Akash Deep Srivastava

FRM, CA

CAREER OBJECTIVE

To keep sharpening the skill of Risk Management along with Financial Reporting, to support the
Management with contribution towards Risk analysis, Financial Reporting, Audit review, Process
efficiency and Regulatory Reporting requirements.

CORE COMPETENCIES

 Responsible for Credit risk RWAs calculation in the Risk engine, and ensuring the same as per
expectations with respect to approach, Correlation, PD, LGD and maturity parameters.

 Understanding the applicability CRR/BASEL guidelines applicable for Regulatory Reporting and
ensuring the applicability of the same in Business Portfolio as well as Risk engine.

 In case of Data quality issues. Prepare and review adjustments which are to be passed in risk engine
for correction in RWA. Responsible for Audit/reviews as per BCBS 239 and internal reviews for data
control.

 Taking care of special treatment for RWA calculation of DEFAULT portfolio as per BEEL calculation,
ensuring the same as per BASEL guidelines.

 Understanding and proficient knowledge of Financial reporting including Audit, review,

Balance sheet , P&L, Cash flow statements & SOX compliance

 Ensuring other RWA affecting parameters like, SME flag, scaling factor, Collateral, guarantee etc.

WORK EXPERIENCE

HSBC Bank
AVP-Regulatory reporting- UK site & Canada site PRA reporting (Present)
Manager – Regulatory reporting- UK & Canada site, PRA reporting (May’16 –Nov’19)

 Pillar 1, & 3 Reporting, Production of RWAs, Expected loss (Basel) of Credit Risk for BASEL
reporting of PRA for Pillar 1 and COREP, on the basis of which, Capital adequacy ratios are
calculated.

 RWA calculation for all exposure class with correct risk parameters including CQS, PD, LGD, Maturity
& Correlation.

 Understanding the definition and applicability for Exposure class, Customer group and other
reporting buckets in Risk engine and ensuring that they are as per reporting guidelines and business
expectations.

 Understanding the data flow from source system, and understanding the data lineage, which is
required in case of data quality issues or any impact of change in reporting/production of RWAs.

INTERNAL - Address: 1513, Sector 45, Gurgaon-122003 Mobile: - 9554376678 email: - cafrmakash@gmail.com
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 In case of data quality issues, looking into the cause, effect and quantification of the same to report
to stakeholders and passing adjustments to correct the same. Also ensuring the controls to be in
place to avoid data quality in future.

 Analysis of wholesale and retail portfolio for check on data quality issues, variance analysis,
derivation logic and reconciliations.
Detailed Understanding of Big data software including Google TABLEAU, PLATFORA risk engine &
FTP, Oracle, SAP Financial Reporting systems.

 Analysis for differences between Regulatory reporting vs Financial Reporting numbers, reasons
thereof and making recon true up adjustments with fallback parameters to plug the gap.

 Communicating with Accounting close and Reconciliation team for possible explanation for major
movement, or change in Financial Statements, which help to understand the variance in
corresponding Exposure or RWAs.

Finance Manager at Kalpataru Power Transmission ltd (May 2014 to June 2015) (Zambia)
(Listed entity- Construction sector)

 Financial controller for a construction & tower erection project for a 465 km tower erection project
with First Quantum Minerals Ltd. (Australian client).
 Management’s reports including projected Cash flow, Liquidity management, Profitability
analysis for Management packs.

 Major job responsibilities includes overall commercial control, variance analysis, financial
statements, handling audit, and ensuring monthly closing, also responsible for adequate internal
controls at site along with fund management.

Sahara Adventure Sports Limited, Mumbai (February 2011 to April 2014)

(Finance Controller at Sahara Group Sports division)

 Budgeting and planning the entire IPL sports season for Pune Warriors India- IPL Team the Pune
IPL Franchise along with finalization of Financial Statements including Balance Sheet,
Profit and Loss, Cash flow Statements etc.

 Fund procurement, maintaining working capital and Investments for effective liquidity, and
communicating with Banks for facility maintenance, Deposits and overdraft management &
Bank guarantee collateral management.

 Integral part of the management and decision making process within budgetary frameworks by
managing expenses for conducting matches,

INTERNAL - Address: 1513, Sector 45, Gurgaon-122003 Mobile: - 9554376678 email: - cafrmakash@gmail.com
 Internal Audit Department of NIIT Corp. (Gurgaon)
(September 2009 – December 2010) (Listed entity- Education sector)

 Worked with the internal audit department for the entire NIIT Corp worldwide.

 Risk analysis and suggesting process improvement measures for avoiding risk, revenue leakage and
better internal control within the organization.

 Report generation and analysis of performance, profitability and business of various Business
verticals in SAP environment.

 Report writing, Management representations and ensuring the compliances for effective Internal
Control.

PROFESSIONAL & EDUCTIONAL QUALIFICATION

Qualification University /Board Year

FRM GARP (US) May 2019

C.A. FINAL I.C.A.I. (India) May 2008
B.COM. - Kanpur University 2005
Std. X - C.B.S.E. 2000
Std. XII - C.B.S.E. 2002

PERSONAL PROFECIENCY

 Understanding of Risk parameters and its implications.

 Understanding of BIG data systems including TABLEAU, PLATFORA, FTP, ORACLE, SAP.
 Business acumen in addition to expert understanding of financial statements.
 Proficient in excel spreadsheet.
 Positive attitude and zeal to continuously improve and learn.

PERSONAL PROFILE

Father’s Name : Sri. Hari Prakash Srivastava

Date of Birth : March 08, 1985
Languages known : English & Hindi (Proficient level)
Marital Status : Married
PP No. : Z2630183

INTERNAL - Address: 1513, Sector 45, Gurgaon-122003 Mobile: - 9554376678 email: - cafrmakash@gmail.com