Ferro@tradeweb.com
+1 646-430-6000
Vice President
Thomas Polacek VP, Repo & Money Markets
Thomas.Polacek@tdsecurities.com Colleen Flynn
+1 212 827 7157 Colleen.Flynn@tradeweb.com
+1 646-430-6000
Rethink Collateral
Tradeweb
1177 Avenue of the Americas, New York, NY 10036,
Suite 205, 371 Hoes Lane, Piscataway, NJ 08854,
United States
United States
Tel: +1 800 541 2268
Tel: 646-844-0598
Email: USRepo@tradeweb.com
Web: Tradeweb.com
Type of firm
Type of firm
Trading Venue
Technology Provider
Tradeweb Markets Inc. (Nasdaq: TW) is a leading,
Transcend empowers financial institutions to rethink how
global operator of electronic marketplaces for rates,
to optimize collateral, increase liquidity and seize new
credit, equities and money markets. Tradeweb provides
opportunities. Harmonize live positions, transactions and
contractual data from across the enterprise to gain a new
trading, straight-through processing and reporting for
level of insight. With a modular approach and seamless
workflows, connect front-office decision-making with
wholesale and retail markets. Advanced technologies
back-office operations to unlock greater efficiency,
developed by Tradeweb enhance price discovery,
optimize collateral and drive better results. Founded in
order execution and trade workflows while allowing
2013, Transcend is a global solutions provider.
trading operations. Tradeweb serves approximately Founder/CEO
2,500 clients in more than 65 countries. On average, Bimal Kadikar
Tradeweb facilitated more than $700 billion in notional Bimal@transcendstreet.com
value traded per day over the past four fiscal quarters. +1 646 844 0598
Repo Products Traded Head Sales/Business Development
U.S. Treasuries, European Government Bonds, BJ Marcoullier
Corporate Bonds, Euro, GBP, JPY, SEK, NOK, DKK, BJ.Marcoullier@transcendstreet.com
AUD, NZD, CHF and Triparty +1 917 656 5958
75
UNITED STATES
Securities lending
UNITED STATES
Securities lending
Bank of America Merrill Lynch
One Bryant Park, New York, NY 10036, United States
Tel: +1 646 855 0770
Email: prime@bofa.com
corp.bankofamerica.com/business/ci/home
ABN AMRO Clearing Chicago LLC Type of firm

Broker-Dealer
175 W. Jackson Boulevard, Suite 400 | Chicago, IL
60604, United States Global Head of Equity Finance Trading
www.abnamroclearing.com Jonathan Barton
jonathan.barton@bofa.com
Head of Securities Finance and Treasury US +1 646 855 2224
Timothy J. Taylor
timothy.taylor@abnamroclearing.com Americas Head of Securities Lending
+1 312 604 8422 Robert Genkinger
robert.genkinger@bofa.com
Head of Securities Finance US +1 212 449 5237
Brian Bair
brian.bair@us.abnamroclearing.com Global Head Asset Optimization Group
+1 312 604 8898 Matthew Scott
matthew.r.scott@bofa.com
Securities Finance Trader +1 212 449 9778
Raj Jhangiani
raj.jhangiani@us.abnamroclearing.com
+1 312 604 8899
Barclays Plc
745 7th Avenue, New York NY 10019, United States
Securities Finance Trader
Tel: +1 212 528 0700
Dan O’Neill
Dan.o.neill@us.abnamroclearing.com
+1 312 604 8673
Type of firm
Banco Santander S.A., New York Investment Bank
Branch Head of SBL Trading, Equities, Americas
Chris Pica
45 East 53rd Street, New York, NY 10022, United
christopher.pica@barclays.com
States
+1 212 528 0700
Executive Director, Securities Finance
Head of SBL Supply, Equities, Americas
Frank Vella
Tommy Scagliola
Frank.vella@santander.us
tommy.scagliola@barclays.com
+1 212 583 4695
+1 212 528 0700
Vice President, Securities Finance
Timothy Casey
Timothy.casey@santander.us
+1 212 583 4696
76
UNITED STATES
Securities lending
BMO Capital Markets

BCS Global Markets United States
Tel: +1 206 224 7061
1270 Ave of The Americas, Suite 18e, New York NY Email: GlobalPrimeFinance@bmo.com
10020, United States www.bmocm.com
Tel: +1 212 421 8534
Email: sales@bcsprime.com Type of firm
Investment Bank
Type of firm
Broker Dealer Securities financing activities
Global Equities
that provides innovative and customizable high and low Prime brokerage activities
touch trading solutions for Russia and core global & Synthetics and Equity Repo
emerging markets. Other offices
New York, Toronto, London, Melbourne, Dublin
Markets and Investment Banking division to build on its Managing Director
existing strengths and leading position in the Russian Doug Tveter
markets. BCS UK provides the cornerstone for the Doug.Tveter@bmo.com
firm’s global markets and investment banking activities, +1 206 224 7061
offering a suite of financial services to European and
international clients.

solutions tailored to meet their specific requirements.
professional investors, BCS UK is well positioned to
to the complete range of BCS Financial Group services,
including the latest technologies and bespoke trading
solutions for both Russian and global markets
Gary Esayian
Gary.Esayian@bcsgm.com
+1 212 421 8534 or ext. 4186
77
UNITED STATES
Securities lending
Vice President
Mary Beth Mrowka
BMO Capital Markets +1 212 702 1233
3 Times Square, New York City, Vice President

NY 10036, United States Martin Leis
Tel: +1 212 702 1233 Martin.Leis@bmo.com
Email: GlobalPrimeFinance@bmo.com +1 212 702 1233
Type of firm Dave Amar
Investment Bank David.Amar@Bmo.com
+1 212 702 1952
American-based financial services provider offering Director - TRS
corporate, institutional and government clients access Brian Ehlis
to a complete range of products and services. These Brian.Ehlis@bmo.com
bmocm.com
BMO Global Securities Lending
115 S. LaSalle Street, 11W,
Global Equities
Chicago, IL, 60603, United States
Prime brokerage activities Tel: +1 312 461 2500
Synthetics and Equity Repo Email: BMOGAM.SLtrading@bmo.com
www.bmo.com/gam/us/capabilities/securities-lending
Other offices
Seattle, Toronto, London, Melbourne, Dublin Type of firm
Bank
Jordan Lupu Managing Director - Head of Agency Lending
jordan.lupu@bmo.com Christopher Kunkle
+1 212 605 1550 christopher.kunkle@bmo.com
+1 312 405 2623
Paul Besignano Director - Head of Trading
paul.besignano@bmo.com LJ Jhangiani
+1 212 702 1233 lj.jhangiani@bmo.com
+1 312 461 7638
Director
Mike Flaumenbaum Director - Sales/Distribution
Michael.Flaumenbaum@bmo.com Daniel Hoover
+1 212 702 1233 daniel.hoover@bmo.com
+1 312 914 9158
78
UNITED STATES
Securities lending

MaryCatherine Permenter
marycatherine.permenter@us.bnpparibas.com
+1 212 841 2723
BNP Paribas Sec Corp

787 Seventh Avenue, New York NY 10019, United States
Tel: 212 841 3000
Email: dl.psfprimeservicesamericas@us.bnpparibas.
com BNP Paribas Securities Services -
www.bnpparibas.com
Agency Lending
Type of firm
787 7th Avenue, New York, NY 10019, United States
Investment Bank
Tel: +1 212 841 3000
Equity Securities Financing www.securities.bnpparibas.com/solutions/
Global Head of Prime Solutions & Financing securities-lending.html
Raphael Masgnaux Type of firm
raphael.masgnaux@uk.bnpparibas.com Custodian Bank
+ 44 207 595 8058
BNP Paribas Securities Services, a wholly owned
Deputy Global Head of Prime Solutions & Financing
subsidiary of the BNP Paribas Group, is a leading global
Kieron Smith
custodian and securities services provider. Backed by
kieron.a.smith@uk.bnpparibas.com
the strength of the BNP Paribas Group, we provide
+44 207 595 1994
multi-asset post-trade and asset servicing solutions
Co-Head of Prime Solutions & Financing, Americas for buy and sell-side market participants, corporates
Jeffrey Lowe and issuers. With local expertise in 35 countries and a
jeff.lowe@us.bnpparibas.com global reach covering 90+ markets, our network is one
+1 212 471 6812 of the most extensive in the industry, enabling clients
Co-Head of Prime Solutions & Financing, Americas to maximise their investment opportunities worldwide.
Adil El Batji With in-depth knowledge of global markets across
adil.elbatji@us.bnpparibas.com multiple asset classes and currencies, BNP Paribas
+1 212 841 3812 Securities Services has supported securities lending
Head of Prime Trading, Americas and borrowing activities for many years. Our proven
Laurent Gautier track record in the securities lending and borrowing
laurent.x.gautier@us.bnpparibas.com industry is the result of strong trading expertise, robust
+1 212 471 8175 risk management policy and control and the continuous
development of operational efficiencies.
Head of SLAB, Americas
Brian Cahalan Securities financing activities
brian.cahalan@us.bnpparibas.com Agency and Third Party Securities Lending
+1 212 471 6574
Head of Structuring Main collateral types
John Roglieri Cash, Non Cash
john.roglieri@us.bnpparibas.com Other offices
+1 212 841 3532 London, Sydney
Head of Agency Lending, Americas
Alex Bergelson
Michael Saunders
michael.saunders@us.bnpparibas.com
+1 212 471 6533
+1 212 841 3816
Jonathan Androski Head of Technical Sales
jonathan.androski@us.bnpparibas.com Christian Oger
+1 212 471 6743 christian.oger@bnpparibas.com
+33 40 14 1562
79
UNITED STATES
Securities lending
Head of Agency Lending Trading - US Fixed Income

Dennis Cahill
Dennis.Cahill@bnymellon.com
+1 212 815 3111
BNY Mellon
240 Greenwich St, 4th Floor,
New York New York 10286, United States
www.bnymellon.com
Type of firm
Investment Company offering investment management, BNY Mellon
investment services and wealth management 500 Grant St, 8th Floor, Pittsburgh, PA 15262,
BNY Mellon is a global investments company dedi- United States
cated to helping its clients manage and service their www.bnymellon.com
financial assets throughout the investment lifecycle. Type of firm
Whether providing financial services for institutions, Investment Company offering investment
corporations or individual investors, BNY Mellon deliv- management, investment services and wealth
ers informed investment management and investment management
services in 35 countries and more than 100 markets.
As of Sept. 30, 2016, BNY Mellon had $30.5 trillion Securities financing activities
in assets under custody and/or administration, and Stock lending and borrowing, Corporate bond lending
$1.7 trillion in assets under management. BNY Mellon and borrowing, Equity Repo, Fixed income lending and
can act as a single point of contact for clients looking borrowing, Fixed Income REPO
to create, trade, hold, manage, service, distribute or
restructure investments. BNY Mellon is the corporate
brand of The Bank of New York Mellon Corporation
(NYSE: BK). Additional information is available on www. MD, Global Head of Agency Securities Finance
bnymellon.com. Follow us on Twitter @BNYMellon or William Kelly
visit our newsroom at www.bnymellon.com/newsroom bill.kelly@bnymellon.com
for the latest company news. +1 212 815 3908
Securities financing activities MD, Global Head of Agency Securities Finance
Stock lending and borrowing, Corporate bond lending Trading
and borrowing, Equity Repo, Fixed income lending and Simon Tomlinson
borrowing, Fixed Income REPO simon.tomlinson@bnymellon.com
+44 207 163 4600
Major Currencies, Global Fixed Income, Global Equities Head of Agency Lending Trading - US Equity and
Corporates
Bill Merlino
William Kelly
william.merlino@bnymellon.com
+1 212 815 2700
+1 212 815 3908
Desk Manager - US Equities
Mark King
Trading
Mark.King@bnymellon.com
Simon Tomlinson
+1 212 815 2700
simon.tomlinson@bnymellon.com
+44 207 163 4600 Desk Manager - US Corporates
Susan Szerbin
Head of Cross Product Trading Strategy and Digital
susan.szerbin@bnymellon.com
Execution
+1 212 815 3133
Richard Marquis
Richard.Marquis@bnymellon.com
+1 212 815 2618
80
UNITED STATES
Securities lending
CF Secured, LLC
110 East 59th Street, NY, United States
Tel: +1 212 915 1905
BNY Mellon Email: seclending@cantor.com
www.cantor.com
240 Greenwich St, 4th Floor, New York New York
10286, United States Type of firm
www.bnymellon.com Investment Bank
Type of firm Head of Equity Finance
Investment Company offering investment Anthony Demonte
management, investment services and wealth anthony.demonte@cantor.com
management +1 212 915 1905
Securities financing activities Head of Equity Stock Loans
Fixed income lending and borrowing, Corporate bond Timothy Marcantonio
lending and borrowing, Fixed Income REPO Timothy.Marcantonio@cantor.com
+1 212 294 7929
CIBC World Market Corp
MD, Global Head of Principal Securities Finance
Mark Haas 300 Madison Ave,
mark.haas@bnymellon.com New York, NY 10017, United States
+1 212 815 4330 www.cibc.com
Director - Head of Borrower + Managing Director, Global Head of Securities

Christopher Nowell Lending
chris.nowell@bnymellon.com Paul Larkin
+1 212 815 2237 Paul.Larkin@cibc.com
+1 416 594 7371
Brown Brothers Harriman & Co. Executive Director, Head of US Securities Lending
Jason Ribando
50 Post Office Square, Boston, MA 02110-1548,
Jason.Ribando@cibc.com
United States
+1 212 856 6668
Tel: +1 617 772 1818
www.bbh.com
Citi
Global Head of Securities Lending
Keith Haberlin 390 Greenwich Street, New York, United States
keith.haberlin@bbh.com Type of firm
+1 617 772 6553 Investment Bank
Head of Relationship Management Head of NAM Securities Lending Trading,
Marney McCabe Managing Director
marney.mccabe@bbh.com Tom Conti
+1 617 772 2112 thomas.j.conti@citi.com
+1 212 723 7600
81
UNITED STATES
Securities lending
Citi Deutsche Bank

390 Greenwich Street, New York, United States 60 Wall Street, NY, NY, 10005, United States
Tel: +1 212 723 3110 www.cib.db.com
Type of firm
securities_finance/
Investment Bank
NAM Head of Agency Lending Trading
Deutsche Bank’s Agency Securities Lending
John Bilello
programme provides institutional clients with turnkey
john.bilello@citi.com
access to the world’s securities lending and repo
+1 212 723 3110
markets.
NAM Head of US Equity Trading
Our experienced team is located across multiple
Christine Mattone
time zones helping clients to generate liquidity and
christine.m.mattone@citi.com
incremental returns wherever they are invested.
+1 212 723 3106
We specialise in non-custodial lending strategies
NAM Head of International Lending and liquidity management strategies and work
William Mascaro consultatively to design the optimum solution for each
william.mascaro@citi.com client. Our global presence and distribution capabilities,
+1 212 723 3110 operating model flexibility, choice of routes to market
(agency and principal lending) and greater access to
Cowen Inc liquidity solutions are among the key features and
benefits of our programme.
599 Lexington Avenue, New York,
NY 10022, United States Main collateral types
Tel: +1 646 562 1010 Major Currencies, Global Fixed Income, Global Equities
www.cowen.com & ETFs
Managing Director and Head, Global Securities Head of ASL Trading & Client Performance & Co
Finance and Global Clearing Head of ASL Americas
Matthew Baldassano Thomas Ryan
matt.baldassano@cowen.com thomas-j.ryan@db.com
+1 646 562 1555 +1 212 250 4450
Managing Director Head of ASL Marketing & Origination & Co Head of

Stephen Maltz ASL Americas
stephen.maltz@cowen.com Joseph Santoro
+1 646 562 1628 joseph.santoro@db.com
+1 212 250 4492
Credit Suisse Head of ASL Trading Americas

Vikas Nigam
Eleven Madison Avenue, New York, 10010 3629, NY, vikas.nigam@db.com
United States +1 212 250 6218
Tel: +1 212 325 3040
www.credit-suisse.com
Managing Director
David Morris
david.morris@credit-suisse.com
+1 212 325 3894
82
UNITED STATES
Securities lending
eSecLending
Once Boston Place, Floor 24,
Boston, MA 02108, United States
Tel: +1 617 204 4500 GLMX
Email: info@eseclending.com
330 Seventh Ave, New York, NY 10001
www.eseclending.com
755 Page Mill Road, Suite A-200, Palo Alto, CA
Type of firm 94304, United States
Third Party Securities Lending Agent Tel: +1 646 854-GLMX (4569)
Managing Director, Business Development
glmx.com
Peter Bassler
pbassler@eseclending.com Type of firm
+1 617 204 4566 Global Financial Technology Provider
Managing Director, Global Head of Equity Trading & Representing the fusion of Wall Street expertise and
Corporate Bonds Trading Silicon Valley technology, GLMX was founded by a
Jim Moroney group of seasoned Money Market professionals in
jmoroney@eseclending.com 2010. Funded by a leading west coast venture capital
+1 617 204 4526 firm, GLMX utilizes cutting edge technology to bring
Fidelity Prime Services workflow efficiencies to the global securities financing
markets.
Mailing: 200 Seaport Blvd, ZW11A;
Office: 155 Seaport Blvd. Boston, Securities financing activities
MA 02210, United States Fixed Income REPO, Equity REPO, Fixed Income
Email: Fidelityprime@fmr.com lending and borrowing, Equity lending and borrowing
Type of firm Main collateral types

Prime Broker Global Fixed Income and Global Equity
SVP-Prime Brokerage Sales Other offices

James Coughlin United Kingdom
James.Coughlin@fmr.com Chief Executive Officer
+1 617 392 9123 Glenn Havlicek
SVP-Securities Finance glenn@glmx.com
Ugyen Sass +1 650 854 GLMX (4569)
Ugyen.Sass@fmr.com Chief Operating Officer
+1 617 392 8068 Sal Giglio
SVP-Securities Finance sal@glmx.com
Justin Aldridge +1 646 854 GLMX (4569)
justin.aldridge@fmr.com Managing Director, Europe
+1 617 563 8026 Phil Buck
Phil@glmx.com
+44 20 8191 8804
83
UNITED STATES
Securities lending
Goldman Sachs Agency Lending

125 High Street, Oliver St. Tower, Suite 1900,
Boston, MA 02110, United States
Tel: +1 617 204 2400
www.gs.com IHS Markit
Type of firm 450 West 33rd Street, 5th Floor New York, NY 10001,
Global Financial Services Firm United States
Vice President Tel: +1 917 441 6900
Christel Carroll www.ihsmarkit.com/securitiesfinance
christel.carroll@gs.com Type of firm
+1 617 204 2476 Financial Information Services
Vice President IHS Markit securities finance dataset covers more
Dennis Riley than $23 trillion of global securities in the lending
dennis.riley@gs.com programmes of more than 22,000 institutional funds.
+1 617 204 2450 It includes more than eleven years of history with over
three million intraday transactions. Our data is sourced
HSBC Securities (USA) Inc Party Repo data and analytics to provide enhanced
425 Fifth Avenue, New York,
investments, demand, pricing and usage. Collateral
and funding managers of prime dealers, banks,
Tel: +1 212 525 0180
www.gbm.hsbc.com
Global Head of Prime Finance our comprehensive combination of repo and securities
Loic Lebrun lending data and analytics
loic.lebrun@hsbcib.com
+44 207 991 5682
Head of Equity Finance & Delta One - Americas Regulation (SFTR) that sets an industry wide standard,
Warren McCormick providing the foundation needed to reconcile trading
warren.mccormick@us.hsbc.com activity down to the Unique Trade Identifier (UTI)
+1 212 525 0180 and Legal Entity Identifier (LEI) level of granularity.
Head of Securities Lending, US connectivity to Trade Repositories.
Emil Plataroti
emil.plataroti@us.hsbc.com Executive Director, Securities Finance
+1 212 525 3200 Melissa Gow
Melissa.gow@ihsmarkit.com
Head of Derivative and Delta One Sales +1 646 312 8963
Christopher Rosen
christopher.rosen@us.hsbc.com Executive Director – Sales
+1 212 525 3200 Thomas Gilligan
Thomas.Gilligan@ihsmarkit.com
Equity Finance and Delta One Sales +1 646 312 8950
Carey Chamberlain
carey.chamberlain@us.hsbc.com
+1 212 525 7927

84
UNITED STATES
Securities lending
J.P. Morgan
383 Madison Ave, Floor 11, N, United States
services
ING Financial Markets LLC Type of firm
1133 Avenue of the Americas, Custodian Bank
Managing Director, Head of Agency Lending,
Tel: +1 646 424 7530
Americas
Email: INGGSFNYUSELR@ing.com
George Rennick
www.ingwb.com
george.rennick@jpmchase.com
Prime brokerage activities +1 212 834 5850
Synthetic
Managing Director, Sales - Agency Lending
Main collateral types Bill Smith
All Cash and Securities william.z.smith@jpmorgan.com
+1 212 622 5436
Peter Diminich Executive Director, Agency Lending Trading
peter.diminich@ing.com Michael Cardieri
+1 646 424 7530 michael.cardieri@jpmorgan.com
+1 212 552 8055
Interactive Brokers LLC Executive Director, Agency Lending Cash
Reinvestment
1 Pickwick Plaza, Greenwich CT 06830, United
Bradley Fryer
States
bradley.k.fryer@jpmorgan.com
Tel: +1 203 618 5827
+1 212 552 8020
www.interactivebrokers.com Executive Director, Agency Lending Relationship
Management
Type of firm
Joe Ruggerio
Broker
Joseph.F.Ruggerio@jpmorgan.com
Securities Lending Manager +1- 212 622 5865
William Pepe
wpepe@interactivebrokers.com
+1 203 618 5873
Global Head Securities Financing
Brian Sussman
+1 203 618 5768
Securities Lending Supervisor
Dan Giegengack
+1 203 618 5782
85
UNITED STATES
Securities lending
Mirae Asset Securities (USA) Inc.

810 7th Avenue, 37th Floor, New York, NY 10019,
J.P. Morgan United States
Tel: +1 212 407 1000
383 Madison Avenue, New York, United States www.miraeassetsecuritiesus.com
Tel: +1 212 272 2486
www.jpmorgan.com/global/solutions/cib/prime- Type of firm
services Broker-Dealer
Type of firm Managing Director

Investment Bank Keith Wright
keith.wright@miraeasset.us.com
Managing Director, US Head of Equity Finance +1 212 407 1003
Michael Kelleher
michael.w.kelleher@jpmorgan.com
+1 212 272 2230
Executive Director, US SBL Trading
Michael Sisto
Michael.J.Sisto@jpmorgan.com
+1 212 622 2372 Mitsubishi UFJ Trust and Banking
Managing Director, Co Global Head of Prime Financing Corporation, New York Branch
Paul Brannan
Paul.Brannan@jpmorgan.com 1221 Avenue of the Americas, 10th Floor New York,
+1 212 622 0503 NY 10020, United States
Tel: +1 212 915 0179
Managing Director, US Head Prime Brokerage Sales www.tr.mufg.jp/english/index.html
Phillip Bill-Edwards
Phillip.Brill-Edwards@jpmorgan.com Type of firm
+1 212 272 3650 Agency Lender
Executive Director, US Client Financing Providing Beneficial Owners Securities Lending and
Gregory Dodd Repo Services tailored to the clients’ needs.
gregory.r.dodd@jpmchase.com
Group Head
+1 212 272 1100
Jim Coppola
j.coppola@ny.tr.mufg.jp
Jefferies LLC +1 212 915 0179
520 Madison Avenue, Head Securities Lending Trader
New York NY 10022, United States Martin Sulich
Tel: +1 212 336 7200 m.sulich@ny.tr.mufg.jp
www.jefferies.com +1 212 915 0168
Type of firm Head Reinvestment Trader
Investment Banking Christie Cheung
Head of Prime Services c.cheung@ny.tr.mufg.jp
John Laub +1 212 915 0161
jlaub@jefferies.com
+1 212 284 1726
Head of US Equity Securities Finance Sales
Tom Tasso
ttasso@jefferies.com
+1 212 336 5177
Head of US Securities Finance Trading
Matt Cohen
mcohen3@jefferies.com
+1 212 284 4636
86
UNITED STATES
Securities lending
Mitsubishi UFJ Trust and Banking National Bank of Canada Financial

Corporation, New York Branch - Inc – United States
Global Securities Lending Solutions 65 E 55th Street, 31st floor, New York, NY 10022,
1221 Avenue of the Americas, 10th Floor New York, United States
NY 10020, United States Tel: +1 212 546 7663
Tel: +1 212 915 0179 Web: www.nbc.ca
www.tr.mufg.jp/english/index.html
Type of firm
Type of firm Broker Dealer
Third Party Agency Lender
CEO, President & Co-Head
Group Head of Global Securities Finance
Tim Smollen Sean Healey
t.smollen@ny.tr.mufg.jp shealey@nbf-us.com
+1 212 546 7663
Morgan Stanley & Co Managing Director
(Securities Lending, Collateral & Funding)
1585 Broadway, New York, NY 10036, United States
Steve Scholl
Tel: +1 212 761 9765
sscholl@nbf-us.com
Email: @morganstanley.com
+1 212 632 8672
www.morganstanley.com
Director (Securities Lending)
Type of firm
Denis Flanagan
Investment Bank
denis.flanagan@nbf-us.com
Matt Collins
Matt.Collins@morganstanley.com
+1 212 761 0010
Managing Director
Deepta Venkataraman
Deepta.Venkataraman@morganstanley.com
+1 212 761 7711
87
UNITED STATES
Securities lending
Nomura Securities International

Worldwide Plaza 309,
West 49th Street, United States
Tel: +1 212 667 9587
NATIXIS
Email: DomesticEquityFinance@us.nomura.com
1251 Avenue of the Americas, www.nomura.com
Type of firm
Tel: +1 212 891 1830
Investment Bank
Natixis North America LLC / www.cib.natixis.com
Global Head of Prime Finance
Type of firm
Dougal Brech
Investment Bank
dougal.brech@nomura.com
Natixis is a French multinational financial services firm +44 20 710 25575
specialized in asset & wealth management, corporate
& investment banking, insurance and payments.
Matthew Ferreira
A subsidiary of Groupe BPCE, the second-largest
matthew.ferrerira@nomura.com
banking group in France through its two retail banking
+1 212 667 9587
networks, Banque Populaire and Caisse d’Epargne,
Natixis counts nearly 16,000 employees across 38 Sales Trading
countries. Its clients include corporations, financial James Wurth
institutions, sovereign and supranational organizations, james.wurth@nomura.com
and the customers of Groupe BPCE’s networks. +1 212 667 9773
Executive Director, Head of Global Securities Sales Trading
Financing Americas John Riccardi
Simon Sourigon john.riccardi@nomura.com
simon.sourigon@natixis.com + 1 212 667 2139
+1 212 891 1805
Sales Trading
Executive Director, Trader - Securities Optimization Satomi Nishikawa
Unit satomi.nishikawa@nomura.com
Saverio Costa +1 212 667 1301
saverio.costa@natixis.com
+1 212 891 1973 Sales Trading
Bruno Sgambellone
Trader - Securities Optimization Unit bruno.sgambellone@nomura.com
Joseph Czylek +1 212 667 1224
joseph.czylek@natixis.com
Todd Bazarnik
Trader - Securities Optimization Unit todd.bazarnik@nomura.com
Jeanette Roby +1 212 667 9586
jeanette.roby@natixis.com
Jason Yao
Executive Director, Client Strategies Group jason.yao@nomura.com
Anthony Caserta +1 212 667 1077
anthony.caserta@natixis.com
+1 212 891 1946
88
UNITED STATES
Securities lending
Northern Trust Pershing LLC

50 S. LaSalle St, B12, Chicago, One Pershing Plaza, Jersey City,
IL 60603, United States NJ 07399, United States
Tel: +1 312 444 7114 Email: stockloansales@pershing.com
www.northerntrust.com www.pershing.com
Agent Lender, Global Custodian Financial services
Head of Securities Lending Trading, US Fixed Managing Director
Income, Chicago Mark Aldoroty
Frank Regan mark.aldoroty@pershing.com
fmr2@ntrs.com +1 201 413 4445
+1 312 557 1570
Managing Director
Head of Securities Lending North American Equity Michael Madaio
Trading, Chicago michael.madaio@pershing.com
Mark Coker +1 201 413 4191
mc154@ntrs.com
Trading
+1 312 444 4713
Steve Lamentino
slamentino@pershing.com
+1 201 413 4400
PGIM, Inc. (Prudential Financial)

655 Broad Street Newark, NJ, United States
Tel: +1 973 802 3201
OCC pgim.com
125 S Franklin St, Suite 1200, Chicago, IL 60606,
Type of firm
United States
Asset Management
Tel: +1 312 322 6200
Fax: +1 312 977 0611 Managing Director
Email: investorservices@theocc.com John McIntyre
www.theocc.com john.mcintyre@pgim.com
+1 973 802 3042
Type of firm
Clearing Vice President
Jonathan Linken
Vice President, Securities Finance
jonathan.linken@pgim.com
Matt Wolfe
+1 973 802 3201
mwolfe@theocc.com
+1 312 322 3826 Vice President
Robert Grogg Jr.
robert.grogg@pgim.com
+1 973 802 3201
89
UNITED STATES
Securities lending
Pirum Systems Ltd

United States
Royal Bank of Canada
Tel: +1 917 565 8575 3 World Financial Centre, 200 Vesey Street,
Email: sales@pirum.com New York, NY 10281, United States
Web: http://www.pirum.com
Type of firm
Type of firm Bank
Royal Bank of Canada is a global financial institution
CEO with 85,000+ employees.
Rajen Sheth
rajen.sheth@pirum.com As Canada’s biggest bank and one of the largest in
+44 207 220 0963 the world based on market capitalization, we have a
COO & Head of Sales and providing exceptional experiences to our 17 million
Philip Morgan clients in Canada, the U.S. and 34 other countries.
+44 207 220 0965 RBC Capital Markets is recognised by the most
Head of US Business Development managers, private equity firms, governments around
Nancy Steiker the globe in capital markets, banking, and finance
nancy.steiker@pirum.com with over 7,900 employees across North America,
+1 917 341 5508 Europe, and the Asia-Pacific region in 70 offices and 15
securities and structured credit assets.
CFG is a global business with over 200 employees
operating in London, New York, Toronto, Bridgetown,
Major Currencies
Managing Director
Peter Abric
peter.abric@rbccm.com
+1 212 519 8425
Director
Derek Pijut
derek.pijut@rbccm.com
+1 212 428 7938
90
UNITED STATES
Securities lending
S3 Partners, LLC SEB

590 Madison Avenue, New York, NY 10022, United New York 245 Park Avenue, United States
States Tel: +1 212 692 4795
Tel: +1 212 715 4300 Email: sftrading@seb.se
Fax: +1 212 715 4332 www.seb.se/mb
Email: S3PartnersLLC@s3partners.net
Type of firm
www.s3partners.com
Investment Bank / Prime Broker
Type of firm
Senior Equity Finance Trader
Global Data and Technology Provider
Bjorn Karringer
Managing Director of Business and Product Bjorn.Karringer@sebny.com
Development +1 212 692 4795
Rocco Nisivoccia
Rocco.Nisivoccia@s3partners.com Societe Generale
+1 212 715 4360
245 Park Ave, New York, NY 100167, United States
Managing Director of Predictive Analytics Tel: +1 212 278 7784
Ihor Dusaniwsky Email: us-stockloandesk@sgcib.com
Ihor.Dusaniwsky@s3partners.com www.societegenerale.com
+1 212 715 4360
Type of firm
Managing Director Universal Bank
Howard Sugarman
Howard.Sugarman@s3partners.com Head of Securities Finance and Delta One Single
+1 212 715 4331 Stocks, Americas
Jurrie Reinders
jurrie.reinders@sgcib.com
Scotiabank
+1 212 278 7784
Head of Securities Finance and Delta One Sales,
Americas
www.scotiabank.com
Ariel Winiger
Global Head, Securities Lending ariel.winiger@sgcib.com
Brendan Eccles, Managing Director +1 212 278 5106
brendan.eccles@scotiabank.com
+1 212 225 6680
Head of Securities Lending US
Daniel Barone, Director
daniel.barone@scotiabank.com
+1 212 225 6680
91
UNITED STATES
Securities lending
US Fixed Income Desk Head

Michael Mulka
MMulka@statestreet.com
+1 617 664 2513
Corporate Bonds Desk Head
Kyle Johnson
K.Johnson@statestreet.com
+1 617 664 2524
State Street Bank and Trust
Alternative Financing Solutions Trading Head
- Agency Lending
Margaret Cuneo
One Lincoln Street, MCuneo@StateStreet.com
Boston MA 02111, United States +1 617 664 2720
Tel: +1 617 664 2550
www.statestreetglobalmarkets.com
Type of firm
Custodian and Specialist Bank
Global Head of Client Management
Francesco Squillacioti
FSquillacioti@statestreet.com
+1 617 664 4756
Global Head of Business Development
John McGuire
jpmcguire@statestreet.com
+1 617 664 0584
Global Head of Agency Lending Trading
Jarrod Polseno
Jpolseno@statestreet.com
+1 617 664 2513
Global Head of Algorithmic Trading
Nickolas Delikaris
NDelikaris@StateStreet.com
+1 617 664 9170
Head of Agency Lending Client Management, NA
Betsy Coyne
BCoyne@StateStreet.com
+1 617 664 2647
Client Management
Henry Disano
hmdisano@statestreet.com
+1 617 664 2613
Kevin McGarr
kpmcgarr@statestreet.com
+1 617 664 3105
Head of Equities Trading, NA
Rich Sutherland
rpsutherland@statestreet.com
+1 617 664 8780
92
UNITED STATES
Securities lending
Swiss Reinsurance Company Ltd

1301 6th Avenue, New York 10019, United States
Tel: +1 212 317 5028
www.swissre.com
Type of firm
Re-/insurance
State Street Bank and Trust Senior Executive
- Enhanced Custody Richard Hochreutiner
One Lincoln Street, Boston MA 02111, United States Collateral_Trading@swissre.com
Tel: +1 617 786 3000 +41 43 285 6777
www.statestreetglobalmarkets.com Collateral Trader
Type of firm Anthony Cinquemani
Custodian and Specialist Bank Collateral_Trading@swissre.com
+1 212 317 5028
Francesco Squillacioti Collateral Trader
FSquillacioti@statestreet.com Larry Ward
+1 617 664 4756 Collateral_Trading@swissre.com
+1 212 317 5028
John McGuire
TD Prime Services LLC
+1 617 664 0584 31 W. 52nd Street, New York,
Global Head of Enhanced Custody Trading
Tel: +1 212 827 8263
Matthew Johnson
MJohnson@StateStreet.com
+1 617 664 9184 Type of firm
Wholesale Bank
Nickolas Delikaris Managing Director
NDelikaris@StateStreet.com David Santina
+1 617 664 9170 David.Santina@tdsecurities.com
+1 212 827 7190
Head of Enhanced Custody Client Management,
North America Managing Director
Eric MacDonald Vincent Avena
egmacdonald@statestreet.com Vincent.Avena@tdsecurities.com
+1 617 664 2535 +1 212 827 8263
Client Management Managing Director
Rudy Concepcion Gerard Losurdo
RConcepcion@StateStreet.com Gerard.Losurdo@tdsecurities.com
+1 617 664 7064 +1 212 827 2850
Adam Sporn
ASporn@StateStreet.com
+1 617 664 0190
Enhanced Custody Trader
Dawn Powers
DMPowers@StateStreet.com
+1 617 664 9178
93
UNITED STATES
Securities lending
Velocity Capital LLC

Rethink Collateral 100 Wall Street, Suite 502, United States
Tel: +1 646 837 0056
Transcend Street Solutions Email: securitieslending@velocitycapitallc.com
www.velocitycapitalllc.com
Suite 205, 371 Hoes Lane,
Piscataway, NJ 08854, United States Type of firm
Tel: +1 646 844 0598 US Broker Dealer
Email: info@transcendstreet.com Director Securities Lending
www.transcendstreet.com Michael Logan
Type of firm mlogan@velocitycapitalllc.com
Technology Provider +1 646 837 0056
Transcend empowers financial institutions to rethink how Stock Loan Sales

to optimize collateral, increase liquidity and seize new Dan Gee
opportunities. Harmonize live positions, transactions and dgee@velocitycapitalllc.com
contractual data from across the enterprise to gain a new +1 646 546 5155
level of insight. With a modular approach and seamless Stock Loan Sales
workflows, connect front-office decision-making with Mike Palmeri
back-office operations to unlock greater efficiency, mpalmeri@velocitycapitalllc.com
optimize collateral and drive better results. Founded in +1 646 837 0056
2013, Transcend is a global solutions provider.
Founder/CEO Wells Fargo Securities
Bimal Kadikar
375 Park Avenue, New York 10152, United States
Bimal@transcendstreet.com
www.wellsfargo.com/com/securities/markets/
+1 646 844 0598
equity-sales/prime-services/
Type of firm
BJ Marcoullier
Investment Banking
BJ.Marcoullier@transcendstreet.com
+1 917 656 5958 Securities financing activities
Global Securities Lending
UBS Securities LLC Managing Director - Head of Securities Lending
1285 Avenue of Americas, New York, NY 10019, Robert Sackett
United States robert.sackett@wellsfargo.com
Tel: +1 212 713 3100 +1 212 214 6033
www.ubs.com Director – Head of Specials Trading
Type of firm Michael Colonna
Investment Bank Michael.colonna@wellsfargo.com
+1 212 214 6033
Head of Stock Loan Trading, Americas
Brendan Cusick Director – Head of General Collateral
Brendan.cusick@ubs.com Matthew Lawrik
+1 212 713 3100 Matthew.lawrik@wellsfargo.com
+1 212 214 6033
Trading
Jahal Samani Director - Head of International Trading
jahal.samani@ubs.com Divesh Kapahi
+1 212 713 1111 divesh.kapahi@wellsfargo.com
+1 212 214 6033
Trading
Mel Smith
mel.smith@ubs.com
+1 212 713 3100
94
UNITED STATES
Synthetic finance
UNITED STATES
Synthetic finance
Barclays Plc
745 7th Avenue, New York NY 10019, United States BCS Global Markets
Tel: +1 212 526 1955
www.investmentbank.barclays.com/markets/ 1270 Ave of The Americas, Suite 18e, New York NY
prime-brokerage-services.html 10020, United States
Tel: +1 212 421 8534
Type of firm Email: sales@bcsprime.com
Investment Bank
Type of firm
Head of Synthetic Trading, Equities, Americas Broker Dealer
Matias Bercun
matias.bercun@barclays.com BCS Financial Group is a leading financial service group
+1 212 526 1955 that provides innovative and customizable high and low
emerging markets.
firm’s global markets and investment banking activities,
Gary Esayian
Gary.Esayian@bcsgm.com
+1 212 421 8534 or ext. 4186
95
UNITED STATES
Synthetic finance
Vice President
Martin Leis
Martin.Leis@bmo.com
3 Times Square, New York, NY 10036, United States Director - TRS

Tel: +1 212 702 1233 Dave Amar
Email: GlobalPrimeFinance@bmo.com David.Amar@Bmo.com
www.bmocm.com +1 212 702 1952
Type of firm Director - TRS

Investment Bank Brian Ehlis
Brian.Ehlis@bmo.com
BMO Capital Markets is a leading, full-service North +1 212 702 1441
American-based financial services provider offering
corporate, institutional and government clients access to Managing Director - Delta One Trading
a complete range of products and services. These include Jay Lubin
equity and debt underwriting, corporate lending and Jay.Lubin@bmo.com
project financing, merger and acquisitions advisory ser- +1 212 702 1802
vices, securitization, treasury management, market risk
Vice President - Delta One Trading
management, debt and equity research and institutional
Alistair Morgan
sales and trading.
Alistair.Morgan@bmo.com
With approximately 2,500 professionals in 30 locations +1 212 702 1802
BMO Capital Markets works proactively with clients to Director - Index/ETF trading
provide innovative and integrated financial solutions. Mike Strongin
Michael.Strongin@bmo.com
+1 212 702 1933
Group (NYSE, TSX: BMO), one of the largest diversified fi-
nancial services providers in North America with US$589
billion total assets and over 45,000 employees as at July
31, 2018. For more information, visit www.bmocm.com
Global Equities BMO Capital Markets
United States
Other offices Tel: +1 206 224 7061
Seattle, Toronto, London, Melbourne, Dublin Email: GlobalPrimeFinance@bmo.com
www.bmocm.com
Jordan Lupu Type of firm
jordan.lupu@bmo.com Investment Bank
+1 212 605 1550
Managing Director - U.S. Products Global Equities
Paul Besignano
paul.besignano@bmo.com Prime brokerage activities
+1 212 702 1233 Synthetics and Equity Repo
Director Other offices
Mike Flaumenbaum New York, Toronto, London, Melbourne, Dublin
Managing Director
+1 212 702 1233
Doug Tveter
Vice President Doug.Tveter@bmo.com
Mary Beth Mrowka +1 206 224 7061
+1 212 702 1233
96
The Global Directory of
Securities Lending & Repo 2020
sponsored by HSBC
Available online
Log on at directory.globalinvestormagazine.com
to use the database of industry contacts on the move.
UNITED STATES
Synthetic finance

Jonathan Androski
jonathan.androski@us.bnpparibas.com>
+1 212 471 6743
MaryCatherine Permenter
BNP PARIBAS SA marycatherine.permenter@us.bnpparibas.com
787 Seventh Avenue, +1 212 841 2723
Tel: +1 212 841 3000 Citi
Email: dl.psfprimeservicesamericas@us.bnpparibas.
com 390 Greenwich Street, New York, United States
www.bnpparibas.com Type of firm
Type of firm Investment Bank
Investment Bank Head of US Sales Trading, Managing Director
Synthetic PB Financing William Wade
william.wade@citi.com
Global Head of Prime Solutions & Financing +1 212 723 7600
Raphael Masgnaux
raphael.masgnaux@uk.bnpparibas.com
+44 207 595 8058
Cowen Inc
599 Lexington Avenue,
Kieron Smith
Tel: +1 646 562 1010
www.cowen.com
+44 207 595 1994
Co-Head of Prime Solutions & Financing, Americas
Jeffrey Lowe
Matthew Baldassano
jeff.lowe@us.bnpparibas.com
+1 212 471 6812
+1 646 562 1555
Co-Head of Prime Solutions & Financing, Americas
Managing Director
Adil El Batji
Stephen Maltz
adil.elbatji@us.bnpparibas.com
stephen.maltz@cowen.com
+1 212 841 3812
+1 646 562 1628
Head of Prime Trading, Americas
Laurent Gautier
laurent.x.gautier@us.bnpparibas.com
+1 212 471 8175
Global Head of Prime Services Sales Trading
Thomas Guagliardo
thomas.guagliardo@us.bnpparibas.com
+1 212 471 6566
Head of Structuring
John Roglieri
john.roglieri@us.bnpparibas.com
+1 212 841 3532
Alex Bergelson
+1 212 471 6533
98
UNITED STATES
Synthetic finance
HSBC Securities (USA) Inc

425 Fifth Avenue, New York, ING Financial Markets LLC
1133 Avenue of the Americas,
Tel: +1 212 525 0180
www.gbm.hsbc.com/
Tel: +1 646 424 7530
Global Head of Prime Finance Email: INGGSFNYUSELR@ing.com
Loic Lebrun www.ingwb.com
+44 207 991 5682
Synthetic
Head of Equity Finance & Delta One - Americas
Warren McCormick
warren.mccormick@us.hsbc.com
+1 212 525 0180 Regional Head of GSF Products
Peter Diminich
Global Head of Prime Origination
peter.diminich@ing.com
Matt Kiraly
+1 646 424 7530
matthewjkiraly@us.hsbc.com
+1 212 525 4202
Head of Index & Delta One Trading - US
Stephane Labidurie 1 Pickwick Plaza,
stephane.labidurie@us.hsbc.com Greenwich CT 06830, United States
+1 212 525 0180 Tel: +1 203 618 5827
Head of Derivative and Delta One Sales www.interactivebrokers.com
Christopher Rosen
christopher.rosen@us.hsbc.com Type of firm
+1 212 525 3200 Broker
Equity Finance and Delta One Sales Securities Lending Manager

Carey Chamberlain William Pepe
carey.chamberlain@us.hsbc.com wpepe@interactivebrokers.com
+1 212 525 7927 +1 203 618 5873
Global Head Securities Financing
Brian Sussman
+1 203 618 5768
Securities Lending Supervisor
Dan Giegengack
+1 203 618 5782
99
UNITED STATES
Synthetic finance
Morgan Stanley & Co

1585 Broadway, New York, 10036, United States
Tel: +1 212 761-8405
J.P. Morgan Email: @morganstanley.com
383 Madison Avenue, New York, United States
Tel: +1 212 622 2827 Type of firm
www.jpmorgan.com/global/solutions/cib/prime- Investment Bank
services
Managing Director
Type of firm Kim Shaw
Investment Bank Kim.Campagna@morganstanley.com
+1 212 761 8405
Managing Director, US Head of Equity Finance
Michael Kelleher Managing Director
michael.w.kelleher@jpmorgan.com Scott Pecullan
+1 212 272 2230 Scott.Pecullan@morganstanley.com
+1 212 761 8805
Executive Director, US Synthetic Trading
Michael DiCesare
michael.e.dicesare@jpmorgan.com
+1 212 622 2372
Jefferies LLC
520 Madison Avenue, National Bank of Canada Financial
New York NY 10022, United States Inc – United States
Tel: +1 212 336 7200
www.jefferies.com 65 E 55th Street, 31st floor, New York, NY 10022,
United States
Type of firm Tel: +1 212 546 7663
Investment Banking Web: www.nbc.ca
Head of Prime Services Type of firm
John Laub Broker Dealer
jlaub@jefferies.com
+1 212 284 1726 CEO, President & Co-Head of Global Securities
Finance
Head of US Equity Swaps Sean Healey
Andrew Vaccaro shealey@nbf-us.com
avaccaro@jefferies.com +1 212 546 7663
+1 212 336 6276
Director (Securities Lending)
Denis Flanagan
denis.flanagan@nbf-us.com
+1 212 632 8874
Director (Synthetic Finance – SSF)
Anthony Dunleavy
adunleavy@nbf-us.com
+1 212 632 8808
100
UNITED STATES
Synthetic finance
Scotiabank
New York, NY10281, United States
www.scotiabank.com
NATIXIS
Synthetic Trading
1251 Avenue of the Americas, Anthony Masciangelo, Director
New York, NY 10020, United States Anthony.Masciangelo@scotiabank.com
Tel: +1 212 891 1830 +1 212 225 6624
Natixis North America LLC / www.cib.natixis.com
Type of firm Societe Generale
Investment Bank 245 Park Ave, New York, NY 100167, United States
Natixis is a French multinational financial services firm Tel: +1 212 278 7784
specialized in asset & wealth management, corporate Email: AMER-MARK-EQD-TRD-OneDelta-SFS@
& investment banking, insurance and payments. sgcib.com
A subsidiary of Groupe BPCE, the second-largest www.societegenerale.com
banking group in France through its two retail banking Type of firm
networks, Banque Populaire and Caisse d’Epargne, Universal Bank
Natixis counts nearly 16,000 employees across 38
countries. Its clients include corporations, financial Head of Securities Finance and Delta One Single
institutions, sovereign and supranational organizations, Stocks, Americas
and the customers of Groupe BPCE’s networks. Jurrie Reinders
jurrie.reinders@sgcib.com
Executive Director, Head of Global Securities +1 212 278 7784
Financing Americas
Simon Sourigon Head of Securities Finance and Delta One Sales,
simon.sourigon@natixis.com Americas
+1 212 891 1805 Ariel Winiger
ariel.winiger@sgcib.com
Trader - MM Index +1 212 278 5106
Thomas Collins
thomas.collins@natixis.com
+1 212 891 1895
Trader - MM Index
Camille Guilloteau
camille.guilloteau@natixis.com
+1 212 891 5754
OneChicago
311 S. Wacker Drive, Suite 1700, Chicago IL 60606,
United States
Tel: +1 312 883 3410
Email: info@onechicago.com
www.onechicago.com
Type of firm
Securities Finance Exchange
CEO
David Downey
ddowney@onechicago.com
+1 312 883 3440
101
UNITED STATES
Synthetic finance
Rethink Collateral

Suite 205, 371 Hoes Lane, Piscataway, NJ 08854,
United States
Tel: +1 646 844 0598
Type of firm
Technology Provider
Transcend empowers financial institutions to rethink
how to optimize collateral, increase liquidity and
seize new opportunities. Harmonize live positions,
transactions and contractual data from across the
enterprise to gain a new level of insight. With a
modular approach and seamless workflows, connect
front-office decision-making with back-office operations
to unlock greater efficiency, optimize collateral and
drive better results. Founded in 2013, Transcend is a
global solutions provider.
Founder/CEO
Bimal Kadikar
Bimal@transcendstreet.com
+1 646 844 0598
BJ Marcoullier
BJ.Marcoullier@transcendstreet.com
+1 917 656 5958
102
Asia-Pacific Section
AUSTRALIA 104
CHINA 113
HONG KONG 115
JAPAN 134
SINGAPORE 143
SOUTH KOREA 147
103
AUSTRALIA
AUSTRALIA
BMO Capital Markets
ANZ
140 William Street, 33rd Floor,
ANZ Tower, 242 Pitt Street, Melbourne, Victoria 3000, Australia
Sydney, NSW 2000, Australia Tel: +613-9642-3600
Type of firm
www.bmocm.com
Bank
Type of firm
Director, Markets
Investment Bank
Giselle Awad
giselle.awad@anz.com BMO Capital Markets is a leading, full-service North
+61 2 8037 0220 American-based financial services provider offering
corporate, institutional and government clients access
and project financing, merger and acquisitions advisory
services, securitization, treasury management, market
risk management, debt and equity research and
institutional sales and trading.
bmocm.com/.
Global Equities
Other offices
New York, Seattle, Dublin, Toronto, and London
Managing Director
Carolyn Mitchem
carolyn.mitchem@bmo.com
+61 3 9642 3600
Vice President
Fiona Moscato
Fiona.moscato@bmo.com
+61 3 9642 3600
104
AUSTRALIA
Repo
AUSTRALIA
Repo
ANZ
ANZ Tower, 242 Pitt Street, Royal Bank of Canada
Sydney, NSW 2000, Australia
2 Park Street, Sydney 2000, Australia
Type of firm
Bank Type of firm
Bank
Director, Markets
Giselle Awad Royal Bank of Canada is a global financial institution
giselle.awad@anz.com with 85,000+ employees.
+61 2 8037 0220 As Canada’s biggest bank and one of the largest in
the world based on market capitalization, we have a
Commonwealth Bank of Australia diversified business model with a focus on innovation
and providing exceptional experiences to our 17 million
Level 24, Darling Park Tower 1, 201 Sussex St, clients in Canada, the U.S. and 34 other countries.
Sydney NSW 2000, Australia
Tel: +612 9117 0004 RBC Capital Markets is recognised by the most
Email: cbarepo@cba.com.au significant corporations, institutional investors, asset
Type of firm the globe in capital markets, banking, and finance
Bank with over 7,900 employees across North America,
Executive Director, Head of Northern Hemisphere Europe, and the Asia-Pacific region in 70 offices and 15
STIR Global Securities Financing countries. Central Funding (“CFG”) operates a global
Russell Simpson secured finance business providing short-term funding
russell.simpson@cba.com.au secured by collateral - typically fixed income and equity
+44 207 7103 975 securities and structured credit assets.
Director Head of APAC GSF, Global Securities CFG is a global business with over 200 employees
Financing operating in London, New York, Toronto, Bridgetown,
Sean Bell Nassau, Guernsey and Sydney.
bells@cba.com.au Main collateral types
+612 9117 0004 Global Fixed Income, Global Equity, Structured Credit,
Director, Global Securities Financing Major Currencies
James Campbell Head of Fixed Income, Repo, APAC
james.campbell@cba.com.au Gordon Pearce
+612 9117 0129 gordon.pearce@rbccm.com
+61 2 9033 3339
APAC Repo
Hugh Leonard
hugh.leonard
+61 2 9033 3034
APAC Repo
Michael Birtwistle
michael.birtwistle@rbccm.com
+61 2 9033 3233
105
AUSTRALIA
Repo / Securities lending
Yieldbroker AUSTRALIA
Level 6, 14 Martin Place, Securities lending
Tel: +61 2 9994 2859
www.yieldbroker.com
Type of firm
BMO Capital Markets
Senior Business Development Manager
Fiona Hughes 140 William Street, 33rd Floor,
Fiona.Hughes@yieldbroker.com Melbourne, Victoria 3000, Australia
+61 2 9994 2859 Tel: +613-9642-3600
Business Development - Connectivity www.bmocm.com
Andy Johnson
Andy.Johnson@yieldbroker.com Type of firm
+61 2 9994 2846 Investment Bank
bmocm.com/.
Global Equities
Other offices
Managing Director
Carolyn Mitchem
+61 3 9642 3600
Vice President
Fiona Moscato
+61 3 9642 3600
106
AUSTRALIA
Securities lending
Citi
Citigroup Centre, 2 Park Street,
BNP Paribas Securities Services - Type of firm

Agency Lending Investment Bank
6/60 Castlereagh Street, Prime Finance Trading, Vice President

Sydney NSW2000, Australia Gary Hance
Tel: +61 2 92 16 86 33 gary.hance@citi.com
www.securities.bnpparibas.com/solutions/ +61 2 8225 6307
securities-lending.html
Citi
Type of firm
Custodian Bank Citibank Tower, 2 Park Street,
Tel: +61 2 8225 6296
securities_finance/
multi-asset post-trade and asset servicing solutions APAC Head of Agency Lending Trading
for buy and sell-side market participants, corporates Eusebio Teofilo-Sanchez
and issuers. With local expertise in 35 countries and a Eusebio.Sanchez@citi.com
global reach covering 90+ markets, our network is one +61 2 8225 6296
of the most extensive in the industry, enabling clients
to maximise their investment opportunities worldwide. Senior Trader, Agency Securities Lending – Australia
With in-depth knowledge of global markets across Matthew Bunyan
multiple asset classes and currencies, BNP Paribas Matthew.Bunyan@citi.com
Securities Services has supported securities lending +61 2 8225 6296
and borrowing activities for many years. Our proven
track record in the securities lending and borrowing Commonwealth Bank of Australia
industry is the result of strong trading expertise, robust
Level 24, Darling Park Tower 1,
risk management policy and control and the continuous
201 Sussex St, Sydney NSW 2000, Australia
Tel: +612 9117 0004
Securities financing activities Email: cbarepo@cba.com.au
Agency and Third Party Securities Lending
Type of firm
Main collateral types Bank
Cash, Non Cash
Executive Director, Head of Northern Hemisphere
Other offices STIR Global Securities Financing
London, New York Russell Simpson
russell.simpson@cba.com.au
Head of Market and Financing Services, APAC +44 207 7103 975
Natalie Floate
natalie.floate@asia.bnpparibas.com Director Head of APAC GSF,
+85 221 086 614 Global Securities Financing
Sean Bell
Agency Lending, APAC bells@cba.com.au
Phil Shepley +612 9117 0004
phil.shepley@au.bnpparibas.com
+612 9222 0005 Director, Global Securities Financing
James Campbell
Head of Technical Sales james.campbell@cba.com.au
Christian Oger +612 9117 0129
christian.oger@bnpparibas.com
+33 40 14 1562
107
AUSTRALIA
Securities lending
J.P. Morgan
IHS Markit 85 Castlereagh Street, 17/F, Sydney 2000, Australia
2 Bulletin Place, Level 13, services
Tel: +61 2 8076 1100 Type of firm
www.ihsmarkit.com/securitiesfinance Custodian Bank
Type of firm Executive Director, Head of Trading Services, APAC

Financial Information Services Ed Bond
edward.bond@jpmorgan.com
IHS Markit securities finance dataset covers more +852 2800 2667
than $23 trillion of global securities in the lending
programmes of more than 22,000 institutional funds. Executive Director, Head of Agency Securities
It includes more than eleven years of history with over Lending Relationship Management, APAC
three million intraday transactions. Our data is sourced James Manning
directly from leading industry practitioners, including james.manning@jpmorgan.com
prime brokers, custodians, asset managers and hedge +81 3 6736 6646
Executive Director, Head of Agency Securities
Lending Trading and Cash Reinvestment, APAC
Our securities finance offering provides insight into Simone Broadfield
market sentiment and trading transparency from a simone.broadfield@jpmorgan.com
macro to individual stock level. It also delivers Tri- +852 2800 1576
Executive Director, Head of Product Management,
APAC
David Lai
david.f.lai@jpmorgan.com
+852 2800 0039
our comprehensive combination of repo and securities Vice President - Head of Agency Securities Lending
lending data and analytics Sales, APAC
Stephen Michael
stephen.j.michael@jpmorgan.com
+852 2800 9173
Executive Director, Product Management
Stewart Cowan
Stewart.Cowan@ihsmarkit.com
+61 2 8076 1117
Director – Sales Business Development
Nicolas Berner
nicolas.berner@ihsmarkit.com
+61 2 8076 1146
108
AUSTRALIA
Securities lending
Morgan Stanley Australia Limited

Chifley Tower, 2 Chifley Square,
J.P. Morgan Tel: +61 2 9770 1105
85 Castlereagh Street, Sydney NSW 2000, Australia www.morganstanley.com
www.jpmorgan.com/global/solutions/cib/prime-
services Type of firm
Investment Bank
Type of firm
Investment Bank Executive Director
Kieran Buckley
Managing Director, Asia Head of Equity Finance Kieran.Buckley@MorganStanley.com
Duncan Wilson +61 2 9770 1105
Duncan.Wilson@jpmorgan.com
+852 2800 7789
National Australia Bank Ltd
Executive Director, Asia SBL Trading
Rob Nichols 500 Bourke Street, Melbourne, VIC 3000, Australia
robert.nichols2@jpmorgan.com Tel: +61 3 8641 1908
+612 9003 7731 Email: ncs.isl@nab.com.au
www.nab.com.au
Managing Director, Asia Head of Prime Financing
Kazuma Naito Type of firm
kazuma.naito@jpmorgan.com Bank
+852 2800 8928 Securities Lending
Executive Director, Asia Prime Brokerage Sales Peter Palmer
Stephen Kelly peter.palmer@nab.com.au
Stephen.W.Kelly@jpmorgan.com +61 3 8641 1908
Executive Director, APAC Client Financing Nigel McIntosh
Nicholas Stearn nigel.mcintosh@nab.com.au
nicholas.stearn@jpmorgan.com +61 3 8641 1907
Andrew Seymour
Macquarie Bank Limited andrew.seymour@nab.com.au
+61 3 8641 4921
50 Martin Place, Sydney, NSW 2000, Australia
Tel: +61 2 8232 7664
www.macquarie.com Northern Trust
Type of firm Level 47, 80 Collins Street,
Investment Bank Melbourne, Victoria 3000, Australia
Tel: +61 3 2622 8710
Equity Finance www.northerntrust.com
Christopher Hudson
Chris.Hudson2@macquarie.com Type of firm
+61 2 8232 7664 Agent Lender, Global Custodian
Head of Securities Lending Trading, Australia
Bun Eng
be23@ntrs.com
+61 2 8622 8710
109
AUSTRALIA
Securities lending
RBC Investor & Treasury Services

2 Park Street, Level 46, Sydney NSW 2000, Australia
Tel: +61 2 8262 5272 State Street Bank and Trust - Agency
www.rbcits.com Lending
Type of firm 420 George Street, Sydney, NSW, Australia
Tel: +61 2 8249 1186
RBC Investor & Treasury Services (RBC I&TS) is
a specialist provider of asset services, custody,
payments and treasury and market services for Type of firm
financial and other institutional investors worldwide, Custodian and Specialist Bank
with over 4,500 employees in 17 countries across
Head of Securities Finance, APAC
Jansen Chua
JWChua@statestreet.com
+852 2230 1517
needs. Trusted with CAD 4.2 trillion in client assets Global Head of Client Management
under administration(1), RBC I&TS is a financially Francesco Squillacioti
strong partner with among the highest credit ratings FSquillacioti@statestreet.com
globally(2). +1 617 664 4756
Clients benefit from the long-standing experience and Global Head of Business Development
specialized expertise of our securities finance program: John McGuire
- Tailored program based on clients’ risk and return jpmcguire@statestreet.com
objectives +1 617 664 0584
- Established risk management framework Global Head of Agency Lending Trading
- Zero losses for beneficial owners since inception Jarrod Polseno
- Over 30 years of experience jpolseno@statestreet.com
- Top custodial lender globally(3) +1 617 664 2513
(1) RBC quarterly results released August 21, 2019 Global Head of Algorithmic Trading
(2) Standard & Poor’s (AA-) and Moody’s (Aa2) legacy Nickolas Delikaris
senior long-term debt ratings of Royal Bank of Canada NDelikaris@StateStreet.com
as of August 21, 2019 +1 617 664 9170
Head of Client Management and Business
#1 custodial lender globally in unweighted category
Development, Asia
Managing Director, Securities Finance William Han
Donato D’Eramo william.han@statestreet.com
donato.deramo@rbc.com +852 3556 1176
+1 416 955 5500
Head of Australia
Associate Director, Securities Finance Todd Manning
Jeremy Martin TManning@StateStreet.com
jeremy.martin@rbc.com +612 8249 1274
+612 8262 5272
Head of Agency Lending Trading, APAC
Jason Wells
jwells@statestreet.com
+852 3667 7008
110
AUSTRALIA
Securities lending
UBS Asset Management Ltd

8 Exhibition Street, Melbourne,
Victoria, 3000, Australia
Tel: +61 3 9242 6155
www.ubs.com
Type of firm
Investment Bank
State Street Bank and Trust - Head Prime Services Australia
Enhanced Custody Greg Keyser
420 George Street, Sydney, NSW, Australia greg.keyser@ubs.com
Tel: +61 2 8249 1186 +61 3 9242 6155
www.statestreetglobalmarkets.com Stock Borrowing & Lending Australia
Type of firm Matthew Smith
Custodian and Specialist Bank matthew.smith@ubs.com
+61 3 9242 6441
Jansen Chua
JWChua@statestreet.com
+852 2230 1517
+1 617 664 4756
John McGuire
+1 617 664 0584
Matthew Johnson
MJohnson@StateStreet.com
+1 617 664 9184
Nickolas Delikaris
+1 617 664 9170
Head of Business Development, Principal Lending
Robert Park
Robert.Park@statestreet.com
+852 3667 7048
Head of Australia
Todd Manning
TManning@StateStreet.com
+612 8249 1274
Head of Client Management, Principal Lending
Stanley Cheng
Stanley.Cheng@StateStreet.com
+852 2230 1652
111
AUSTRALIA
Synthetic finance
AUSTRALIA
Synthetic finance
J.P. Morgan
85 Castlereagh Street,
Tel: +612 9003 7731
BMO Capital Markets www.jpmorgan.com/global/solutions/cib/prime-
services
140 William Street, 33rd Floor,
Melbourne, Victoria 3000, Australia Type of firm
Tel: +613 9642 3600 Investment Bank
www.bmocm.com Managing Director, Asia Head of Equity Finance
Duncan Wilson
Type of firm Duncan.Wilson@jpmorgan.com
Investment Bank +852 2800 7789
BMO Capital Markets is a leading, full-service North Executive Director, Asia Synthetic Trading
American-based financial services provider offering Rob Nichols
corporate, institutional and government clients access robert.nichols2@jpmorgan.com
to a complete range of products and services. These +612 9003 7731
bmocm.com/.
Global Equities
Other offices
Managing Director
Carolyn Mitchem
+61 3 9642 3600
Vice President
Fiona Moscato
+61 3 9642 3600
112
CHINA
CHINA CHINA
Repo Securities lending
B3 Asia
No. 210 Century Avenue, Suite 6006,
21st Century Tower, Pudong New Area,
Shanghai 200120, P.R.China
Tel: +86 21 5172 0956
Standard Chartered Bank www.b3.com.br
201 Century Boulevard, Pudong, Type of firm

Lujia, 25/F, Shanghai, China Exchange
Tel: +86 21 3851 5189
Chief Representative Officer - APAC
Frances Li
www.sc.com
frances.li@b3.com.br
Type of firm +86 21 5172 0956
Commercial Bank
and collateral trading banks with particular focus on
network, deep expertise and innovative vision to meet
China Repo Trading
Luoshi Yan
Luoshi.yan@sc.com
+86 21 3851 5189
113
Connecting you
to Emerging Markets
worldwide.
Search HSBC Emerging Markets
Together we thrive
Issued by HSBC Bank plc.

HONG KONG
HONG KONG
BNP Paribas Securities Services -

Principal Lending
PCCW Tower Taikoo Place,
979 Kings Road, Quarry Bay, Hong Kong
ABN AMRO Clearing Tel: +852 2909 8888
www.securities.bnpparibas.com/solutions/
Level 70, International Commerce Centre | 1 Austin
Road West, Kowloon, Hong Kong
www.abnamroclearing.com Type of firm
Custodian Bank
Global Head of Securities Finance
Valerie Rossi BNP Paribas Securities Services, a wholly owned
valerie.rossi@hk.abnamroclearing.com subsidiary of the BNP Paribas Group, is a leading global
+852 3653 0730 custodian and securities services provider. Backed by the
strength of the BNP Paribas Group, we provide multi-
asset post-trade and asset servicing solutions for buy and
sell-side market participants, corporates and issuers. With
local expertise in 35 countries and a global reach covering
90+ markets, our network is one of the most extensive in
Bank of America Merrill Lynch the industry, enabling clients to maximise their invest-
55/F, Cheung Kong Center, ment opportunities worldwide. With in-depth knowledge
2 Queen’s Road Central, Hong Kong of global markets across multiple asset classes and cur-
Tel: +852 3508 8888 rencies, BNP Paribas Securities Services has supported
Email: dg.hksl@bofa.com securities lending and borrowing activities for many years.
corp.bankofamerica.com/business/ci/home Our proven track record in the securities lending and bor-
rowing industry is the result of strong trading expertise,
Type of firm robust risk management policy and control and the con-
Broker-Dealer tinuous development of operational efficiencies.
APR Asset Optimisation Group Other offices
Martin Van Meerendonk London
vanmeerendonk.martin@bofa.com Global Head of Principal Lending
+852 3508 7847 Yannick Bierre
Global Head Asset Optimization Group yannick.bierre@bnpparibas.com
Matthew Scott +33 1 57 14 16 54
matthew.r.scott@bofa.com Global Head of Equity Lending
+1 212 449 9778 Tony Blanchard
tony.blanchard@uk.bnpparibas.com
Barclays Plc +44 207 595 5555
Global Head of STIR
2 Queen’s Road Central,
Lias Hammouche
41/F Cheung Kong Center, Hong Kong
lias.hammouche@bnpparibas.com
Tel: +852 2903 2613
+33 1 57 14 16 52
prime-brokerage-services.html Head of Hong Kong Principal Lending Trading Desk
Vincent Andraud
Type of firm
vincent.andraud@asia.bnpparibas.com
Investment Bank
+852 3197 3816
Asia Pacific SFT Funding Trading Hong Kong Securities Lending Trader
Jae Young Yee Lina Ung
jaeyoung.lee@barclays.com lina.ung@asia.bnpparibas.com
+852 2903 2613 +852 3197 3817
115
HONG KONG
Euroclear Bank Hong Kong Branch

20 F Central Plaza, 18 Harbour Road,
Wanchai, Hong Kong
www.euroclear.com
Type of firm
BNP PARIBAS SA Market Infrastructure / International Central Securities
Depository
63/F IFC2, 8 Finance Street, Central, Hong Kong
Tel: +852 2108 5456 Head of Commercial Support APAC, Sales
www.bnpparibas.com & Relationship Management and Collateral
Type of firm
Fennie Kwok
Investment Bank
fennie.kwok@euroclear.com
Equity Securities Financing +852 3966 5508
Global Head of Prime Solutions & Financing
Raphael Masgnaux
+44 207 595 8058
Kieron Smith
+44 207 595 1994 Hong Kong and Shanghai Banking
Head of Prime Solutions & Financing, Asia Pacific Corporation
Benjamin Dufour 1 Queen’s Road Central, Hong Kong
benjamin.dufour@asia.bnpparibas.com Tel: 852 2822 2254
+852 2108 5456 www.gbm.hsbc.com
Head of Financing and Collateral Transformation Global Head of Prime Finance
APAC Loic Lebrun
Pierre Parodi loic.lebrun@hsbcib.com
pierre.parodi@asia.bnpparibas.com +44 207 991 5682
+852 2108 5470
Head of Prime Trading, APAC
Christophe Oleron
Citi
christophe.a.p.oleron@hsbc.com.hk
Citibank Tower, 3 Garden Road, Central, Hong Kong +852 2822 1854
Type of firm Head of Financing and Collateral Trading, APAC

Investment Bank Richard Casey
richard.s.casey@hsbc.com.hk
Head of APAC Equity Funding, Managing Director +852 2822 2254
Jennifer Grenside
jen.grenside@citi.com
+44 207 986 9790
116
HONG KONG
Interactive Brokers Hong Kong Morgan Stanley & Co

Suite 1512, Two Pacific Place, 88 Queensway, Hong International Commerce Centre, 1 Austin Road
Kong West, Kowloon, Hong Kong
Tel: +852 2156 7935 Tel: +852 2848 6612
Email: thslb_apac@interactivebrokers.com.hk Email: @morganstanley.com
www.interactivebrokers.com www.morganstanley.com
Broker Investment Bank
Head Securities Financing EMEA & APAC Managing Director
Roman Joos Duncan Foster
rjoos@interactivebrokers.ch Duncan.Foster@MorganStanley.com
+41 41 726 9566 +852 3963 3185
Supervisor Securities Financing APAC Executive Director
Yick Wong Yanny Leung
ywong@interactivebrokers.com Yanny.Leung@morganstanley.com
+852 3410 7523 +852 2848 5237
SLB Trader APAC
Joseph Ng
jng@interactivebrokers.com
+852 3410 7522
J.P. Morgan
8 Connaught Road, Central, Hong Kong
Tel: +852 2800 7789
services
Type of firm
Investment Bank
Managing Director, Asia Head of Equity Finance
Duncan Wilson
+852 2800 7789
Executive Director, Japan Equity Finance
Peter Chuang
peter.chuang@jpmorgan.com
+813 673 61436
117
HONG KONG
Funding & collateral / Repo
HONG KONG
Repo
NATIXIS Banco Santander S.A. Hong Kong

Level 72, International Commerce Center ,1 Austin Branch, Corporate Investment Bank
Road West, Kowloon, Hong Kong 10/F, Two International Finance Centre, 8 Finance
Tel: +852 3900 8421 Street, Central, Hong Kong
Natixis SA /www.cib.natixis.com Tel: +852 3921 3188
Investment Bank Bank
Natixis is a French multinational financial services firm Head of Trading, Asia Pacific
specialized in asset & wealth management, corporate Robert Lustberg
& investment banking, insurance and payments. Robert.Lustberg@gruposantander.com
A subsidiary of Groupe BPCE, the second-largest +852 3921 3188
networks, Banque Populaire and Caisse d’Epargne, Head of Securities Finance, Trading, Global Market
Natixis counts nearly 16,000 employees across 38 Hong Kong
countries. Its clients include corporations, financial Dennis Tedja
institutions, sovereign and supranational organizations, Dennis.Tedja@gruposantander.com
and the customers of Groupe BPCE’s networks. +852 3921 3188
Managing Director, Head of Global Securities

Financing Asia Barclays Plc
Francois Maury 2 Queen’s Road Central, 41/F Cheung Kong Center,
francois.maury@natixis.com Hong Kong
+81 3 4519 2167 Tel: +852 2903 3201
Director, Client Strategies Group www.investmentbank.barclays.com/markets/
David Forsyth prime-brokerage-services.html
david.forsyth@natixis.com Type of firm
+852 3915 1310 Investment Bank
Trader - Securities Optimization Unit Fixed Income Finance Sales, Asia Pacific
Thomson Liu Richard Thorndike
thomson.liu@natixis.com Richard.Thorndike@barclays.com
+852 3900 8471 +852 2903 3201
Trader - Securities Optimization Unit
Nick Poon
nick.poon@natixis.com
+852 3915 1329
118
HONG KONG
Repo

Principal Lending
BNP PARIBAS SA
979 Kings Road, Quarry Bay, Hong Kong 63/F IFC2, 8 Finance Street, Central, Hong Kong
Tel: +852 2909 8888 Tel: +852 2108 5456
https://securities.bnpparibas.com/solutions/ www.bnpparibas.com
Type of firm
Custodian Bank
Raphael Masgnaux
custodian and securities services provider. Backed by the
strength of the BNP Paribas Group, we provide multi-
+44 207 595 8058
asset post-trade and asset servicing solutions for buy and
sell-side market participants, corporates and issuers. With Deputy Global Head of Prime Solutions & Financing
local expertise in 35 countries and a global reach covering Kieron Smith
90+ markets, our network is one of the most extensive in kieron.a.smith@uk.bnpparibas.com
the industry, enabling clients to maximise their invest- +44 207 595 1994
ment opportunities worldwide. With in-depth knowledge
Head of Prime Solutions & Financing, Asia Pacific
of global markets across multiple asset classes and cur-
Benjamin Dufour
rencies, BNP Paribas Securities Services has supported
benjamin.dufour@asia.bnpparibas.com
securities lending and borrowing activities for many years.
+852 2108 5456
Our proven track record in the securities lending and bor-
rowing industry is the result of strong trading expertise, Head of Financing and Collateral Transformation
robust risk management policy and control and the con- APAC
tinuous development of operational efficiencies. Pierre Parodi
Other offices pierre.parodi@asia.bnpparibas.com
London +852 2108 5470
Global Head of Principal Lending
Yannick Bierre
yannick.bierre@bnpparibas.com
+33 1 57 14 16 54
Global Head of Equity Lending
Tony Blanchard
+44 207 595 5555
Global Head of STIR
Lias Hammouche
+33 1 57 14 16 52
Head of Hong Kong Principal lending trading desk
Vincent Andraud
+852 3197 3816
Hong Kong Securities lending trader
Lina Ung
lina.ung@asia.bnpparibas.com
+852 3197 3817
119
HONG KONG
Repo
Hong Kong and Shanghai Banking Standard Chartered Bank

Corporation 15/F, Two IFC, 8 Finance Street, Hong Kong
1 Queen’s Road Central, Hong Kong Tel: +852 3983 8300
Tel: +852 2822 3893 Email: repo.trading@sc.com
www.gbm.hsbc.com www.sc.com
Global Head of Repo Trading Type of firm

Jean-Michel Meyer Commercial Bank
jean-michel.meyer@hsbcib.com Standard Chartered Bank is one of the leading Repo
+44 20 7991 5708 and collateral trading banks with particular focus on
Head of Repo Trading APAC Asia, Africa and the Middle East. We’ve got the global
Richard Howson network, deep expertise and innovative vision to
richard.howson@hsbc.com.hk meet all your financing needs and more. We also offer
+852 2822 3893 Fixed Income Prime Brokerage and Securities Lending
services for both Equity and Fixed Income.
Repo Trading
Ken Edouard Ton Head of Asia Financing Sales
ken-edouard.ton@hsbcib.com Sean Bunyan
+852 2822 3893 Sean.Bunyan@sc.com
+852 3983 8300
Morgan Stanley & Co

International Commerce Centre 1 Austin Road West,
Kowloon, Hong Kong
Tel: +852 2848-8108
Type of firm
Investment Bank
Managing Director
Duncan Foster
Duncan.Foster@MorganStanley.com
+852 3963-3185
Executive Director
Yanny Leung
Yanny.Leung@morganstanley.com
+852 28485237
120
HONG KONG
Securities lending
HONG KONG
Securities lending
55/F, Cheung Kong Center, 2 Queen’s Road Central,
Hong Kong
Tel: +852 3508 8888
Email: dg.hksl@bofa.com
ABN AMRO Clearing
Type of firm
Level 70, International Commerce Centre | 1 Austin Broker-Dealer
www.abnamroclearing.com APR Asset Optimisation Group
Martin Van Meerendonk
Global Head of Securities Finance vanmeerendonk.martin@bofa.com
Valerie Rossi +852 3508 7847
valerie.rossi@hk.abnamroclearing.com
+852 3653 0730 Global Head Asset Optimization Group
Matthew Scott
Securities Finance Trader matthew.r.scott@bofa.com
Alex Lee +1 212 449 9778
alex.lee@hk.abnmroclearing.com
+852 3653 0748
Barclays Plc
Banco Santander S.A. Hong Kong 2 Queen’s Road Central, 41/F Cheung Kong Center,
Branch, Corporate Investment Bank Hong Kong
Tel: +852 2903 2614
10/F, Two International Finance Centre, 8 Finance www.investmentbank.barclays.com/markets/
Street, Central, Hong Kong prime-brokerage-services.html
Tel: +852 3921-3188
Type of firm
Bank
Head of SBL Trading, Equities, Asia Pacific
Head of Trading, Asia Pacific Anthony Chiu
Robert Lustberg anthony.chiu@barclays.com
Robert.Lustberg@gruposantander.com +852 2903 2614
+852 3921 3188
Head of Securities Finance, Trading, Global Market
Hong Kong
Dennis Tedja
Dennis.Tedja@gruposantander.com
+852 3921 3188
121
HONG KONG
Securities lending
Head of Hong Kong Principal lending trading desk

Vincent Andraud
+852 3197 3816
BNP Paribas Securities Services - Hong Kong Securities lending trader
Principal Lending Lina Ung
lina.ung@asia.bnpparibas.com
+852 3197 3817
979 Kings Road, Quarry Bay, Hong Kong
Tel: +85 2 2909 8888
Type of firm
Custodian Bank
custodian and securities services provider. Backed by BNP PARIBAS SA
the strength of the BNP Paribas Group, we provide 63/F IFC2, 8 Finance Street, Central, Hong Kong
multi-asset post-trade and asset servicing solutions Tel: +852 2108 5456
for buy and sell-side market participants, corporates www.bnpparibas.com
and issuers. With local expertise in 35 countries and a
global reach covering 90+ markets, our network is one Type of firm
of the most extensive in the industry, enabling clients Investment Bank
to maximise their investment opportunities worldwide. Equity Securities Financing
With in-depth knowledge of global markets across
multiple asset classes and currencies, BNP Paribas Global Head of Prime Solutions & Financing
Securities Services has supported securities lending Raphael Masgnaux
and borrowing activities for many years. Our proven raphael.masgnaux@uk.bnpparibas.com
track record in the securities lending and borrowing +44 207 595 8058
Kieron Smith
+44 207 595 1994
Principal Lending Head of Prime Solutions & Financing, Asia Pacific
Benjamin Dufour
Other offices
benjamin.dufour@asia.bnpparibas.com
London
+852 2108 5456
Head of Financing and Collateral Transformation
Yannick Bierre
APAC
Pierre Parodi
+33 1 57 14 16 54
pierre.parodi@asia.bnpparibas.com
Global Head of Equity Lending +852 2108 5470
Tony Blanchard
+44 207 595 5555
Global Head of STIR
Lias Hammouche
+33 1 57 14 16 52
122
HONG KONG
Securities lending
Head of Agency Lending Trading - APAC

Serge Micallef
Serge.Micallef@bnymellon.com
+852 2840 9738
BNY Mellon
One Queens Road, 3 Pacific Place, Admiralty, Hong Brown Brothers Harriman (Hong
Kong Kong) Limited
www.bnymellon.com
13/F Man Yee Building, 68 Des Voeux Road Central,
Type of firm Hong Kong
Investment Company offering investment Tel: +852 3756 1600
management, investment services and wealth www.bbh.com
management
Head of Securities Lending Trading - Asia
BNY Mellon is a global investments company dedicated Zubair Nizami
to helping its clients manage and service their financial zubair.nizami@bbh.com
assets throughout the investment lifecycle. Whether +852 3756 1680
or individual investors, BNY Mellon delivers informed Securities Lending Business Development - Asia
investment management and investment services in Munenori Yoshihara
35 countries and more than 100 markets. As of Sept. munenori.yoshiara@bbh.com
30, 2016, BNY Mellon had $30.5 trillion in assets under +81 3 6361 6369
custody and/or administration, and $1.7 trillion in assets
under management. Citi
BNY Mellon can act as a single point of contact for Citibank Tower, 3 Garden Road, Central, Hong Kong
clients looking to create, trade, hold, manage, service,
distribute or restructure investments. BNY Mellon is Type of firm
the corporate brand of The Bank of New York Mellon Investment Bank
Corporation (NYSE: BK). Additional information is Head of APAC Securities Lending Trading, Director
available on www.bnymellon.com. Follow us on Agnes Yau
Twitter @BNYMellon or visit our newsroom at www. agnes.yau@citi.com
bnymellon.com/newsroom for the latest company +852 2501 8299
news.
Securities financing activities Citi
Fixed income lending and borrowing, Corporate bond
lending and borrowing, Fixed Income REPO, Stock Citibank Plaza, 3 Garden Road, Central, Hong Kong
lending and borrowing, Equity Repo Tel: +852 2868 7355
Main collateral types securities_finance/
APAC Head of Agency Lending Trading
MD, Global Head of Agency Securities Finance Eusebio Teofilo-Sanchez
William Kelly Eusebio.Sanchez@citi.com
bill.kelly@bnymellon.com +852 2868 7355
+1 212 815 3908
Senior Trader, Agency Securities Lending – Hong
MD, Global Head of Agency Securities Finance Kong
Trading Billy Kwong
Simon Tomlinson Billy.Kwong@citi.com
simon.tomlinson@bnymellon.com +852 2868 7353
+44 207 163 4600
Head of APAC Securities Finance
Paul Solway
Paul.Solway@bnymellon.com
+852 2840 6690
123
HONG KONG
Securities lending
Credit Suisse
International Commerce Centre, One Austin Road
West, Kowloon, Hong Kong
Tel: +852 2101 7817
Director Hong Kong and Shanghai Banking
Howard Ilderton Corporation
howard.ilderton@credit-suisse.com
+852 2101 7295 1 Queen’s Road Central, Hong Kong
Tel: +852 2822 1674
www.gbm.hsbc.com/
Deutsche Bank
Floor 61, International Commerce Centre, 1 Austin
Loic Lebrun
www.cib.db.com/
+44 207 991 5682
Type of firm
Head of Prime Trading, APAC
Investment Bank
Christophe Oleron
Deutsche Bank’s Agency Securities Lending programme christophe.a.p.oleron@hsbc.com.hk
provides institutional clients with turnkey access to the +852 2822 1854
world’s securities lending and repo markets.
SBL Trading
Our experienced team is located across multiple Kevin H J Park
time zones helping clients to generate liquidity and kevin.h.j.park@hsbc.com.hk
incremental returns wherever they are invested. +852 2822 1674
SBL Trading
and liquidity management strategies and work
Ken Kai-Hoi Cheung
consultatively to design the optimum solution for each
ken.x.cheung@hsbc.com.hk
client. Our global presence and distribution capabilities,
+852 2996 6543
operating model flexibility, choice of routes to market
(agency and principal lending) and greater access to Head of Delta One Sales APAC
liquidity solutions are among the key features and Tarun Makhija
benefits of our programme. tarun.makhija@hsbc.com.hk
+852 2822 1534
Major Currencies, Global Fixed Income, Global Equities Head of Equity Derivatives & Prime Sales APAC
& ETFs Richard Gallagher
Richardwlgallagher@hsbc.com.hk
Head of Trading, APAC, Agency Securities Lending
+852 2822 2070
Brian Leung
brian.leung@db.com
+852 2203 8212
Goldman Sachs Agency Lending

Cheung Kong Center,
2 Queens Road, Central Hong Kong
www.gs.com
Type of firm
Global Financial Services Firm
Managing Director
Kenneth Ashley
kenneth.ashley@gs.com
+852 2978 0295
124
HONG KONG
Securities lending
IHS Markit
HSBC Bank Plc 25/F Lee Garden Two, 28 Yun Ping Road,
Level 30, HSBC, 1 Queen’s Road Central, Hong Kong Causeway Bay, Hong Kong
Tel: +852 2822 1504 Tel: +852 3726 7012
www.gbm.hsbc.com/solutions/securities-services www.ihsmarkit.com/securitiesfinance

Agent Lender Financial Information Services
Securities financing activities IHS Markit securities finance dataset covers more
Securities Lending than $23 trillion of global securities in the lending
programmes of more than 22,000 institutional funds.
Global Head of Agency Lending It includes more than eleven years of history with over
Adnan Hussain three million intraday transactions. Our data is sourced
adnan3.hussain@hsbc.com directly from leading industry practitioners, including
+44 203 3595363 prime brokers, custodians, asset managers and hedge
Global Head of Trading Strategy funds and is recognized as the independent source of
Reshad Mullboccus such data in the marketplace.
reshad.mullboccus@hsbc.com.hk Our securities finance offering provides insight into
+852 2822 1504 market sentiment and trading transparency from a
Manager, Trading APAC macro to individual stock level. It also delivers Tri-
James Cooper Party Repo data and analytics to provide enhanced
james.m.cooper@hsbc.com visibility and insight into the market for collateral cash
+852 2822 1504 investments, demand, pricing and usage. Collateral
Trader money market funds, securities lenders, hedge funds,
Miana W H Auyeung insurance companies and corporations can benefit from
mianawhauyeung@hsbc.com.hk our comprehensive combination of repo and securities
+852 2822 1504 lending data and analytics
Business Analyst IHS Markit offers a fully hosted data and reporting
Junaid Arshad solution for Securities Financing Transactions
junaid.arshad@hsbc.com.hk Regulation (SFTR) that sets an industry wide standard,
+852 3663 7101 providing the foundation needed to reconcile trading
Client Management, APAC
James Er
james.x.p.er@hsbc.com.hk
+852 2914 9008
Executive Director
Client Management, APAC
– Securities Finance Product Sales
Beattie Cho
Karen King
beattie.cho@hsbc.com.hk
karen.king@ihsmarkit.com
+852 2822 2115
+852 3726 7012
Associate Director, Product Specialist
Henry Lau
Henry.lau@ihsmarkit.com
+852 3726 7009
125
HONG KONG
Securities lending
Interactive Brokers Hong Kong Executive Director,

Head of Product Management, APAC
Suite 1512, Two Pacific Place, David Lai
88 Queensway, Hong Kong david.f.lai@jpmorgan.com
Tel: +852 2156 7935 +852 2800 0039
Email: thslb_apac@interactivebrokers.com.hk
www.interactivebrokers.com Vice President - Head of Agency Securities Lending
Sales, APAC
Type of firm Stephen Michael
Broker stephen.j.michael@jpmorgan.com
Head Securities Financing EMEA & APAC +852 2800 9173
Roman Joos
rjoos@interactivebrokers.ch
+41 41 726 9566
Supervisor Securities Financing APAC
Yick Wong J.P. Morgan
ywong@interactivebrokers.com
+852 3410 7523 8 Connaught Road, Central, Hong Kong
Tel: +852 2800 7789
SLB Trader APAC www.jpmorgan.com/global/solutions/cib/prime-
Joseph Ng services
jng@interactivebrokers.com
+852 3410 7522 Type of firm
Investment Bank
Duncan Wilson
+852 2800 7789
J.P. Morgan
Executive Director, Asia SBL Trading
The Quayside, 18/F Tower 2, Jason Kendall
77 Hoi Bun Road, Kwun Tong, Hong Kong jason.kendall@jpmorgan.com
www.jpmorgan.com/global/solutions/cib/investor- +852 2800 7782
services
Type of firm Kazuma Naito
Custodian Bank kazuma.naito@jpmorgan.com
Executive Director, Head of Trading Services, APAC +852 2800 8928
Ed Bond Executive Director, Asia Prime Brokerage Sales
edward.bond@jpmorgan.com Stephen Kelly
+852 2800 2667 Stephen.W.Kelly@jpmorgan.com
Executive Director, Head of Agency Securities +852 2800 7745
Lending Relationship Management, APAC Executive Director, APAC Client Financing
James Manning Nicholas Stearn
james.manning@jpmorgan.com nicholas.stearn@jpmorgan.com
+81 3 6736 6646 +852 2800 7749
Executive Director, Head of Agency Securities
Lending Trading and Cash Reinvestment, APAC
Simone Broadfield
simone.broadfield@jpmorgan.com
+852 2800 1576
126
HONG KONG
Securities lending
Jefferies Hong Kong Limited Executive Director

Paulo Monteiro
Cheung Kong Center, Paulo.Monteiro@morganstanley.com
2 Queen’s Road Central, Hong Kong +852 2848 6933
Tel: +852 3743 8142
Email: SF_Asia@Jefferies.com
www.jefferies.com
Type of firm
Investment Banking
Head of Prime Services
John Laub NATIXIS
jlaub@jefferies.com Level 72, International Commerce Center,
+1 212 284 1726 1 Austin Road West, Kowloon, Hong Kong
Head of Asia Securities Finance Tel: +852 3900 8421
Stuart Jones Natixis SA /www.cib.natixis.com
stuart.jones@jefferies.com
+852 3743 8143 Type of firm
Investment Bank
Mizuho Securities Asia Limited Natixis is a French multinational financial services firm
K11 Atelier, 18 Salisbury Road, Tsim Sha Tsui, & investment banking, insurance and payments.
Kowloon, Hong Kong A subsidiary of Groupe BPCE, the second-largest
Tel: +852-2685-2265 banking group in France through its two retail banking
Manager networks, Banque Populaire and Caisse d’Epargne,
Matsuo Hidetaku Natixis counts nearly 16,000 employees across 38
Hidetaku.Matsuo@hk.mizuho-sc.com countries. Its clients include corporations, financial
852 2685 2257 institutions, sovereign and supranational organizations,
Trader and the customers of Groupe BPCE’s networks.
William Wong Managing Director, Head of Global Securities
william.wong@hk.mizuho-sc.com Financing Asia
+852 2685 2265 Francois Maury
Trader francois.maury@natixis.com
Hamazaki Terufumi +81 3 4519 2167
terufumi.hamazaki@hk.mizuho-sc.com
Director, Client Strategies Group
+852 2685 2295
David Forsyth
Equity Synthetic Swaps david.forsyth@natixis.com
Samuel Lau +852 3915 1310
Samuel.Lau@hk.mizuho-sc.com
+852 2685 2021 Trader - Securities Optimization Unit
Thomson Liu
thomson.liu@natixis.com
Morgan Stanley & Co
+852 3900 8471
International Commerce Centre,
1 Austin Road West, Kowloon, Hong Kong
Nick Poon
Tel: +852 2848 8108
nick.poon@natixis.com
+852 3915 1329
Type of firm
Investment Bank
Managing Director
Duncan Foster
Duncan.Foster@MorganStanley.com
+852 3963 3185
127
HONG KONG
Securities lending
Nomura International (HK) Ltd. SEB

8 Finance Street, IFC2, Hong Kong Suites 1701-09 & 1720,
Tel: +852 2536 1111 17/F Jardine House, Hong Kong
www.nomura.com Tel: +852 3919 2608
Email: sftrading@seb.se
Type of firm
www.seb.se/mb
Investment Bank
Type of firm
Investment Bank / Prime Broker
Thomas Vickerton
thomas.vickerton@nomura.com Equity Finance
+852 2252 6632 Anthony McDonald
anthony.mcdonald@seb.se
Sales Trading
+852 3919 2608
Tina Kwok
tina.kwok@nomura.com Equity Finance
+852 2252 6596 Harshad Kulkarni
harshad.kulkarni@seb.se
Sales Trading
+852 3919 2608
Minha Lee
minha.lee@nomura.com
+852 2252 6604 SG Securities (HK) Limited
Sales Trading Pacific Place Three,
Laurie Pritchard 1 Queen’s Road East,
laurie.pritchard@nomura.com Hong Kong
+852 2252 6545 Tel: +852 2166 4088
Email: hkg-lnb@sgcib.com
Sales Trading www.societegenerale.asia
David Streatfield
david.streatfield@nomura.com Type of firm
+852 2252 2517 Universal Bank
Securities Finance Sales
Northern Trust Ludovic Debard
ludovic.debard@sgcib.com
88 Queensway, Suite 1901, 19th Floor, Two Pacific
+852 2166 4476
Place Admirality, Hong Kong
Tel: +852 2918 2905 Securities Finance Trader
www.northerntrust.com Sugeet Miglani
sugeet.miglani@sgcib.com
Type of firm
+852 2166 4591
Agent Lender, Global Custodian
Senior Trader Securities Lending Trading,
Miho Shima
Asia-Pacific
miho.shima@sgcib.com
Jeff Coyle
+852 2166 4958
jc491@ntrs.com
+852 2918 2905
128
HONG KONG
Securities lending
State Street Securities Hong Kong, State Street Securities Hong Kong,
Ltd - Agency Lending Ltd - Enhanced Custody
Two International Finance Centre, Two International Finance Centre,
8 Finance Street, Central, Hong Kong 8 Finance Street, Central, Hong Kong
Tel: +852 3667 7006 Tel: +852 2230 1677
www.statestreetglobalmarkets.com www.statestreetglobalmarkets.com
Custodian and Specialist Bank Custodian and Specialist Bank
Head of Securities Finance, APAC Head of Securities Finance, APAC
Jansen Chua Jansen Chua
JWChua@statestreet.com JWChua@statestreet.com
+852 2230 1517 +852 2230 1517
Global Head of Client Management Global Head of Client Management
Francesco Squillacioti Francesco Squillacioti
FSquillacioti@statestreet.com FSquillacioti@statestreet.com
+1 617 664 4756 +1 617 664 4756
Global Head of Business Development Global Head of Business Development
John McGuire John McGuire
jpmcguire@statestreet.com jpmcguire@statestreet.com
+1 617 664 0584 +1 617 664 0584
Global Head of Agency Lending Trading Global Head of Enhanced Custody Trading
Jarrod Polseno Matthew Johnson
jpolseno@statestreet.com MJohnson@StateStreet.com
+1 617 664 2513 +1 617 664 9184
Global Head of Algorithmic Trading Global Head of Algorithmic Trading
Nickolas Delikaris Nickolas Delikaris
NDelikaris@StateStreet.com NDelikaris@StateStreet.com
+1 617 664 9170 +1 617 664 9170
Head of Client Management and Business Head of Business Development, Principal Lending
Development, Asia Robert Park
William Han Robert.Park@statestreet.com
william.han@statestreet.com +852 3667 7049
+852 3556 1176
Enhanced Custody Trading, APAC
Head of Agency Lending Trading, APAC Karen Diu
Jason Wells kdiu@statestreet.com
jwells@statestreet.com +852 3667 7048
+852 3667 7008
Head of Client Management, Principal Lending
Stanley Cheng
Stanley.Cheng@StateStreet.com
+852 2230 1652
129
HONG KONG
Securities lending / Synthetic finance
UBS AG HONG KONG

2 International Finance Centre, Synthetic finance
8 Finance Street, 49th, Central, Hong Kong
Tel: +852 297 18591
www.ubs.com
Banco Santander S.A. Hong Kong
Branch, Corporate Investment Bank
Type of firm
Investment Bank 10/F, Two International Finance Centre, 8 Finance
Street, Central, Hong Kong
Head of Stock Loan Trading Hong Kong Tel: +852 3921 3188
Jacob Boeding
jacob.boeding@ubs.com Type of firm
+852 297 18591 Bank
Equity Finance Sales Head of Trading, Asia Pacific

Elizabeth Miller Robert Lustberg
elizabeth.miller@ubs.com Robert.Lustberg@gruposantander.com
+852 297 18791 +852 3921 3188
Trading Head of Securities Finance, Trading, Global Market

Alex Prince Hong Kong
alex.prince@ubs.com Dennis Tedja
+852 297 18803 Dennis.Tedja@gruposantander.com
+852 3921 3188
Barclays Plc
2 Queen’s Road Central, 41/F Cheung Kong Center,
Hong Kong
Tel: +852 2903 2943
Type of firm
Investment Bank
Head of Synthetic Finance Sales, Asia Pacific
Robin Carthy
robin.carthy@barclays.com
+852 2903 2943
130
HONG KONG
Synthetic finance
BNP PARIBAS SA Hong Kong And Shanghai Banking

63/F IFC2, 8 Finance Street, Central, Hong Kong Corporation
Tel: +852 2108 5456 1 Queen’s Road Central, Hong Kong
www.bnpparibas.com Tel: 852 3941 0104
Type of firm www.gbm.hsbc.com/
Investment Bank Global Head of Prime Finance
Prime Services Loic Lebrun
Global Head of Prime Solutions & Financing +44 207 991 5682
Raphael Masgnaux
raphael.masgnaux@uk.bnpparibas.com Head of Prime Trading, APAC
+44 207 595 8058 Christophe Oleron
christophe.a.p.oleron@hsbc.com.hk
Deputy Global Head of Prime Solutions & Financing +852 2822 1854
Kieron Smith
kieron.a.smith@uk.bnpparibas.com Head of Financing and Collateral Trading, APAC
+44 207 595 1994 Richard Casey
richard.s.casey@hsbc.com.hk
Head of Prime Solutions & Financing, Asia Pacific +852 2822 2254
Benjamin Dufour
benjamin.dufour@asia.bnpparibas.com Head of Delta One Trading, APAC
+852 2108 5456 Suneet Kumar
suneetkumar@hsbc.com.hk
Head of Execution & Financing Sales Trading APAC +852 3941 0104
John Tompkins
john.tompkins@asia.bnpparibas.com Head of Delta One Sales APAC
+852 2108 5468 Tarun Makhija
tarun.makhija@hsbc.com.hk
+852 2822 1534
Head of Equity Derivatives & Prime Sales APAC
Richard Gallagher
Richardwlgallagher@hsbc.com.hk
+852 2822 2070
Head of Index Trading, APAC
Jason Lee Kim
jason.lee.kim@hsbc.com.hk
+852 2822 2086
Prime Origination
Velda Lau
velda.lau@hsbc.com.hk
+852 2822 2161
131
HONG KONG
Synthetic finance
Interactive Brokers Hong Kong Jefferies Hong Kong Limited

Suite 1512, Two Pacific Place, 88 Queensway, Hong Cheung Kong Center,
Kong 2 Queen’s Road Central, Hong Kong
Tel: +852 2156 7935 Tel: +852 3743 8142
Email: thslb_apac@interactivebrokers.com.hk Email: SF_Asia@Jefferies.com
www.interactivebrokers.com www.jefferies.com
Broker Investment Banking
Head Securities Financing EMEA & APAC Head of Prime Services
Roman Joos John Laub
rjoos@interactivebrokers.ch jlaub@jefferies.com
+41 4 1726 9566 +1 212 284 1726
Supervisor Securities Financing APAC Head of Asia Securities Finance
Yick Wong Stuart Jones
ywong@interactivebrokers.com stuart.jones@jefferies.com
+852 3410 7523 +852 3743 8143
SLB Trader APAC
Joseph Ng Macquarie Bank Limited
jng@interactivebrokers.com L18, One IFC, 1 Harbour View St,
+852 3410 7522 Central, Hong Kong
Tel: +852 3922 2001
www.macquarie.com
Type of firm
Investment Bank
J.P. Morgan Equity Finance, Trading
8 Connaught Road, Central, Hong Kong Simon Goldshtein
Tel: +852 2800 7789 simon.goldshtein@macquarie.com
www.jpmorgan.com/global/solutions/cib/prime- +852 3922 2001
services
Morgan Stanley & Co
Type of firm
Investment Bank International Commerce Centre, 1 Austin Road
West, Kowloon, Hong Kong
Tel: +852 2848 6612
Duncan Wilson
+852 2800 7789
Type of firm
Executive Director, Asia Synthetic Trading
Investment Bank
Nicholas Stearn
nicholas.stearn@jpmorgan.com Managing Director
+852 2800 7749 Darren Yip
Darren.Yip@morganstanley.com
+852 2848 6612
Managing Director
James Meenan
James.Meenan@morganstanley.com
+852 3963 3297
132
HONG KONG
Synthetic finance
SG Securities (HK) Limited

Pacific Place Three, 1 Queen’s Road East,
Hong Kong
Tel: +852 2166 4088
Email: hkg-finance@sgcib.com
www.societegenerale.asia
Type of firm
Universal Bank
Head of Securities Financing, Hong Kong
Sylvain Nicolay
sylvain.nicolay@sgcib.com
+852 2166 4592
Romain Zunino
romain.zunino@sgcib.com
+852 2166 4663
Alexandra Amoyal
alexandra.amoyal@sgcib.com
+852 2166 4284
133
JAPAN
JAPAN
Funding & Collateral
J.P. Morgan
2-7-3 Marunouchi Chiyoda-Ku, Tokyo, Japan
JAPAN SECURITIES FINANCE services
CO.,LTD. Type of firm
Investment Bank
1-2-10 Nihonbashi-Kayabacho,
Chuo-Ku, Tokyo 103-0025, Japan Managing Director, Asia Head of Equity Finance
Duncan Wilson
Type of firm
Securities Finance Company
+852 2800 7789
JSF is the only securities finance company in Japan
Executive Director, Japan Equity Finance
and a licensed company under the FIEA that provides
Peter Chuang
enhanced ability to margin transaction for the investors
peter.chuang@jpmorgan.com
to create extra investment opportunities and improve
+813 673 61436
liquidity of the Japanese stock market.
In today’s changing environment, we are currently Morgan Stanley Japan Holdings Co
focused on overseas markets, expanding our business
through strengthening our global network of securities Yebisu Garden Place Tower, 4-20-3 Ebisu,
companies and institutional investors, especially Shibuya-ku, Tokyo, JP-13, 150-6008, Japan
for securities lending/borrowing, collateral upgrade/ Tel: +81 3 5424 7525
downgrade, equities financing and TRS. Email: @morganstanley.com
Executive Officer, Head of Global Business
Development Type of firm
Morikuni Jimmy Shimoyamada Investment Bank
shimoyamada_morikuni@jsf.co.jp Executive Director
+81 3 3666 3681 Chi Mai Wong
Deputy Manager, Global Business Development ChiMai.Wong@morganstanleymufg.com
Toru Ugajin +81 3 6836 7037
ugajint@jsf.co.jp
+81 3 3666 3076
Trader, Stock Lending
Yoshiyuki Kuroda
kuroda_yoshiyuki@jsf.co.jp
+81 3 3666 3556
Trader, Margin Trading
Kazutaka Tajima
tajimak@jsf.co.jp
+81 3 3666 3570
Trader, Securities Repo & Collateral
Shinsuke Yamamoto
yamamos@po.jsf.co.jp
+81 3 3808 1860
Trader, Equity Repo & Funding
Hayato Takahashi
takahashi_hayato@jsf.co.jp
+81 3 3666 3681
134
JAPAN
Repo
JAPAN Trader, Margin Trading

Repo Kazutaka Tajima
tajimak@jsf.co.jp
+81 3 3666 3570
Barclays Plc Trader, Securities Repo & Collateral
6-10-1 Roppongi Minato-ku, Tokyo, Japan Shinsuke Yamamoto
Tel: +81 3 4530 1327 yamamos@po.jsf.co.jp
www.investmentbank.barclays.com/markets/ +81 3 3808 1860
prime-brokerage-services.html Trader, Equity Repo & Funding
Type of firm Hayato Takahashi
Investment Bank takahashi_hayato@jsf.co.jp
+81 3 3666 3681
Head Fixed Income Financing Trading, Japan
Aaron Mau
aaron.mau@barclays.com
Morgan Stanley Japan Holdings Co
+ 81 3 4530 1327 Yebisu Garden Place Tower, 4-20-3 Ebisu,
Shibuya-ku, Tokyo, JP-13, 150-6008, Japan
Tel: +81 3 5424 7525
JAPAN SECURITIES FINANCE Type of firm
CO.,LTD. Investment Bank
1-2-10 Nihonbashi-Kayabacho, Executive Director
Chuo-Ku, Tokyo 103-0025, Japan Yannick Bethegnies
Yannick.Bethegnies@morganstanleymufg.com
Type of firm
+81 3 6836 5557
Securities Finance Company
and a licensed company under the FIEA that provides
enhanced ability to margin transaction for the investors
to create extra investment opportunities and improve
In today’s changing environment, we are currently
focused on overseas markets, expanding our business
through strengthening our global network of securities
companies and institutional investors, especially
for securities lending/borrowing, collateral upgrade/
downgrade, equities financing and TRS.
Executive Officer,
Head of Global Business Development
Morikuni Jimmy Shimoyamada
shimoyamada_morikuni@jsf.co.jp
+81 3 3666 3681
Deputy Manager, Global Business Development
Toru Ugajin
ugajint@jsf.co.jp
+81 3 3666 3076
Yoshiyuki Kuroda
+81 3 3666 3556
135
JAPAN
JAPAN
Securities lending
NATIXIS Barclays Plc

1-4-5 Roppongi, Minato-Ku, 6-10-1 Roppongi Minato-ku, Tokyo, Japan
Ark Hills South Tower 8f, Tokyo 106-0032, Japan Tel: +81-3 4530 1328
Tel: +81 3 4519 2167 www.investmentbank.barclays.com/markets/
Natixis Japan Securities /www.cib.natixis.com prime-brokerage-services.html
Investment Bank Investment Bank
Natixis is a French multinational financial services firm Head of SBL Trading, Equities, Japan
specialized in asset & wealth management, corporate Munetaka Nagoya
& investment banking, insurance and payments. munetaka.nagoya@barclays.com
A subsidiary of Groupe BPCE, the second-largest +81 3 4530 1328
Citi
countries. Its clients include corporations, financial Shin Marunouchi Building, 1-5-1 Chiyoda-Ku, Tokyo,
institutions, sovereign and supranational organizations, Japan
and the customers of Groupe BPCE’s networks.
Type of firm
Managing Director, Head of Global Securities Investment Bank
Financing Asia
Prime Finance Trading, Vice President
Francois Maury
Yuki Tanoue
francois.maury@natixis.com
yuki.tanoue@citi.com
+81 3 4519 2167
+81 3 6776 3617
Trader - MM Sovereign and Credit Repo
Jun Fujiwara
jun-stephane.fujiwara@natixis.com
+81 3 4519 2184
Trader - MM Sovereign and Credit Repo
Jessie Wang
jessie.wang@natixis.com
+81 3 4519 2185
136
JAPAN
Securities lending
J.P. Morgan
IHS Markit Marunouchi 2-7-3, Chiyoda-ku,
Floor 29, Tokyo 100-6432, Japan
Tokyo Square Garden 12F, 3-1-1 Kyobashi, Chuo-ku, www.jpmorgan.com/global/solutions/cib/investor-
Tokyo, 104-0031, Japan services
Tel: +61 2 8076 1100
www.ihsmarkit.com/securitiesfinance Type of firm
Custodian Bank
Type of firm
Financial Information Services Executive Director, Head of Trading Services, APAC
Ed Bond
IHS Markit securities finance dataset covers more edward.bond@jpmorgan.com
than $23 trillion of global securities in the lending +852 2800 2667
programmes of more than 22,000 institutional funds.
It includes more than eleven years of history with over Executive Director, Head of Agency Securities
three million intraday transactions. Our data is sourced Lending Relationship Management, APAC
directly from leading industry practitioners, including James Manning
prime brokers, custodians, asset managers and hedge james.manning@jpmorgan.com
funds and is recognized as the independent source of +81 3 6736 6646
such data in the marketplace. Executive Director, Head of Agency Securities
Our securities finance offering provides insight into Lending Trading and Cash Reinvestment, APAC
market sentiment and trading transparency from a Simone Broadfield
macro to individual stock level. It also delivers Tri- simone.broadfield@jpmorgan.com
Party Repo data and analytics to provide enhanced +852 2800 1576
visibility and insight into the market for collateral cash Executive Director, Head of Product Management,
investments, demand, pricing and usage. Collateral APAC
and funding managers of prime dealers, banks, David Lai
money market funds, securities lenders, hedge funds, david.f.lai@jpmorgan.com
insurance companies and corporations can benefit from +852 2800 0039
lending data and analytics Vice President - Head of Agency Securities Lending
Sales, APAC
IHS Markit offers a fully hosted data and reporting Stephen Michael
solution for Securities Financing Transactions stephen.j.michael@jpmorgan.com
Regulation (SFTR) that sets an industry wide standard, +852 2800 9173
Director, Sales
Hitoshi Tsuji
Hitoshi.Tsuji@ihsmarkit.com
+61 2 8076 1117
Associate Director - Product Specialist
Kyotaro Inoue
Kyotaro.Inoue@ihsmarkit.com
+813 6262 1858
137
JAPAN
Securities lending
J.P. Morgan JAPAN SECURITIES FINANCE

CO.,LTD.
Tel: +852 2800 7789 1-2-10 Nihonbashi-Kayabacho,
www.jpmorgan.com/global/solutions/cib/prime- Chuo-Ku, Tokyo 103-0025, Japan
services
Type of firm
Type of firm Securities Finance Company
Investment Bank
Managing Director, Asia Head of Equity Finance and a licensed company under the FIEA that provides
Duncan Wilson enhanced ability to margin transaction for the investors
Duncan.Wilson@jpmorgan.com to create extra investment opportunities and improve
+852 2800 7789 liquidity of the Japanese stock market.
Executive Director, Japan Equity Finance In today’s changing environment, we are currently
Peter Chuang focused on overseas markets, expanding our business
peter.chuang@jpmorgan.com through strengthening our global network of securities
+813 673 61436 companies and institutional investors, especially
Kazuma Naito
kazuma.naito@jpmorgan.com Executive Officer, Head of Global Business
+852 2800 8928 Development
Executive Director, Asia Prime Brokerage Sales
Stephen Kelly
+81 3 3666 3681
Stephen.W.Kelly@jpmorgan.com
+852 2800 7745 Deputy Manager, Global Business Development
Toru Ugajin
Executive Director, APAC Client Financing
ugajint@jsf.co.jp
Nicholas Stearn
+81 3 3666 3076
nicholas.stearn@jpmorgan.com
+852 2800 7749 Trader, Stock Lending
Yoshiyuki Kuroda
+81 3 3666 3556
Kazutaka Tajima
tajimak@jsf.co.jp
+81 3 3666 3570
Shinsuke Yamamoto
+81 3 3808 1860
Hayato Takahashi
+81 3 3666 3681
138
JAPAN
Securities lending
Mitsubishi UFJ Morgan Stanley Morgan Stanley Japan Holdings Co

Securities Co.,Ltd. Yebisu Garden Place Tower, 4-20-3 Ebisu,
Otemachi Financial City Grand Cube, 1-9-2 Shibuya-ku, Tokyo JP13, 150-6008, Japan
Otemachi, Chiyoda-ku, Tokyo 100-8127, Japan Tel: +81 3 5424 5714
Tel: +81 3 6742 7540 Email: @morganstanley.com
www.mumss.com www.morganstanley.com

Securities Firm Investment Bank
Head of Financing Services, Equity Executive Director

Yuuko Suzuki Alexander Hawke
Suzuki-Yuuko@mumss.com Alexander.Hawke@MorganStanley.com
+81 3 6742 7541 +81 3 6836 5578
Business Manager
Hisakazu Kojima
Kojima-Hisakazu@mumss.com
+81 3 6742 7545
Senior Trader
Minako Ota NATIXIS
oota-minako@mumss.com 1-4-5 Roppongi, Minato-Ku, Ark Hills South Tower 8f,
+81 3 6742 7544 Tokyo 106-0032, Japan
Tel: +81 3 4519 2167
Mizuho Securities Co., Ltd. Natixis Japan Securities /www.cib.natixis.com
1-5-1, Otemachi, Chiyoda-ku, Type of firm

Tokyo 100-0004, Japan Investment Bank
Tel: +81-3-5208-3623
Natixis is a French multinational financial services firm
Manager specialized in asset & wealth management, corporate
Fukumoto Rikiya & investment banking, insurance and payments.
rikiya.fukumoto@mizuho-sc.com A subsidiary of Groupe BPCE, the second-largest
+81 3 4541 1501 banking group in France through its two retail banking
Trader Natixis counts nearly 16,000 employees across 38
Yanagawa Iwao countries. Its clients include corporations, financial
iwao.yanagawa@mizuho-sc.com institutions, sovereign and supranational organizations,
+81 3 4541 1544 and the customers of Groupe BPCE’s networks.
Trader Managing Director, Head of Global Securities
Markus Paul Financing Asia
paul.markus@mizuho-sc.com Francois Maury
+81 3 4541 1540 francois.maury@natixis.com
Trader +81 3 4519 2167
Masayoshi Katsuragi Trader - Securities Optimization Unit
masayoshi.katsuragi@mizuho-sc.com Satomi Kutsukake
+81 3 4541 1537 satomi.kutsukake@natixis.com
+81 3 4519 2127
139
JAPAN
Securities lending
Nomura Holdings, Inc.

Urbannet Building, Otemachi Tokyo, Japan
Tel: +81 3 6703 1000
www.nomura.com
Type of firm
Investment Bank
Emiko Ida State Street Global Markets (Japan)
emiko.ida@nomura.com 9-7-1 Akasaka, Minato-ku, Tokyo 107-6239, Japan
+81 3 6703 2318 Tel: +81 3 4530 7500
Sales Trading www.statestreetglobalmarkets.com
Abhishek Sharma Type of firm
abhishek.sharma@nomura.com Custodian and Specialist Bank
+81 3 6703 2307
Sales Trading Jansen Chua
Milena Matsumoto JWChua@statestreet.com
Milena.matsumoto@nomura.com +852 2230 1517
+81 3 6703 2305
Sales Trading Francesco Squillacioti
Satomi Minegishi FSquillacioti@statestreet.com
Satomi.Minegishi@nomura.com +1 617 664 4756
+81 3 6703 2308
John McGuire
SG Securities (HK) Limited jpmcguire@statestreet.com
1-1-1 Marunouchi Chiyoda-Ku, Palace Building, +1 617 664 0584
Tokyo 100-8206, Japan
Head of Business Development and Client
Tel: +81 3 6777 8221
Management, Japan
Email: tok-lnb@sgcib.com
Sakuaki Yasuda
www.societegenerale.asia
syasuda@statestreet.com
Type of firm +81 3 4530 7540
Universal Bank
Head of Securities Finance and Delta One, Japan
Pawel Toumi
pawel.toumi@sgcib.com
+81 3 6777 8225
Head of Securities Finance, Japan
Rosario An
rosario.an@sgcib.com
+81 3 6777 8221
Eriko Kachi
eriko.kachi@sgcib.com
+81 3 6777 8222
140
JAPAN
UBS Securities Japan Co Ltd JAPAN

Otemachi First Square East Tower 9f, 1-5, Synthetic finance
Otemachi 1 Chome, Chiyoda-ku,
Tokyo 100-0004, Japan
Tel: +81 3 5208 7217
www.ubs.com
Type of firm JAPAN SECURITIES FINANCE
Investment Bank CO.,LTD.
Head of Prime Brokerage & Stock Borrowing & 1-2-10 Nihonbashi-Kayabacho,
Lending, Japan Chuo-Ku, Tokyo 103-0025, Japan
Bryan Kipping
bryan.kipping@ubs.com Type of firm
+81 3 5208 7217 Securities Finance Company
Equity Finance Trading JSF is the only securities finance company in Japan
Mayuko Murata and a licensed company under the FIEA that provides
mayuko.murata@ubs.com enhanced ability to margin transaction for the investors
+81 3 5208 7201 to create extra investment opportunities and improve
Trading
Kota Noma In today’s changing environment, we are currently
kota.noma@ubs.com focused on overseas markets, expanding our business
+81 3 5208 7202 through strengthening our global network of securities
companies and institutional investors, especially
Executive Officer, Head of Global Business
Development
+81 3 3666 3681
Deputy Manager, Global Business Development
Toru Ugajin
ugajint@jsf.co.jp
+81 3 3666 3076
Yoshiyuki Kuroda
+81 3 3666 3556
Kazutaka Tajima
tajimak@jsf.co.jp
+81 3 3666 3570
Shinsuke Yamamoto
+81 3 3808 1860
Hayato Takahashi
+81 3 3666 3681
141
JAPAN
Synthetic finance
J.P. Morgan
NATIXIS
Tel: 813 67361436 1-4-5 Roppongi, Minato-Ku, Ark Hills South Tower 8f,
www.jpmorgan.com/global/solutions/cib/prime- Tokyo 106-0032, Japan
services Tel: +81 3 4519 2167
Natixis Japan Securities /www.cib.natixis.com
Type of firm
Investment Bank Type of firm
Investment Bank
Duncan Wilson Natixis is a French multinational financial services firm
Duncan.Wilson@jpmorgan.com specialized in asset & wealth management, corporate
+852 2800 7789 & investment banking, insurance and payments.
Executive Director, Japan Equity Finance banking group in France through its two retail banking
Peter Chuang networks, Banque Populaire and Caisse d’Epargne,
peter.chuang@jpmorgan.com Natixis counts nearly 16,000 employees across 38
+813 673 61436 countries. Its clients include corporations, financial
institutions, sovereign and supranational organizations,
Managing Director, Head of Global Securities
Financing Asia
Francois Maury
francois.maury@natixis.com
+81 3 4519 2167
142
SINGAPORE
SINGAPORE Scotiabank
Funding & collateral 2 Raffles Quay, #20-01 North Tower,
048583, Singapore
www.scotiabank.com
Martin Weeks, Managing Director
martin.weeks@scotiabank.com
+1 416 933 3728
Head of APAC Repo/Collateral Management and
ABN AMRO Clearing Bank N.V. Funding
Singapore Branch Paul Bertrand, Managing Director
Paul.Bertrand@scotiabank.com
182 Cecil Street Frasers Tower
+65 6305 8361
Level 23 Singapore 069547
www.abnamroclearing.com
Head of Treasury and Securities Finance Asia Pacific
Robert Sim
Robert.Sim@sg.abnamroclearing.com
+65 6808 9080
Head of Treasury Asia Pacific
Peter van Rooijen
Peter.van.Rooijen@sg.abnamroclearing.com
+65 6808 9075
Euroclear Bank Singapore

Representative Office
80 Raffles Place # 30 - 22, UOB Plaza 2 Singapore
048624
www.euroclear.com
Type of firm
Depository
Chief Representative & Head Relationship
Management, APAC ex-Japan & China
Joseph Tan
joseph.tan@euroclear.com
+65 6500 7776
143
SINGAPORE
Repo
SINGAPORE
Repo
Standard Chartered Bank

MBFC Tower 1, 8 Marina Boulevard, Singapore
018981
ING Bank, Singapore Branch Tel: +65 6407 2065
1 Wallich Street # 12-01 Guoco Tower, www.sc.com
078881 Singapore
Tel: +65 6232 6284 Type of firm
Email: inggsf@asia.ing.com Banking
www.ingwb.com
Main collateral types and collateral trading banks with particular focus on
All Cash and Securities Asia, Africa and the Middle East. We’ve got the global
network, deep expertise and innovative vision to
Regional Head of GSF Products meet all your financing needs and more. We also offer
Christopher Baker Fixed Income Prime Brokerage and Securities Lending
c.baker@asia.ing.com services for both Equity and Fixed Income.
+65 6232 6284
Director, FM Sales
David James Brown
Scotiabank
David.James.Brown@sc.com
2 Raffles Quay, #20-01 North Tower, +65 9005 4609
048583, Singapore
Repo Trading
www.scotiabank.com
Vladimir Gogolitsyn
Head of Collateral Management and Funding Vladimir.Gogolitsyn@sc.com
Martin Weeks, Managing Director +65 6407 2065
martin.weeks@scotiabank.com
+1 416 933 3728 Swiss Reinsurance Company Ltd
Head of APAC Repo/Collateral Management and 12 Marina View #16-01, Asia Square Tower 2, 018961
Funding Singapore
Paul Bertrand, Managing Director Tel: +65 6232 3355
Paul.Bertrand@scotiabank.com Email: collateral_trading@swissre.com
+65 6305 8361 www.swissre.com
Type of firm
Re-/insurance
Senior Executive
+41 43 285 6777
Collateral Trader
Mark Bloem
Mark_Bloem@swissre.com
+65 6232 3355
144
SINGAPORE
TD Securities SINGAPORE
1 Temasek Avenue, 15-02 Millenia Tower, Singapore, Securities lending
039192
Tel: +65 6434 6000
Type of firm
Wholesale Bank
Director ABN AMRO Clearing Bank N.V.
Steven Johnstone Singapore Branch
Steven.Johnstone@tdsecurities.com
182 Cecil Street Frasers Tower Level 23 Singapore
+65 6500 8041
069547
Vice President www.abnamroclearing.com
Weeli Goh
Head of Treasury and Securities Finance Asia Pacific
Weeli.Goh@tdsecurities.com
Robert Sim
+65 6500 8041
Robert.Sim@sg.abnamroclearing.com
Vice President +65 6808 9080
Han Wei Koh
Securities Finance Manager
HanWei.Koh@tdsecurities.com
Gan Shian
+65 6500 8041
Gan.Shian@sg.abnamroclearing.com
+65 6808 9090
Ryan Yap
Ryan.Yap@sg.abnamroclearing.com
+65 6808 9026
Amber Chew
Amber.Chew@sg.abnamroclearing.com
+65 6808 9091
ING Bank, Singapore Branch

1 Wallich Street # 12-01 Guoco Tower, 078881
Singapore
Tel: +65 6232 6284
Email: inggsf@asia.ing.com
www.ingwb.com
Synthetic
Christopher Baker
c.baker@asia.ing.com
+65 6232 6284
145
SINGAPORE
Scotiabank SINGAPORE
1 Raffles Quay, #20-01 North Tower, Synthetic finance
048583, Singapore
www.scotiabank.com
Global Head, Securities Lending
Brendan Eccles, Managing Director
brendan.eccles@scotiabank.com
+1 212 225 6680
ING Bank, Singapore Branch
Head of Securities Lending Asia
1 Wallich Street # 12-01 Guoco Tower,
James McCaughey, Director
078881 Singapore
James.McCaughey@scotiabank.com
Tel: +65 6232 6284
+65 6305 8331
Email: inggsf@asia.ing.com
www.ingwb.com
12 Marina View #16-01, Asia Square Tower 2, 018961 Synthetic
Singapore
Tel: +65 6232 3355 Main collateral types
Email: collateral_trading@swissre.com All Cash and Securities
www.swissre.com Regional Head of GSF Products
Type of firm Christopher Baker
Re-/insurance c.baker@asia.ing.com
+65 6232 6284
Senior Executive
Scotiabank
+41 43 285 6777 1 Raffles Quay, #20-01 North Tower, 048583,
Singapore
Collateral Trader
www.scotiabank.com
Mark Bloem
Mark_Bloem@swissre.com Synthetic Trading
+65 6232 3355 Harshil Badani, Associate Director
Harshil.Badani@scotiabank.com
+65 6540 8732
146
SOUTH KOREA
Securities lending
SOUTH KOREA Korea Securities Finance

Securities lending Corporation
34-9 Yeouido-dong, Youngdeungpo-ku,
Korea Securities Depository Seoul, South Korea
Tel: +822 3770 8834
4Gil 23 Yoinaru, Youngdeungpo-gu,
Seoul 07330, South Korea SBL Team Head
Tel: +822 3774 3000 Jinwan Yang
jwyang@ksfc.co.kr
SLB Team Head +822 3770 8834
Jinil Lee
jinily@ksd.or.kr Manager
+822 3774 3331 Seongjong Yang
yangsj@ksfc.co.kr
Assistant Manager +822 3770 8876
Suhyeon Baek
slb@ksd.or.kr Assistant Manager
+822 3774 3335 Juyoung Kim
jykim@ksfc.co.kr
BLB Team Head +822 3770 8847
JaeHyuk Pan
ban@ksd.or.kr
+822 3774 3332
Assistant Manager
Seul Lee
blb@ksd.or.kr
+822 3774 3336
147
HSBC Prime Finance
Global reach extending across
more than 60 countries
and 75+ markets
HSBC Prime Finance offers

Innovative Platform
Seamless execution via direct market

and strategy access using the latest Reliable Access to Securities
synthetic platform Borrowing and Lending
Our experts work with you to design

commercial solutions to meet your
Financing portfolio requirements, supported by
a broad supply of inventory across
A wide range of solutions including: developed and Emerging Markets
Cash Prime & Custody, Securities
Lending, ETFs, Swaps, and
Safe financing for
Customised Swaps
consistent funding
Emerging Market Expertise Access to secure liquidity has become

increasingly important as evolving
regulations continue to change the
dynamics of financial markets
APAC, LATAM and MENA
A collaborative approach to
managing risk
Dedicated and experienced Our experienced risk managers

client services understand your specific objectives
and work with you to optimise your
financial needs
EMEA Section
BELGIUM152 NETHERLANDS182
CYPRUS154 NORWAY185
DENMARK154 SOUTH AFRICA 186
FINLAND155 SPAIN194
FRANCE156 SWEDEN197
GERMANY167 SWITZERLAND198
IRELAND172 UNITED ARAB EMIRATES 209
ITALY176 UNITED KINGDOM 211
LUXEMBOURG177
149
The evolving
landscape of UCITS
The last decade has witnessed a rise in prominence of UCITS (Undertakings for
Collective Investment in Transferable Securities) within the European alternatives
industry. With unparalleled regulatory security and global distribution footprint;
UCITS is an attractive investment vehicle for hedge funds.
However, this has not always been the case. Originally a mutual fund wrapper which
emerged in the 1980’s, UCITS were generally considered vanilla in nature, and their
stringent regulatory oversight and investment restrictions didn’t fit well with the more agile
investment strategies that hedge funds offered. However, the guidelines evolved over
time. Following the expansion of products permitted under UCITS III in 2003, funds were
able to use both Exchange Traded and OTC derivatives within their investment processes;
which in turn allowed hedge fund managers to use OTC derivatives for shorting securities.
The 2008 financial crisis paved the way for UCITS to emerge as an interesting substitute
for offshore hedge fund structures. Aptly labelled “alternative” UCITS, adoption of the
structure took off at the start of the last decade and have rapidly become the preferred
choice for a large number of hedge fund managers looking to attract investment in
continental Europe.
Benefits of the UCITS framework for alternative investment

managers and their investors
Since UCITS became the regulated framework of choice post crisis, the key overriding
benefits to investors have been threefold; liquidity; regulatory oversight; and lower fees.
Alternative UCITS managers will commonly adopt daily or weekly liquidity for their funds,
which offers investors the ability to withdraw their cash more efficiently in comparison
to other fund structures. Similarly, the increased regulatory oversight and standardised
operating framework provides a fundamental level of transparency, reporting and
analytics which allows investors to streamline internal processes. Alongside these
advantages, there is the additional draw of lower fees, especially, when compared to
the majority of their offshore peers.
150
Nonetheless, UCITS have faced various challenges over the last decade. Issues involving
tracking error, competing structures emerging as credible alternatives (such as AIFMs),
and the closure or selling-on of various UCITS hosting platforms, have clearly disrupted
their demand. Despite this, Assets Under Management (AUM) for the alternative UCITS
universe currently stand at just below EUR400bn*, quadrupling since 2008. Whilst we
have seen a drop in momentum since Q1 2018, there has been an observable uptick
in the later part of 2019. High profile global managers with their headquarters based
outside of Europe, particularly in the US, have setup UCITS as a regulated access point
to the European investor market This adoption continues to bolster and sit alongside
European based managers who continue to add UCITS funds to their existing product
suites. These additional launches bring the number of funds in Alternative UCITS to over
1,350* as at Oct 2019.
HSBC - The partner of choice for UCITS

Since HSBC launched their Prime business in 2010, using a unique account structure,
the business has aligned itself with the UCITS framework and embodied its values of
transparency and stability. HSBC can link multiple product offerings with their Prime
platform, which, used in tandem, provide numerous benefits and economies of scale
– additional products include Trustee and depositary services, global distribution and
transfer agency, Fund Admin and Custody. Furthermore, as an organisation, HSBC have
extensive experience in the alternative UCITS space and can act as a trusted advisor
and consultant.
HSBC’s Prime structure, which uses HSBC Securities Services custody accounts to
fully segregate unencumbered client assets, allows them to provide an innovative
solution to hedge funds and asset managers looking to enter the alternative UCITS
space. Under this differentiated model, HSBC, under the instruction of the client, can
use the unencumbered assets as collateral against their other derivative investments
(including synthetic shorts), optimising capital deployed and delivering an efficient
financing solution. Further to this, daily Custody and Prime Finance client management
are brought together, which again, provides operational efficiency and consolidated
reporting increasing consistency in the overall UCITS client experience.
If you have any questions around HSBC’s Prime UCITS offering,

please reach out to James at HSBC: james.hepworth@hsbc.com
*LuxHedge monthly factsheet Oct 2019
151
BELGIUM
BELGIUM BELGIUM
Funding & collateral Repo
Euroclear Group Belfius Bank

1 Boulevard du Roi Albert II, Brussels 1210, Belgium Place Rogier 11, 1210 Brussels, Belgium
Tel: +32 2 326 1211 Tel: +322 250 75 70
www.euroclear.com Email: tfm-repo@belfius.be
www.belfius.com
Type of firm
Market Infrastructure / International Central Securities Type of firm
Depository Bank
Head of Product Solutions - Collateral Management Head of Repo
Olivier de Schaetzen Jeffrey Van Impe
olivier.deschaetzen@euroclear.com jeffrey.vanimpe@belfius.be
+32 2 326 2884 +322 250 70 49
Product Solutions - Collateral Management Senior Repo Trader
Gösta Feige Stéphan Piron
gosta.feige@euroclear.com stephan.piron@belfius.be
+352 2748 5070 +322 250 70 43
Product Solutions - Collateral Management Senior Repo Trader
Valentina Crovato Olivier Pierard
valentina.crovato@euroclear.com olivier.pierard@belfius.be
+44 20 7849 3583 +322 250 70 32
Belfius Bank - Tri-party Repo

Place Rogier 11, 1210 Brussels, Belgium
Tel: +322 250 75 70
Email: tfm-repo@belfius.be
www.belfius.com
Type of firm
Bank
Head of Repo
Jeffrey Van Impe
jeffrey.vanimpe@belfius.be
+322 250 70 49
Senior Repo Trader
Julie Lardinois
julie.lardinois@belfius.be
+322 250 71 20
152
BELGIUM
Euroclear Group BELGIUM

1 Boulevard du Roi Albert II, Brussels 1210, Belgium Securities lending
Tel: +32 2 326 1211
www.euroclear.com
Euroclear Group
Type of firm
1 Boulevard du Roi Albert II, Brussels 1210, Belgium
Tel: +32 2 326 1211
Depository
www.euroclear.com
Type of firm
Depository
+32 2 326 2884
Gösta Feige
+32 2 326 2884
+32 2 748 5070
Gösta Feige
Valentina Crovato
+32 2 748 5070
+44 20 7849 3583
Valentina Crovato
+44 20 7849 3583
KBC Securities
Havenlaan 2, 1080 Brussels, Belgium
Tel: +322 303 3105
Email: fo.seclending@kbcsecurities.be
www.kbcsecurities.com
Type of firm
Bank
Senior Broker-Dealer
Edwin Depypere
edwin.depypere@kbcsecurities.be
+322 303 3113
Head of Securities Lending & Borrowing
Mike Huys
mike.huys@kbcsecurities.be
+322 303 2146
Coordinator
Margo Degreef
margo.degreef@kbcsecurities.be
+322 303 3112
153
CYPRUS DENMARK
Funding / Repo / Securities / Synthetic Repo / Securities lending
CYPRUS DENMARK
Funding & collateral - all categories Repo
Nordea Bank ABp

Gronjordsvej 10, 2300 København, Denmark
Tel: +45 33 331 991
www.nordea.com
Type of firm
BCS Global Markets Bank
Spyrou Kyprianou & 1 Oktovriou 1, Vashiotis
Global Head of Repo
Kalande Offices, Limassol 4004, Cyprus
René Fisher Hansen
Tel: +357 2582 2734
rene.fisher@nordea.com
Email: sales@bcsprime.com
+45 33 331 991
www.bcscyprus.com/
Chief Dealer (EUR)
Type of firm
John Christensen
Broker-Dealer/Principal
john.christensen@nordea.com
BCS Financial Group is a leading financial service group +45 33 331 917
Chief Dealer (DKK)
Dan Knudsen
emerging markets.
dan.roholt.knudsen@nordea.com
In 2012, BCS Financial Group launched its Global +45 33 331 712
Chief Dealer
Carima Ammann
carima.renebaoui@nordea.com
+45 33 331 634
DENMARK
Providing exclusive investment banking services to Securities lending
Nordea Bank ABp
including the latest technologies and bespoke trading Gronjordsvej 10, 2300 København, Denmark
solutions for both Russian and global markets Tel: +46 8 407 9011
Email: Securities.Finance@nordea.com
Global Head Securities Finance & Delta One
www.nordea.com
Christian von Gradowski
Christian.VonGradowski@bcsgm.com Type of firm
+44 20 7065 2014 Bank
Deputy Head Securities Finance & Delta One Chief Dealer
Raj Karan Singh Max Ahlgren
Rajkaran.Singh@bcsgm.com max.ahlgren.svedegren@nordea.com
+44 20 7065 2026 +46 8 407 9011
Vice President
Igor Gorshkov
Igorshkov@bcscyprus.com
+357 2582 2734
154
FINLAND
Funding / Repo / Securities / Synthetic
FINLAND FINLAND
Funding & collateral Securities lending
Lago Kapital Ltd Lago Kapital Ltd

Etelaesplanadi 24, 00130 Helsinki, Finland Etelaesplanadi 24, 00130 Helsinki, Finland
Tel: +358 10 320 8955 Tel: +358 10 320 8955
Email: trading@lagokapital.fi Email: trading@lagokapital.fi
www.lagokapital.com www.lagokapital.com
Equity Finance, Liquidity Providing and Share Buyback Equity Finance, Liquidity Providing and Share Buyback
Founding Partner Founding Partner
Jani Koskell Jani Koskell
jani.koskell@lagokapital.fi jani.koskell@lagokapital.fi
+358 10 320 8955 +358 10 320 8955
FINLAND Nordea Bank ABp

Repo Fleminginkatu 27, 00510 Helsinki, Finland
Tel: +46 8 407 9020
Lago Kapital Ltd www.nordea.com
Etelaesplanadi 24, 00130 Helsinki, Finland
Type of firm
Tel: +358 10 320 8955
Bank
Email: trading@lagokapital.fi
www.lagokapital.com Senior Dealer
Sebastian Sjöholm
Type of firm
sebastian.sjoholm@nordea.com
Equity Finance, Liquidity Providing and Share Buyback
+46 8 407 9020
Founding Partner
Jani Koskell FINLAND
jani.koskell@lagokapital.fi
Synthetic finance
+358 10 320 8955
Lago Kapital Ltd

Etelaesplanadi 24, 00130 Helsinki, Finland
Tel: +358 10 320 8955
Email: trading@lagokapital.fi
www.lagokapital.com
Type of firm
Equity Finance, Liquidity Providing and Share Buyback
Founding Partner
Jani Koskell
jani.koskell@lagokapital.fi
+358 10 320 8955
155
FRANCE
FRANCE CREDIT AGRICOLE CIB

Funding & collateral 12, Place des Etats-Unis,
92120 Montrouge, France
Tel: +33 1 41 89 00 00
www.ca-cib.com
Type of firm
Investment Bank
Global Head of Secured Funding
Principal Lending Samy Beji
9 Rue du Débarcadère, 93500 Pantin, France samy.beji@ca-cib.com
Tel: +33 1 42 98 10 00 +33 1 41 89 9097
Global Head of Repo and Secured Funding Rates
Trading
Type of firm Luc Viennet
Custodian Bank luc.viennet@ca-cib.com
+33 1 41 89 0665
for buy and sell-side market participants, corporates
global reach covering 90+ markets, our network is one
to maximise their investment opportunities worldwide.
multiple asset classes and currencies, BNP Paribas
Securities Services has supported securities lending
track record in the securities lending and borrowing
Yannick Bierre
+33 1 57 14 16 54
Global Head of Equity Lending
Tony Blanchard
+44 207 595 5555
Global Head of STIR
Lias Hammouche
+33 1 57 14 16 52
Head of Client Management for Market and
Financing Services
Benoit Uhlen
benoit.uhlen@bnpparibas.com
+33 1 42 98 02 33
156
FRANCE
NATIXIS
Funding and Financing Markets 50 Avenue Pierre Mendes, Paris 75013, France
Tel: +33 1 58 55 51 99
Natixis SA /www.cib.natixis.com
Type of firm
Investment Bank
Eurex Repo networks, Banque Populaire and Caisse d’Epargne,
17, rue de Surène, 75008 Paris, France countries. Its clients include corporations, financial
www.eurexrepo.com institutions, sovereign and supranational organizations,
Euro Repo Market, GC Pooling Market, SecLend and the customers of Groupe BPCE’s networks.
Market (CCP), Select Invest, Select Finance, eTriparty Senior Management: Global Head of Global
Repo/Securities Lending Activities Securities Financing
Secured Funding and Financing in CHF, EUR, GBP and USD, Christophe Bensoussan
Government Bonds, Corporate Bonds, (Jumbo)-Pfandbriefe, christophe.bensoussan@natixis.com
Covered Bonds, Agencies, Securities Lending (Government +33 1 58 55 80 23
Bonds, Corporate Bonds, Supranational Bonds) Global Head of Securities Optimization Unit
Managing Director Simon Sourigon
Matthias Graulich simon.sourigon@natixis.com
matthias.graulich@deutsche-boerse.com +1 212 891 1805
+49 69 211 18078
Head of Securities Optimization Unit - Europe
Managing Director Matthieu Letang
Frank Gast matthieu.letang@natixis.com
frank.gast@deutsche-boerse.com +33 1 58 55 83 46
+49 69 211 14050
Sales & Relationship Management
Sylvie Cayrol
Alexandra Morelle
sylvie.cayrol@natixis.com
+33 1 58 55 80 39
+33 1 5527 6769
Morgan Stanley France SA Tanguy Girves
tanguy.girves@natixis.com
61 Rue de Monceau, Paris, FR075, 75008, France +33 1 58 55 11 21
Tel: +33 14 290 7475
Email: @morganstanley.com Trader - Securities Optimization Unit
www.morganstanley.com Alexandra Mansi
alexandra.mansi@natixis.com
Type of firm
+33 1 58 55 91 92
Investment Bank
Executive Director Trader - Securities Optimization Unit
Guillaume Thierry-Wilkinson George Lazar
Guillaume.Wilkinson@morganstanley.com george.lazar@natixis.com
+33 14 290 7475 +33 1 58 55 84 43
157
FRANCE
Repo
FRANCE
Repo
AMUNDI BNP Paribas Securities Services -

91 Boulevard Pasteur, 75015 Paris, France Principal Lending
Tel: +33 1 7632 0162 9 Rue du Débarcadère, 93500 Pantin, France
Email: Repos-amint@amundi.com Tel: +33 1 42 98 10 00
www.amundi.fr/ www.securities.bnpparibas.com/solutions/
Type of firm securities-lending.html
Asset Management Type of firm
Trader Repo Custodian Bank
Laurence Benichou BNP Paribas Securities Services, a wholly owned
laurence.benichouaboudaram@amundi.com subsidiary of the BNP Paribas Group, is a leading global
+33 1 7632 0162 custodian and securities services provider. Backed by
Trader Repo the strength of the BNP Paribas Group, we provide
Jean-Philippe Gomes multi-asset post-trade and asset servicing solutions
jean-philippe.gomes@amundi.com for buy and sell-side market participants, corporates
+33 1 7633 5004 and issuers. With local expertise in 35 countries and a
Trader Repo of the most extensive in the industry, enabling clients
Olivier Gibier to maximise their investment opportunities worldwide.
olivier.gibier@amundi.com With in-depth knowledge of global markets across
+33 1 7632 6837 multiple asset classes and currencies, BNP Paribas
Head of Stock Loan & Repo Securities Services has supported securities lending
Daniele Noujaim and borrowing activities for many years. Our proven
daniele.noujaim@amundi.com track record in the securities lending and borrowing
+33 1 7632 4558 industry is the result of strong trading expertise, robust
AXA Investment Managers IF
Tour Majunga, 6 Place de la Pyramide, 92908 Paris Yannick Bierre
La Défense Cedex, France yannick.bierre@bnpparibas.com
www.axa.com +33 1 57 14 16 54
Type of firm Global Head of Equity Lending
Investment Manager Tony Blanchard
Head of Repo tony.blanchard@uk.bnpparibas.com
Charlie Badran +44 207 595 5555
charlie.badran@axa-im.com Global Head of STIR
+33 1 44 45 71 10 Lias Hammouche
Trader Repo lias.hammouche@bnpparibas.com
Camille Le Guelvout +33 1 57 14 16 52
camille.leguelvout@axa-im.com Head of Client Management for Market and
+33 1 44 45 74 40 Financing Services
Trader SF Benoit Uhlen
Nicolas Michel benoit.uhlen@bnpparibas.com
nicolas.michel@axa-im.com +33 1 42 98 02 33
+33 1 44 45 90 77
158
FRANCE
Repo
CREDIT AGRICOLE CIB

12, Place des Etats-Unis, 92120 Montrouge, France
Tel: +33 1 41 89 00 00
www.ca-cib.com
Type of firm Deutsche Boerse Group - Global
Investment Bank
Funding and Financing Markets
Global Head of Secured Funding
Samy Beji
samy.beji@ca-cib.com
+33 1 41 89 9097
Global Head of Repo and Secured Funding Rates
Trading
Luc Viennet
luc.viennet@ca-cib.com
+33 1 41 89 0665
Eurex Repo
17, rue de Surène, 75008 Paris, France
www.eurexrepo.com
Euro Repo Market, GC Pooling Market, SecLend
Market (CCP), Select Invest, Select Finance, eTriparty
Repo/Securities Lending Activities
Secured Funding and Financing in CHF, EUR, GBP and
USD, Government Bonds, Corporate Bonds, (Jumbo)-
Pfandbriefe, Covered Bonds, Agencies, Securities
Lending (Government Bonds, Corporate Bonds,
Supranational Bonds)
Managing Director
Matthias Graulich
matthias.graulich@deutsche-boerse.com
+49 69 211 18078
Managing Director
Frank Gast
frank.gast@deutsche-boerse.com
+49 69 211 14050
Alexandra Morelle
+33 1 5527 6769
159
FRANCE
Repo
LCH SA
18 rue du Quatre Septembre, 75002 Paris, France
Tel: +33 1 70 37 65 00
www.lch.com
Type of firm
HSBC France SA Central Counterparty
103 Avenue des Champs-Elysees, Paris, France Global Head of Rates, Securities and Collateral and
Tel: +33 1 40 70 78 78 Liquidity Management
www.gbm.hsbc.com/ Bruce Kellaway
Bruce.Kellaway@lch.com
Global Head of Repo Trading
+44 207 426 7045
Jean-Michel Meyer
jean-michel.meyer@hsbcib.com Head of CaLM and Repoclear, SA
+44 20 7991 5708 Corentine Poilvet-Clediere
Corentine.Poilvet-Clediere@lch.com
Head of Repo Trading France
+33 1 70 37 42 58
Darasy Kol
darasy.kol@hsbc.fr Head of Membership Sales and Relationship
+33 1 40 70 78 78 Management, Repoclear
Nigel de Jong
Repo Trading
Laurence Dadon
+44 207 426 7273
laurence.dadon@hsbc.fr
+33 1 40 70 77 88
Morgan Stanley France SA
Repo Trading
Pierre Thomas 61 Rue de Monceau, Paris, FR075, 75008, France
pierre.thomas@hsbc.fr Tel: +33 14 290 7475
+33 1 40 70 71 98 Email: @morganstanley.com
Repo Sales
Emilio Plaza Type of firm
emilio.plaza@hsbc.fr Investment Bank
+33 1 40 70 39 27 Executive Director
Repo Sales Guillaume Thierry-Wilkinson
Guillaume Bertauld Guillaume.Wilkinson@morganstanley.com
Guillaume.bertauld@hsbc.fr +33 14 290 7475
+33 1 40 70 28 08
Repo Sales
Ali Dbouk
ali.dbouk@hsbc.fr
+33 1 40 70 59 22
160
FRANCE
Repo
NATIXIS
50 Avenue Pierre Mendes, Paris 75013, France
Tel: +33 1 58 55 51 99
Type of firm
Investment Bank
countries. Its clients include corporations, financial
Senior Management: Global Head of Global
Securities Financing
Christophe Bensoussan
christophe.bensoussan@natixis.com
+33 1 58 55 80 23
Credit Repo
Global Head of MM Credit Repo
Xavier Brunet
xavier.brunet@natixis.com
+33 1 58 55 13 03
Trader - MM Credit Repo
Vanessa Balthazard
vanessa.balthazard@natixis.com
+33 1 58 55 85 02
Sovereign Repo
Global Head of MM Sovereign Repo
Bertrand Bordais
bertrand.bordais@natixis.com
+33 1 58 55 80 29
Trader - MM Sovereign Repo
Christophe Laudren
christophe.laudren@natixis.com
+33 1 58 55 81 22
161
FRANCE
Securities lending
FRANCE CREDIT AGRICOLE CIB

Securities lending 12 place des Etats-Unis, 92120 Montrouge, France
Tel: +33 1 41 89 00 00
www.ca-cib.com
AMUNDI
Type of firm
91 Boulevard Pasteur, 75015 Paris, France
Investment Bank
Tel: +33 1 7633 7090
Email: stock-loan@amundi.com Head of Equity Finance
www.amundi.fr/ Marcel Simeoni
marcel.simeoni@ca-cib
Type of firm
+33 1 41 89 9600
Asset Management
Trader
Trader Stock Loan
Pierre Doublet
Thomas Nessim
pierre.doublet@ca-cib.com
thomas.nessim@amundi.com
+33 1 41 89 6184
+33 1 7637 6022
Trader
Trader Stock Loan
Olivier Bladier
Hilal Bissa
olivier.bladier@ca-cib.com
hilal.bissa@amundi.com
+33 1 41 89 0385
+33 1 7633 1898
Trader Stock Loan
Aurelien Manson
aurelien.manson@amundi.com
+33 1 7632 5209
Candriam
40 rue Washington, 75008 Paris, France
Tel: +33 1 5393 4202
www.candriam.fr/fr/private/
Type of firm
Investment Manager
Securities Lending
Remy Ferraretto
remy.ferraretto@candriam.com
+33 1 5393 4202
Securities Lending
Aymeric Mano
Aymeric.Mano@candriam.com
+33 1 5393 4166
162
BEYOND Global Securities
Financing
More than just
securities financing,
together we can create
the right solution
Natixis was recognized

• Most Innovative Global Equity Borrower*
• Borrower Global group winner* (US, EMEA,
ASIA), weighted by importance.
Collaboration Financing Solutions
*Group 2 - Global Market Lenders and Borrowers were split into

2 groups based on the volume traded
CREATIVE FINANCIAL SOLUTIONS

THAT GO BEYOND
Contact: Ian Beattie, Head of Client Development Europe & UK
Tel: +33 1 58 55 83 08 - ian.beattie@natixis.com
cib.natixis.com
FRANCE
Securities lending
Morgan Stanley France SA

61 Rue de Monceau, Paris, FR-75, 75008, France
Tel: +33 1 4290 7475
Type of firm
Funding and Financing Markets Investment Bank
Executive Director
Guillaume Thierry-Wilkinson
Guillaume.Wilkinson@morganstanley.com
+33 1 4290 7475
Eurex Repo
17, rue de Surène, 75008 Paris, France
www.eurexrepo.com
Triparty Collateral Management, Triparty Repo, GC
Pooling, Securities Lending,
Managing Director
Matthias Graulich
+49 69 211 18078
Managing Director
Frank Gast
+49 69 211 14050
Alexandra Morelle
+33 1 5527 6769
164
FRANCE
Securities lending
Global Head of Client Strategies Group

Romuald Orange
romuald.orange@natixis.com
+33 1 58 55 11 09
NATIXIS Head of Client Development, Europe/UK
50 Avenue Pierre Mendes, Paris 75013, France - Client Strategies Group
Tel: +33 1 58 55 51 99 Ian Beattie
Natixis SA /www.cib.natixis.com ian.beattie@natixis.com
+33 1 58 55 83 08
Type of firm
Investment Bank
+33 1 58 55 80 23
Global Head of Securities Optimization Unit
Simon Sourigon
+1 212 891 1805
Head of Single Forward Trading - Europe
Alexandre Vial
alexandre.vial@natixis.com
+33 1 58 55 10 40
Arnaud Craus
arnaud.craus@natixis.com
+33 1 58 55 80 54
Frederic Dennery
frederic.dennery@natixis.com
+33 1 58 55 83 23
Olivier Château
olivier.chateau@natixis.com
+33 1 58 55 90 80
Froehlich Gregoire
gregoire.froehlich@natixis.com
+33 1 58 55 90 67
165
FRANCE
Synthetic finance
FRANCE
Synthetic finance
NATIXIS
50 Avenue Pierre Mendes, Paris 75013, France
Tel: +33 1 58 55 51 99
Type of firm
Investment Bank
HSBC France SA
103 Avenue des Champs-Elysees, Paris, France specialized in asset & wealth management, corporate
Tel: +33 1 56 52 41 44 & investment banking, insurance and payments.
www.gbm.hsbc.com A subsidiary of Groupe BPCE, the second-largest
Loic Lebrun
+44 207 991 5682
Head of Equity Finance & Delta One - France and the customers of Groupe BPCE’s networks.
Jerome Berthaud
jerome.berthaudhsbc.fr
+33 1 56 52 41 03
Morgan Stanley France SA +33 1 58 55 80 23
61 Rue de Monceau, Paris, FR-75, 75008, France Global Head of GSF Global Securities Solutions
Tel: +33 14290 7475 Hugues Bechetoille
Email: @morganstanley.com hugues.bechetoille@natixis.com
www.morganstanley.com +33 1 58 55 11 17
Type of firm Head of GSF Solutions
Investment Bank Gérald Chérioux
Executive Director gerald.cherioux@natixis.com
Emile Gosset +33 1 58 55 83 67
Emile.Gosset@morganstanley.com Global Head of Client Strategies Group
+44 20 7677 4875 Romuald Orange
romuald.orange@natixis.com
+33 1 58 55 11 09
Head of Client Development, Europe/UK
- Client Strategies Group
Ian Beattie
ian.beattie@natixis.com
+33 1 58 55 83 08
166
GERMANY
GERMANY
DekaBank
Mainzer Landstr. 16, 60325 Frankfurt am Main, Deutsche Boerse Group - Global
Germany Funding and Financing Markets
Tel: +49 69 7147 1645
deka.de
Type of firm
Bank
Head of Collateral Trading and FX
Michael Cyrus
michael.cyrus@deka.de
+49 69 7147 2342
Head of Structured Collateral Solutions
Nikolaj Barth
nikolaj.barth@deka.de Eurex Repo
+49 69 7147 1645 Mergenthalerallee 61, 65760 Eschborn, Germany
www.eurexrepo.com
Managing Director
Matthias Graulich
+49 69 211 18078
Managing Director
Frank Gast
+49 69 211 14050
Sales Team
Ingo Deisenroth
ingo.deisenroth@deutsche-boerse.com
+49 69 211 14193
Sales Team
Esen Rose
esen.rose@deutsche-boerse.com
+49 69 211 13172
Sales Team
Carsten Hiller
carsten.hiller@deutsche-boerse.com
+49 69 211 13182
167
GERMANY
GERMANY
Repo
HSBC Trinkaus & Burkhardt AG

Königsallee 21/23, Düsseldorf, Germany
Tel: +49 211 910 4862 ABN AMRO
www.gbm.hsbc.com
Mainzer Landstraße 1, 60325 Frankfurt am Main,
Head of Balance Sheet Management Germany
Nicolas Sommer Tel: +49 69 7167 35 959
Nicolas.Sommer@hsbc.de www.abnamro.com
+49 211 910 4862
Other offices
Morgan Stanley Bank AG Amsterdam, London, New York
Junghofstrasse 13-15, Frankfurt, Managing Director

DE-HE, 60311, Germany Martin Eichstädt-Krug
Tel: +49 69 2166-1412 martin.krug@de.abnamro.com
Email: @morganstanley.com +49 69 7167 35 959
www.morganstanley.com Sales:
Type of firm Marc Burkhard
Bank marc.burkhard@de.abnamro.com
+49 69 7167 35 955
Executive Director
Andrew Scrivener DekaBank
Andrew.Scrivener@morganstanley.com
+49 69 2166 1412 Mainzer Landstr. 16,
60325 Frankfurt am Main, Germany
Vice President Tel: +49 69 7147 1645
Lucie Erzgraeber deka.de
Lucie.Erzgraeber@morganstanley.com
+49 69 2166 1415 Type of firm
Bank
Michael Cyrus
+49 69 7147 2342
Nikolaj Barth
nikolaj.barth@deka.de
+49 69 7147 1645
168
GERMANY
Repo
ING-DiBa AG
Theodor-Heuss-Allee 2, Frankfurt am Main,
Germany
Tel: +49 69 27 2226 6074
Email: VL_TSY_Liquimanagement@ing-diba.de
Deutsche Boerse Group - Global www.ing-diba.de
Funding and Financing Markets Type of firm
Bank
Head of Market Risk & Execution (Treasury)
Leif Domeyer
Leif.Domeyer@ing-diba.de
+49 69 27 2226 6074
Morgan Stanley Bank AG

Junghofstrasse 13-15, Frankfurt,
DE-HE, 60311, Germany
Tel: +49 69 2166 1412
Eurex Repo Email: @morganstanley.com
Mergenthalerallee 61, 65760 Eschborn, Germany www.morganstanley.com
www.eurexrepo.com
Type of firm
Euro Repo Market, GC Pooling Market, SecLend Bank
Executive Director
Repo/Securities Lending Activities Andrew Scrivener
Secured Funding and Financing in CHF, EUR, GBP and Andrew.Scrivener@morganstanley.com
USD, Government Bonds, Corporate Bonds, (Jumbo)- +49 69 2166 1412
Vice President
Lucie Erzgraeber
Matthias Graulich
+49 69 2111 8078
Managing Director
Frank Gast
+49 69 211 14050
Sales Team
Ingo Deisenroth
ingo.deisenroth@deutsche-boerse.com
+49 69 211 14193
Sales Team
Esen Rose
esen.rose@deutsche-boerse.com
+49 69 2111 3172
Sales Team
Carsten Hiller
carsten.hiller@deutsche-boerse.com
+49 69 2111 3182
169
GERMANY
Securities lending
GERMANY
Securities lending
DekaBank
Mainzer Landstr. 16, Deutsche Boerse Group - Global
60325 Frankfurt am Main, Germany Funding and Financing Markets
Tel: +49 69 7147 1645
deka.de
Type of firm
Bank
Michael Cyrus
+49 69 7147 2342
Nikolaj Barth
nikolaj.barth@deka.de Eurex Repo
+49 69 7147 1645 Mergenthalerallee 61, 65760 Eschborn, Germany
www.eurexrepo.com
Deutsche Bank
Mainzer Landstrasse 11 - 17, 60329, Frankfurt am Market (CCP), Select Invest, Select Finance, eTriparty
Main, Germany
www.cib.db.com
Type of firm Pooling, Securities Lending,
Investment Bank
Managing Director
Deutsche Bank’s Agency Securities Lending Matthias Graulich
programme provides institutional clients with turnkey matthias.graulich@deutsche-boerse.com
access to the world’s securities lending and repo +49 69 211 18078
markets. Our experienced team is located across
Managing Director
multiple time zones helping clients to generate liquidity
Frank Gast
and incremental returns wherever they are invested.
+49 69 211 14050
consultatively to design the optimum solution for each Sales Team
client. Our global presence and distribution capabilities, Ingo Deisenroth
operating model flexibility, choice of routes to market ingo.deisenroth@deutsche-boerse.com
(agency and principal lending) and greater access to +49 69 211 14193
liquidity solutions are among the key features and
benefits of our programme. Sales Team
Esen Rose
Main collateral types esen.rose@deutsche-boerse.com
Major Currencies, Global Fixed Income, Global Equities +49 69 211 13172
& ETFs
Sales Team
Sales, Origination & Client Management - Agency Carsten Hiller
Securities Lending carsten.hiller@deutsche-boerse.com
Luca Zaccari +49 69 211 13182
luca.zaccaria@db.com
+49 69 910 13479
170
GERMANY
Morgan Stanley Bank AG GERMANY

Junghofstrasse 13-15, Frankfurt, DE-HE 60311, Synthetic finance
Germany
Tel: +49 69 2166 1412
DekaBank
www.morganstanley.com Mainzer Landstr. 16, 60325 Frankfurt am Main,
Germany
Type of firm
Tel: +49 69 7147 1645
Bank
www.deka.de
Executive Director
Type of firm
Andrew Scrivener
Bank
Andrew.Scrivener@morganstanley.com
+49 69 2166 1412 Head of Collateral Trading and FX
Michael Cyrus
Vice President
Lucie Erzgraeber
+49 69 7147 2342
+49 69 2166 1415 Head of Structured Collateral Solutions
Nikolaj Barth
nikolaj.barth@deka.de
State Street Bank +49 69 7147 1645
International GmbH
Scala Building, Solmsstrasse 83,
60486 Frankfurt, Germany
Tel: +49 69 667745 000
Type of Firm:
Head of Securities Finance, EMEA
Alex Lawton
alawton@statestreet.com
+44 20 3395 4641
+1 617 664 4756
Head of Client Management, EMEA
Cathrine Poulton
cpoulton@statestreet.com
+44 20 3395 8455
Client Management, EMEA
Giamanrco Colasanti
gcolasanti@statestreet.com
+49 69 66774 5205
171
IRELAND
IRELAND Managing Director

Funding & collateral Eoin Corrigan
eoin.corrigan@bmo.com
+353 1 614 7851
Bank of Ireland Vice-President
2 Burlington Plaza, Burlington Road, Robbie Walker
Dublin 4, Ireland Robbie.Walker@bmo.com
Tel: +353 76 624 4200 +353 1 614 7851
Email: liquiditydesk@boi.com
Head of Liquidity Management
Sean McBrien
sean.mcbrien@boi.com
+353 76 624 4227
Senior Liquidity Manager NBC Global Finance Limited – Dublin
John Brennan Embassy House, Herbert Park Lane, Ballsbridge,
john.c.brennan@boi.com Dublin 4, Ireland
+353 76 624 4229 Tel: +353 1 660 1402
Web: www.nbc.ca
Type of firm
Investment Firm
BMO Capital Markets CEO/CFO, Co-Head
Sylvain Sacolax
Bank of Montreal Ireland PLC, 6th floor - 2
Sylvain.Sacolax@nbcgf.ie
Harbourmaster Place, Dublin 1, Ireland
+353 1 660 1402
Tel: +353 1 614 7851
Email: GlobalPrimeFinance@bmo.com CRO, Co-Head
www.bmocm.com Giorgio Pavesio
Giorgio.Pavesio@nbcgf.ie
Type of firm
+353 1 660 1403
Investment Bank
Director
Nicolas Belley
Nicolas.belley@nbcgf.ie
+353 1 605 9853
include equity and debt underwriting, corporate lending Director
and project financing, merger and acquisitions advisory Paul Bocquet
services, securitization, treasury management, market Paul.Bocquet@nbcgf.ie
risk management, debt and equity research and +353 1 605 9812
bmocm.com
Other offices
New York, Seattle, Toronto, London, Melbourne
172
IRELAND
Repo
IRELAND
Repo
NBC Global Finance Limited – Dublin

Embassy House, Herbert Park Lane, Ballsbridge,
Dublin 4, Ireland
Tel: +353 1 660 1402
BMO Capital Markets
Web: www.nbc.ca
Bank of Montreal Ireland PLC,
Type of firm
6th floor - 2 Harbourmaster Place, Dublin 1, Ireland
Investment Firm
Tel: +353 1 614 7851
Email: GlobalPrimeFinance@bmo.com CEO/CFO, Co-Head
www.bmocm.com Sylvain Sacolax
Type of firm
+353 1 660 1402
Investment Bank
CRO, Co-Head
Giorgio Pavesio
+353 1 660 1403
and project financing, merger and acquisitions advisory Nicolas Belley
services, securitization, treasury management, market Nicolas.belley@nbcgf.ie
Director
With approximately 2,500 professionals in 30 locations Paul Bocquet
around the world, including 16 offices in North America, Paul.Bocquet@nbcgf.ie
BMO Capital Markets works proactively with clients to +353 1 605 9812
bmocm.com/.
Other offices
Managing Director
Eoin Corrigan
+353 1 614 7851
Vice-President
Robbie Walker
Robbie.Walker@bmo.com
+353 1 614 7851
173
IRELAND
Securities lending
IRELAND Credit Suisse

Securities lending Park Lane, Spencer Dock, Dublin, Ireland
Tel: +353 1 5235 823
Managing Director
Karl Bishti
karl.bishti@credit-suisse.com
Bank of Montreal Ireland PLC,
6th floor - 2 Harbourmaster Place, Dublin 1, Ireland
Tel: +353 1 614 7851
www.bmocm.com
Type of firm NBC Global Finance Limited – Dublin
Investment Bank
BMO Capital Markets is a leading, full-service North Dublin 4, Ireland
American-based financial services provider offering Tel: +353 1 660 1402
corporate, institutional and government clients access Web: www.nbc.ca
include equity and debt underwriting, corporate lending Type of firm
and project financing, merger and acquisitions advisory Investment Firm
services, securitization, treasury management, market CEO/CFO, Co-Head
risk management, debt and equity research and Sylvain Sacolax
institutional sales and trading. Sylvain.Sacolax@nbcgf.ie
With approximately 2,500 professionals in 30 locations +353 1 660 1402
around the world, including 16 offices in North America, CRO, Co-Head
BMO Capital Markets works proactively with clients to Giorgio Pavesio
provide innovative and integrated financial solutions. Giorgio.Pavesio@nbcgf.ie
BMO Capital Markets is a member of BMO Financial +353 1 660 1403
Group (NYSE, TSX: BMO), one of the largest diversified Director
financial services providers in North America with Nicolas Belley
US$589 billion total assets and over 45,000 employees Nicolas.belley@nbcgf.ie
as at July 31, 2018. For more information, visit www. +353 1 605 9853
bmocm.com/.
Director
Other offices Paul Bocquet
New York, Seattle, Toronto, London, Melbourne Paul.Bocquet@nbcgf.ie
Eoin Corrigan
+353 1 614 7851
Vice-President
Robbie Walker
+353 1 614 7851
174
IRELAND
Synthetic finance
IRELAND
Synthetic finance
NBC Global Finance Limited – Dublin

Dublin 4, Ireland
Tel: +353 1 660 1402
BMO Capital Markets
Web: www.nbc.ca
Bank of Montreal Ireland PLC, 6th floor - 2
Type of firm
Harbourmaster Place, Dublin 1, Ireland
Investment Firm
Tel: +353 1 614 7851
Email: GlobalPrimeFinance@bmo.com CEO/CFO, Co-Head
www.bmocm.com Sylvain Sacolax
Type of firm
+353 1 660 1402
Investment Bank
CRO, Co-Head
Giorgio Pavesio
+353 1 660 1403
and project financing, merger and acquisitions advisory Nicolas Belley
services, securitization, treasury management, market Nicolas.belley@nbcgf.ie
Director
With approximately 2,500 professionals in 30 locations Paul Bocquet
around the world, including 16 offices in North America, Paul.Bocquet@nbcgf.ie
BMO Capital Markets works proactively with clients to +353 1 605 9812
bmocm.com/.
Other offices
Managing Director
Eoin Corrigan
+353 1 614 7851
Vice-President
Robbie Walker
+353 1 614 7851
175
ITALY
Funding & collateral / Repo / Securities lending
ITALY ITALY
Funding & collateral Securities lending
Banca IMI Banca IMI

Largo Mattioli 3, Milan, Italy Largo Mattioli 3, Milan, Italy
Tel: +39 0 27 261 5548 Tel: +39 0 27 261 2900
Email: securedfinancing@bancaimi.com Email: gm.stocklending@bancaimi.com
www.bancaimi.com www.bancaimi.com
Investment Bank Investment Bank
Head of Secured Financing Desk Head of Stock Lending
Francesco Lago Augusto Pozzi
francesco.lago@bancaimi.com gm.stocklending@bancaimi.com
+39 0 27 261 5548 +39 0 27 261 2900
Secured Financing Trader Stock Lending Trader
Dario Corrado Maria Scermino
dario.corrado@bancaimi.com gm.stocklending@bancaimi.com
+39 0 27 261 5107 +39 0 27 261 2900
Stock Lending Trader
Alessandra Sozzi
ITALY gm.stocklending@bancaimi.com
Repo +39 0 27 261 2900
Banca IMI
Largo Mattioli 3, Milan, Italy
Tel: +39 0 27 261 2032
Email: repo-lending@bancaimi.com
www.bancaimi.com
Type of firm
Investment Bank
Head of Fixed Income Repo and Lending
Andrea Bosatra
andrea.bosatra@bancaimi.com
+39 0 27 261 2032
Repo Trader
Luca Lovati
luca.lovati@bancaimi.com
+39 0 27 261 2032
176
LUXEMBOURG
LUXEMBOURG Securities Finance Trader

Funding & collateral Benoit Poirieux
benoit.poirieux@caceis.com
+352 4767 2247
Julien Rabier
julien.rabier@caceis.com
+352 4767 2445
CACEIS Bank - Luxembourg Branch

5 Allée Scheffer, L-2520 Luxembourg
Tel: +352 4767 2779
www.caceis.com
Type of firm
Custodian
CACEIS is an asset servicing banking group dedicated
to institutional and corporate clients. Through offices
across Europe, North America and Asia, we are one
of the world’s market leaders in asset servicing,
Europe’s second depositary bank and the leading fund
administrator for European funds.
CACEIS’s Equity Finance desk designs bespoke
securities lending, liquidity and collateral management
services for its clients, leveraging the group’s core
asset servicing business as well as our broad
regulatory expertise to meet our clients’ specific risk/
return requirements.
With fully-integrated dealing and operational
processes underpinning both our principal and agency
programmes, CACEIS is an effective partner for
managers seeking to enhance asset performance
through Equity Finance.
Head of Securities Finance
Dan Copin
dan.copin@caceis.com
+352 4767 2779
Head of Sales - Securities Finance
Donia Rouigueb
donia.rouigueb@caceis.com
+352 4767 2814
Head of Equity Finance and Collateral Management
- Securities Finance
Olivier Zemb
olivier.zemb@caceis.com
+352 4767 2033
Head of Fixed Income & Repo – Securities Finance
Julien Berge
julien.berge@caceis.com
+352 4767 2045
177
LUXEMBOURG
Repo
LUXEMBOURG Head of Securities Finance

Repo Dan Copin
+352 4767 2779
Banque Internationale à Luxembourg Head of Sales - Securities Finance
69, route d’Esch, Luxembourg L-2953 Donia Rouigueb
Tel: +352 4590 5000 donia.rouigueb@caceis.com
Email: contact@bil.com +352 4767 2814
www.bil.com Head of Equity Finance and Collateral Management
Type of firm - Securities Finance
Banque Olivier Zemb
Collateral Manager +352 4767 2034
Luc Bram
luc.bram@bil.com Head of Fixed Income & Repo – Securities Finance
+352 4590 3616 Julien Berge
Collateral Manager +352 4767 2046
Claude Olinger
Claude.Olinger@bil.com Securities Finance Trader
+352 4590 5275 Benoit Poirieux
+352 4767 2248
Julien Rabier
+352 4767 2446

Tel: +352 4767 2779
www.caceis.com
Type of firm
Custodian
178
LUXEMBOURG
Securities lending
LUXEMBOURG Securities Finance Trader

Securities lending Benoit Poirieux
+352 4767 2249
Julien Rabier
+352 4767 2447

Tel: +352 4767 2779
www.caceis.com
Type of firm
Custodian
Head of Securities Finance
Dan Copin
+352 4767 2779
Head of Sales - Securities Finance
Donia Rouigueb
+352 4767 2814
Head of Equity Finance and Collateral Management
- Securities Finance
Olivier Zemb
+352 4767 2 35
Head of Fixed Income & Repo – Securities Finance
Julien Berge
+352 4767 2047
179
LUXEMBOURG
Securities lending
COO
Nick Short
+352 2637 9129
HQLAx CTO
Raoul Bhoedjang
9 Rue du Laboratoire, 1911 Luxembourg raoul.bhoedjang@hqla-x.com
Tel: +352 28 81 33 11 +31 6 4103 1596
Email: info@hqla-x.com
www.hqla-x.com/ General Counsel
Matthew Benz
Type of firm matthew.benz@hqla-x.com
Software provider +33 6 7926 9838
HQLAx is a financial technology innovation firm that Head of IT Operations and Business Development
leverages R3’s distributed ledger technology, Corda, Rodney Jordan
to enhance collateral mobility in the global securities rod.jordan@hqla-x.com
financing markets. HQLAx is creating a fit for purpose, +352 6916 20310
standardised, single marketplace to enable institutional
treasurers to: Business Development Assistant
Maurizio Bello
• More easily fine-tune liquidity metrics for intraday, maurizio.bello@hqla-x.com
liquidity coverage ratio and net stable funding ratio +352 2451 3085
liquidity requirements, and
• Better manage margin pledge obligations for Tianyi Shi
counterparty credit exposures. tianyi.shi@hqla-x.com
+352 2637 9028
In March 2018, Deutsche Börse Group and HQLAx
announced a strategic partnership to develop a Senior Software Engineer
blockchain solution for collateral swaps in the securities Mario Schlipf
lending markets. The joint operating model improves mario.schlipf@hqla-x.com
collateral mobility across a fragmented securities +49 15 1235 33979
transfers of baskets of securities, whilst the underlying +352 6912 26680
Other offices
SWITZERLAND OFFICE
3, Rigistrasse
6300 Zug
Switzerland
Guido Stroemer
+41 79 124 04 46
Olly Benkert
+44 7740 307009
180
LUXEMBOURG
Securities lending
J.P. Morgan
6 route de Treves, Building H, Floor 01,
Senningerberg, L-2633, Luxembourg RBC Investor & Treasury Services
services 14 Porte de France,
L-4360 Esch-sur-Alzette, Luxembourg
Type of firm Tel: +44 20 7002 2520
Custodian Bank www.rbcits.com
Vice President, Agency Lending Relationship RBC Investor & Treasury Services (RBC I&TS) is
Management a specialist provider of asset services, custody,
Chris Leaton payments and treasury and market services for
Christopher.M.Leaton@jpmorgan.com financial and other institutional investors worldwide,
+352 462 685554 with over 4,500 employees in 17 countries across
Vice President, Product Oversight Manager
Elliot Drews
elliot.drews@jpmorgan.com
+352 462 685077
needs. Trusted with CAD 4.2 trillion in client assets
under administration(1), RBC I&TS is a financially
strong partner with among the highest credit ratings
globally(2).
Clients benefit from the long-standing experience and

specialized expertise of our securities finance program:
objectives
Contact:
Don D’Eramo
Tel: +1 416 955 5500
Email: donato.deramo@rbc.com

(2) Standard & Poor’s (AA-) and Moody’s (Aa2) legacy
senior long-term debt ratings of Royal Bank of Canada
as of August 21, 2019
#1 custodial lender globally in unweighted category”
Joanna Ksenzova
joanna.ksenzova@rbc.com
+352 2605 2867
181
NETHERLANDS
NETHERLANDS Head of Securities Finance Europe

Funding & collateral Neil Nicholls
neil.nicholls@abnamroclearing.com
+44 203 880 4231
Carl Smithies
carl.smithies@abnamroclearing.com
+44 203 880 4460
ABN AMRO Bank N.V. Johan van Poppel
johan.van.poppel@abnamroclearing.com
Gustav Mahlerlaan 10, 1082 PP Amsterdam, HQ +31 20 299 5844
7000, Netherlands
Tel: +31 20 383 6100 Securities Finance Trader
www.abnamro.com Robert Winkel
robert.winkel@abnamroclearing.com
Other offices +31 20 299 5129
London, Frankfurt, New York
Head of Liquidity and Collateral Management Jordy van Aalst
Marc Otto jordy.van.aalst@abnamroclearing.com
marc.otto@nl.abnamro.com +31 20 299 5524
+31 6 2316 3156
Trading: Jordy Pieterman
Kristiaan Verheijen jordy.pieterman@nl.abnamro.com
kristiaan.j.verheijen@nl.abnamro.com +31 20 299 5278
+31 20 383 6734
Joris Kraan NN Investment Partners
joris.kraan@nl.abnamro.com
+31 20 383 6730 Schenkkade 65, 2595 AS, The Hague, Netherlands
Tel: +31 70 379 1594
Marloes Kompier www.nnip.com
marloes.kompier@nl.abnamro.com
+31 20 383 6733 Type of firm
Asset Management
Senior Portfolio Manager
Xavier Bouthors
xavier.bouthors@nnip.com
+31 70 379 1594
ABN AMRO Clearing Bank N.V
Senior Portfolio Manager
Gustav Mahlerlaan 10 | 1082 PP Amsterdam | PAC Martin Aasly
HQ0111, Netherlands martin.aasly@nnip.com
www.abnamroclearing.com +31 70 378 1015
Global Head of Treasury and Securities Finance

Coen Van Walbeek
coen.van.walbeek@abnamroclearing.com
+31 20 299 5125
Global Head of Treasury and Securities Finance
Bart Solleveld
bart.solleveld@abnamroclearing.com
+31 20 299 5125
182
NETHERLANDS
Repo
NETHERLANDS
Repo
MUFG Securities (Europe) N.V.

World Trade Center, Tower H, 11th floor, Zuidplein 98,
1077 XV Amsterdam, Netherlands
Tel: +31 20 799 0207
www.mufgsecurities.com
ABN AMRO Bank N.V. Borrow + Loan + Repo
Gustav Mahlerlaan 10,
International Head
1082 PP Amsterdam, HQ 7000, Netherlands
Andre Van Hese
Tel: +31 20 383 6100
Andre.vanHese@mufgsecurities.com
www.abnamro.com
+44 20 7577 2307
Other offices
Sales Trading
London, Frankfurt, New York
Rene Vergeer
Head of Liquidity and Collateral Management Rene.Vergeer@mufgsecurities.com
Marc Otto +31 20 799 0207
marc.otto@nl.abnamro.com
+31 6 2316 3156
Trading:
Kristiaan Verheijen
kristiaan.j.verheijen@nl.abnamro.com
+31 20 383 6734
Joris Kraan
joris.kraan@nl.abnamro.com
+31 20 383 6730
Marloes Kompier
marloes.kompier@nl.abnamro.com
+31 20 383 6733
Sales:
Angelos Dols
angelos.dols@nl.abnamro.com
+31 20 383 6623
Céline da Silva
celine.da.silva@nl.abnamro.com
+31 20 535 7389
Roel Schuring
roel.schuring@nl.abnamro.com
+31 20 535 7087
Ronald Riko
ronald.riko@nl.abnamro.com
+31 20 535 7093
Christina Koedzhikova
christina.koedzhikova@nl.abnamro.com
+31 20 383 6624
183
NETHERLANDS
Securities lending
NETHERLANDS
Securities lending
MUFG Securities (Europe) N.V.

World Trade Center, Tower H, 11th floor, Zuidplein 98,
1077 XV Amsterdam, Netherlands
Tel: +31 20 799 0207
ABN AMRO Clearing Bank N.V www.mufgsecurities.com
Gustav Mahlerlaan 10 | 1082 PP Amsterdam | PAC Borrow + Loan + Repo

HQ0111, Netherlands International Head
www.abnamroclearing.com Andre Van Hese
Global Head of Treasury and Securities Finance Andre.vanHese@mufgsecurities.com
Coen Van Walbeek +44 20 7577 2307
coen.van.walbeek@abnamroclearing.com Sales Trading
+31 20 299 5125 Ruth Ferris
Head of Treasury and Securities Finance Europe Ruth.Ferris@mufgsecurities.com
Bart Solleveld +31 20 799 0205
bart.solleveld@abnamroclearing.com
+31 20 299 5125
Head of Securities Finance Europe
Neil Nicholls
+44 203 880 4231
Carl Smithies
+44 203 880 4460
Johan van Poppel
johan.van.poppel@abnamroclearing.com
+31 20 299 5844
Robert Winkel
robert.winkel@abnamroclearing.com
+31 20 299 5129
Jordy van Aalst
jordy.van.aalst@abnamroclearing.com
+31 20 299 5524
Jordy Pieterman
jordy.pieterman@nl.abnamro.com
+31 20 299 5278
184
NORWAY
NORWAY NORWAY
DNB Bank ASA DNB Bank ASA

Dronning Eufemias gate 30, 0191 Oslo, Norway Dronning Eufemias gate 30, 0191 Oslo, Norway
Tel: +47 2 416 9061 Tel: +47 2 416 9220
www.dnb.no Email: sec.lending@dnb.no
www.dnb.no
Type of firm
Financial Services Type of firm
Financial Services
Repo Trader
Paul Bellini Head of Trading
paul.bellini@dnb.no Karin Aronsen
+47 2 416 9042 karin.aronsen@dnb.no
+47 2 416 9269
Repo Trader (NOK)
Mette Petersen Senior Trader
mette.petersen@dnb.no Stian Solberg
+47 2 416 9054 stian.solberg@dnb.no
+47 2 416 9273
Senior Trader
Dag Rudiløkken
dag.rudilokken@dnb.no
+47 2 416 9271
Nordea Bank ABp

Middelthunsgate 17, 0368 Oslo, Norway
Tel: +46 8 407 9020
www.nordea.com
Type of firm
Bank
Senior Dealer
Sebastian Sjöholm
sebastian.sjoholm@nordea.com
+46 8 407 9020
185
SOUTH AFRICA
SOUTH AFRICA Strate Ltd

Funding & collateral Tower 1 The MARC, 129 Rivonia Road, Sandown
Sandton 2196, South Africa
Tel: +27 11 759 5300
Macquarie Securities South Africa Email: collateralmanagement@strate.co.za
Limited www.strate.co.za
2nd floor, North Wing, Great Westerford, 240 Main Type of firm
Road, Rondebosch, 7700, South Africa Financial Services
Tel: +27 21 813 2600
www.macquarie.com Manager: Strate Collateral Management Operations
Marlon Van Dorsen
Type of firm marlonvd@strate.co.za
Brendon Johns Manager: Strate Collateral Management Services
Brendon.johns@macquarie.com Kelly Robinson
+27 21 813 2610 kellyr@strate.co.za
Rob Grave +27 11 759 5483
rob.grave@macquarie.com
+27 21 813 2751
Warren Douglas
warren.douglas@macquarie.com
+27 21 813 2614
186
SOUTH AFRICA
Repo
SOUTH AFRICA +27 21 401 8900

Repo +27 82 306 2686
Lynden Reabow
lynden@agcapital.co.za
+27 21 401 8911
+27 71 610 4344
Jayme Cesman
jayme@agcapital.co.za
+27 21 401 8921
+27 82 577 1568
Leveshen Munuswami
AG Capital leveshen@agcapital.co.za
Office 201, 2nd Floor, Cape Quarter Square, 27 +27 21 401 8900
Somerset Road, Greenpoint 8000, South Africa +27 84 664 8013
Tel: +27 21 401 8900
Email: info@agcapital.co.za Standard Bank of South Africa Ltd
Email: support@agcapital.co.za
www.agcapital.co.za 30 Baker Street, Rosebank,
Johannesburg, 2196 South Africa
Type of firm Tel: +27 11 344 1890
Financial Services Email: seclendtraders@standardbank.co.za
AG Capital (Pty) Ltd is an authorised Financial Services www.standardbank.co.za
Provider. FSP No. 43325 Type of firm
Securities financing activities Bank
• Broking services in synthetic products on JSE listed Head : Securities Lending
equities Juanita Taylor
• Agency securities lending (JSE equities and SA juanita.taylor@standardbank.co.za
Government bonds) +27 11 344 5890
• SA Government Bond repo
Trader : Securities Lending
Prime brokerage activities Hitesh Harduth
AG Capital provides incubation services, which includes hitesh.harduth@standardbank.co.za
middle and back office assistance, risk management +27 11 721 6239
and compliance monitoring. Our platforms are available
to established external managers to ensure the Trader : Securities Lending
successful hedge fund incubation as well as prime Keshani Hardeyal
broking facilitation. Our offering includes access to AG keshani.hardeyal@standardbank.co.za
Capital’s existing: • Capital introduction • Synthetic +27 11 721 7896
prime brokerage • Cash prime brokerage • Resources
• Infrastructure • Experience • Distribution • Support
structures • Prime broker network
JSE listed equities, SA Government Bonds and ZAR
cash
Ryan Aufrichtig
ryana@agcapital.co.za
+27 21 401 8912 / +27 83 255 3014
For further information contact:
Kevin Wood
kevinw@agcapital.co.za
187
SOUTH AFRICA
SOUTH AFRICA
Securities lending
ABSA Bank Limited

Standard Chartered Bank
15 Alice Lane, Sandton, South Africa
5/F, 4 Sandown Valley Crescent, Tel: +27 11 895 5692
Johannesburg, South Africa Email: absacapsecuritieslen@absa.africa
Tel: +27 11 217 6696 www.absa.co.za
www.sc.com Type of firm
Bank
Type of firm
Banking Equity Finance Trader
Vuyo Mashiqa
Standard Chartered Bank is one of the leading Repo Vuyo.Mashiqa@absa.co.za
and collateral trading banks with particular focus on +27 11 895 5691
network, deep expertise and innovative vision to meet Equity Finance Trader
all your financing needs and more. Matthew Milne
matthew.milne@absacapital.com
Flow Sales +27 11 895 5164
Melissa Barendse
Melissa.Barendse@sc.com Equity Finance Trader
+27 11 217 6696 Natasha Williams
natasha.williams@absa.africa
+27 11 895 5302
188
SOUTH AFRICA
Securities lending
Jayme Cesman
+27 21 401 8921
+27 82 577 1568
Leveshen Munuswami
leveshen@agcapital.co.za
AG Capital +27 21 401 8900
Office 201, 2nd Floor, Cape Quarter Square, 27 +27 84 664 8013
Somerset Road, Greenpoint 8000, South Africa
Tel: +27 21 401 8900
Email: info@agcapital.co.za
www.agcapital.co.za
Type of firm
Financial Services
AG Capital (Pty) Ltd is an authorised Financial Services
Provider. FSP No. 43325
• Broking services in synthetic products on JSE listed
equities
• Agency securities lending (JSE equities and SA
Government bonds)
AG Capital provides incubation services, which includes
middle and back office assistance, risk management
to established external managers to ensure the
successful hedge fund incubation as well as prime
broking facilitation. Our offering includes access to AG
Capital’s existing: • Capital introduction • Synthetic
prime brokerage • Cash prime brokerage • Resources
• Infrastructure • Experience • Distribution • Support
structures • Prime broker network
JSE listed equities, SA Government Bonds and ZAR
cash
Ryan Aufrichtig
ryana@agcapital.co.za
+27 21 401 8912 / +27 83 255 3014
For further information contact:
Kevin Wood
kevinw@agcapital.co.za
+27 21 401 8900
+27 82 306 2686
Lynden Reabow
+27 21 401 8911
+27 71 610 4344
189
SOUTH AFRICA
Securities lending
IRESS Financial Markets

Building Three, 2929 William Nicol Drive,
Bryanston, South Africa
Tel: +27 10 492 1111
www.iress.com
HSBC Bank Plc - Johannesburg Business Owner SLB
Branch Belinda Kasch
belinda.kasch@iress.com
1 Mutual Place, 107 Rivonia Road, Sandton, +27 10 492 1109
Johannesburg 2196
Tel: +27 11 676 4200
www.hsbc.co.za
Macquarie Securities South Africa
Limited
Loic Lebrun 2nd floor, North Wing, Great Westerford, 240 Main
loic.lebrun@hsbcib.com Road, Rondebosch, 7700, South Africa
+44 207 991 5682 Tel: Telephone: +27 21 813 2600
www.macquarie.com
Senior Trader, Equity Finance Delta One SA
Candace Kalkapersad Type of firm
candace.k.kalkapersad@za.hsbc.com Investment Bank
+27 11 676 4375 Brendon Johns
Head of Sales SA Brendon.johns@macquarie.com
Warren Hammond +27 21 813 2610
warren.hammond@za.hsbc.com Rob Grave
+27 21 405 6519 rob.grave@macquarie.com
+27 21 813 2751
Investec Bank
Warren Douglas
100 Grayston Drive, Sandown, warren.douglas@macquarie.com
Sandton, 2196, South Africa +27 21 813 2614
Tel: +27 11 286 7666
Email: PrimeServicesSales@investec.co.za Nedbank Ltd
www.investec.com/en_za/corporate-investment/
prime-services.html Nedbank Lakeview Campus, 16 Constantia
Boulevard, Constantia Kloof, 1709, South Africa
Type of firm Tel: +27 11 671 7267
Financial Services Email: SLDesk@nedbank.co.za
Business Head: Prime Services www.nedbank.co.za
Hamish James Type of firm
hamish.james@investec.co.za Bank
+27 11 286 7666
Senior Manager : Securities Lending
Desk Head: Securities Lending Michael Wright
Rajesh Chhana michaelw@nedbank.co.za
Rajesh.Chhana@investec.co.za +27 11 671 7268
+27 11 286 4746
Prime Services
Jean Turner
jean.turner@investec.co.za
+27 11 286 8031
190
SOUTH AFRICA
Securities lending
Rand Merchant Bank Standard Bank of South Africa Ltd

1 Merchant Place, cnr Fredman Dr & Rivonia Rd, 30 Baker Street, Rosebank, Johannesburg, 2196
Sandton, South Africa South Africa, South Africa
Tel: +2711 269 9275 Tel: +27 11 344 1890
Email: rmbsldealing@rmb.co.za Email: seclendtraders@standardbank.co.za
www.rmb.co.za www.standardbank.co.za
Investment Bank Bank
Head: Prime Finance Head: Securities Lending
Debbie Botha Juanita Taylor
debbie.botha@rmb.co.za juanita.taylor@standardbank.co.za
+27 11 282 1881 +27 11 344 5890
Securities Lending Trader Trader: Securities Lending
Cormac Sullivan Hitesh Harduth
cormac.sullivan@rmb.co.za hitesh.harduth@standardbank.co.za
+27 11 269 9833 +27 11 721 6239
Trader: Securities Lending
Sanlam Investments Keshani Hardeyal
55 Willie van Schoor Avenue, Tygervalley, Bellville, keshani.hardeyal@standardbank.co.za
South Africa +27 11 721 7896
Tel: 27 21 9502753
Email: simsl@sanlaminvestments.com Sygnia Securities
www.sanlam.co.za
7th Floor, The Foundry, Cardiff Street, Green Point,
Type of firm Cape Town 8001, South Africa
Investment Manager
Head of Securities Lending
Head Dealer Michael Terry-Lloyd
Deon Williams mterry-lloyd@sygnia.co.za
simsl@sanlaminvestments.com +27 21 446 4989
+27 21 950 2588
191
SOUTH AFRICA
Synthetic finance
SOUTH AFRICA Prime brokerage activities

Synthetic finance AG Capital provides incubation services, which includes
middle and back office assistance, risk management
ABSA Bank Limited to established external managers to ensure the
successful hedge fund incubation as well as prime
15 Alice Lane, Sandton, South Africa broking facilitation. Our offering includes access to AG
Tel: +27 11 895 5692 Capital’s existing: • Capital introduction • Synthetic
Email: absacapsecuritieslen@absa.africa prime brokerage • Cash prime brokerage • Resources
www.absa.co.za • Infrastructure • Experience • Distribution • Support
Type of firm structures • Prime broker network
Bank Main collateral types
Equity Finance Trader JSE listed equities, SA Government Bonds and ZAR
Vuyo Mashiqa cash
Vuyo.Mashiqa@absa.co.za Head of Prime Services
+27 11 895 5691 Ryan Aufrichtig
Equity Finance Trader ryana@agcapital.co.za
Matthew Milne +27 21 401 8912 / +27 83 255 3014
matthew.milne@absacapital.com For further information contact:
+27 11 895 5164 Kevin Wood
Equity Finance Trader kevinw@agcapital.co.za
Natasha Williams +27 21 401 8900
natasha.williams@absa.africa +27 82 306 2686
+27 11 895 5302 Lynden Reabow
+27 21 401 8911
+27 71 610 4344
Jayme Cesman
+27 21 401 8921
+27 82 577 1568
Leveshen Munuswami
leveshen@agcapital.co.za
AG Capital +27 21 401 8900
+27 84 664 8013
Office 201, 2nd Floor, Cape Quarter Square, 27
Somerset Road, Greenpoint 8000, South Africa
Tel: +27 21 401 8900
Email: info@agcapital.co.za
www.agcapital.co.za
Type of firm
Financial Services
AG Capital (Pty) Ltd is an authorised Financial Services
Provider. FSP No. 43325
• Broking services in synthetic products on JSE listed
equities
• Agency securities lending (JSE equities and SA
Government bonds)
192
SOUTH AFRICA
Synthetic finance
Standard Bank of South Africa

Limited
30 Baker Street, Rosebank, Gauteng, South Africa
Tel: +27 11 415 7036
Email: primeservices@standardbank.co.za
HSBC Bank Plc www.standardbank.co.za/
- Johannesburg Branch Type of firm
Bank
1 Mutual Place, 107 Rivonia Road,
Sandton, Johannesburg 2196 Head of Equity Finance and Collateral Optimisation
Tel: +27 11 676 4421 Andrew Cairns
Email: sfdealers@za.hsbc.com andrew.cairns@standardbank.co.za
www.hsbc.co.za +27 11 415 7036
Global Head of Prime Finance Head of Equity Finance and Collateral Optimisation
Loic Lebrun Irfaan Karim
loic.lebrun@hsbcib.com irfaan.karim@standardbank.co.za
+44 207 991 5682 +27 11 415 7037
Senior Trader, Equity Finance Delta One SA
Candace Kalkapersad
candace.k.kalkapersad@za.hsbc.com
+27 11 676 4375
Head of Sales SA
Warren Hammond
warren.hammond@za.hsbc.com
+27 21 405 6519
Macquarie Securities
South Africa Limited
2nd floor, North Wing, Great Westerford,
240 Main Road, Rondebosch, 7700, South Africa
Tel: +27 21 813 2600
www.macquarie.com
Type of firm
Investment Bank
Brendon Johns
Brendon.johns@macquarie.com
+27 21 813 2610
Rob Grave
rob.grave@macquarie.com
+27 21 813 2751
Warren Douglas
warren.douglas@macquarie.com
+27 21 813 2614
193
SPAIN
SPAIN SPAIN
Funding & collateral Repo
Cecabank Banco Santander

Calle Alcala 27, 28014 Madrid, Spain Av de Cantabria s/n Boadilla del Monte,
Tel: +34 91 596 5701 Madrid, Spain
Email: activoscp@cecabank.es Tel: +34 91 257 2065
www.cecabank.es www.santander.com
Bank Bank
CFO MD STM
Luis Soutullo Esperon Eduardo Barreda
lsoutull@cecabank.es eduardo.barreda@gruposantander.com
+34 91 596 5701 +34 91 257 2065
Trader Funding & Sovereign Risk ED STM
José Manuel Tassara de León Santago Ballestero
jtassara@cecabank.es sballestero@gruposantander.com
+34 91 596 5701 +34 91 257 2065
Trader Funding & Sovereign Risk Senior Repo Trader
Mercedes Badía Ortega Gracia Sanchez de Rojas
mbadia@cecabank.es grsanchez@gruposantander.com
+34 91 596 5701 +34 91 257 2065
Santander Corporate Investment Bank BBVA SA

Ciudad Financiera Santander, Spain C/Sauceda 28, Building Asia 1st floor,
Tel: +34 91 257 2217 28050 Madrid, Spain
Email: dlsecuritiesfinancesgcb@gruposantander.com Tel: +34 91 537 8285
www.santander.com www.bbva.com
Bank Bank
ED Securities Finance Govt Repo Trader/STIR
Enrique Verdu Miguel Angel Monzon
enverdu@gruposantander.com miguel.monzon@bbva.com
+34 91 257 2217 +34 91 537 8224
VP Securities Finance Govt Repo Trader/STIR
Hector Fernandez Julia Camino Diez
hfernanc@gruposantander.com julia.camino@bbva.com
+34 91 257 2217 +34 91 537 8285
VP Securities Finance Govt Repo Trader/STIR
Jose Platas Almudena Garcia-Ochoa
japlatas@gruposantander.com almudena.adiego@bbva.com
+34 91 257 2217 +34 91 537 8285
Govt Repo Trader/STIR
Eduardo Cordero
eduardo.cordero.delorenzo@bbva.com
+34 91 537 8285
194
SPAIN
Repo
Cecabank
Calle Alcala 27, 28014 Madrid, Spain
Tel: +34 91 596 5701
Email: activoscp@cecabank.es
www.cecabank.es
Type of firm
Bank
CFO
Luis Soutullo Esperon
lsoutull@cecabank.es
+34 91 596 5701
Trader Funding & Sovereign Risk
Belen Lain San Martin
blainsan@cecabank.es
+34 91 596 5701
195
SPAIN
SPAIN SPAIN
Securities lending Synthetic finance
Banco Santander Banco Santander

Av de Cantabria s/n Boadilla del Monte, Madrid, Av de Cantabria s/n Boadilla del Monte, Madrid,
Spain Spain
Tel:+34 91 257 2217 Tel:+34 91 257 2217
Email: dlsecuritiesfinancesgcb@gruposantander. Email: dlsecuritiesfinancesgcb@gruposantander.
com com
www.santander.com www.santander.com
Bank Bank
ED Securities Finance MD Securities Finance
Enrique Verdu Juan Manuel Bravo
enverdu@gruposantander.com jumbravo@gruposantander.com
+34 91 257 2217 +34 91 257 2217
VP Securities Finance VP Securities Finance
Hector Fernandez Ignacio Marquez
hfernanc@gruposantander.com ignacio.marquez@gruposantander.com
+34 91 257 2217 +34 91 257 2217
VP Securities Finance VP Securities Finance
Jose Platas Bruno Gonçalves
japlatas@gruposantander.com bruno.goncalves@gruposantander.com
+34 91 257 2217 +34 91 257 2217
Cecabank
Calle Alcala 27, 28014 Madrid, Spain
Tel: +34 91 596 5701
Email: activoscp@cecabank.es
www.cecabank.es
Type of firm
Bank
CFO
Luis Soutullo Esperon
lsoutull@cecabank.es
+34 91 596 5701
José Manuel Tassara de León
jtassara@cecabank.es
+34 91 596 5701
Mercedes Badía Ortega
mbadia@cecabank.es
+34 91 596 5701
196
SWEDEN
Securities lending
SWEDEN Chief Dealer

Securities lending Max Ahlgren
max.ahlgren.svedegren@nordea.com
+46 8 407 9011
Danske Bank AS
Norrmalmstorg 1, Stockholm, Sweden SEB
Tel: +46 8 5688 0608
Email: securities.lending@danskebank.dk Kungstradgarden 8, Sweden
www.danskebank.com Tel: +46 8 506 23333
Email: sftrading@seb.se
Type of firm www.seb.se/mb
Bank
Type of firm
Global Head of Equity Finance Investment Bank / Prime Broker
Alexander Kilander
akil@danskebank.se
Dan Murphy
+46 8 568 805 56
daniel.murphy@seb.se
Securities Lending +46 8 506 233 17
Tobias Björklund
tbj@danskebank.se
Jonas Orn
+46 8 568 805 75
jonas.orn@seb.se
Derivative Trading +46 8 506 233 33
Andy Allen
aall@danskebank.se
Vegard Ropstad
+46 8 568 806 43
Vegard.Ropstad@seb.no
Corporate Action Alpha +47 2 282 7295
Ariel Mannelid
ariel.mannelid@danskebank.se
Svenska Handelsbanken
+46 8 568 806 44
Blasieholmstorg 11, Stockholm, Sweden
Nordea Bank ABp Tel: +46 8 463 4606
Email: equity.finance@handelsbanken.se
Smålandsgatan 17, Stockholm, Sweden www.handelsbanken.se
Tel: +46 8 407 9029
Email: Securities.Finance@nordea.com Type of firm
www.nordea.com Bank
Type of firm Head of Structured Derivatives & Securities Finance

Bank Hak-Mann Lee
hale04@handelsbanken.se
Global Head of Securities Finance +46 8 463 2563
Simon Kronlund
Simon.kronlund@nordea.com Trader
+46 8 407 9029 Per Strömberg
pest22@handelsbanken.se
Head of Securities Finance Business Development +46 8 463 3613
Emmelie Nisses
emmelie.nisses@nordea.com Trader
+46 8 407 9019 Daniel Jarliden
jagu02@handelsbanken.se
Global Head of Securities Finance Trading +46 8 463 2532
Anders Edquist
anders.edquist@nordea.com Trader
+46 8 407 9041 Carl-Henrik Lindberg
cali36@handelsbanken.se
Trader +46 8 463 4568
Christofer Hynell
christofer.hynell@nordea.com
+46 8 407 9744
197
SWITZERLAND
SWITZERLAND
Bank Julius Baer & Co. Ltd.

Hohlstrasse 602, 8048 Zurich, PO Box 8010, Deutsche Boerse Group - Global
Switzerland Funding and Financing Markets
Tel: +41 58 888 8747
www.juliusbaer.com
Type of firm
Bank
Head Cash & Collateral Trading and Collateral
Management, Executive Director
Jong Frochaux
jong.frochaux@juliusbaer.com
+41 58 888 8793
Director, Collateral Trading
Ursula Krebs Eurex Repo
Ursula.krebs@juliusbaer.com Theilerstrasse 1a, 6300 Zug, Switzerland
+41 58 888 8756 www.eurexrepo.com
External Staff, Collateral Trading Euro Repo Market, GC Pooling Market, SecLend
Daniel Stegmeier Market (CCP), Select Invest, Select Finance, eTriparty
Daniel.stegmeier@juliusbaer.com
+41 58 888 8682 Repo/Securities Lending Activities
Director, Collateral Management USD, Government Bonds, Corporate Bonds, (Jumbo)-
Nello Troccoli Pfandbriefe, Covered Bonds, Agencies, Securities
nello.troccoli@juliusbaer.com Lending (Government Bonds, Corporate Bonds,
+41 58 888 7119 Supranational Bonds)
Associate Director, Collateral Management Managing Director
Rene Landolt Matthias Graulich
rene.landolt@juliusbaer.com matthias.graulich@deutsche-boerse.com
+41 58 887 4786 +49 69 211 18078
Associate Director, Collateral Management Managing Director
Su Ching Chan Frank Gast
suching.chan@juliusbaer.com frank.gast@deutsche-boerse.com
+41 58 888 8678 +49 69 211 14050
André Ammann
+41 43 430 7112
198
SWITZERLAND
EFG Bank AG
Viale Stefano Franscini, 8 - 6901 Lugano,
Switzerland
Tel: +41 58 80 93111 SIX
Email: slb@efgbank.com
www.efgbank.com Pfingsweidstrasse 110, Zürich 8021, Switzerland
Tel: +41 58 399 2190
Type of firm www.six-securities-services.com
Private Bank
Type of firm
Head of Securities Lending and Collateral Financial Infrastructure Provider
Management
Alberto Zanzi Head SIX Repo Ltd & Securities Finance
alberto.zanzi@efgbank.com Nerin Demir
+41 58 80 93875 nerin.demir@six-group.com
+41 58 399 2646
Securities Lending & Financing
Marco Melis Senior Relationship Manager Securities Finance
marco.melis@efgbank.com Christian Geiger
+41 58 80 93875 christian.geiger@six-group.com
+41 58 399 2423
Securities Lending & Collateral Management
Stjepo Andjelic Head Business Development Securities Finance
stjepo.andjelic@efgbank.com Raphael Heuberger
+41 58 80 93875 repoinfodesk@six-group.com
+41 58 399 2190
IBKR Financial Services AG Head Treasury

Raeto von Sprecher, CFA
Gotthardstrasse 3, 6301 Zug, Switzerland raeto.vonsprecher@six-group.com
Tel: +41 41 726 5089 +41 58 399 3779
Email: theslb@interactivebrokers.ch
Type of firm
Broker Mythenquai 50/60, 8022 Zurich, Switzerland
Tel: +41 43 285 6777
Front Desk Manager | Head Securities Financing Email: Collateral_Trading@swissre.com
EMEA & APAC www.swissre.com
Roman Joos
rjoos@interactivebrokers.ch Type of firm
+41 41 726 9566 Re-/insurance
SLB Trader EMEA Senior Executive

Patrick Rosenast Richard Hochreutiner
prosenast@interactivebrokers.ch Collateral_Trading@swissre.com
+41 41 726 5089 +41 43 285 6777
SLB Trader EMEA Collateral Trader

Jan Kleingünther Gabriela D’Acquisto Stalder
jkleinguenther@interactivebrokers.ch Collateral_Trading@swissre.com
+41 41 726 9557 +41 43 285 6777
Collateral Trader
Michael Kilchenmann
+41 43 285 6777
199
SWITZERLAND
UBS Switzerland AG SWITZERLAND

- Group Treasury / Repo Trading Repo
Europastrasse 1, Zürich-Opfikon 8152, Switzerland
Email: DL-repotrading-ch@ubs.com Bank Julius Baer & Co. Ltd.
www.ubs.com
Hohlstrasse 602, 8048 Zurich, PO Box 8010,
Type of firm Switzerland
Bank Tel: +41 58 888 8747
Head Repo Trading Switzerland www.juliusbaer.com
Hans-Peter Held Type of firm
hans-peter.held@ubs.com Bank
+41 44 239 13 30
Trading Management, Executive Director
Zsofia Szurovszki Jong Frochaux
zsofia.szurovszki@ubs.com jong.frochaux@juliusbaer.com
+41 44 239 13 60 +41 58 888 8793
Zurcher Kantonalbank
Ursula Krebs
Josefstrasse 222, Zurich CH-8005, Switzerland Ursula.krebs@juliusbaer.com
Tel: +41 44 293 62 62 +41 58 888 8756
Email: primefinance@zkb.ch
External Staff, Collateral Trading
www.zkb.ch
Daniel Stegmeier
Head Prime Finance Cash & Collateral Trading & Daniel.stegmeier@juliusbaer.com
Management +41 58 888 8682
Ueli von Burg
Director, Collateral Management
ueli.von.burg@zkb.ch
Nello Troccoli
+41 44 293 60 10
nello.troccoli@juliusbaer.com
Head Repo, Securities Lending & CHF STIR +41 58 888 7119
Roger Reist
Associate Director, Collateral Management
roger.reist@zkb.ch
Rene Landolt
+41 44 293 60 14
rene.landolt@juliusbaer.com
Trade Support +41 58 887 4786
Ralph Birkel
Associate Director, Collateral Management
ralph.birkel@zkb.ch
Su Ching Chan
+41 44 293 60 16
suching.chan@juliusbaer.com
Trade Support +41 58 888 8678
Livio Cianciarulo
livio.cianciarulo@zkb.ch
+41 44 293 60 09
Trade Support
Nicola Gerwig
nicola.gerwig@zkb.ch
+41 44 293 65 63
200
SWITZERLAND
Repo
Credit Suisse (Switzerland) Ltd.

Uetlibergstrasse 231, Zurich 8070, Switzerland
Tel: +41 44 335 4450
Email: list.cts-fixed-income@credit-suisse.com
Type of firm
Bank
Head Collateral Trading Services (CTS)

Marco Bozzolan
marco.bozzolan@credit-suisse.com
+41 44 335 1121
CTS Fiduciary Trading
Tanja Hauenstein
tanja.hauenstein@credit-suisse.com
+41 44 335 44 44
CTS Structured Trading
Lucas Brunner Eurex Repo
lucas.brunner@credit-suisse.com
+41 44 335 44 44 Theilerstrasse 1a, 6300 Zug, Switzerland
www.eurexrepo.com
Managing Director
Matthias Graulich
+49 69 211 18078
Managing Director
Frank Gast
+49 69 211 14050
André Ammann
+41 43 430 7112
201
SWITZERLAND
Repo
UBS Switzerland AG - Group Treasury

/ Repo Trading
SIX Email: DL-repotrading-ch@ubs.com
www.ubs.com
Tel: +41 58 399 2190 Type of firm
www.six-securities-services.com Bank
Type of firm Head Repo Trading Switzerland
Financial Infrastructure Provider Hans-Peter Held
hans-peter.held@ubs.com
Head SIX Repo Ltd & Securities Finance
+41 44 239 13 30
Nerin Demir
nerin.demir@six-group.com Trading
+41 58 399 2646 Zsofia Szurovszki
zsofia.szurovszki@ubs.com
Senior Relationship Manager Securities Finance
+41 44 239 13 60
Christian Geiger
+41 58 399 2423 Zurcher Kantonalbank
Head Business Development Securities Finance Josefstrasse 222, Zurich CH-8005, Switzerland
Raphael Heuberger Tel: +41 44 293 62 62
repoinfodesk@six-group.com Email: primefinance@zkb.ch
+41 58 399 2190 www.zkb.ch
Head Treasury Head Prime Finance Cash & Collateral Trading &
Raeto von Sprecher, CFA Management
raeto.vonsprecher@six-group.com Ueli von Burg
+41 58 399 37 79 ueli.von.burg@zkb.ch
+41 44 293 60 10
Swiss Reinsurance Company Ltd Head Repo, Securities Lending & CHF STIR
Roger Reist
Mythenquai 50/60, 8022 Zurich, Switzerland
roger.reist@zkb.ch
Tel: +41 43 285 6777
+41 44 293 60 14
www.swissre.com Repo & Securities Lending
Raphael Zemp
Type of firm
raphael.zemp@zkb.ch
Re-/insurance
+41 44 293 60 12
Senior Executive
Repo & Securities Lending
Antti Pfister
antti.pfister@zkb.ch
+41 43 285 6777
+41 44 293 60 19
Collateral Trader
Michael Kilchenmann
Domenico Mascia
domenico.mascia@zkb.ch
+41 43 285 6777
+41 44 293 60 71
Collateral Trader
Souleymane Diop
+41 43 285 6777
202
SWITZERLAND
Securities lending
SWITZERLAND Banque Pictet & Cie SA

Securities lending 60 Route des Acacias, Geneva, Switzerland
Tel: +41 58 323 2323
Email: pts_securitieslending@pictet.com
Bank Julius Baer & Co. Ltd. www.group.pictet
Hohlstrasse 602, 8048 Zurich, PO Box 8010,
Type of firm
Switzerland
Asset Manager
Tel: +41 58 888 8747
www.juliusbaer.com Head Securities Lending
Cédric Maillard
Type of firm
cmaillard@pictet.com
Bank
+41 58 323 1690
Trader
Management, Executive Director
Francisco Bobadilla
Jong Frochaux
fbobadilla@pictet.com
jong.frochaux@juliusbaer.com
+41 58 323 1690
+41 58 888 8793
Trader
Vincent Verdeguer
Ursula Krebs
vverdeguer@pictet.com
Ursula.krebs@juliusbaer.com
+41 58 323 1690
+41 58 888 8756
External Staff, Collateral Trading Credit Suisse (Switzerland) Ltd.
Daniel Stegmeier
Daniel.stegmeier@juliusbaer.com Uetlibergstrasse 231, Zurich 8070, Switzerland
+41 58 888 8682 Tel: +41 44 335 4444
Email: list.cts-equities@credit-suisse.com
Director, Collateral Management www.credit-suisse.com
Nello Troccoli
nello.troccoli@juliusbaer.com Type of firm
+41 58 888 7119 Bank
Associate Director, Collateral Management Head Collateral Trading Services (CTS)

Rene Landolt Marco Bozzolan
rene.landolt@juliusbaer.com marco.bozzolan@credit-suisse.com
+41 58 887 4786 +41 44 335 1121
Associate Director, Collateral Management CTS Fiduciary Trading

Su Ching Chan Tanja Hauenstein
suching.chan@juliusbaer.com tanja.hauenstein@credit-suisse.com
+41 58 888 8678 +41 44 335 44 44
CTS Structured Trading
Lucas Brunner
lucas.brunner@credit-suisse.com
+41 44 335 44 44
203
SWITZERLAND
Securities lending
EFG Bank AG
Viale Stefano Franscini, 8 - 6901 Lugano,
Switzerland
Tel: +41 58 80 93111
Email: slb@efgbank.com
Deutsche Boerse Group - Global www.efgbank.com
Funding and Financing Markets Type of firm
Private Bank
Head of Securities Lending and Collateral
Management
Alberto Zanzi
alberto.zanzi@efgbank.com
+41 58 80 93875
Securities Lending & Financing
Marco Melis
marco.melis@efgbank.com
+41 58 80 93875
Eurex Repo
Securities Lending & Collateral Management
Theilerstrasse 1a, 6300 Zug, Switzerland Stjepo Andjelic
www.eurexrepo.com stjepo.andjelic@efgbank.com
+41 58 80 93875
Pooling, Securities Lending,
Managing Director
Matthias Graulich
+49 69 211 18078
Managing Director
Frank Gast
+49 69 211 14050
André Ammann
+41 43 430 7112
204
SWITZERLAND
Securities lending
COO
Nick Short
+352 2637 9129
HQLAx CTO
Raoul Bhoedjang
3, Rigistrasse, 6300 Zug, Switzerland raoul.bhoedjang@hqla-x.com
Email: info@hqla-x.com +31 6 4103 1596
www.hqla-x.com/
General Counsel
Type of firm Matthew Benz
Software provider matthew.benz@hqla-x.com
+33 6 7926 9838
HQLAx is a financial technology innovation firm that
leverages R3’s distributed ledger technology, Corda, Head of IT Operations and Business Development
to enhance collateral mobility in the global securities Rodney Jordan
financing markets. HQLAx is creating a fit for purpose, rod.jordan@hqla-x.com
standardised, single marketplace to enable institutional +352 6916 20310
treasurers to:
• More easily fine-tune liquidity metrics for intraday, Maurizio Bello
liquidity coverage ratio and net stable funding ratio maurizio.bello@hqla-x.com
liquidity requirements, and +352 2451 3085
• Better manage margin pledge obligations for Business Development Assistant
counterparty credit exposures. Tianyi SHI
tianyi.shi@hqla-x.com
+352 2637 9028
In March 2018, Deutsche Börse Group and HQLAx
announced a strategic partnership to develop a Senior Software Engineer
blockchain solution for collateral swaps in the securities Mario Schlipf
lending markets. The joint operating model improves mario.schlipf@hqla-x.com
collateral mobility across a fragmented securities +49 15 1235 33979
transfers of baskets of securities, whilst the underlying +352 6912 26680
Other offices
LUXEMBOURG OFFICE
9, rue du Laboratoire
L-1911 Luxembourg

Guido Stroemer
+41 79 124 04 46
Olly Benkert
+44 7740 307009
205
SWITZERLAND
Securities lending
IBKR Financial Services AG

Gotthardstrasse 3, 6301 Zug, Switzerland
Tel: +41 41 726 5089
Email: theslb@interactivebrokers.ch SIX
Type of firm Tel: +41 58 399 2190
Broker www.six-securities-services.com
Front Desk Manager | Head Securities Financing Type of firm
EMEA & APAC Financial Infrastructure Provider
Roman Joos
rjoos@interactivebrokers.ch Head SIX Repo Ltd & Securities Finance
+41 41 726 9566 Nerin Demir
nerin.demir@six-group.com
SLB Trader EMEA +41 58 399 2646
Patrick Rosenast
prosenast@interactivebrokers.ch Senior Relationship Manager Securities Finance
+41 41 726 5089 Christian Geiger
SLB Trader EMEA +41 58 399 2423
Jan Kleingünther
jkleinguenther@interactivebrokers.ch Head Business Development Securities Finance
+41 41 726 9557 Raphael Heuberger
repoinfodesk@six-group.com
+41 58 399 2190
Leonteq Securities AG
Head Treasury
Europaallee 39, CH-8004 Zurich, Switzerland Raeto von Sprecher, CFA
Tel: +41 58 800 1111 raeto.vonsprecher@six-group.com
Email: securitiesfinance@leonteq.com +4158 399 37 79
www.leonteq.com
Type of firm
Securities Dealer
Mina Kinsey
mina.kinsey@leonteq.com
+41 58 800 1197
Artan Morina
artan.morina@leonteq.com
+41 58 800 1490
206
SWITZERLAND
Securities lending
Swiss Reinsurance Company Ltd Cedric Tschan

cedric.tschan@ubs.com
Mythenquai 50/60, 8022 Zurich, Switzerland +41 44 239 7666
Tel: +41432856777
Email: Collateral_Trading@swissre.com Andre Zenklusen
www.swissre.com andre.zenklusenubs.com
+41 44 239 7666
Type of firm
Re-/insurance Mathias Valtl
mathias.valtl@ubs.com
Senior Executive +41 44 239 7666
Collateral_Trading@swissre.com Head Sales & Trading
+41 43 285 6777 Raphael Kazbik
raphael.kazbik@ubs.com
Collateral Trader +41 44 239 7666
Gabriela D’Acquisto Stalder
Collateral_Trading@swissre.com Sales & Trading
+41 43 285 6777 Rahel Peter
rahel.peter@ubs.com
Collateral Trader +41 44 239 7666
Michael Kilchenmann
Collateral_Trading@swissre.com Rahel Mueller-Goetz
+41 43 285 6777 rahel.mueller-goetz@ubs.com
+41 44 239 7666
UBS Switzerland AG - Securities Anna Massimino
Lending & Financing anna.massimino@ubs.com
+41 44 239 7666
Tel: +41 44 239 7666 Iwan Lichsteiner
Email: DL-SLF-Sales-Trading@ubs.com iwan.lichtsteiner@ubs.com
www.ubs.com +41 44 239 7666
Type of firm Guido Sassone

Bank guido.sassone@ubs.com
+41 44 239 7666
Head Securities Lending and Financing
Stéphan Demoulin
stephan.demoulin@ubs.com
+41 44 239 7666
Head Relationship Management
Roland Iberg
roland.iberg@ubs.com
+41 44 239 7666
Head Risk & Strategy
Philipp Wilson
philipp.wilson@ubs.com
+41 44 239 7666
Risk & Strategy
Monika Santi
monika.santi@ubs.com
Stephanie Rapp-Nass
stephanie.rapp-naas@ubs.com
+41 44 239 7666
207
SWITZERLAND
Zurcher Kantonalbank SWITZERLAND

Josefstrasse 222, Zurich CH-8005, Switzerland Synthetic finance
Tel: +41 44 293 62 62
Email: primefinance@zkb.ch
www.zkb.ch
IBKR Financial Services AG
Gotthardstrasse 3, 6301 Zug, Switzerland
Head Prime Finance Cash & Collateral Trading &
Tel: +41 41 726 5089
Management
Email: theslb@interactivebrokers.ch
Ueli von Burg
ueli.von.burg@zkb.ch
+41 44 293 60 10 Type of firm
Broker
Head Repo, Securities Lending & CHF STIR
Roger Reist Front Desk Manager | Head Securities Financing
roger.reist@zkb.ch EMEA & APAC
+41 44 293 60 14 Roman Joos
rjoos@interactivebrokers.ch
+41 41 726 9566
Raphael Zemp
raphael.zemp@zkb.ch SLB Trader EMEA
+41 44 293 60 12 Patrick Rosenast
prosenast@interactivebrokers.ch
+41 41 726 5089
Antti Pfister
antti.pfister@zkb.ch SLB Trader EMEA
+41 44 293 60 19 Jan Kleingünther
jkleinguenther@interactivebrokers.ch
+41 41 726 9557
Domenico Mascia
domenico.mascia@zkb.ch
+41 44 293 60 71 Leonteq Securities AG
Europaallee 39, CH-8004 Zurich, Switzerland
Tel: +41 58 800 1111
Email: securitiesfinance@leonteq.com
www.leonteq.com
Type of firm
Securities Dealer
Mina Kinsey
mina.kinsey@leonteq.com
+41 58 800 1197
Artan Morina
artan.morina@leonteq.com
+41 58 800 14 90
208
UNITED ARAB EMIRATES
UNITED ARAB EMIRATES UNITED ARAB EMIRATES

Deutsche Bank
Dubai International Financial Centre, Gate Village
05, Dubai, United Arab Emirates
www.cib.db.com
Type of firm
Standard Chartered Bank Investment Bank
Sheikh Zayed Road, PO Box 999, Building 1, Gate
Deutsche Bank’s Agency Securities Lending
Precinct, DIFC, Dubai, United Arab Emirates
programme provides institutional clients with turnkey
Tel: +971 45 083 600
access to the world’s securities lending and repo
markets.
www.sc.com
Our experienced team is located across multiple
Type of firm
time zones helping clients to generate liquidity and
Banking
incremental returns wherever they are invested.
Standard Chartered Bank is one of the leading Repo We specialise in non-custodial lending strategies
and collateral trading banks with particular focus on and liquidity management strategies and work
Asia, Africa and the Middle East. We’ve got the global consultatively to design the optimum solution for each
network, deep expertise and innovative vision to meet client.
Our global presence and distribution capabilities,
Head of FM Sales, MENA operating model flexibility, choice of routes to market
Souad Benkredda (agency and principal lending) and greater access to
Souad.Benkredda@sc.com liquidity solutions are among the key features and
+971 45 083 600 benefits of our programme.
& ETFs
Head of Sales, Origination & Client Management
EMEA & APAC - Agency Securities Lending
Nigel Brill
nigel.brill@db.com
+971 4 3199 517
209
Synthetic finance

Synthetic finance
HSBC Bank Middle East Limited

HSBC Tower, Box66, Dubai, United Arab Emirates
Tel: +971 4423 7462
www.gbm.hsbc.com
Loic Lebrun
+44 207 991 5682
Head of Equity Finance & Delta One, MENA
Hakan Bilgutay
hakanbilgutay@hsbc.com
+971 4423 7462
Senior Trader, Equity Finance Delta One MENA
Oner Bozoklu
onerbozoklu@hsbc.com
+971 4423 7457
Senior Sales, MENA
Osman Raie
osmanraie@hsbc.com
+971 4423 7512
210
UNITED KINGDOM
UNITED KINGDOM
Merrill Lynch Financial Centre, 2 King Edward
Street, London EC1A 1HQ, United Kingdom
Tel: +44 20 7628 1000
Email: dg.gmff_delta_one_and_equity_finance_
ABN AMRO Bank N.V., UK Branch marketing@bofa.com
5 Aldermanbury Square, corp.bankofamerica.com/business/ci/home
London EC2V 7HR, United Kingdom Type of firm
Tel: +44 20 3192 9230 Broker-Dealer
www.abnamro.co.uk
Global Head of Securities Lending & Head of EMEA
Other offices Equity Finance Trading
Amsterdam, Frankfurt, New York Rajeev Patel
Managing Director rajeev.patel@bofa.com
Jasper Dikker Hupkes +44 20 7996 3007
jasper.dikker-hupkes@uk.abnamro.com Head of EMEA Asset Optimisation Group
+44 20 3192 9220 Alessandro Cozzani
Trading: alessandro.cozzani@bofa.com
Hadley Pritchard +44 20 7996 5404
hadley.pritchard@uk.abnamro.com
+44 20 3192 9233 Barclays Plc
Lawrence Swift 5 North Colonnade, London E14 4BB, United
lawrence.swift@uk.abnamro.com Kingdom
+44 20 3192 9235 Tel: +44 203 134 727
Víctor Maceín
victor.macein@uk.abnamro.com
+44 20 3192 9217 Type of firm
Investment Bank
Sibylle Grassin
sibylle.grassin@uk.abnamro.com International SFT Funding Trading
+44 20 3192 9239 Peter Joyce
peter.joyce@barclays.com
+44 203 134 727
ABN AMRO Clearing Bank N.V

5 Aldermanbury Square | London | EC2V 7HR |
United Kingdom
Neil Nicholls
+44 203 880 4231
Carl Smithies
+44 203 880 4460
211
UNITED KINGDOM
BMO Capital Markets

95 Queen Victoria Street, 2nd floor, London, EC4V
BCS Global Markets 4HG, United Kingdom
Tel: +44 207 664 8232
99 Bishopsgate, London EC2M 3XD, Email: GlobalPrimeFinance@bmo.com
United Kingdom www.bmocm.com
Tel: +44 207 065 2065
Email: sales@bcsprime.com Type of firm
bcsgm.com/en Investment Bank
Type of firm BMO Capital Markets is a leading, full-service North

Prime Brokerage/Broker-Dealer American-based financial services provider offering
BCS Financial Group is a leading financial service group to a complete range of products and services. These
that provides innovative and customizable high and low include equity and debt underwriting, corporate lending
touch trading solutions for Russia and core global & and project financing, merger and acquisitions advisory
emerging markets. services, securitization, treasury management, market
In 2012, BCS Financial Group launched its Global risk management, debt and equity research and
Markets and Investment Banking division to build on its institutional sales and trading.
existing strengths and leading position in the Russian With approximately 2,500 professionals in 30 locations
markets. BCS UK provides the cornerstone for the around the world, including 16 offices in North America,
firm’s global markets and investment banking activities, BMO Capital Markets works proactively with clients to
offering a suite of financial services to European and provide innovative and integrated financial solutions.
BCS offers all clients easy market access through Group (NYSE, TSX: BMO), one of the largest diversified
solutions tailored to meet their specific requirements. financial services providers in North America with
Providing exclusive investment banking services to US$589 billion total assets and over 45,000 employees
professional investors, BCS UK is well positioned to as at July 31, 2018. For more information, visit www.
partner with its clients and provide them with access bmocm.com/.
including the latest technologies and bespoke trading Securities financing activities
solutions for both Russian and global markets. Global Equities
Global Head Securities Finance & Delta One Prime brokerage activities
Christian von Gradowski Synthetics and Equity Repo
Christian.VonGradowski@bcsgm.com Other offices
+44 20 7065 2014 New York, Seattle, Dublin, Melbourne, and Toronto
Deputy Head Securities Finance & Delta One Managing Director
Raj Karan Singh Jonathan Dunn
Rajkaran.Singh@bcsgm.com jonathan.dunn@bmo.com
+44 20 7065 2026 +44 207 664 8232
Vice President Director
Tatiana Malysheva Matthew Raspanti
tmalysheva@bcsprime.com Matthew.Raspanti@bmo.com
+44 20 7065 2022 +44 207 664 8232
Director - ADR/ORD Trading
Nick Moylett
nick.moylett@bmo.com
+44 207 664 8232
212
UNITED KINGDOM
Director
Rich Tarrant
Richard.Tarrant@bmo.com
+44 207 664 8232
Associate BNP Paribas Securities Services -
Ian Smith Principal Lending
Ian.Smith@bmo.com
10 Harewood Avenue, London NW1 6AA, United
+44 207 664 8232
Kingdom
Tel: +44 207 595 2000
Type of firm
Custodian Bank
for buy and sell-side market participants, corporates
to maximise their investment opportunities worldwide.
multiple asset classes and currencies, BNP Paribas
Securities Services has supported securities lending
track record in the securities lending and borrowing
Other offices
Hong Kong
Yannick Bierre
+33 1 57 14 16 54
Global Head of Equity Lending and Head of
Principal Lending Trading Desk London
Tony Blanchard
+44 207 595 5555
Global Head of STIR
Lias Hammouche
+33 1 57 14 16 52
213
UNITED KINGDOM
CREDIT AGRICOLE CIB

Broadwalk House, 5 Appold St, London EC2A 2DA,
United Kingdom
www.ca-cib.com
Type of firm
BNP PARIBAS Arbitrage SNC Investment Bank
10, Harewood Avenue, Global Head of Repo and Secured Funding Credit
London NW1 6AA, United Kingdom Trading
Tel: + 44 207 595 1848 Florent Benichou
Email: eqd_trading_eqf_europe@bnpparibas.com florent.benichou@ca-cib.com
www.bnpparibas.com +44 207 214 7442
Type of firm
Investment Bank
Equity Securities Financing
Raphael Masgnaux
+ 44 207 595 8058
Kieron Smith
+44 207 595 1994
Head of Financing and Collateral Transformation
Sahbi Jerad
sahbi.jerad@uk.bnpparibas.com
+44 207 59 58 342
Head of Equity Finance Europe
Antoine Danneel
antoine.danneel@bnpparibas.com
+33 14 01 45 736
Ceres Securities Limited

10 Ironmonger Lane,
London EC2V 8EY, United Kingdom
Tel: +44 207 778 0730
Email: info@ceressecurities.com
www.ceressecurities.com
Type of firm
Alternative / Illiquid Financing
Director
John Brimmer
john.brimmer@ceressecurities.com
+44 207 778 0730
Director
Charles McSwiggan
charles.mcswiggan@ceressecurities.com
+44 207 778 0730
214
UNITED KINGDOM
GLMX
Deutsche Boerse Group - Global 41 Corsham Street,
London, N1 6DR, United Kingdom
Funding and Financing Markets Tel: +44 20 3637 9678
www.glmx.com
Type of firm
Eurex Repo workflow efficiencies to the global securities financing
markets.
11 Westferry Circus, 2nd Floor, Westferry House,
Canary Wharf, London, E14 4HE, United Kingdom Securities financing activities
www.eurexrepo.com Fixed Income REPO, Equity REPO, Fixed Income
Euro Repo Market, GC Pooling Market, SecLend lending and borrowing, Equity lending and borrowing
Repo/Securities Lending Activities Global Fixed Income and Global Equity
USD, Government Bonds, Corporate Bonds, (Jumbo)- Other offices
Pfandbriefe, Covered Bonds, Agencies, Securities New York & Palo Alto
Lending (Government Bonds, Corporate Bonds, Chief Executive Officer
Supranational Bonds) Glenn Havlicek
Managing Director glenn@glmx.com
Matthias Graulich +1 651 854-GLMX (4569)
matthias.graulich@deutsche-boerse.com Chief Operating Officer
+49 69 211 18078 Sal Giglio
Managing Director sal@glmx.com
Frank Gast +1 646 854-GLMX (4569)
frank.gast@deutsche-boerse.com Managing Director, Europe
+49 69 211 14050 Phil Buck
Sales & Relationship Management Phil@glmx.com
Dale Fullilove +44 20 8191 8804
dale.fullilove@deutsche-boerse.com
+44 207 862 7238
Frank Odendall
frank.odendall@deutsche-boerse.com
+44 207 862 7273
215
UNITED KINGDOM
J.P. Morgan
25 Bank Street, Canary Wharf,
London E14 5JP, United Kingdom
HSBC Bank Plc
Tel: +44 207 134 2946
8 Canada Square, Fax: +44 203 493 1419
London E14 5HQ, United Kingdom www.jpmorgan.com/global/solutions/cib/prime-
Tel: +44 207 991 8888 services
www.gbm.hsbc.com
Type of firm
Global Head of Prime Finance Investment Bank
Loic Lebrun
Managing Director, Co Global Head of Prime
Financing
+44 207 991 5682
Jonathan Cossey
Head of Collateral Treasury jonathan.e.cossey@jpmorgan.com
Jamie Anderson +44 207 742 4250
jamie.anderson@hsbcib.com
Managing Director, EMEA Head of Financing and
+44 207 991 5369
Collateral
Andrew Pritchard
andrew.m.pritchard@jpmorgan.com
+44 207 134 2946
J.P. Morgan
25 Bank Street, Canary Wharf, Floor 6,
London E14 5JP, United Kingdom
services
Type of firm
Custodian Bank
Ben Challice
ben.challice@jpmorgan.com
+44 207 134 7964
Executive Director, Head of Alternative Financing
Jon Atkins
jon.atkins@jpmorgan.com
+44 207 134 0613
Executive Director, Agency Lending Cash
Reinvestment
Mike Brown
michael.z.brown@jpmorgan.com
+44 207 134 1773
216
UNITED KINGDOM
Morgan Stanley & Co. International

20 Bank Street, Canary Wharf, London, E14 4AD,
Matchbox United Kingdom
Tel: +44 207 425 8000
20 Triton Street, Regent Place, Email: @morganstanley.com
London, NW1 3BF, United Kingdom www.morganstanley.com
Tel: +44 207 612 8305
Email: matchbox@sunrisebrokers.com Type of firm
www.matchbox.sunrisebrokers.com/home Investment Bank
Type of firm Executive Director

Collateral Platform - REPO/SBL/TRS Gerard Murphy
Gerard.Murphy@morganstanley.com
We manage complexity to make your trading simpler +44 207 677 4155
It’s easy to connect with our award-winning MatchBox
platform, enabling you to trade efficiently with the Executive Director
securities finance and equity derivatives market Benjamin Scarrott
Benjamin.Scarrott@morganstanley.com
Designed by traders for traders, we know what it takes +44 207 425 3155
to run an efficient desk and what it means to access
so you can concentrate on striking the best deals
with simplified price negotiation, full trade lifecycle
management and confidence that your risk and
regulatory needs are taken care of.
Head of Product MUFG Securities EMEA plc
Glen Stone
Ropemaker Place, 25 Ropemaker Street, London
EC2Y 9AJ, United Kingdom
+44 207 612 8305
Tel: +44 (0)20 7577 2340
Global Product Owner www.mufgsecurities.com
Paul Thomson
Borrow + Loan + Repo
+44 207 034 9848 International Head
Andre van Hese
Andre.vanHese@mufgsecurities.com
Edward Fennessy
+44 20 7577 2307
+44 207 612 8306 Sales
Ruth Ferris
Ruth.Ferris@mufgsecurities.com
+44 20 7577 2340
Sales
Rupert Stone
Rupert.Stone@mufgsecurities.com
+44 20 7577 2354
217
UNITED KINGDOM
Nationwide Building Society Head of Securities Optimization Unit - London

Emmanuel Doublet
1 Threadneedle St, London EC2R 8AW, United emmanuel.doublet@natixis.com
Kingdom +44 203 216 94 76
Tel: +44 20 7261 6501
Head of Short Term Liquidity Nomura International Plc
Terry Barton
terry.barton@nationwide.co.uk 1 Angel Lane, London EC4R 3AB, United Kingdom,
+44 20 7261 6562 United Kingdom
Tel: +44 207 103 6085
Senior Dealer Email: primefinanceemea@nomura.com
Chuma Nwankwo www.nomura.com
Chukwuma.nwankwo@nationwide.co.uk
+44 20 7261 6571 Type of firm
Investment Bank
Senior Dealer
Phillip Gostelow Global Head of Prime Finance
phillip.gostelow@nationwide.co.uk Dougal Brech
+44 20 7261 6551 dougal.brech@nomura.com
+44 20 710 25575
Jamie Purnell
jamie.purnell@nomura.com
+44 20 710 39248
NATIXIS Sales Trading

Tom Rafferty
Cannon Bridge House, 25 Dowgate Hill, tom.rafferty@nomura.com
London EC4R 2YA, United Kingdom +44 20 710 32565
Tel: +44 20 3216 9000
Natixis SA /www.cib.natixis.com Sales Trading
Mike Breeden
Type of firm michael.breeden@nomura.com
Natixis is a French multinational financial services Sales Trading
firm specialized in asset & wealth management, Nick Price
corporate & investment banking, insurance and nicholas.price@nomura.com
payments. A subsidiary of Groupe BPCE, the second- +44 20 710 37126
largest banking group in France through its two retail
banking networks, Banque Populaire and Caisse
d’Epargne, Natixis counts nearly 16,000 employees
across 38 countries. Its clients include corporations,
financial institutions, sovereign and supranational
organizations, and the customers of Groupe BPCE’s
networks.
+33 1 58 55 80 23
Global Head of Securities Optimization Unit
Simon Sourigon
+1 212 891 1805
218
UNITED KINGDOM
Northcross Capital
One Love Lane,
London, EC2V 7JN, United Kingdom
Tel: +44 207 583 2529
Email: team@northcrosscapital.com
www.northcrosscapital.com Royal Bank of Canada
Type of firm Thames Court, One Queenhithe,
Investment Manager London EC4V 3DQ, United Kingdom
Partner Type of firm
Jason Van Praagh Bank
jason.vanpraagh@northcrosscapital.com
+44 207 583 2529 Royal Bank of Canada is a global financial institution
with 85,000+ employees.
Partner
Can Bitirim As Canada’s biggest bank and one of the largest in
can.bitirim@northcrosscapital.com the world based on market capitalization, we have a
+44 207 583 2529 diversified business model with a focus on innovation
and providing exceptional experiences to our 17 million
Partner clients in Canada, the U.S. and 34 other countries. RBC
Steve Anthoney Capital Markets is recognised by the most significant
steve.anthoney@northcrosscapital.com corporations, institutional investors, asset managers,
+44 207 583 2529 private equity firms, governments around the globe
in capital markets, banking, and finance with over
7,900 employees across North America, Europe, and
the Asia-Pacific region in 70 offices and 15 countries.
Central Funding (“CFG”) operates a global secured
finance business providing short-term funding secured
by collateral - typically fixed income and equity
Pirum Systems Ltd securities and structured credit assets.
2 Copthall Avenue, CFG is a global business with over 200 employees
London EC2R 7DA, United Kingdom operating in London, New York, Toronto, Bridgetown,
Tel: +44 207 220 0960 Nassau, Guernsey and Sydney.
www.pirum.com
Cash & Non-Cash funding/collateral trading
Type of firm
CEO Major Currencies
Rajen Sheth
CFG Sales
Barry Withnell
+44 207 220 0963
barry.withnell@rbccm.com
COO & Head of Sales +44 207 029 7153
Philip Morgan
CFG Sales
David Brand
+44 207 220 0965
David.brand@rbccm.com
Head of Client Innovation +44 207 029 0181
Todd Crowther
+44 207 220 0974
219
UNITED KINGDOM
Scotiabank Senior Trader - Treasury, Repo & SLB

Natalie Daniels
201 Bishopsgate, 6th Floor, London EC2M 3NS, natalie.daniels@sovacapital.com
United Kingdom +44 207 826 8207
www.scotiabank.com
Trader - Treasury, Repo & SLB
Head of Collateral Management and Funding Carly Ambler
Martin Weeks, Managing Director carly.ambler@sovacapital.com
martin.weeks@scotiabank.com +44 207 826 8242
+1 416 933 3728
Head of EMEA Repo/Collateral Management and Masoom Ahmed
Funding masoom.ahmed@sovacapital.com
Robert Cawley, Director +44 207 826 8227
robert.cawley@scotiabank.com
+44 207 826 5961
wematch.securitiesfinancing
SOVA Capital Limited 25 North Row, London W1K 6DJ, United Kingdom
Tel: +44 7500 896 826
12th Floor, 88 Wood Street, London EC2V 7RS,
www.wematch.live
United Kingdom
Tel: +44 207 826 8201 Type of firm
Email: info@sovacapital.com Software/Service Provider
Type of firm CEO & Founder
Significant IFPRU firm David Raccat
david@wematch.live
SOVA Capital Limited is an FCA authorized and
+44 7500 896 826
regulated broker located in London with a strong
equity capital base. We offer institutional and
corporate clients a full range of investment brokerage
services.
Our aim is to provide a 360° vision on financial
markets.
As a leading global independent player with a strong
connection to local markets, we work with our clients
to help them expand in the most efficient way, to
discover new opportunities and to achieve their goals
over the long term. We strive to be a safe, innovative
and caring partner at every point on a client’s route
to success, starting with the very first steps of the
journey.
SOVA Capital offers its clients a wide range of
securities financing and treasury products. Our clients
can gain access to a number of geographies and
choose from a variety of tenors and structures.
Head of Treasury, Repo and SLB
Dipan Shah
dipan.shah@sovacapital.com
+44 207 826 8206
220
UNITED KINGDOM
Repo
UNITED KINGDOM Banco Santander SA London Branch

Repo 2 Triton Square, Regents Place,
London NW1 3AN, United Kingdom
Tel: +44 207 756 7257
Aviva Investors Email: slbstmlondontraders@santandercib.co.uk
St Helen’s, 1 Undershaft, www.santander.com
London EC3P 3DQ, United Kingdom
Type of firm
www.avivainvestors.com
Bank
Type of firm
MD STM
Asset Manager
Thomas Hansen
Head of Securities Finance thomas.hansen@santandercib.co.uk
Mick Chadwick +44 207 756 7257
mick.chadwick@avivainvestors.com
ED STM
+44 207 809 6421
Bill Smith
Head of Securities Finance Trading bill.smith@santanderCIB.co.uk
Ben Meaden +44 207 756 6972
ben.meaden@avivainvestors.com
Analyst STM
+44 207 809 6422
Ellis Murley
Securities Finance Trader Ellis.Murley@SantanderCIB.co.uk
Sharon Terry +44 207 756 6337
sharon.terry@avivainvestors.com
+44 207 809 6584 Barclays Plc
Securities Finance Trader 5 North Colonnade,
John Gosling London E14 4BB, United Kingdom
john.gosling@avivainvestors.com Tel: +44 207 773 7486
+44 207 809 6167 www.investmentbank.barclays.com/markets/
Securities Finance Trader prime-brokerage-services.html
David Cook Type of firm
david.cook@avivainvestors.com Investment Bank
+44 207 809 8368
Head Fixed Income Financing Trading, EMEA
Nick Dent
nick.dent@barclays.com
+44 207 773 7486
Head of Fixed Income Financing and Money Market
Sales, EMEA
David Skingle
david.skingle@barclays.com
+44 203 134 8729
221
UNITED KINGDOM
Repo
BBVA SA
1 Canada Square, 44th fl, Canary Wharf,
London, E14 5AA, United Kingdom
Tel: +44 207 397 6126
www.bbvauk.com
Type of firm BCS Global Markets
Bank 99 Bishopsgate, London EC2M 3XD,
Head of Credit Repo Trading United Kingdom
Marta Lombardia Tel: +44 20 7065 2065
Marta.Lombardia@bbva.com Email: sales@bcsprime.com
+44 207 397 6116 www.bcsgm.com/en
Credit Repo Trader Type of firm

Alfonso Burgos Prime Brokerage/Broker-Dealer
alfonso.burgos@bbva.com BCS Financial Group is a leading financial service group
Credit Repo Trader touch trading solutions for Russia and core global &
Arthur Louchard emerging markets.
arthur.louchard@bbva.com
+44 207 397 6126 In 2012, BCS Financial Group launched its Global

Christian.VonGradowski@bcsgm.com
+44 20 7065 2014
Deputy Head Securities Finance & Delta One
Raj Karan Singh
Rajkaran.Singh@bcsgm.com
+44 20 7065 2026
Vice President
Tatiana Malysheva
tmalysheva@bcsprime.com
+44 20 7065 2022
222
UNITED KINGDOM
Repo

Principal Lending
BNP PARIBAS SA
10 Harewood Avenue,
10, Harewood Avenue,
London NW1 6AA, United Kingdom
London NW1 6AA, United Kingdom
Tel: +44 207 595 2000
Tel: + 44 207 595 1848
Email: dl.dlrepotradinglondon@uk.bnpparibas.com
www.bnpparibas.com
Type of firm
Type of firm
Custodian Bank
Investment Bank
custodian and securities services provider. Backed by Global Head of Prime Solutions & Financing
the strength of the BNP Paribas Group, we provide Raphael Masgnaux
multi-asset post-trade and asset servicing solutions raphael.masgnaux@uk.bnpparibas.com
for buy and sell-side market participants, corporates + 44 207 595 8058
global reach covering 90+ markets, our network is one Deputy Global Head of Prime Solutions & Financing
of the most extensive in the industry, enabling clients Kieron Smith
to maximise their investment opportunities worldwide. kieron.a.smith@uk.bnpparibas.com
With in-depth knowledge of global markets across +44 207 595 1994
multiple asset classes and currencies, BNP Paribas Head of Financing and Collateral Transformation
Securities Services has supported securities lending Sahbi Jerad
and borrowing activities for many years. Our proven sahbi.jerad@uk.bnpparibas.com
track record in the securities lending and borrowing +44 207 59 58 342
risk management policy and control and the continuous Global Head of Credit Repo
development of operational efficiencies. Salah Amraoui
salah.amraoui@uk.bnpparibas.com
Hong Kong
Head of European Rates Repo and STIR Sales
Global Head of Principal Lending Eugene Mcgrory
Yannick Bierre eugene.mcgrory@uk.bnpparibas.com
yannick.bierre@bnpparibas.com +44 207 595 8644
+33 1 57 14 16 54
Global Head of Equity Lending and Head of
Principal Lending Trading Desk London
Tony Blanchard
+44 207 595 5555
Global Head of STIR
Lias Hammouche
+33 1 57 14 16 52
223
UNITED KINGDOM
Repo
BrokerTec Europe, CME Group

2 Broadgate Circle,
London EC2M 7UR, United Kingdom
BNY Mellon Tel: 020 7818 9000
Email: media@nex.com
One Canada Square,
www.nexmarkets.com
London E14 5AL, United Kingdom
www.bnymellon.com Type of firm
Type of firm
Investment Company offering investment Managing Director - BrokerTec Europe
management, investment services and wealth John Edwards
management john.edwards@nex.com
+44 207 818 9867
to helping its clients manage and service their financial Head of Repo - BrokerTec Europe
assets throughout the investment lifecycle. Whether Dermot Doherty
providing financial services for institutions, corporations dermot.doherty@nex.com
or individual investors, BNY Mellon delivers informed +44 207 818 9852
35 countries and more than 100 markets. As of Sept. Head of Government Bonds - BrokerTec Europe
30, 2016, BNY Mellon had $30.5 trillion in assets Lorenzo Ruffatti
under custody and/or administration, and $1.7 trillion lorenzo.ruffatti@nex.com
in assets under management. BNY Mellon can act as +44 207 818 9858
a single point of contact for clients looking to create,
trade, hold, manage, service, distribute or restructure Canadian Imperial Bank of
investments. BNY Mellon is the corporate brand of Commerce
The Bank of New York Mellon Corporation (NYSE: BK).
Additional information is available on www.bnymellon. 150 Cheapside, London EC2V 6ET, United Kingdom
com. Follow us on Twitter @BNYMellon or visit our www.cibc.com
newsroom at www.bnymellon.com/newsroom for the Executive Director, Head of EMEA GCF
latest company news. Andy Wise
Securities financing activities andy.wise@cibc.co.uk
Fixed income lending and borrowing, Corporate bond +44 20 7234 7111
lending and borrowing, Fixed Income REPO Iacopo Giuliani
Main collateral types Iacopo.giuliani@cibc.co.uk
Major Currencies, Global Fixed Income, Global Equities +44 20 7234 7112

William Kelly
+1 212 815 3908
MD, CIO
Larry Mannix
larry.mannix@bnymellon.com
+1 212 815 3040
Director EURO Cash Reinvestment
Simon Toon
simon.toon@bnymellon.com
+44 20 7163 5869
224
UNITED KINGDOM
Repo
Cowen Execution Services LLC

1 Snowden Street,
Tel: +44 207 071 7580
www.cowen.com
Matthew Baldassano
+1 646 562 1555
Director
John Overy
john.overy@cowen.com
+44 207 071 7580
Director
Steven Goff
steven.goff@cowen.com
+44 207 071 7570 Eurex Repo
11 Westferry Circus, 2nd Floor, Westferry House,
CREDIT AGRICOLE CIB Canary Wharf, London, E14 4HE, United Kingdom
www.eurexrepo.com
Broadwalk House, 5 Appold St,
London EC2A 2DA, United Kingdom Euro Repo Market, GC Pooling Market, SecLend
www.ca-cib.com Market (CCP), Select Invest, Select Finance, eTriparty
Type of firm Repo/Securities Lending Activities
Investment Bank Secured Funding and Financing in CHF, EUR, GBP and
Global Head of Repo and Secured Funding Credit
Trading
Florent Benichou
florent.benichou@ca-cib.com
+44 207 214 7442 Managing Director
Matthias Graulich
Credit Suisse matthias.graulich@deutsche-boerse.com
+49 69 211 18078
1 Cabot Square, Canary Wharf, London E14 4QJ,
United Kingdom Managing Director
www.credit-suisse.com Frank Gast
Head of Government Repo Desk and Collateral +49 69 211 14050
Optimisation Group
Romain Dumas Sales & Relationship Management
romain.dumas@credit-suisse.com Dale Fullilove
+44 20 7888 4102 dale.fullilove@deutsche-boerse.com
+44 207 862 7238
Head of Credit Repo Desk
Michael Bekefi Sales & Relationship Management
michael.bekefi@credit-suisse.com Frank Odendall
+44 20 7888 1859 frank.odendall@deutsche-boerse.com
+44 207 862 7273
225
UNITED KINGDOM
Repo
GLMX
41 Corsham Street, London, N1 6DR, United
Kingdom HSBC Bank Plc
Tel: +44 20 3637 9678
Email: sales@glmx.com 8 Canada Square, London E14 5HQ, United Kingdom
glmx.com Tel: +44 207 991 8888
www.gbm.hsbc.com
Type of firm
Global Financial Technology Provider Global Head of Repo Trading
Jean-Michel Meyer
Representing the fusion of Wall Street expertise and jean-michel.meyer@hsbcib.com
Silicon Valley technology, GLMX was founded by a +44 20 7991 5708
2010. Funded by a leading west coast venture capital Head of Short Term Trading EMEA
firm, GLMX utilizes cutting edge technology to bring Glenn Handley
unprecedented trading and liquidity management glenn.handley@hsbcib.com
workflow efficiencies to the global securities financing +44 207 991 5789
markets. Repo Trading
Securities financing activities Terry E Ballard
Fixed Income REPO, Equity REPO, Fixed Income terry.ballard@hsbcib.com
lending and borrowing, Equity lending and borrowing +44 207 991 5940
Main collateral types Repo Trading

Global Fixed Income and Global Equity Ilja Arslanov
ilja.arslanov@hsbc.com
Repo Trading
Chief Executive Officer Jonny Forrest
Glenn Havlicek Jonathan.x.forrest@hsbc.com
glenn@glmx.com 44 207 991 5590
+1 652 854-GLMX (4569)
Repo Trading
Chief Operating Officer Guillaume Roche
Sal Giglio guillaume.roche@hsbc.com
sal@glmx.com +44 207 991 5390
+1 646 854-GLMX (4569)
Head of Repo Sales
Managing Director, Europe Ned B Taylor
Phil Buck ned.b.taylor@hsbcib.com
Phil@glmx.com +44 207 991 1493
+44 20 8191 8804
Repo Sales
Rowan Crichton
rowan.crichton@hsbcib.com
+44 207 991 5558
Vivek Patel
vivek.patel@hsbc.com
+44 207 991 5558
Serge-Jacques Sofian
Serge-Jacques.Sofian@hsbc.com
+44 207 991 1300
226
UNITED KINGDOM
Repo
LCH Limited
Aldgate House, 33 Aldgate High Street,
London EC3N 1EA, United Kingdom
ING Bank, London Branch Tel: +44 207 426 7000
www.lch.com
8-10 Moorgate EC2R 6DA London, UK, United
Kingdom Type of firm
Tel: +44 20 7767 8396 Central Counterparty
Email: inggsffir@ing.com Global Head of Rates, Securities and Collateral and
www.ingwb.com Liquidity Management
Main collateral types Bruce Kellaway
All Cash and Securities bruce.kellaway@lch.com
+44 207 426 7045
Richard Pryce Head of Membership Sales and Relationship
richard.pryce@ing.com Management, Repoclear
+44 207 767 8396 Nigel de Jong
+44 207 426 7273
Jefferies International
100 Bishopsgate, London, EC2N 4JL, United MarketAxess (Trax)
Kingdom
Tel: +44 207 029 8000 5 Aldermanbury Square, London, EC2V 7HR, United
Email: londonrepo@jefferies.com Kingdom
www.jefferies.com Tel: +44 20 3655 3470
Email: post-trade@traxmarkets.com
Type of firm www.marketaxess.com/sftr-solutions
Financial Services
Type of firm
Repo Sales & Trading Regulatory reporting, matching and data service
Nick Trott provider
ntrott@jefferies.com
+44 207 898 7332 Head of Trax
Christopher Smith
Repo Sales & Trading csmith@marketaxess.com
Leonie Clark +44 203 655 3479
leonie.clark@jefferies.com
+44 207 898 7365 Head of Match Strategy
Camille McKelvey
Repo Trading CMcKelvey@marketaxess.com
Matteo Luciani +44 203 655 3475
mluciani@jefferies.com
+44 207 898 7799 Head Business Development,
SFTR & Securities Lending
Sunil Daswani
sdaswani@marketaxess.com
+44 20 3655 3577
227
UNITED KINGDOM
Repo
Morgan Stanley & Co. International

20 Bank Street, Canary Wharf, London, E14 4AD,
Matchbox United Kingdom
Tel: +44 207 425 8000
20 Triton Street, Regent Place, Email: @morganstanley.com
London, NW1 3BF, United Kingdom www.morganstanley.com
Tel: +44 207 612 8305
Email: matchbox@sunrisebrokers.com Type of firm
www.matchbox.sunrisebrokers.com/home Investment Bank
Type of firm Executive Director

Collateral Platform - REPO/SBL/TRS Gerard Murphy
Gerard.Murphy@morganstanley.com
We manage complexity to make your trading simpler +44 207 677 4155
It’s easy to connect with our award-winning MatchBox
platform, enabling you to trade efficiently with the Executive Director
securities finance and equity derivatives market. Paul Elkins
Paul.Elkins@morganstanley.com
Designed by traders for traders, we know what it takes +44 207 677 0871
so you can concentrate on striking the best deals
management and confidence that your risk and
Head of Product
MUFG Securities EMEA plc
Glen Stone Ropemaker Place, 25 Ropemaker Street,
glen.stone@sunrisebrokers.com London EC2Y 9AJ, United Kingdom
+44 207 612 8305 Tel: +44 207 577 2340
www.mufgsecurities.com
Paul Thomson Borrow + Loan + Repo
+44 207 034 9848 International Head
Andre van Hese
Head of Equity Finance Broking Andre.vanHese@mufgsecurities.com
Edward Fennessy +44 207 577 2307
+44 207 612 8306 Sales
Ruth Ferris
Ruth.Ferris@mufgsecurities.com
+44 207 577 2340
Sales
Rupert Stone
Rupert.Stone@mufgsecurities.com
+44 207 577 2354
228
UNITED KINGDOM
Repo
Nomura International plc

1 Angel Lane, London EC4R 3AB, United Kingdom
Tel: +44 207 103 5401
MTS Email: ratesfinancingsales@nomura.com
www.nomura.com
10 Paternoster Square,
London, EC4M 7LS, United Kingdom Type of firm
Tel: +44 20 7797 1199 Investment Bank
Email: repo@mtsmarkets.com Head of Rates Repo Trading
www.mtsmarkets.com Anthony Jawad
anthony.jawad@nomura.com
Type of firm
+44 20 710 32337
Trading Venue
Rates Repo Trading
MTS has been a trusted facilitator of electronic fixed Alan Hookham
income markets for over 30 years, trading through a alan.hookham@nomura.com
network of over 500 unique counterparties and 1,000 +44 20 710 32337
participants across our platforms in Europe and the US
with average daily volumes exceeding EUR 100 billion. Dan Blackmore
dan.blackmore@nomura.com
MTS delivers one of the primary sources of liquidity in +44 20 710 39243
European Repo trading through its MTS Repo platform.
It brings together over 150 unique participants across Andrew Davis
Europe, offering deep liquidity for both cash investors andrew.davis@nomura.com
and specific bond traders. The depth of counterparties +44 20 710 32337
and range of instruments combined with pricing Head of Credit & EM Repo Trading
transparency has made it a benchmark electronic Rafy Kouyoumjian
trading platform for the European repo market. rafy.kouyoumjian@nomura.com
+44 20 710 36020
MTS’s D2C segment for the repo market on MTS
BondVision UK combines the functionality and Credit & EM Repo Trading
technology of its established D2D Repo and D2C Cash Roberto Sanzo
platforms to create a dedicated new section on MTS roberto.sanzo@nomura.com
BondVision, enabling direct electronic D2C trading in +44 20 710 35401
repo contracts. With a desktop presence at over 100 Sumeet Sharma
sell-side institutions via its MTS Repo platform, and sumeet.sharma@nomura.com
over 400 buy-side institutions via its MTS BondVision +44 20 710 31978
platform for cash bonds, MTS is ideally placed to
help buy-side clients seeking access to balance sheet Head of Sales
in an environment of reduced collateral availability James Kavanagh
and increased regulatory burden. The unique dealer james.kavanagh@nomura.com
axe pages help highlight dealer inventory, linking to +44 20 710 35412
interdealer quotes to ensure axe integrity. Repo Sales
Global Head of Product Sam Karim
Oliver Clark sam.karim@nomura.com
oliver.clark@mtsmarkets.com +44 20 710 33298
+44 207 797 4063 Jack Barkham
jack.barkham@nomura.com
Product Manager - Repo & Money Markets
+44 20 710 31941
Tim Martins
tim.martins@mtsmarkets.com Aran Altay
+44 207 797 4246 aran.altay@nomura.com
+44 20 710 31941
Repo Sales
Andrea Raffo Chuka Ilogu
andrea.raffo@mtsmarkets.com chuka.ilogu@nomura.com
+44 207 797 4091 +44 207 103 3220
229
UNITED KINGDOM
Repo
Northcross Capital
One Love Lane, London EC2V 7JN, United Kingdom
Tel: +44 207 583 2529
Email: investments@northcrosscapital.com
www.northcrosscapital.com
Type of firm
Royal Bank of Canada
Investment Manager Thames Court, One Queenhithe,
London EC4V 3DQ, United Kingdom
Partner
Jason Van Praagh Type of firm
jason.vanpraagh@northcrosscapital.com Bank
+44 207 583 2529
Royal Bank of Canada is a global financial institution
Partner with 85,000+ employees.
Can Bitirim
can.bitirim@northcrosscapital.com As Canada’s biggest bank and one of the largest in
+44 207 583 2529 the world based on market capitalization, we have a
Partner and providing exceptional experiences to our 17 million
Steve Anthoney clients in Canada, the U.S. and 34 other countries.
steve.anthoney@northcrosscapital.com
+44 207 583 2529 RBC Capital Markets is recognised by the most
the globe in capital markets, banking, and finance
Europe, and the Asia-Pacific region in 70 offices and 15
Pirum Systems Ltd secured by collateral - typically fixed income and equity
2 Copthall Avenue, securities and structured credit assets.
London EC2R 7DA, United Kingdom CFG is a global business with over 200 employees
Tel: +44 207 220 0960 operating in London, New York, Toronto, Bridgetown,
Email: sales@pirum.com Nassau, Guernsey and Sydney.
www.pirum.com
Type of firm Government/Corporate Bond Repo
CEO Global Fixed Income, Global Equity, Structured Credit,
Rajen Sheth Major Currencies
+44 207 220 0963 Head of Repo Trading
Ian Williams
COO & Head of Sales Ian.r.williams@rbccm.com
Philip Morgan +44 20 7029 7047
+44 207 220 0965 Head of Repo Sales
Jon Ford
Head of Client Innovation Jon.ford@rbccm.com
Todd Crowther +44 20 7029 7047
+44 207 220 0974
230
UNITED KINGDOM
Repo
Scotiabank Senior Trader - Treasury, Repo & SLB

Natalie Daniels
201 Bishopsgate, 6th Floor, natalie.daniels@sovacapital.com
London EC2M 3NS, United Kingdom +44 207 826 8207
www.scotiabank.com
Head of Collateral Management and Funding Carly Ambler
Martin Weeks, Managing Director carly.ambler@sovacapital.com
martin.weeks@scotiabank.com +44 207 826 8242
+1 416 933 3728
Head of EMEA Repo/Collateral Management and Masoom Ahmed
Funding masoom.ahmed@sovacapital.com
Robert Cawley, Director +44 207 826 8227
robert.cawley@scotiabank.com
+44 207 826 5961
SOVA Capital Limited Standard Chartered Bank

12th Floor, 88 Wood Street, London EC2V 7RS, 1 Basinghall Avenue,
United Kingdom London EC2V 5DD, United Kingdom
Tel: +44 207 826 8201 Tel: +44 207 885 8888
Email: info@sovacapital.com Email: repo.trading@sc.com
www.sc.com
Type of firm
Significant IFPRU firm Type of firm
Banking
SOVA Capital Limited is an FCA authorized and
regulated broker located in London with a strong Standard Chartered Bank is one of the leading Repo
equity capital base. We offer institutional and and collateral trading banks with particular focus on
corporate clients a full range of investment brokerage Asia, Africa and the Middle East. We’ve got the global
services. network, deep expertise and innovative vision to
meet all your financing needs and more. We also offer
Our aim is to provide a 360° vision on financial Fixed Income Prime Brokerage and Securities Lending
markets. services for both Equity and Fixed Income.
As a leading global independent player with a strong Other offices
connection to local markets, we work with our clients Singapore, Hong Kong, Shanghai, Johannesburg,
to help them expand in the most efficient way, to Dubai and New York
over the long term. We strive to be a safe, innovative Global Head of Repo
and caring partner at every point on a client’s route Ed Donald
to success, starting with the very first steps of the Ed.Donald@sc.com
journey. +44 207 885 5524
SOVA Capital offers its clients a wide range of Head of Financing Sales UK and Europe
securities financing and treasury products. Our clients Ayhan Buberka
can gain access to a number of geographies and Ayhan.Buberka@sc.com
choose from a variety of tenors and structures. +44 207 885 5460

Dipan Shah
+44 207 826 8206
231
UNITED KINGDOM
Repo
TD Securities
60 Threadneedle Street, London, EC2R 8AP, United
Kingdom
Tel: +44 207 920 0272
www.tdsecurities.com Tradeweb
Type of firm 1 Fore Street Avenue,
Wholesale Bank London EC2Y 9DT, United Kingdom
Tel: +44 20 7776 3200
Director
Email: Europe.Repo@tradeweb.com
Simon Starr
Web: Tradeweb.com
Simon.Starr@tdsecurities.com
+44 207 588 0208 Type of firm
Trading Venue
Director
Allen Chung Tradeweb Markets Inc. (Nasdaq: TW) is a leading,
Allen.Chung@tdsecurities.com global operator of electronic marketplaces for rates,
+44 207 588 0208 credit, equities and money markets. Tradeweb provides
Toronto Dominion trading, straight-through processing and reporting for
60 Threadneedle Street, London EC2R 8AP, United wholesale and retail markets. Advanced technologies
Kingdom developed by Tradeweb enhance price discovery,
Tel: +44 207 638 5988 order execution and trade workflows while allowing
Type of firm
trading operations. Tradeweb serves approximately
Bank
2,500 clients in more than 65 countries. On average,
Head of Repo, UK & Europe Tradeweb facilitated more than $700 billion in notional
Iain Colquhoun value traded per day over the past four fiscal quarters.
iain.colquhoun@tdsecurities.com
Repo Products Traded
+44 207 638 5988
U.S. Treasuries, European Government Bonds,
UK Sales Corporate Bonds, Euro, GBP, JPY, SEK, NOK, DKK,
Andy Meekings AUD, NZD, CHF and Triparty
andrew.meekings@tdsecurities.com
Trade Types
+44 207 638 5988
Repo and Reverse, Buy/Sell and Sell/Buy
European Sales
Protocols
Rachel Hofland
All-or-nothing, non-contingent, fixed and floating, GC
rachel.hofland@tdsecurities.com
Baskets, GC vs Specials (zero net cash)
+44 207 638 5988
Other offices
Settlement: Bilateral and Cleared
Director, Repo & Money Markets
Tom Trott
Tom.Trott@tradeweb.com
+44 (0)20 7776 3200
Director, Repo & Money Markets
James Kelly
James.Kelly@tradeweb.com
+44 (0)20 7776 3200
232
UNITED KINGDOM
Securities lending
UNITED KINGDOM Asterisk Networks

Securities lending Floor 4, 39 Dover Street, London W1S 4NN, United
Kingdom
Tel: +44 207 663 3561
www.asterisknetworks.com
Type of firm
Service Provider
ABN AMRO Bank N.V., UK Branch
Tammy Phillips
5 Aldermanbury Square, London EC2V 7HR, United tammy.phillips@asterisknetworks.com
Kingdom +44 207 663 3561
Tel: +44 20 3192 9230
Alex Ithier
www.abnamro.co.uk
alex.itheir@asterisknetworks.com
Amsterdam, Frankfurt, New York
Louise Riley
Managing Director louise.riley@asterisknetworks.com
Jasper Dikker Hupkes +44 207 663 3561
jasper.dikker-hupkes@uk.abnamro.com
+44 20 3192 9220 Aviva Investors
Trading: St Helen’s, 1 Undershaft,
Hadley Pritchard London EC3P 3DQ, United Kingdom
hadley.pritchard@uk.abnamro.com www.avivainvestors.com
+44 20 3192 9233
Type of firm
Lawrence Swift Asset Manager
lawrence.swift@uk.abnamro.com
+44 20 3192 9235 Head of Securities Finance
Mick Chadwick
Víctor Maceín mick.chadwick@avivainvestors.com
victor.macein@uk.abnamro.com +44 207 809 6421
+44 20 3192 9217
Head of Securities Finance Trading
Sibylle Grassin Ben Meaden
sibylle.grassin@uk.abnamro.com ben.meaden@avivainvestors.com
+44 20 3192 9239 +44 207 809 6422
Sharon Terry
sharon.terry@avivainvestors.com
+44 207 809 6584
ABN AMRO Clearing Bank N.V Securities Finance Trader
John Gosling
5 Aldermanbury Square | London | EC2V 7HR |
john.gosling@avivainvestors.com
United Kingdom
+44 207 809 6167
David Cook
Neil Nicholls
david.cook@avivainvestors.com
+44 207 809 8368
+44 203 880 4231
Carl Smithies
+44 203 880 4460
233
UNITED KINGDOM
Securities lending
Banco Santander SA London Branch Barclays Plc

2 Triton Square, Regents Place, 5 North Colonnade,
London NW1 3AN, United Kingdom London E14 4BB, United Kingdom
Tel: +44 207 756 7257 Tel: +44 203 134 8602
Email: slbstmlondontraders@santandercib.co.uk www.investmentbank.barclays.com/markets/
www.santander.com prime-brokerage-services.html
Bank Investment Bank
MD Securities Finance Head of SBL Trading, Equities, EMEA
Thomas Hansen Peter Foley
thomas.hansen@santandercib.co.uk peter.l.foley@barclays.com
+44 207 756 7257 +44 203 134 8602
ED Securities Finance
Peter Rimer
peter.rimer@santandercib.co.uk
+44 207 756 6719
Assoc. Securities Finance
Jack Douglas-Griffiths BCS Global Markets
jack.douglas-griffiths@santandercib.co.uk
+44 207 756 7027 99 Bishopsgate,
London EC2M 3XD, United Kingdom
Tel: +44 207 065 2065
www.bcsgm.com/en
Type of firm
Prime Brokerage/Broker-Dealer
Merrill Lynch Financial Centre, 2 King Edward
Street, London EC1A 1HQ, United Kingdom
Tel: +44 20 7628 1000
Email: dg.gmff_delta_one_and_equity_finance_
emerging markets.
marketing@bofa.com
Type of firm Markets and Investment Banking division to build on its
Broker-Dealer existing strengths and leading position in the Russian
Global Head of Securities Lending & Head of EMEA
Equity Finance Trading
Rajeev Patel
rajeev.patel@bofa.com
+44 20 7996 3007
Head of EMEA Asset Optimisation Group solutions tailored to meet their specific requirements.
Alessandro Cozzani Providing exclusive investment banking services to
alessandro.cozzani@bofa.com professional investors, BCS UK is well positioned to
+44 20 7996 5404 partner with its clients and provide them with access
+44 20 7065 2014
234
UNITED KINGDOM
Securities lending
Deputy Head Securities Finance & Delta One Director

Raj Karan Singh Matthew Raspanti
Rajkaran.Singh@bcsgm.com Matthew.Raspanti@bmo.com
+44 20 7065 2026 +44 207 664 8232
Vice President Director - ADR/ORD Trading
Tatiana Malysheva Nick Moylett
tmalysheva@bcsprime.com nick.moylett@bmo.com
+44 20 7065 2022 +44 207 664 8232
Director
Rich Tarrant
+44 207 664 8232
BMO Capital Markets Associate

Ian Smith
95 Queen Victoria Street, 2nd floor, Ian.Smith@bmo.com
London, EC4V 4HG, United Kingdom +44 207 664 8232
Tel: +44 207 664 8232
www.bmocm.com
Type of firm
Investment Bank
bmocm.com
Global Equities
Other offices
New York, Seattle, Dublin, Melbourne, and Toronto
Managing Director
Jonathan Dunn
jonathan.dunn@bmo.com
+44 207 664 8232
235
UNITED KINGDOM
Securities lending
BNP Paribas Securities Services - BNP Paribas Securities Services -

Agency Lending Principal Lending
10 Harewood Avenue, 10 Harewood Avenue,
London NW1 6AA, United Kingdom London NW1 6AA, United Kingdom
Tel: +44 207 595 2000 Tel: +44 207 595 2000
www.securities.bnpparibas.com/solutions/ www.securities.bnpparibas.com/solutions/
securities-lending.html securities-lending.html
Custodian Bank Custodian Bank
BNP Paribas Securities Services, a wholly owned BNP Paribas Securities Services, a wholly owned
subsidiary of the BNP Paribas Group, is a leading global subsidiary of the BNP Paribas Group, is a leading global
custodian and securities services provider. Backed by custodian and securities services provider. Backed by
the strength of the BNP Paribas Group, we provide the strength of the BNP Paribas Group, we provide
multi-asset post-trade and asset servicing solutions multi-asset post-trade and asset servicing solutions
for buy and sell-side market participants, corporates for buy and sell-side market participants, corporates
and issuers. With local expertise in 35 countries and a and issuers. With local expertise in 35 countries and a
global reach covering 90+ markets, our network is one global reach covering 90+ markets, our network is one
of the most extensive in the industry, enabling clients of the most extensive in the industry, enabling clients
to maximise their investment opportunities worldwide. to maximise their investment opportunities worldwide.
With in-depth knowledge of global markets across With in-depth knowledge of global markets across
multiple asset classes and currencies, BNP Paribas multiple asset classes and currencies, BNP Paribas
Securities Services has supported securities lending Securities Services has supported securities lending
and borrowing activities for many years. Our proven and borrowing activities for many years. Our proven
track record in the securities lending and borrowing track record in the securities lending and borrowing
industry is the result of strong trading expertise, robust industry is the result of strong trading expertise, robust
risk management policy and control and the continuous risk management policy and control and the continuous
development of operational efficiencies. development of operational efficiencies.
Securities financing activities Securities financing activities
Agency and Third Party Securities Lending Principal Lending
Main collateral types Other offices
Non Cash Hong Kong
Other offices Global Head of Principal Lending
New York, Sydney Yannick Bierre
Head of Agency Lending Trading, EMEA
+33 1 57 14 16 54
Graeme Perry
graeme.perry@uk.bnpparibas.com Global Head of Equity Lending and Head of
+44 207 410 6450 Principal Lending Trading Desk London
Tony Blanchard
Head of Technical Sales
Christian Oger
+44 207 595 5555
christian.oger@bnpparibas.com
+33 40 14 1562 Global Head of STIR
Lias Hammouche
+33 1 57 14 16 52
236
UNITED KINGDOM
Securities lending

35 countries and more than 100 markets. As of Sept.
30, 2016, BNY Mellon had $30.5 trillion in assets
under custody and/or administration, and $1.7 trillion
in assets under management. BNY Mellon can act as
a single point of contact for clients looking to create,
BNP PARIBAS Arbitrage SNC trade, hold, manage, service, distribute or restructure
investments. BNY Mellon is the corporate brand of
10, Harewood Avenue, The Bank of New York Mellon Corporation (NYSE: BK).
London NW1 6AA, United Kingdom Additional information is available on www.bnymellon.
Tel: + 44 207 595 1848 com. Follow us on Twitter @BNYMellon or visit our
Email: eqd_trading_eqf_europe@bnpparibas.com newsroom at www.bnymellon.com/newsroom for the
www.bnpparibas.com latest company news.
Type of firm Securities financing activities
Investment Bank Fixed income lending and borrowing, Corporate bond
Equity Securities Financing lending and borrowing, Fixed Income REPO, Stock
lending and borrowing, Equity Repo
Raphael Masgnaux Main collateral types
raphael.masgnaux@uk.bnpparibas.com Major Currencies, Global Fixed Income, Global Equities
+44 207 595 8058 MD, Global Head of Agency Securities Finance
Deputy Global Head of Prime Solutions & Financing William Kelly
Kieron Smith bill.kelly@bnymellon.com
kieron.a.smith@uk.bnpparibas.com +1 212 815 3908
+44 207 595 1994 MD, Global Head of Agency Securities Finance
Head of Financing and Collateral Transformation Trading
Sahbi Jerad Simon Tomlinson
sahbi.jerad@uk.bnpparibas.com simon.tomlinson@bnymellon.com
+44 207 595 8342 +44 207 163 4600
Head of Equity Finance Europe Head of Agency Lending Trading - EMEA Fixed
Antoine Danneel Income
antoine.danneel@bnpparibas.com Howard Field
+33 14 01 45 736 Howard.Field@bnymellon.com
+44 207 163 5868
Head of Agency Lending Trading - EMEA Equities
Grant Mansfield
Grant.Mansfield@bnymellon.com
+44 207 163 5927
BNY Mellon
One Canada Square,
London E14 5AL, United Kingdom
www.bnymellon.com
Type of firm
Investment Company offering investment
management, investment services and wealth
management
to helping its clients manage and service their financial
237
UNITED KINGDOM
Securities lending
Brown Brothers Harriman Investor Ceres Securities Limited

Services Limited 10 Ironmonger Lane,
Park House, 16-18 Finsbury Circus, London EC2V 8EY, United Kingdom
London EC2M 7EB, United Kingdom Tel: +44 207 778 0703
Tel: +44 207 588 6166 Email: info@ceressecurities.com
www.bbh.com www.ceressecurities.com
Head of Securities Lending - EMEA Type of firm

Robert Lees Equity Finance Broker
robert.lees@bbh.com Director
+44 207 614 2171 John Brimmer
Securities Lending Business Development - john.brimmer@ceressecurities.com
Americas +44 207 778 0730
Chris Griffin Broking Team
chris.griffin@bbh.com Steve Ball
+1 617 772 2410 steve.ball@ceressecurities.com
+44 207 778 0703
Canadian Imperial Bank of
Broking Team
Commerce Ben Coppola
150 Cheapside, London EC2V 6ET, United Kingdom ben.coppola@ceressecurities.com
www.cibc.com +44 207 778 0703
Managing Director, Global Head of Securities Director

Lending Charles McSwiggan
Paul Larkin charles.mcswiggan@ceressecurities.com
Paul.Larkin@cibc.com +44 207 778 0730
+1 416 594 7371
Executive Director, Head of European Securities Citi
Lending Citigroup Centre, 33 Canada Square,
Shauneen McBirney London E14 5LB, United Kingdom
shauneen.mcbirney@cibc.co.uk
+44 20 7234 7278 Type of firm
Investment Bank
MD Sales Trading Desk Head
Lauren Degney
lauren.degney@citi.com
+44 207 986 1457
Equity Finance Trader - VP
Stewart Kemp
stewart.kemp@citi.com
+44 207 9860 586
238
UNITED KINGDOM
Securities lending
Citi Cowen Execution Services LLC

Citigroup Centre, Canary Wharf, London E14 5LB, 1 Snowden Street,
United Kingdom London EC2A 2DQ, United Kingdom
Tel: +44 207 986 9702 Tel: 44 207 071 7580
www.citibank.com/mss/products/investor_svcs/ www.cowen.com
securities_finance/
EMEA Head of Agency Lending Finance and Global Clearing
Stuart Jarvis Matthew Baldassano
stuart.jarvis@citi.com matt.baldassano@cowen.com
+44 207 986 0223 +1 646 562 1555
EMEA Head of Equity Agency Lending Trading Director
Matt Glennon John Overy
matthew.glennon@citi.com john.overy@cowen.com
+44 207 986 6069 +44 207 071 7580
Equity Agency Lending Trading Director
Daniel Townend Steven Goff
daniel.townend@citi.com steven.goff@cowen.com
+44 207 986 9702 +44 207 071 7570
Equity Agency Lending Trading
Liudmila Sorgassi
liudmila.sorgassi@citi.com
+353 1 622 0805
EMEA Head of Fixed Income Agency Lending
Trading
Stephen Beill
stephen.beill@citi.com
+44 207 986 3650
Fixed Income Agency Lending Trading
Aymen Labidi
aymen.labidi@citi.com
+44 207 986 9703
239
UNITED KINGDOM
Securities lending
Deutsche Bank Fixed Income Trading, EMEA, Agency Securities

Lending
105/108 Old Broad St (Pinners Hall), Alice Whitlow
London EC2N 1EN, United Kingdom alice.whitlow@db.com
www.cib.db.com +44 207 547 0147
Type of firm Head of Equity Trading, EMEA, Agency Securities
Investment Bank Lending
Deutsche Bank’s Agency Securities Lending Kevin Norris
programme provides institutional clients with turnkey kevin.norris@db.com
access to the world’s securities lending and repo +44 207 547 6230
markets. Equity Trading, EMEA, Agency Securities Lending
Our experienced team is located across multiple Ritu Jain
time zones helping clients to generate liquidity and ritu.jain@db.com
incremental returns wherever they are invested. +44 207 541 2171
consultatively to design the optimum solution for each
client. Our global presence and distribution capabilities,
operating model flexibility, choice of routes to market
(agency and principal lending) and greater access to
liquidity solutions are among the key features and
benefits of our programme. Deutsche Boerse Group - Global
Main collateral types Funding and Financing Markets
& ETFs
Head of ASL Trading EMEA & APAC & Co-Head
EMEA & APAC, Agency Securities Lending
James Aris
james.aris@db.com
+44 207 547 6230 Clearstream Banking
Global Head of ASL Client Management & 11 Westferry Circus, 2nd Floor, Westferry House,
Structuring & Co Head of EMEA & APAC ASL Canary Wharf, London, E14 4HE, United Kingdom
Zorawar Singh www.clearstream.com
zorawar.singh@db.com
Member of the Executive Board, Clearstream
+44 207 541 3652
Banking AG
Global Head of Product Development, Agency Executive Vice President, Global Head of Banking,
Securities Lending Funding & Financing
Paul Fahy Tilman Fechter
paul.fahy@db.com Tilman.Fechter@clearstream.com
+44 207 541 7026 +44 207 862 7626
Sales, Origination & Client Management - Agency Senior Vice President, Head of BFF Business
Securities Lending Development
Maurice Leo Alexandre Roques
maurice.leo@db.com alexandre.roques@deutsche-boerse.com
+44 207 547 5225 +44 207 862 7626
Head of Fixed Income Trading EMEA, Agency
Securities Lending
Lee Ropelato
lee.ropelato@db.com
+44 207 547 8967
240
UNITED KINGDOM
Securities lending

Clearstream Banking Eurex Clearing

11 Westferry Circus, 2nd Floor, Westferry House, 11 Westferry Circus, 2nd Floor, Westferry House,
Canary Wharf, London, E14 4HE, United Kingdom Canary Wharf, London, E14 4HE, United Kingdom
Tel: +44 207 862 7000 Tel: +44 207 862 7634
www.clearstream.com www.eurexclearing.com
Securities Services Central Counterparty
Securities financing activities Gerard Denham
Triparty Collateral Management, Triparty Repo, GC gerard.denham@deutsche-boerse.com
Pooling, Securities Lending +44 207 862 7634
Executive Director Jonathan Lombardo
Tilman Fechter jonathan.lombardo@deutsche-boerse.com
Tilman.Fechter@clearstream.com +44 207 862 7559
+352 243 36157
Head of Global Securities Financing
Richard Glen
richard.glen@deutsche-boerse.com
+44 207 862 7142
241
UNITED KINGDOM
Securities lending
eSecLending (Europe), Ltd

Tower 42, 25 Old Broad Street, 9th Floor,
London EC2N 1HQ, United Kingdom
Tel: +44 207 469 6000
www.eseclending.com
Type of firm
Funding and Financing Markets Third Party Securities Lending Agent
Managing Director, Head of Business Development,
Europe & APAC
Simon Lee
slee@eseclending.com
+44 207 469 6064
Managing Director, Trading & Investment
Management
Mark Wilson
mwilson@eseclending.com
+44 207 469 6008
Eurex Repo
Trader
11 Westferry Circus, 2nd Floor, Westferry House, Sabine Kapferer
Canary Wharf, London, E14 4HE, United Kingdom skapferer@eseclending.com
www.eurexrepo.com +44 207 469 6027
Euro Repo Market, GC Pooling Market, SecLend Trader
Market (CCP), Select Invest, Select Finance, eTriparty Paul Stacy
pstacy@eseclending.com
Managing Director
+44 207 469 6007
Matthias Graulich
+49 69 211 18078
Managing Director
Frank Gast
+49 69 211 14050
GLMX
41 Corsham Street, London, N1 6DR, United Kingdom
Tel: +44 20 3637 9678
Dale Fullilove
dale.fullilove@deutsche-boerse.com
glmx.com
+44 207 862 7238
Type of firm
Frank Odendall
frank.odendall@deutsche-boerse.com Representing the fusion of Wall Street expertise and
+44 207 862 7273 Silicon Valley technology, GLMX was founded by a
markets.
lending and borrowing, Equity lending and borrowing
242
UNITED KINGDOM
Securities lending
Main collateral types Commercial Director

Global Fixed Income and Global Equity Will Browne
wbrowne@euromoneyplc.com
Other offices
+44 207 779 8309
Head of Business Development
Tim Willmott
Glenn Havlicek
tim.willmott@globalinvestorgroup.com
glenn@glmx.com
+44 207 779 7216
+1 653 854-GLMX (4569)
Head of Business Development, FOW
Chief Operating Officer
Hanna de’ Bank
Sal Giglio
hanna.debank@fow.com
sal@glmx.com
+44 207 779 8810
+1 646 854-GLMX (4569)
Managing Editor
Luke Jeffs
Phil Buck
luke.jeffs@globalinvestorgroup.com
Phil@glmx.com
+44 207 779 8728
+44 20 8191 8804
Securities Finance Editor
Oliver Wade
oliver.wade@globalinvestorgroup.com
+44 207 779 8430
Head of Events
Velida Cajdin
Velida.cajdin@globalinvestorgroup.com
+44 207 779 8188
Global Investor Group - ISF Subscription Sales
Euromoney Institutional Investor PLC, Jamie McKay
6-8 Bouverie Street, London EC4Y 8AX, jamie.mckay@globalinvestorgroup.com
Tel: +44 207 779 8888
www.globalinvestorgroup.com Goldman Sachs Agency Lending
Type of firm Plumtree Court, 25 Shoe Lane,
Media London, EC4A 4AU, United Kingdom
Tel: +44 207 774 5090
ISF is part of the Global Investor Group and provides www.gs.com
in-depth analysis of the latest news and events in the
securities finance markets globally. Annual supplements Type of firm
provide insight into the latest developments in securities Global Financial Services Firm
lending, repo, tri-party and synthetic finance.
Executive Director
The market-leading ISF Directory provides the most Michael Furnival
comprehensive database of executives involved in michael.furnival@gs.com
securities finance globally in print and online. +44 207 774 8762
The Global Investor Group offers a wealth of news, Executive Director

analysis and data across the Asset Management, Ryan Watt
Securities Finance, Custody, Fund Services and ryan.watt@gs.com
Derivatives markets in print, online and in person at our +44 207 051 8514
global events. The Global Investor Group was created
in 2017 bringing together three leading brands – ISF,
FOW and Global Investor, to provide unparalleled reach
across the buy- and sell-side.
243
UNITED KINGDOM
Securities lending
HSBC Bank Plc HSBC Bank Plc

8 Canada Square, 8 Canada Square,
London E14 5HQ, United Kingdom London E14 5HQ, United Kingdom
Tel: +44 207 991 8888 Tel: +44 207 991 7660
www.gbm.hsbc.com/ www.gbm.hsbc.com/solutions/securities-services
Global Head of Prime Finance Type of firm
Loic Lebrun Agent Lender
+44 207 991 5682
Securities Lending
Head of SBL Trading EMEA
Global Head of Agency Lending
Matthew Rex
Adnan Hussain
matthew.rex@hsbcib.com
adnan3.hussain@hsbc.com
+44 207 992 6209
+44 203 359 5363
SBL Supply and Business Risk Manager
Manager, Trading EMEA & Americas
Daniel Philip Slator
Curtis Dutton
daniel.slator@hsbc.com
curtis.dutton@hsbc.com
+44 207 991 5821
+44 207 991 1465
Global Head of Equity Derivatives & Primes Sales
Trader
Eric Dutruit
Brian Marimba
eric.dutruit@hsbc.com
brian.marimba@hsbc.com
+44 207 991 5033
+44 207 991 5571
Head of EMEA Prime Sales
Trader
Finian Bilocca
Alex Jeffcoate
finian.bilocca@hsbcib.com
alexander.w.jeffcoate@hsbc.com
+44 207 991 5249
+44 207 991 5572
244
UNITED KINGDOM
Securities lending
ING Bank, London Branch

IHS Markit
8-10 Moorgate, London EC2R 6DA, United Kingdom
4th floor Ropemaker Place, 25 Ropemaker Street, Tel: +44 207 767 8396
London, EC2Y 9LY, United Kingdom Email: INGGSFELR@uk.ing.com
Tel: +44 207 260 2117 www.ingwb.com
www.ihsmarkit.com/securitiesfinance
Type of firm
Type of firm
Financial Information Services Prime brokerage activities
Synthetic
IHS Markit securities finance dataset covers more
than $23 trillion of global securities in the lending Main collateral types
programmes of more than 22,000 institutional funds. All Cash and Securities
It includes more than eleven years of history with over
three million intraday transactions. Our data is sourced
Richard Pryce
richard.pryce@ing.com
+44 207 767 8396
lending data and analytics
Director, Head of Product
Kabin George
Kabin.george@ihsmarkit.com
+44 207 264 7617
Director – Head of EMEA Sales
Charlie Bedford-Forde
Charlie.Bedford-Forde@ihsmarkit.com
+44 207 260 2299
Director, Product Manager, SFTR
Fabien Romero
Fabien.romero@ihsmarkit.com
+44 207 260 2263
245
UNITED KINGDOM
Securities lending

25 Bank Street, Canary Wharf, Floor 6, 25 Bank Street, Canary Wharf, London E14 5JP,
London E14 5JP, United Kingdom United Kingdom
www.jpmorgan.com/global/solutions/cib/investor- Tel: +44 207 134 1133
services Fax: +44 203 493 1419
Type of firm
services
Custodian Bank
Type of firm
Investment Bank
Ben Challice
ben.challice@jpmorgan.com Managing Director, Co Global Head of Prime
+44 207 134 7964 Financing
Jonathan Cossey
Managing Director, Head of Agency Lending, EMEA
jonathan.e.cossey@jpmorgan.com
Simon Heath
+44 207 742 4250
simon.heath@jpmorgan.com
+44 207 134 1597 Managing Director, EMEA Head of SBL Trading
Shane Martin
Executive Director, Sales
shane.martin@jpmorgan.com
Katie Emerson
+44 207 134 0627
katie.emerson@jpmorgan.com
+44 207 742 4583 Managing Director, EMEA Prime Brokerage Sales
Dominic Rieb-Smith
Executive Director, Global Head of Agency Lending
dominic.rieb-smith@jpmorgan.com
Product
+44 207 742 0139
Harpreet Bains
harpreet.x.bains@jpmorgan.com Managing Director, EMEA Client Financing
+44 207 1345262 Ross Marley
ross.marley@jpmorgan.com
Executive Director, Agency Lending Relationship
+44 207 134 1137
Management
Nick Davis
nick.s.davis@jpmorgan.com Jefferies International Limited
+44 207 742 4384 100 Bishopsgate, London, EC2N 4JL, United
Executive Director, Head of Alternative Financing Kingdom
Jon Atkins Tel: +44 207 898 7270
jon.atkins@jpmorgan.com Email: JIL_SL_Trading@Jefferies.com
+44 207 134 0613 www.jefferies.com
Executive Director, Agency Lending Trading Type of firm

Marcus Rudler Investment Banking
marcus.c.rudler@jpmorgan.com Head of Prime Services
+44 207 134 1597 John Laub
Executive Director, Agency Lending Cash jlaub@jefferies.com
Reinvestment +1 212 284 1726
Mike Brown Head of International Securities Finance
michael.z.brown@jpmorgan.com Derryn Hobbs
+44 207 134 1773 dhobbs@jefferies.com
+44 207 898 7512
246
UNITED KINGDOM
Securities lending
Macquarie Bank Limited

28 Ropemaker Street, London, United Kingdom
Tel: +44 203 023 8880 Matchbox
www.macquarie.com
20 Triton Street, Regent Place, London, NW1 3BF,
Type of firm United Kingdom
Investment Bank Tel: 0207 612 8305
European Head of Equity Finance Email: matchbox@sunrisebrokers.com
Gourang Agrawal matchbox.sunrisebrokers.com/home
gourang.agrawal@macquarie.com Type of firm
+44 203 023 8880 Collateral Platform - REPO/SBL/TRS
Equity Finance, Collateral Trading We manage complexity to make your trading simpler
Liam Hardy It’s easy to connect with our award-winning MatchBox
liam.hardy@macquarie.com platform, enabling you to trade efficiently with the
+44 203 038 4732 securities finance and equity derivatives market.
Equity Finance & Delta One Sales Designed by traders for traders, we know what it takes
Ben Sofoluwe to run an efficient desk and what it means to access
ben.sofoluwe@macquarie.com focussed liquidity. We’ve addressed the pain points
+44 203 023 8895 so you can concentrate on striking the best deals
MarketAxess (Trax) management and confidence that your risk and
5 Aldermanbury Square,
London, EC2V 7HR, United Kingdom Head of Product
Tel: +44 20 3655 3470 Glen Stone
Email: post-trade@traxmarkets.com glen.stone@sunrisebrokers.com
www.marketaxess.com/sftr-solutions +44 207 612 8305
Type of firm Global Product Owner
Regulatory reporting, matching and data service Paul Thomson
provider paul.thomson@sunrisebrokers.com
+44 207 034 9848
Head of Trax
Christopher Smith Head of Equity Finance Broking
csmith@marketaxess.com Edward Fennessy
+44 203 655 3479 edward.fennessy@sunrisebrokers.com
+44 207 612 8306
Head of Match Strategy
Camille McKelvey
CMcKelvey@marketaxess.com
+44 203 655 3475
Head Business Development,
SFTR & Securities Lending
Sunil Daswani
sdaswani@marketaxess.com
+44 203 655 3577
247
UNITED KINGDOM
Securities lending
Morgan Stanley & Co. International Nomura International Plc

20 Bank Street, Canary Wharf, London, E14 4AD, 1 Angel Lane, London EC4R 3AB, United Kingdom
United Kingdom Tel: +44 207 103 6085
Tel: +44 207 425 8000 Email: primefinanceemea@nomura.com
Email: @morganstanley.com www.nomura.com
Type of firm
Investment Bank
Executive Director Dougal Brech
Krishan Chada dougal.brech@nomura.com
Krishan.Chada@morganstanley.com +44 207 102 5575
+44 20 7425 6168 Head of Equity Finance
Executive Director Jamie Purnell
Patrick Archenhold jamie.purnell@nomura.com
Patrick.Archenhold@morganstanley.com +44 207 103 9248
Tom Rafferty
tom.rafferty@nomura.com
+44 207 103 2565
Sales Trading
Mike Breeden
michael.breeden@nomura.com
MUFG Securities EMEA plc +44 207 103 2025
Ropemaker Place, 25 Ropemaker Street, London Sales Trading
EC2Y 9AJ, United Kingdom Nick Price
Tel: +44 (0)20 7577 4140 nicholas.price@nomura.com
www.mufgsecurities.com +44 207 103 7126
Borrow + Loan + Repo

Northern Trust
International Head
Andre Van Hese 50 Bank Street, 8th Floor, Canary Wharf, E14 5NT,
Andre.vanHese@mufgsecurities.com United Kingdom
+44 20 7577 2307 Tel: +44 207 982 3443
www.northerntrust.com
Stock Loan and Financing
Type of firm
Saurabh Seth
Agent Lender, Global Custodian
Saurabh.Seth@mufgsecurities.com
+44 207 577 4140 Global Head of Trading, Securities Lending, London
John Irwin
jli2@ntrs.com
+44 207 982 3443
Head of Securities Lending Trading, International
Equity Trading - EMEA and N. America, London
Jonathan Lacey
jl26@ntrs.com
+44 207 982 3442
Global Head of Fixed Income Trading, Securities
Lending, London
Joseph Gillingwater
jpg13@ntrs.com
+44 207 982 3436
248
UNITED KINGDOM
Securities lending
Pirum Systems Ltd

2 Copthall Aveue, London EC2R 7DA, United RBC Investor & Treasury Services
Kingdom
Thames Court, One Queenhithe, London EC4V 3DQ,
Tel: +44 207 220 0960
United Kingdom
Tel: +44 20 7002 2520
www.pirum.com
www.rbcits.com
Type of firm
RBC Investor & Treasury Services (RBC I&TS) is a
specialist provider of asset services, custody, payments
CEO and treasury and market services for financial and
Rajen Sheth other institutional investors worldwide, with over 4,500
rajen.sheth@pirum.com employees in 17 countries across North America,
+44 207 220 0963 Europe, Asia and Australia. We deliver services which
safeguard client assets, underpinned by client-centric
COO & Head of Sales digital solutions which continue to be enhanced and
Philip Morgan evolved in line with our clients’ changing needs.
philip.morgan@pirum.com Trusted with CAD 4.2 trillion in client assets under
+44 207 220 0965 administration(1), RBC I&TS is a financially strong
Head of Client Innovation partner with among the highest credit ratings globally(2).
Todd Crowther
todd.crowther@pirum.com Clients benefit from the long-standing experience and
+44 207 220 0974 specialized expertise of our securities finance program:

objectives

(2) Standard & Poor’s (AA-) and Moody’s (Aa2) legacy senior
long-term debt ratings of Royal Bank of Canada as of
August 21, 2019
(3) Global Investor/ISF 2019 Beneficial Owners Survey, #1
custodial lender globally in unweighted category
Managing Director, Securities Finance

Donato D’Eramo
donato.deramo@rbc.com
+1 416 955 5500
Director, Securities Finance
Chris Barrand
chris.barrand@rbc.com
+44 207 002 2522
Robert Instone
robert.instone@rbc.com
+44 207 002 2524
249
UNITED KINGDOM
Securities lending
Scotiabank
201 Bishopsgate, 6th Floor, London EC2M 3NS,
United Kingdom
www.scotiabank.com SOVA Capital Limited
Global Head, Securities Lending 12th Floor, 88 Wood Street, London EC2V 7RS,
Brendan Eccles, Managing Director United Kingdom
brendan.eccles@scotiabank.com Tel: +44 207 826 8201
+1 212 225 6680 Email: info@sovacapital.com
Head of Securities Lending Europe Type of firm

Paul McGuigan, Director Significant IFPRU firm
Paul.McGuigan@scotiabank.com SOVA Capital Limited is an FCA authorized and
+44 207 826 5921 regulated broker located in London with a strong
equity capital base. We offer institutional and
Sharegain corporate clients a full range of investment brokerage
services.
9 Dallington Street,
London, EC1V 0LN, United Kingdom Our aim is to provide a 360° vision on financial
Tel: +44 203 884 2405 markets.
Email: info@sharegain.com
www.sharegain.com
Type of firm to help them expand in the most efficient way, to
Securities Lending Agent discover new opportunities and to achieve their goals
CEO
Boaz Yaari
boaz.yaari@sharegain.com
journey.
+44 203 884 2405
SOVA Capital offers its clients a wide range of
COO
securities financing and treasury products. Our clients
Matthew Barnett
can gain access to a number of geographies and
matthew.barnett@sharegain.com
choose from a variety of tenors and structures.
+44 203 884 2403
Demand Manager
Dipan Shah
Tim Fox
tim.fox@sharegain.com
+44 207 826 8206
+44 203 884 2465
Senior Trader - Treasury, Repo & SLB
Natalie Daniels
natalie.daniels@sovacapital.com
+44 207 826 8207
Carly Ambler
carly.ambler@sovacapital.com
+44 207 826 8242
Masoom Ahmed
masoom.ahmed@sovacapital.com
+44 207 826 8227
250
UNITED KINGDOM
Securities lending
Business Development, EMEA

Eamonn Lennon
Eamonn.Lennon@statestreet.com
+353 1776 6005
Agency Lending International Equity Desk Head,
EMEA
Neil Cracknell
ncracknell@statestreet.com
State Street Bank and Trust +44 203 395 4653
- Agency Lending
Agency Lending Fixed Income Desk Head, EMEA
20 Churchill Place, Canary Wharf, Steven Logie
London, E14 5HJ, United Kingdom sjlogie@statestreet.com
Tel: +44 203 395 2500 +44 203 395 4656
Type of firm
Head of Securities Finance, EMEA
Alex Lawton
alawton@statestreet.com
+44 203 395 4641
+1 617 664 4756
John McGuire
+1 617 664 0584
Global Head of Agency Lending Trading
Jarrod Polseno
jpolseno@statestreet.com
+1 617 664 2513
Nickolas Delikaris
+1 617 664 9170
Agency Lending Head of Trading, EMEA
Matthew Neville
mneville@statestreet.com
+44 20 3395 1911
Head of Client Management, EMEA
Cathrine Poulton
cpoulton@statestreet.com
+44 203 395 8455
Head of Business Development, EMEA
Simon Waddington
swaddington@statestreet.com
+44 203 395 7146
251
UNITED KINGDOM
Securities lending
UBS AG London Branch

5 Broadgate Circle,
London EC2M 2QS, United Kingdom
Tel: +44 207 568 0100
www.ubs.com
Type of firm
Investment Bank
State Street Bank and Trust - Stock Borrowing & Lending EMEA
Enhanced Custody Alex Michaelides
20 Churchill Place, Canary Wharf, London, E14 5HJ, alex.michaelides@ubs.com
Tel: +44 203 395 2500
Type of firm
Head of Securities Finance, EMEA wematch.securitiesfinancing
Alex Lawton
alawton@statestreet.com 25 North Row, London W1K 6DJ, United Kingdom
+44 20 3395 4641 Tel: +44 7500 896 826
www.wematch.live
Francesco Squillacioti Type of firm
FSquillacioti@statestreet.com Software/Service Provider
+1 617 664 4756 CEO & Founder
Global Head of Business Development David Raccat
John McGuire david@wematch.live
jpmcguire@statestreet.com +44 7500 896 826
+1 617 664 0584
Xconnect Trading Limited
Matthew Johnson 6th Floor, Basildon House, 7-11 Moorgate,
MJohnson@StateStreet.com London EC2R 6AF, United Kingdom
+1 617 664 9184 www.xconnecttrading.com
Global Head of Algorithmic Trading Legal & Compliance
Nickolas Delikaris Adrian Chorley
NDelikaris@StateStreet.com legal.compliance@xconnecttrading.com
+1 617 664 9170 +44 207 013 0610
Head of Client Management, EMEA Broking Team
Cathrine Poulton Ray Hainsby
cpoulton@statestreet.com ray.hainsby@xconnecttrading.com
+44 20 3395 8455 +44 207 866 0615
Head of Business Development, EMEA Mark Zacharia
Simon Waddington mark.zacharia@xconnecttrading.com
swaddington@statestreet.com +44 207 866 0615
+44 20 3395 7146
Business Development, EMEA
Andrew Lynes
ALynes@StateStreet.com
+44 20 3395 1912
252
UNITED KINGDOM
Synthetic finance
UNITED KINGDOM
Synthetic finance
Barclays Plc
5 North Colonnade, London E14 4BB, United BCS Global Markets
Kingdom
Tel: +44 203 134 5278 99 Bishopsgate, London EC2M 3XD, United
www.investmentbank.barclays.com/markets/ Kingdom
prime-brokerage-services.html Tel: +44 207 065 2065
Type of firm bcsgm.com/en
Investment Bank
Type of firm
Head of Synthetic Finance Sales, EMEA Prime Brokerage/Broker-Dealer
Alexis Depaepe
alexis.r.depaepe@barclays.com BCS Financial Group is a leading financial service group
emerging markets.


+44 207 065 2014
Deputy Head Securities Finance & Delta One
Raj Karan Singh
Rajkaran.Singh@bcsgm.com
+44 207 065 2026
Vice President
Tatiana Malysheva
tmalysheva@bcsprime.com
+44 207 065 2022
253
UNITED KINGDOM
Synthetic finance
Director
Rich Tarrant
Associate
95 Queen Victoria Street, 2nd floor, London, EC4V
Ian Smith
4HG, United Kingdom
Ian.Smith@bmo.com
Tel: +44 207 664 8232
+44 207 664 8232
www.bmocm.com
Type of firm
Investment Bank
to a complete range of products and services. These BNP PARIBAS SA
and project financing, merger and acquisitions advisory 10, Harewood Avenue,
services, securitization, treasury management, market London NW1 6AA, United Kingdom
risk management, debt and equity research and Tel: +44 207 595 1848
institutional sales and trading. Email: dl.prime.services.salestrading.europe@
uk.bnpparibas.com
With approximately 2,500 professionals in 30 locations www.bnpparibas.com
BMO Capital Markets works proactively with clients to Type of firm
provide innovative and integrated financial solutions. Investment Bank
Prime Services
Group (NYSE, TSX: BMO), one of the largest diversified Global Head of Prime Solutions & Financing
financial services providers in North America with Raphael Masgnaux
US$589 billion total assets and over 45,000 employees raphael.masgnaux@uk.bnpparibas.com
as at July 31, 2018. For more information, visit www. + 44 207 595 8058
bmocm.com/.
Securities financing activities Kieron Smith
Global Equities kieron.a.smith@uk.bnpparibas.com
+44 207 595 1994
Synthetics and Equity Repo Head of Prime Trading, Global
Jerome Bassot
Other offices jerome.bassot@uk.bnpparibas.com
New York, Seattle, Dublin, Melbourne, and Toronto +44 207 59 58 999
Managing Director Prime Brokerage Sales-trading, Europe
Jonathan Dunn Franc Barrabes
jonathan.dunn@bmo.com franc.barrabes@uk.bnpparibas.com
+44 207 664 8232 +33 14 01 45 135
Director Head of Multi-Asset PB Product Management for
Matthew Raspanti Europe and Asia
Matthew.Raspanti@bmo.com Denis Pihan
+44 207 664 8232 denis.pihan@bnpparibas.com
+44 207 59 51 582
Director - ADR/ORD Trading
Nick Moylett Head of EMEA Prime Brokerage Platform
nick.moylett@bmo.com Wojciech Nabialek
+44 207 664 8232 wojciech.nabialek@uk.bnpparibas.com
+44 207 59 58 413
254
UNITED KINGDOM
Synthetic finance
Head of Risk, Prime Solutions & Financing, EMEA Citi

Sebastien Aude
sebastien.aude@uk.bnpparibas.com Citigroup Centre, 33 Canada Square, London, E14
+44 207 59 51 518 5LB, United Kingdom
Head of Client Solutions EMEA Type of firm

Kirsty Gurr Investment Bank
kirsty.gurr@uk.bnpparibas.com MD Sales Trading Desk Head
+44 207 59 58 623 Lauren Degney
Head of Prime Brokerage Sales, Europe lauren.degney@citi.com
Charles Bennett +44 207 986 1457
charles.bennett@uk.bnpparibas.com Sales Trading, Director
+44 207 59 55 023 Mark Hamilton
Head of Prime Brokerage Sales, Global mark.hamilton@citi.com
Matthew Clark +44 207 986 9219
matthew.clark@uk.bnpparibas.com Sales Trading, Director
+44 207 59 56 781 Andrew Edwards
andrew.edwards@citi.com
Cantor Fitzgerald Europe +44 207 9860 025
One Churchill Place, London, E14 5RB, United Sales Trading, Director
Kingdom Laura Heavey
Tel: +44 207 894 8009 laura.heavey@citi.com
Email: cfeprime@cantor.co.uk +44 207 9860 689
www.cantor.com
Sale Trading, VP
Type of firm James Burcell
Investment Bank james.burchell@citi.com
+44 207 986 0025
Head of European Equity Finance
Lynden Howie
lynden.howie@cantor.co.uk Cowen Execution Services LLC
+44 207 894 8039 1 Snowden Street,
Equity Finance Trader London EC2A 2DQ, United Kingdom
Matthew Behn Tel: +44 207 071 7580
Matthew.Behn@cantor.co.uk www.cowen.com
+44 207 894 8009 Managing Director and Head, Global Securities
Synthetic Sales Finance and Global Clearing
Kaaren Callenbach Matthew Baldassano
Kaaren.Callenbach@cantor.com matt.baldassano@cowen.com
+44 207 894 8770 +1 646 562 1555
Director
John Overy
john.overy@cowen.com
+44 207 071 7580
Director
Steven Goff
steven.goff@cowen.com
+44 207 071 7570
255
UNITED KINGDOM
Synthetic finance
ING Bank, London Branch

8-10 Moorgate EC2R 6DA London, United Kingdom
HSBC Bank Plc Tel: +44 207 767 8396
8 Canada Square, London E14 5HQ, United Email: INGGSFELR@uk.ing.com
Kingdom www.ingwb.com
Tel: +44 207 991 8888 Prime brokerage activities
www.gbm.hsbc.com Synthetic
Global Head of Prime Finance Main collateral types
Loic Lebrun All Cash and Securities
+44 207 991 5682 Regional Head of GSF Products
Richard Pryce
Head of Collateral Treasury richard.pryce@ing.com
Jamie Anderson +44 207 767 8396
jamie.anderson@hsbcib.com
+44 207 991 5369
Jefferies International Limited
Head of Delta One Trading
100 Bishopsgate,
Jon Ward
London, EC2N 4JL, United Kingdom
jon.ward@hsbcib.com
Tel: +44 207 898 7270
+44 207 991 6211
Email: JIL_SL_Trading@Jefferies.com
Head of Index Trading EMEA www.jefferies.com
Alexandre Chevallier
Type of firm
alexandre.chevallier@hsbcib.com
Investment Banking
+44 207 991 1463
Global Head of Equity Derivatives & Prime Sales
John Laub
Eric Dutruit
jlaub@jefferies.com
eric.dutruit@hsbc.com
+1 212 284 1726
+44 207 991 5033
Head of International Securities Finance
Head of EMEA Prime Sales
Derryn Hobbs
Finian Bilocca
dhobbs@jefferies.com
finian.bilocca@hsbcib.com
+44 207 898 7512
+44 207 991 5249
Global Swap Product Manager
Head of EMEA Prime Origination
Neville Atha
Joseph Leckie
natha@jefferies.com
joseph.leckie@hsbc.com
+44 207 898 7843
+44 207 991 5278
Prime Origination
James Hepworth
james.hepworth@hsbc.com
+44 207 991 1488
Prime Origination
Jonathan Rigg
jonathan.rigg@hsbc.com
+44 207 991 5484
256
UNITED KINGDOM
Synthetic finance
J.P. Morgan Matchbox

25 Bank Street, Canary Wharf, London E14 5JP, 20 Triton Street, Regent Place, London, NW1 3BF,
United Kingdom United Kingdom
Tel: +44 207 134 1133 Tel: +44 207 612 8305
Fax: +44 203 493 1419 Email: matchbox@sunrisebrokers.com
www.jpmorgan.com/global/solutions/cib/prime- www.matchbox.sunrisebrokers.com/home
services Type of firm
Type of firm Collateral Platform - REPO/SBL/TRS
Investment Bank We manage complexity to make your trading simpler
Managing Director, Co Global Head of Prime It’s easy to connect with our award-winning MatchBox
Financing platform, enabling you to trade efficiently with the
Jonathan Cossey securities finance and equity derivatives market.
jonathan.e.cossey@jpmorgan.com
+44 207 742 4250 Designed by traders for traders, we know what it takes
Managing Director, EMEA Head of Synthetic focussed liquidity. We’ve addressed the pain points
Finance so you can concentrate on striking the best deals
Paul Farrell with simplified price negotiation, full trade lifecycle
paul.a.farrell@jpmorgan.com management and confidence that your risk and
+44 207 134 1133 regulatory needs are taken care of.
Head of Product
Glen Stone
+44 207 612 8305
Paul Thomson
+44 207 034 9848
Edward Fennessy
+44 207 612 8306
257
UNITED KINGDOM
Synthetic finance
Morgan Stanley & Co. International Northcross Capital

20 Bank Street, Canary Wharf, London, E14 4AD, One Love Lane, London EC2V 7JN, United Kingdom
Tel: +44 207 425 8000 Email: team@northcrosscapital.com
Email: @morganstanley.com www.northcrosscapital.com
Type of firm
Type of firm Investment Manager
Investment Bank
Partner
Managing Director Jason Van Praagh
John Walker jason.vanpraagh@northcrosscapital.com
John.R.Walker@morganstanley.com +44 207 583 2529
+44 207 425 3251
Partner
Managing Director Can Bitirim
Iain MacLeod can.bitirim@northcrosscapital.com
Ian.MacLeod@morganstanley.com +44 207 583 2529
+44 207 425 6681
Partner
Steve Anthoney
Nomura International Plc steve.anthoney@northcrosscapital.com
1 Angel Lane, London EC4R 3AB, United Kingdom +44 207 583 2529
Tel: 0207 103 6085
Email: primefinanceemea@nomura.com Scotiabank
www.nomura.com
201 Bishopsgate, 6th Floor, London EC2M 3NS,
Type of firm United Kingdom
Investment Bank www.scotiabank.com
Global Head of Prime Finance Synthetic Trading
Dougal Brech Lee Vincent, Managing Director
dougal.brech@nomura.com lee.vincent@scotiabank.com
+44 207 102 5575 +44 207 826 15935
Jamie Purnell
jamie.purnell@nomura.com
+44 207 103 9248
Sales Trading
Tom Rafferty
tom.rafferty@nomura.com
+44 207 103 2565
Sales Trading
Mike Breeden
michael.breeden@nomura.com
+44 207 103 2025
Sales Trading
Nick Price
nicholas.price@nomura.com
+44 207 103 7126
258
UNITED KINGDOM
Synthetic finance
SOVA Capital Limited wematch.securitiesfinancing

12th Floor, 88 Wood Street, London EC2V 7RS, 25 North Row, London W1K 6DJ, United Kingdom
Tel: +44 207 826-8201 www.wematch.live
Email: info@sovacapital.com
Type of firm
Type of firm Software/Service Provider
Significant IFPRU firm
CEO & Founder
SOVA Capital Limited is an FCA authorized and David Raccat
regulated broker located in London with a strong equity david@wematch.live
capital base. We offer institutional and corporate clients +44 7500 896 826
a full range of investment brokerage services.
Our aim is to provide a 360° vision on financial markets.
to help them expand in the most efficient way, to
journey. SOVA Capital offers its clients a wide range of
securities financing and treasury products.
Our clients can gain access to a number of geographies
and choose from a variety of tenors and structures.
Dipan Shah
+44 207 826 8206
Senior Trader - Treasury, Repo & SLB
Natalie Daniels
natalie.daniels@sovacapital.com
+44 207 826 8207
Carly Ambler
carly.ambler@sovacapital.com
+44 207 826 8242
Masoom Ahmed
masoom.ahmed@sovacapital.com
+44 207 826 8227
259
INDEX
Alphabetical by company
Company Country Category Page
ABN AMRO Germany Repo 168

ABN AMRO United States Repo 66
ABN AMRO Bank N.V. Netherlands Funding & Collateral 182
ABN AMRO Bank N.V. Netherlands Repo 183
ABN AMRO Bank N.V., UK Branch United Kingdom Funding & Collateral 211
ABN AMRO Bank N.V., UK Branch United Kingdom Securities Lending 233
ABN AMRO Clearing Hong Kong Securities Lending 121
ABN AMRO Clearing Hong Kong Funding & Collateral 115
ABN AMRO Clearing Bank N.V Netherlands Funding & Collateral 182
ABN AMRO Clearing Bank N.V Netherlands Securities Lending 184
ABN AMRO Clearing Bank N.V United Kingdom Funding & Collateral 211
ABN AMRO Clearing Bank N.V United Kingdom Securities Lending 233
ABN AMRO Clearing Bank N.V. Singapore Branch Singapore Funding & Collateral 143
ABN AMRO Clearing Bank N.V. Singapore Branch Singapore Securities Lending 145
ABN AMRO Clearing Chicago LLC United States Funding & Collateral 58
ABN AMRO Clearing Chicago LLC United States Securities Lending 76
ABSA Bank Limited South Africa Securities Lending 188
ABSA Bank Limited South Africa Synthetic Finance 192
AcadiaSoft United Kingdom Software/Service Provider 19
AG Capital South Africa Repo 187
AG Capital South Africa Securities Lending 189
AG Capital South Africa Synthetic Finance 192
Alcognis Securities Finance France Software/Service Provider 19
AMUNDI France Repo 158
AMUNDI France Securities Lending 162
ANZ Australia Funding & Collateral 104
ANZ Australia Repo 105
Asterisk Networks United Kingdom Securities Lending 233
Australian Securities Exchange Australia Software/Service Provider 15
Australian Securities Exchange Australia Tri-party Agent 34
Aviva Investors United Kingdom Repo 221
Aviva Investors United Kingdom Securities Lending 233
AXA Investment Managers IF France Repo 158
B3 Brazil Software/Service Provider 7
B3 Brazil Funding & Collateral 43
B3 Asia China Software/Service Provider 15
B3 Asia China Securities Lending 113
B3 UK United Kingdom Software/Service Provider 19
Banca IMI Italy Funding & Collateral 176
Banca IMI Italy Repo 176
Banca IMI Italy Securities Lending 176
Banco Bradesco S.A. Brazil Funding & Collateral 43
Banco Santander Spain Repo 194
Banco Santander Spain Securities Lending 196
Banco Santander Spain Synthetic Finance 196
Banco Santander Mexico México Securities Lending 57
Banco Santander S.A. Hong Kong Branch, Corporate Investment Bank Hong Kong Repo 118
Banco Santander S.A. Hong Kong Branch, Corporate Investment Bank Hong Kong Securities Lending 121
260
INDEX
Banco Santander S.A. Hong Kong Branch, Corporate Investment Bank Hong Kong Synthetic Finance 130
Banco Santander S.A., New York Branch United States Securities Lending 76
Banco Santander SA London Branch United Kingdom Repo 221
Banco Santander SA London Branch United Kingdom Securities Lending 234
Bank Julius Baer & Co. Ltd. Switzerland Funding & Collateral 198
Bank Julius Baer & Co. Ltd. Switzerland Repo 200
Bank Julius Baer & Co. Ltd. Switzerland Securities Lending 203
Bank of America Merrill Lynch United States Securities Lending 76
Bank of America Merrill Lynch Hong Kong Funding & Collateral 115
Bank of America Merrill Lynch Hong Kong Securities Lending 121
Bank of America Merrill Lynch United Kingdom Funding & Collateral 211
Bank of America Merrill Lynch United Kingdom Securities Lending 234
Bank of Ireland Ireland Funding & Collateral 172
Banque Internationale à Luxembourg Luxembourg Repo 178
Banque Pictet & Cie SA Switzerland Securities Lending 203
Barclays Plc United States Funding & Collateral 58
Barclays Plc United States Repo 66
Barclays Plc United States Securities Lending 76
Barclays Plc United States Synthetic Finance 95
Barclays Plc Hong Kong Funding & Collateral 115
Barclays Plc Hong Kong Repo 118
Barclays Plc Hong Kong Securities Lending 121
Barclays Plc Hong Kong Synthetic Finance 130
Barclays Plc Japan Repo 135
Barclays Plc Japan Securities Lending 136
Barclays Plc United Kingdom Funding & Collateral 211
Barclays Plc United Kingdom Repo 221
Barclays Plc United Kingdom Securities Lending 234
Barclays Plc United Kingdom Synthetic Finance 253
BBVA SA Spain Repo 194
BBVA SA United Kingdom Repo 222
BCS Global Markets United States Funding & Collateral 58
BCS Global Markets United States Repo 66
BCS Global Markets United States Securities Lending 77
BCS Global Markets United States Synthetic Finance 95
BCS Global Markets Cyprus Funding & Collateral 154
BCS Global Markets Cyprus Repo 154
BCS Global Markets Cyprus Securities Lending 154
BCS Global Markets Cyprus Synthetic Finance 154
BCS Global Markets United Kingdom Funding & Collateral 212
BCS Global Markets United Kingdom Repo 222
BCS Global Markets United Kingdom Securities Lending 234
BCS Global Markets United Kingdom Synthetic Finance 253
Belfius Bank Belgium Repo 152
Belfius Bank - Tri-party Repo Belgium Repo 152
BMO Capital Markets Canada Funding & Collateral 44
BMO Capital Markets Canada Repo 46
BMO Capital Markets Canada Securities Lending 49
261
INDEX
BMO Capital Markets Canada Synthetic Finance 55

BMO Capital Markets United States Funding & Collateral 59
BMO Capital Markets United States Funding & Collateral 60
BMO Capital Markets United States Repo 67
BMO Capital Markets United States Repo 68
BMO Capital Markets United States Securities Lending 77
BMO Capital Markets United States Securities Lending 78
BMO Capital Markets United States Synthetic Finance 96
BMO Capital Markets United States Synthetic Finance 96
BMO Capital Markets Australia Funding & Collateral 104
BMO Capital Markets Australia Securities Lending 106
BMO Capital Markets Australia Synthetic Finance 112
BMO Capital Markets Ireland Funding & Collateral 172
BMO Capital Markets Ireland Repo 173
BMO Capital Markets Ireland Securities Lending 174
BMO Capital Markets Ireland Synthetic Finance 175
BMO Capital Markets United Kingdom Funding & Collateral 212
BMO Capital Markets United Kingdom Securities Lending 235
BMO Capital Markets United Kingdom Synthetic Finance 254
BMO Global Securities Lending United States Securities Lending 78
BNP PARIBAS Arbitrage SNC United Kingdom Funding & Collateral 213
BNP PARIBAS Arbitrage SNC United Kingdom Securities Lending 236
BNP PARIBAS SA United States Synthetic Finance 98
BNP PARIBAS SA Hong Kong Funding & Collateral 115
BNP PARIBAS SA Hong Kong Repo 119
BNP PARIBAS SA Hong Kong Securities Lending 122
BNP PARIBAS SA Hong Kong Synthetic Finance 131
BNP PARIBAS SA United Kingdom Repo 223
BNP PARIBAS SA United Kingdom Synthetic Finance 254
BNP Paribas Sec Corp United States Funding & Collateral 60
BNP Paribas Sec Corp United States Repo 68
BNP Paribas Sec Corp United States Securities Lending 79
BNP Paribas Securities Services France Tri-party Agent 37
BNP Paribas Securities Services - Agency Lending United States Securities Lending 79
BNP Paribas Securities Services - Agency Lending Australia Securities Lending 107
BNP Paribas Securities Services - Agency Lending United Kingdom Securities Lending 236
BNP Paribas Securities Services - Principal Lending Hong Kong Funding & Collateral 116
BNP Paribas Securities Services - Principal Lending Hong Kong Repo 119
BNP Paribas Securities Services - Principal Lending Hong Kong Securities Lending 122
BNP Paribas Securities Services - Principal Lending France Funding & Collateral 156
BNP Paribas Securities Services - Principal Lending France Repo 158
BNP Paribas Securities Services - Principal Lending United Kingdom Funding & Collateral 214
BNP Paribas Securities Services - Principal Lending United Kingdom Repo 223
BNP Paribas Securities Services - Principal Lending United Kingdom Securities Lending 237
BNY Mellon United States Tri-party Agent 32
BNY Mellon Hong Kong Tri-party Agent 34
BNY Mellon United Kingdom Tri-party Agent 37
BNY Mellon Canada Securities Lending 50
262
INDEX
BNY Mellon Canada Securities Lending 50

BNY Mellon Canada Repo 47
BNY Mellon United States Repo 69
BNY Mellon United States Repo 69
BNY Mellon United States Securities Lending 80
BNY Mellon Hong Kong Securities Lending 123
BNY Mellon United Kingdom Repo 224
BNY Mellon United Kingdom Securities Lending 237
BOLSA DE VALORES DE LIMA S.A.A. Peru Software/Service Provider 7
BOLSA DE VALORES DE LIMA S.A.A. Peru Securities Lending 57
BondLend United States Software/Service Provider 7
Broadridge Financial Solutions United States Software/Service Provider 7
Broadridge Financial Solutions Australia Software/Service Provider 15
Broadridge Financial Solutions Singapore Software/Service Provider 15
Broadridge Financial Solutions United Kingdom Software/Service Provider 19
BrokerTec Europe, CME Group United Kingdom Software/Service Provider 19
BrokerTec Europe, CME Group United Kingdom Repo 224
Brown Brothers Harriman & Co. United States Securities Lending 81
Brown Brothers Harriman (Hong Kong) Limited Hong Kong Securities Lending 123
Brown Brothers Harriman Investor Services Limited United Kingdom Securities Lending 238
CACEIS Bank - Luxembourg Branch Luxembourg Funding & Collateral 177
CACEIS Bank - Luxembourg Branch Luxembourg Repo 178
CACEIS Bank - Luxembourg Branch Luxembourg Securities Lending 179
Calypso Technology United States Software/Service Provider 8
Calypso Technology Singapore Software/Service Provider 15
Calypso Technology France Software/Service Provider 20
Calypso Technology United Kingdom Software/Service Provider 20
Canadian Imperial Bank of Commerce Canada Securities Lending 51
Canadian Imperial Bank of Commerce United Kingdom Repo 224
Canadian Imperial Bank of Commerce United Kingdom Securities Lending 238
Canadian Securities Lending Association (CASLA) Canada Association 5
Candriam France Securities Lending 162
Cantor Fitzgerald Europe United Kingdom Synthetic Finance 255
Cecabank Spain Funding & Collateral 194
Cecabank Spain Repo 195
Cecabank Spain Securities Lending 196
Ceres Securities Limited United Kingdom Funding & Collateral 214
Ceres Securities Limited United Kingdom Securities Lending 238
CF Secured, LLC United States Repo 69
CF Secured, LLC United States Securities Lending 81
Chiltern Bay Consulting Ltd United Kingdom Software/Service Provider 20
CIBC World Market Corp United States Repo 70
CIBC World Market Corp United States Securities Lending 81
Citi United States Funding & Collateral 61
Citi United States Repo 70
Citi United States Securities Lending 81
263
INDEX
Citi United States Securities Lending 82

Citi United States Synthetic Finance 98
Citi Australia Securities Lending 107
Citi Australia Securities Lending 107
Citi Hong Kong Funding & Collateral 116
Citi Hong Kong Securities Lending 123
Citi Hong Kong Securities Lending 123
Citi Japan Securities Lending 136
Citi United Kingdom Securities Lending 238
Citi United Kingdom Securities Lending 239
Citi United Kingdom Synthetic Finance 255
Clifford Chance Pte Ltd Singapore Software/Service Provider 15
CloudMargin United States Software/Service Provider 8
CloudMargin Singapore Software/Service Provider 15
CloudMargin United Kingdom Software/Service Provider 20
Commonwealth Bank of Australia Australia Repo 105
Commonwealth Bank of Australia Australia Securities Lending 107
Comyno Ltd. Germany Software/Service Provider 20
Convergence, Inc. United States Software/Service Provider 8
Cowen Execution Services LLC United Kingdom Repo 225
Cowen Execution Services LLC United Kingdom Securities Lending 239
Cowen Execution Services LLC United Kingdom Synthetic Finance 255
Cowen Inc United States Repo 70
Cowen Inc United States Securities Lending 82
Cowen Inc United States Synthetic Finance 98
Credit Agricole CIB France Funding & Collateral 156
Credit Agricole CIB France Repo 159
Credit Agricole CIB France Securities Lending 162
Credit Agricole CIB United Kingdom Funding & Collateral 214
Credit Agricole CIB United Kingdom Repo 225
Credit Suisse United States Securities Lending 82
Credit Suisse Hong Kong Securities Lending 124
Credit Suisse Ireland Securities Lending 174
Credit Suisse United Kingdom Repo 225
Credit Suisse (Switzerland) Ltd. Switzerland Repo 201
Credit Suisse (Switzerland) Ltd. Switzerland Securities Lending 203
Danske Bank AS Sweden Securities Lending 197
DataLend United States Software/Service Provider 8
Debevoise & Plimpton United States Software/Service Provider 8
DekaBank Germany Funding & Collateral 167
DekaBank Germany Repo 168
DekaBank Germany Securities Lending 170
DekaBank Germany Synthetic Finance 171
deltaconX AG Switzerland Software/Service Provider 20
Deutsche Bank United States Securities Lending 82
Deutsche Bank Hong Kong Securities Lending 124
Deutsche Bank Germany Securities Lending 170
Deutsche Bank United Arab Emirates Securities Lending 209
264
INDEX
Deutsche Bank United Kingdom Securities Lending 240

Deutsche Boerse Group - Banking, Funding & Financing Singapore Tri-party Agent 35
Deutsche Boerse Group - Banking, Funding & Financing Germany Tri-party Agent 38
Deutsche Boerse Group - Banking, Funding & Financing Luxembourg Tri-party Agent 38
Deutsche Boerse Group - Banking, Funding & Financing United Kingdom Tri-party Agent 39
Deutsche Boerse Group - Banking, Funding & Financing United Kingdom Securities Lending 240
Deutsche Boerse Group
- Global Funding and Financing Markets - Clearstream Banking United Kingdom Securities Lending 241
- Global Funding and Financing Markets - Eurex Clearing United States Software/Service Provider 9
- Global Funding and Financing Markets - Eurex Clearing United Kingdom Software/Service Provider 21
- Global Funding and Financing Markets - Eurex Clearing United Kingdom Securities Lending 241
- Global Funding and Financing Markets - Eurex Clearing Germany Software/Service Provider 21
- Global Funding and Financing Markets - Eurex Repo Germany Software/Service Provider 22
- Global Funding and Financing Markets - Eurex Repo France Funding & Collateral 157
- Global Funding and Financing Markets - Eurex Repo France Repo 159
- Global Funding and Financing Markets - Eurex Repo France Securities Lending 164
- Global Funding and Financing Markets - Eurex Repo Germany Funding & Collateral 167
- Global Funding and Financing Markets - Eurex Repo Germany Repo 169
- Global Funding and Financing Markets - Eurex Repo Germany Securities Lending 170
- Global Funding and Financing Markets - Eurex Repo Switzerland Funding & Collateral 198
- Global Funding and Financing Markets - Eurex Repo Switzerland Repo 201
- Global Funding and Financing Markets - Eurex Repo Switzerland Securities Lending 204
- Global Funding and Financing Markets - Eurex Repo United Kingdom Funding & Collateral 215
- Global Funding and Financing Markets - Eurex Repo United Kingdom Repo 225
- Global Funding and Financing Markets - Eurex Repo United Kingdom Securities Lending 242
DNB Bank ASA Norway Repo 185
DNB Bank ASA Norway Securities Lending 185
DTCC United Kingdom Software/Service Provider 22
EFG Bank AG Switzerland Funding & Collateral 199
EFG Bank AG Switzerland Securities Lending 204
EquiLend Canada Software/Service Provider 9
EquiLend United States Software/Service Provider 9
EquiLend Hong Kong Software/Service Provider 16
EquiLend Japan Software/Service Provider 16
265
INDEX
EquiLend Ireland Software/Service Provider 22

EquiLend United Kingdom Software/Service Provider 23
EquiLend Clearing Services United States Software/Service Provider 10
EquiLend Spire United States Software/Service Provider 10
eSecLending United States Securities Lending 83
eSecLending (Europe), Ltd United Kingdom Securities Lending 242
Euroclear Bank Hong Kong Branch Hong Kong Software/Service Provider 16
Euroclear Bank Hong Kong Branch Hong Kong Tri-party Agent 35
Euroclear Bank Hong Kong Branch Hong Kong Funding & Collateral 116
Euroclear Bank New York Representative Office United States Software/Service Provider 10
Euroclear Bank New York Representative Office United States Tri-party Agent 33
Euroclear Bank New York Representative Office United States Funding & Collateral 61
Euroclear Bank Singapore Representative Office Singapore Software/Service Provider 16
Euroclear Bank Singapore Representative Office Singapore Tri-party Agent 35
Euroclear Bank Singapore Representative Office Singapore Funding & Collateral 143
Euroclear Group Belgium Software/Service Provider 23
Euroclear Group Belgium Tri-party Agent 39
Euroclear Group Belgium Funding & Collateral 152
Euroclear Group Belgium Repo 153
Euroclear Group Belgium Securities Lending 153
Fidelity Prime Services United States Securities Lending 83
FIS United States Software/Service Provider 11
FIS Singapore Software/Service Provider 16
FIS United Kingdom Software/Service Provider 23
GLMX United States Software/Service Provider 11
GLMX United Kingdom Software/Service Provider 23
GLMX United States Funding & Collateral 61
GLMX United States Repo 70
GLMX United States Securities Lending 83
GLMX United Kingdom Funding & Collateral 215
GLMX United Kingdom Repo 226
GLMX United Kingdom Securities Lending 242
Global Investor Group - ISF United Kingdom Software/Service Provider 24
Global Investor Group - ISF United Kingdom Securities Lending 243
Goldman Sachs Agency Lending United States Securities Lending 84
Goldman Sachs Agency Lending Hong Kong Securities Lending 124
Goldman Sachs Agency Lending United Kingdom Securities Lending 243
Hazeltree United States Software/Service Provider 11
Hong Kong And Shanghai Banking Corporation Hong Kong Funding & Collateral 116
Hong Kong And Shanghai Banking Corporation Hong Kong Repo 120
Hong Kong And Shanghai Banking Corporation Hong Kong Securities Lending 124
Hong Kong And Shanghai Banking Corporation Hong Kong Synthetic Finance 131
HQLAx Luxembourg Software/Service Provider 25
HQLAx Luxembourg Securities Lending 180
HQLAx Switzerland Securities Lending 205
HSBC Bank Middle East Limited United Arab Emirates Synthetic Finance 210
HSBC Bank Plc United Kingdom Funding & Collateral 216
HSBC Bank Plc United Kingdom Repo 226
266
INDEX
HSBC Bank Plc United Kingdom Securities Lending 244

HSBC Bank Plc United Kingdom Synthetic Finance 256
HSBC Bank Plc Hong Kong Securities Lending 125
HSBC Bank Plc United Kingdom Securities Lending 244
HSBC Bank Plc - Johannesburg Branch South Africa Securities Lending 190
HSBC Bank Plc - Johannesburg Branch South Africa Synthetic Finance 193
HSBC France SA France Repo 160
HSBC France SA France Synthetic Finance 166
HSBC Securities (USA) Inc United States Repo 71
HSBC Securities (USA) Inc United States Securities Lending 84
HSBC Securities (USA) Inc United States Synthetic Finance 99
HSBC Trinkaus & Burkhardt AG Germany Funding & Collateral 168
IBKR Financial Services AG Switzerland Funding & Collateral 199
IBKR Financial Services AG Switzerland Securities Lending 206
IBKR Financial Services AG Switzerland Synthetic Finance 208
IHS Markit United States Software/Service Provider 12
IHS Markit Australia Software/Service Provider 17
IHS Markit Hong Kong Software/Service Provider 17
IHS Markit Japan Software/Service Provider 18
IHS Markit United Kingdom Software/Service Provider 26
IHS Markit United States Securities Lending 84
IHS Markit Australia Securities Lending 108
IHS Markit Hong Kong Securities Lending 125
IHS Markit Japan Securities Lending 137
IHS Markit United Kingdom Securities Lending 245
ING Bank, London Branch United Kingdom Repo 227
ING Bank, London Branch United Kingdom Securities Lending 245
ING Bank, London Branch United Kingdom Synthetic Finance 256
ING Bank, Singapore Branch Singapore Repo 144
ING Bank, Singapore Branch Singapore Securities Lending 145
ING Bank, Singapore Branch Singapore Synthetic Finance 146
ING Financial Markets LLC United States Repo 71
ING Financial Markets LLC United States Securities Lending 85
ING Financial Markets LLC United States Synthetic Finance 99
ING-DiBa AG Germany Repo 169
Interactive Brokers Hong Kong Hong Kong Funding & Collateral 117
Interactive Brokers Hong Kong Hong Kong Securities Lending 126
Interactive Brokers Hong Kong Hong Kong Synthetic Finance 132
Interactive Brokers LLC United States Funding & Collateral 62
Interactive Brokers LLC United States Repo 71
Interactive Brokers LLC United States Securities Lending 85
Interactive Brokers LLC United States Synthetic Finance 99
International Capital Market Association (ICMA) Limited United Kingdom Association 5
International Securities Lending Association (ISLA) United Kingdom Association 5
Investec Bank South Africa Securities Lending 190
IRESS Financial Markets South Africa Software/Service Provider 26
IRESS Financial Markets South Africa Securities Lending 190
J.P. Morgan United States Tri-party Agent 33
267
INDEX
J.P. Morgan Australia Tri-party Agent 36

J.P. Morgan Hong Kong Tri-party Agent 36
J.P. Morgan Japan Tri-party Agent 36
J.P. Morgan Singapore Tri-party Agent 36
J.P. Morgan Luxembourg Tri-party Agent 39
J.P. Morgan United Kingdom Tri-party Agent 40
J.P. Morgan United States Securities Lending 85
J.P. Morgan United States Securities Lending 86
J.P. Morgan United States Synthetic Finance 100
J.P. Morgan Australia Securities Lending 108
J.P. Morgan Australia Securities Lending 109
J.P. Morgan Australia Synthetic Finance 112
J.P. Morgan Hong Kong Funding & Collateral 117
J.P. Morgan Hong Kong Securities Lending 126
J.P. Morgan Hong Kong Securities Lending 126
J.P. Morgan Hong Kong Synthetic Finance 132
J.P. Morgan Japan Funding & Collateral 134
J.P. Morgan Japan Securities Lending 137
J.P. Morgan Japan Securities Lending 138
J.P. Morgan Japan Synthetic Finance 142
J.P. Morgan Luxembourg Securities Lending 181
J.P. Morgan United Kingdom Funding & Collateral 216
J.P. Morgan United Kingdom Funding & Collateral 216
J.P. Morgan United Kingdom Securities Lending 246
J.P. Morgan United Kingdom Securities Lending 246
J.P. Morgan United Kingdom Synthetic Finance 257
JAPAN SECURITIES FINANCE CO.,LTD. Japan Funding & Collateral 134
JAPAN SECURITIES FINANCE CO.,LTD. Japan Repo 135
JAPAN SECURITIES FINANCE CO.,LTD. Japan Securities Lending 138
JAPAN SECURITIES FINANCE CO.,LTD. Japan Synthetic Finance 141
Jefferies Hong Kong Limited Hong Kong Securities Lending 127
Jefferies Hong Kong Limited Hong Kong Synthetic Finance 132
Jefferies International United Kingdom Repo 227
Jefferies International Limited United Kingdom Securities Lending 246
Jefferies International Limited United Kingdom Synthetic Finance 256
Jefferies LLC United States Funding & Collateral 62
Jefferies LLC United States Securities Lending 86
Jefferies LLC United States Synthetic Finance 100
JPMorgan United States Funding & Collateral 62
KBC Securities Belgium Securities Lending 153
Korea Securities Depository South Korea Securities Lending 147
Korea Securities Finance Corporation South Korea Securities Lending 147
Lago Kapital Ltd Finland Funding & Collateral 155
Lago Kapital Ltd Finland Repo 155
Lago Kapital Ltd Finland Securities Lending 155
Lago Kapital Ltd Finland Synthetic Finance 155
LCH Limited United Kingdom Software/Service Provider 26
LCH Limited United Kingdom Repo 227
268
INDEX
LCH SA France Software/Service Provider 26

LCH SA France Repo 160
Leonteq Securities AG Switzerland Securities Lending 206
Leonteq Securities AG Switzerland Synthetic Finance 208
Macquarie Bank Limited Australia Securities Lending 109
Macquarie Bank Limited Hong Kong Synthetic Finance 132
Macquarie Bank Limited United Kingdom Securities Lending 247
Macquarie Securities South Africa Limited South Africa Funding & Collateral 186
Macquarie Securities South Africa Limited South Africa Securities Lending 190
Macquarie Securities South Africa Limited South Africa Synthetic Finance 193
MarketAxess (Trax) United Kingdom Software/Service Provider 28
MarketAxess (Trax) United Kingdom Repo 227
MarketAxess (Trax) United Kingdom Securities Lending 247
Matchbox United Kingdom Software/Service Provider 28
Matchbox United Kingdom Funding & Collateral 217
Matchbox United Kingdom Repo 228
Matchbox United Kingdom Securities Lending 247
Matchbox United Kingdom Synthetic Finance 257
Mirae Asset Securities (USA) Inc. United States Repo 71
Mirae Asset Securities (USA) Inc. United States Securities Lending 86
Mitsubishi UFJ Morgan Stanley Securities Co.,Ltd. Japan Securities Lending 139
Mitsubishi UFJ Trust and Banking Corporation, New York Branch United States Repo 72
Mitsubishi UFJ Trust and Banking Corporation, New York Branch United States Securities Lending 86
Mitsubishi UFJ Trust and Banking Corporation, New York Branch -
Global Securities Lending Solutions United States Securities Lending 87
Mizuho Securities Asia Limited Hong Kong Securities Lending 127
Mizuho Securities Co., Ltd. Japan Securities Lending 139
Morgan Stanley & Co United States Funding & Collateral 62
Morgan Stanley & Co United States Repo 72
Morgan Stanley & Co United States Securities Lending 87
Morgan Stanley & Co United States Synthetic Finance 100
Morgan Stanley & Co Hong Kong Funding & Collateral 117
Morgan Stanley & Co Hong Kong Synthetic Finance 132
Morgan Stanley & Co Hong Kong Repo 120
Morgan Stanley & Co Hong Kong Securities Lending 127
Morgan Stanley & Co. International United Kingdom Funding & Collateral 217
Morgan Stanley & Co. International United Kingdom Repo 228
Morgan Stanley & Co. International United Kingdom Securities Lending 248
Morgan Stanley & Co. International United Kingdom Synthetic Finance 258
Morgan Stanley Australia Limited Australia Securities Lending 109
Morgan Stanley Bank AG Germany Funding & Collateral 168
Morgan Stanley Bank AG Germany Repo 169
Morgan Stanley Bank AG Germany Securities Lending 171
Morgan Stanley France SA France Funding & Collateral 157
Morgan Stanley France SA France Repo 160
Morgan Stanley France SA France Securities Lending 164
Morgan Stanley France SA France Synthetic Finance 166
Morgan Stanley Japan Holdings Co Japan Funding & Collateral 134
269
INDEX
Morgan Stanley Japan Holdings Co Japan Repo 135

Morgan Stanley Japan Holdings Co Japan Securities Lending 139
MTS United Kingdom Software/Service Provider 29
MTS United Kingdom Repo 229
MUFG Securities (Europe) N.V. Netherlands Repo 183
MUFG Securities (Europe) N.V. Netherlands Securities Lending 184
MUFG Securities EMEA plc United Kingdom Funding & Collateral 217
MUFG Securities EMEA plc United Kingdom Repo 228
MUFG Securities EMEA plc United Kingdom Securities Lending 248
National Australia Bank Ltd Australia Securities Lending 109
National Bank Financial Inc – Canada Canada Funding & Collateral 44
National Bank Financial Inc – Canada Canada Repo 47
National Bank Financial Inc – Canada Canada Securities Lending 51
National Bank Financial Inc – Canada Canada Synthetic Finance 55
National Bank of Canada – Canada Canada Funding & Collateral 45
National Bank of Canada – Canada Canada Repo 47
National Bank of Canada – Canada Canada Securities Lending 51
National Bank of Canada – Canada Canada Synthetic Finance 56
National Bank of Canada Financial Inc – United States United States Funding & Collateral 63
National Bank of Canada Financial Inc – United States United States Securities Lending 87
National Bank of Canada Financial Inc – United States United States Synthetic Finance 100
Nationwide Building Society United Kingdom Funding & Collateral 218
NATIXIS United States Funding & Collateral 63
NATIXIS United States Repo 72
NATIXIS United States Securities Lending 88
NATIXIS United States Synthetic Finance 101
NATIXIS Hong Kong Funding & Collateral 118
NATIXIS Hong Kong Securities Lending 127
NATIXIS Japan Repo 136
NATIXIS Japan Securities Lending 139
NATIXIS Japan Synthetic Finance 142
NATIXIS France Funding & Collateral 157
NATIXIS France Repo 161
NATIXIS France Securities Lending 165
NATIXIS France Synthetic Finance 166
NATIXIS United Kingdom Funding & Collateral 218
NBC Global Finance Limited – Dublin Ireland Funding & Collateral 172
NBC Global Finance Limited – Dublin Ireland Repo 173
NBC Global Finance Limited – Dublin Ireland Securities Lending 174
NBC Global Finance Limited – Dublin Ireland Synthetic Finance 175
Nedbank Ltd South Africa Securities Lending 190
NN Investment Partners Netherlands Funding & Collateral 182
Nomura Holdings, Inc. Japan Securities Lending 140
Nomura International (HK) Ltd. Hong Kong Securities Lending 128
Nomura International plc United Kingdom Repo 229
Nomura International Plc United Kingdom Funding & Collateral 218
Nomura International Plc United Kingdom Securities Lending 248
Nomura International Plc United Kingdom Synthetic Finance 258
270
INDEX
Nomura Securities International United States Securities Lending 88

Nordea Bank ABp Denmark Repo 154
Nordea Bank ABp Denmark Securities Lending 154
Nordea Bank ABp Finland Securities Lending 155
Nordea Bank ABp Norway Securities Lending 185
Nordea Bank ABp Sweden Securities Lending 197
Northcross Capital United Kingdom Funding & Collateral 219
Northcross Capital United Kingdom Repo 230
Northcross Capital United Kingdom Synthetic Finance 258
Northern Trust Canada Securities Lending 51
Northern Trust United States Securities Lending 89
Northern Trust Australia Securities Lending 109
Northern Trust Hong Kong Securities Lending 128
Northern Trust United Kingdom Securities Lending 248
OCC United States Software/Service Provider 12
OCC United States Securities Lending 89
OneChicago United States Software/Service Provider 12
OneChicago United States Synthetic Finance 101
O’Neill and Associates Ltd United Kingdom Software/Service Provider 29
Pan-Asian Securities Lending Association (PASLA) Hong Kong Association 5
Pershing LLC United States Repo 73
Pershing LLC United States Securities Lending 89
PGIM, Inc. (Prudential Financial) United States Repo 73
PGIM, Inc. (Prudential Financial) United States Securities Lending 89
Pierpoint Financial Consulting Ltd United Kingdom Software/Service Provider 29
Pirum Systems Ltd United States Software/Service Provider 13
Pirum Systems Ltd United Kingdom Software/Service Provider 30
Pirum Systems Ltd United States Funding & Collateral 63
Pirum Systems Ltd United States Repo 73
Pirum Systems Ltd United States Securities Lending 90
Pirum Systems Ltd United Kingdom Funding & Collateral 219
Pirum Systems Ltd United Kingdom Repo 230
Pirum Systems Ltd United Kingdom Securities Lending 249
Rand Merchant Bank South Africa Securities Lending 191
RBC (Barbados) Trading Bank Corp Barbados Funding & Collateral 42
RBC Investor & Treasury Services Canada Securities Lending 52
RBC Investor & Treasury Services Australia Securities Lending 110
RBC Investor & Treasury Services Luxembourg Securities Lending 181
RBC Investor & Treasury Services United Kingdom Securities Lending 249
REGIS-TR Luxembourg Software/Service Provider 30
RMA United States Association 6
Royal Bank of Canada Bahamas Funding & Collateral 42
Royal Bank of Canada Canada Funding & Collateral 45
Royal Bank of Canada Canada Repo 48
Royal Bank of Canada United States Funding & Collateral 64
Royal Bank of Canada United States Repo 74
Royal Bank of Canada United States Securities Lending 90
Royal Bank of Canada Australia Repo 105
271
INDEX
Royal Bank of Canada United Kingdom Funding & Collateral 219

Royal Bank of Canada United Kingdom Repo 230
S3 Partners, LLC United States Software/Service Provider 13
S3 Partners, LLC United States Securities Lending 91
Sanlam Investments South Africa Securities Lending 191
Santander Corporate Investment Bank Spain Funding & Collateral 194
Scotiabank Canada Funding & Collateral 45
Scotiabank Canada Repo 48
Scotiabank Canada Securities Lending 52
Scotiabank Canada Synthetic Finance 56
Scotiabank United States Funding & Collateral 64
Scotiabank United States Repo 74
Scotiabank United States Securities Lending 91
Scotiabank United States Synthetic Finance 101
Scotiabank Singapore Funding & Collateral 143
Scotiabank Singapore Repo 144
Scotiabank Singapore Securities Lending 146
Scotiabank Singapore Synthetic Finance 146
Scotiabank United Kingdom Funding & Collateral 220
Scotiabank United Kingdom Repo 231
Scotiabank United Kingdom Securities Lending 250
Scotiabank United Kingdom Synthetic Finance 258
SEB United States Securities Lending 91
SEB Hong Kong Securities Lending 128
SEB Sweden Securities Lending 197
SecFinHub Ltd United Kingdom Software/Service Provider 30
ServiceMatrix United Kingdom Software/Service Provider 30
SG Securities (HK) Limited Hong Kong Securities Lending 128
SG Securities (HK) Limited Hong Kong Synthetic Finance 133
SG Securities (HK) Limited Japan Securities Lending 140
Sharegain United Kingdom Software/Service Provider 30
Sharegain United Kingdom Securities Lending 250
SimCorp Denmark Software/Service Provider 31
SimCorp Asia Australia Software/Service Provider 18
SimCorp USA United States Software/Service Provider 13
SIX Switzerland Software/Service Provider 31
SIX Switzerland Tri-party Agent 40
SIX Switzerland Funding & Collateral 199
SIX Switzerland Repo 202
SIX Switzerland Securities Lending 206
Societe Generale United States Funding & Collateral 64
Societe Generale United States Securities Lending 91
Societe Generale United States Synthetic Finance 101
South African Securities Lending Association South Africa Association 6
SOVA Capital Limited United Kingdom Funding & Collateral 220
SOVA Capital Limited United Kingdom Repo 231
SOVA Capital Limited United Kingdom Securities Lending 250
SOVA Capital Limited United Kingdom Synthetic Finance 259
272
INDEX
Standard Bank of South Africa Limited South Africa Synthetic Finance 193
Standard Bank of South Africa Ltd South Africa Repo 187
Standard Bank of South Africa Ltd South Africa Securities Lending 191
Standard Chartered Bank United States Funding & Collateral 65
Standard Chartered Bank China Repo 113
Standard Chartered Bank Hong Kong Repo 120
Standard Chartered Bank Singapore Repo 144
Standard Chartered Bank South Africa Repo 188
Standard Chartered Bank United Arab Emirates Repo 209
Standard Chartered Bank United Kingdom Repo 231
State Street Bank and Trust - Agency Lending Canada Securities Lending 53
State Street Bank and Trust - Agency Lending United States Securities Lending 92
State Street Bank and Trust - Agency Lending Australia Securities Lending 110
State Street Bank and Trust - Agency Lending United Kingdom Securities Lending 251
State Street Bank and Trust - Enhanced Custody Canada Securities Lending 53
State Street Bank and Trust - Enhanced Custody United States Securities Lending 93
State Street Bank and Trust - Enhanced Custody Australia Securities Lending 111
State Street Bank and Trust - Enhanced Custody United Kingdom Securities Lending 252
State Street Global Markets (Japan) Japan Securities Lending 140
State Street Securities Hong Kong, Ltd - Agency Lending Hong Kong Securities Lending 129
State Street Securities Hong Kong, Ltd - Enhanced Custody Hong Kong Securities Lending 129
Strate Ltd South Africa Funding & Collateral 186
Svenska Handelsbanken Sweden Securities Lending 197
Swaptimization United States Software/Service Provider 13
Swiss Reinsurance Company Ltd United States Funding & Collateral 65
Swiss Reinsurance Company Ltd United States Repo 74
Swiss Reinsurance Company Ltd United States Securities Lending 93
Swiss Reinsurance Company Ltd Singapore Repo 144
Swiss Reinsurance Company Ltd Singapore Securities Lending 146
Swiss Reinsurance Company Ltd Switzerland Funding & Collateral 199
Swiss Reinsurance Company Ltd Switzerland Repo 202
Swiss Reinsurance Company Ltd Switzerland Securities Lending 207
Sygnia Securities South Africa Securities Lending 191
TD Prime Services LLC United States Securities Lending 93
TD Securities Canada Repo 48
TD Securities Canada Securities Lending 54
TD Securities United States Repo 75
TD Securities Singapore Repo 145
TD Securities United Kingdom Repo 232
Toronto Dominion United Kingdom Repo 232
Tradeweb United States Software/Service Provider 14
Tradeweb United Kingdom Software/Service Provider 31
Tradeweb United States Repo 75
Tradeweb United Kingdom Repo 232
Trading Apps United Kingdom Software/Service Provider 32
Transcend Street Solutions United States Software/Service Provider 14
Transcend Street Solutions United States Funding & Collateral 65
Transcend Street Solutions United States Repo 75
273
INDEX
Transcend Street Solutions United States Securities Lending 94

Transcend Street Solutions United States Synthetic Finance 102
UBS AG Hong Kong Securities Lending 130
UBS AG London Branch United Kingdom Securities Lending 252
UBS Asset Management Ltd Australia Securities Lending 111
UBS Securities Japan Co Ltd Japan Securities Lending 141
UBS Securities LLC United States Securities Lending 94
UBS Switzerland AG - Group Treasury / Repo Trading Switzerland Funding & Collateral 200
UBS Switzerland AG - Group Treasury / Repo Trading Switzerland Repo 202
UBS Switzerland AG - Securities Lending & Financingº Switzerland Securities Lending 207
UnaVista, London Stock Exchange Group United Kingdom Software/Service Provider 32
Velocity Capital LLC United States Securities Lending 94
Wall Street Options United States Software/Service Provider 14
Wells Fargo Securities United States Securities Lending 94
wematch.securitiesfinancing United Kingdom Software/Service Provider 32
wematch.securitiesfinancing United Kingdom Funding & Collateral 220
wematch.securitiesfinancing United Kingdom Securities Lending 252
wematch.securitiesfinancing United Kingdom Synthetic Finance 259
Xconnect Trading Limited United Kingdom Securities Lending 252
Yieldbroker Australia Software/Service Provider 18
Yieldbroker Australia Repo 106
Zurcher Kantonalbank Switzerland Funding & Collateral 200
Zurcher Kantonalbank Switzerland Repo 202
Zurcher Kantonalbank Switzerland Securities Lending 208
Euromoney Institutional Investor Plc Commercial Director Although every effort has been made to
William Browne ensure the accuracy of the information
6-8 Bouverie Street, contained in this publication the publishers
London EC4Y 8AX, United Kingdom Tel: +44 (0) 20 7779 8309
can accept no liability for inaccuracies
will.browne@globalinvestorgroup.com that may appear. Copyright rests with
Tel: +44 (20) 7779 8888
Design and production the publishers, Euromoney Institutional
Fax: +44 (20) 7779 8792 Antony Parselle Investor Plc, England. This publication is
not a substitute for professional advice
Tel: +44 7844 879060
on a specific transaction. © Euromoney
Directors aparselledesign@me.com Institutional Investor Plc London 2020.
Jan Babiak, Euromoney is registered as a trademark in
www.globalinvestorgroup.com the United States and the United Kingdom.
Kevin Beatty,
Andrew Billingal,
Printed in the UK
Tim Collier,
Colin Day, Additional copies of this directory are
available to order for your colleagues.
Tristran Hillgarth,
Imogen Joss, Please call our UK Hotline
on +44 20 7779 8999 Global Investor/ISF
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or the US Hotline Euromoney Institutional Investor PLC,
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Additional copies are priced Tel: +44 207 779 8888
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274
INDEX
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Global Directory of

Securities Lending & Repo 2020

Banking for better, for generations to come

Global Directory of Securities Lending & Repo 2020

Global Directory of Securities Lending & Repo 2020

ASSOCIATIONS International Securities Lending

Senior Director, Market Practice Chairman

Global Directory of Securities Lending & Repo 2020

RMA Associate Manager

Global Directory of Securities Lending & Repo 2020

SOFTWARE / SERVICE PROVIDERS BondLend

Chief Representative Officer - US & APAC Other offices

Global Directory of Securities Lending & Repo 2020

Calypso Technology DataLend

Global Directory of Securities Lending & Repo 2020

Global Directory of Securities Lending & Repo 2020

EquiLend Clearing Services technology firm offering trading, post-trade, market

Global Directory of Securities Lending & Repo 2020

FIS Chief Operating Officer

SVP, Securities Finance and Processing, FIS

Global Directory of Securities Lending & Repo 2020

IHS Markit OCC

IHS Markit securities finance dataset covers more Type of firm

Global Directory of Securities Lending & Repo 2020

Global Directory of Securities Lending & Repo 2020

Transcend Street Solutions

Repo Products Traded Head Sales/Business Development

Global Directory of Securities Lending & Repo 2020

SOFTWARE / SERVICE PROVIDERS Broadridge Financial Solutions

Global Directory of Securities Lending & Repo 2020

EquiLend Euroclear Bank Hong Kong Branch

EquiLend Type of firm

Global Directory of Securities Lending & Repo 2020

IHS Markit IHS Markit

Global Directory of Securities Lending & Repo 2020

Tokyo Square Garden 12F, 3-1-1 Kyobashi, Type of firm

Global Directory of Securities Lending & Repo 2020

SOFTWARE / SERVICE PROVIDERS B3 UK

Global Directory of Securities Lending & Repo 2020

Calypso Technology CloudMargin

Global Directory of Securities Lending & Repo 2020

Deutsche Boerse Group - Global Deutsche Boerse Group - Global

Eurex Clearing Eurex Clearing

Global Directory of Securities Lending & Repo 2020

Eurex Repo Type of firm

Global Directory of Securities Lending & Repo 2020

EquiLend VP, Securities Finance, FIS

FIS Chief Operating Officer

Global Directory of Securities Lending & Repo 2020

Securities Finance Editor

Global Directory of Securities Lending & Repo 2020

Global Directory of Securities Lending & Repo 2020

IRESS Financial Markets

4th floor Ropemaker Place, 25 Ropemaker Street, Business Owner SLB

Global Directory of Securities Lending & Repo 2020

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