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Food Policy 79 (2018) 309–317

Contents lists available at ScienceDirect

Food Policy
journal homepage: www.elsevier.com/locate/foodpol

Influencing the food choices of SNAP consumers: Lessons from economics, T


psychology and marketing

David R. Just1, , Gnel Gabrielyan
Cornell University, United States

A B S T R A C T

Behavioral economic based interventions have shown some promise in leading food consumers of all ages to
healthier diets. Such interventions face unique challenges in addressing the diets of SNAP recipients. First,
current law prohibits differential treatment of SNAP recipients and other grocery store customers. Thus, the
nudges cannot narrowly target those participating in SNAP. Second, SNAP participants make the majority of
their qualifying purchases in grocery stores which are already heavily loaded with behavioral nudges. Not only
must nudges compete for attention within the store, but they must be at least weakly beneficial to the store
owner. We discuss examples that demonstrate the possibility of meeting these seemingly strict criteria, and the
potential for using such nudge interventions as a part of SNAP.

1. Introduction the potential cost, questions about cost effectiveness, or the potential to
increase the stigma associated with food aid. A comprehensive review
Supplemental Nutrition Assistance Program (SNAP) recipients pur- by Gordon et al. (2014) proposed six potential strategies for promoting
chase their foods using a mixture of money received from work or other more nutritious food choices by SNAP participants. Several of their
non-government sources and the SNAP benefit, most often in a food proposed strategies involve providing small financial incentives, but it
retail setting. This SNAP benefit, designed to supplement the food also included two strategies that use behavioral and marketing tools to
purchases of low income households, can only be used to purchase promote better choices. Behavioral strategies are particularly attractive
food, and is generally distributed once a month. With an annual budget because they may be effective tools to address both cost and stigma
of $85 billion in 2015 (USDA, 2016a,b) SNAP is the largest program in concerns. Their review notes the real dearth of work examining the
the U.S. that provides assistance to families in need. It plays a vital role impact of such behavioral interventions on SNAP recipients. The early
in providing nutritional support to more than 46 million participants in work of Just et al. (2007) highlighted the great potential for using be-
22 million households in 2015 (USDA, 2016a,b). Given its provision of havioral interventions in a wide variety of food assistance programs,
assistance to such a large population of low-income families, the impact setting the stage for the vibrant empirical literature that has to date
of SNAP on diet quality has long been the focus of many researchers. focused primarily on the National School Lunch Program. More gen-
As obesity and diet related diseases have come to the policy fore, erally, there is still a rather small but growing literature examining the
many have called for reforms to food aid programs such as SNAP, which impact of nudging healthier choices in a retail setting (e.g., List et al.,
are designed to encourage more nutritious choices. Proposals have 2015; Payne and Niculescu, 2012 among others) that is of central im-
largely focused on either disallowing certain items such as soda portance when considering SNAP.
(Anliker et al., 1992; Brownell and Ludwig, 2011; Hernandez, 2012) or In this paper, we examine the range of potential behavioral tools
providing incentives for fruits and vegetables (Herman et al., 2008; Just that could be used in a food aid setting to encourage low income
and Price, 2013; Payne et al., 2013). Indeed, the federal government shoppers to improve their diet. We will focus mostly on the US
funded a pilot study to determine the effectiveness of such subsidies Supplemental Nutrition Assistance Program (SNAP), which provides
(Klerman et al., 2014; Wilde et al., 2015; Grindal et al., 2016; Olsho low income households with monthly accounts that can only be used to
et al., 2016) 2. Often these policies can be controversial either due to purchase food. In reviewing these tools, we will explore both the


Corresponding author at: 210C Warren Hall, Ithaca, NY 14853, United States.
E-mail address: drj3@cornell.edu (D.R. Just).
1
This work benefited from a cooperative agreement with Economic Research Service, USDA.
2
These articles evaluate different incentive programs under the USDA’s Healthy Incentives Pilot program, a yearlong randomized control trial conducted in Hampden County
Massachusetts.

https://doi.org/10.1016/j.foodpol.2018.03.003
Received 19 February 2018; Accepted 2 March 2018
Available online 15 March 2018
0306-9192/ © 2018 Elsevier Ltd. All rights reserved.
D.R. Just, G. Gabrielyan Food Policy 79 (2018) 309–317

possible benefits and challenges that various strategies might face. groups spent the same amount on average.
Moreover, we will discuss the types of research that are necessary to Just and Wansink (2014a) found that it is possible to substantially
determine if such strategies would be feasible, effective and prudent. reduce calories consumed by restaurant goers by simply giving dishes
names that suggest the portion is larger. Patrons at a college cafeteria
2. Background on nudging were served identical portions of pasta and salad. However, they were
randomly assigned to be told either that they were receiving a “Reg-
In the last 15 years, behavioral strategies have received a tre- ular” portion, or a “Double” portion. Those receiving the “Double” left
mendous amount of attention both from policymakers (Behavioural approximately twice as much food on their plate, consuming an average
Insights Team, 2010) and academic researchers (Shiv and Fedorikhin, of 140 calories less. A separate experiment demonstrated that patrons
1999; Smith et al., 2011; Hanks et al., 2013). From early applications were willing to pay almost twice as much for the meal when it was
suggested by Thaler and Sunstein (2003) many have noted the potential labeled as the “Double” portion, even when shown the portion and
importance of behavioral nudges in encouraging healthier eating be- provided serving size information.
havior. Just et al. (2007) suggest food assistance programs are in many Perceived quality can be influenced by simple changes in the en-
ways an ideal setting to use a behavioral approach. These strategies vironment such as using descriptive words on menus (Wansink et al.,
have a potential advantage over traditional policies in that they can be 2007; Ellison et al., 2014), and this perception can in turn affect con-
both less contentious (Clark et al., 2007; Griffin et al., 2009; Just and sumption. In Just and Wansink’s (2011) simple experiment, they ran-
Price, 2013; Just and Hanks, 2015) and often have substantively larger domly assigned patrons entering an all-you-can-eat pizza restaurant
effects (Schwartz, 2007; Van Ittersum et al., 2012). However, the range into two conditions. Those in one condition would receive a free drink
of applications for such behavioral interventions continues to be rela- with their meal, while those in the other condition would receive a free
tively limited particularly when considering food policy. Despite the drink and a 50% discount on the price of the meal. They found two
limited number of settings in which interventions have been tried, primary effects. First, those who paid more ate about one third more (or
much of the evidence suggests that behavioral interventions have a approximately one extra slice). Secondly, they found that those who
tremendous potential to change eating habits. reported disliking the pizza consumed significantly more than those
who liked the pizza. Essentially, patrons who determined the pizza was
2.1. Behavioral interventions in food environments of poor quality, decided to eat more in order to obtain their money’s
worth. Further work by Just et al. (2014), (2015) find similar results,
A large number of behavioral interventions have found a place in but show that the pricing impacts how the individual evaluates the taste
the school lunchroom (Just and Wansink, 2009; van Kleef et al., 2012; of the pizza. The taste ratings of those who are charged less tend to be
Greene et al., 2017). In this context, the interventions primarily target lower overall, and decline very rapidly after the first slice, while those
an increase in consumption of fruits and vegetables, or similar food charged more actually increase their evaluations after the first slice.
consumption goals. Simply rearranging the lunch line (Smith et al., Those who eat more due to price and those that eat more due to taste
2011; Wansink et al., 2011a), giving exciting names to healthier fare both tend to feel they have overeaten, and regret their decision. To-
(e.g., Turnwald et al., 2017), and increasing the convenience of fruits gether, these results demonstrate the importance of balancing taste and
and vegetables (Hanks et al., 2012; Wansink et al., 2013) has proven to quantity expectations around the price. They also show that nudges can
be an effective tool. Other simple interventions can increase vegetable be designed to encourage healthier choices while addressing profit
(Gabrielyan et al., 2016) or white milk (Smith et al., 2011; Hanks et al., concerns in environments where margins are extremely thin. These
2014) consumption, or even participation in the school lunch program same concerns are central to creating effective and sustainable nudges
overall (Just and Wansink, 2009). The key to success of behavioral in the choice environment of SNAP shoppers.
interventions at the school level is that the tools are at once effective,
low or no cost, and do not engender backlash on the part of the stu-
dents. In many cases, something as small as placing fruit in an attractive 2.2. Conventional interventions to changing food behavior
bowl can more than double selection by students (Wansink et al.,
2011b). A suite of behavioral strategies based on these concepts was More conventional approaches have faced significant challenges.
used to create the Smarter Lunchrooms Scorecard (https:// Several studies have found disappointing or mixed results when con-
www.smarterlunchrooms.org/scorecard) which provided schools with sumers are given additional nutrition information (Wansink and
an easy guide to implementation. The concept has been adopted by Chandon, 2006; Antonuk and Block, 2006). Even those finding some
schools across the United States who are investigating how it can be impact on choice note that the impact is relatively small, and is likely to
used to improve acceptance of healthy school meals. This includes be detrimental to the retailer (Faulkner et al., 2011; Cawley et al.,
statewide efforts to train school lunch professionals in Michigan (Drzal 2016). Price interventions have a similarly mixed history. Often studies
et al., 2017) and California (Reed et al., 2017). A statewide effort in using secondary data with endogenous price variations will find sub-
South Carolina saw a 69% decrease in per serving food waste, as well as stantive and promising impacts on the directly taxed foods (Miljkovic
increases in fruit and vegetable serving sizes (Hoy et al., 2017). Several et al., 2008). However, when substitution effects are taken into account
other states and cities across the U.S. have made similar efforts. (Smed et al., 2007; Schroeter et al., 2008), or when experimental results
Several interventions have found their way into restaurants or are examined (Cawley and Frisvold, 2015) the results are much less
workplace cafeterias (e.g., Finkelstein et al., 2004; Chandon and promising. Much of the change is due to substitution within categories
Wansink, 2007; Ellison et al., 2013), often searching for opportunities rather than across, which results in substitutions that are rather close in
to reduce consumption while maintaining revenue. For example, terms of nutrition. One bright spot in the experimental literature on
Schwartz et al. (2012) asked patrons at a quick-service restaurant if price is the Healthy Incentive Pilot (HIP) program. HIP was a large
they would be willing to save calories by forgoing a side dish for the randomized control trial incentivizing some SNAP participants to pur-
same price tag. About a third of patrons agreed to the deal, potentially chase certain fruits and vegetables by giving them a 30% rebate (Olsho
increasing the profits of the restaurant. Additional work has shown that et al., 2016; Klerman et al., 2014). The result was an increase of about
something as simple as the payment mechanism can influence how ¼ cup of targeted fruits and vegetables consumed per day—a sub-
much a cafeteria goer eats. Just and Wansink (2014b) find that patrons stantial achievement, but one that underscores just how difficult it is to
in a cafeteria were more likely to select indulgent items such as encourage low income households to meet dietary recommendations.
brownies or full calorie soda when paying for their lunch with a card Nationwide implementation would cost between $0.8 billion and
relative to those who are purchasing with cash—even though both $4.5 billion annually (Bartlett et al., 2014).

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D.R. Just, G. Gabrielyan Food Policy 79 (2018) 309–317

2.3. Consumer resistance to interventions associated with the BMI of low income adults. The result is significant
primarily among women (Townsend et al., 2001; Chen et al., 2005;
One of the reasons that traditional policies fail is due to en- Zagorsky and Smith, 2009; Fan, 2010). This association underscores the
dogeneity. The individuals who purchase the most soda, for example, potential value of SNAP interventions addressing nutrition and food
likely do so because they enjoy drinking soda. This will mean they will choice. However, the underlying cause of the association is murky. Ver
be more resistant to negative health information about soda than the Ploeg and Ralston (2008) and Larson and Story (2011) argue that the
average consumer, and perhaps more resistant to price changes. Indeed, duration of SNAP participation increases the likelihood of obesity.
in some circumstances negative health information can actually serve Gibson (2003), for example, finds that being a food stamp recipient
as a simple decision rule for those seeking to splurge, and thus increase increases the predicted probability of current obesity by 9.3% for low
less healthy consumption decisions (Downs et al., 2013). income women. She also finds that participation in a food stamp pro-
An extreme version of this resistance has been dubbed “reactance” gram for 5 years compared to no participation increases the predicted
by the psychology literature (Clee and Wicklund, 1980; Brehm, 1989; probability of current obesity by 20.5%.
Brehm and Brehm, 2013). Reactance is a rebellion against some per- Kaushal (2007) and Ross et al. (2007), on the other hand, do not
ceived threat to freedom. This effect was originally discovered in an find any significant relationship between SNAP participation and BMI
experiment attempting to discourage graffiti in bathrooms. It was found once background differences in population are accounted for Schmeiser
that when authoritarian messages were used, graffiti actually increased, (2012) and Kreider et al. (2012) even find that SNAP participation
while using more persuasive language reduced graffiti (Pennebaker and decreases the BMI of participating children. The most common criticism
Sanders, 1976). In the realm of food policy, we often see evidence of towards the literature analyzing the relationship between SNAP mem-
reactance when paternalistic policies (such as barring the sale of large bership and participants’ BMI is that there might be non-observable
sodas or taxing indulgent foods) are threatened (Debnam and Just, characteristics that differentiate participants and non-participants (Ver
2016). Just and Hanks (2015) find evidence of such an effect in re- Ploeg and Ralston, 2008) potentially accounting for increases in BMI. It
sponse to health based price policies. By directly confronting con- is very difficult to identify whether the SNAP participation is causing
sumers, reactance may be excited, potentially eroding the effectiveness the obesity or low income status itself is the primary cause. Ver Ploeg
of the policy. Behavioral approaches that avoid such confrontation by et al. (2007) find that the relationship between food stamp participation
relying on the individual to select the targeted items may be both more and BMI has weakened over the past several decades, as non-partici-
effective, and welfare improving (Just and Hanks, 2015). pants’ BMI has increased to match that of participants. Several studies
In addition to potentially avoiding reactance, behavioral policies have demonstrated that even without considering BMI directly, there
can also make use of attribution (Kelley, 1967). Attribution is defined as are significant issues of dietary quality of those facing poverty generally
behavior that is designed to make one’s prior decisions conform to some (Wilde et al., 1999) and among SNAP participants specifically (Leung
consistency or rationality. For example, Just and Wansink (2009) found et al., 2012b). Even if the association between SNAP participation and
that 69% of children would eat carrots when given carrots with their BMI is purely coincidental, SNAP presents a prime opportunity to in-
lunch. However, when given a choice of carrots or celery, more than fluence the food decisions of a large population at elevated risk of
91% of children ate carrots. It seems counter intuitive that offering an obesity and poor diet. The primary point of contact for SNAP recipients
alternative could increase the consumption of carrots. However, celery is where they purchase food: the grocery store (Morrison and Mancino,
is a relatively inferior choice for most children. Additionally, giving 2015).
children the opportunity to choose forces them to evaluate carrots in The correlation between BMI and SNAP participation has been used
comparison to celery, perhaps reviving some latent preference for to argue for drastic changes in SNAP to address this potential cause of
carrots. Once children have chosen the carrots, they can then rationa- obesity. Some have argued that changing the policy to limit SNAP
lize this decision by eating the carrots they now profess to prefer. If purchases to a set of relatively healthy foods might work (Alston et al.,
attribution effects are durable, then we might expect that such choices 2009). The call to limit SNAP purchases of high-calorie low-nutrient
might also have impacts on the selection of carrots or other healthy fare foods (candy and soft drinks), however, have been highly controversial
in subsequent circumstances. These are open questions that should be (Guthrie et al., 2007b). For example, extra restrictions may discourage
addressed with further research. Nonetheless, they offer a compelling participation in the program. Such policies may also have no impact.
narrative of how policies that persuade may have a long-term edge in For example, Todd and Ploeg (2015) show that a simple restriction of
terms of efficacy over policies that subvert choice in one way or an- sugary drinks may not have the intended effect since SNAP does not
other. provide all the financial resources of the household. Further, substitu-
Behavioral nudges in general frame decisions to alter which choice tion effects are much smaller between different food categories than
seems most normal, natural or easiest. In the food environment, most within the same food category (Okrent and Alston, 2011) limiting the
effective interventions work by taking advantage of the individual’s impact of such bans.
passive food decisions. For example, an individual entering a cafeteria Factors other than food costs might also be a reason for unhealthy
will often immediately look around to see which foods are visible, and food choices (Just et al., 2007; Carlson and Frazão, 2012). It has been
consider these options as their choice set, rather than searching out argued that limited availability of retail options in neighborhoods that
every possible option or reading entire menus. This means that making offer healthier foods as well as nutrition knowledge might explain the
healthier options more visible will increase selection primarily because challenges that SNAP recipients face (Guthrie et al., 2007a; Gordon
most consumers won’t consider the other less apparent options. Because et al., 2014).
many of the nudges result in a shift in passive choices, they can avoid Food retailing is notorious both for thin margins, and for being an
the types of backlash that occur when consumers feel their sovereignty environment in which manufacturers and retailers use behavioral tools
is threatened. Moreover, the simple act of choosing an item may have intensively. In such a setting, many have argued that additional nudges
benefits on its own, in terms of laying the foundation for future choices will be ineffective with consumers and perhaps detrimental to the food
through attribution (Just and Wansink, 2009). retailer. We do not currently have enough information and research to
answer such questions. However, there is some suggestive evidence
3. Considerations for nudging SNAP from related contexts that provides hope. Because behavioral inter-
ventions have proven highly effective in restaurants and cafeterias,
One key policy debate surrounds the relationship between SNAP settings which are also notorious both for thin margins and active (if
and body mass index (BMI). Leung and Villamor (2011) and Leung et al. not intensive) use of behavioral tools, there is some basis to believe that
(2012a), for example conclude that SNAP participation is positively these same tools may be effective in a retail environment.

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D.R. Just, G. Gabrielyan Food Policy 79 (2018) 309–317

In this vein, Gordon et al. (2014) propose two specific behavioral shopping list (Drèze and Hoch, 1998; Wansink et al., 1998) often being
related interventions in the context of SNAP, citing evidence that both spurred to impulse buy based on the suggestive store displays (Kollat
strategies have been effective in retail settings in general. However, in and Willett, 1967; Abratt and Goodey, 1990; Massara et al., 2013) or
the context of the retail setting, we must be concerned both with the simply based on whim.
change in consumer behavior and the impact on the retailer. Inter- In such difficult choice environments, nudges may prove particu-
ventions that hurt retailers will either require compensation or will not larly effective. At one level, it is widely acknowledged that grocers and
be sustainable. The first intervention suggested by Gordon et al. (2014), food manufacturers engage consumers using behavioral strategies
called “MyCart”, would represent the proportions of various food within the store (Roy et al., 2003; Turley and Ronald, 2000; Yalch and
groups suggested under USDA’s MyPlate nutrition guide. These could Spangenberg, 2000). This is presumably because these methods have
be represented as different colored sections of the cart, making it easy proven effective and demonstrated their usefulness. Alternatively, the
to see how your shopping basket compares to the recommended pro- use of behavioral strategies by retailers and manufacturers have been
portions. While prior work suggests this approach may be effective in used by some to argue against the use of such tactics as part of a policy
changing behavior, a priori, it is unclear if this intervention will have effort to encourage healthier food choices (Glanz et al., 2012;
positive or negative effects on the retailer. If the impact is positive, Zimmerman, 2011). The argument is that the environment is so rife
there is a much greater chance the intervention could find widespread with behavioral suggestions, it will be difficult to garner the attention of
use. An additional behavioral approach suggested by Gordon et al. in- the consumer, and even if you could, the result would likely be un-
volves the use of product placement and attractive displays for healthier sustainable as the grocery store may face diminished profits. While
fare, similar to the techniques currently used for branded products. This much research remains to be able to demonstrate a robust ability to use
may be harder to accomplish without providing grocers substantial behavioral nudges in a grocery store environment, initial forays offer
resources. Grocers make significant money from slotting fees charged some hope, and effectively counter these two arguments. For example,
for product placement within the store. Thus significant incentives Payne et al. (2014) find an increase of between 7.5% and 16% in
would need to be provided in order to accomplish such a change. produce sales when grocery stores in New Mexico introduced placards
in shopping carts telling shoppers how many produce items are pur-
4. How do nudges work? chased by the average shopper. Overall shoppers spent about the same
amount, but shifted spending to fresh produce, which often yields a
One of the primary reasons that behavioral nudges work in the food higher than average profit margin for the grocer.
choice realm is that food consumers are overtaxed cognitively and not In determining the types of interventions that may be of use, it is
able to make well thought out decisions. Wansink and Sobal (2007) instructive to consider the prevalent models of behavioral food choice.
estimate that food consumers make more than 200 food related deci- While several models have been proposed for narrowly defined situa-
sions within in a day, or approximately one decision every five minutes tions (e.g., Just and Wansink, 2009), a more general model of food
one is awake. Making a deep consideration of the financial and nutri- behavior is suggested by Lappalainen and Epstein (1990), based on the
tion tradeoffs of so many decisions would put a serious dent in the dual process model (Kahneman, 2003). This model supposes that in-
amount of time that could be devoted to other activities. Thus, common dividual decision-makers can make decisions using either of two deci-
economic assumptions of full information and the ability to costlessly sion mechanisms. One of these decision mechanisms is a deliberative
determine the optimal consumption bundle may fail in important ways. system, which considers future implications and tradeoffs in nutrition,
Instead, many may rely on rules of thumb, habit, or arbitrarily limit health and cost. The other is reflexive, considering only the immediate
their choice sets to determine what they eat and when. Falling back on implications for pleasure and convenience. Health information is likely
less rigorous decision-mechanisms has two implications. First, in- to affect decisions when using the deliberative system. Such informa-
dividuals may be less sensitive to traditional economic levers, like nu- tion will have little effect when using the reflexive system. Several
trition information or price changes, if they are difficult to process ef- studies suggest that the primary determinants of which decision system
ficiently on a regular basis. Secondly, because rules of thumb and habits is used are the level of cognitive stress experienced by an individual
will often rely on context and environment, an individual’s behavior (e.g., Zimmerman and Shimoga, 2014) and the presence of other visc-
may be overly sensitive to small changes in the environment. This eral influences, such as hunger or pain (Camerer et al., 2005). It is thus
provides one explanation for why we often see relatively large re- likely that individuals who are under stress, pressed for time, or facing
sponses to seemingly innocuous changes in the food choice environ- acute hunger, are more apt to make decisions based on convenience,
ment. For example, giving individuals a 34 oz rather than a 17 oz bowl taste or the desire to feel full. Stress and distraction may lead us to buy
leads them to serve themselves an average of 31% more ice cream more, choose foods that have lower nutritional value, and eat more
(Wansink, van Ittersum and Painter, 2006). Large changes in sales of often.
fruit in the school lunchroom can be affected by placement of the fruit Attempts to constrain one’s diet are typically rooted in deliberative
in the lunch line (Wansink et al., 2011a) or whether the fruit is sliced or decisions and require cognitive effort. Resisting temptations thus be-
not (Wansink et al., 2013). Recent work by Mani et al. (2013) suggests comes difficult specifically because of the cognitive effort required in
that those in poverty may face a greater cognitive load in general, the face of constrained cognitive resources. In such a model of human
potentially forcing them toward greater reliance on such rules of thumb behavior, individuals have some preferences that are unexpressed or
and perhaps increasing their sensitivity to the choice environment. latent. For example, an individual may plan to eat more fruit or vege-
Roughly three-quarters of all SNAP redemptions occur in super- tables, but may also have a hard time putting that plan into action when
markets or grocery stores (Castner and Henke, 2011). These stores offer cognitively taxed and subject to reflexive preferences.
a particularly effective opportunity to nudge. An individual visiting the The dual decision-mechanism approach suggests two broad classes
grocery store will often be required to make dozens of food related of potential interventions. Either we can attempt to lead decision-ma-
decisions in a relatively short span of time. To add to this complication, kers into a deliberative state where they can make better decisions on
the average grocery store offers more than 100,000 different products their own, or we can change the environment so that the reflexive
to choose from Dunne et al. (2013). For this reason, many rely on decision-maker is led to naturally make decisions in line with the goals
shopping lists to remember which items they need to purchase. Pur- of the intervention.
chasing an item on the list does not free one from making decisions in Attempts to lead consumers into a deliberative decision mode are
the store. Even if the shopper knows they need to purchase bread, they called behavioral interrupts. For example, consumers in quick service
will still need to determine the type and brand of bread. Additionally, Chinese restaurants typically purchase a meal that consists of one or
the average shopper purchases many items that are not on their two main dishes accompanied by a side of rice or noodles. Because

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D.R. Just, G. Gabrielyan Food Policy 79 (2018) 309–317

these foods are offered as a bundle, few consumers ever intentionally sustainable and effective, it must be of benefit to the store that imple-
choose whether or not to include the side or not—they make this de- ments it. While one could imagine a policy that required particular
cision passively. Consider again Schwartz et al. (2012) experiment in nudges be implemented in order for stores to maintain SNAP eligibility,
which customers who had ordered and paid for the full meal were asked unenthusiastic grocers are unlikely to be effective at implementing
if they would be willing to forgo the side dish in order to save calories. nudges. Given the subtle nature of most such interventions, it is very
Having this sort of verbal choice creates the opportunity for a delib- easy to undermine a nudge through similarly subtle means.
erative decision where none had existed before, leading many to forgo
the side. Other behavioral interrupts have asked consumers to make 5.1. Principles to nudge food shoppers
their decisions hours in advance (Hanks et al., 2013), or changed the
nature of the transaction by requiring cash instead of debit or credit We propose a series of principles that could be used to nudge
accounts to be used for some items (e.g., Just and Wansink, 2014b). healthier choices among SNAP recipients. Our proposals are based
The advantage of the behavioral interrupt is that it operates in a primarily on the behavioral principles that have proven successful in
relatively transparent way, relying on the individual’s own deliberate the school lunch program (Just and Wansink, 2009) and in restaurant
preferences. However, behavioral interrupts have their limits. While a settings discussed earlier. Because few empirical studies have specifi-
single verbal prompt in a quick service line may be feasible, multiple cally addressed nudging nutrition in this setting, future research will be
prompts quickly become tedious and may deter customers altogether. necessary to help determine the feasibility and effectiveness of each.
The reflexive system exists explicitly because given the numerous de- Due to the difficult nature of implementing behavioral interrupts within
cisions related to food that are made daily, making continual delib- the store, most of the strategies in this space will necessarily be en-
erative decisions is burdensome and probably not always feasible. Thus, vironmental. The potential strategies include:
behavioral interrupts could at most be used on occasion to conserve
precious cognitive resources. In the realm of grocery shopping, such 5.1.1. Convenience
interrupts could come in the form of notifications of particularly good Several studies have shown that very small differences in the level of
prices on various target foods, or mailers with specific recipes included convenience can have a significant impact on selection. For example,
that highlight targeted foods along with coupons for included foods at a placing cabbage at waist height rather than in floor level bins can
participating store. nearly double the selection of cabbage in a food pantry setting (Swigert
An alternative to behavioral interrupts makes use of the reflexive and Just, 2016). Additionally, placing items near the checkout counters
system in order to encourage healthier choices. We refer to these as makes it more convenient for those who have come to the store to pick
environmental nudges. By engaging the reflexive system, an environ- up only a small number of items. Of course, selection is only part of the
mental nudge may change behavior without consumers having to make problem. Patrons must also decide to prepare and eat these foods. Im-
explicit choices. Indeed, consumers may not even be aware that such a proving the convenience of preparation could be as simple as bundling
nudge has impacted them in any way. Nudges rely on the consumer foods together (e.g., like the service provided by Blue Apron). Alter-
employing rules of thumb to make their decisions, rigging the decision natively, it may involve presenting the foods in different formats. For
mechanism in favor of a particular outcome. Because it is not intended example, the introduction of baby carrots, which require no peeling and
to use up cognitive resources, such environmental nudges may be em- are a convenient size for snacking, increased consumption of carrots by
ployed much more frequently and remain effective. 28% during the first year of introduction (USDA, 2015).

5. Healthy nudging in the store 5.1.2. Social norms


The suggestion of social norms also plays a large role in the selection
Because grocery stores are where food buying decisions are made, of foods. This can come in many forms. Suggestions such as “limit three
such stores are the prime candidates for the most effective place to per person” can increase the number of items taken, by suggesting that
nudge food choices of SNAP participants. Any nudge strategy in this others would like to take more than the limit (Wansink et al., 1998).
environment must grapple with two challenges. First, by law stores Other social norms can be suggested by providing information on others
cannot discriminate in their treatment of SNAP participants relative to purchases (e.g., “most shoppers choose 2% or skim milk”). Messages
non-SNAP participants. This means that any nudge placed to target that address average consumption levels have proven effective in other
SNAP participants will actually catch all shoppers. This may not seem to circumstances such as energy conservation (Schultz et al., 2007). Such
be much of a challenge on the surface. In practicality, however, this messages have also been shown to positively impact fruit and vegetable
makes such nudges potentially riskier for store owners and food man- selection in a grocery store (Payne and Niculescu, 2012). Social norms
ufacturers. Rather than impacting only SNAP participants, all con- can be created by increasing the shelf space devoted to a product
sumers will be impacted by these nudges, potentially multiplying any (Hanks et al., 2012). The more the grocery store environment suggests
effect on profits. If these nudges are funded through public programs that selection of healthy items is something normal and expected, the
with the aim of reaching SNAP consumers, providing them in stores more shoppers will behave as such.
with low numbers of SNAP consumers may seem inefficient or even a
misuse of public funds. For that reason, USDA allows its SNAP-Ed nu- 5.1.3. Visibility and salience
trition education program to conduct activities in retail stores, but only While a large number of shoppers use a shopping list to ensure they
those that reach a qualifying level of monthly SNAP sales or are located purchase the items they need, up to 30–50% of items that are purchased
in census tracts that meet a low-income cut-off (Uslan et al., 2016). are not on any list (Iyer, 1989; Hausman, 2000; Shoham and Brenčič,
Some targeting could be accomplished by the timing of nudges in the 2003; Stilley et al., 2010; Verhagen and van Dolen, 2011). Many of
store. For example, Gordon et al. (2014) and Just et al. (2007) both note these items are purchased on impulse. Simply put, the more visible an
that SNAP participants tend to use their benefits early in the benefit item, the more likely one is to purchase the item. Applications in the
cycle. In some states the timing of benefits is coordinated such that school lunchroom have shown that fruit is selected more than twice as
nudges early in the month may be more likely to impact SNAP shop- often when displayed where it is highly visible versus places where it is
pers, and nudges could be removed later in the month to reduce any less visible (Wansink et al., 2011b). Visibility can be achieved by the
perceived risk by the retailer. SNAP participants also have other unique height of a display, by placing items in high traffic areas (such as on the
demographic characteristics that could be used to target, such as a perimeter of the store) or by placing items in multiple places in the
higher prevalence of households with children (Gray, 2014). stores. For example, bananas could be placed in several locations in the
The second challenge is related. In order for a nudge strategy to be store (e.g., near cereal or milk) in addition to the produce section.

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Related to visibility is salience. Salience can be created by drawing sustainable behavioral interventions in a grocery store setting.
attention to a specific item. Shelf tags, creative displays or placement
can all create salience. For example, McKinnon et al. (1981) found that 5.2.1. Increasing SNAP or WIC redemptions
descriptive signs at the point of selection can increase sales, with de- SNAP and WIC recipients make up a significant share of shoppers in
scriptive signs often being more effective than simple pricing signs. the U.S. Grocers are often eager to increase traffic from beneficiaries
Similarly, shelf tags can influence sales. The Guiding Stars program because it will increase sales. However, much of the SNAP and WIC
displays a uniform nutrition rating system for a wide range of food benefits goes unredeemed. In fact as much as 3% of SNAP benefits
items on shelf tags throughout select grocery stores. Sutherland et al. (Castner and Henke, 2011) and 21% of WIC benefits (Esposito, 2013)
(2010) find that the introduction of the Guiding Stars shelf tags in- are unused every month. Finding ways to increase usage will not only
creased the percentage of purchased foods that were rated as more help grocery stores, but the beneficiary as well. From the point of view
nutritious. Similarly, Hunt et al. (1990) finds that a majority of shop- of grocery stores, this is money left on the table. Strategies such as
pers are effectively encouraged to select items with shelf tags indicating mailers and notifications on prices targeted to outlets likely to reach
either low fat or low sodium content. program recipients can help encourage greater beneficiary traffic in
participating stores, potentially producing the effect. More direct stra-
5.1.4. Mindless walking tegies targeting recipients while effective, may be challenging to in-
How shoppers make their way through the store is easily nudged by troduce given the laws that require that participants be treated iden-
relatively simple means, and can have a substantive impact on selec- tically to other shoppers.
tion. While many shoppers may be looking for a few specific items in
known locations, most will spend at least some time either searching for 5.2.2. Attracting new customers
items or browsing a wide swath of the store looking for items they may Strategies that increase convenience or enhance taste expectations
need. When engaged in such activities, the shopper can often be in- may also be successful in attracting more customers overall. Using
fluenced to either spend more time in certain locations, or to naturally strategies that include smart phone notifications of prices or mailers
gravitate towards specific parts of the store. Several have found that could be targeted broadly rather than exclusively toward SNAP or WIC
narrow aisles lead shoppers to move more quickly leading many stores participants. Notifications that highlight target foods could help bring
to adopt a wider aisle structure (Figueroa, 2014; Lange and Velamuri, additional traffic and encourage purchases by both participants and
2014). Thus, wider aisles in the produce section can encourage fruit and non-participants.
vegetable purchases by giving the consumer more time in these areas.
Additionally, angling produce aisles in creative ways (like in a fishbone 5.2.3. Targeting higher margin foods
pattern) could potentially enhance the effect (Gue and Russell (2009)). While many nutrient dense foods carry relatively low margins, this
Finally, it may be possible to angle other aisles so that shoppers are is not universally the case. Because fresh produce is perishable, it can
naturally drawn to the produce section or other sections with relatively often carry a higher margin than the average good in the store
healthy categories. This can be done, for example, by angling aisles at (McLaughlin et al., 1998). Additionally, private label goods often carry
intersections. Individuals naturally wish to continue making forward a higher margin. Thus, canned or frozen produce carrying the private
progress. By angling intersections at other than 90 degree angles, one label may carry higher margins. This opens the door for finding foods to
direction will allow continued forward progress, while the other will target that are both more nutritious than the average food item, and
necessitate some degree of back-tracking. Such simple strategies can profitable for the store overall.
increase sales of produce by leading consumers to spend more time in
produce aisles. However, there are even simpler strategies that appear 5.2.4. Maintaining relations with manufacturers
to be effective. Payne et al. (2014) find that simply placing arrows Grocery stores of necessity maintain close relations with food
pointing to the produce section can increase selection of produce by manufacturers and would shun anything that might threaten them.
nearly 10%. Manufacturers often sponsor construction of facilities, provide coolers,
shelving, and other necessary hardware. Behavioral interventions
5.1.5. Hedonic expectations should be designed so that they do not interfere with the sale or pro-
Consumer taste and preferences can also be significantly influenced. motion of particular manufacturers goods. This can be achieved either
For example, those told that an orange juice they are sampling was by encouraging consumption in ways that create additional spending,
rated highly by previous groups, also rate the taste and other attributes or by identifying products from key manufacturers that may be both
more highly thank those given no information on the assessments of profitable and nutritious. It is especially easy to encourage individuals
previous groups (Cardello, 1994). Other ways to influence the ex- to substitute goods within categories, and many manufacturers will
pectation of taste include using high quality photos of foods (often market several goods within a category (e.g., bottled water or zero
called “food porn”) (McBride, 2010), or other descriptive terms for calorie soda versus full calorie). Thus, there are opportunities to target
foods. Both of these strategies have been successful in influencing substitutions that would not undermine efforts by the manufacturer.
consumer choice in other settings (Imram, 1999; Michel et al., 2014). Some key behavioral factors are either controlled entirely by man-
By applying such techniques to healthier food categories, and produce ufacturers or controlled jointly through contractual agreements be-
items specifically, these foods can be made to appeal to the reflexive tween the manufacturer and the retailer. Manufacturers entirely control
decision-maker in the moment of decision. Images or other information product formulation, as well as the packaging and marketing of a
can be placed on shelf tags or other media within the aisles, encoura- product. Each of these features can have a direct impact on how con-
ging this hedonic view of the targeted food. sumers interact with the food. Packaging can be designed either to
encourage more frequent or less frequent consumption, as well as
5.2. Motivating grocers to participate greater or lesser quantity consumption in a sitting (Wansink and Kim,
2005). Similarly, marketing of a good can influence social norms sur-
The key to implementing nudges in a grocery store or superstore rounding the use of a good, as well as the frequency of purchase. In
setting, is to find ways to make the nudges not only harmless to profits, some cases, it may be possible to work with manufacturers to introduce
but something that will be beneficial to the stores themselves. packaging or marketing which encourages healthier consumption
Documenting these benefits through rigorous research can help to sa- norms when such will not threaten the manufacturer’s position in the
tisfy retailer concerns about efforts to encourage healthier food con- market, or their potential to reap profit from sales.
sumption. We name four major considerations that can help create The grocery store is often limited in how they can display or

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promote products within the store. For example, while end caps are a However, under nudging, outcomes are driven by passive choices or
prominent and visible place, often the grocer will make significant responding to norms, rather than the individual’s own sincere desires.
money by selling end cap space. This means that end caps are probably To be sure, the approach is intended to allow those with strong pre-
off limits to behavioral interventions such as those discussed in this ferences to select items other than those targeted by the nudge.
paper. Manufacturers often contract with stores providing either money However, it is clear that the individuals determining which choices are
or other support in return for shelf space, limiting the options when encouraged may have very different goals than the consumers. Such
placing other target products. Product bundling and in store promotions ethical concerns about behavioral interventions cannot be easily settled
also represent contractual obligations that grocery stores must meet. It by economic science, but only by the morals and values of the gov-
is important to recognize that these contractual obligations must be erned. Policymakers and political constituencies must decide whether
held inviolate. Behavioral interventions must find ways of navigating subtle encouragement of healthier food selection is both justified and
around such relationships without stepping on the toes of either the acceptable from an ethical standpoint.
grocer or the manufacturer. Several early attempts appear to have Setting aside these concerns, the key to creating lasting interven-
shown substantial promise in this regard. Wansink et al. (2012) find tions is to ensure that we can avoid resistance and pushback from all
that partitioning shopping carts in order to set social norms for produce parties involved (Just and Hanks, 2015). First and foremost, any be-
purchases can increase the amount of produce purchased. Payne et al. havioral intervention must be both effective in changing consumer
(2015) finds similar results using placards to suggest social norms for behavior, and seen positively (or at least neutrally) by the shopper. This
produce purchases. Floor space or cart placards can deliver normative will likely require subtle nudges that change the behavior of passive
messages, capturing enough attention to change behavior, while not decision-makers. In addition, behavioral interventions must be seen to
interfering with other in-store marketing (Payne et al. 2014). Such in- increase or maintain the profits of both retailers and manufacturers.
itial successes suggest there is room in the grocery store for additional Threatening either will upset the delicate balance that exists in the
nudges to encourage healthier consumption, without harming any of grocery store environment—fueled by a large volume of thin margins.
the parties involved. Without buy-in by both retailers and manufacturers, behavioral inter-
ventions will not be sustainable.
6. Conclusion Because grocery stores are filled with both SNAP and non-SNAP
shoppers, there is great opportunity for spill-over effects. In very few
Behavioral economic interventions hold significant promise for in- cases will it be possible to encourage SNAP recipients to engage in se-
fluencing SNAP participants to select and consume healthier fare. lection of healthier options without also encouraging the general po-
Despite this, there are many challenges that must be addressed to make pulation to do the same. Close collaboration with retailers and manu-
interventions both sustainable and effective. Many have expressed facturers could help to recreate the retail space, reversing the decades’
concerns that behavioral nudges would not be effective in a competitive long trend of more and more calorie dense foods in larger portions.
retail environment in which consumers are already potentially satu- Moreover, past studies on the effect of behavioral nudges suggest that
rated with nudges. Early evidence seems to indicate that we have not this can be done with minimal public expenditure. While behavioral
yet reached such a saturation point (Payne et al., 2014). There is every techniques cannot be considered a silver bullet, early results suggest
reason to believe that the same principles that appear to be effective in that it is one essential tool in addressing a serious public health con-
other food choice environments (e.g., Just and Gabrielyan, 2016) will cern.
work in grocery store environments.
Despite the encouraging evidence demonstrating the importance of Appendix A. Supplementary material
behavioral responses in the food choice environment, there are also
concerns and controversy. Many are concerned about the implications Supplementary data associated with this article can be found, in the
of behavioral interventions on the role of government in shaping in- online version, at http://dx.doi.org/10.1016/j.foodpol.2018.03.003.
dividual choices (if not preferences). Though the individual is free to
make their own choices under a behavioral intervention, in a public References
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