Professional Documents
Culture Documents
Aconycal Risings in Babylonian Astronomy (2004 Steele & H)
Aconycal Risings in Babylonian Astronomy (2004 Steele & H)
Babylonian observations of planets fall into two main types: (i) passages of
the planets by one of the so-called ‘‘Normal Stars’’ (reference stars distrib-
uted unevenly in longitude, but all near the ecliptic), and (ii) synodic phenom-
ena such as first visibilities, stations, etc. For the outer planets (Mars, Jupiter
and Saturn) there are five of these synodic phenomena, and modern scholars
have conventionally denoted them by Greek letters. These ‘‘Greek-Letter
phenomena’’, as they have become known, are:
For the inner planets (Mercury and Venus), Q ‘‘opposition’’ is of course re-
placed by the last appearance in the east (S) and the first appearance in the
west (X).
In addition to acting as useful shorthand, use of the Greek-Letter desig-
nations allows us to avoid the problem of the exact interpretation of these
phenomena. For example, W should probably be understood as the first date
on which a planet was not seen, rather than the last day on which it was seen
(Huber et al, 1982, p. 14). Nevertheless, it is important to attempt to identify
the precise meaning of these phenomena if we are to try to understand the
*Department of Physics, University of Durham, South Road, Durham, DH1 3LE, England.
†
Institute for the History and Philosophy of Science and Technology, Victoria College,
University of Toronto, 73 Queen’s Park Cres. E., Toronto, M5S 1K7, Canada.
effect of latitude is more pronounced than in the summer when the ecliptic
is closer to vertical.
Before going any further, it will be useful to provide an overview of the
main statements of the meaning of Q that have appeared in the literature.
Epping (1889), p. 113 initially interprets the phenomena as ‘‘opposition of
the outer planets with the sun’’, when listing the phenomena he wishes to
discuss:
But later (p. 135), when discussing opposition, he describes a position where
the planet is opposite the setting sun on the horizon:
Eine bemerkenswerthe Stellung am himmel nimmt ein Planet dann ein, wenn er der
Sonne gerabe gegenübersteht, oder, was dasselbe ist, wenn er beim Untergange der
Sonne über den horizont sich erhebt.
Vor allem fesselten alle jene Erscheinungen ihre Aufmerksamkeit, die von der wech-
selnden Stellung der Planeten zur Sonne und Erde ... ihre Opposition mit der Sonne,
Ihr zweiter Stillstand, und ihr Verschwinden in den Sonnenstrahlen (heliakischer
Untergang).
8 AN aná ME.E.A
as
a triplet of dates for the heliacal rising (igi), ‘‘opposition’’ (actually apparent acrony-
cal rising; aná ME (-E) (-A)), and heliacal setting (šú).
148 Louise Hollywood and John M. Steele
The ‘‘opposition’’ of Sirius is written with the same phrase as used for Q of
the planets, and surely corresponds to the same phenomena.
The same year, Neugebauer (1952), p. 93 stated:
Disappearance and reappearance of the planets are phenomena close to the horizon
and it seems also ‘‘opposition’’ of a planet was defined as rising or setting at sunset
and sunrise respectively.
All phenomena under consideration, with the sole exception of the stationary points,
are phenomena in the horizon. This also holds for Q which we simply call ‘‘oppo-
sition’’ but which, in all probability, is ‘‘acronycal rising’’, i.e. rising of the planet at
sunset.
... Q is not the ‘‘opposition’’ in the strict sense of Greek or modern astronomy but
... it corresponds to the ‘‘akronycal rising’’ of the planet. The planet is then just
visible in the east shortly after sunset; the Babylonian term means in fact ‘‘opposition
in the east.’’ [Ana ME-a ina kur, or similar (Sachs).]
retrograde arc, rather than just the part from F to Q. In scheme S the
arc from Q to Y is equal to 3/2 of the arc from F to Q. The fact that
Q is closer to F than to Y means that Q has an elongation from the sun
of less than 180æ (Neugebauer 1975, p. 459), supporting the hypothesis
that Q corresponds to acronycal rising.
Schemes for the subdivision of the synodic arc of the other planets are
known from several procedure texts. For example, ACT No. 813, a mixed
collection of Jupiter procedures, contains in section 2 a scheme for System A
where on the slow arc F to Q is ª4æ and Q to Y is ª6æ, and on the fast arc
F to Q is ª4;48æ and Q to Y is ª7;12æ (Neugebauer 1975, p. 449). Again, this
asymmetry in the division of the retrograde arc supports the identification of
Q as acronycal rising.
Further evidence is supplied by Swerdlow (1999, pp. 58–61), who investi-
gated the elongations of Q from the mean sun as implied in ephemerides,
template texts and procedure texts. He concluded that Q falls short of the
mean opposition by about 3æ for Saturn, about 5æ, 6æ or 2æ for Jupiter (de-
pending upon which scheme was used), and about 6æ or 7;30æ for Mars
(again, depending upon the scheme). As he notes, it is not clear whether these
precise numbers have any significance, but they nonetheless indicate that Q
occurs at a mean elongation of less than 180æ, again supporting the identifi-
cation of Q as acronycal rising.
The data was taken from a number of years previously corresponding to the
following characteristic periods:
It is possible, indeed likely, that all the data in the Goal Year Texts and
Planetary Compilations was taken directly from the Diaries.5
The Almanacs contain data about the moon, a planet’s Greek-Letter
phenomena and entries into zodiacal signs, the sun and Sirius. The Normal
Star Almanacs contain data concerning the planet’s Greek-Letter phenomena
and conjunctions with Normal Stars, the moon, the sun and Sirius. They both
contain predicted data that would presumably have been obtained by using the
Goal Year Texts, with appropriate corrections to the Goal Year Periods.
We have collected together all recorded entries for Q of a planet from these
sources that were available to us. For the Diaries and Planetary Compilations
we have used the editions by Sachs and Hunger (1988, 1989, 1996) and Hun-
ger (2001). Data from the Goal Year Texts was read from the copies by Pinch-
es and Strassmaier in LBAT (ΩSachs 1955). For the Almanacs and Normal
Star Almanacs, we have collected data from the copies in LBAT, Epping
(1889), Kugler (1900, 1907–1935), and editions of individual texts by Sachs
(1976), Sachs and Walker (1984), and Hunger (1999).6
All of the usable records are collected in the appendix. From the dates of
Q the difference in longitude with the sun was calculated using a program
designed by Kevin Yau and F. Richard Stephenson based upon the planetary
ephemeris of Bretagnon and Simon.7 Dates in the Babylonian calendar were
converted to the Julian calendar using the tablets of Parker and Dubberstein
(1956). Calculations were made uniformly for an Ephemeris Time (ET) of
20.00, which corresponds roughly to shortly after sunset in Babylon. It was
not considered necessary to make more precise estimates of the time of obser-
vation (eg by taking into account the variations in the Earth’s rotational
clock error (DT), or the time of sunset at Babylon), since we have no infor-
Acronycal Risings in Babylonian Astronomy 151
mation about when during the course of the night Q was observed (although
if Q is indeed acronycal rising, then the observations take place shortly after
sunset). If the computations were made for the end of the night the elonga-
tions would be approximately 0.5æ greater.
All of the computed elongations range from 165–195æ. Occasionally we
have two records with conflicting information concerning the date of Q. In
the following, we have omitted these cases from our analysis, although includ-
ing them would have made little difference to the statistics.
In figure 1 we examine the data by source. Overall the data is centred around
a little less than 180æ, but it is clear that the extent of the spread in elongations
varies depending upon the source. This is analysed in the table below:
The three sources which generally contain observational data have very simi-
lar averages, as is to be expected if we assume that the Planetary Compi-
lations and the Goal Year Texts were extracted from the observations in the
Diaries. There is a greater standard deviation for the Goal Year texts, but
this is probably partly caused by the smaller number of observations avail-
able from this source, and also by one particularly high point, an elongation
of 192æ for Saturn in SE 32. Although there is much less data available for the
texts which contain predictions, the Almanacs and Normal Star Almanacs do
seem to place Q at a somewhat greater elongation than the observational
material. The reason for this becomes clearer when we consider each planet
separately (see figures 2–4):
For Mars, the distribution is similar for all classes of text. The mean
elongation at Q is 176.5æ, with a standard deviation of 5.2æ. For Jupiter, the
mean elongation at Q is 177.5æ, almost identical to that of Mars, but the
spread in values is somewhat less, resulting in a standard deviation of 2.2æ.
As with Mars, the distribution is similar for all classes of text. For Saturn, the
mean elongation at Q is 180.5æ, with a standard deviation of 3.9æ, reflecting a
large spread in elongations. Furthermore, there are clear differences between
the data from different classes of text; this is especially obvious between data
from Astronomical Diaries and Normal Star Almanacs (although curiously
not Almanacs). In order to explain this we first have to look at how the
predictions were made.
The Goal Year Texts were presumably the source of the predicted data in
the Almanacs and Normal Star Almanacs, and ultimately any predicted data
154 Louise Hollywood and John M. Steele
that enters the Diaries due to bad weather preventing observation. To make
a prediction of a Greek letter event from data in a Goal Year Text, one simply
moves on the relevant period and adds a small correction to the date in the
Babylonian calendar, to find the date in the new Babylonian year. Occasion-
ally, it is necessary to adjust this date by one month in order to take into
account intercalation. Indeed, it seems that at least some Goal Year Texts
allowed for this by adjusting the month of the recorded data when compiling
original observations, so the intercalation correction did not have to be made
when the text came to be used (Brack-Bernsen 1999). Hunger (1999) has
computed the necessary corrections to the Goal Year periods from modern
computation. On average they are π4 days for Mars (using the 79 year
period), 0 days for Jupiter and ª6 days for Saturn. A few texts are known
(e.g., Text E in Neugebauer & Sachs 1971 and LBAT 1515) which attest these
or similar corrections. However, Hunger (1999) has also shown by comparing
preserved Goal Year Texts and Almanacs/Normal Star Almanacs that the
correct correction was rarely applied in practice. For Mars he found the cor-
rection varied between 0 and π9 days, for Jupiter between ª1 and π1 days
and for Saturn between ª4 and ª13 days.
For Saturn, a difference in the applied correction of 1 day corresponds to
a change in elongation of about 1æ, since 1æ is roughly the mean daily motion
of the sun, and Saturn moves hardly at all over a few days. Incorrectly ap-
plied corrections to the Goal Year period for Saturn will therefore translate
directly to the elongation derived from dates of Q in Almanacs and Normal
Star Almanacs. This is presumably the cause of the very high (greater than
180æ) elongations for the Saturn data taken from Normal Star Almanacs. It
may simply be chance that the available Normal Star Almanacs all err in the
same direction (too small a day correction), whereas the Almanacs apply a
correction that is about right, and so result in elongations which are similar
to those found in observational texts. In this respect, it is worth noting that
several, though by no means all, of the Saturn data with elongations greater
than 180æ taken from observational texts are accompanied by the phrase ‘‘I
did not watch’’, indicating that these are predictions, presumably taken from
the Almanacs/Normal Star Almanacs. It is largely due to predicted data that
the mean elongation at Q for Saturn is marginally above 180æ, and as we have
seen this is an artefact of the way they were computed, and not a reflection of
observational practice. For Jupiter, the applied corrections are in good agree-
ment with what they should be, and as a result the distributions for the
Acronycal Risings in Babylonian Astronomy 155
predicted and observed data are similar. There is too little data to draw any
similar conclusions for Mars.
There are two more issues that deserve comment as they explain why there
is a greater spread in elongations for Mars and Saturn than there is for
Jupiter, even when we disregard the predicted data. These are the effects of a
planet’s latitude and magnitude on the observed date of acronycal rising. As
discussed in the introduction, acronycal rising does not occur at a fixed dis-
tance from the sun. This is because it is a visibility phenomenon, and so
depends upon a number of factors such as climatic/atmospheric conditions,
the observer’s eyesight, etc. The variations in the factors will naturally pro-
duce some spread in the elongation at which acronycal rising will occur for
a given planet. Furthermore, the magnitude of a planet directly affects the
date of visibility, since clearly a bright object can be seen closer to the horizon
and when the sky is lighter, than a dim object. This is particularly relevant
for Mars, whose magnitude varies significantly, and to a lesser extent Saturn.
In this regard it is significant that there is a greater spread in elongations for
Mars and Saturn than for Jupiter, although the effect of magnitude variation
cannot be investigated quantitatively as there is insufficient data to isolate
magnitude effects from other factors.
The variation in a planet’s latitude will have a similar effect, since when
the planet is further away from the ecliptic, it will rise several days earlier or
later than when it is close to the ecliptic. The variation in the latitude of
Saturn is about twice that of Jupiter, and Mars’s latitude varies still further,
especially around opposition, so this may be one reason why there is less
spread in the distribution of elongations of Jupiter. Quantitatively, again, it
is hard to analyse the effect of latitude on the elongation at Q, since the
effect is also dependent upon the time of year. We might expect a correlation
between elongations of over 180æ and dates when the planet has negative
latitude. Although this is true most of the time for Mars and Jupiter (3 out
of 4 and 7 out of 8 cases respectively), it is clearly not always the case for
Saturn (only 8 out of 17 cases). In figure 5 we plot elongation at Q against
latitude. For the reason just stated it is hard to interpret such a plot. Never-
theless, two points can, we believe, be made: (i) as expected, there is some
correlation between elongation and latitude, with elongations of greater than
180æ more often occurring when the latitude is negative; however, (ii) for
Saturn the effect of latitude is less significant than other factors, in particular
when we are dealing with predicted data.
156 Louise Hollywood and John M. Steele
Conclusions
All of the evidence considered in this paper leads to the not unexpected con-
clusion that the phenomena Q observed and predicted by the Babylonians
corresponds to the acronycal rising of the planet, not opposition. Both the
theoretical schemes of the Mathematical Astronomical Texts, and the ob-
served data on the Non-Mathematical Astronomical Texts indicate that Q
occurs at elongations less than 180æ, and the differences in the spreads of
elongations for the three planets indicates that Q is a visibility phenomena.
These two factors inevitably indicate that Q is aconycal rising, as the only
obvious observable visibility phenomena with at an elongation a little less
than 180æ. Qualitative support for this conclusion is also provided by the
application of the so-called Uruk scheme to computing dates of Sirius
phenomena (Sachs 1952). This scheme predicts dates of Sirius’s Q (again
written aná ME-E-a) at elongations somewhat greater than 180æ, and this is
just what we would expect for a star with Sirius’s fairly large negative latitude.
One problem that remains is how exactly an acronycal rising was observed.
Due to extinction effects, a planet is never actually seen to cross the horizon;
instead it is first seen at a small distance above the horizon. This distance
will vary night by night due to changing atmospheric conditions. It is quite
Acronycal Risings in Babylonian Astronomy 157
possible that the Babylonian astronomers used more than one criterion (for
example, a combination of the height of the planet above the horizon when
first seen and measurements of the time interval between sunset and first
sighting of the planet) to judge when an acronycal rising had occurred.
Acknowledgements
We wish to express our thanks to Lis Brack-Bernsen and Teije de Jong for
their helpful comments and advice during the writing of this paper. John
Steele’s work was made possible through the awards of a Leverhulm Trust
Research Fellowship at the University of Durham and the E. P. May Fellow-
ship at the University of Toronto.
References
Aaboe, A.
1987: ‘‘A Late Babylonian Procedure Text for Mars, and Some Remarks on Retrograde
Arcs’’, in King, D. A., and Saliba, G. (eds.), From Deferent to Equant: A Volume
of Studies in the History of Science in the Ancient and Medieval Near East in Honor
of E. S. Kennedy, New York, pp. 1–14.
Aaboe, A., Sachs, A. J.
1966: ‘‘Some Dateless Computed Lists of Longitudes of Characteristic Planetary
Phenomena from the Late Babylonian Period’’, Journal of Cuneiform Studies 20,
pp. 1–33.
Brack-Bernsen, L.
1999: ‘‘Ancient and Modern Utilization of the Lunar Data Recorded on the Babylonian
Goal-Year Tablets’’, in Actes de la VémeConférence de la SEAC, Warszawa-Gdansk,
pp. 13–39.
Epping, J.
1889: Astronomisches aus Babylon, Freiberg im Breisgau.
Huber, P. J., et al.
1982: Astronomical Dating of Babylon I and Ur III, Malibu.
Hunger, H.
1999: ‘‘Non-mathematical Astronomical Texts and Their Relationships’’ in N. M. Swerd-
low (ed.), Ancient Astronomy and Celestial Divination, Cambridge, MA, pp. 77–96.
2001: Astronomical Diaries and Related Texts from Babylonia Volume V, Vienna.
Kugler, F. X.
1907–1935: Sternkunde und Sterndienst in Babel, Münster.
Neugebauer, O.
1952: The Exact Sciences in Antiquity, Princeton.
1955: Astronomical Cuneiform Texts, London.
1975: A History of Ancient Mathematical Astronomy, Berlin.
158 Louise Hollywood and John M. Steele
Appendix
The following tables contain lists of all entries in Non-Mathematical Astronomical Texts
known to us which concern the phenomena Q. In the first column, a reference is given to
the source of the record. Diaries (D) are cited from their publication in Sachs & Hunger
(1988–1996); Planetary Compilations (P) by their text number in Hunger (2001); Goal Year
Texts (G), Almanacs (A) and Normal Star Almanacs (NSA) by their LBAT number. The
date column refers to the Babylonian calendar. The following abbreviations apply: AΩ
Alexander III, ArIIΩArtaxerxes II, ArIIIΩArtaxerxes III, DIΩDarius I, DIIIΩDarius III,
NEIIΩNebuchadnezzar II, PAΩPhilip Arrhidaeus, SEΩSeleucid Era
MARS
JUPITER
SATURN
NOTES