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  • Certification Regarding Trading Control and Ownership of The Account PDF

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    Mike Ho
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    The document is a certification regarding trading control and ownership of an account. It certifies that the account holder is the sole owner of all assets in the account and the only person with trading control over the account, unless additional trading authority is granted using proper forms. The certification is required by Interactive Brokers as a regulated broker to know who controls trading and owns significant interests in each customer account.

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    Certification Regarding Trading Control and Ownership of the Account.pdf

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    The document is a certification regarding trading control and ownership of an account. It certifies that the account holder is the sole owner of all assets in the account and the only person with trading control over the account, unless additional trading authority is granted using proper forms. The certification is required by Interactive Brokers as a regulated broker to know who controls trading and owns significant interests in each customer account.

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Flag for inappropriate content
    Download as pdf or txt
    170 views1 page

    Certification Regarding Trading Control and Ownership of The Account PDF

    Uploaded by

    Mike Ho
    The document is a certification regarding trading control and ownership of an account. It certifies that the account holder is the sole owner of all assets in the account and the only person with trading control over the account, unless additional trading authority is granted using proper forms. The certification is required by Interactive Brokers as a regulated broker to know who controls trading and owns significant interests in each customer account.

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Flag for inappropriate content
    Download as pdf or txt
    of 1

    Certification Regarding Trading Control and

    Ownership of the Account

     As a regulated securities and commodity futures broker, Interactive Brokers is


    required to know who controls the day to day trading in each customer account
    and who owns a significant ownership interest in each account.

     Account holder certifies that account holder is the sole owner of all assets in the
    account.

     Account holder certifies that account holder is the only person with trading control
    over the account unless account holder grants trading authority to additional
    persons by using the proper forms provided on the Interactive Brokers website.

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